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Colonialism: Political Aspects

usually selfish and largely economic. But alongside Therefore, a convincing theory of colonization and
was a genuine commitment to the principles of colonialism in general or of European colonialism in
trusteeship and paternal development. Attempts to particular does not exist and will probably never exist,
evaluate the costs and benefits of colonialism coin- because it is not feasible. But scholars have still to
cided with its formal ending (Perham 1962), but a define the concepts they use, because an agreement
growing revisionist literature, in part reflecting the upon their meaning makes communication possible.
reduced status of Marxist scholarship, is emphasizing Colonization has to do with migration, because it
the advantages for the modern state of the enlargement describes the movement of people from one part of the
of scale, modern educational and economic practices, world to another to establish a settlement, quite often
and the opportunities provided for some (but not all) an agrarian one. In this sense, the term has a neutral
by integration into the world economy. Nevertheless, connotation. In contrast, colonialism has become a
it is equally important to acknowledge the relative general invective against western policy, especially
short period of colonial rule. Davidson (1964) since the Bandung conference of recently decolonized
was right to observe: ‘Looking back, one may see now Asian countries in 1955. In the nineteenth century,
that the colonial period was no more than a large however, it was used more or less neutrally to
episode in the onward movement of…life; in another characterize the condition of colonies and the (speech)
sense, it was an unexampled means of revolutionary habits of colonials (Fieldhouse 1981, p. 6).
change.’ We have no choice but to accept the change of
meaning that colonialism has undergone, though we
See also: Colonialism, Anthropology of; Colonization can try to neutralize political emotions. In this sense,
and Colonialism, History of; Fourth World; He- colonialism can be defined as the control of one people
gemony: Anthropological Aspects; Imperialism, His- by another, culturally different one, an unequal re-
tory of; Imperialism: Political Aspects; Nationalism: lationship which exploits differences of economic,
General; Nationalism, Sociology of; Postcoloniality; political, and ideological development between the
Third World two (Reinhard 1996, p. 1). People instead of nation or
state is used because basically no sophisticated pol-
itical organization is necessary on either side. And the
Bibliography terms difference and deelopment are used in a strictly
Boardman J 1980 The Greeks Oerseas: Their Early Colonies and descriptive sense and without any value judgement.
Trade, 3rd edn. Thames and Hudson, London They do not suggest that it is more desirable to have
Crozier B 1964 Neo-colonialism. Dufour Editions, Bodley Head, nuclear weapons instead of bow and arrow or that
London there exists a general and ‘normal’ path of human
Davidson B 1964 The African Past: Chronicles from Antiquity to development with the West at the end. But differences
Modern Times. Little Brown, Boston of development are essential to distinguish colonial
Hartz L 1964 The Founding of New Societies. Harcourt, Brace
and World, New York
rule from empire in general. Roman rule over ancient
Kirk-Greene A H M 2000 Britain’s Imperial Administrators Greece and Russian control of East Germany were
1858–1966. St. Martins, New York imperial, not colonial.
Lugard F 1922 The Dual Mandate in British Tropical Africa. Colonialism, as an unequal relationship between
Edinburgh, UK human groups, very often was the outcome of imper-
Mansergh N, Moon P (eds.) 1970–1983 The Transfer of Power. ialism, defined as a political activity with the intention
Her Majesty’s Stationery Office, London to establish colonialism. But if the meaning of imper-
Mortimer E 1969 France and the Africans. Faber, London ialism is limited to expansive policy of the nineteenth
Perham M 1962 The Colonial Reckoning, 1st edn. Knopf, New and twentieth centuries, colonial expansion has to be
York
Robinson K 1965 The Dilemmas of Trusteeship. Oxford Uni-
used to designate earlier policies. After decolonization,
versity Press, London colonialism as a form of political dependency has
Said E W 1978 Orientalism. Pantheon, New York become a mere phenomenon of history. But economic
and cultural domination by former colonial powers
R. Hodder-Williams such as Britain and France on the one hand, and by the
US and the US controlled world economy on the
other, still exists. It has been labeled neocolonialism. In
the 1960s and 1970s theories of structural dependency
Colonization and Colonialism, History of explained economic underdevelopment as a conse-
quence of western economic domination and as self-
1. Introduction: Problems of Definition and the reproducing without chance of escape because of
Semantic Field western control of the world economy. Several success
stories of former colonies have falsified these theories,
‘Colonization is [...] a phenomenon of colossal vague- but their lesson on informal control as an element of
ness’ (Osterhammel 1997, p. 4), because it covers large colonialism remains. Semicolonies such as China or
and rather different parts of the world and its history. the Ottoman Empire about 1900 were formally in-

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Colonization and Colonialism, History of

dependent, but in reality under economic and there- factories, and colonial rule over spice producers such
fore indirect political control of the West. Western as Ceylon and the Moluccas, extending from East
colonies in the Americas, in South Africa, and Aus- Africa to China and Japan, with Goa in the center.
tralia established a secondary colonialism in their parts During the European conflicts of the early seventeenth
of the world. Even in European countries unbalanced century, the Dutch East India Company, in contrast to
internal group relations as in the case of Britain’s Portuguese crown capitalism, a privileged private
‘celtic fringe’ were qualified as internal colonialism corporation of shareholders, conquered most of the
(Hind 1984). Portuguese system, but established a new capital in
Batavia on Java. Arriving at the same time, the French
and English East India Companies created their bases
on the coast of India, a comparative advantage when
2. The History and Geography of Colonization European demand changed in the seventeenth century
and Colonialism and Indian textiles became the leading commodity. In
the eighteenth century they were replaced by tea and
The expansion of Europe between the fifteenth and coffee with the China trade as core business. But trade
twentieth centuries was one of the most momentous remained under strict control of the Chinese and
processes of history. World history in the sense of Japanese empires and ‘western barbarians’ were only
global history became possible only through that tolerated until the middle of the nineteenth century
process, because no part of the world escaped the when China and Japan were ‘opened’ for free trade by
direct or indirect impact of Europe. In 1914 half of the western military aggression. On Java and in India,
land surface of the earth and one-third of its popu- however, the Mataram and Mughal empires began to
lation were still under direct colonial rule. But this was disintegrate in the eighteenth century. This led to the
only the last chapter of a long story, because coloni- control of Java by the Dutch and the conquest of all
zation and colonialism are essential components of India by the British until 1818–49. Most of it was the
history in general, especially, if we do not omit result of contingency, but besides the interest in profits
continental expansion in Russia, the Americas, and the ambition of local military, the ‘men on the spot,’
elsewhere in favor of overseas colonialism. Coloni- was a constant factor.
zation in the sense of expansion of settlement and Since 1492 Castilians competing with the Portu-
agrarian land use could even be considered the guese discovered and conquered their India in the
quintessence of human history before industrializa- West. Spaniards emigrated to live in the cities of a New
tion. Chinese colonialism is perhaps the most re- World. But despite a tremendous loss of native
markable case because of the relative continuity of population, mostly through infectious diseases im-
Han-Chinese expansion starting from the lower ported by the conquerors, the labor force consisted
Huang basin thousands of years ago and leading to the mostly of Amerindians, especially when, after the
present penetration of Tibet, Mongolia, and Xinjiang. discovery of silver mines in northern Mexico and
The ancient world of the Mediterranean was full of highland Peru, America became the treasure house of
Phoenician, Greek, and Roman settlement colonies. the Spanish monarchy. A proto-bureaucratic system
Colonial phenomena of the European Middle Ages of colonial government was established instead of
became predecessors and models of the later expansion traditional feudal lordship desired by the conquerors.
of Europe. Spain and Portugal colonized the re- But Iberian America was to remain a racially stratified
conquered South of the Iberian peninsula and the society. Metropolitan Spain did not profit much from
Canaries, whereas England did the same in Wales and American silver which, because of differential inflation
Ireland, Old World experiences to be used in the New rates and overambitious policy, flowed out of the
World later. People from central and western Europe country to feed the Asian trade of the Dutch and the
settled in the East, a process to be continued by Russia English. Via Europe and directly via the Philippines
in Siberia until the Pacific Ocean was reached. The much of the American silver ended up in India and
French who were excluded from the colonization of China. A kind of world trade system originated, but
the East became protagonists of the crusades in- probably with rather marginal economic impact on
stead. The first European colonies established by the Europe and on Asia. Brazil became a Portuguese
crusaders in the Middle East were a failure, but in that colony almost by chance, economically important
context Italians developed a system of maritime trade only in the later sixteenth century when sugar cane was
and factories combined with the colonial production grown on its abundant fertile soils. Indian labor was
of high value commodities such as sugar. Not by scarce here but the Portuguese controlled the opposite
chance America was ‘discovered’ by a Genoese and coast and therefore were able to provide the sugar
‘baptized’ after a Florentine. industry with African slaves. When the sugar cycle
Beginning in 1415 the Portuguese followed the coast reached its end, gold and diamonds created a new
of Africa until they found their way to India in 1498. boom in Brazil during the eighteenth century, but with
To control the spice trade of the Indian Ocean they similar negative consequences for Portugal as for
established a trade empire based on fortified ports, Spain 200 years earlier.

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Colonization and Colonialism, History of

In the seventeenth century the Dutch transferred the qualification as mandates of the League of Nations did
Brazilian plantation economy to the Caribbean where not make much difference. Neither was the League
the English, French, and Dutch had conquered several of Nations able to prevent the Japanese occupation
islands from Spain. No Amerindian labor force was of Manchuria in 1931–2 and the Italian conquest of
left there, but the Dutch had occupied some of the Ethiopia in 1935. Ethiopia had defended herself
Portuguese strongholds on the West African coast successfully against Italian aggression in 1896, but as
with the British and the French to follow. Thus the the last African country had to yield to colonialism—if
West Indies could be provided with African slaves. only for a few years. Times were beginning to change.
The English were the leading slave traders of the Less spectacular than expansion overseas, and
eighteenth century when the sugar business reached its therefore often ignored by historians of colonialism,
culmination point. Large parts of the Caribbean were was the ‘quiet’ continental expansion of Russia and
converted into an agro-industrial complex with a the USA, of Canada, Australia, and South Africa, of
completely artificial society of black slaves, white Brazil, Argentina, and Chile. This expansion was
lords, and an increasing number of mulattos. possible only at the expense of indigenous populations
In the meantime, another type of artificial new and through the exploitation of differences of de-
world had originated in North America which in the velopment. This turned out a very effective variety of
long run became a white man’s country, the first and colonialism, because the result was most often a white
most successful of several ‘new Europes’ created by man’s country, another ‘new Europe,’ where the
about 60 million Europeans who emigrated between former population was marginalized or wiped out.
the sixteenth and the twentieth century. North Only in few cases such as South Africa, Russian
American Indians were few in number and not able to Central Asia and Caucasia non-western groups were
defend the land white immigrants desired. Whereas numerically and culturally strong enough for later
French Canada with its small settler population could successful decolonization.
at least attempt their integration, British North
America had no room for them. They were removed,
marginalized, or wiped out. Around 1780, British 3. Typology of Colonization and Colonialism
North America had more than 2.6 million inhabitants,
compared with about 8 million inhabitants of England There was no master plan for colonial expansion.
and Wales. Quite often it happened as an unintentional conse-
In 1775–1823 Europe lost most of her American quence of some other action. Nevertheless, typical
colonies. But Britain, which dominated the colonial sequences of actions occurred again and again, for
scene for most of the nineteenth century, compensated instance preventive occupation to keep out possible
for the loss with the conquest of India and with several competitors. The Portuguese used this in sixteenth-
new colonies, some of them acquired during the wars century Brazil, as did most European powers in
against France, like Canada from France and South nineteenth-century Africa. Military intervention in
Africa from the Netherlands, other new foundations Africa was sometimes not intended as permanent
in Australia and New Zealand which had been occupation, because it was much too expensive. But
explored during the late eighteenth century. But they when African resistance made a retreat impossible
were accepted rather reluctantly, because in an age of without loss of national prestige, the temporary
British dominated free trade colonial rule was con- occupation became a permanent colony. If not a
sidered unnecessary and too expensive. Therefore, matter of prestige, colonial policy was always based on
self-financed self-government of white settler-colonies a kind of cost-benefit analysis. Colonies were expected
was now welcome. Between 1840 and 1931 these to be profitable. At least they had to finance their own
British ‘dominions’ became quasi-independent. government. The famous British model of indirect rule
This relaxed attitude was to change in the age did originate much less from political wisdom or
of imperialism (see Imperialism, History of ), when respect for other civilizations than from the necessity
nervous competition of old and new powers under the to keep administration costs down. In reality national
ideological impact of nationalistic social Darwinism budgets only profited from colonial empires in ex-
led to the division of Africa within a few decades. Most ceptional cases, because infrastructural costs were
of what was left of Asia was also occupied or at least considered the responsibility of the government,
controlled economically. Besides Britain’s notorious whereas colonial profits remained private.
rival France and the old colonial powers Portugal and The most common individual motives for partici-
Spain new competitors entered the stage: Russia and pating in colonial activities were indeed the desire for
the King of Belgium, Germany and Italy, the USA and extra profits and the improvement of social status.
Japan, the first non-western imperialist power, which a These were certainly not the only motives, but they
few decades earlier had been close to becoming a were almost never absent. Of course, their character
semicolony. After World War I (see First World War, changed over time. The conquerors of British India
The) the German colonial empire and the Ottoman were capital accumulating profit seekers, but like those
Empire were divided among the victors. The formal of Spanish America still with the intention to invest in

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Colonization and Colonialism, History of

social status and not in capitalist enterprise in the way boycott was available to indigenous people, to some
of the nineteenth and twentieth centuries. The second extent even to African slaves (see Slaes\Slaery,
most common motive, missionary zeal, also changed History of ). The traditional contrast between colonial
over time. Instead of spreading the gospel and Euro- lords as active initiators of colonial processes and
pean civilization, modern colonizers followed the urge colonial subjects who had no choice but to suffer
of a civilizing mission to educate barbarians. In the age passively or at best to react against the actions of their
of imperialism, however, it became common con- betters has been questioned. But to believe after
viction that inferior races could not be ‘improved,’ but decolonization that colonial rule was only a short
were doomed to serve or to die. Thus colonial episode without much impact on the colonies seems to
adventurers could feel entitled to pose without re- be an anticolonialist oversimplification.
straint as the master race.
From the fifteenth to the twentieth century colonies
usually represented one of three basic types, sometimes 4. Decolonization
as a mixture:
(a) Trade and\or military bases such as the strong- The term decolonization was created in 1932 (Albertini
hold system of the Portuguese trade empire or Britain’s 1966, p. 28) but the process is much older. A first wave
naval bases in the nineteenth century or the frontier of decolonization, the independence movements of
forts of the US, Spanish ecclesiastical missions some- most American colonies 1775–1823, reduced Euro-
times served a similar purpose. pean colonial empires drastically. But Britain at least
(b) Colonies of settlement, probably the primitive knew how to compensate for these losses. On the other
type of colony, especially when combined with a kind hand, some lessons of the first wave were learned and
of stronghold as in the case of the roman ‘Colonia.’ made the second wave, the gradual increase of self-
Larger settlement colonies could only be founded at government in Britain’s white dominions 1840–1931,
the expense of indigenous people who were either much more easy going. Between world wars, anti-
removed (New England) or transformed into a de- colonial movements emerged in several exploitation
pendent labor force for an ‘improved’ economy colonies, with British India in the lead. Japanese
(Spanish America, Algeria) or replaced by workers of occupation of Asian colonies during World War II
foreign origin (Africans in the Caribbean, East Indians (see Second World War, The) fostered independence
in Guyana). movements which were successful after the war in a
(c) Colonies of exploitation with only a small number third wave of decolonization in the 1940s and 1950s.
of members of the ruling people present most of them At that time, Africa was apparently not yet ready for
only temporarily, to run business, administration, and decolonization. Colonial powers once again tried
defense. Parts of colonial Latin America resembled instead to compensate for their losses in Asia by
that type, but it became the dominating type during economic development of their possessions in Africa.
nineteenth and twentieth century colonialism with However, under the growing political pressure of the
British India as the prototype and much of Africa to superpowers, the UN, and world public opinion some
follow. African countries became independent in the 1950s,
Colonies of exploitation could not be ruled without and most in what was the fourth wave of deco-
massive collaboration of indigenous people (Robinson lonization during the 1960s. A fifth wave began in
1972). Collaboration had already been a necessary the Portuguese colonies in 1974–5 and accelerated
precondition for the Spanish conquest. To consider political change in South Africa. But the sixth wave
such collaborators as traitors, though, is an of decolonization in the 1990s, this time internal,
anachronistic value judgement of modern nationalist included not only the end of South Africa’s white
historiography. People like the Tlazcaltecans quite minority regime, but also quite unexpectedly the
rationally served their own interest regardless of a breakdown of Soviet rule in Central Asia and Caucasia
Mexican nation that did not yet exist. Recent research and Israel’s first arrangements with her Arabs.
on the colonial situation from the perspective of people Decolonization was a truly dialectical process,
under colonial rule has corrected such simplifications. because colonial rule produced its own contradiction,
Non-European history no longer looks just like an that is politically frustrated new indigenous elites.
inversion of the eurocentric pattern when the colon- Everywhere westernized groups and not the traditional
ialist image of benevolent western heroes ruling authorities were in the lead of independence move-
inferior races for their own benefit is simply inverted in ments. But an independence movement or even an
the anticolonial story of western rascals systematically independence war was not enough. In most cases a
abusing helpless non-western victims. To some extent, triangular constellation of political factors was the
the image of the helpless native itself is a creation of essential precondition: besides an internal indepen-
latent racism. In reality, a broad range of options to dence movement, favorable international conditions
cope quite successfully with colonial domination such as allies, anticolonial policies of the world powers
ranging between complete acceptance of western and the UN, and the willingness of the colonial power
patterns of behavior and very subtle methods of to accept the unavoidable were also necessary.

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Colonization and Colonialism, History of

5. The Consequences of Colonialism and the have their existence guaranteed by the international
Postcolonial World community (Jackson 1990). Internally, only few of
them can build upon the tradition of a historical
Colonial processes were certainly never a one-sided community. Instead of a modern civil society their
affair, but it is simply not true that they left no impact colonial heritage is ethnic fragmentation, to some
on former colonies. The postcolonial world is not the extent artificially created by colonialism. Quite often
same as before, even in Europe. Several American they had no alternative to the language of the former
plants, the potato in particular, became essential for colonial power as national language. Under these
Europe’s population and economic growth. Colonial circumstances the modern state in general and western
bullion and colonial profits contributed to the rise of democracy in particular could not become a success
Europe, if rather marginally and indirectly. They were and were replaced by the para-stateliness of self-
certainly not the sufficient precondition of industriali- organizing groups based on remarkable combinations
zation. Colonial problems influenced European power of traditional and modern elements.
relations, but rarely dominated them. Europe assimi- Everywhere colonialism has created new social
lated new cultural elements from all over the world, groups living in western-style urban environments:
but without changing her character. In the colonies, workers and employers, school teachers and pro-
however, ecology, economy, politics, society, and fessionals, civil servants and professional soldiers.
culture often changed more thoroughly, sometimes Women have found new roles and quite often eman-
even fundamentally. cipated themselves from traditional restrictions. All
Intentionally or unintentionally colonial rule has this is based on western science and technology, on
transformed ecological systems. After new plant foods western ideas and ideologies like rationalism and
had been introduced, American savannahs changed individualism, the rule of law and human rights,
into corn fields suffering from soil erosion and new Christianity and socialism. Nevertheless, it is essential
weeds. Domesticated animals formerly unknown in to understand that this state of things no longer
the Americas, in Australia, and New Zealand revo- implies cultural dependency, but rather the opposite:
lutionized working and eating habits, transportation non-western people in the meantime have become
systems and even the whole way of life of such groups owners of a cultural heritage of western origin. For
as the Indians of the North American plains. Un- example, the role of English as common language of
known infectious diseases killed millions who were the world stems from historic British and American
replaced by a new population of immigrants and dominance. Increasingly, though, the acceptance of
imported slaves. ‘new Englishes’ all over the world indicates that
The deliberate diffusion of European and especially the Anglo-Saxons have been expropriated of their
American cultivated plants such as maize and manioc language.
created a new agriculture and allowed an expansion of
food production, a necessary precondition of modern See also: Civil Society, Concept and History of;
population growth in the colonies. But colonial econ-
Colonialism, Anthropology of; Colonialism: Political
omies were first of all based on the systematic
exploitation of mineral resources such as American Aspects; Environmental History; Ethnic Groups\
silver, African diamonds, gold and other ore, and Ethnicity: Historical Aspects; Frontiers in History;
more recently of oil in the Middle East and other parts Global History: Universal and World; Imperialism,
of the world. In addition, they specialized in the History of; Imperialism: Political Aspects; Migrations,
production of high value agrarian products such as Colonizations, and Diasporas in Archaeology;
sugar, coffee, and tea on large plantations. Mines and National Liberation Movements; Nations and
plantations more often than not ruthlessly exploited a Nation-states in History; Racism, History of;
colonial labor force of slaves, contract and forced Slaves\Slavery, History of
laborers. Because, as a rule, colonies could not
industrialize, their independent successor states re-
mained dependent on the world market price of their
raw materials, which only in the case of oil took a turn Bibliography
to their advantage. Albertini R v 1966 Dekolonisation. Die Diskussion uW ber die
The essential political heritage of colonialism is the Verwaltung und Zukunft der Kolonien 1919–1960. West-
modern state (see State, History of ) with its legislative, deutscher Verlag, Ko$ ln und Opladen, Germany [1971 De-
administrative, judicial, military, and educational colonization: The Administration and Future of the Colonies,
apparatuses. Every former colony has changed into a 1919–1960. Doubleday, Garden City, NY]
modern nation state, but strictly within the arbitrary Albertini R v 1987 EuropaW ische Kolonialherrschaft 1880–1940,
and sometimes absurd colonial borderlines. Therefore, 3rd edn. Steiner, Stuttgart [1982 European Colonial Rule,
1880–1940: The Impact of the West on India, Southeast Asia,
some are extremely poor and very few are powerful and Africa. Greenwood Press, Westport, CT]
enough for an independent foreign policy. But in Bray W (ed.) 1993 The Meeting of Two Worlds. Europe and the
contrast to former periods of history weak states today Americas 1492–1650. Oxford University Press, Oxford, UK

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Color Classification and Symbolism

Fieldhouse D K 1981 Colonialism 1870–1945. An Introduction. anthropology. Research into color classification has a
Weidenfeld and Nicholson, London long history, dating back to the 1870s (Allen 1879,
Forsyth J 1992 A History of the Peoples of Siberia, Russia’s Gladstone 1877, Magnus 1877). However, it was not
North Asian Colony, 1581–1990. Cambridge University Press,
until Berlin and Kay published their seminal book on
Cambridge, UK
Hind R J 1984 The internal colonial concept. Comparatie basic color terms (1969) that research in this field
Studies in Society and History 26: 543–68 virtually exploded, especially within cognitive and
Pluchon J, Bouche D (eds.) 1991 Histoire de la colonisation linguistic anthropology. Over the last 25 years, a
francm aise. Fayard, Paris, 2 Vols. wealth of data on color categories has been meticu-
Meyer J, Thobie J (eds.) 1990–1991 Histoire de la France lously collected in different parts of the world, mainly
coloniale. Armond Colin, Paris, 2 Vols. with the help of the ‘Munsell color chips.’ As a general
Holland R F 1985 European Decolonization, 1918–1981. rule, randomly chosen informants have been asked to
Macmillan, Basingstoke, UK define the colors on these chips, and to ‘map’ them.
Jackson R H 1990 Quasi-states. Soereignty, International Rela-
The findings have then been tested as ‘hard data,’ often
tions, and the Third World. Cambridge University Press,
Cambridge, UK using quantitative methods (e.g. MacLaury 1986, Kay
Louis W M, Low A, Canny N, Marshall P, Porter A, Brown et al. 1991). This ‘hard-wire’ approach to color
J M, Winks R W (eds.) 1998–1999 The Oxford History of the classification research has been further strengthened
British Empire. Oxford University Press, Oxford, UK, 5 by the general assumption that color perception is a
Vols. matter of neurobiology, universality, and evolution.
Lockhart J S, Schwartz S B 1983 Early Latin America. A History Although the evolutionary paradigm had featured
of Colonial Spanish America and Brazil. Cambridge University in research on color classification for almost 100 years,
Press, Cambridge, UK Berlin and Kay were the first scholars to present
Milner II C A, O’Connor C A, Sandweiss M A (eds.) 1994 The
substantial evidence for a theory concerning the
Oxford History of the American West. Oxford University
Press, New York universality and evolution of basic color terms. In the
Olson J S (ed.) 1991 Historical Dictionary of European Imper- original formulation of their theory, they defined a
ialism. Greenwood Press, New York particular sequence of developmental ‘stages’ of basic
Osterhammel J 1995 Kolonialismus. Geschichte—Formen— color terms, and suggested that these stages would
Folgen. C. H. Beck, Munich [1997 Colonialism. A Theoretical correspond to the stages of technological evolution.
Oeriew. M. Wiener, Princeton, NJ] The few cultures in which only two basic color terms
Reinhard W 1983–1990 Geschichte der europaW ischen Expansion. were used would represent Stage I on the evolutionary
W. Kohlhammer, Stuttgart, 4 Vols. ladder, while the prevalence of three color terms would
Reinhard W 1996 Kleine Geschichte des Kolonialismus. Kro$ ner,
place a particular culture one step higher up (Stage II).
Stuttgart [1997 Petite histoire du colonialisme. Belin SUP,
Paris] Four basic color terms would imply Stage III, five
Reinhard W (ed.) 1999 Verstaatlichung der Welt? EuropaW ische terms Stage IV, and so on. Societies with the maximum
Staatsmodelle und auβereuropaW ische Machtprozesse. number of color terms (11) would represent the highest
Oldenbourg, Munich level of technological evolution.
Robinson R E 1972 Non-European foundation of European Although Berlin and Kay have modified the original
Imperialism. In: Owen R, Sutcliffe B (eds.) Studies in the formulation of their theory (Kay et al. 1991), the main
Theory of Imperialism. Longman, London features of the paradigm have been generally accepted
Scammell G V 1989 The First Imperial Age. European Oerseas by scholars in their own and related fields. Part of the
Expansion c. 1400–1715. Unwin Hyman, London
reason for this is that Berlin and Kay backed up their
theory with a wide range of cross-cultural linguistic
W. Reinhard
data, which showed a remarkable regularity with
respect to the sequence of basic color terms: if only two
Copyright # 2001 Elsevier Science Ltd.
terms were found in a particular culture, they were
All rights reserved. invariably white and black. If three terms were
recognized, these were always white, black, and red.
Color Classification and Symbolism The fourth basic color term to be introduced was
either yellow or green, the fifth either green or yellow,
‘Color classification’ is an ambiguous concept. It may the sixth blue, and so on. In spite of some revisions and
refer to ‘classification of colors,’ or ‘classification by later developments of the theory (see Hardin and
colors’. Most research on color classification has opted Maffi 1997, MacLaury 1999), there is still a general
for the first approach, which is concerned with the consensus among anthropologists about the sequence
variation of linguistic categorization of colors in of basic color terms—even though the hypothesis
different cultures. This kind of research has been about a corresponding technological evolution has yet
undertaken by linguists, psychologists, and cognitive to be proved. It would, for example, be difficult to
anthropologists. By contrast, the few anthropologists maintain the theory about technological evolution,
who have opted for the second approach have been given that many hunting\gathering societies recognize
concerned rather with symbolic anthropology, or have more basic color terms than agriculturalists. In Africa,
worked in a structuralist tradition of sociocultural even the most sophisticated Bantu-speaking agricul-

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