AS/NZS 4019.

5:1996
ISO/IEC 9594-5:1995

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Australian/New Zealand Standard®
Information technology— Open Systems Interconnection— The Directory— Part 5: Protocol specifications

AS/NZS 4019.5:1996 This Joint Australian/New Zealand Standard was prepared by Joint Technical Committee IT/1, Information Systems — Interconnection. It was approved on behalf of the Council of Standards Australia on 13 February 1996 and on behalf of the Council of Standards New Zealand on 3 May 1996. It was published on 5 May 1996.

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The following interests are represented on Committee IT/1: Australian Bankers’ Association Australian Bureau of Statistics Australian Computer Society Australian Computer Users Association Australian Information Industry Association Australian Vice Chancellors Committee Department of Defence, Australia Department of Industry, Science and Technology, Australia Government Computing Service, New Zealand Information Exchange Steering Committee, Australia Institute of Information and Communication Technologies, CSIRO, Australia Telstra, Australia Telecom, New Zealand

Review of Standards. To keep abreast of progress in industry, Joint Australian/ New Zealand Standards are subject to periodic review and are kept up to date by the issue of amendments or new editions as necessary. It is important therefore that Standards users ensure that they are in possession of the latest edition, and any amendments thereto. Full details of all Joint Standards and related publications will be found in the Standards Australia and Standards New Zealand Catalogue of Publications; this information is supplemented each month by the magazines ‘The Australian Standard’ and ‘Standards New Zealand’, which subscribing members receive, and which give details of new publications, new editions and amendments, and of withdrawn Standards. Suggestions for improvements to Joint Standards, addressed to the head office of either Standards Australia or Standards New Zealand, are welcomed. Notification of any inaccuracy or ambiguity found in a Joint Australian/New Zealand Standard should be made without delay in order that the matter may be investigated and appropriate action taken.

AS/NZS 4019.5:1996

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Australian/New Zealand Standard®
Information technology— Open Systems Interconnection— The Directory— Part 5: Protocol specifications

PUBLISHED JOINTLY BY: STANDARDS AUSTRALIA 1 The Crescent, Homebush NSW 2140 Australia STANDARDS NEW ZEALAND Level 10, Standards House, 155 The Terrace, Wellington 6001 New Zealand
ISBN 0 7337 0423 9

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PREFACE
This Standard was prepared by the Joint Standards Australia/Standards New Zealand Committee IT/1 on Information Systems — Interconnection. It is identical with and has been reproduced from ISO/IEC 9594-5:1995, Information technology —Open Systems Interconnection — The Directory: Protocol specifications. This edition will be concurrent with AS 4019.5 1992, Information technology — Open Systems Interconnection — The Directory, Part 5: Protocol specifications. The objective of this Standard is to provide users of information technology with a specification of the various protocols necessary to fulfil the abstract services specified in Parts 3, 4 and 9 of the Standard. This Standard is one of a series of Open Systems Interconnection (OSI) Standards which are currently under development. Since OSI Standards are developmental, there may be some minor difficulties encountered in their implementation. For this reason, Standards Australia will be providing, through the OSI Help Desk, a service to coordinate and disseminate information concerning difficulties which are identified in using this Standard. This edition technically revises and enhances AS 4019.5. Implementation may still claim conformance to AS 4019.5. However, at some point, AS 4019 will no longer be supported. It is recommended that implementation conform to AS/NZS 4019.5:1996 as soon as possible. This Standard is Part 5 of AS/NZS 4019, Information technology — Open Systems Interconnection — The Directory, which is published in Parts as follows: Part 1: Overview of concepts, models and services Part 2: Models Part 3: Abstract service definition Part 4: Procedures for distributed operation Part 5: Protocol specifications (this Standard) Part 6: Selected attribute types Part 7: Selected object classes Part 8: Authentication framework Part 9: Replication Users of this Standard are advised by Standards Australia and Standards New Zealand, under arrangements made with ISO and IEC, as well as certain other Standards organizations, that the number of this Standard is not reproduced on each page; its identity is shown only on the cover and title pages. For the purpose of this Standard, the source text should be modified as follows: (a) Terminology The words ‘this Australian/New Zealand Standard’ should replace the words ‘this International Standard’ wherever they appear. (b) Decimal marker Substitute a full point for a comma where it appears as a decimal marker. (c) References The references to international Standards should be replaced by references, where appropriate, to the following Australian or Joint Australian/New Zealand Standards: Australian or Joint Reference to International Standard Australian/New Zealand Standard or other Publication AS ISO 2777 Information processing systems — 7498 Information Processing Systems — Open Systems Interconnection — Open Systems Interconnection — Basic reference model Basic Reference Model

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ISO 8649 Information processing systems — Open Systems Interconnection — Service Definition for the Association Control Service Element Information processing systems — Open Systems Interconnection — Protocol Specification for the Association Control Service Element Information processing systems — Open Systems Interconnection — Presentation service definition AS 3683 Information processing systems — Open Systems Interconnection — Service definition for the Association Control Service Element Information processing systems — Open Systems Interconnection — Protocol specification for the Association Control Service Element Information processing systems — Open Systems Interconnection — Connection oriented presentation service definition

8650

3684

8822

3615

ISO/IEC 8824 Information technology — Abstract Syntax Notation One (ASN.1) 8824-1 Part 1: Specification of basic notation 8824-2 Part 2: Information object specification 8824-3 Part 3: Constraint specification 8824-4 Part 4: Parameterization of ASN.1 specifications 8825 Information technology — ASN.1 encoding rules 8825-1 Part 1: Specification of Basic Encoding Rules (BER), Canonical Encoding Rules (CER) and Distinguished Encoding Rules (DER) 9594 Information technology — Open Systems Interconnection — The Directory: 9594-1 Part 1: Overview of concepts, models and services 9594-2 Part 2: Models 9594-3 Part 3: Abstract service definition 9594-4 Part 4: Procedures for distributed operation 9594-6 Part 6: Selected attribute types 9594-7 Part 7: Selected object classes 9594-8 Part 8: Authentication framework 9594-9 Part 9: Replication 13712 Information technology — Remote Operations 13712-1 Part 1: Concepts, model and notation 13712-2 Part 2: OSI realizations— Remote Operations Service Element (ROSE) service definition 13712-3 Part 3: OSI realizations— Remote Operations Service Element (ROSE) protocol specification

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AS/NZS 4019 Information technology — Open Systems Interconnection — The Directory: 4019.1 Part 1: Overview of concepts, models and services 4019.2 Part 2: Models 4019.3 Part 3: Abstract service definition 4019.4 Part 4: Procedures for distributed operation 4019.6 Part 6: Selected attribute types 4019.7 Part 7: Selected object classes 4019.8 Part 8: Authentication framework 4019.9 Part 9: Replication — — — —

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ISO/IEC 9066 Information processing systems — Text communication — Reliable transfer 9066-1 Part 1 Model and service definition AS 4016 4016.1 Information processing systems — Text communication — Reliable transfer Part 1: Model and service definition

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© Copyri ght STANDARDS AUSTRALIA/STANDARDS NEW ZEALAND Users of Standards are reminded that copyri ght subsists in all Standards Austr alia and Standards New Zealand publications and soft ware. Except where the Copyri ght Act all ows and except where provided for below no publications or software produced by Standards Australi a or Standards New Zealand may be reproduced, stored in a retri eval system in any form or tr ansmit ted by any means without pri or permission in wri ti ng fr om Standards Australi a or Standards New Zealand. Permission may be conditi onal on an appropri ate royalty payment. Austr alian requests for permission and information on commercial software royalti es should be directed to the head offi ce of Standards Austr alia. New Zealand requests should be directed to Standards New Zealand. Up to 10 percent of the technical content pages of a Standard may be copied for use exclusively in-house by purchasers of the Standard without payment of a royalt y or advice to Standards Australi a or Standards New Zealand. Inclusion of copyri ght materi al in computer software programs is also permitt ed without royalty payment provided such programs are used exclusively in-house by the creators of the programs. Care should be taken to ensure that material used is from the current edit ion of the Standard and that it is updated whenever the Standard is amended or revised. The number and date of the Standard should therefore be clearly identif ied. The use of material in pri nt form or in computer soft ware programs to be used commercially, with or without payment, or in commercial contr acts is subject to the payment of a royalty. This policy may be vari ed by Standards Austr alia or Standards New Zealand at any time.

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CONTENTS
Page 1 2 Scope . . .. .. ... .. .. . .. .. . .. .. . . . .. . .. . .. . . . .. .. .. .. .. .. .. . . . .. . . . . .. . . . . 1 1 1 2 2 2 2 3 3 3 3 4 4 5 6 7 7 8 9 10 10 12 14 14 15 17 17 18 20 20 20 22 23 24 27 29 32 34 36 37

Normative references . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2.1 Identical Recommendations International Standards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2.2 Paired Recommendations International Standards equivalent in technical content . . . . . . . . . Definitions . . . . . . . . . . . . . . . . . . . 3.1 OSI Reference Model Definitions 3.2 Remote Operations Definitions . . 3.3 Basic Directory Definitions . . . . 3.4 Distributed Operation Definitions Abbreviations Conventions . . . . . . . . . . .. .. .. .. .. .. .. .. . . .. . . . . . .. .. .. .. .. .. .. .. .. .. . . . . . . . . . . . . . . . .. .. .. .. .. . . . . . . . . . . . . . . . . . .. .. .. .. . . . . . . . . . . . . . . . . . . . . . . . . . .. .. .. .. .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. .. .. .. .. . . . . . . . . . . .. .. .. .. ..

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4 5 6

.... .. ... .. ..... ..... .................. .... .. .... ........... .... .. ... .. ..... ..... .................. .... .. .... ............ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. .. .. .. .. .. .. .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. .. .. .. .. .. .. .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. .. .. .. .. .. .. .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . .. ... ... ... ... ... .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Protocol overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6.1 Remote Operations — Specification and OSI Realization 6.2 Directory ROS-Objects and Contracts . . . . . . . . . . . . . 6.3 DAP Contract and Packages . . . . . . . . . . . . . . . . . . . . 6.4 DSP Contract and Packages . . . . . . . . . . . . . . . . . . . . 6.5 DISP Contracts and Packages . . . . . . . . . . . . . . . . . . . 6.6 DOP Contract and Packages . . . . . . . . . . . . . . . . . . . . 6.7 Use of underlying services . . . . . . . . . . . . . . . . . . . . . Directory protocol abstract syntax . . . . . . . . . 7.1 Abstract syntaxes . . . . . . . . . . . . . . . . . 7.2 Directory application contexts . . . . . . . . 7.3 Operation Codes . . . . . . . . . . . . . . . . . . 7.4 Error Codes . . . . . . . . . . . . . . . . . . . . . 7.5 Versions and the rules for extensibility . . . . . . . . . .... ... .. .. ... .. ... ..... . .. .. . . . . . . . . . . . .

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Mapping onto used services . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8.1 Application contexts omitting RTSE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8.2 Application contexts including RTSE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Conformance . . . . . 9.1 Conformance by 9.2 Conformance by 9.3 Conformance by 9.4 Conformance by A B C D E F G – – – – – – – . ... .. . DUAs . DSAs . a shadow a shadow .... .... ... .. ... ... .. ... supplier . consumer . . . . . . . . . . .. .. .. . . .. . . . . . . . . . . ... . .. . .. .. . ... . . . . . . . . . . . . . . . . . . . .. .. .. .. .. .. .. .. .. .. .. .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. .. .. .. .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. .. .. .. .. . . . . . . . . . . . . . . .. .. .. .. .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. .. .. .. .. . . . . . .. .. .. .. .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. .. .. .. .. .. .. .. .. .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

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Annex Annex Annex Annex Annex Annex Annex

DAP in ASN.1 . . . . . . . . . . . . . . . . . . . . . . . . DSP in ASN.1 . . . . . . . . . . . . . . . . . . . . . . . . DISP in ASN.1 . . . . . . . . . . . . . . . . . . . . . . . DOP in ASN.1 . . . . . . . . . . . . . . . . . . . . . . . . Reference definition of protocol object identifiers Directory operational binding types . . . . . . . . . Amendments and corrigenda . . . . . . . . . . . . . .

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Originated in Australi a as AS 4019.5—1992. Jointl y revised and designated AS/NZS 4019.5:1996.

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NOTES

1 AUSTRALIAN/NEW ZEALAND STANDARD INFORMATION TECHNOLOGY — OPEN SYSTEMS INTERCONNECTION — THE DIRECTORY: PROTOCOL SPECIFICATIONS 1 Scope

This Recommendation International Standard specifies the Directory Access Protocol, the Directory System Protocol, the Directory Information Shadowing Protocol, and the Directory Operational Binding Management Protocol fulfilling the abstract services specified in ITU-T Rec. X.511 ISO/IEC 9594-3, ITU-T Rec. X.518 ISO/IEC 9594-4, and CCITT Rec. X.525 ISO/IEC 9594-9.

2
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Normative references

The following Recommendations and International Standards contain provisions which, through reference in this text, constitute provisions of this Recommendation International Standard. At the time of publication, the editions indicated were valid. All Recommendations and Standards are subject to revision, and parties to agreements based on this Recommendation International Standard are encouraged to investigate the possibility of applying the most recent editions of the Recommendations and Standards listed below. Members of IEC and ISO maintain registers of currently valid International Standards. The Telecommunication Standardization Bureau of the ITU maintains a list of currently valid ITU-T Recommendations.

2.1

Identical Recommendations
– – – – – – – – – – – –

International Standards

ITU-T Recommendation X.500 (1993) ISO/IEC 9594-1:1995, Information technology – Open Systems Interconnection – The Directory: Overview of concepts, models and services. ITU-T Recommendation X.501 (1993) ISO/IEC 9594-2:1995, Information technology – Open Systems Interconnection – The Directory: Models. ITU-T Recommendation X.511 (1993) ISO/IEC 9594-3:1995, Information technology – Open Systems Interconnection – The Directory: Abstract service definition. ITU-T Recommendation X.518 (1993) ISO/IEC 9594-4:1995, Information technology – Open Systems Interconnection – The Directory: Procedures for distributed operation. ITU-T Recommendation X.520 (1993) ISO/IEC 9594-6:1995, Information technology – Open Systems Interconnection – The Directory: Selected attribute types. ITU-T Recommendation X.521 (1993) ISO/IEC 9594-7:1995, Information technology – Open Systems Interconnection – The Directory: Selected object classes. ITU-T Recommendation X.509 (1993) ISO/IEC 9594-8:1995, information technology – Open Systems Interconnection – The Directory: Authentication framework. ITU-T Recommendation X.525 (1993) ISO/IEC 9594-9:1995, Information technology – Open Systems Interconnection – The Directory: Replication ITU-T Recommendation X.680 (1994) ISO/IEC 8824-1: 1995, Information technology – Abstract Syntax Notation One (ASN.1): Specification of basic notation. ITU-T Recommendation X.681 (1994) ISO/IEC 8824-2:1995, Information technology – Abstract Syntax Notation One (ASN.1): Information object specification. ITU-T Recommendation X.682 (1994) ISO/IEC 8824-3:1995, Information technology – Abstract Syntax Notation One (ASN.1): Constraint specification. ITU-T Recommendation X.683 (1994) ISO/IEC 8824-4: 1995, Information technology – Abstract Syntax Notation One (ASN.1): Parametrization of ASN.1 specifications.

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AS/NZS 4019.5:1996, Information technology Open Systems Interconnection - The Directory Protocol specifications

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