Professional Documents
Culture Documents
Discipline is thus viewed as a way to correct poor employee performance rather than simply as punishment for an offence. Discipline should be seen as a method of training employees to perform better or to improve their job attitude or work behavior. When taken against employees, disciplinary action should never be thought of as punishment. Primarily, managers are involved in disciplining employees with the supervision of human resource managers. The task of disciplining employees is difficult and unpleasant for most managers and supervisors. Many have admitted that taking disciplinary action against an employee may not be easy, but it is a universal requirement and a critical aspect of good management. When disciplinary action becomes impossible to avoid, however, that action should be taken in accordance with carefully developed HR policies and practices. To be fully effective, the rules and procedures need to be accepted as reasonable both by those who are to be covered by them and by those who operate them.
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Management should therefore aim to secure the involvement of employees and all levels of management when formulating new or revising existing rules and procedures. In the light of particular circumstances in different companies and industries, trade union officials may or may not wish to participate in the formulation of the rules but they should participate fully with management in agreeing to the procedural arrangements which will apply to their members and in seeing that these arrangements are used consistently an fairly.
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viii. Breach of any law, rules, regulations or orders applicable to the Company or those listed in the Officers Handbook ix. Falsifying or destroying Company records x. Engaging in any business or trade within the premises of the Company (e.g. selling home utensils, insurance etc.) xi. Riotous, disorderly or indecent behavior, gambling, extortion or committing nuisance on the premises of the Company or at the work place in the department xii. Violence, abusing, assaulting or threatening to assault or to injure or harm other employees or supervisors within the Company xiii. Habitual negligence or neglect of work (e.g. poor typing or late submission of returns) xiv. Sleeping on duty (more serious for Guards) xv. Willful damage to work in process or to any property of the Company (forms, Manuals etc.) xvi. Interference with any safety device installed in or about the Company branch or office xvii. Possession of any lethal weapon in the Company premises xviii. Holding meetings inside the premises of the Company without previous permission of the Company xix. Distribution or exhibition of any newspapers, hand bills, pamphlets or posters on the premises of the Company or at the work place without previous permission xx. Disclosing to any unauthorized person any commercial or trade secrets, manufacturing process and knowledge or information of a confidential nature concerning the affairs of the Company without the prior permission of the Company xxi. Publishing any article, book, photograph or letter or giving any interview or broadcast or making statement to the press or delivering any lecture or speech on any matter which concerns his/her duty or the Company business or any related matter without having obtained the prior consent of the Company in writing xxii. Conviction or found guilty of any registrable criminal offence by a Magistrate's, Sessions or High Court xxiii. Furnishing, at the time of employment, wrong or incomplete information or suppressing any information regarding age, qualifications, previous service or experience, conviction in a court of law, dismissal, removal or compulsory retirement by a previous employer xxiv. Removing without proper authority Company property from the office or branch (files, secret/confidential documents whether original or photocopies whether or not such is addressed to the employee involved) xxv. Employment with any other organization or employer without the prior written consent of the Company xxvi. Driving Company vehicles without authorization or using them otherwise than for the purpose authorized xxvii. Altering uniforms or their accessories in any way without authorization xxviii. Rudeness or improper behavior to members of the public whilst on duty xxix. Making false, improper or excessive claims to the Company or making incorrect entries on attendance sheets xxx. Abetment of or attempt to commit any of the above acts of misconduct
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The typical progressive discipline procedure includes four steps: Oral warning or counseling that subsequent unsatisfactory behavior or performance Written warning Suspension without pay Discharge It is important for managers to remember that three important things occur when progressive discipline is applied properly. Employees always know where they stand regarding offenses Employees know what improvement is expected of them Employees understand what will happen next if improvement is not made.
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The procedure for taking disciplinary action according to Clause 41 of The Code of Conduct for Industrial Harmony: An employer should ensure that a fair, effective an expeditious procedure exist for dealing with disciplinary matters. Such procedure may be established in consultation with the employees representatives or trade union as appropriate. The employer should define and make known to each employee the rules of work and the disciplinary action, which may follow if they are broken. Penalties should be graduated according to the seriousness of the offence. An employee should not, except in cases of gross misconduct, be dismissed for a first offence. The disciplinary procedure should be in writing and be made known to each employee. The proceedings should be conducted in accordance with the rules of natural justice and should: i. ii. iii. iv. v. vi. Provide for the employee to be informed, in writing, of the misconduct Specify who has the authority to take what form of disciplinary action Provide for full and speedy consideration by employer of all the relevant facts Give the worker the opportunity to state his case and the right to be represented by his workers representative or trade union official In the case of less serious offences, provide, in the first instance, for a warning by the employees immediate superior In the case of more serious offences, provide for a formal warning in writing, setting out the circumstances and the disciplinary action to which an employee will be liable if he commits a further offence and require a copy of this record to be given to the employee and if he so wishes to his employees representative or trade union official Provide for a right of appeal against disciplinary action to a higher level of management not previously involved.
vii.
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Before any disciplinary action is taken, the employee concerned shall have an opportunity to present his case, and for this purpose, if he is a member of a trade union, he shall have the right to be represented by the Union. In all such cases, the company's decision shall be notified to the employee in writing with a copy to the Union Executive Committee. This hearing is necessary to establish the facts of the case before appropriate action is taken. The process should focus on how the offense violates the performance and behavior standards of the job. Most important, the employee must be given a full opportunity to explain his or her side of the issue so that any deficiencies for which the organization may be responsible. Generally, the penalties include the following:
1. 2. 3. 4. 5. 6. 7.
Oral reprimand or warning Reprimand or warning in writing Final written warning Suspension without pay for up to seven days Deferment, withholding or stopping of annual increment Demoting the employee Dismissal
Before an employee can be punished for misconduct, it is mandatory for the management to hold due inquiry. Failure to do so may be fatal, should the employee or his union takes up the case in the Industrial Court charging the company for constructive dismissal or unfair dismissal. During the due process, the following considerations should particularly be given:
1. Did the employee receive warning and lesser penalties, i.e., progressive discipline? 2. Did the employer use every means possible to avoid the discharge?
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3. Are there any evidences of prejudice or bias toward employee? 8.5 ROLES AND LAWS OF SAFETY AND HEALTH
Today, employers and employees have come to a stage where they understand their responsibilities towards safer working environment by identifying, assessing, and controlling safety and health in the workplace. These actions, if properly managed, contribute to the prevention of unwanted incidents causing injury, illness, death, and property damages at workplace. If these incidents can be prevented, employees will be more focused at work and will find greater commitment to work and be able to perform efficiently and productively. Primarily, line-managers are responsible for maintaining a safe and healthy work environment with the help of human resource professionals. The Human Resource manager is frequently responsible for coordinating and monitoring safety and health programs. Laws and regulations related to safety and health at work environment are quite extensive. Strategic enforcement of the laws and regulations by the government will attain higher safe and healthy work environment standards. The government is always monitoring the laws and regulations as to improve the safety and health issues. The Factories and Machinery Act (FMA) was introduced in 1967 to regulate safety in the workplace through the Factories and Machinery Department. Two years later, in 1969, the Employees Social Security Act was established to deal with health-related matters. This Act introduced insurance scheme for workers. Thus, the Workmen's Compensation Act 1952 was introduced to protect the welfare of foreign workers such as provided them with insurance coverage. Finally in 1994, the Occupational Safety and Health Act (OSHA) were passed by the Parliament.
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OSHA covers various economic sectors such as manufacturing, mining and quarrying, construction, agriculture, forestry and fishing, utilities, transport, storage, communication, wholesale and retail, hotel and restaurant, finance and insurance, public service, and statutory authorities.
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The Act specifies the general duties and responsibilities of the followings: 1. Employers An employer is responsible for the following: Providing and maintaining the safety of the plant and system, make sure it is without risk to health. Ensuring safety and absence of risks to health with the use, operation, handling, storage and transport of plant and substance. Providing information, instruction, training and supervision to ensure the safety and health at work of his employees. Providing and maintaining the premises. Make sure that the access and exits to the workplace are safe. Providing and maintaining a safe working environment and making sure that the facilities for the welfare of the employees are adequate. Formulate, revise and communicate safety and health policy Providing information that may affect the safety and health of person other than their employees. If the employer violates any of these provisions, they will be fined not exceeding RM50, 000 or imprisonment not exceeding 2 years, or both. 2. Employees Employees also have responsibilities under OSHA. Although they cannot be cited for violations, they must comply with the relevant safety and health standards. Some of the duties and responsibilities of employees are listed below: Every employee at work is responsible to take reasonable care of the safety and health of him and persons who may be affected by his acts or omission at work. Co-operate with his employer Report all hazardous conditions, and injuries or work related illness to their employer. Responsible to wear or use protective equipment or clothing and comply with any instruction or measure on safety and health instituted by his employer. Anyone who violates the above provisions will be fined not more than RM 1000 or imprisonment of not more than 3 months or both. Employee rights under OSHA include: o The right to file safety or health grievances and complaints to the government
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o Participate in OSHA inspections o Request information on safety and health hazards without fear of discrimination or retaliation from their employer. Section 27 of the Act stipulates that an employer or trade union cannot discriminate employees who makes or complaint about safety and health committee, or who exercise his function as a member of safety and health committee. If not, they will be fined not more than RM10, 000 or jail not more than 1 year or both. 3. Person responsible for designing, manufacturing, and supplying work related plants and materials The designers, manufacturers and suppliers are also duty bound to follow the requirements of OSHA. The penalties for violating the provisions are fine not exceeding RM20, 000 or imprisonment of not more than 2 years, or both. A person who designs, manufactures, imports or supplies any plant at work or substances is: Responsible to ensure that the plant is designed and constructed to be safe and without risks to health when properly used. Must carry out necessary testing and examination of the plant and take necessary steps to secure. Make available information in connection with the use of the plant at work.
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13,201 14,115 12,927 11,553 10,187 13,027 9,235 12,985 14,685 3,551 3,337 3,785 4,826 5,052 3,295 4,050 4,462
Transport, Storage and 2,852 Communication Financial Institution and Insurance Service Government Service Total 3,783 -
363
700
627
Figure 2: Workplace Accidents from 1989 - 1999 [Source: Labor Department, and Social Security Organization (SOCSO), Ministry of Human Resources]
Ministry of Human Resources claims that the reduction is attributed to the enforcement of OSHA. Its target is to further reduce the rate of accidents to on par with the other developed nations. Even though this may be impossible to achieve, but with the close co-operation and hard work by the government, the employers, and the employees, this objective may be realized.
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1. Cumulative Trauma
Traumas disorders include injuries to the wrist, back and upper extremities, caused by: Repetitive stress injury - An injury that involves muscle strain Carpal Tunnel Syndrome - An injury that caused by repetitive flexing and extension of the wrist. This trauma disorder is a primary target of ergonomics. Normally, employers will develop a comprehensive preventive program designed to avoid cumulative trauma disorders. 2. Workplace Violence Most organizations have improved their security measures in preventing workplace violence from happening. Violence results in lost business, lost productivity from injured workers, and increases in lawsuits from negligent security claims.
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Many companies now rely on programs and techniques that may be effective in preventing or relieving stress like Biofeedback which is a method that can be used to control involuntary bodily processes, such as blood pressure or heart rate, and Transcendental meditation (TM) is a stress-reduction technique whereby a secret word or phrase (mantra) provided by a trained instructor is mentally repeated while an individual is comfortably seated. Tailoring the office to human physiology can enhance productivity, and help avoid health problems and some types of work-related stress. 4. Smoking in the Workplace Numerous studies have concluded that workplace smoking is not only hazardous to employees' health but is also detrimental to the firm's financial health. 5. AIDS in the Workplace AIDS (Acquired immune deficiency syndrome) is a disease that undermines the body's immune system, leaving the person susceptible to a wide range of fatal diseases. It has a direct effect on business as it drains the pool of healthy adults of working range. Training sessions about AIDS are being used to educate employees regarding the danger of AIDS.
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SUMMARY
1. 2. 3. 4. 5. Discipline has several meanings. It can be defined as; treatment that punishes, orderly behavior in an organizational setting and training that molds and strengthens desirable conduct or corrects undesirable conduct and encourages development of self-control. Misconduct is the employee's act of breaching the contract of service, or the company's rules and regulations, or any form of misbehavior that warrants disciplinary action. Generally, there are 3 approaches to employee discipline; hot stove rule, progressive discipline and positive discipline. There are 2 major laws that govern safety and health in the workplace; Factories and Machinery Act 1967 and Occupational Safety and Health Act (OSHA) 1994. These 2 laws are under the governance of Department of OSH. The OSHA 1994 specifies major duties and responsibilities on 3 parties; employers, employees and person responsible for designing, manufacturing, and supplying work related plants and materials.
PRACTICE QUESTIONS
1. 2. 3. 4. Differentiate between minor and major misconduct. Given a case of a cashier caught stealing the money from a cash register, explain the course of action in dealing with the misconduct. What are the duties of OSH officers in ensuring workplaces safety and health environment? Explain various programs to enhance healthy workplace.
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