Professional Documents
Culture Documents
Exercise Evaluation
For Ex Pegasus
16-18 September 2004
New Zealand
Evaluation Report
December 2004
Contents
Purpose p.3
Summary p.9
Purpose
The purpose of Exercise PEGASUS 04 was to provide a realistic scenario in which employed and
voluntary emergency managers and first responders at international, national, regional and local
level would be brought together in a coordinated manner, in order to enhance New Zealand’s
overall performance in a future major earthquake.
New Zealand has a significant potential to be impacted by a range of disasters that will exceed
our domestic ability to resource. Where New Zealand agencies have any redundant capacity it is
at a minimal level only and therefore it is necessary in medium to large-scale events to plan for
assistance from the international disaster management sector. We have developed a minimum
national capability for Urban Search and Rescue (USAR), with a built in requirement for
international support coordinated through the United Nations Office for the Coordination of
Humanitarian Affairs (UN OCHA) and managed by the Ministry of Civil Defence & Emergency
Management (MCDEM). This is written into the draft new National Civil Defence Emergency
Management (CDEM) Plan. A United Nations Disaster Assessment Coordination (UNDAC) team
works with the National Controller in the National Crisis Management Centre (NCMC) to
coordinate international rescue resources and assets coming into NZ, operating under
International Search and Rescue Advisory Group (INSARAG) Guidelines and standards.
Other international partners such as Australia and Pacific/Asian emergency managers could also
be involved in a national-scale disaster.
The key objective of Exercise PEGASUS was to test and practice interagency response and
coordination ability in a major urban disaster.
In sponsoring and directing Exercise Pegasus, the Ministry of Civil Defence & Emergency
Management had two overall objectives within the context of the exercise scope:
Provide a suitable culmination for the progressive OSOCC training provided to UNDAC
Pacific Team Members.
Ensure that OCHA is ready and able to establish and operate an effective OSOCC using
the UNDAC Team.
Identify areas where coordination between the NCMC, the Local Emergency Management
Authority (LEMA) and the OSOCC, can be improved.
Increase the realism of Canterbury Regional CDEM Group’s annual readiness exercise
(PANDORA).
Evaluate practical and policy aspects of the border management and airport reception
arrangements in place for Canterbury Region.
Test the deployment process and the operational skills of NZ-Urban Search and Rescue
Task Force 2.
The initiating event for the exercise was a magnitude 8.0 earthquake occurring without warning
along the Alpine Fault, at 0900 hours on Thu 16 Sep 04. This was understood to have caused
extensive damage to roading, rail, buildings and infrastructure. Significant human impact included
over 10 deaths, 500 serious injuries and 1300 lesser injuries. Poor weather and heavy rain
resulted in flood warnings across the affected regions on the 16th and 17th.
The exercise consisted of six strands of activity, all operating on the above scenario:
Evaluation Overview
Within the scope of Exercise Pegasus, the exercise including all six activity strands was highly
successful and afforded the first opportunity NZ has had to experience the effective working
together of national USAR rescue assets and their coordination and management in a multi-
agency environment. This was the largest exercise held in NZ in the last 10 years. All
participants (national and international) expressed the enormous value they obtained from the
exercise and NZ was praised by international exercise experts for conducting an extremely well
organised and effective programme. At the end of the exercise, the Exercise Director concluded
that Pegasus demonstrated that NZ has developed a quality, effective and integrated USAR
capability second to none and that we would provide a credible response to, and management of,
a significant structural event from today.
Detailed notes reflecting feedback from the Strand leaders can be found in Appendix One. This
material and the observations of the Exercise Director have been used to compile this report.
MCDEM has written the United Nations Disaster Assessment and Coordination (UNDAC)
structure and process into its draft new national CDEM Plan. This means that MCDEM,
specifically the National Controller in the NCMC, will request an UNDAC trained team, made up
of individuals experienced in the coordination of international support, including rescue assets.
MCDEM, in the NCMC, as the national emergency management agency is the “LEMA” in UNDAC
terminology (not the CDEM Group as was exercised in Pegasus). The relationship between the
UNDAC team and NZ is with the National Controller and the NCMC. Normally (and not as
exercised in Pegasus) the UNDAC team will be located at the NCMC. Sub-post UNDAC liaison
personnel may be located with affected CDEM Groups, at the airport to assist with border
reception/departure and possibly out in the field if the NCMC deems necessary. During Pegasus,
The National Controller, in conjunction with the Whole of Government ODESC processes, is
responsible for the decision to call upon international assistance. The National Controller will
request an UNDAC team for the coordination of international support, including rescue assets.
Other Ministries e.g. Ministry of Health will request other international resources, services and
supplies, as per their emergency management planning and protocols. CDEM Groups do not
directly request international assets.
The exercise demonstrated that the knowledge of working with the UN processes and SOPs,
need to be developed further within MCDEM and promulgated to the sector.
An UNDAC team does not work independently of NZ’s national disaster management structures
and decision-making. An UNDAC team supports the National Controller’s management of the
event by assisting the National Controller with international coordination. NZ has robust
emergency legislation, planning and arrangements and while it may be overwhelmed by the
magnitude of the event, NZ will manage events at local, regional and national level. We may,
however, need to call upon a variety of assistance and may do this with the help and support of
an UNDAC team. In the first instance, such a team would be used for the coordination of
international rescue assets. Should other resources be required, they would normally be called
upon and managed by other Ministries through their bilateral and pre-planning arrangements.
UNDAC teams, however, are trained and have access through the UN processes, to a wide
range of international support, services and assets, e.g. surgical, transport, and defence assets
and other Ministries may seek the assistance of an UNDAC team for the location of other
resources.
Understanding and use of the UNDAC team system was limited to those individuals specifically
involved. More work needs to be done in writing UNDAC team systems into SOPs by the
National Crisis Management Centre, all CDEMG’s and Canterbury and Auckland airport reception
centres. Generally, for international coordination to be successful, national government agencies
of foreign affairs and disaster management need to be fully aware of how UN OCHA works. This
includes the role of the Emergency Services Branch in UN OCHA; UNDAC teams, INSARAG,
Surge Capacity and the Virtual OSOCC, and in the case of NZ, how it fits in the NCMC and
Group processes. During Pegasus, had the main UNDAC team and Team Leader been located
in Wellington at the NCMC, the relationship would have worked more as it is intended to.
Group structures
Canterbury experienced challenges which other large CDEM Groups need to carefully consider:
1. The operational response structure and particularly the relationships and span of
control between the Group and the Territorial Authorities (TAs). With 10 TA’s in
Canterbury the challenges of information management are significant. Where there
are more than four or five TA’s in a Group it is recommended that Groups look at TA
“clusters”.
2. The operational structure of the Group and TAs need to be streamlined to ensure that
management and communication structures are efficient and reliable.
3. Sustainability of a large sector structure, which is reliant on volunteers, is becoming
problematical in today’s environment. CDEM Groups need to carefully review and
consider the sustainability of such arrangements.
There is a need for local government CDEM Group members to make more use of the other key
agencies in the decision making process and use the established chain of command, e.g.
health/casualty problems go through Local to Group (Health Advisory Group) to DHB to Ministry
of Health in Wellington.
Management of information
Even in a relatively small-scale event, the amount of information is generated is huge. Exercise
Pegasus confirmed again that improved electronic management systems are absolutely vital to
process and manage the information received. The requirements include web-based data and
information systems, including GIS mapping.
Intelligence and Planning roles are vital within any EOC. This challenges many EOC’s around the
country. The EOC tends to get so busy dealing with the situation as it unfolds that there is little
capacity to plan ahead, anticipate problems, and produce action plans which are reactive rather
than proactive.
3. Integration of USAR and other response assets with NCMC and CDEM Group
Part Two – International Search and Rescue Assistance into New Zealand document proved to
be an effective tool for international USAR teams to plan their response into NZ.
This was complicated and problematic in the exercise. Canterbury has planned rescue structures
and processes in place, however the many layers and separate entities caused difficulties for
coordination and communication. On the ground coordination needs to be further developed by
many Groups. Simplicity is the key. All rescue assets, including NZ-TF, NZ-RT and
International Teams should be coordinated under one position or office to ensure the
efficient management of available resources. In a large event an sub-post OSOCC may be
located alongside the affected Groups EOC. It is important that a role exists within the group that
is responsible for the overall management of rescue issues (such a role would be similar to that of
a welfare manager).
UNDAC team members and USAR Task Force personnel were significantly impressed by the
diverse and competent range of skills (medical, swiftwater, rope and canine search) offered by
volunteer USAR response teams (RT). Both TF and RT personnel reported that it was valuable
working with each other as it assisted in clarifying their respective roles. (It was noted that RTs
need to enhance their capability to initially setup and manage sites, allowing TF to be focused on
specialist rescue within sites). Task Forces indicated that the support from Response Teams was
of great operational use and the exercise confirmed that the national integrated USAR response
model of TF and RT will certainly add value to the rescue response of any CDEM Group.
Summary
Exercise Pegasus proved to be a significant learning experience for all the strands and with
respect to overall management of the event. Each strand leader and participants will take the
lessons learnt and review systems and training. Future such exercises are being developed and
written into the MCDEM draft National Exercise Programme and the NZ USAR project.
Comments have been grouped by topic and strand area. Several strands forwarded comments
and suggestions that were similar, such feedback has been detailed only once.
• Part Two – International Search and Rescue Assistance into New Zealand document
proved to be an effective tool for international USAR teams to plan their response to NZ.
Some inclusions have been identified that will strengthen the document and provide more
(see To Do).
• It is noted that the ability to manage the handling of large equipment caches was not
tested, however appropriate areas for this have been identified in Chch.
• Actual customs/immigration processing was not tested – would be useful to do this at
some stage.
• There was a lack of understanding of UN roles and responsibilities around border control.
• From the Group ECC perspective, the border control arrangements went well with the
ECC knowing in a timely manner what was coming through.
OSOCC issues
3. General
• The 3 days OSOCC training was invaluable for SIDS UNDAC members.
• Difficult to establish effectiveness of OSOCC within the exercise setting.
• In the real event other factors would have had a huge influence on the operation of the
OSOCC, which were not evident during the exercise, these are coordination of Non
Government Organisations (NGO), media response and other international assistance
provided.
• Attendance by USAR management personnel at the OSOCC and the opportunity to
discuss issues directly with UNDAC staff has led to a sound understanding of the roles
and responsibilities of USAR management within the OSOCC which will provide valuable
1. Representation required
• Experienced Media Liaison Officer is required for major deployments.
• NST must have representative for OSOCC.
• The National Support Team (NST) should have been co-located with Rescue
Headquarters.
• Members of the USAR National Support Team were fully involved in working with the
other agencies within the Canterbury CDEM group at the EOC. Some suggestions for
improving inter-agency communications and response coordination have been proposed
by the NST representatives.
2. Location issues
• NST needs to move from EOC to OSOCC once established.
3. General
• The working relationships between the USAR teams and NZ-RT’s were enhanced by the
exercise.
• The exercise was beneficial in enhancing the working relationships between the
management of all NZ TF’s.
• USAR management within New Zealand is now far better prepared to meet a serious,
widespread event than prior to Exercise Pegasus.
• Lack of information channelled to and from EOC to ICP and TF management.
1. Role issues
• The management of mobilising USAR Response Teams to the point of control hand over
to Canterbury CDEM Group was successful.
• RTs reported that it was useful working with Task Forces as it assisted in clarifying their
role which is sometimes unclear.
• RTs need to enhance their capability to setup and manage incidents, allowing TF to be
focused on specialist rescue within incidents, freeing up this resource to improve the
survivability of buried victims.
2. Ability enhancement
• Task Forces indicated that the support from Response Teams when they were available
was of much operational use and it appears that, even with only 8 response teams, the
national response team model will certainly add value to any group level emergency.
2. Documentation
• The National Crisis Management Centre SOP for USAR Response Team Mobilisation
was tested in the field for activating teams and was found easy to use.
3. Exercise issues
• Group Situation Reports were not made available to Response Teams as previously
discussed at pre-exercise management meetings.
• Rescue team exercise staffing including local site directing staff, casualty actors and
support crew was under resourced and caused additional workload on staff.
Communications issues
2. Comprehension issues
• The issue of the lack standardised data in respect of report formats, GIS, symbols,
acronyms etc once again proved a stumbling block in effective communication and
coordination.
• Communication linkages and understanding of role between LEMA and OSOCC to be
clarified.
3. Communication flows
• The various layers of management established by the Canterbury CDEM did not allow
the flow of information required for effective management of an event of the magnitude of
4. Radio issues
• There were significant radio communication problems experienced using ESB164 as the
regional dispatch channel for response teams. This requires further technical
investigation, however it was noted that ES41 used by exercise management performed
reasonably well in contrast. Busy phone signals were often received or phones not
answered by both Rescue HQ and Sockburn. There was also inconsistent use of Radio
Call Signs with Sockburn being called Sockburn, Sockburn Reporting Centre and other
names. Response Teams has been previously issued approved radio call signs
(“response team two”) and these were changed and used inconsistently by Sockburn
who occasionally referred to them as “rescue team three” etc.
• The use of Personal Radio Service (PRS – UHF CB) by many response teams
highlighted frequent interference and poor quality of communications. The designation of
a national ES tactical frequency for USAR should be considered.
1. Exercise structure/planning
• The exercise focus on Canterbury and further on search and rescue in particular as
opposed to the total impact on the entire area and infrastructure limited the NCMC’s
capability to analyse and advise on the event from a strategic point of view. It can for
instance be expected that for an event of this scale the question of the declaration of a
national state of civil defence emergency will arise, however in this case the NCMC
simply did not have sufficient information to advise on this.
• There were issues from time to time with notional becoming muddled with real. The real
exercise requirements to have a team at a particular point at a particular time did
introduce some artificiality but the overall result was very pleasing.
To Do/Recommendations
1. NCMC tasks
• National declaration assessment checklist to be developed.
• Develop an SOP for UNDAC involvement in NZ and NCMC.
• Liase with MFAT to be more involved in international issues.
• Move towards standardisation of data eg situation reports to ease flow of information.
• NCMC SOPs need to include procedures for requesting and receiving international
assistance. This assistance could include, USAR Assets, medical resources, other
equipment and funding which has been channelled through UN OCHA.
4. Training
• In addition to the 18 month UNDAC Pacific Team Refresher it is suggested that a more
focussed group within the team membership undertake more regular OSOCC
continuation training.
• The establishment of a New Zealand “limited” UNDAC Mission Module be established as
a matter of urgency.
5. OCHA
• Consideration be given To UN OCHA ESB FCSS establishing further guidance for
UNDAC Team deployments into developed countries.
6. Resourcing
• Operating on the scale that occurred on the exercise, improved electronic management
systems are needed to process and manage the information received. There is also a
need for a web based information system, including GIS maps that people can “drill-
down” into to get the information that they need.