You are on page 1of 44

www.wunan.com.

tw
(02)2705-5066

www.wunan.com.tw
(02)2705-5066

2008

2008.07.012011.02.28
2011.03.012011.06.30

2007232012
11

1. 201135 U.S.C.1123.2.5
()
2.
4.1.3
3. 4.3
4. 5.2.1
5.2.3
5.
5.6.3
6. 6.2
7. 6.5.2
8. vs.6.7.6

www.wunan.com.tw
(02)2705-5066

ii

102.02.19

www.wunan.com.tw
(02)2705-5066

iii

2
QualityCost
DeliveryIP, Intellectual Property
Eco-awarenessCapital
Financial CapitalHuman Capital
IP Capital

Patent

200710

www.wunan.com.tw
(02)2705-5066


52007115

523
200871

20075

201311
5

5Part III

www.wunan.com.tw
(02)2705-5066

vii

200871

20

6.5.2
the Claim Vitiation Doctrine

www.wunan.com.tw
(02)2705-5066

viii

specic exclusion principle

Part II

200910

www.wunan.com.tw
(02)2705-5066

ix

2002
26200462005
122004

www.wunan.com.tw
(02)2705-5066

200793

www.wunan.com.tw
(02)2705-5066

CONTENTS

.......................................................................001
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8

................................................................................ 002
..................................................................................... 002
..................................................................................... 003
. .................................................................... 004
.......................................................................................... 006
.......................................................................................... 006
................................................. 006
. .................................................................... 008

......................................... 011
2.1 . .............................................................................................. 011
2.1.1 .................................................................................. 012
.
.
.
.
.
.
.
.

.
.
.
.
.
.
.

.
.
.
.
.
.
.

.......................................................................................... 013
()............................................................................... 013
()............................................................................... 013
()............................................................................... 013
()............................................................................... 013
()....................................................................... 014
()............................................................................... 014
()............................................................................... 014

.............................................................................................. 014

.............................................................................................. 014

.
.
.

. .
. .

.............................................................................................. 014
()........................................................... 014
()................................................... 015

www.wunan.com.tw
(02)2705-5066

.
.

. .
. .

()................................................... 015
()............................................................... 015
.............................................................................................. 015

2.1.2 .................................................................................. 032


.
.
.
.
.
.
.
.
.
.
.

.
.
.
.
.
.
.
.
.

.
.
.
.
.

.......................................................................... 034
()............................................................................... 035
()............................................................................... 035
()................................................................... 036
()........................................................................... 038
()........................................................................... 040

.
.
.
.

.................................................................................. 049
()............................................................................... 050
()............................................................................... 052
()............................................................... 059
()........................................... 060

2.2 ................................................................................ 061


2.2.1 ............................................................................................ 066
2.2.2 .................................................................................. 074
2.2.3 .................................................................................. 075
2.2.4 .................................................................................. 076
2.2.5 .................................................................................. 078
.
.
.

. .
. .
. .

()........................................................... 079
()........................................................... 080
()........................................................... 080

2.2.6 ......................................................................... 083


2.2.7 .................................................................................. 084
.......................................................................... 085

.
.
.
.

. .
. .

...................................................................... 085
()............................................................................... 086
()............................................................................... 087

.......................................................... 087

.............................................................................................. 088

2.2.8 .................................................................................. 094


www.wunan.com.tw
(02)2705-5066

2.2.9 ............................................................................................ 094

2.3 ........................................................................... 096


2.3.1 .......................................................... 096
.

.......................................................... 097

...................................................................................... 098

2.3.2 ............................................................... 101


.
.
.
.

. .
. .
. .

.................................................................. 101
()........................................................................... 101
()............................................................... 102
()........................................................................... 102
.................................................................................. 102

2.3.3 .......................................................... 103


2.3.4 ......................................................................... 104
.
.
.
.

. .
. .
. .

.............................................................. 104
()................................... 104
()................................... 104
()........................................... 105

.......................................................................... 106

.............................................................................. 106

...........................................................109
3.1 . .............................................................................................. 110
3.1.1 .................................................................................. 110
.
.
.
.
.
.
.
.
.
.

. .
. .
. .

.......................................................................... 110
().18...................................................................111
().19.................................................................. 114
().20.................................................................. 116

. .
. .

.............................................................................................. 116
()....................................................................................... 116
()............................................................................... 117

. .
. .

.............................................................................................. 117
()................................................................................... 118
()................................................................................... 124

www.wunan.com.tw
(02)2705-5066

.
.
.
.
.

. .

()........................................................................... 131

. .
. .
. .

.................................................................. 134
()....................................................................................... 134
()................................................................................... 139
()....................................................................................... 142

3.1.2 .................................................................................. 147


.
.
.
.

. .
. .
. .

.............................................................................................. 148
()............................................................................... 148
()............................................................................... 148
()............................................................................... 149

.............................................................................................. 162

.
.
.
.

.............................................................................................. 163
()............................................................................... 164
()............................................................................... 164
()............................................................................... 168

. .
. .
. .

.................................................................................. 170

3.2 . .............................................................................................. 172


3.2.1 ............................................................... 172
.
.
.
.
.

.
.
.
.

.
.
.
.

...................................................................................... 172
()....................................................................................... 173
()....................................................................................... 173
()....................................................................................... 173
()................................................................................... 174

.
.
.
.

. .
. .
. .

...................................................................................... 174
()............................................................................... 175
()............................................................................... 175
()....................................................................................... 175

3.2.2 ............................................................... 176


.

...................................................................................... 176

.............................................................................................. 176

.......................................................................................... 177

3.2.3 ............................................................... 179


.

.................................................................. 180

.......................................... 181

www.wunan.com.tw
(02)2705-5066

...................................................................... 182

3.2.4 ............................................................... 182


.

.......................................................................................... 183

.......................................................................................... 183

...................................................................................... 184

.......................................................................................... 184

.................................................................................. 184

...................................................................................... 185

3.2.5 ............................................................... 187


.

.......................................................................... 188

.............................................................................. 190

.
.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.................................................................................. 192
()....................................................................... 194
()....................................................................... 198
()................................................................... 203
().201135.U.S.C.112............................. 205
()............................................................................... 213

.................................................................. 218

...................................................................... 224

.................................................................................. 224

.............................................................................. 227

.............................................................................. 227

.............................................................................. 228

3.2.6 ............................................................... 229


.

.............................................................................. 229

.............................................................................. 230

.............................................................................. 230

...................................................................... 230

3.3 . .............................................................................................. 231


3.3.1 .................................................................................. 232
3.3.2 .................................................................................. 235
3.3.3 .................................................................................. 235
www.wunan.com.tw
(02)2705-5066

3.3.4 .................................................................... 236


3.3.5 .................................................................... 237
3.3.6 .......................................................... 238
3.3.7 .................................................................................. 239
3.3.8 .................................................................... 241
3.3.9 .................................................................................. 242
3.3.10 ......................................................................... 244
.

.................................................. 244

.................................................. 245

.......................................... 246

3.4 ........................................................................... 248


3.4.1 ............................................................................................ 248
3.4.2 .................................................................... 248
.

.......................................................................... 249

...................................................................................... 250

.......................................................................... 252

.................................................................................. 253

...................................................................... 255

...................................................................... 256

.......................................................................... 257

.................................................................................. 258

.................................................................................. 259

3.4.3 . ............................................................................ 262


3.4.4 ......................................................................... 262

3.5 ........................................................................... 264


3.5.1 .................................................................... 264
.

.................................................................................. 264

.................................................................................. 267

...................................................................... 268

3.5.2 .................................................................... 269


www.wunan.com.tw
(02)2705-5066

3.5.3 .................................................................... 271


3.5.4 ................................................. 272
3.5.5 ............................................................... 276
.

.................................................................. 276

.................................................................. 278

.................................................................................. 279

.................................................. 280

.............................283
4.1 . .................................................................... 283
4.1.1 ......................................................................... 284
4.1.2 ............................................................... 285
4.1.3 ......................................................................... 287
4.1.4 .................................................................... 290
.

.................................. 290

.......................................................... 293

...... 296

.......................... 297

4.1.5 ................................................. 298


4.1.6 ............................................................................................ 300
.

U.S..PATENT5,835,139................................................................... 305

.U.S..PATENT5,926,237................................................................... 306

U.S..PATENT6,002,457................................................................... 309

U.S..PATENT6,020,942................................................................... 311

.U.S..PATENT6,373,537................................................................... 313

4.2 ........................................................................... 314


4.2.1 .................................................................................. 315
4.2.2 .................................................................................. 315
.

...................................................................................... 315

.............................................................. 316

www.wunan.com.tw
(02)2705-5066

.......................................................................... 318

.................................................................................. 319

4.2.3 ............................................................... 319


.

...................................................................................... 320

.................................................................................. 320

.................................................................. 321

4.2.4 . ............................................................................ 321


.

.................................................................................. 322

...................................................................................... 322

.............................................................................. 323

.............................................................................. 323

...................................................... 323

.............................................. 324

.......................................................................................... 324

4.2.5 . ............................................................................ 325


.

.......................................................... 325

...................................................................................... 326

.................................................................. 326

...................................................................................... 327

.......................................................................................... 327

4.2.6 .................................................................... 328


4.2.7 . ............................................................................ 329
4.2.8 .......................................................... 330

4.3 . .............................................................................................. 330


4.3.1 ......................................................................... 330
.

...................................................................................... 330

.......................................................................... 332

...................................................................................... 333

.............................................................................. 334

.......................................................................... 335

4.3.2 .......................................................... 337


www.wunan.com.tw
(02)2705-5066

.......................................................... 338

.................................................. 339

.................................................................................. 339

.......................................................... 340

.
.
.
.
.
.
.

.................................................................................. 343
()............................................................................... 343
()............................................................................... 343
()............................................................................... 343
()............................................................................... 344
()............................................................................... 344
()....................................................................................... 346

.
.
.
.
.
.

.
.
.
.
.
.

...........................................................347
5.1 . .............................................................................................. 348
5.1.1 ......................................................................... 348
5.1.2 ......................................................................... 348
5.1.3 .................................................................................. 349

5.2 . .............................................................................................. 350


5.2.1 . ............................ 352
5.2.2 ................................................. 353
5.2.3 ................................................. 355
5.2.4 ................................................. 357
.

.................................................................. 357

.................................................................................. 360

5.2.5 ............................................ 362

5.3 ........................................................... 363


5.3.1 . ............................................................................ 364
.

.................................................................. 364

.................................................................. 366

.............................................................................. 367

5.3.2 .................................................................................. 371


www.wunan.com.tw
(02)2705-5066

...................................................................................... 372

.............................................................................. 377

.............................................................................. 379

5.3.3 .................................................................................. 384


.

.............................................................................................. 385

.................................................................................. 389

.......................................................................... 392

5.4 ................................................. 395


5.4.1 . ............................................................................ 395
5.4.2 ......................................................................... 397
5.4.3 ......................................................................... 398
.

.......................................................................... 401

.......................................................................... 402

.............................................................................. 404

5.4.4 .................................................................................. 405


.

.......................................................................... 405

.......................................................... 407

.......................................................................... 411

5.5 ........................................................... 415


5.5.1 ............................................................................................ 416
5.5.2 ....................................................................................... 418
5.5.3 .................................................................................. 420
5.5.4 .................................................................................. 421
5.5.5 . .................................................... 421
5.5.6 ............................................ 423
.

.............................................................................................. 423

.......................................................................................... 424

.............................................................................................. 427

5.5.7 .................................................................................. 428

5.6 ........................................................................... 429


www.wunan.com.tw
(02)2705-5066

5.6.1 .................................................................... 429


5.6.2 . ............................................................................ 430
.

...................................................... 431

.......................................................... 435

.................................................................. 442

5.6.3 .......................................................... 444


.

.................................................................. 444

.................................................................. 445

.......................................................... 447

5.6.4 . ............................................................................ 450

.............................453
6.1 ...................................................... 453
6.1.1 .................................................................................. 453
6.1.2 ............................................................... 454
6.1.3 ....................................................................................... 455

6.2 ................................................. 456


6.2.1 ............................................................... 456
.

.......................................... 457

.......................................................... 458

6.2.2 ......................................................................... 461

6.3 .......................................................................................... 461


6.3.1 ............................................................................................ 462
6.3.2 Pennwalt Corp. v. Durand-Wayland, Inc............. 462
6.3.3 ................................................. 463
6.3.4 .................................................................... 464

6.4 . .............................................................................................. 465


6.5 . .............................................................................................. 466
6.5.1 ....................................................................................... 466
www.wunan.com.tw
(02)2705-5066

6.5.2 ......................................................................... 469


.

.................................................................................. 469

...................................................................................... 469

...................................................................................... 471

.
.
.

.................................................................. 472
()............................................................................... 473
()............................................................................... 474

. .
. .

.............................................................. 475

.................................................................. 478

.
.
.

. .
. .

...................................................................................... 478
().Maxwell.v..J..Baker,.Inc................................................... 479
().Johnson.&.Johnston.v..R.E..Service.Co........................... 480

Warner-.Jenkinson.v..Hilton.Davis.......................................... 480

...................................................................................... 484

.
.
.
.

.................................................................. 485
()................................................................... 486
()....................................................................... 495
()....................................................................... 502

. .
. .
. .

6.5.3 .................................................................................. 506


.

.............................................................................. 506

.............................................................................. 507

...................................................................... 508

vs...................................................... 508

6.6 .......................................................................................... 509


6.6.1 .................................................................... 510
6.6.2 ............................................................... 510
6.6.3 ............................................................... 511
6.6.4 .................................................................................. 512
6.6.5 Festo v. Shoketsu Kinzoku Kogyo Kabushiki 513
.

.......................................................................... 514

.............................................................. 515

.............................................................. 515

www.wunan.com.tw
(02)2705-5066

...................................................... 516

.......................................................... 517

6.7 ..................................................................................... 517


6.7.1 .................................................................................. 518
6.7.2 .................................................................................. 518
6.7.3 .................................................................... 520
6.7.4 .......................................................... 520
6.7.5 vs.. ......................................... 522
6.7.6 vs....................................... 523

6.8 Tsubakimoto Seiko Co. Ltd.  524


6.8.1 ............................................................... 525
.

.............................................................................................. 525

Litton.System,.Inc..v..Whirlpool.Corp............. 526

.............................................. 527

6.8.2 . ............................................................................ 529


6.8.3 . ............................................................................ 529
6.8.4 ......................................................................... 530
6.8.5 . ............................................................................ 531

6.9 ..................................................................................... 532


6.10 ....................... 533
6.10.1 ............................................................... 533
6.10.2 ............................................................... 534

www.wunan.com.tw
(02)2705-5066

001

1938

www.wunan.com.tw
(02)2705-5066

002

1.1

Patent Law TreatyPLT20006


2005428
Rule 3.3(a)(i)
1
25

1.2
16

1.
2.
1

200062005
428

www.wunan.com.tw
(02)2705-5066

003

3.

4.

1. 22313
2. 281
3. 301

1.3
17
1. 1
(1)
(2)
(3)

(4)

(5)

(6)

(7)

2. 2

www.wunan.com.tw
(02)2705-5066

004

3. 3
4

4. 4

5. 5

6. 6

1.4
1820
1. 18
(1) 1

(2) 1

(3) 2

(4) 3

www.wunan.com.tw
(02)2705-5066

005

(5) 3

(6) 4

(7) 5

(8) 5

(9) 6

2. 19
(1) 1

(2) 2

(3) 3

(4) 4

3. 20
(1) 1

www.wunan.com.tw
(02)2705-5066

006

(2) 2

1.5
23
(1) 1
2/3
(2) 2

1.6
2112
(1) 1

250

(2) 2

1.7

584

www.wunan.com.tw
(02)2705-5066

007

584

261

262

Substantive Patent Law TreatySPLT103


4
5

1.

United States v. Adams, 383 U.S. 39, 48-49 (1996) While the claims ... limit the invention, and
specications can not be utilized to expand the patent monopoly, ... claims are construed in the
light of the specications and both are to be read with a view to ascertaining the invention.
3 Substantive Patent Law Treaty (10 Session), Article 10 (1) [General Principle] The application
shall disclose the claimed invention in a manner sufciently clear and complete for that invention
to be carried out by a person skilled in the art. The disclosure of the claimed invention shall be
considered sufciently clear and complete if it provides information which is sufcient to allow
that invention to be made and used by a person skilled in the art on the ling date, without undue
experimentation [as prescribed in the Regulations]. Article 11 (1) [Contents of the Claims] The
claims shall dene the subject matter for which protection is sought in terms of the [technical]
features of the invention.
PCT
4 Constant v. Advanced Micro-Devices, Inc., 848 F.2d 1560, 1571, 7 USPQ2d 1057, 1064-1065
(Fed. Cir.), cert. Denied, 488 US 892 (1988) However, it is the claims that dene a patented
invention.
5 General Electric Co., v. Wabash Appliance Corp., 364 U.S. 364, 369 (1938) A fundamental tenet
of patent policy is that a patent is a teaching toll which others may use as a foundation for
developing newer and better products, beneficial to the public, a fundamental purpose of the
claim is to precisely demarcate where others may or may not endeavor.
2

www.wunan.com.tw
(02)2705-5066

008

2.

3.
4.
5.

1.8

(1)

(2)
12

(3)

(4)

www.wunan.com.tw
(02)2705-5066

009

(5)

(6) (3)(5)

(7)

(8)

(9) (1)
(10)

www.wunan.com.tw
(02)2705-5066

www.wunan.com.tw
(02)2705-5066

011

USPTO

2.1

www.wunan.com.tw
(02)2705-5066

012

261

261
2.1.2
262
3.1.2

2.1.1

general knowledgeordinary skill


141

www.wunan.com.tw
(02)2705-5066

013

()
17114

()
1712

()
1713

()
1714

www.wunan.com.tw
(02)2705-5066

014

()
1715

()
1716

()
1717

231
2/3
2

211

250
2

()
175

www.wunan.com.tw
(02)2705-5066

015

()
176

()
172

()
173

5,857,6542
Jan. 12, 1999

DOCUMENT STAND

[0001]
IPCA47B023/04

www.wunan.com.tw
(02)2705-5066

016

[0002]

[0003]

[0004]

[0005]

www.wunan.com.tw
(02)2705-5066

017

[0006]

[0007]

11
21
31
41
51
61
71
82
92
102
112
122
132
142
153

www.wunan.com.tw
(02)2705-5066

018

163
173
183
193
203
213
224
234
244
254
264
274
284
295
305
315
325
335
345
355
366
376
386
396
406
416
426

www.wunan.com.tw
(02)2705-5066

019

[0008]

[0009]

[0010]
6

[0011]
171
1
1a1b1c1a
1b1c
[0012]

1c

www.wunan.com.tw
(02)2705-5066

020

[0013]
1
1
1a1b

[0014]
8142
2
2a2b2c2a
2b2c

[0015]

2c

2c2
[0016]
2
2
2a2b

[0017]
152133-453a

www.wunan.com.tw
(02)2705-5066

. .
, 2013.03
.

ISBN 978-957-11-7039-8
1.
440.6

102003826

1U73

(407.4)


P.Design

106 3 3 9 4
(02)2705-5066(02)2706-6100
http://www.wunan.com.tw
wunanwunan.com.tw
0 1 0 6 8 9 5 3

/6
(04)2223-0891(04)2223-3549
/290
(07)2358-702 (07)2350-236

2 0 0 7 1 1
2 0 0 9 1 1
2 0 1 0 7
2 0 1 3 3
5 5 0

(02)2705-5066

www.wunan.com.tw

You might also like