Vendor Management

Programs
Code: A.1.PRG Title: Planning Checklist Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Mark Thompson Edited Cherrie Kassim Edited Mark Thompson Edited Cherrie Kassim Edited Mark Thompson Edited Mark Thompson Edited Cherrie Kassim Edited Cherrie Kassim Edited Mark Thompson Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Mark Thompson Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Mark Thompson Edited Cherrie Kassim Edited Mark Thompson Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Code: B.1.PRG Title: Policy & Procedures Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Mark Thompson Edited Mark Thompson Edited Cherrie Kassim Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Code: Title: Action Edited B.11.PRG Monitoring Vendor Activity and Cost Team Member Mark Thompson Title Audit Manager Auditor Audit Manager Auditor Audit Manager Auditor Audit Manager Audit Manager Auditor Auditor Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Auditor Audit Manager Auditor Auditor Auditor Auditor Audit Manager Auditor Audit Manager Auditor Auditor Auditor Auditor Date 7/30/2008 7/30/2008 7/25/2008 7/16/2008 7/10/2008 7/1/2008 7/1/2008 7/1/2008 6/26/2008 6/26/2008 6/25/2008 6/18/2008 6/18/2008 6/17/2008 6/17/2008 6/17/2008 6/17/2008 6/17/2008 6/17/2008 6/16/2008 6/16/2008 6/10/2008 6/10/2008 6/10/2008 6/6/2008 5/19/2008 5/14/2008 5/13/2008 5/12/2008 5/12/2008

Title Audit Manager Auditor Audit Manager Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor

Date 8/18/2008 8/15/2008 7/30/2008 7/25/2008 7/22/2008 7/22/2008 7/22/2008 7/2/2008 6/27/2008 6/27/2008 6/26/2008 6/23/2008 6/19/2008 6/17/2008 6/17/2008 6/17/2008 6/16/2008 6/16/2008 6/16/2008

Title Audit Manager

Date 8/8/2008

Vendor Management
Reviewed Prepared Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Created Mark Thompson Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor 8/8/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 7/28/2008 7/28/2008 7/25/2008 7/21/2008 7/21/2008 7/21/2008 7/16/2008 6/27/2008 6/26/2008 6/26/2008 6/16/2008 6/16/2008 6/10/2008

Code: B.12.PRG Title: Methods of Procurement Action Team Member Edited Mark Thompson Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Created Code: B.2.PRG Title: Information Security Action Team Member Edited Mark Thompson Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Code: B.4.PRG Title: Vendor Management Action Team Member Reviewed Mark Thompson Edited Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Mark Thompson Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Prepared Cherrie Kassim Edited Mark Thompson Edited Cherrie Kassim Edited Cherrie Kassim Code: Title: B.5.PRG Safety

Title Audit Manager Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor

Date 8/14/2008 8/14/2008 8/13/2008 8/13/2008 8/13/2008 8/12/2008 8/11/2008 8/6/2008 7/22/2008 6/16/2008 6/16/2008 6/10/2008

Title Audit Manager Audit Manager Auditor Auditor

Date 7/25/2008 7/25/2008 7/22/2008 6/27/2008

Title Audit Manager Audit Manager Auditor Auditor Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Auditor Audit Manager Auditor Auditor

Date 8/14/2008 8/14/2008 8/13/2008 8/13/2008 7/25/2008 7/22/2008 7/22/2008 7/22/2008 7/21/2008 7/21/2008 7/21/2008 7/16/2008 7/1/2008 6/16/2008 6/16/2008

Vendor Management
Action Edited Reviewed Edited Prepared Edited Edited Edited Prepared Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Team Member Mark Thompson Mark Thompson Cherrie Kassim Cherrie Kassim Cherrie Kassim Mark Thompson Mark Thompson Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Title Audit Manager Audit Manager Auditor Auditor Auditor Audit Manager Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Date 8/18/2008 8/18/2008 8/14/2008 8/14/2008 8/13/2008 8/8/2008 8/8/2008 8/1/2008 8/1/2008 8/1/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/29/2008 7/21/2008 7/21/2008 7/21/2008 7/21/2008 7/16/2008 7/16/2008 7/16/2008

Code: B.7.PRG Title: Fraud Action Team Member Edited Mark Thompson Reviewed Mark Thompson Edited Cherrie Kassim Edited Mark Thompson Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Code: C.1.PRG Title: Wrap-Up Procedures Action Team Member Edited Mark Thompson Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Mark Thompson Code: C.2.PRG Title: Report Writing Action Team Member Reviewed Mark Thompson Edited Mark Thompson

Title Audit Manager Audit Manager Auditor Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor

Date 7/30/2008 7/30/2008 7/30/2008 7/25/2008 7/25/2008 7/25/2008 7/22/2008 7/22/2008 7/16/2008 7/16/2008 6/30/2008 6/30/2008

Title Audit Manager Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Audit Manager

Date 10/15/2008 10/15/2008 10/15/2008 10/15/2008 10/15/2008 10/15/2008 10/15/2008 10/15/2008 10/15/2008 10/10/2008 10/10/2008 10/10/2008 10/9/2008 10/9/2008 10/9/2008 8/18/2008

Title Audit Manager Audit Manager

Date 10/15/2008 10/15/2008

Vendor Management
Prepared Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Cherrie Kassim Mark Thompson Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Mark Thompson Cherrie Kassim Cherrie Kassim Mark Thompson Cherrie Kassim Cherrie Kassim Mark Thompson Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Auditor Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Auditor Audit Manager Auditor Auditor Audit Manager Auditor Auditor Audit Manager Auditor Auditor Auditor Auditor 10/15/2008 9/29/2008 9/26/2008 9/26/2008 9/24/2008 9/24/2008 9/18/2008 9/15/2008 9/15/2008 8/19/2008 8/19/2008 8/19/2008 8/19/2008 8/18/2008 8/18/2008 8/18/2008 8/15/2008 8/15/2008 8/15/2008 8/14/2008

Procedures
Code: A.1.PRG Title: Hold Initial Project Discussion Action Team Member Reviewed Mark Thompson Edited Cherrie Kassim Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Code: A.1.PRG Title: Review Time Budget Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Code: A.1.PRG Title: Send Notification Letter Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Code: A.1.PRG Title: Review Prior Reports/Workpapers Action Team Member Reviewed Mark Thompson Edited Cherrie Kassim Prepared Cherrie Kassim Edited Cherrie Kassim Code: A.1.PRG Title: Review Organization Chart Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Title Audit Manager Auditor Audit Manager Auditor Auditor Auditor Date 6/17/2008 6/10/2008 5/19/2008 5/12/2008 5/12/2008 5/12/2008

Title Audit Manager Auditor Auditor Auditor Auditor

Date 5/19/2008 5/12/2008 5/12/2008 5/12/2008 5/12/2008

Title Audit Manager Auditor Auditor

Date 5/19/2008 5/12/2008 5/12/2008

Title Audit Manager Auditor Auditor Auditor

Date 5/19/2008 5/12/2008 5/12/2008 5/12/2008

Title Audit Manager Auditor Auditor

Date 6/10/2008 5/12/2008 5/12/2008

Vendor Management
Edited Cherrie Kassim Auditor 5/12/2008

Code: A.1.PRG Title: Review Available Information Action Team Member Reviewed Mark Thompson Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Code: A.1.PRG Title: Schedule Pre-Audit Visit Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Code: A.1.PRG Title: Identify Information Systems Used Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Code: A.1.PRG Title: Review Regulations & Guidance Action Team Member Reviewed Mark Thompson Edited Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Code: A.1.PRG

Title Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor

Date 7/1/2008 6/26/2008 6/26/2008 6/18/2008 6/18/2008 6/17/2008 6/17/2008 6/17/2008 6/17/2008 6/17/2008 6/17/2008 6/17/2008 6/17/2008 6/17/2008 6/17/2008 6/17/2008 6/17/2008 6/17/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008

Title Audit Manager Auditor Auditor Auditor

Date 5/19/2008 5/13/2008 5/12/2008 5/12/2008

Title Audit Manager Auditor Auditor Auditor

Date 6/10/2008 6/6/2008 6/6/2008 5/13/2008

Title Audit Manager Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor

Date 7/1/2008 7/1/2008 6/26/2008 6/26/2008 6/26/2008 6/26/2008 6/26/2008 6/18/2008

Vendor Management
Title: External Accountants Concerns Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Code: A.1.PRG Title: Draft Audit Objectives Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Code: A.1.PRG Title: Formulate Risk Assessment Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Mark Thompson Edited Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Code: A.1.PRG Title: Manager Review Action Team Member Reviewed Mark Thompson Edited Mark Thompson Prepared Cherrie Kassim Code: A.1.PRG Title: Prepare Audit Procedures Action Team Member Reviewed Mark Thompson Edited Cherrie Kassim Prepared Cherrie Kassim Code: A.1.PRG Title: Determine Analytic Routines Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Code: A.1.PRG Title: Revise Budget, If Necessary Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Title Audit Manager Auditor Auditor Audit Manager Auditor Auditor Auditor Date 6/25/2008 6/17/2008 6/17/2008 6/17/2008 6/10/2008 5/14/2008 5/14/2008

Title Audit Manager Auditor Auditor

Date 6/17/2008 6/10/2008 6/10/2008

Title Audit Manager Auditor Auditor Auditor Auditor Auditor Audit Manager Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Auditor

Date 7/25/2008 7/16/2008 7/16/2008 7/1/2008 7/1/2008 7/1/2008 7/1/2008 7/1/2008 6/26/2008 6/17/2008 6/17/2008 6/6/2008 6/6/2008 6/6/2008 5/12/2008

Title Audit Manager Audit Manager Auditor

Date 7/1/2008 7/1/2008 6/26/2008

Title Audit Manager Auditor Auditor

Date 7/1/2008 6/26/2008 6/26/2008

Title Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor

Date 7/1/2008 6/26/2008 6/26/2008 6/26/2008 6/26/2008 6/26/2008 6/26/2008

Title Audit Manager Auditor Auditor

Date 7/1/2008 6/26/2008 6/26/2008

Vendor Management
Edited Cherrie Kassim Auditor 6/26/2008

Code: A.1.PRG Title: Final Review Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim

Title Audit Manager Auditor Auditor

Date 7/10/2008 6/26/2008 6/26/2008

Code: B.1.PRG Title: Obtained and reviewed the current operating policy and procedures. Action Team Member Title Reviewed Mark Thompson Audit Manager Prepared Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Prepared Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Code: B.1.PRG Title: Adherence to Suppply Chain Mgmt Action Team Member Reviewed Mark Thompson Edited Cherrie Kassim Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Created Cherrie Kassim Code: B.11.PRG Title: Monitoring processess Action Team Member Reviewed Mark Thompson Edited Mark Thompson Edited Cherrie Kassim Edited Cherrie Kassim Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim

Date 7/25/2008 7/22/2008 7/22/2008 7/22/2008 6/27/2008 6/19/2008 6/17/2008 6/17/2008 6/17/2008 6/17/2008 6/17/2008 6/17/2008 6/17/2008

Title Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor

Date 7/30/2008 7/22/2008 7/22/2008 7/22/2008 7/2/2008 6/27/2008 6/27/2008 6/27/2008 6/26/2008 6/23/2008 6/17/2008 6/17/2008 6/17/2008 6/17/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008

Title Audit Manager Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor

Date 8/8/2008 8/8/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008

Vendor Management
Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Created Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor 8/1/2008 8/1/2008 7/28/2008 7/28/2008 7/28/2008 7/28/2008 7/28/2008 7/21/2008 6/27/2008 6/27/2008 6/27/2008 6/27/2008 6/27/2008 6/27/2008 6/27/2008 6/27/2008 6/27/2008 6/27/2008 6/27/2008 6/27/2008 6/27/2008 6/27/2008 6/27/2008 6/27/2008 6/26/2008 6/26/2008 6/26/2008 6/26/2008 6/16/2008 6/16/2008 6/16/2008

Code: B.11.PRG Title: Contract Prices Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Created Cherrie Kassim Code: B.12.PRG Title: Changes to contract Action Team Member Reviewed Mark Thompson Edited Cherrie Kassim Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim

Title Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor

Date 8/8/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 7/25/2008 7/25/2008 7/21/2008 7/21/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008

Title Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Auditor

Date 8/14/2008 8/13/2008 8/13/2008 8/13/2008 8/13/2008 8/12/2008 8/12/2008 8/12/2008

Vendor Management
Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Created Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor 8/12/2008 8/11/2008 8/6/2008 8/6/2008 8/6/2008 8/6/2008 8/6/2008 8/6/2008 8/6/2008 8/6/2008 8/6/2008 8/6/2008 8/6/2008 8/6/2008 8/6/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008 6/16/2008

Code: B.2.PRG Title: Review physical and system/application security in area. Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Code: B.4.PRG Title: Authorization Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Created Cherrie Kassim Code: B.4.PRG Title: Compliance with non-finc'l terms Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Created Cherrie Kassim Code: B.5.PRG Title: Review Employees Safe Work Practices Awareness Action Team Member Reviewed Mark Thompson Edited Cherrie Kassim Edited Cherrie Kassim Prepared Cherrie Kassim Edited Mark Thompson Edited Cherrie Kassim Edited Cherrie Kassim

Title Audit Manager Auditor Auditor Auditor

Date 7/25/2008 6/27/2008 6/27/2008 6/27/2008

Title Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Auditor

Date 7/25/2008 7/22/2008 7/22/2008 7/21/2008 7/21/2008 6/16/2008 6/16/2008 6/16/2008

Title Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor

Date 8/14/2008 8/13/2008 8/13/2008 8/13/2008 8/13/2008 8/13/2008 7/22/2008 7/22/2008 7/21/2008 6/16/2008 6/16/2008 6/16/2008

Title Audit Manager Auditor Auditor Auditor Audit Manager Auditor Auditor

Date 8/18/2008 8/14/2008 8/14/2008 8/13/2008 8/8/2008 8/1/2008 8/1/2008

Vendor Management
Prepared Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Edited Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 8/1/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/30/2008 7/29/2008 7/29/2008 7/21/2008 7/21/2008 7/21/2008 7/21/2008 7/21/2008 7/21/2008 7/21/2008 7/21/2008 7/21/2008 7/21/2008 7/21/2008 7/21/2008 7/21/2008 7/21/2008 7/21/2008 7/21/2008 7/16/2008 7/16/2008 7/16/2008 7/16/2008 7/16/2008 7/16/2008 7/16/2008

Vendor Management
Edited Cherrie Kassim Auditor 7/16/2008

Code: B.7.PRG Title: Review the Area's Fraud Detection & Preventation Activities Action Team Member Title Reviewed Mark Thompson Audit Manager Edited Cherrie Kassim Auditor Edited Mark Thompson Audit Manager Edited Mark Thompson Audit Manager Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Prepared Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Code: C.1.PRG Title: Verify Coaching Notes Have Been Actioned Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Code: C.1.PRG Title: Project Time Action Team Member Reviewed Mark Thompson Edited Cherrie Kassim Prepared Cherrie Kassim Edited Cherrie Kassim Code: C.1.PRG Title: Notes for Future Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Code: C.1.PRG Title: Post-Audit Survey Action Team Member Reviewed Mark Thompson

Date 7/30/2008 7/30/2008 7/30/2008 7/25/2008 7/25/2008 7/25/2008 7/25/2008 7/25/2008 7/25/2008 7/22/2008 7/22/2008 7/16/2008 7/16/2008 7/16/2008 7/16/2008 7/16/2008 7/16/2008 7/16/2008 6/30/2008 6/30/2008 6/30/2008 6/30/2008 6/30/2008 6/30/2008 6/30/2008 6/30/2008 6/30/2008 6/30/2008 6/30/2008 6/30/2008 6/30/2008 6/30/2008 6/30/2008 6/30/2008

Title Audit Manager Auditor Auditor

Date 10/15/2008 10/9/2008 10/9/2008

Title Audit Manager Auditor Auditor Auditor

Date 10/15/2008 10/9/2008 10/9/2008 10/9/2008

Title Audit Manager Auditor Auditor Auditor

Date 10/15/2008 10/10/2008 10/10/2008 10/10/2008

Title Audit Manager

Date 10/15/2008

Vendor Management
Prepared Edited Edited Edited Edited Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Auditor Auditor Auditor Auditor Auditor 10/15/2008 10/15/2008 10/15/2008 10/9/2008 10/9/2008

Code: C.1.PRG Title: Job Evaluations Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Code: C.1.PRG Title: Quality Control Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Prepared Cherrie Kassim Edited Mark Thompson Code: C.1.PRG Title: Finalization the TeamMate Audit Action Team Member Reviewed Mark Thompson Edited Cherrie Kassim Edited Mark Thompson Prepared Cherrie Kassim Code: C.2.PRG Title: Draft Report Action Team Member Reviewed Mark Thompson Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Reviewed Mark Thompson Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Reviewed Mark Thompson Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Code: C.2.PRG Title: Draft Report Approval Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Code: C.2.PRG Title: Exit Meeting and Draft Report Review Action Team Member Reviewed Mark Thompson

Title Audit Manager Auditor Auditor

Date 10/15/2008 10/10/2008 10/10/2008

Title Audit Manager Auditor Auditor Auditor Auditor Audit Manager

Date 10/15/2008 10/15/2008 10/15/2008 10/15/2008 10/15/2008 10/15/2008

Title Audit Manager Auditor Audit Manager Auditor

Date 10/15/2008 10/15/2008 10/15/2008 10/15/2008

Title Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Audit Manager Auditor Auditor Auditor Audit Manager Auditor Auditor Auditor Audit Manager Auditor Auditor Auditor Auditor Auditor

Date 9/29/2008 9/24/2008 9/24/2008 9/24/2008 9/18/2008 9/15/2008 9/15/2008 8/19/2008 8/19/2008 8/19/2008 8/19/2008 8/19/2008 8/18/2008 8/18/2008 8/18/2008 8/18/2008 8/15/2008 8/15/2008 8/15/2008 8/14/2008 8/14/2008

Title Audit Manager Auditor Auditor

Date 9/29/2008 9/18/2008 9/15/2008

Title Audit Manager

Date 9/29/2008

Vendor Management
Prepared Edited Edited Edited Edited Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Auditor Auditor Auditor Auditor Auditor 9/18/2008 9/18/2008 9/15/2008 9/15/2008 9/15/2008

Code: C.2.PRG Title: Report Modification Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Code: C.2.PRG Title: Final Report Action Team Member Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Code: C.2.PRG Title: Issue Final Report Action Team Member Reviewed Mark Thompson Edited Mark Thompson

Title Audit Manager Auditor Auditor

Date 9/29/2008 9/26/2008 9/26/2008

Title Audit Manager Auditor Auditor

Date 9/29/2008 9/26/2008 9/26/2008

Title Audit Manager Audit Manager

Date 10/15/2008 10/15/2008

Workpapers Issues
Code: ISS.1 Title: Vendor Performance Evaluations Action Team Member Edited Mark Thompson Reviewed Mark Thompson Prepared Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Edited Cherrie Kassim Created Title Audit Manager Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Auditor Date 10/20/2008 10/20/2008 10/15/2008 10/15/2008 8/14/2008 8/14/2008 8/14/2008 8/5/2008 7/19/2008 7/19/2008

Code: ISS.2 Title: Alert Mechanism for Vendor Warranties, Guarantees, and Discounts Action Team Member Title Reviewed Mark Thompson Audit Manager Prepared Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Edited Cherrie Kassim Auditor Created Code: Title: Action ISS.3 Vendor Accident and Injury Reports Team Member

Date 10/20/2008 10/15/2008 10/15/2008 8/15/2008 8/14/2008 8/14/2008 8/4/2008 7/21/2008 7/21/2008

Title

Date

Vendor Management
Reviewed Prepared Edited Edited Edited Edited Edited Edited Edited Created Mark Thompson Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Cherrie Kassim Audit Manager Auditor Auditor Auditor Auditor Auditor Auditor Auditor Auditor 10/20/2008 10/15/2008 10/15/2008 8/14/2008 8/14/2008 8/14/2008 8/14/2008 7/30/2008 7/30/2008 7/30/2008