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Technical Specification
The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP.
The present document has not been subject to any approval process by the 3GPP Organizational Partners and shall not be implemented.
This Specification is provided for future development work within 3GPP only. The Organizational Partners accept no liability for any use of this
Specification.
Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organizational Partners' Publications Offices.
Release 10
Keywords
UMTS, radio, layer 1
3GPP
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3GPP
Release 10
Contents
Contents....................................................................................................................................................3
Foreword...................................................................................................................................................6
1 Scope.....................................................................................................................................................7
2 References..............................................................................................................................................7
3 Definitions, symbols and abbreviations..................................................................................................7
3.1 Symbols..................................................................................................................................................................7
3.2 Abbreviations.........................................................................................................................................................9
4 Frame structure......................................................................................................................................9
4.1 Frame structure type 1..........................................................................................................................................10
4.2 Frame structure type 2..........................................................................................................................................10
5 Uplink .................................................................................................................................................11
5.1 Overview..............................................................................................................................................................11
5.1.1 Physical channels..............................................................................................................................................12
5.1.2 Physical signals.................................................................................................................................................12
5.2 Slot structure and physical resources...................................................................................................................12
5.2.1 Resource grid....................................................................................................................................................12
5.2.2 Resource elements.............................................................................................................................................14
5.2.3 Resource blocks................................................................................................................................................14
5.3 Physical uplink shared channel............................................................................................................................14
5.3.1 Scrambling........................................................................................................................................................15
5.3.2 Modulation........................................................................................................................................................15
5.3.2A Layer mapping................................................................................................................................................16
5.3.2A.1 Layer mapping for transmission on a single antenna port..........................................................................16
5.3.2A.2 Layer mapping for spatial multiplexing......................................................................................................16
5.3.3 Transform precoding.........................................................................................................................................17
5.3.3A Precoding........................................................................................................................................................17
5.3.3A.1 Precoding for transmission on a single antenna port...................................................................................17
5.3.3A.2 Precoding for spatial multiplexing..............................................................................................................17
5.3.4 Mapping to physical resources..........................................................................................................................20
5.4 Physical uplink control channel...........................................................................................................................21
5.4.1 PUCCH formats 1, 1a and 1b............................................................................................................................22
5.4.2 PUCCH formats 2, 2a and 2b............................................................................................................................24
5.4.2A PUCCH format 3............................................................................................................................................25
5.4.3 Mapping to physical resources..........................................................................................................................27
5.5 Reference signals.................................................................................................................................................28
5.5.1 Generation of the reference signal sequence.....................................................................................................28
5.5.1.1 Base sequences of length or larger................................................................................................................28
5.5.1.2 Base sequences of length less than ................................................................................................................29
5.5.1.3 Group hopping...............................................................................................................................................30
5.5.1.4 Sequence hopping..........................................................................................................................................31
5.5.2 Demodulation reference signal.........................................................................................................................31
5.5.2.1 Demodulation reference signal for PUSCH...................................................................................................31
5.5.2.1.1 Reference signal sequence..........................................................................................................................31
5.5.2.1.2 Mapping to physical resources....................................................................................................................33
5.5.2.2 Demodulation reference signal for PUCCH..................................................................................................33
5.5.2.2.1 Reference signal sequence..........................................................................................................................33
5.5.2.2.2 Mapping to physical resources....................................................................................................................35
5.5.3 Sounding reference signal.................................................................................................................................35
5.5.3.1 Sequence generation.......................................................................................................................................35
5.5.3.2 Mapping to physical resources.......................................................................................................................36
5.5.3.3 Sounding reference signal subframe configuration.......................................................................................40
5.6 SC-FDMA baseband signal generation ...............................................................................................................40
5.7 Physical random access channel..........................................................................................................................41
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6 Downlink ............................................................................................................................................53
6.1 Overview..............................................................................................................................................................53
6.1.1 Physical channels..............................................................................................................................................53
6.1.2 Physical signals.................................................................................................................................................53
6.2 Slot structure and physical resource elements.....................................................................................................54
6.2.1 Resource grid....................................................................................................................................................54
6.2.2 Resource elements.............................................................................................................................................54
6.2.3 Resource blocks................................................................................................................................................55
6.2.3.1 Virtual resource blocks of localized type.......................................................................................................56
6.2.3.2 Virtual resource blocks of distributed type....................................................................................................56
6.2.4 Resource-element groups..................................................................................................................................57
6.2.5 Guard period for half-duplex FDD operation...................................................................................................58
6.2.6 Guard Period for TDD Operation.....................................................................................................................58
6.3 General structure for downlink physical channels...............................................................................................58
6.3.1 Scrambling........................................................................................................................................................59
6.3.2 Modulation........................................................................................................................................................59
6.3.3 Layer mapping..................................................................................................................................................59
6.3.3.1 Layer mapping for transmission on a single antenna port.............................................................................60
6.3.3.2 Layer mapping for spatial multiplexing.........................................................................................................60
6.3.3.3 Layer mapping for transmit diversity.............................................................................................................63
6.3.4 Precoding...........................................................................................................................................................63
6.3.4.1 Precoding for transmission on a single antenna port.....................................................................................63
6.3.4.2 Precoding for spatial multiplexing using antenna ports with cell-specific reference signals........................63
6.3.4.2.1 Precoding without CDD..............................................................................................................................64
6.3.4.2.2 Precoding for large delay CDD...................................................................................................................64
6.3.4.2.3 Codebook for precoding and/or CSI reporting............................................................................................65
6.3.4.3 Precoding for transmit diversity.....................................................................................................................68
6.3.4.4 Precoding for spatial multiplexing using antenna ports with UE-specific reference signals ........................69
6.3.5 Mapping to resource elements..........................................................................................................................70
6.4 Physical downlink shared channel.......................................................................................................................70
6.5 Physical multicast channel...................................................................................................................................71
6.6 Physical broadcast channel..................................................................................................................................71
6.6.1 Scrambling........................................................................................................................................................71
6.6.2 Modulation........................................................................................................................................................71
6.6.3 Layer mapping and precoding...........................................................................................................................71
6.6.4 Mapping to resource elements..........................................................................................................................71
6.7 Physical control format indicator channel ...........................................................................................................72
6.7.1 Scrambling........................................................................................................................................................72
6.7.2 Modulation........................................................................................................................................................72
6.7.3 Layer mapping and precoding...........................................................................................................................73
6.7.4 Mapping to resource elements..........................................................................................................................73
6.8 Physical downlink control channel......................................................................................................................73
6.8.1 PDCCH formats................................................................................................................................................73
6.8.2 PDCCH multiplexing and scrambling..............................................................................................................74
6.8.3 Modulation........................................................................................................................................................74
6.8.4 Layer mapping and precoding...........................................................................................................................74
6.8.5 Mapping to resource elements..........................................................................................................................75
6.9 Physical hybrid ARQ indicator channel...............................................................................................................75
6.9.1 Modulation........................................................................................................................................................76
6.9.2 Resource group alignment, layer mapping and precoding................................................................................77
6.9.3 Mapping to resource elements..........................................................................................................................79
6.10 Reference signals...............................................................................................................................................80
6.10.1 Cell-specific reference signals........................................................................................................................81
6.10.1.1 Sequence generation.....................................................................................................................................81
6.10.1.2 Mapping to resource elements.....................................................................................................................81
6.10.2 MBSFN reference signals...............................................................................................................................83
6.10.2.1 Sequence generation.....................................................................................................................................83
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7 Generic functions...............................................................................................................................102
7.1 Modulation mapper............................................................................................................................................102
7.1.1 BPSK...............................................................................................................................................................102
7.1.2 QPSK...............................................................................................................................................................102
7.1.3 16QAM...........................................................................................................................................................103
7.1.4 64QAM...........................................................................................................................................................103
7.2 Pseudo-random sequence generation.................................................................................................................104
8 Timing................................................................................................................................................105
8.1 Uplink-downlink frame timing..........................................................................................................................105
Annex A (informative):
Change history....................................................................................106
3GPP
Release 10
Foreword
This Technical Specification has been produced by the 3rd Generation Partnership Project (3GPP).
The contents of the present document are subject to continuing work within the TSG and may change following formal
TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
identifying change of release date and an increase in version number as follows:
Version x.y.z
where:
x the first digit:
1 presented to TSG for information;
2 presented to TSG for approval;
3 or greater indicates TSG approved document under change control.
y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
updates, etc.
z the third digit is incremented when editorial only changes have been incorporated in the document.
3GPP
Release 10
Scope
The present document describes the physical channels for evolved UTRA.
2 References
The following documents contain provisions which, through reference in this text, constitute provisions of the present
document.
References are either specific (identified by date of publication, edition number, version number, etc.) or
non-specific.
For a specific reference, subsequent revisions do not apply.
For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document
(including a GSM document), a non-specific reference implicitly refers to the latest version of that document
in the same Release as the present document.
[1]
[2]
3GPP TS 36.201: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Layer
General Description".
[3]
3GPP TS 36.212: "Evolved Universal Terrestrial Radio Access (E-UTRA); Multiplexing and
channel coding".
[4]
3GPP TS 36.213: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer
procedures".
[5]
3GPP TS 36.214: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer
Measurements".
[6]
3GPP TS 36.104: Evolved Universal Terrestrial Radio Access (E-UTRA); Base Station (BS)
radio transmission and reception.
[7]
3GPP TS 36.101: Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
radio transmission and reception.
[8]
3GPP TS36.321, Evolved Universal Terrestrial Radio Access (E-UTRA); Medium Access
Control (MAC) protocol specification
a k( ,pl )
DRA
f0
Carrier frequency
3GPP
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f RA
PUSCH
M sc
PUSCH
M RB
(q)
M bit
(q)
M sym
b
layer
M sym
b
ap
M sym
b
Number of modulation symbols to transmit per antenna port for a physical channel
N
N CP ,l
A constant equal to 2048 for f =15 kHz and 4096 for f =7.5 kHz
Downlink cyclic prefix length for OFDM symbol l in a slot
N CS
(1)
N cs
Number of cyclic shifts used for PUCCH formats 1/1a/1b in a resource block with a mix of
formats 1/1a/1b and 2/2a/2b
RB
Bandwidth available for use by PUCCH formats 2/2a/2b, expressed in multiples of N sc
(2)
N RB
HO
N RB
cell
N ID
The offset used for PUSCH frequency hopping, expressed in number of resource blocks (set by
higher layers)
Physical layer cell identity
MBSFN
N ID
DL
N RB
min,
N RB
max,
N RB
UL
N RB
min,
N RB
max,
N RB
RB
Downlink bandwidth configuration, expressed in multiples of N sc
DL
RB
Smallest downlink bandwidth configuration, expressed in multiples of N sc
DL
RB
Largest downlink bandwidth configuration, expressed in multiples of N sc
RB
Uplink bandwidth configuration, expressed in multiples of N sc
UL
RB
Smallest uplink bandwidth configuration, expressed in multiples of N sc
UL
RB
Largest uplink bandwidth configuration, expressed in multiples of N sc
DL
N sy
mb
UL
N sy
mb
RB
N sc
N sb
sb
NR
B
N SP
Size of each sub-band for PUSCH frequency-hopping with predefined hopping pattern, expressed
as a number of resource blocks
Number of downlink to uplink switch points within the radio frame
PUCCH
N RS
N TA
N TA offset
Timing offset between uplink and downlink radio frames at the UE, expressed in units of Ts
(1, ~
p)
nPUCCH
( 2, ~
p)
nPUCCH
( 3, ~
p)
nPUCCH
nPDCCH
nPRB
RA
nPRB
RA
nPRB
offset
nVRB
nRNTI
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nf
ns
Qm
sl( p ) ( t )
( 0)
t RA
(1)
t RA
( 2)
t RA
Tf
Ts
Tslot
W
p
q
rRA
PRACH
PUCCH
PUSCH
SRS
f RA
Uplink subframe number for start of PRACH opportunity within the half frame
Basic time unit
Slot duration
Precoding matrix for downlink spatial multiplexing
Amplitude scaling for PRACH
Amplitude scaling for PUCCH
Amplitude scaling for PUSCH
Amplitude scaling for sounding reference symbols
Subcarrier spacing
Subcarrier spacing for the random access preamble
Number of transmission layers
3.2 Abbreviations
For the purposes of the present document, the following abbreviations apply:
CCE
CDD
CSI
PBCH
PCFICH
PDCCH
PDSCH
PHICH
PMCH
PRACH
PUCCH
PUSCH
4 Frame structure
Throughout this specification, unless otherwise noted, the size of various fields in the time domain is expressed as a
number of time units Ts = 1 (15000 2048 ) seconds.
Downlink and uplink transmissions are organized into radio frames with Tf = 307200 Ts = 10 ms duration. Two
radio frame structures are supported:
-
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Transmissions in multiple cells can be aggregated where up to four secondary cells can be used in addition to the
primary cell. Unless otherwise noted, the description in this specification applies to each of the up to five serving cells.
In case of multi-cell aggregation, the UE may assume the same frame structure is used in all the serving cells.
, Tf = 307200 Ts = 10 ms
#1
#2
#3
#18
One subframe
Figure 4.1-1: Frame structure type 1.
30720 Ts =1 ms . The supported uplink-downlink configurations are listed in Table 4.2-2 where, for each
subframe in a radio frame, D denotes the subframe is reserved for downlink transmissions, U denotes the subframe
is reserved for uplink transmissions and S denotes a special subframe with the three fields DwPTS, GP and UpPTS.
The length of DwPTS and UpPTS is given by Table 4.2-1 subject to the total length of DwPTS, GP and UpPTS being
equal to 30720 Ts = 1 ms . Each subframe i is defined as two slots, 2i and 2i +1 of length
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, Tf = 307200 Ts = 10 ms
One slot ,
T slot =15360 T s
Subframe
30720 T s
#0
One subframe
30720 Ts
Subframe
#2
Subframe
#3
Subframe
#4
Subframe
#5
Subframe
,
DwPTS
UpPTS
Figure GP
4.2-1: Frame
DwPTS
structure type 2 (for 5 ms switch-point periodicity).
GP
UpPTS
6592 Ts
7680 Ts
19760 Ts
20480 Ts
21952 Ts 2192 Ts
24144 Ts
25600 Ts
26336 Ts
7680 Ts
6592 Ts
20480 Ts
19760 Ts
21952 Ts
24144 Ts
4384 Ts
2560 Ts
23040 Ts
2192 Ts
2560 Ts
4384 Ts
5120 Ts
23040 Ts
5120 Ts
Downlink-to-Uplink
Switch-point periodicity
5 ms
5 ms
5 ms
10 ms
10 ms
10 ms
5 ms
D
D
D
D
D
D
D
S
S
S
S
S
S
S
U
U
U
U
U
U
U
Subframe number
3 4 5 6 7
U
U
D
U
U
D
U
U
D
D
U
D
D
U
D
D
D
D
D
D
D
S
S
S
D
D
D
S
U
U
U
D
D
D
U
U
U
D
D
D
D
U
U
D
D
D
D
D
D
5 Uplink
5.1 Overview
The smallest resource unit for uplink transmissions is denoted a resource element and is defined in section 5.2.2.
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Reference signal
UL
SC-FDMA symbols. The resource grid is illustrated in Figure 5.2.1-1. The quantity N RB
depends on the
uplink transmission bandwidth configured in the cell and shall fulfil
min, UL
UL
max, UL
N RB
N RB
N RB
min, UL
max, UL
where N RB
= 6 and N RB
= 110 are the smallest and largest uplink bandwidths, respectively, supported by
UL
the current version of this specification. The set of allowed values for N RB
is given by [7].
The number of SC-FDMA symbols in a slot depends on the cyclic prefix length configured by the higher layer
parameter UL-CyclicPrefixLength and is given in Table 5.2.3-1.
An antenna port is defined such that the channel over which a symbol on the antenna port is conveyed can be inferred
from the channel over which another symbol on the same antenna port is conveyed. There is one resource grid per
antenna port. The antenna ports used for transmission of a physical channel or signal depends on the number of antenna
~
ports configured for the physical channel or signal as shown in Table 5.2.1-1. The index p is used throughout Section
5 when a sequential numbering of the antenna ports is necessary.
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UL
N symb
SC -FDMA symbols
UL RB
k = N RB
N sc 1
Resource block
subcarriers
subcarriers
UL
N symb
N scRB resource elements
Resource element (k , l )
Table 5.2.1-1: The antenna ports used for different physical channels and signals.
l=0
Physical channel or
signal
PUSCH
SRS
PUCCH
Index
~
p
0
1
2
3
0
1
2
3
0
1
UL
l = N symb
1
Antenna port number p as a function of
the number of antenna ports configured
for the respective physical channel/signal
1
2
4
10
20
40
21
41
42
43
10
20
40
21
41
42
43
100
200
201
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( p)
respectively. Resource element ( k , l ) on antenna port p corresponds to the complex value a k ,l . When there is no
risk for confusion, or no particular antenna port is specified, the index p may be dropped. Quantities a k ,l
corresponding to resource elements not used for transmission of a physical channel or a physical signal in a slot shall be
set to zero.
( p)
RB
N sc
12
12
UL
N sy
mb
7
6
The relation between the physical resource block number nPRB in the frequency domain and resource elements
( k , l ) in a slot is given by
k
nPRB = RB
N sc
scrambling
mapping of the complex-valued modulation symbols onto one or several transmission layers
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codewords
layers
antenna ports
Modulation
mapper
Scrambling
Transform
precoder
Layer
mapper
Modulation
mapper
Scrambling
Resource element
mapper
SC -FDMA
signal gen.
Resource element
mapper
SC -FDMA
signal gen.
Precoding
Transform
precoder
5.3.1 Scrambling
(q)
(q)
For each codeword q , the block of bits b ( q ) (0),..., b ( q ) ( M bit
is the number of bits
1) , where M bit
transmitted in codeword q on the physical uplink shared channel in one subframe, shall be scrambled with a UEspecific scrambling sequence prior to modulation, resulting in a block of scrambled bits
~
~
(q)
b ( q ) (0),..., b ( q ) ( M bit
1) according to the following pseudo code
Set i = 0
(q)
while i < M bit
if b ( q ) (i ) = x
~
b ( q ) (i ) =1
else
if b ( q ) (i ) = y // ACK/NACK or Rank Indication repetition placeholder bits
~
~
b ( q ) (i ) = b ( q ) (i 1)
else
// Data or channel quality coded bits, Rank Indication coded bits or ACK/NACK coded bits
~
b ( q ) (i ) = b ( q ) (i ) + c ( q ) (i ) mod 2
end if
end if
i=i+1
end while
where x and y are tags defined in [3] section 5.2.2.6 and where the scrambling sequence c ( q ) (i ) is given by Section
cell
7.2. The scrambling sequence generator shall be initialised with cinit = nRNTI 214 + q 213 + ns 2 2 9 + N ID
at the
Up to two codewords can be transmitted in one subframe, i.e., q {0,1} . In the case of single-codeword transmission,
q =0 .
5.3.2 Modulation
~ (q)
~
(q)
(0),..., b ( q ) ( M bit
1) shall be modulated as described in
For each codeword q , the block of scrambled bits b
(q)
(0),..., d
Section 7.1, resulting in a block of complex-valued symbols d
the modulation mappings applicable for the physical uplink shared channel.
3GPP
(q)
(q )
( M sym
b 1) . Table 5.3.2-1 specifies
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Modulation schemes
QPSK, 16QAM, 64QAM
...
x (1) (i )
layer
, i =0,1,..., M symb 1 where
layer
and M symb is the number of modulation symbols per layer.
5.3.2A.1
For transmission on a single antenna port, a single layer is used, = 1 , and the mapping is defined by
x ( 0) (i ) = d ( 0) (i )
layer
(0)
with M symb = M symb .
5.3.2A.2
For spatial multiplexing, the layer mapping shall be done according to Table 5.3.2A.2-1. The number of layers is
less than or equal to the number of antenna ports P used for transmission of the physical uplink shared channel. The
case of a single codeword mapped to multiple layers is only applicable when the number of antenna ports used for
PUSCH is four.
Table 5.3.2A.2-1: Codeword-to-layer mapping for spatial multiplexing.
Number of layers
Number of codewords
Codeword-to-layer mapping
layer
i =0,1,..., M sym
b 1
x ( 0 ) (i ) = d ( 0 ) (i )
x ( 0 ) (i ) = d ( 0 ) ( 2i )
layer
(0)
M sym
b = M symb
layer
(0)
M symb
= M sym
b
x (1) (i ) = d ( 0 ) ( 2i +1)
x ( 0) (i ) = d ( 0) (i )
x (1) (i ) = d (1) (i )
layer
(0)
(1)
M symb
= M symb
= M symb
x ( 0) (i ) = d ( 0) (i )
3
layer
(0)
(1)
x (1) (i ) = d (1) ( 2i ) M symb = M symb = M symb 2
x ( 2) (i ) = d (1) ( 2i +1)
x ( 0 ) (i ) = d ( 0 ) ( 2i )
4
x (1) (i ) = d ( 0 ) ( 2i +1)
( 2)
(1)
layer
(0)
M symb
= M symb
x (i ) = d (2i )
x (3) (i ) = d (1) (2i +1)
3GPP
(1)
2 = M symb
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()
sets, each corresponding to one SC-FDMA symbol. Transform precoding shall be applied
(l M scPUSCH
+ k) =
PUSCH
M sc
1
1
M scPUSCH
k = 0,...,
l = 0,...,
PUSCH
x ( ) (l M sc
+ i )e
2ik
PUSCH
M sc
i =0
M scPUSCH 1
layer
PUSCH
M symb
M sc
layer
( )
(0),..., y ( ) ( M sym
resulting in a block of complex-valued symbols y
b 1) . The variable
PUSCH
PUSCH
represents the bandwidth of the PUSCH in terms of resource blocks,
M scPUSCH = M RB
N scRB , where M RB
and shall fulfil
PUSCH
UL
M RB
= 2 2 3 3 5 5 N RB
5.3.3A Precoding
...
5.3.3A.1
y (1) (i )
layer
, i =0,1,..., M symb 1 from the
z ( P 1) (i )
ap
, i =0,1,..., M symb 1 to be
5.3.3A.2
Precoding for spatial multiplexing is only used in combination with layer mapping for spatial multiplexing as described
in Section 5.3.2A.2. Spatial multiplexing supports P = 2 or P = 4 antenna ports where the set of antenna ports used
for spatial multiplexing is p {20 ,21} and p {40 ,41 ,42 ,43 } , respectively.
Precoding for spatial multiplexing is defined by
z ( 0) (i )
y (0) (i )
=W
z ( P 1) (i )
y (1) (i )
ap
ap
layer
where i =0,1,..., M symb 1 , M symb = M symb .
The precoding matrix W of size P is given by one of the entries in Table 5.3.3A.2-1 for P = 2 and by Tables
5.3.3A.2-2 through 5.3.3A.2-5 for P = 4 where the entries in each row are ordered from left to right in increasing
order of codebook indices.
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Number of layers
=1
=2
1 1
2 1
1 1
2 0
1 1
2 1
1 1
2 j
1 1
2 j
1 1
2 0
1 0
2 1
0
1
Table 5.3.3A.2-2: Codebook for transmission on antenna ports {40 ,41 ,42 ,43 } with = 1 .
Codebook
index
07
8 15
16 23
Number of layers
1
1 1
21
1
1
1 1
2 1
1
1
1 0
2 1
0
1
1 1
2 j
j
1
1 1
2 j
j
1
1 0
2 1
0
1
1 1
2 1
1
1
1 1
2 1
1
1
1 0
2 j
0
1
11
2 j
j
1
2
1
2
1
1
j
j
1
0
j
0
3GPP
=1
1
1 j
2 1
j
1
1 j
21
j
0
1 1
2 0
1
1
1 j
2 j
1
1
1 j
2 j
1
0
1 1
20
1
1
1 j
2 1
j
1
1 j
2 1
j
0
1 1
2 0
j
1
1 j
2 j
1
1
1 j
2 j
1
0
11
20
j
Release 10
19
Table 5.3.3A.2-3: Codebook for transmission on antenna ports {40 ,41 ,42 ,43 } with = 2 .
Codeboo
k index
03
47
8 11
12 15
Number of layers
0
1
1
0
1
1
2 0
0 j
0
1
1
0
1
1
2 0
j
0
1 0
1 0 1
2 1 0
0 1
1 0
1 0 1
2 0 1
1 0
1 1
2 0
0
1
1 1
2 0
0
1
1 0
2 1
0
1
1 0
2 0
0
0
j
0
0
j
0
1
1
0
1
=2
1 j
20
0
1
1 j
2 0
0
0
1
0
0
1
0
1
0
1
1
2 1 0
1
0
0
1
0 1
1
2 0 1
1 0
0
1
j
0
1
1
20
1
0
0
1
j
0
1
1
2 0
0 1
0
1
0
1
1
2 1 0
1
0
0
1
0
1
1
1
2 0
1 0
Table 5.3.3A.2-4: Codebook for transmission on antenna ports {40 ,41 ,42 ,43 } with = 3 .
Codeboo
k index
03
47
8 11
Number of layers
1 1
2 0
0
1
1 0
2 0
1
0
1 1
2 0
0
0
1
0
0
1
0
0
1
0
0
0
0
0
1
0
0
0
0
0
1
2
1
2
1
2
0
1
1 0
0 1
0 0
0
1
0 1
0
0
1 0
0 1
1
0
0
0
1 0
0
0
1
0
0
0
0
0
=3
1 0
2 1
0
0
1 1
2 1
0
0
1 0
2 1
0
1
0
0
1
0
0
0
1
0
0
0
0
0
1
0
0
1
0
1
1 0
2 1
0
1
1 1
2 1
1
0
1 0
2 1
1
0
0
0
0
0
0
0
0
0
1
0
0
1
0
1
Table 5.3.3A.2-5: Codebook for transmission on antenna ports {40 ,41 ,42 ,43 } with = 4 .
Codebook
index
Number of layers
=4
1 0
2 0
3GPP
0
1
0
0
0
0
1
0
0
0
Release 10
20
ap
z ( p ) (0),..., z ( p ) ( M sym
b 1) shall be multiplied with the amplitude scaling factor PUSCH in order to conform
~
to the transmit power PPUSCH specified in Section 5.1.1.1 in [4], and mapped in sequence starting with z ( p ) (0) to
physical resource blocks on antenna port p and assigned for transmission of PUSCH. The relation between the index
~
p and the antenna port number p is given by Table 5.2.1-1. The mapping to resource elements ( k , l )
corresponding to the physical resource blocks assigned for transmission and
-
not part of the last SC-FDMA symbol in a subframe, if the UE transmits SRS in the same subframe, and
not part of the last SC-FDMA symbol in a subframe configured with cell-specific SRS, if the PUSCH
transmission partly or fully overlaps with the cell-specific SRS bandwidth, and
not part of an SC-FDMA symbol reserved for possible SRS transmission in a UE-specific aperiodic SRS
subframe
shall be in increasing order of first the index k , then the index l , starting with the first slot in the subframe.
If uplink frequency-hopping is disabled or the resource blocks allocated for PUSCH transmission are not contiguous in
frequency, the set of physical resource blocks to be used for transmission is given by nPRB = nVRB where nVRB is
obtained from the uplink scheduling grant as described in Section 8.1 in [4].
If uplink frequency-hopping with type 1 PUSCH hopping is enabled, the set of physical resource blocks to be used for
transmission is given by Section 8.4.1 in [4].
If uplink frequency-hopping with predefined hopping pattern is enabled, the set of physical resource blocks to be used
for transmission in slot ns is given by the scheduling grant together with a predefined pattern according to
((
) (
))
sb
sb
sb
sb
~ (n ) = n
~
~
n
PRB
s
VRB + f hop ( i ) N RB + N RB 1 2 n VRB mod N RB f m (i ) mod( N RB N sb )
PRB
s
nPRB (ns ) = ~
HO
n
(n ) + N RB 2
N sb > 1
PRB s
nVRB
N sb = 1
~
n
=
VRB
HO
n
N RB
2
N sb > 1
VRB
where nVRB is obtained from the scheduling grant as described in Section 8.1 in [4]. The parameter puschHO
sb
HoppingOffset, N RB
, is provided by higher layers. The size N R
B of each sub-band is given by,
sb
N RB
UL
N RB
UL
N RB
HO
N RB
HO
N RB
mod 2 N sb
N sb = 1
N sb > 1
where the number of sub-bands N sb is given by higher layers. The function f m (i ) {0,1} determines whether
mirroring is used or not. The parameter Hopping-mode provided by higher layers determines if hopping is intersubframe or intra and inter-subframe.
The hopping function f hop (i ) and the function f m (i ) are given by
3GPP
Release 10
21
0
Ns b = 1
i1 0+ 9
( f h o p(i 1) +
c(k ) 2 k (i1 0+ 1) ) m o dN s b N s b = 2
k = i1 0+ 1
f h o p(i) =
i1 0+ 9
( f h o p(i 1) +
c(k ) 2 k (i1 0+ 1) m o dN( s b 1) + 1) m o dN s b N s b > 2
k = i1 0+ 1
i mod 2
where f hop ( 1) =0 and the pseudo-random sequence c (i ) is given by section 7.2 and CURRENT_TX_NB
indicates the transmission number for the transport block transmitted in slot ns as defined in [8]. The pseudo-random
cell
sequence generator shall be initialised with cinit = N ID for frame structure type 1 and
cell
for frame structure type 2 at the start of each frame.
cinit = 2 9 (nf mod 4) + N ID
Modulation
scheme
1
1a
1b
2
2a
2b
3
N/A
BPSK
QPSK
QPSK
QPSK+BPSK
QPSK+QPSK
QPSK
N/A
1
2
20
21
22
48
cell
All PUCCH formats use a cell-specific cyclic shift, n cs
(n s , l ) , which varies with the symbol number l and the
UL
ns + 8l + i ) 2i
i =0 c(8 Nsymb
7
where the pseudo-random sequence c (i ) is defined by section 7.2. The pseudo-random sequence generator shall be
cell
initialized with cinit = N ID
corresponding to the primary cell at the beginning of each radio frame.
(2)
(1)
The physical resources used for PUCCH depends on two parameters, N RB
and N cs
, given by higher layers. The
(2)
variable N RB
0 denotes the bandwidth in terms of resource blocks that are available for use by PUCCH formats
3GPP
Release 10
22
(1)
(1)
1/1a/1b in a resource block used for a mix of formats 1/1a/1b and 2/2a/2b. The value of N cs is an integer multiple of
CCH
PU
shift
PUCCH
within the range of {0, 1, , 7}, where shift
(1)
present if N cs
= 0 . At most one resource block in each slot supports a mix of formats 1/1a/1b and 2/2a/2b. Resources
used for transmission of PUCCH formats 1/1a/1b, 2/2a/2b and 3 are represented by the non-negative indices
~
(1, p )
nPU
CCH
(1)
N cs
RB
(1)
(3, ~
p)
( N sc N cs 2) , and n PUCCH
8
(2, p )
(2)
RB
, nPUCCH < N RB N sc +
, respectively.
(~ )
ru ,v p ( n) for each of the P antenna ports used for PUCCH transmission according to
~
y ( p ) (n) =
1
P
(~ )
PUCCH
n = 0,1,..., N seq
1
d (0) ru ,v p ( n),
RS
PUCCH
(~ )
where ru ,v p ( n) is defined by section 5.5.1 with M sc = N seq
. The antenna-port specific cyclic shift ~p varies
( p)
PUCCH
(0),..., y ( p ) ( N seq
The block of complex-valued symbols y
(~
p ) (i ) according to
wise spread with the antenna-port specific orthogonal sequence wnoc
PUCCH
PUCCH
PUCCH
z ( p ) m' N SF
N seq
+ m N seq
+ n = S (ns ) wn (~p) (m) y ( p ) ( n )
~
oc
where
PUCCH
m = 0,..., N SF
1
PUCCH
n = 0,..., N seq
1
m' = 0,1
and
1
S (ns ) = j
e
otherwise
PUCCH
PUCCH
with N SF
= 4 for both slots of normal PUCCH formats 1/1a/1b, and N SF
= 4 for the first slot and
PUCCH
(~
p ) (i ) is given by Table
N SF
= 3 for the second slot of shortened PUCCH formats 1/1a/1b. The sequence wnoc
(1, p )
Resources used for transmission of PUCCH format 1, 1a and 1b are identified by a resource index n P
UCCH
(~
p)
noc
( ns )
3GPP
from
Release 10
~
no( pc ) (ns )=
23
n~ (n ) P U C C H N
p s sh ift
PUCCH
2 n~p (ns ) shift N
fo rex te n d ed
c y clicp refix
[
[
(
(
n c ell(n , l ) + n~ (n ) P U C C H+ n ( ~p ) (n ) m o d P U C C H m o dN m o dN R B fo rn o rm acy
l clicp refix
p s
sh ift
oc s
sh ift
sc
cs s
c ell
P U C C H ( ~p )
RB
fo rex ten d ed
c y clicp refix
nc s (ns , l ) + n~p (ns ) sh ift + no c (ns ) 2 m o dN m o dN sc
where
n (1, p )
n~p (ns ) = PUCCH
(1, ~p )
c N cs(1) PUCCH
mod c N scRB PUCCH
nPUCCH
shift
shift
) (
(1, p )
if nPUCCH
< c N cs(1) PUCCH
shift
otherwise
[(
)]
(1, p )
c n~p ( ns 1) + 1 mod cN scRB PUCCH
+ 1 1 nPUCCH
c N cs(1) PUCCH
shift
shift
n~p ( ns ) =
PUCCH
otherwise
h ~p / c + h ~p mod c N ' / shift
PUCCH
for ns mod 2 = 1 , where h ~p = n~p (ns 1) + d mod cN ' shif t
extended CP.
The parameter deltaPUCCH-Shift PUCCH
is provided by higher layers.
shift
Table 5.4.1-1: Modulation symbol d (0) for PUCCH formats 1a and 1b.
PUCCH format
d1()0)
b(0),..., b( M bit
0
1a
1
00
10
j
j
11
01
1b
3GPP
1
1
1
Release 10
24
PUCCH
w( N SF
1)
PUCCH
for N SF
=4.
Orthogonal sequences
Sequence index
[w(0)
(~
p)
noc
( ns )
[+1
[+1
[+1
0
1
2
PUCCH
w( N SF
1 + 1 1]
1 1 + 1]
1)
PUCCH
=3.
for N SF
Orthogonal sequences
Sequence index
[w(0)
(~
p)
noc
( ns )
+ 1 + 1 + 1]
PUCCH
w( N SF
1)
PUCCH
w( N SF
[1
1]
e j 4
[1
e j 2
[1
e j 4 3
1)
e j 2 3
where the scrambling sequence c (i ) is given by Section 7.2. The scrambling sequence generator shall be initialised
with cinit =
nRNTI is C-RNTI.
The block of scrambled bits b (0),..., b (19 ) shall be QPSK modulated as described in Section 7.1, resulting in a
block of complex-valued modulation symbols d (0),..., d (9) .
PUCCH
=12
Each complex-valued symbol d (0),..., d (9) shall be multiplied with a cyclically shifted length N seq
(~ )
PUCCH
z ( p ) ( N seq
n + i) =
( ~ )
d (n) ru ,v p (i )
P
n = 0,1,..., 9
RB
i = 0,1,..., N sc
1
RS
PUCCH
(~ )
where ru ,v p (i ) is defined by section 5.5.1 with M sc = N seq
.
(2, p )
Resources used for transmission of PUCCH formats 2/2a/2b are identified by a resource index n P
UCCH
( p)
RB
~p ( ns , l ) = 2 ncs
( ns , l ) N sc
where
3GPP
from which
Release 10
25
( p)
cell
RB
ncs
( ns , l ) = ncs
( ns , l ) + n~p ( ns ) mod N sc
and
~p) , R B
~p) R B( 2 )
(
2
(
2
,
nP U mC NC os cH d i nf P U < CNs CcNRH B
n~p (ns ) = ( 2~p) , ( 1 ) R B
nP U + CNc Cs+ 1Hm Nos c do t h e r w i s
[ (
(
)]
( 2, p )
(2)
N scRB n~p (ns 1) + 1 mod N scRB + 1 1 if nPUCCH
< N scRB N RB
n~p (ns ) = RB
( 2, ~p )
mod N scRB
otherwise
N sc 2 nPUCCH
for ns mod 2 = 1 .
For PUCCH formats 2a and 2b, supported for normal cyclic prefix only, the bit(s) b( 20 ),..., b( M bit 1) shall be
modulated as described in Table 5.4.2-1 resulting in a single modulation symbol d (10 ) used in the generation of the
reference-signal for PUCCH format 2a and 2b as described in Section 5.5.2.2.1.
Table 5.4.2-1: Modulation symbol d (10 ) for PUCCH formats 2a and 2b.
PUCCH format
d1
(1
b( 20 ),..., b( M bit
)0 )
0
2a
1
00
10
j
j
11
01
2b
1
1
1
where the scrambling sequence c (i ) is given by Section 7.2. The scrambling sequence generator shall be initialised
with cinit =
~
~
The block of scrambled bits b (0),..., b ( M bit 1) shall be QPSK modulated as described in Section 7.1, resulting
RB
in a block of complex-valued modulation symbols d (0),..., d ( M symb 1) where M symb = M bit 2 = 2 N sc .
The complex-valued symbols d (0),..., d ( M symb 1) shall be block-wise spread with the orthogonal sequences
PUCCH
PUCCH
RB
wn( ~p ) (i ) and wn( ~p ) (i ) resulting in N SF,0
+ N SF,1
sets of N sc
values each according to
oc , 0
oc ,1
3GPP
Release 10
26
PUCCH
w ( ~p ) (n ) e j n cscell ( ns , l ) 64 2 d (i)
n < N SF,
0
noc , 0
( ~p )
yn (i ) =
cell
j n ( n , l ) 64 2
d ( N scRB + i ) otherwise
wn ( ~p ) (n ) e cs s
oc ,1
PUCCH
n = n mod N SF,
0
PUCCH
PUCCH
n = 0,..., N SF,
+ N SF,
1
0
1
i = 0,1,..., N scRB 1
PUCCH
PU C C H
= 4 holds for the
= 5 , N SF,1
where NSP FU , C0 =C NHSP FU , 1C =C 5H for both slots in a subframe using normal PUCCH format 3 and N SF,0
first and second slot, respectively, in a subframe using shortened PUCCH format 3. The orthogonal sequences
wn( ~p ) (i ) and wn( ~p ) (i ) are given by Table 5.4.2A-1. Resources used for transmission of PUCCH formats 3 are
oc , 0
oc ,1
~
( p)
( p)
(3, p )
identified by a resource index nPUCCH
from which the quantities noc,0 and noc,1 are derived according to
( p)
(3, p )
PUCCH
noc
,0 = nPUCCH mod N SF,1
(~
p)
noc
,1
( p)
PUCCH
3n ,0 mod N SF,1
= ( ~poc
)
PUCCH
PUCCH
if N SF,1
=5
otherwise
((
~y ( ~p ) (i ) = y ( ~p ) i + n cell (n , l ) mod N RB
n
n
cs
s
sc
cell
where ncs
(ns , l ) is given by Section 5.4, ns is the slot number within a radio frame and l is the SC-FDMA
symbol number within a slot.
(~
p)
RB
(n N sc
+ k) =
RB
N sc
1
N scRB
~
~
y n( p ) (i )e
2ik
RB
N sc
i =0
RB
k = 0,..., N sc
1
PUCCH
PUCCH
n = 0,..., N SF,0
+ N SF,1
1
P is the number of antenna ports used for PUCCH transmission, resulting in a block of complex-valued
~
(~
p)
PUCCH
PUCCH
symbols z
( 0),..., z ( p ) N SF,0
+ N SF,1
N scRB 1 .
where
((
Sequence index
noc
0
1
2
3
4
PUCCH
N SF
=5
[1
[1
[1
[1
[1
e j 2 5
j 4 5
e j 4
1]
1
5
j 8 5
e j 6
j 2 5
e j 8
e j 2 5
e j 8
e j 4
e j 8
e j 6
e j 4
e j 2
3GPP
]
]
]
]
j 6 5
e j 6 5
5
PUCCH
wnoc ( N SF
1)
[+1
[+1
[+1
[+1
PUCCH
N SF
=4
+1
+1
+1
+1
1
-
+1]
1]
1]
+1]
Release 10
27
The block of complex-valued symbols z ( p ) (i ) shall be multiplied with the amplitude scaling factor PUCCH in
order to conform to the transmit power PPUCCH
with z
(~
p)
(0) to resource elements. PUCCH uses one resource block in each of the two slots in a subframe. Within
the physical resource block used for transmission, the mapping of z ( p ) (i ) to resource elements ( k , l ) on antenna
port p and not used for transmission of reference signals shall be in increasing order of first k , then l and finally
~
the slot number, starting with the first slot in the subframe. The relation between the index p and the antenna port
number p is given by Table 5.2.1-1.
~
The physical resource blocks to be used for transmission of PUCCH in slot ns are given by
nPRB
m
2
=
N UL 1 m
2
RB
if ( m + ns mod 2 ) mod 2 = 0
if ( m + ns mod 2 ) mod 2 = 1
NR( 2 B)
i nf P( 1p)U , < Cc NCc( 1sH )Ps hU i fC t C
~
m = nP( 1p)U , Cc NCc( 1sH P)s hU i fC t C( 2 H) Nc( 1s )
c N R BP U C C+ NHR + B 8 o t h e r w i s e
s c s h i f t
3 n o cr ym p c ral eil cf i x
c=
2 e x t ce ynp cdr l ei cfd i x
m=
( 2~p ), R B
nP U C NCs cH
m=
( 3~p ), P U C C H
nP U C NC SHF , 0
Mapping of modulation symbols for the physical uplink control channel is illustrated in Figure 5.4.3-1.
In case of simultaneous transmission of sounding reference signal and PUCCH format 1, 1a, 1b or 3 when there is one
serving cell configured, a shortened PUCCH format shall be used where the last SC-FDMA symbol in the second slot
of a subframe shall be left empty.
3GPP
Release 10
28
UL
nPRB = N RB
1
nPRB = 0
m =1
m=0
m=3
m=2
m=2
m=3
m=0
m =1
One subframe
Figure 5.4.3-1: Mapping to physical resource blocks for PUCCH.
The same set of base sequences is used for demodulation and sounding reference signals.
)
jn
ru(
ru ,v ( n),
,v (n) = e
RS
0 n < M sc
RS
RB
max, UL
where M sc
is the length of the reference signal sequence and 1 m N RB
. Multiple reference signal
= mN sc
sequences are defined from a single base sequence through different values of
Base sequences ru , v ( n) are divided into groups, where u {0,1,..., 29 } is the group number and v is the base
sequence number within the group, such that each group contains one base sequence ( v = 0 ) of each length
RB
RS
, 1 m 5 and two base sequences ( v = 0,1 ) of each length M sc
M scRS = mN sc
= mN scRB ,
max, UL
. The sequence group number u and the number v within the group may vary in time as
6 m N RB
described in Sections 5.5.1.3 and 5.5.1.4, respectively. The definition of the base sequence
RS
ru ,v (0),..., ru ,v ( M sc
1) depends on the sequence length M scRS .
5.5.1.1
RS
RS
1) is given by
For M sc
3N scRB , the base sequence ru ,v (0),..., ru ,v ( M sc
RS
ru ,v ( n) = xq ( n mod N ZC
),
RS
0 n < M sc
xq ( m ) = e
qm ( m +1)
RS
N ZC
with q given by
3GPP
RS
0 m N ZC
1
Release 10
29
q = q +1 2 + v ( 1) 2 q
RS
q = N ZC
(u +1) 31
RS
RS
RS
The length N ZC
of the Zadoff-Chu sequence is given by the largest prime number such that N ZC
.
< M sc
5.5.1.2
RS
RS
For M sc
= N scRB and M sc
= 2N scRB , base sequence is given by
ru ,v ( n) = e j( n ) 4 ,
RS
0 n M sc
1
RS
where the value of (n ) is given by Table 5.5.1.2-1 and Table 5.5.1.2-2 for M sc
= N scRB and M scRS = 2N scRB ,
respectively.
RS
Table 5.5.1.2-1: Definition of (n ) for M sc
= N scRB .
u
0
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
(0),..., (11 )
-1
1
1
-1
-1
1
-1
-3
1
1
-1
3
1
3
-3
3
1
-3
-3
-1
-1
-1
1
1
1
1
1
-3
-1
3
1
1
1
1
3
-3
3
-1
-3
-3
3
1
-3
3
1
-1
3
1
3
3
-3
3
1
1
1
-3
3
-1
3
-3
3
3
-3
1
1
3
-3
-1
3
-1
-1
-1
1
-3
-1
1
1
1
1
1
1
-1
-3
-1
3
3
-3
-3
-3
-3
-3
3
-3
1
-1
-1
-3
-1
1
3
1
-1
1
3
-3
-3
-1
3
1
3
1
1
-3
-3
1
3
-3
-1
3
-1
3
3
-3
1
1
-1
-3
1
-1
3
1
3
-3
-3
-1
-1
1
-3
-3
1
1
-3
-3
-1
3
1
3
-3
-1
-1
3
-1
-1
-1
-1
1
3
-3
-1
-1
-3
3
1
1
3
-1
3
3
1
-1
1
-3
-3
-3
3
3
-3
3
3
-3
3GPP
1
1
-3
-3
-3
1
1
3
-1
-3
-3
-3
1
1
1
1
3
-3
-3
-1
3
-3
-1
1
-1
3
1
1
3
-1
1
-3
-3
-3
-1
-1
-1
-1
1
1
-1
1
1
3
3
1
3
-3
-3
3
1
-3
3
-1
1
1
-1
-1
-3
3
3
-3
1
1
1
-1
3
1
1
1
-3
3
-3
-1
3
3
-1
3
-1
-3
-1
-3
-3
1
-1
-3
-1
1
3
-3
1
1
-3
-3
-1
3
3
-3
3
1
-3
1
-3
-3
3
1
-1
1
-1
-1
1
1
1
3
-3
-1
3
3
3
3
-3
-3
1
3
1
-3
-3
3
-1
1
3
3
-3
3
-1
-1
3
3
1
-3
-3
-1
-3
-1
-3
-1
-1
-3
-1
1
3
3
-1
-1
3
1
1
1
1
1
-1
3
1
3
1
-3
-1
-1
-3
-1
-1
-3
3
1
1
3
-3
-3
-1
-1
Release 10
30
RS
Table 5.5.1.2-2: Definition of (n ) for M sc
= 2N scRB .
u
0
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
5.5.1.3
(0),..., ( 23 )
-1
-3
3
-1
-1
-3
1
-3
-3
1
-1
1
1
3
-3
-1
-1
1
1
1
-1
-3
-3
-1
1
1
-3
-1
-1
1
3
3
-1
-3
-1
1
1
3
1
1
1
3
3
-1
-3
-1
-3
3
1
3
-3
-3
-1
-1
-1
-1
-1
-3
-3
1
1
-3
3
1
-1
1
-1
3
3
-3
-3
3
3
-1
3
1
3
-1
1
3
3
1
-3
-1
3
1
1
3
-1
-1
-3
-3
3
1
-3
3
-1
-1
-3
3
-3
-3
1
-1
1
-3
-1
3
1
1
-3
1
3
-1
3
-1
3
3
-1
-1
3
-3
1
3
-3
-1
3
-1
1
3
3
-3
1
-1
3
1
-1
3
1
-1
-3
-1
1
3
-1
3
1
1
1
-3
-1
1
1
-3
-1
1
-3
-3
-1
-1
-1
1
1
-3
1
3
-1
-1
-1
-3
-3
1
-1
3
-3
-1
1
1
-3
-1
1
-3
-3
1
1
3
-3
-1
-3
-3
3
3
-1
-1
-3
-3
-1
-3
3
3
-1
-1
-3
3
3
3
-3
3
-1
3
3
-3
3
1
1
1
3
3
3
-1
-1
1
-1
3
3
1
1
1
-1
-1
-1
1
-1
1
-3
1
-1
-1
-1
-1
-3
3
3
-3
3
-3
-3
1
-3
3
-1
-1
1
3
1
-1
1
-1
-3
3
-3
-1
-3
3
-1
1
-1
-3
1
3
3
-1
3
-1
3
1
1
3
3
-3
-3
-3
-3
1
3
-3
-3
-3
1
3
-1
3
-3
3
-1
-1
-3
-1
-1
-1
1
1
3
-1
-1
-3
-1
1
-1
3
-3
-3
3
-1
1
-1
3
3
1
3
-3
1
3
-3
3
-1
3
-1
-3
1
3
1
1
1
3
1
-1
3
-1
3
-3
-3
-1
1
1
3
1
3
3
-3
3
-3
-3
1
-1
-3
-3
-1
1
3
-3
1
-1
3
-1
1
1
1
-1
3
-1
3
1
3
3
1
3
3
-3
1
1
-1
3
3
3
1
3
3
1
1
3
3
3
1
1
-1
-1
1
-1
-1
-3
3
1
3
3
3
3
-1
1
-1
3
1
-3
-1
-1
1
1
1
-3
-1
1
1
-1
3
-1
-1
1
-1
1
1
-3
-3
-3
3
-1
1
1
1
-3
1
-3
-1
-1
3
-1
-3
-3
-3
1
3
1
-1
1
1
-3
3
1
3
-3
1
1
3
3
-1
-1
-1
-1
1
-1
-1
-1
1
1
-1
1
1
3
-3
-3
1
-1
3
1
-1
1
-1
-1
1
-3
-3
-1
3
3
1
-3
-3
1
3
1
-3
3
-1
3
3
1
3
-3
-1
-3
3
1
-3
-1
3
-1
-3
-3
-1
-3
1
1
-1
-1
1
1
-3
-3
-1
1
-1
-1
-1
1
3
1
-3
1
3
3
-3
3
-3
-3
1
-3
3
-1
1
1
-1
3
-3
-3
-3
-3
-1
1
-3
-3
1
1
3
-3
-3
1
1
-1
-3
1
-3
-3
1
-1
1
-3
-3
1
3
-3
1
3
3
3
1
-1
-1
-3
-1
-3
3
-1
3
1
3
-1
1
1
-1
1
1
3
3
-1
-3
1
-3
-1
-3
-3
1
-1
-1
-3
3
3
-3
1
3
3
-1
3
-3
3
1
-1
-3
-3
-3
-1
-1
-3
1
1
-1
-3
-3
3
-1
-3
-3
1
1
-1
-1
1
-3
1
-1
1
3
-3
-1
3
-1
-3
-3
1
-1
3
-1
-1
1
3
-3
-1
1
-1
-1
1
1
-1
-3
-3
-3
1
-3
-3
-1
1
-3
1
1
-1
3
-1
-1
1
-3
-1
1
-3
-3
3
-1
-1
1
-3
1
-3
1
3
1
-1
3
3
-1
-1
-1
-3
-3
-1
-3
-3
3
3
-1
1
-1
-1
3
Group hopping
pattern f ss according to
u = f gh (n s ) + f ss mod 30
There are 17 different hopping patterns and 30 different sequence-shift patterns. Sequence-group hopping can be
enabled or disabled by means of the cell-specific parameter Group-hopping-enabled provided by higher layers.
Sequence-group hopping for PUSCH can be disabled for a certain UE through the higher-layer parameter Disablesequence-group-hopping despite being enabled on a cell basis. PUCCH and PUSCH have the same hopping pattern but
may have different sequence-shift patterns.
The group-hopping pattern f gh ( ns ) is the same for PUSCH and PUCCH and given by
f gh (ns ) =
7
c (8ns
i =0
where the pseudo-random sequence c (i ) is defined by section 7.2. The pseudo-random sequence generator shall be
cell
N ID
initialized with c init =
at the beginning of each radio frame.
30
3GPP
Release 10
31
cell
For PUCCH, the sequence-shift pattern f ssPUCCH is given by f ssPUCCH = N ID
mod 30 .
For PUSCH, the sequence-shift pattern f ssPUSCH is given by f ssPUSCH = f ssPUCCH + ss mod 30 , where
ss {0,1,..., 29} is configured by higher layers.
5.5.1.4
Sequence hopping
RS
Sequence hopping only applies for reference-signals of length M sc
6N scRB .
RS
For reference-signals of length M sc
< 6N scRB , the base sequence number
RS
For reference-signals of length M sc
6N scRB , the base sequence number
by v = 0 .
n s is defined by
c (n )
v = s
0
where the pseudo-random sequence c (i ) is given by section 7.2. The parameter Sequence-hopping-enabled provided
by higher layers determines if sequence hopping is enabled or not. Sequence hopping for PUSCH can be disabled for a
certain UE through the higher-layer parameter Disable-sequence-group-hopping despite being enabled on a cell basis.
cell
N ID
5
PUSCH
The pseudo-random sequence generator shall be initialized with c init =
2 + f ss
at the beginning of
30
5.5.2.1.1
( )
The PUSCH demodulation reference signal sequence rPU
SCH
defined by
()
( )
rPUSCH
m M scRS + n = w ( ) (m)ru(,v ) ( n )
where
m = 0,1
RS
n = 0,..., M sc
1
and
PUSCH
M scRS = M sc
RS
Section 5.5.1 defines the sequence ru(,v ) (0),..., ru(,v ) ( M sc
1) . The orthogonal sequence w () ( m) is given by
[w(0)
w (1)
=[1
1] for DCI format 0 if the higher-layer parameter Activate-DMRS-with OCC is not set or if
the temporary C-RNTI was used to transmit the most recent uplink-related DCI for the transport block associated with
the corresponding PUSCH transmission, otherwise it is given by Table 5.5.2.1.1-1 using the cyclic shift field in most
recent uplink-related DCI [3] for the transport block associated with the corresponding PUSCH transmission.
The cyclic shift in a slot ns is given as = 2ncs, 12 with
3GPP
Release 10
32
(1)
( 2)
ncs, = nDMRS
+ nDMRS,
+ n PN ( ns ) mod 12
(1)
where the values of nDMRS
is given by Table 5.5.2.1.1-2 according to the parameter cyclicShift provided by higher
(2)
layers, nDMRS,
is given by the cyclic shift for DMRS field in most recent uplink-related DCI [3] for the transport
(2)
block associated with the corresponding PUSCH transmission where the value of nDMRS,
5.5.2.1.1-1.
is given in Table
The first row of Table 5.5.2.1.1-1 shall be used to obtain nDMRS, 0 and w ( ) ( m) if there is no uplink-related DCI
for the same transport block associated with the corresponding PUSCH transmission, and
(2)
if the initial PUSCH for the same transport block is semi-persistently scheduled, or
if the initial PUSCH for the same transport block is scheduled by the random access response grant.
i =0
UL
c (8 N symb
ns + i ) 2 i
where the pseudo-random sequence c (i ) is defined by section 7.2. The application of c (i ) is cell-specific. The
cell
N ID
pseudo-random sequence generator shall be initialized with cinit =
30
radio frame.
5
PUSCH
at the beginning of each
2 + f ss
rPUSCH
rPUSCH
=W
~
r ( 1)
r ( P 1)
PUSCH
PUSCH
where
P = 1 , W =1 and = 1 .
For spatial multiplexing, P = 2 or P = 4 and the precoding matrix W shall be identical to the precoding matrix
used in Section 5.3.3A.2 for precoding of the PUSCH in the same subframe.
(2)
Table 5.5.2.1.1-1: Mapping of Cyclic Shift Field in uplink-related DCI format to nDMRS,
[w (0)
(
(2)
nD
MRS,
=0
=1
w ( ) (1)
3GPP
and
[w (0)
( )
=2 =3
=0
=1
w ( ) (1)
=2
=3
Release 10
33
000
001
010
011
10
100
11
101
11
110
10
111
[1
[1
[1
[1
[1
[1
[1
[1
1]
1]
1]
1]
1]
1]
1]
1]
[1
[1
[1
[1
[1
[1
[1
[1
1]
1]
1]
1]
1]
1]
1]
1]
[1
[1
[1
[1
[1
[1
[1
[1
1]
[1
1]
[1
1]
[1
1]
[1
1]
[1
1] [1
1] [1
1] [1
1]
1]
1]
1]
1]
1]
1]
1]
(1)
Table 5.5.2.1.1-2: Mapping of cyclicShift to nDMRS
values.
5.5.2.1.2
cyclicShift
(1)
nDMRS
0
1
2
3
4
5
6
7
0
2
3
4
6
8
9
10
(~
p)
For each antenna port used for transmission of the PUSCH, the sequence ~
rPUSCH
(~
p)
~
rPUSCH
5.5.2.2
5.5.2.2.1
( p)
The PUCCH demodulation reference signal sequence rPUCCH
~
( p)
PUCCH
RS
rPUCCH
m' N RS
M sc
+ mM
RS
sc
()
is defined by
+n =
1
P
w ( p ) ( m) z ( m) ru , v p ( n )
~
(~ )
where
PUCCH
m = 0,..., N RS
1
RS
n = 0,..., M sc
1
m' = 0,1
and
P is the number of antenna ports used for PUCCH transmission. For PUCCH formats 2a and 2b,
d (10 ) for m = 1 , where d (10 ) is defined in Section 5.4.2. For all other cases, z ( m) =1.
3GPP
z (m) equals
Release 10
34
(~ )
RS
The sequence ru ,v p ( n) is given by Section 5.5.1 with M sc
= 12 where the expression for the cyclic shift ~p is
[
[
(
(
cell
where n~p ( ns ) , N , PUCCH
and ncs
( n s , l ) are defined by Section 5.4.1. The number of reference symbols
shift
PUCCH
per slot N RS
and the sequence w (n) are given by Table 5.5.2.2.1-1 and 5.5.2.2.1-2, respectively.
For PUCCH formats 2, 2a and 2b, ~p ( ns , l ) is defined by Section 5.4.2. The number of reference symbols per slot
~
PUCCH
and the sequence w ( p ) ( n) are given by Table 5.5.2.2.1-1 and 5.5.2.2.1-3, respectively.
N RS
( p)
RB
~p (ns , l ) = 2 ncs
( ns , l ) N sc
~
( p)
cell
RB
ncs
(ns , l ) = ncs
(ns , l ) + n~p ( ns ) mod N sc
~
( p)
( p)
where n~p ( ns ) is given by Table 5.5.2.2.1-4 and noc, 0 and noc, 1 for the first and second slot in a subframe,
PUCCH
respectively, are obtained from Section 5.4.2A. The number of reference symbols per slot N RS
and the sequence
PUCCH
Table 5.5.2.2.1-1: Number of PUCCH demodulation reference symbols per slot N RS
.
PUCCH format
1, 1a, 1b
2, 3
2a, 2b
Normal cyclic
prefix
3
2
2
PUCCH
Table 5.5.2.2.1-2: Orthogonal sequences w ( p ) (0) w ( p ) ( N RS
1)
1a and 1b.
Sequence index
Normal cyclic
prefix
( p)
noc
( ns )
0
1
2
[1
[1
[1
e j 2
e j 4 3
3GPP
1]
e j 4
e j 2 3
]
]
[1
[1
1]
1]
N/A
Release 10
35
PUCCH
Table 5.5.2.2.1-3: Orthogonal sequences w ( p ) (0) w ( p ) ( N RS
1)
2a, 2b and 3.
Normal cyclic
prefix
[1
1]
[1]
~
( p)
Table 5.5.2.2.1-4: Relation between noc
and n~p ( ns ) for PUCCH format 3.
~
n~p ( ns )
( p)
noc
N SF ,1 = 5 N SF ,1 = 4
0
1
2
3
4
5.5.2.2.2
0
3
6
9
N/A
( p)
The sequence rPUCCH
starting with
0
3
6
8
10
(~
p)
rPUCCH
() shall be multiplied with the amplitude scaling factor PUCCH and mapped in sequence
( 0) to resource elements (k , l ) on antenna port p . The mapping shall be in increasing order
p and the
of first k , then l and finally the slot number. The set of values for k and the relation between the index ~
p
antenna port number
shall be identical to the values used for the corresponding PUCCH transmission. The values of
the symbol index l in a slot are given by Table 5.5.2.2.2-1.
Table 5.5.2.2.2-1: Demodulation reference signal location for different PUCCH formats.
Set of values for l
Normal cyclic
Extended cyclic prefix
prefix
2, 3, 4
2, 3
1, 5
3
1, 5
N/A
PUCCH format
1, 1a, 1b
2, 3
2a, 2b
Sequence generation
( p)
The sounding reference signal sequence rSRS
( n ) = ru ,v p ( n ) is defined by Section 5.5.1, where
~
( ~ )
is the PUCCH
sequence-group number defined in Section 5.5.1.3 and is the base sequence number defined in Section 5.5.1.4. The
cyclic shift ~p of the sounding reference signal is given as
~
n cs,p
~p = 2 SRS
8
cs
8~
p
,
cs ,~
p
nSRS
= nSRS
+
mod 8
N ap
~
p 0,1,..., N ap 1
3GPP
Release 10
36
where nScsRS ={0, 1, 2, 3, 4, 5, 6, 7} is configured separately for periodic and each configuration of aperiodic
sounding by the higher-layer parameters cyclicShift and cyclicShift-ap, respectively, for each UE and N ap is the
number of antenna ports used for sounding reference signal transmission.
5.5.3.2
The sequence shall be multiplied with the amplitude scaling factor SRS in order to conform to the transmit power
~
( p)
PSRS specified in Section 5.1.3.1 in [4], and mapped in sequence starting with rSR
S (0) to resource elements
p
( k , l ) on antenna port
according to
a ( p) ( p )
2 k ' +k 0 , l
1
(~
p)
SRS rSRS
(k ' )
= N ap
0
where N ap is the number of antenna ports used for sounding reference signal transmission and the relation between
~
the index p and the antenna port p is given by Table 5.2.1-1. The set of antenna ports used for sounding reference
signal transmission is configured independently for periodic and each configuration of aperiodic sounding. The quantity
RS
k 0( p ) is the frequency-domain starting position of the sounding reference signal and for b = BSRS and M sc,
b is
the length of the sounding reference signal sequence defined as
RS
RB
M sc,
2
b = mSRS, b N sc
where mSRS,
UL
is given by Table 5.5.3.2-1 through Table 5.5.3.2-4 for each uplink bandwidth N RB
. The cell-specific
} (
max
c
UL
mSRS
, 0 = max cC mSRS , 0 N RB 6 N RA
max
= mSRS,0 ,where
srsMaxUpPts given by higher layers, otherwise if the reconfiguration is disabled mSRS,0
is a SRS
BW configuration and CSRS is the set of SRS BW configurations from the Tables 5.5.3.2-1 to 5.5.3.2-4 for each
UL
uplink bandwidth N RB
, N RA is the number of format 4 PRACH in the addressed UpPTS and derived from Table
5.7.1-4.
( p)
is defined by
k 0( p ) = k 0( p ) +
BSRS
2M
RS
sc, b nb
b =0
( p)
UL
RB
k 0( p ) = N RB
/ 2 mSRS,0 2 N SC
+ k TC
k 0( p )
( p)
UL
max
( N RB
mSRS,0
) N scRB + k TC
if ( (nf mod 2) (2 N SP ) + nhf ) mod 2 = 0
= ( p)
otherwise
k TC
( p)
The quantity k TC
{0,1} is given by
3GPP
Release 10
37
nhf is equal to 0 for UpPTS in the first half frame and equal to 1 for UpPTS in the second half frame of a radio frame.
The frequency hopping of the sounding reference signal is configured by the parameter bhop {0,1,2,3} , provided by
higher-layer parameter srs-HoppingBandwidth. Frequency hopping is not supported for aperiodic transmission.. If
frequency hopping of the sounding reference signal is not enabled (i.e., bhop BSRS ), the frequency position index
nb remains constant (unless re-configured) and is defined by nb = 4nRRC mSRS, b mod N b where the parameter
nRRC is given by higher-layer parameters freqDomainPosition and freqDomainPosition-ap for periodic and each
configuration of aperiodic transmission, respectively. If frequency hopping of the sounding reference signal is enabled
(i.e., bhop < BSRS ), the frequency position indexes nb are defined by
b bhop
b 1
b 1
Fb (nSRS ) =
b '= bhop N b '
2 b '= bhop N b'
b 1
if N b odd
N b / 2 nSRS / b'= bhop N b'
where N bhop = 1 regardless of the N b value on Table 5.5.3.2-1 through Table 5.5.3.2-4, and
ns To f f s e t
2 N S Pnf + 2( N S P 1) +
, f o 2r m Ss R pS e r i o dyioc fif tr a ms ter u c t ut yr pe2e
nS R S=
1 0 To f f s e t _ m a x
(nf 1 0+ ns / 2 ) / TS R S,
o th e rw is e
counts the number of UE-specific SRS transmissions, where TSRS is UE-specific periodicity of SRS transmission
defined in section 8.2 of [4], Toffset
is the
3GPP
Release 10
38
UL
and N b , b = 0,1,2,3 , values for the uplink bandwidth of 6 N RB
40 .
3GPP
Release 10
39
SRS-Bandwidth
SRS bandwidth
configuration
BSRS = 0
CSRS
mSRS,
0
1
2
3
4
5
6
7
36
32
24
20
16
12
8
4
mSRS,
12
16
4
4
4
4
4
4
mSRS,
0
1
2
3
4
5
6
7
48
48
40
36
32
24
20
16
4
8
4
4
4
4
4
4
SRS-Bandwidth
BSRS = 3
N2
mSRS,
3
2
1
1
1
1
1
1
4
4
4
4
4
4
4
4
N3
1
2
1
1
1
1
1
1
1
1
1
1
1
1
1
1
24
16
20
12
16
4
4
4
SRS-Bandwidth
BSRS = 2
N1
mSRS,
2
3
2
3
2
6
5
4
12
8
4
4
8
4
4
4
SRS-Bandwidth
BSRS = 3
N2
mSRS,
2
2
5
3
2
1
1
1
4
4
4
4
4
4
4
4
N3
3
2
1
1
2
1
1
1
UL
and N b , b = 0,1,2,3 , values for the uplink bandwidth of 60 < N RB
80 .
CSRS
mSRS,
0
1
2
3
4
5
6
7
72
64
60
48
48
40
36
32
mSRS,
3
2
6
5
4
3
2
1
BSRS = 1
mSRS,
BSRS = 0
BSRS = 2
N1
SRS-Bandwidth
N0
SRS-Bandwidth
SRS bandwidth
configuration
SRS-Bandwidth
UL
and N b , b = 0,1,2,3 , values for the uplink bandwidth of 40 < N RB
60 .
CSRS
BSRS = 1
1
1
1
1
1
1
1
1
BSRS = 0
SRS-Bandwidth
N0
SRS-Bandwidth
SRS bandwidth
configuration
SRS bandwidth
configuration
SRS-Bandwidth
BSRS = 1
N0
mSRS,
1
1
1
1
1
1
1
1
24
32
20
24
16
20
12
16
SRS-Bandwidth
BSRS = 2
N1
mSRS,
3
2
3
2
3
2
3
2
12
16
4
12
8
4
4
8
SRS-Bandwidth
BSRS = 3
N2
mSRS,
2
2
5
2
2
5
3
2
4
4
4
4
4
4
4
4
N3
3
4
1
3
2
1
1
2
UL
and N b , b = 0,1,2,3 , values for the uplink bandwidth of 80 < N RB
110 .
SRS-Bandwidth
BSRS = 0
CSRS
mSRS,
0
1
2
3
4
5
6
7
96
96
80
72
64
60
48
48
SRS-Bandwidth
BSRS = 1
N0
mSRS,
1
1
1
1
1
1
1
1
48
32
40
24
32
20
24
16
SRS-Bandwidth
BSRS = 2
N1
mSRS,
2
3
2
3
2
3
2
3
24
16
20
12
16
4
12
8
3GPP
SRS-Bandwidth
BSRS = 3
N2
mSRS,
2
2
2
2
2
5
2
2
4
4
4
4
4
4
4
4
N3
6
4
5
3
4
1
3
2
Release 10
5.5.3.3
40
The cell-specific subframe configuration period TSFC and the cell-specific subframe offset SFC for the
transmission of sounding reference signals are listed in Tables 5.5.3.3-1 and 5.5.3.3-2, for frame structures type 1 and 2
respectively, where the parameter srs-SubframeConfig is provided by higher layers. Sounding reference signal
subframes are the subframes satisfying ns / 2 mod TSFC SFC . For frame structure type 2, sounding reference
signal is transmitted only in configured UL subframes or UpPTS.
Table 5.5.3.3-1: Frame structure type 1 sounding reference signal subframe configuration.
srs-SubframeConfig
Binary
0
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
0000
0001
0010
0011
0100
0101
0110
0111
1000
1001
1010
1011
1100
1101
1110
1111
Configuration
Period TSFC
(subframes)
1
2
2
5
5
5
5
5
5
10
10
10
10
10
10
reserved
Transmission offset
SFC (subframes)
{0}
{0}
{1}
{0}
{1}
{2}
{3}
{0,1}
{2,3}
{0}
{1}
{2}
{3}
{0,1,2,3,4,6,8}
{0,1,2,3,4,5,6,8}
reserved
Table 5.5.3.3-2: Frame structure type 2 sounding reference signal subframe configuration.
srs-SubframeConfig
Binary
0
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
0000
0001
0010
0011
0100
0101
0110
0111
1000
1001
1010
1011
1100
1101
1110
1111
Configuration
Period TSFC
(subframes)
5
5
5
5
5
5
5
5
10
10
10
10
10
10
reserved
reserved
Transmission offset
SFC (subframes)
{1}
{1, 2}
{1, 3}
{1, 4}
{1, 2, 3}
{1, 2, 4}
{1, 3, 4}
{1, 2, 3, 4}
{1, 2, 6}
{1, 3, 6}
{1, 6, 7}
{1, 2, 6, 8}
{1, 3, 6, 9}
{1, 4, 6, 7}
reserved
reserved
3GPP
Release 10
41
sl( p )
UL RB
N sc / 2
N RB
(t ) =
UL RB
k = N RB
N sc / 2
a k( (p)) ,l e
j 2 ( k +1 2 ) f ( t N CP ,l Ts )
RB
f =15 kHz
for 0 t < N CP ,l + N Ts where k ( ) = k + N UL
RB N sc 2 , N = 2048 ,
( p)
and a k ,l is the
The SC-FDMA symbols in a slot shall be transmitted in increasing order of l , starting with l = 0 , where SC-FDMA
symbol l > 0 starts at time
l 1
l =0
160 for l = 0
Sequence
TCP
TSEQ
TCP
TSEQ
3168 Ts
24576 Ts
21024 Ts
24576 Ts
6240 Ts
2 24576 Ts
21024 Ts
2 24576 Ts
4*
448 Ts
4096 Ts
* Frame structure type 2 and special subframe configurations with UpPTS lengths 4384 Ts and 5120 Ts only.
The transmission of a random access preamble, if triggered by the MAC layer, is restricted to certain time and
frequency resources. These resources are enumerated in increasing order of the subframe number within the radio frame
and the physical resource blocks in the frequency domain such that index 0 correspond to the lowest numbered physical
3GPP
Release 10
42
resource block and subframe within the radio frame. PRACH resources within the radio frame are indicated by a
PRACH Resource Index, where the indexing is in the order of appearance in Table 5.7.1-2 and Table 5.7.1-4.
For frame structure type 1 with preamble format 0-3, there is at most one random access resource per subframe. Table
5.7.1-2 lists the preamble formats according to Table 5.7.1-1 and the subframes in which random access preamble
transmission is allowed for a given configuration in frame structure type 1. The parameter prach-ConfigurationIndex is
given by higher layers. The start of the random access preamble shall be aligned with the start of the corresponding
uplink subframe at the UE assuming N TA = 0 , where N TA is defined in section 8.1. For PRACH configurations 0,
1, 2, 15, 16, 17, 18, 31, 32, 33, 34, 47, 48, 49, 50 and 63 the UE may for handover purposes assume an absolute value of
the relative time difference between radio frame i in the current cell and the target cell of less than 153600 Ts .
RA
The first physical resource block nPRB
allocated to the PRACH opportunity considered for preamble formats 0, 1, 2
RA
RA
RA
and 3 is defined as nPRB
= nPRB
offset , where the parameter prach-FrequencyOffset, nPRBoffset
RA
nPRBoffset
UL
N RB
is expressed as a
6 .
Table 5.7.1-2: Frame structure type 1 random access configuration for preamble formats 0-3.
PRACH
Configuration
Index
0
1
2
3
4
5
6
7
8
9
10
11
12
13
14
Preamble
Format
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
System
frame
number
Even
Even
Even
Any
Any
Any
Any
Any
Any
Any
Any
Any
Any
Any
Any
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
0
1
1
1
1
1
1
1
1
1
1
1
1
1
1
N/A
1
Even
Even
Even
Even
Any
Any
Any
Any
Any
Any
Any
Any
Any
Any
Any
N/A
Even
Subframe
number
1
4
7
1
4
7
1, 6
2 ,7
3, 8
1, 4, 7
2, 5, 8
3, 6, 9
0, 2, 4, 6, 8
1, 3, 5, 7, 9
0, 1, 2, 3, 4,
5, 6, 7, 8, 9
9
1
4
7
1
4
7
1, 6
2 ,7
3, 8
1, 4, 7
2, 5, 8
3, 6, 9
0, 2, 4, 6, 8
1, 3, 5, 7, 9
N/A
9
PRACH
Configuration
Index
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
Preamble
Format
2
2
2
2
2
2
2
2
2
2
2
2
2
2
N/A
System
frame
number
Even
Even
Even
Any
Any
Any
Any
Any
Any
Any
Any
Any
Any
Any
N/A
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
Subframe
number
1
4
7
1
4
7
1, 6
2 ,7
3, 8
1, 4, 7
2, 5, 8
3, 6, 9
0, 2, 4, 6, 8
1, 3, 5, 7, 9
N/A
2
3
3
3
3
3
3
3
3
3
3
3
3
N/A
N/A
N/A
3
Even
Even
Even
Even
Any
Any
Any
Any
Any
Any
Any
Any
Any
N/A
N/A
N/A
Even
9
1
4
7
1
4
7
1, 6
2 ,7
3, 8
1, 4, 7
2, 5, 8
3, 6, 9
N/A
N/A
N/A
9
For frame structure type 2 with preamble formats 0-4, there might be multiple random access resources in an UL
subframe (or UpPTS for preamble format 4) depending on the UL/DL configuration [see table 4.2-2]. Table 5.7.1-3 lists
PRACH configurations allowed for frame structure type 2 where the configuration index corresponds to a certain
combination of preamble format, PRACH density value, DRA and version index, rRA . The parameter prachConfigurationIndex is given by higher layers. For frame structure type 2 with PRACH configuration 0, 1, 2, 20, 21, 22,
30, 31, 32, 40, 41, 42, 48, 49, 50, or with PRACH configuration 51, 53, 54, 55, 56, 57 in UL/DL configuration 3, 4, 5,
3GPP
Release 10
43
the UE may for handover purposes assume an absolute value of the relative time difference between radio frame i in
the current cell and the target cell is less than 153600 Ts .
Table 5.7.1-3: Frame structure type 2 random access configurations for preamble formats 0-4.
PRACH
configuratio
n
Index
0
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
Preamble
Format
Density
Per 10 ms
DRA
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
1
1
1
1
1
1
1
1
1
2
2
0.5
0.5
0.5
1
1
1
2
2
2
3
3
3
4
4
4
5
5
5
6
6
0.5
0.5
0.5
1
1
2
3
4
5
6
0.5
0.5
Version
rRA
0
1
2
0
1
2
0
1
2
0
1
2
0
1
2
0
1
2
0
1
0
1
2
0
1
0
0
0
0
0
0
1
PRACH
configuratio
n
Index
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
Preamble
Format
Density
Per 10 ms
DRA
2
2
2
2
2
2
2
2
3
3
3
3
3
3
3
3
4
4
4
4
4
4
4
4
4
4
N/A
N/A
N/A
N/A
N/A
N/A
0.5
1
1
2
3
4
5
6
0.5
0.5
0.5
1
1
2
3
4
0.5
0.5
0.5
1
1
2
3
4
5
6
N/A
N/A
N/A
N/A
N/A
N/A
Version
rRA
2
0
1
0
0
0
0
0
0
1
2
0
1
0
0
0
0
1
2
0
1
0
0
0
0
0
N/A
N/A
N/A
N/A
N/A
N/A
Table 5.7.1-4 lists the mapping to physical resources for the different random access opportunities needed for a certain
(0)
(1)
( 2)
PRACH density value, DRA . Each quadruple of the format ( f RA , t RA
, t RA
, t RA
) indicates the location of a
specific random access resource, where f RA is a frequency resource index within the considered time instance,
( 0)
t RA
= 0,1,2 indicates whether the resource is reoccurring in all radio frames, in even radio frames, or in odd radio
(1)
frames, respectively, t RA
= 0,1 indicates whether the random access resource is located in first half frame or in
( 2)
second half frame, respectively, and where t RA
is the uplink subframe number where the preamble starts, counting
from 0 at the first uplink subframe between 2 consecutive downlink-to-uplink switch points, with the exception of
( 2)
preamble format 4 where t RA
is denoted as (*). The start of the random access preamble formats 0-3 shall be aligned
with the start of the corresponding uplink subframe at the UE assuming N TA = 0 and the random access preamble
format 4 shall start 4832 Ts before the end of the UpPTS at the UE, where the UpPTS is referenced to the UEs
uplink frame timing assuming N TA = 0 .
The random access opportunities for each PRACH configuration shall be allocated in time first and then in frequency if
and only if time multiplexing is not sufficient to hold all opportunities of a PRACH configuration needed for a certain
density value DRA without overlap in time. For preamble format 0-3, the frequency multiplexing shall be done
according to
3GPP
Release 10
44
RA
f RA
if f RA mod2 = 0
nPRBoffset + 6 2 ,
RA
nPRB =
f RA
UL
RA
N RB
6 nPRB
offset 6
, otherwise
2
UL
RA
where N RB
is the number of uplink resource blocks, nPRB
is the first physical resource block allocated to the
RA
PRACH opportunity considered and where the parameter prach-FrequencyOffset, nPRB
offset is the first physical
resource block available for PRACH expressed as a physical resource block number configured by higher layers and
RA
UL
fulfilling 0 nPRBoffset
N RB
6 .
(1)
6 f RA ,
if (nf mod 2) (2 N SP ) + t RA
mod 2 = 0
= UL
N RB 6( f RA + 1), otherwise
where nf is the system frame number and where N SP is the number of DL to UL switch points within the radio
frame.
Each random access preamble occupies a bandwidth corresponding to 6 consecutive resource blocks for both frame
structures.
3GPP
Release 10
45
Table 5.7.1-4: Frame structure type 2 random access preamble mapping in time and frequency.
3GPP
Release 10
46
PRACH
configuration Index
(See Table 5.7.13)
0
1
2
3
4
5
6
7
8
9
10
11
12
(0,1,0,2)
(0,2,0,2)
(0,1,1,2)
(0,0,0,2)
(0,0,1,2)
(0,0,0,1)
(0,0,0,2)
(0,0,1,2)
(0,0,0,1)
(0,0,1,1)
(0,0,0,0)
(0,0,1,0)
(0,0,0,1)
(0,0,0,2)
(0,0,1,2)
(0,0,0,0)
(0,0,1,0)
(0,0,1,1)
N/A
(0,1,0,1)
(0,2,0,1)
(0,1,1,1)
(0,0,0,1)
(0,0,1,1)
(0,0,0,0)
(0,0,0,1)
(0,0,1,1)
(0,0,0,0)
(0,0,1,0)
N/A
(0,1,0,0)
(0,2,0,0)
(0,1,1,0)
(0,0,0,0)
(0,0,1,0)
N/A
(0,0,0,0)
(0,0,1,0)
N/A
(0,0,0,0)
(0,0,0,1)
(0,0,1,1)
(0,0,0,1)
(0,0,1,0)
(0,0,1,1)
(0,0,0,0)
(0,0,0,1)
(0,0,1,0)
(0,0,0,0)
(0,0,0,1)
(0,0,1,0)
(0,0,1,1)
N/A
(0,0,0,0)
(0,0,1,0)
(1,0,0,0)
(0,0,0,0)
(0,0,1,0)
(1,0,1,0)
N/A
N/A
N/A
(0,0,0,0)
(0,0,0,1)
(0,0,1,0)
(0,0,1,1)
(1,0,0,1)
(0,0,0,0)
(0,0,0,1)
(0,0,1,0)
(0,0,1,1)
(1,0,1,1)
(0,0,0,0)
(0,0,0,1)
(0,0,1,0)
(0,0,1,1)
(1,0,0,0)
(0,0,0,0)
(0,0,0,1)
(0,0,1,0)
(0,0,1,1)
(1,0,0,1)
(1,0,1,1)
(0,0,0,0)
(0,0,0,1)
(0,0,1,0)
(0,0,1,1)
(1,0,0,0)
(1,0,1,0)
(0,1,0,0)
(0,2,0,0)
(0,1,1,0)
(0,0,0,0)
(0,0,1,0)
(1,0,0,0)
(1,0,1,0)
(2,0,0,0)
(0,0,0,0)
(0,0,1,0)
(1,0,0,0)
(1,0,1,0)
(2,0,1,0)
N/A
19
20 / 30
21 / 31
22 / 32
(0,1,0,1)
(0,2,0,1)
(0,1,1,1)
13
14
15
16
17
18
(0,0,0,1)
(0,0,0,2)
(0,0,1,1)
(0,0,1,2)
(0,0,0,0)
(0,0,0,2)
(0,0,1,0)
(0,0,1,2)
(0,0,0,0)
(0,0,0,1)
(0,0,1,0)
(0,0,1,1)
(0,0,0,0)
(0,0,0,1)
(0,0,0,2)
(0,0,1,1)
(0,0,1,2)
(0,0,0,1)
(0,0,0,2)
(0,0,1,0)
(0,0,1,1)
(0,0,1,2)
(0,0,0,0)
(0,0,0,1)
(0,0,0,2)
(0,0,1,0)
(0,0,1,2)
(0,0,0,0)
(0,0,0,1)
(0,0,0,2)
(0,0,1,0)
(0,0,1,1)
(0,0,1,2)
N/A
(0,1,0,1)
(0,2,0,1)
(0,1,0,0)
(0,0,0,1)
(0,0,0,0)
N/A
(0,0,0,0)
(0,0,0,1)
N/A
(0,1,0,0)
(0,2,0,0)
N/A
(0,0,0,0)
N/A
N/A
(0,0,0,0)
(1,0,0,0)
N/A
N/A
N/A
(0,0,0,0)
(0,0,0,1)
(1,0,0,1)
(0,0,0,0)
(0,0,0,1)
(1,0,0,0)
N/A
(0,0,0,0)
(1,0,0,0)
(2,0,0,0)
N/A
(0,0,0,0)
(0,0,0,1)
(1,0,0,0)
(1,0,0,1)
N/A
(0,0,0,0)
(1,0,0,0)
(2,0,0,0)
(3,0,0,0)
N/A
N/A
N/A
(0,0,0,0)
(0,0,0,1)
(1,0,0,0)
(1,0,0,1)
(2,0,0,1)
(0,0,0,0)
(0,0,0,1)
(1,0,0,0)
(1,0,0,1)
(2,0,0,0)
N/A
(0,0,0,0)
(1,0,0,0)
(2,0,0,0)
(3,0,0,0)
(4,0,0,0)
N/A
N/A
N/A
(0,0,0,0)
(0,0,1,0)
(1,0,0,0)
(1,0,1,0)
(2,0,0,0)
(2,0,1,0)
N/A
(0,0,0,0)
(0,0,0,1)
(0,0,0,2)
(1,0,0,2)
(0,0,0,0)
(0,0,0,1)
(0,0,0,2)
(1,0,0,1)
(0,0,0,0)
(0,0,0,1)
(0,0,0,2)
(1,0,0,0)
(0,0,0,0)
(0,0,0,1)
(0,0,0,2)
(1,0,0,1)
(1,0,0,2)
(0,0,0,0)
(0,0,0,1)
(0,0,0,2)
(1,0,0,0)
(1,0,0,2)
(0,0,0,0)
(0,0,0,1)
(0,0,0,2)
(1,0,0,0)
(1,0,0,1)
(0,0,0,0)
(0,0,0,1)
(0,0,0,2)
(1,0,0,0)
(1,0,0,1)
(1,0,0,2)
N/A
(0,1,0,2)
(0,2,0,2)
(0,1,1,1)
(0,0,0,2)
(0,0,1,1)
(0,0,0,1)
(0,0,0,2)
(0,0,1,1)
(0,0,0,1)
(0,0,1,0)
(0,0,0,0)
(0,0,1,1)
(0,0,0,1)
(0,0,0,2)
(0,0,1,1)
(0,0,0,0)
(0,0,0,2)
(0,0,1,0)
(0,0,0,1)
(0,0,1,0)
(0,0,1,1)
(0,0,0,1)
(0,0,0,2)
(0,0,1,0)
(0,0,1,1)
(0,0,0,0)
(0,0,0,1)
(0,0,0,2)
(0,0,1,1)
(0,0,0,0)
(0,0,0,2)
(0,0,1,0)
(0,0,1,1)
(0,0,0,0)
(0,0,0,1)
(0,0,0,2)
(0,0,1,0)
(0,0,1,1)
N/A
(0,0,0,0)
(0,0,0,1)
(1,0,0,0)
(1,0,0,1)
(2,0,0,0)
(2,0,0,1)
N/A
(0,0,0,0)
(1,0,0,0)
(2,0,0,0)
(3,0,0,0)
(4,0,0,0)
(5,0,0,0)
N/A
N/A
N/A
N/A
(0,1,0,1)
(0,2,0,1)
N/A
(0,1,0,0)
(0,2,0,0)
N/A
N/A
N/A
N/A
(0,0,0,0)
(0,0,0,1)
(0,0,0,2)
(0,0,1,0)
(0,0,1,1)
(1,0,0,2)
(0,0,0,0)
(0,0,0,1)
(0,0,0,2)
(0,0,1,0)
(0,0,1,1)
(1,0,1,1)
(0,1,0,1)
(0,2,0,1)
(0,1,1,0)
N/A
(0,0,0,0)
(0,0,1,0)
(1,0,0,0)
(1,0,1,0)
N/A
3GPP
(0,1,0,2)
(0,2,0,2)
(0,1,0,1)
(0,0,0,2)
(0,0,0,1)
(0,0,0,0)
(0,0,0,1)
(0,0,0,2)
(0,0,0,0)
(0,0,0,2)
(0,0,0,0)
(0,0,0,1)
(0,0,0,0)
(0,0,0,1)
(0,0,0,2)
N/A
N/A
N/A
Release 10
47
23 / 33
24 / 34
25 / 35
26 / 36
27 / 37
28 / 38
29 /39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
(0,0,0,1)
(0,0,1,1)
(0,0,0,1)
(0,0,1,1)
(0,0,0,1)
(0,0,1,1)
(1,0,0,1)
(0,0,0,1)
(0,0,1,1)
(1,0,0,1)
(1,0,1,1)
(0,0,0,1)
(0,0,1,1)
(1,0,0,1)
(1,0,1,1)
(2,0,0,1)
(0,0,0,1)
(0,0,1,1)
(1,0,0,1)
(1,0,1,1)
(2,0,0,1)
(2,0,1,1)
(0,1,0,0)
(0,2,0,0)
(0,1,1,0)
(0,0,0,0)
(0,0,1,0)
(0,0,0,0)
(0,0,1,0)
(0,0,0,0)
(0,0,1,0)
(1,0,0,0)
(0,0,0,0)
(0,0,1,0)
(1,0,0,0)
(1,0,1,0)
(0,1,0,*)
(0,2,0,*)
(0,1,1,*)
(0,0,0,*)
(0,0,1,*)
(0,0,0,*)
(0,0,1,*)
(0,0,0,*)
(0,0,1,*)
(1,0,0,*)
(0,0,0,*)
(0,0,1,*)
(1,0,0,*)
(1,0,1,*)
(0,0,0,*)
(0,0,1,*)
(1,0,0,*)
(1,0,1,*)
(2,0,0,*)
(0,0,0,*)
(0,0,1,*)
(1,0,0,*)
(1,0,1,*)
(2,0,0,*)
(2,0,1,*)
N/A
N/A
N/A
N/A
N/A
N/A
(0,0,0,0)
(0,0,1,0)
(0,0,0,0)
(0,0,1,0)
(0,0,0,0)
(0,0,1,0)
(1,0,0,0)
(0,0,0,0)
(0,0,1,0)
(1,0,0,0)
(1,0,1,0)
(0,0,0,0)
(0,0,1,0)
(1,0,0,0)
(1,0,1,0)
(2,0,0,0)
(0,0,0,0)
(0,0,1,0)
(1,0,0,0)
(1,0,1,0)
(2,0,0,0)
(2,0,1,0)
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(0,1,0,*)
(0,2,0,*)
(0,1,1,*)
(0,0,0,*)
(0,0,1,*)
(0,0,0,*)
(0,0,1,*)
(0,0,0,*)
(0,0,1,*)
(1,0,0,*)
(0,0,0,*)
(0,0,1,*)
(1,0,0,*)
(1,0,1,*)
(0,0,0,*)
(0,0,1,*)
(1,0,0,*)
(1,0,1,*)
(2,0,0,*)
(0,0,0,*)
(0,0,1,*)
(1,0,0,*)
(1,0,1,*)
(2,0,0,*)
(2,0,1,*)
N/A
N/A
N/A
N/A
N/A
N/A
(0,1,0,*)
(0,2,0,*)
(0,1,1,*)
(0,0,0,*)
(0,0,1,*)
(0,0,0,*)
(0,0,1,*)
(0,0,0,*)
(0,0,1,*)
(1,0,0,*)
(0,0,0,*)
(0,0,1,*)
(1,0,0,*)
(1,0,1,*)
(0,0,0,*)
(0,0,1,*)
(1,0,0,*)
(1,0,1,*)
(2,0,0,*)
(0,0,0,*)
(0,0,1,*)
(1,0,0,*)
(1,0,1,*)
(2,0,0,*)
(2,0,1,*)
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
3GPP
(0,0,0,0)
N/A
(0,0,0,0)
(1,0,0,0)
(0,0,0,0)
(1,0,0,0)
(2,0,0,0)
(0,0,0,0)
(1,0,0,0)
(2,0,0,0)
(3,0,0,0)
(0,0,0,0)
(1,0,0,0)
(2,0,0,0)
(3,0,0,0)
(4,0,0,0)
(0,0,0,0)
(1,0,0,0)
(2,0,0,0)
(3,0,0,0)
(4,0,0,0)
(5,0,0,0)
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(0,1,0,*)
(0,2,0,*)
N/A
(0,0,0,*)
N/A
(0,0,0,*)
(1,0,0,*)
(0,0,0,*)
(1,0,0,*)
(2,0,0,*)
(0,0,0,*)
(1,0,0,*)
(2,0,0,*)
(3,0,0,*)
(0,0,0,*)
(1,0,0,*)
(2,0,0,*)
(3,0,0,*)
(4,0,0,*)
(0,0,0,*)
(1,0,0,*)
(2,0,0,*)
(3,0,0,*)
(4,0,0,*)
(5,0,0,*)
N/A
N/A
N/A
N/A
N/A
N/A
(0,1,0,*)
(0,2,0,*)
N/A
(0,0,0,*)
N/A
(0,0,0,*)
(1,0,0,*)
(0,0,0,*)
(1,0,0,*)
(2,0,0,*)
(0,0,0,*)
(1,0,0,*)
(2,0,0,*)
(3,0,0,*)
(0,0,0,*)
(1,0,0,*)
(2,0,0,*)
(3,0,0,*)
(4,0,0,*)
(0,0,0,*)
(1,0,0,*)
(2,0,0,*)
(3,0,0,*)
(4,0,0,*)
(5,0,0,*)
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(0,0,0,1)
(0,0,1,0)
(0,0,0,1)
(0,0,1,0)
(0,0,0,1)
(0,0,1,0)
(1,0,0,1)
(0,0,0,1)
(0,0,1,0)
(1,0,0,1)
(1,0,1,0)
(0,0,0,1)
(0,0,1,0)
(1,0,0,1)
(1,0,1,0)
(2,0,0,1)
(0,0,0,1)
(0,0,1,0)
(1,0,0,1)
(1,0,1,0)
(2,0,0,1)
(2,0,1,0)
(0,1,0,0)
(0,2,0,0)
N/A
(0,0,0,0)
N/A
(0,0,0,0)
(1,0,0,0)
(0,0,0,0)
(1,0,0,0)
(2,0,0,0)
(0,0,0,0)
(1,0,0,0)
(2,0,0,0)
(3,0,0,0)
(0,1,0,*)
(0,2,0,*)
(0,1,1,*)
(0,0,0,*)
(0,0,1,*)
(0,0,0,*)
(0,0,1,*)
(0,0,0,*)
(0,0,1,*)
(1,0,0,*)
(0,0,0,*)
(0,0,1,*)
(1,0,0,*)
(1,0,1,*)
(0,0,0,*)
(0,0,1,*)
(1,0,0,*)
(1,0,1,*)
(2,0,0,*)
(0,0,0,*)
(0,0,1,*)
(1,0,0,*)
(1,0,1,*)
(2,0,0,*)
(2,0,1,*)
N/A
N/A
N/A
N/A
N/A
N/A
Release 10
48
* UpPTS
xu ( n ) = e
un ( n +1)
N ZC
, 0 n N ZC 1
where the length N ZC of the Zadoff-Chu sequence is given by Table 5.7.2-1. From the u th root Zadoff-Chu
sequence, random access preambles with zero correlation zones of length N CS 1 are defined by cyclic shifts
according to
xu ,v (n) = xu (( n + Cv ) mod N ZC )
Cv = 0
RA
RA
dstart v nshift + (v mod nshift ) NCS
and N CS is given by Tables 5.7.2-2 and 5.7.2-3 for preamble formats 0-3 and 4, respectively, where the parameter
zeroCorrelationZoneConfig is provided by higher layers. The parameter High-speed-flag provided by higher layers
determines if unrestricted set or restricted set shall be used.
The variable d u is the cyclic shift corresponding to a Doppler shift of magnitude 1 TSEQ
and is given by
0 p < N ZC 2
p
du =
N ZC p otherwise
where p is the smallest non-negative integer that fulfils ( pu ) mod N ZC = 1 . The parameters for restricted sets of
cyclic shifts depend on d u . For N CS d u < N ZC 3 , the parameters are given by
RA
nshift
= d u N CS
RA
d start = 2d u + nshift
N CS
RA
ngroup
= N ZC d start
RA
RA
nshift
= max ( N ZC 2d u ngroup
d start ) N CS ,0
3GPP
Release 10
49
RA
RA
RA
nshift
= min max (d u ngroup
d start ) N CS ,0 , nshift
For all other values of d u , there are no cyclic shifts in the restricted set.
N ZC
03
4
839
139
N CS value
Unrestricted set
0
13
15
18
22
26
32
38
46
59
76
93
119
167
279
419
3GPP
Restricted set
15
18
22
26
32
38
46
55
68
82
100
128
158
202
237
-
Release 10
50
3GPP
N CS
value
2
4
6
8
10
12
15
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Release 10
51
328383
384455
456513
514561
562629
630659
660707
708729
730751
752765
766777
778789
790795
796803
804809
810815
816819
820837
3GPP
Release 10
52
138
128
118
108
98
88
78
2
12
22
32
42
52
62
137
127
117
107
97
87
77
3
13
23
33
43
53
63
136
126
116
106
96
86
76
4
14
24
34
44
54
64
135
125
115
105
95
85
75
5
15
25
35
45
55
65
134
6
124 16
114 26
104 36
94 46
84 56
74 66
N/A
133
123
113
103
93
83
73
7
17
27
37
47
57
67
132
122
112
102
92
82
72
8
18
28
38
48
58
68
131
121
111
101
91
81
71
9
19
29
39
49
59
69
130
120
110
100
90
80
70
10
20
30
40
50
60
-
129
119
109
99
89
79
-
N ZC 1 N ZC 1
x
k =0
u , v ( n) e
2nk
N ZC
1
e j 2 ( k ++K ( k0 + 2 ) ) f RA ( t TCP )
n =0
where 0 t < TSEQ +TCP , PRACH is an amplitude scaling factor in order to conform to the transmit power
RA
RB
UL
RB
PPRACH specified in Section 6.1 in [4], and k 0 = nPRB
N sc
N RB
N sc
2 . The location in the frequency domain
RA
is controlled by the parameter nPRB
is derived from section 5.7.1. The factor K = f f RA accounts for the
difference in subcarrier spacing between the random access preamble and uplink data transmission. The variable
f RA , the subcarrier spacing for the random access preamble, and the variable , a fixed offset determining the
frequency-domain location of the random access preamble within the physical resource blocks, are both given by Table
5.7.3-1.
f RA
03
4
1250 Hz
7500 Hz
7
2
3GPP
Release 10
53
cos ( 2f 0 t )
Re { sl (t )}
sl (t )
Split
Filtering
Im { sl (t )}
6 Downlink
6.1 Overview
The smallest time-frequency unit for downlink transmission is denoted a resource element and is defined in
Section 6.2.2.
A subset of the downlink subframes in a radio frame on a carrier supporting PDSCH transmission can be configured as
MBSFN subframes by higher layers. Each MBSFN subframe is divided into a non-MBSFN region and an MBSFN
region.
-
The non-MBSFN region spans the first one or two OFDM symbols in an MBSFN subframe where the length of
the non-MBSFN region is given by Table 6.7-1. Transmission in the non-MBSFN region shall use the same
cyclic prefix length as used for subframe 0.
The MBSFN region in an MBSFN subframe is defined as the OFDM symbols not used for the non-MBSFN
region.
3GPP
Release 10
54
Reference signal
Synchronization signal
min, DL
DL
max, DL
N RB
N RB
N RB
min, DL
max, DL
where N RB
= 6 and N RB
= 110 are the smallest and largest downlink bandwidths, respectively, supported
by the current version of this specification.
DL
The set of allowed values for N RB
is given by [6]. The number of OFDM symbols in a slot depends on the cyclic
prefix length and subcarrier spacing configured and is given in Table 6.2.3-1.
An antenna port is defined such that the channel over which a symbol on the antenna port is conveyed can be inferred
from the channel over which another symbol on the same antenna port is conveyed. There is one resource grid per
antenna port. The set of antenna ports supported depends on the reference signal configuration in the cell:
-
Cell-specific reference signals support a configuration of one, two, or four antenna ports and are transmitted on
antenna ports p = 0 , p {0,1} , and p {0,1,2,3} , respectively.
CSI reference signals support a configuration of one, two, four or eight antenna ports and are transmitted on
antenna ports p =15 , p =15 ,16 , p =15 ,..., 18 and p =15 ,..., 22 , respectively..
frequency and time domains, respectively. Resource element ( k , l ) on antenna port p corresponds to the complex
( p)
value a k ,l . When there is no risk for confusion, or no particular antenna port is specified, the index p may be
dropped.
3GPP
Release 10
55
DL
N symb
OFDM symbols
DL RB
k = N RB
N sc 1
subcarriers
subcarriers
Resource block
DL
N symb
N scRB resource elements
Resource element (k , l )
k =0
l=
DL
N symb
Resource blocks are used to describe the mapping of certain physical channels to resource elements. Physical and
virtual resource blocks are defined.
DL
RB
A physical resource block is defined as N symb consecutive OFDM symbols in the time domain and N sc
DL
RB
consecutive subcarriers in the frequency domain, where N symb and N sc
are given by Table 6.2.3-1. A physical
DL
RB
resource block thus consists of N symb N sc resource elements, corresponding to one slot in the time domain and
180 kHz in the frequency domain.
DL
Physical resource blocks are numbered from 0 to N RB
1 in the frequency domain. The relation between the
physical resource block number nPRB in the frequency domain and resource elements ( k , l ) in a slot is given by
k
nPRB = RB
N sc
3GPP
Release 10
56
DL
N sym
b
RB
N sc
Configuration
f =15 kHz
12
f =15 kHz
f =7.5 kHz
24
A virtual resource block is of the same size as a physical resource block. Two types of virtual resource blocks are
defined:
-
For each type of virtual resource blocks, a pair of virtual resource blocks over two slots in a subframe is assigned
together by a single virtual resource block number, nVRB .
6.2.3.1
Virtual resource blocks of localized type are mapped directly to physical resource blocks such that virtual resource
block nVRB corresponds to physical resource block nPRB = nVRB . Virtual resource blocks are numbered from 0 to
DL
DL
DL
.
N VRB
1 , where N VRB
= N RB
6.2.3.2
Virtual resource blocks of distributed type are mapped to physical resource blocks as described below.
Table 6.2.3.2-1: RB gap values.
Gap ( N gap )
System BW (
6-10
11
12-19
20-26
27-44
45-49
50-63
64-79
80-110
DL
N RB
2nd Gap (
N gap,2 )
N/A
4
8
12
18
27
27
32
48
N/A
N/A
N/A
N/A
N/A
9
16
16
DL
The parameter N gap is given by Table 6.2.3.2-1. For 6 N RB
49 , only one gap value N gap,1 is defined and
DL
50 N RB
110 , two gap values
N gap,1
N gap = N gap,1 or N gap = N gap,2 is signaled as part of the downlink scheduling assignment as described in [3].
DL
Virtual resource blocks of distributed type are numbered from 0 to N VRB 1 , where
DL
DL
DL
N gap = N gap,1 and
N VRB
= N VRB,
gap1 = 2 min( N gap , N RB N gap ) for
DL
DL
DL
N gap = N gap,2 .
N VRB
= N VRB,
gap2 = N RB / 2 N gap 2 N gap for
DL
DL
DL
Consecutive N V
RB VRB numbers compose a unit of VRB number interleaving, where N VRB = N VRB for
~ DL
N gap = N gap,1 and N
N gap = N gap,2 . Interleaving of VRB numbers of each interleaving unit is
VRB = 2 N gap for
3GPP
Release 10
57
~ DL
performed with 4 columns and N row rows, where N row = N VRB
/( 4 P ) P , and
[4]. VRB numbers are written row by row in the rectangular matrix, and read out column by column. N null nulls are
~ DL
inserted in the last N null / 2 rows of the 2nd and 4th column, where N null = 4 N row N VRB
. Nulls are ignored when
reading out. The VRB numbers mapping to PRB numbers including interleaving is derived as follows:
For even slot number ns ;
~D L ~
~
~ n N
, Nn u 0l l a n nVd R NVB R NnB u al l n nVd mR B2 =o1 d
P R rB o w
~
~D L ~
~
~n (n ) = nP R NrB o + wNn u/ 2 l l , Nn u 0l l a n nVd R NVB R NnB u al l n nVd mR B2 =o0 d
P Rs B~
n P R NnB u/ 2 l l , N 0 a n n~ d < N~ D LN a n n~ d m 4 o2 d
n u l l V R VB R nB u l l V R B
~ n
PR B
,o t h e r w i s e
,
~ DL
~ DL
~ = 2 N ( n~
~
where n
PRB
row
VRB mod 2 ) + nVRB / 2 + N VRB nVRB / N VRB ,
~
and n
PRB
~ DL
~ DL
,
= N row ( n~VRB mod 4 ) + n~VRB / 4 + N VRB
nVRB / N VRB
~ DL
~
where n
VRB = nVRB mod N VRB and n VRB is obtained from the downlink scheduling assignment as described
in [4].
For odd slot number ns ;
~ DL
~ DL
~ DL
~ DL
n~PRB (ns ) = n~PRB (ns 1) + N VRB
/ 2 mod N VRB
+ N VRB
nVRB / N VRB
n~ (n ),
nPRB (ns ) = ~PRB s
~ DL
nPRB (ns ) + N gap N VRB / 2,
~ DL
N VRB
/2
.
~ DL
N VRB / 2
In the first OFDM symbol of the first slot in a subframe the two resource-element groups in physical resource
block nPRB consist of resource elements ( k , l =0) with k = k 0 + 0, k 0 +1,..., k 0 + 5 and
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In the second OFDM symbol of the first slot in a subframe in case of one or two cell-specific reference signals
configured, the three resource-element groups in physical resource block nPRB consist of resource elements
( k , l =1) with k = k 0 + 0, k 0 +1,..., k 0 + 3 , k = k 0 + 4, k 0 + 5,..., k 0 + 7 and
In the second OFDM symbol of the first slot in a subframe in case of four cell-specific reference signals
configured, the two resource-element groups in physical resource block nPRB consist of resource elements
( k , l =1) with k = k 0 + 0, k 0 +1,..., k 0 + 5 and k = k 0 + 6, k 0 + 7,..., k 0 +11 , respectively.
In the third OFDM symbol of the first slot in a subframe, the three resource-element groups in physical resource
block nPRB consist of resource elements ( k , l =2) with k = k 0 + 0, k 0 +1,..., k 0 + 3 ,
In the fourth OFDM symbol of the first slot in a subframe in case of normal cyclic prefix, the three resourceelement groups in physical resource block nPRB consist of resource elements ( k , l =3) with
In the fourth OFDM symbol of the first slot in a subframe in case of extended cyclic prefix, the two resourceelement groups in physical resource block nPRB consist of resource elements ( k , l =3) with
mapping of the complex-valued modulation symbols onto one or several transmission layers
precoding of the complex-valued modulation symbols on each layer for transmission on the antenna ports
mapping of complex-valued modulation symbols for each antenna port to resource elements
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codewords
layers
Scrambling
Modulation
mapper
Scrambling
Modulation
mapper
Layer
mapper
antenna ports
Resource element
mapper
OFDM signal
generation
Resource element
mapper
OFDM signal
generation
Precoding
6.3.1 Scrambling
(q)
(q)
(q)
(q)
For each codeword q , the block of bits b (0),..., b ( M bit 1) , where M bit is the number of bits in
codeword q transmitted on the physical channel in one subframe, shall be scrambled prior to modulation, resulting in
~ (q)
~
(q)
(0),..., b ( q ) ( M bit
1) according to
a block of scrambled bits b
~
b ( q ) (i ) = b ( q ) (i ) + c ( q ) (i ) mod 2
where the scrambling sequence c ( q ) (i ) is given by Section 7.2. The scrambling sequence generator shall be
initialised at the start of each subframe, where the initialisation value of cinit depends on the transport channel type
according to
cell
n
214 + q 213 + ns 2 29 + N ID
for PDSCH
cinit = RNTI 9
MBSFN
ns 2 2 + N ID
for PMCH
where nRNTI corresponds to the RNTI associated with the PDSCH transmission as described in Section 7.1[4].
Up to two codewords can be transmitted in one subframe, i.e., q {0,1} . In the case of single codeword transmission,
q is equal to zero.
6.3.2 Modulation
~
~
(q)
For each codeword q , the block of scrambled bits b ( q ) (0),..., b ( q ) ( M bit 1) shall be modulated as described in
Section 7.1 using one of the modulation schemes in Table 6.3.2-1, resulting in a block of complex-valued modulation
(q)
(q)
(0),..., d ( q ) ( M sym
symbols d
b 1) .
Modulation schemes
QPSK, 16QAM, 64QAM
QPSK, 16QAM, 64QAM
layer
M sym
b
...
x (1) (i )
layer
, i =0,1,..., M symb 1 where
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For transmission on a single antenna port, a single layer is used, = 1 , and the mapping is defined by
x ( 0) (i ) = d ( 0) (i )
layer
(0)
with M symb = M symb .
6.3.3.2
For spatial multiplexing, the layer mapping shall be done according to Table 6.3.3.2-1. The number of layers is less
than or equal to the number of antenna ports P used for transmission of the physical channel. The case of a single
codeword mapped to multiple layers is only applicable when the number of cell-specific reference signals is four or
when the number of UE-specific reference signals is two or larger.
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Number of layers
Number of codewords
x ( 0 ) (i ) = d ( 0 ) (i )
x ( 0 ) (i ) = d ( 0 ) ( 2i )
layer
(0)
M sym
b = M symb
x (1) (i ) = d ( 0 ) ( 2i +1)
x ( 0) (i ) = d ( 0) (i )
x
(1)
(i ) = d
(0)
layer
(0)
M sym
b = M symb
(1)
(i )
layer
(0)
(1)
M symb
= M symb
= M symb
( 0)
x (i ) = d (3i )
layer
(0)
x (1) (i ) = d ( 0) (3i +1M
) symb = M symb 3
x ( 2) (i ) = d ( 0) (3i + 2)
x ( 0) (i ) = d ( 0) (i )
layer
(0)
(1)
x (1) (i ) = d (1) ( 2i ) M symb = M symb = M symb 2
x ( 2) (i ) = d (1) ( 2i +1)
x (0 ) (i ) = d ( 0) ( 4i )
4
x (1) (i ) = d ( 0) ( 4i +1)
x
( 2)
(i ) = d
( 0)
layer
( 0)
M symb
= M symb
( 4i + 2)
x (3) (i ) = d ( 0) ( 4i + 3)
x ( 0 ) (i ) = d ( 0 ) ( 2i )
x (1) (i ) = d ( 0 ) ( 2i +1)
( 2)
(1)
layer
(0)
M symb
= M symb
x (i ) = d (2i )
x (3) (i ) = d (1) (2i +1)
(1)
2 = M symb
x ( 0 ) (i ) = d ( 0 ) ( 2i )
x (1) (i ) = d ( 0 ) ( 2i +1)
5
layer
( 0)
(1)
x ( 2 ) (i ) = d (1) (3i ) M symb = M symb 2 = M symb 3
x (3) (i ) = d (1) (3i +1)
x ( 4 ) (i ) = d (1) (3i + 2)
x ( 0) (i ) = d ( 0) (3i )
x (1) (i ) = d ( 0) (3i +1)
x ( 2) (i ) = d ( 0) (3i + 2) layer
( 3)
(1)
(0)
(1)
M symb = M symb
3 = M symb
3
x (i ) = d (3i )
x ( 4) (i ) = d (1) (3i +1)
x (5) (i ) = d (1) (3i + 2)
x ( 0) (i ) = d ( 0) (3i )
x (1) (i ) = d ( 0) (3i +1)
x ( 2) (i ) = d ( 0) (3i + 2)
7
layer
(0)
(1)
x (3) (i ) = d (1) ( 4i ) M symb = M symb 3 = M symb 4
x ( 4) (i ) = d (1) ( 4i +1)
x (5) (i ) = d (1) ( 4i + 2)
x ( 6) (i ) = d (1) ( 4i + 3)
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x (0 ) (i ) = d ( 0) ( 4i )
x (1) (i ) = d ( 0) ( 4i +1)
x ( 2 ) (i ) = d ( 0) ( 4i + 2)
8
x (3) (i ) = d ( 0) ( 4i + 3) layer
( 4)
(i ) = d
(1)
( 0)
M symb = M symb
( 4i )
(1)
4 = M symb
6.3.3.3
For transmit diversity, the layer mapping shall be done according to Table 6.3.3.3-1. There is only one codeword and
the number of layers is equal to the number of antenna ports P used for transmission of the physical channel.
Table 6.3.3.3-1: Codeword-to-layer mapping for transmit diversity.
Number of
layers
Number of
codewords
Codeword-to-layer mapping
layer
i =0,1,..., M sy
mb 1
x ( 0 ) (i ) = d ( 0 ) ( 2i )
2
layer
(0)
x (1) (i ) = d ( 0) ( 2i +1) M symb = M symb
x ( 0) (i ) = d ( 0) (4i )
layer
M symb
x (1) (i ) = d ( 0) (4i +1)
x ( 2 ) (i ) = d ( 0) ( 4i +2)
x ( 3) (i ) = d ( 0) (4i +3)
( 0)
M symb
4
= (0)
M symb + 2 4
( 0)
if M symb
mod 4 = 0
(0)
if M symb
mod 4 0
(0)
If M symb mod 4 0 two null symbols shall
(0)
(0)
( M sym
be appended to d
b 1)
6.3.4 Precoding
x (1) (i )
...
y ( p ) (i )
...
layer
, i =0,1,..., M symb 1 from
ap
, i =0,1,..., M symb 1 to be
mapped onto resources on each of the antenna ports, where y ( p ) (i ) represents the signal for antenna port p .
6.3.4.1
where p {0,4,5,7,8} is the number of the single antenna port used for transmission of the physical channel and
ap
ap
layer
i =0,1,..., M sy
mb 1 , M symb = M symb .
6.3.4.2
Precoding for spatial multiplexing using antenna ports with cell-specific reference signals is only used in combination
with layer mapping for spatial multiplexing as described in Section 6.3.3.2. Spatial multiplexing supports two or four
antenna ports and the set of antenna ports used is p {0,1} or p {0,1,2,3} , respectively.
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Without cyclic delay diversity (CDD), precoding for spatial multiplexing is defined by
y ( 0) (i )
x ( 0) (i )
= W (i )
y ( P 1) (i )
x (1) (i )
ap
ap
layer
where the precoding matrix W (i ) is of size P and i =0,1,..., M symb 1 , M symb = M symb .
For spatial multiplexing, the values of W (i ) shall be selected among the precoder elements in the codebook
configured in the eNodeB and the UE. The eNodeB can further confine the precoder selection in the UE to a subset of
the elements in the codebook using codebook subset restrictions. The configured codebook shall be selected from Table
6.3.4.2.3-1 or 6.3.4.2.3-2.
6.3.4.2.2
y ( 0) (i )
x ( 0) (i )
=W (i ) D (i )U
y ( P 1) (i )
x (1) (i )
ap
ap
layer
where the precoding matrix W (i ) is of size P and i =0,1,..., M symb 1 , M symb = M symb . The diagonal
size- matrix D (i ) supporting cyclic delay diversity and the size- matrix U are both given by Table
6.3.4.2.2-1 for different numbers of layers .
The values of the precoding matrix W (i ) shall be selected among the precoder elements in the codebook configured
in the eNodeB and the UE. The eNodeB can further confine the precoder selection in the UE to a subset of the elements
in the codebook using codebook subset restriction. The configured codebook shall be selected from Table 6.3.4.2.3-1 or
6.3.4.2.3-2.
For 2 antenna ports, the precoder is selected according to W (i ) = C1 where C1 denotes the precoding matrix
corresponding to precoder index 0 in Table 6.3.4.2.3-1.
For 4 antenna ports, the UE may assume that the eNodeB cyclically assigns different precoders to different vectors
[x
(i ) ... x (1) (i ) on the physical downlink shared channel as follows. A different precoder is used every
vectors, where denotes the number of transmission layers in the case of spatial multiplexing. In particular, the
precoder is selected according to W (i ) = C k , where k is the precoder index given by
( 0)
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Number of
layers
2
6.3.4.2.3
D (i )
1
1 1
1 e j 2 2
2
1
1
1
1
j 2 3
j 4
1 e
e
3
j 4 3
e j 8
1 e
1
1
1
1 e j 2 4 e j 4 4
1
2 1 e j 4 4 e j 8 4
j 6 4
e j12 4
1 e
1
0
1
0
0
e j 4i 3
0
0
e
j 2i 2
j 2i 3
1 1
0
j 2i
e
0 e
j12 4
0
e
0
j18 4
e
0
0
j 6 4
0
e
j 4i 4
e j 6i 4
0
0
For transmission on two antenna ports, p {0,1} , and for the purpose of CSI reporting based on two antenna ports
p {0,1} or p {15 ,16 } , the precoding matrix W (i ) shall be selected from Table 6.3.4.2.3-1 or a subset
thereof. For the closed-loop spatial multiplexing transmission mode defined in [4], the codebook index 0 is not used
when the number of layers is = 2 .
Table 6.3.4.2.3-1: Codebook for transmission on antenna ports {0,1} and for CSI reporting based on
antenna ports {0,1} or {15 ,16 } .
Codebook
index
Number of layers
1
1 1
2 1
1 1
2 1
1 1
2 j
1 1
2 j
1 1
2 0
1
1
0
1
1
1
1 1
2 j
1
j
1
2
For transmission on four antenna ports, p {0,1,2,3} , and for the purpose of CSI reporting based on four antenna
ports p {0,1,2,3} or p {15 ,16 ,17 ,18 } , the precoding matrix W shall be selected from Table 6.3.4.2.3-2 or
a subset thereof. The quantity Wn{s} denotes the matrix defined by the columns given by the set {s} from the
expression Wn = I 2u n u nH u nH u n where
6.3.4.2.3-2.
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Table 6.3.4.2.3-2: Codebook for transmission on antenna ports {0,1,2,3} and for CSI reporting based
on antenna ports {0,1,2,3} or {15 ,16 ,17 ,18 } .
Codebook
index
un
u 0 = [1
u1 = [1
1]
j]
Number of layers
2
3
1
T
W0{1}
W0{14}
W0{124 }
W0{1234 }
2
2
W1{1}
W1{12}
W1{123 }
W1{1234 }
u 2 = [1 1
1 1]T
W2{1}
W2{12}
W2{123 }
W2{3214 } 2
u3 = [1
j ]T
W3{1}
W3{12}
W3{123 }
W3{3214 } 2
u4 = 1
(1 j )
{1}
W
2 4
W4{14}
W4{124 }
W4{1234 } 2
u5
(1 j )
2 W5
T {1}
W5{14}
W5{124 }
W5{1234 } 2
u6
(1 + j )
{1}
W
2 6
W6{13}
W6{134 }
W6{1324 } 2
u7
T {1}
W7{13}
W7{134 }
W7{1324 } 2
u8 = [1
W8{1}
W8{12}
W8{124 }
W8{1234 } 2
u9 = [1 j
W9{1}
W9{14}
W9{134 }
W9{1234 } 2
10
u10 = [1 1 1
1]T
{1}
W10
W10{13}
{123 }
W10
W10{1324 } 2
11
u11 = [1
j ]T
{1}
W11
W11{13}
W11{134 }
W11{1324 } 2
12
u12 = [1
1 1]T
{1}
W12
W12{12}
{123 }
W12
W12{1234 } 2
13
u13 = [1
1 1
1]T
{1}
W13
W13{13}
{123 }
W13
W13{1324 } 2
14
u14 = [1 1
1]T
{1}
W14
W14{13}
{123 }
W14
W14{3214 } 2
15
u15 = [1 1 1 1]T
{1}
W15
W15{12}
{123 }
W15
W15{1234 } 2
[
= [1
= [1
= [1
( 1 + j )
(1 j )
( 1 j )
(1 + j )
1 j ]T
2 W7
(1 + j )
1 1 1]T
For the purpose of CSI reporting for eight CSI reference signals as described in [4], the codebook in Tables 6.3.4.2.3-3
to 6.3.4.2.3-10 shall be assumed, where the quantities n and vm are given by
n = e jn 2
vm = 1 e j 2m 32
e j 4m 32
e j 6m 32
Table 6.3.4.2.3-3: Codebook for 1-layer CSI reporting using antenna ports 15 to 22.
i1
0 15
i2
0
W2(i1), 0
W2(i1),1
W2(i1), 2
W2(i1),3
4
1
i1
i2
8
10
11
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12
13
14
15
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0 - 15
where
Wm(1,)n =
1 vm
8 n v m
Table 6.3.4.2.3-4: Codebook for 2-layer CSI reporting using antenna ports 15 to 22.
i1
i2
0 15
W2(i2,)2i , 0
1
1
W2(i2,)2i ,1
1
1
i1
)
)
W2(i2+
W2(i2+
1,1
1 1, 2 i1 +1, 0
1 1, 2 i1 +
i2
4
)
)
)
W2(i2+
W2(i2+
W ( 2)
W2(i2+
1 2 , 2 i1 +2 , 0
1 2 , 2 i1 +2 ,1 2 i1 +3, 2 i1 +3, 0
1 3, 2 i1 +3,1
0 15
i1
i2
8
W2(i2,)2i +1, 0
1
1
0 15
10
W2(i2,)2i +1,1
1
1
i1
11
)
)
W2(i2+
W2(i2+
1 1, 2 i1 +2 , 0
1 1, 2 i1 +2 ,1
i2
12
13
W2(i2,)2i +3,0
1
1
0 15
where
14
W2(i2,)2i +3,1
1
1
Wm( 2, m) ', n =
15
)
)
W2(i2+
W2(i2+
1 1, 2 i1 +3, 0
1 1, 2 i1 +3,1
1 vm
4 n v m
n vm '
vm '
Table 6.3.4.2.3-5: Codebook for 3-layer CSI reporting using antenna ports 15 to 22.
i1
i2
0
0-3
W8(i3,)8i ,8i +8
1
1
1
)
W8(i3+
1 8,8i1 ,8i1 +8
i1
0-3
1 +8,8i1 +8
1 ,8i1
12
13
10
11
14
15
~
~
)
W8(i3+
W ( 3)
W (3)
W (3)
1 2 ,8i1 +2,8i1 +10 8i1 +10 ,8i1 +2 ,8i1 +10 8i1 +2 ,8i1 +10 ,8i1 +10 8i1 +10 ,8i1 +2 ,8i1 +2
i2
~
~
)
W8(i3+
W ( 3)
W (3)
W (3)
1 4,8i1 +4 ,8i1 +12 8i1 +12 ,8i1 +4 ,8i1 +12 8i1 +4 ,8i1 +12 ,8i1 +12 8i1 +12 ,8i1 +4,8i1 +4
i1
0-3
~ )
W8(i3+
8 ,8 i
i2
4
i1
0-3
~
W8(i3,)8i
i2
~
~
)
W8(i3+
W ( 3)
W ( 3)
W (3)
1 6,8i1 +6,8i1 +14 8i1 +14 ,8i1 +6,8i1 +14 8i1 +6 ,8i1 +14 ,8i1 +14 8i1 +14 ,8i1 +6 ,8i1 +6
where
( 3)
Wm
, m ', m" =
v m
24 v m
vm '
v m '
v m"
,
v m"
~ ( 3)
Wm
, m ', m" =
Table 6.3.4.2.3-6: Codebook for 4-layer CSI reporting using antenna ports 15 to 22.
i1
i2
0
3GPP
1
24
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W8(i4,)8i
0-3
1 +8, 0
W8(i4,)8i
)
W8(i4+
2 ,8 i
1 +8,1
i1
1 +10
( 4)
,W
0 8i1 +2,8i1 +10 ,1
i2
4
)
W8(i4+
4 ,8 i
0-3
( 4)
+12 ,W
0 8i +4,8i
1
( 4)
+12W
,1 8i +6,8i
1
( 4)
+14 ,W
0 8i +6,8i
14
1+
,1
where
1 vm
32 n v m
Wm( 4, m) ', n =
vm'
vm
n vm'
n v m
n v m '
vm'
Table 6.3.4.2.3-7: Codebook for 5-layer CSI reporting using antenna ports 15 to 22.
i1
i2
0
Wi(5) =
0-3
1 v2i1
40 v2i1
v2i1
v2i1
v2i1 + 8
v 2i1 + 8
v2i1 + 8 v2i1 + 8
v2i1 +16
v2i1 +16
Table 6.3.4.2.3-8: Codebook for 6-layer CSI reporting using antenna ports 15 to 22.
i1
i2
0
Wi(6) =
0-3
1 v2i1
48 v2i1
v2i1
v2i1 + 8
v2i1
v2i1 + 8
v2i1 +16
v2i1 +16
v2i1 +16
Table 6.3.4.2.3-9: Codebook for 7-layer CSI reporting using antenna ports 15 to 22.
i1
i2
0
0-3
Wi(7) =
1
1 v2i1
56 v2i1
v2i1
v2i1 + 8
v2i1
v2i1 + 8
v2i1 +16
v2i1 +16
v2i1 + 24
v2i1 + 24
Table 6.3.4.2.3-10: Codebook for 8-layer CSI reporting using antenna ports 15 to 22.
i1
i2
0
6.3.4.3
1 v 2i
Wi(8) = 1
1
8 v2i1
v2i1
v2i1
v2i1 + 8
v2i1 + 8
v2i1 +16
v2i1 +16
v2i1 + 24
v2i1 + 24
v2i1 + 24
Precoding for transmit diversity is only used in combination with layer mapping for transmit diversity as described in
Section 6.3.3.3. The precoding operation for transmit diversity is defined for two and four antenna ports.
3GPP
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Release 10
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(
(
(
(
)
)
)
)
y ( 0) (2i )
j 0 Re x ( 0) (i )
1 0
(1)
(1)
y (2i ) = 1 0 1 0 j Re x (i)
y ( 0) (2i + 1)
0 j Im x ( 0) (i )
2 0 1
(1)
(1)
1 0 j 0 Im x (i )
y (2i + 1)
layer
ap
layer
for i =0,1,..., M symb 1 with M symb = 2M symb .
y (i ) = y (0) (i )
by
y (1) (i )
y ( 2) (i )
y (3) (i )
y ( 0) (4i )
1 0
(1)
0 0
y (4i )
y ( 2) (4i )
0 1
(3)
y (4i )
0 0
y ( 0) (4i + 1)
0 1
y (1) (4i + 1)
0 0
( 2)
1 0
y (4i + 1)
y (3) (4i + 1)
1 0 0
( 0)
=
y
(
4
i
+
2
)
2 0 0
y (1) (4i + 2)
0 0
( 2)
y (4i + 2)
0 0
(3)
0 0
y (4i + 2)
y ( 0) (4i + 3)
0 0
(1)
0 0
y (4i + 3)
y ( 2) (4i + 3)
0 0
(3)
y (4i + 3)
0 0
ap
, i =0,1,..., M symb 1 of the precoding operation is defined
1
0
0
0
0
0
0
0
j
0
0 1
0 j
0
0
0
0
0 Re x ( 0) (i )
0 Re x (1) (i )
0 Re x ( 2) (i )
0 Re x (3) (i )
0 Im x ( 0) (i )
0 Im x (1) (i )
0 Im x ( 2) (i )
j Im x (3) (i )
0
j
(
(
(
(
(
(
(
(
)
)
)
)
)
)
)
)
layer
( 0)
4 M symb
if M symb
mod 4 = 0
.
layer
( 0)
4 M symb 2 if M symb mod 4 0
ap
layer
for i =0,1,..., M symb 1 with M symb =
6.3.4.4
Precoding for spatial multiplexing using antenna ports with UE-specific reference signals is only used in combination
with layer mapping for spatial multiplexing as described in Section 6.3.3.2. Spatial multiplexing using antenna ports
with UE-specific reference signals supports up to eight antenna ports and the set of antenna ports used is
p = 7,8,..., +6 .
For transmission on
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y ( 7 ) (i ) x (0) (i )
(8)
(1)
y (i ) = x (i )
( 6+ ) ( 1)
(i ) x
(i )
y
ap
ap
layer
where i =0,1,..., M symb 1 , M symb = M symb .
they are in the physical resource blocks corresponding to the virtual resource blocks assigned for transmission,
and
they are not used for transmission of PBCH, synchronization signals, cell-specific reference signals, MBSFN
reference signals or UE-specific reference signals, and
they are not used for transmission of CSI reference signals and the DCI associated with the downlink
transmission uses the C-RNTI or semi-persistent C-RNTI, and
the index l in the first slot in a subframe fulfils l l DataStart where l DataStart
[4].
If transmit diversity according to section 6.3.4.3 is used, resource elements in an OFDM symbol containing CSI-RS
shall be used in the mapping above if and only if all of the following criteria are fulfilled:
-
there is an even number of resource elements for the OFDM symbol in each resource block assigned for
transmission, and
the complex-valued symbols y ( p ) (i ) and y ( p ) (i +1) , where i is an even number, can be mapped to
resource elements ( k , l ) and ( k +n, l ) in the same OFDM symbol with n < 3 .
The mapping to resource elements ( k , l ) on antenna port p not reserved for other purposes shall be in increasing
order of first the index k over the assigned physical resource blocks and then the index l , starting with the first slot
in a subframe.
In resource blocks in which UE-specific reference signals are not transmitted, the PDSCH shall be transmitted on
the same set of antenna ports as the PBCH, which is one of {0} , {0,1} , or {0,1,2,3}
In resource blocks in which UE-specific reference signals are transmitted, the PDSCH shall be transmitted on
antenna port(s) {5} , {7} , {8} , or p {7,8,..., +6} , where is the number of layers used for
transmission of the PDSCH.
If PDSCH is transmitted in MBSFN subframes not used for PMCH transmission, the PDSCH shall be
transmitted on one or several of antenna port(s) p {7,8,..., +6} , where is the number of layers used
for transmission of the PDSCH.
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Layer mapping and precoding shall be done assuming a single antenna port and the transmission shall use
antenna port 4.
The PMCH can only be transmitted in the MBSFN region of an MBSFN subframe.
where the scrambling sequence c (i ) is given by Section 7.2. The scrambling sequence shall be initialised with
cell
in each radio frame fulfilling nf mod 4 = 0 .
cinit = N ID
6.6.2 Modulation
~
~
The block of scrambled bits b (0),..., b ( M bit 1) shall be modulated as described in Section 7.1, resulting in a
block of complex-valued modulation symbols d (0),..., d ( M symb 1) . Table 6.6.2-1 specifies the modulation
mappings applicable for the physical broadcast channel.
Table 6.6.2-1: PBCH modulation schemes.
Physical
channel
PBCH
Modulation schemes
QPSK
block of vectors y (i ) = y ( 0 ) (i )
...
y ( P 1) (i )
signal for antenna port p and where p =0,..., P 1 and the number of antenna ports for cell-specific reference
signals P {1,2,4} .
consecutive radio frames starting in each radio frame fulfilling nf mod 4 = 0 and shall be mapped in sequence
starting with y (0) to resource elements ( k , l ) . The mapping to resource elements ( k , l ) not reserved for
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transmission of reference signals shall be in increasing order of first the index k , then the index l in slot 1 in
subframe 0 and finally the radio frame number. The resource-element indices are given by
DL
RB
N RB
N sc
36 + k ' ,
2
l = 0,1,..., 3
k=
k ' = 0,1,..., 71
where resource elements reserved for reference signals shall be excluded. The mapping operation shall assume cellspecific reference signals for antenna ports 0-3 being present irrespective of the actual configuration. The UE shall
assume that the resource elements assumed to be reserved for reference signals in the mapping operation above but not
used for transmission of reference signal are not available for PDSCH transmission. The UE shall not make any other
assumptions about these resource elements.
> 10
1, 2
1, 2
2
2
0
1, 2, 3
0
2, 3
1, 2, 3
2, 3, 4
The PCFICH shall be transmitted when the number of OFDM symbols for PDCCH is greater than zero.
6.7.1 Scrambling
The block of bits b(0),..., b(31 ) transmitted in one subframe shall be scrambled with a cell-specific sequence
~
~
prior to modulation, resulting in a block of scrambled bits b (0),..., b (31 ) according to
~
b (i ) =(b(i ) +c (i ) ) mod 2
where the scrambling sequence c (i ) is given by Section 7.2. The scrambling sequence generator shall be initialised
with cinit =
The block of scrambled bits b (0),..., b (31 ) shall be modulated as described in Section 7.1, resulting in a block of
complex-valued modulation symbols d (0),..., d (15 ) . Table 6.7.2-1 specifies the modulation mappings applicable
for the physical control format indicator channel.
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Modulation schemes
QPSK
vectors y (i ) = y ( 0 ) (i )
...
y ( P 1) (i )
port p and where p =0,..., P 1 and the number of antenna ports for cell-specific reference signals P {1,2,4}
. The PCFICH shall be transmitted on the same set of antenna ports as the PBCH.
z ( p ) ( 0)
k =k
z ( p ) (1)
DL
k = k + N RB
2 N scRB 2
z ( p ) ( 2)
k =k+
z ( p ) (3)
k =k+
DL
2 N scRB
2 N RB
DL
2 N scRB
3N RB
2
2
DL
RB
where the additions are modulo N RB
,
N sc
)(
cell
DL
k = N scRB 2 N ID
mod 2 N RB
cell
and N ID
is the physical-layer cell identity as given by Section 6.11.
3GPP
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Number of
CCEs
1
2
4
8
Number of
PDCCH bits
72
144
288
576
(0)
(1)
b ( 0 ) (0),..., b ( 0 ) ( M bit
1), b (1) (0),..., b (1) ( M bit
1),..., b ( nPDCCH
1)
(0),..., b ( nPDCCH
1)
( nPDCCH
( M bit
-1)
1)
1)
(0),..., b ( nPDCCH
1)
( nPDCCH
( M bit
-1)
1)
shall be scrambled with a cell-specific sequence prior to modulation, resulting in a block of scrambled bits
~
~
b (0),..., b ( M tot 1) according to
~
b (i ) =(b(i ) +c (i ) ) mod 2
where the scrambling sequence c (i ) is given by Section 7.2. The scrambling sequence generator shall be initialised
cell
with cinit = ns 2 2 9 + N ID
at the start of each subframe.
CCE number n corresponds to bits b(72 n), b(72 n +1),..., b(72 n +71 ) . If necessary, <NIL> elements shall
be inserted in the block of bits prior to scrambling to ensure that the PDCCHs starts at the CCE positions as described in
[4] and to ensure that the length M tot = 8 N REG
nPDCCH 1
i =0
(i )
M bit
of the scrambled block of bits matches the
6.8.3 Modulation
~
~
The block of scrambled bits b (0),..., b ( M tot 1) shall be modulated as described in Section 7.1, resulting in a
block of complex-valued modulation symbols d (0),..., d ( M symb 1) . Table 6.8.3-1 specifies the modulation
mappings applicable for the physical downlink control channel.
Table 6.8.3-1: PDCCH modulation schemes.
Physical
channel
PDCCH
Modulation schemes
QPSK
block of vectors y (i ) = y ( 0 ) (i )
...
y ( P 1) (i )
antenna ports used for transmission, where y ( p ) (i ) represents the signal for antenna port p . The PDCCH shall be
transmitted on the same set of antenna ports as the PBCH.
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( p)
( p)
(0),..., w
( M quad 1) . The permutation shall be according to the sub-block interleaver in Section
in w
5.1.4.2.1 of [3] with the following exceptions:
-the input and output to the interleaver is defined by symbol quadruplets instead of bits
-interleaving is performed on symbol quadruplets instead of bits by substituting the terms bit, bits and bit
sequence in Section 5.1.4.2.1 of [3] by symbol quadruplet, symbol quadruplets and symbolquadruplet sequence, respectively
<NULL> elements at the output of the interleaver in [3] shall be removed when forming
w ( p ) (0),..., w ( p ) ( M quad 1) . Note that the removal of <NULL> elements does not affect any <NIL> elements
inserted in Section 6.8.2.
( p)
(0),..., w ( p ) ( M quad 1) shall be cyclically shifted, resulting in
The block of quadruplets w
cell
w ( p ) (0),..., w ( p ) ( M quad 1) where w ( p ) ( i ) = w ( p ) (i + N ID
) mod M quad .
( p)
(0),..., w ( p ) ( M quad 1) is defined in terms of resource-element
Mapping of the block of quadruplets w
groups, specified in Section 6.2.4, according to steps 110 below:
group
seq
group
sequences. A PHICH resource is identified by the index pair nPHICH
, where nPHICH
is the PHICH group
, nPHICH
number and
seq
nPHICH
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group
For frame structure type 1, the number of PHICH groups N PHICH
is constant in all subframes and given by
group
N PHICH
(
(
DL
N g N RB
8
=
DL
2 N g N RB 8
group
group
where N g {1 6 ,1 2 ,1,2} is provided by higher layers. The index nPHICH
ranges from 0 to N PHICH
1 .
For frame structure type 2, the number of PHICH groups may vary between downlink subframes and is given by
group
group
group
where m i is given by Table 6.9-1 and N PHICH
by the expression above. The index nPHICH
in a
mi N PHICH
group
downlink subframe with non-zero PHICH resources ranges from 0 to mi N PHICH
1 .
2
0
0
1
0
0
1
1
1
0
0
0
0
1
Subframe number i
2 3 4 5 6 7
-
1
0
-
1
0
0
0
-
2
0
0
0
0
0
1
1
1
0
0
0
0
1
0
0
0
-
1
1
1
1
-
1
0
1
1
0
1
6.9.1 Modulation
The block of bits b(0),..., b( M bit 1) transmitted on one PHICH in one subframe shall be modulated as
described in Section 7.1, resulting in a block of complex-valued modulation symbols z (0),..., z ( M s 1) , where
M s = M bit . Table 6.9.1-1 specifies the modulation mappings applicable for the physical hybrid ARQ indicator
channel.
Table 6.9.1-1: PHICH modulation schemes.
Physical
channel
PHICH
Modulation schemes
BPSK
The block of modulation symbols z (0),..., z ( M s 1) shall be symbol-wise multiplied with an orthogonal
sequence and scrambled, resulting in a sequence of modulation symbols d (0),..., d ( M symb 1) according to
PHICH
PHICH
d (i ) = w i mod N SF
(1 2c(i ) ) z i N SF
where
i = 0,..., M symb 1
PHICH
M symb = N SF
Ms
4
PHICH
N SF
=
2
and c (i ) is a cell-specific scrambling sequence generated according to Section 7.2. The scrambling sequence
generator shall be initialised with cinit =
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seq
PHICH
The sequence w(0) w( N SF
1) is given by Table 6.9.1-2 where the sequence index nPHICH
corresponds to the PHICH number within the PHICH group.
PHICH
w( N SF
1)
for PHICH.
Orthogonal sequence
Normal cyclic prefix
seq
nPHICH
PHICH
N SF
[+1
[+1
[+1
[+1
[+ j
[+ j
[+ j
[+ j
0
1
2
3
4
5
6
7
=4
+1
+1
+1
+1
+j
+j
+j
+j
+1]
PHICH
N SF
=2
[+1
1] [+1
1] [ + j
+1] [+ j
+ j]
j]
j]
+ j]
+1]
1]
+ j]
j]
( 0)
[d
(0)
[ d (2i) d (2i + 1) 0 0] T
T
(4i) d (0) (4i + 1) d ( 0) (4i + 2) d ( 0) (4i + 3) =
T
[ 0 0 d (2i ) d (2i + 1)]
group
nPHICH
mod 2 = 0
group
nPHICH
mod 2 = 1
2 1 .
(0)
(0)
The block of symbols d (0),..., d (c M symb 1) shall be mapped to layers and precoded, resulting in a
block of vectors y (i ) = y ( 0 ) (i )
...
y ( P 1) (i )
signal for antenna port p , p =0,..., P 1 and the number of cell-specific reference signals P {1,2,4} . The
layer mapping and precoding operation depends on the cyclic prefix length and the number of antenna ports used for
transmission of the PHICH. The PHICH shall be transmitted on the same set of antenna ports as the PBCH.
For transmission on a single antenna port,
6.3.4.1, respectively, with
(0)
M symb
= c M symb .
(0)
M symb
= c M symb .
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y ( 0) (4i )
1 0
(1)
0 0
y (4i )
y ( 2) (4i )
0 1
(3)
y (4i )
0 0
y ( 0) (4i + 1)
0 1
y (1) (4i + 1)
0 0
( 2)
1 0
y (4i + 1)
y (3) (4i + 1)
1 0 0
( 0)
=
2 0 0
y (4i + 2)
y (1) (4i + 2)
0 0
( 2)
y (4i + 2)
0 0
(3)
0 0
y (4i + 2)
y ( 0) (4i + 3)
0 0
(1)
0 0
y (4i + 3)
y ( 2) (4i + 3)
0 0
(3)
y (4i + 3)
0 0
0
0
0
0
j
0
0
0
0
0
0 1
0 j
(0)
M symb
= c M symb
0
0
0
0
0 Re x ( 0) (i )
0 Re x (1) (i )
0 Re x ( 2) (i )
0 Re x (3) (i )
0 Im x ( 0) (i )
0 Im x (1) (i )
j Im x ( 2) (i )
0 Im x (3) (i )
j
0
(
(
(
(
(
(
(
(
)
)
)
)
)
)
)
)
group
group
if (i + nPHICH
) mod 2 = 0 for normal cyclic prefix, or (i + nPHICH
2 ) mod 2 = 0 for extended cyclic prefix,
where
group
nPHICH
y ( 0) (4i )
0 0
(1)
1 0
y (4i )
y ( 2) (4i )
0 0
(3)
y (4i )
0 1
y ( 0) (4i + 1)
0 0
y (1) (4i + 1)
0 1
( 2)
0 0
y (4i + 1)
y (3) (4i + 1)
1 1 0
( 0)
=
2 0 0
y (4i + 2)
y (1) (4i + 2)
0 0
( 2)
y (4i + 2)
0 0
(3)
0 0
y (4i + 2)
y ( 0) (4i + 3)
0 0
(1)
0 0
y (4i + 3)
y ( 2) (4i + 3)
0 0
(3)
0 0
y (4i + 3)
0
0
0
0
0
j
0
0
0
0
0 1
0 j
3GPP
0
0
0
0
0 Re x ( 0) (i )
0 Re x (1) (i )
0 Re x ( 2) (i )
0 Re x (3) (i )
0 Im x ( 0) (i )
0 Im x (1) (i )
0 Im x ( 2) (i )
j Im x (3) (i )
0
j
(
(
(
(
(
(
(
(
)
)
)
)
)
)
)
)
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y ( p ) ( n) =
( p)
( n)
i
where the sum is over all PHICHs in the PHICH group and yi( p ) ( n) represents the symbol sequence from the i :th
PHICH in the PHICH group.
PHICH groups are mapped to PHICH mapping units.
For normal cyclic prefix, the mapping of PHICH group
( p)
~
y m( p' ) ( n) = y m
(n)
where
group
is defined by
( p)
( p)
~
y m( p' ) ( n) = y m
( n) + y m
+1 ( n)
where
m' = m / 2
group
( p)
y ( p ) ( 4i ), ~
y ( p ) ( 4i +1), ~
y ( p ) ( 4i +2), ~
y ( p ) ( 4i +3) , i = 0,1,2 denote symbol quadruplet i
Let z (i ) = ~
for antenna port p . Mapping to resource elements is defined in terms of symbol quadruplets according to steps 110
below:
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6) Symbol-quadruplet z ( p ) (i ) from PHICH mapping unit m' is mapped to the resource-element group
represented by ( k , l ) i as defined in Section 6.2.4 where the indices k i and li are given by steps 7 and
8 below:
7) The time-domain index li is given by
0
( m 2 + i + 1) mod 2
li =
( m 2 + i + 1) mod 2
8) Set the frequency-domain index k i to the resource-element group assigned the number ni in step 3
above, where ni is given by
ni =
( N
( N
( N
cell
ID nli
cell
ID nli
cell
ID nli
)
n1 + m'+ nl 3 ) mod nl
n1 + m'+ 2 nl 3 ) mod nl
n1 + m' mod nli
i
i=0
i =1
i=2
in case of extended PHICH duration in MBSFN subframes, or extended PHICH duration in subframes 1
and 6 for frame structure type 2 and by
ni =
( N
( N
( N
cell
ID nli
cell
ID nli
cell
ID nli
)
n0 + m'+ nl 3 ) mod nl
n0 + m'+ 2 nl 3 ) modnl
n0 + m' mod nli
i
i=0
i =1
i=2
otherwise.
9) Increase m by 1.
10)Repeat from step 5 until all PHICH mapping units have been assigned.
The PHICH duration is configurable by higher layers according to Table 6.9.3-1.
Non-MBSFN subframes
Subframes 1 and 6 in case of
All other cases
frame structure type 2
1
1
2
3
3GPP
MBSFN subframes
on a carrier supporting
PDSCH
1
2
Release 10
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6.10.1.1
only.
Sequence generation
1
2
(1 2 c(2m) ) + j
1
2
(1 2 c(2m +1) ),
max,
m = 0,1,..., 2 N RB
DL
where ns is the slot number within a radio frame and l is the OFDM symbol number within the slot. The pseudorandom sequence c (i ) is defined in Section 7.2. The pseudo-random sequence generator shall be initialised with
cell
cell
cinit = 210 ( 7 ( ns + 1) + l + 1) 2 N ID
+ 1 + 2 N ID
+ N CP at the start of each OFDM symbol where
1
N CP =
0
6.10.1.2
for normal CP
for extended CP
( p)
The reference signal sequence rl , ns ( m) shall be mapped to complex-valued modulation symbols a k ,l used as
a k( ,pl ) = rl , ns ( m' )
where
k = 6m + ( v + vshift ) mod 6
DL
3 if p { 0,1}
0, N symb
l =
if p { 2,3}
1
DL
m = 0,1,..., 2 N RB
1
max, DL
DL
m = m + N RB
N RB
The variables
given by
and vshift define the position in the frequency domain for the different reference signals where
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is
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0
3
3
v =
0
3( ns mod 2)
3 + 3( ns mod 2)
if
if
if
if
if
if
p
p
p
p
p
p
= 0 and l = 0
= 0 and l 0
= 1 and l = 0
= 1 and l 0
=2
=3
cell
The cell-specific frequency shift is given by vshift = N ID
mod 6 .
Resource elements ( k , l ) used for transmission of cell-specific reference signals on any of the antenna ports in a slot
shall not be used for any transmission on any other antenna port in the same slot and set to zero.
In an MBSFN subframe, cell-specific reference signals shall only be transmitted in the non-MBSFN region of the
MBSFN subframe.
Figures 6.10.1.2-1 and 6.10.1.2-2 illustrate the resource elements used for reference signal transmission according to the
above definition. The notation R p is used to denote a resource element used for reference signal transmission on
antenna port p .
R0
R0
R0
R0
R0
R0
R0
R0
l =0
l =6 l =0
l =6
R0
R0
R0
R0
R1
R0
R0
R0
R0
R0
l =0
odd-numbered slots
Antenna port 0
l =0
R2
R1
R3
R2
R1
l =6 l =0
even-numbered slots
R3
R2
R1
R1
l =6
l =6
R1
R1
R0
l =6 l =0
even-numbered slots
R1
R1
R0
R0
l =6 l =0
R1
R0
R0
l =0
l =6
R1
R1
l =6 l =0
R0
R1
R1
R0
l=0
R1
R1
R3
R2
l =6
odd-numbered slots
l =0
R3
l =6 l =0
even-numbered slots
Antenna port 1
l =6
odd-numbered slots
Antenna port 2
l =0
l =6 l=0
even-numbered slots
l =6
odd-numbered slots
Antenna port 3
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R0
R0
R0
R0
R0
R0
R0
R0
l =0
l =5 l =0
l =5
R0
R0
R0
R0
R1
R0
R0
R0
l =5
R0
l=0
R0
R0
l =0
l =5 l =0
R0
l=0
R3
R2
l =5
l=0
R3
l = 5l = 0
l =5
Antenna port 0
R3
R2
R1
l =5 l =0
R3
R2
R1
R1
l =5
R2
R1
R1
R0
l =5 l =0
l =5
R1
R1
R0
R1
R1
R0
R1
R1
l =5 l =0
R0
R1
R1
R0
l=0
R1
R1
Antenna port 1
Antenna port 2
l =0
l =5 l =0
l =5
6.10.2.1
Sequence generation
1
2
(1 2 c(2m) ) + j
1
2
(1 2 c(2m +1) ),
max,
m = 0,1,..., 6 N RB
DL
where ns is the slot number within a radio frame and l is the OFDM symbol number within the slot. The pseudorandom sequence c (i ) is defined in Section 7.2. The pseudo-random sequence generator shall be initialised with
MBSFN
MBSFN
at the start of each OFDM symbol.
cinit = 2 9 ( 7 ( ns + 1) + l + 1) 2 N ID
+ 1 + N ID
6.10.2.2
a k( ,pl ) = rl , ns (m)
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where
2m
2m +1
k =
4m
4m + 2
2
0,4
l =
1
0,2
if l 0 and f = 15 kHz
if l = 0 and f = 15 kHz
if l 0 and f = 7.5 kHz
if l = 0 and f = 7.5 kHz
DL
m = 0,1,..., 6 N RB
1
max, DL
DL
m = m + 3 N RB
N RB
Figure 6.10.2.2-1 illustrates the resource elements used for MBSFN reference signal transmission in case of
f =15 kHz . In case of f =7.5 kHz for a MBSFN-dedicated cell, the MBSFN reference signal shall be
mapped to resource elements according to Figure 6.10.2.2-3. The notation R p is used to denote a resource element
used for reference signal transmission on antenna port p .
R4
R4
R4
R4
R4
R4
R4
R4
R4
R4
R4
R4
R4
R4
R4
R4
R4
l =0
R4
l =5 l =0
l =5
Figure 6.10.2.2-1: Mapping of MBSFN reference signals (extended cyclic prefix, f =15 kHz ).
Antenna port
3GPP
Release 10
85
R4
R4
R4
R4
R4
R4
R4
R4
R4
R4
R4
R4
R4
R4
R4
R4
R4
R4
l = 0 l = 2l = 0 l = 2
even-numbered odd-numbered
slots
slots
Antenna port 4
Figure 6.10.2.2-3: Mapping of MBSFN reference signals (extended cyclic prefix, f =7.5 kHz ).
6.10.3.1
Sequence generation
1
2
(1 2 c(2m) ) + j
1
2
(1 2 c(2m +1) ),
PDSCH
m = 0 ,1,..., 12 N RB
1
PDSCH
where N RB
denotes the bandwidth in resource blocks of the corresponding PDSCH transmission. The pseudo-
random sequence c (i ) is defined in Section 7.2. The pseudo-random sequence generator shall be initialised with
3GPP
Release 10
86
cell
cinit = ( ns 2 + 1) 2 N ID
+ 1 216 + nRNTI at the start of each subframe where nRNTI is as described in Section
7.1[4].
For any of the antenna ports p {7,8,..., +6} , the reference-signal sequence r (m) is defined by
r ( m) =
1
2
(1 2 c(2m) ) + j
(1 2 c(2m + 1) ),
max, DL
.
The pseudo-random sequence c (i ) is defined in Section 7.2. The pseudo-random sequence generator shall be
cell
initialised with cinit = ns / 2 + 1 2 N ID
+ 1 216 + nSCID at the start of each subframe, where for antenna ports 7
and 8 nSCID is given by the scrambling identity field according to Table 6.10.3.1-1 in the most recent DCI format 2B
or 2C [3] associated with the PDSCH transmission. If there is no DCI format 2B or 2C associated with the PDSCH
transmission on antenna ports 7 or 8, the UE shall assume that nSCID is zero. For antenna ports 9 to 14, the UE shall
6.10.3.2
n SCID
For antenna port 5, in a physical resource block with frequency-domain index nPR B assigned for the corresponding
PDSCH transmission, the reference signal sequence rns ( m) shall be mapped to complex-valued modulation symbols
a k( ,pl ) with p = 5 in a subframe according to:
if l { 2,3}
4m'+vshift
k =
4m' +( 2 + vshift ) mod 4 if l {5,6}
3 l = 0
6 l = 1
l =
2 l = 2
5 l = 3
0,1 if ns mod 2 = 0
l =
2,3 if ns mod 2 = 1
PDSCH
m' = 0,1,..., 3 N RB
1
3GPP
Release 10
87
PDSCH
a k( ,pl ) = rns (4 l N RB
+ m' )
if ns mod 2 = 0
if ns mod 2 = 1
PDSCH
m' = 0,1,..., 4 N RB
1
where m' is the counter of UE-specific reference signal resource elements within a respective OFDM symbol of the
PDSCH transmission.
cell
The cell-specific frequency shift is given by vshift = N ID
mod 3 .
The mapping shall be in increasing order of the frequency-domain index nPR B of the physical resource blocks
PDSCH
assigned for the corresponding PDSCH transmission. The quantity N RB
denotes the bandwidth in resource blocks
of the corresponding PDSCH transmission.
Figure 6.10.3.2-1 illustrates the resource elements used for UE-specific reference signals for normal cyclic prefix for
antenna port 5.
Figure 6.10.3.2-2 illustrates the resource elements used for UE-specific reference signals for extended cyclic prefix for
antenna port 5.
The notation R p is used to denote a resource element used for reference signal transmission on antenna port p .
R5
R5
R5
R5
R5
R5
R5
R5
R5
R5
R5
l=0
R5
l=6 l =0
even-numbered slots
l=6
odd-numbered slots
Antenna port5
Figure 6.10.3.2-1: Mapping of UE-specific reference signals, antenna port 5 (normal cyclic prefix).
3GPP
Release 10
88
R5
R5
R5
R5
R5
R5
R5
R5
R5
R5
R5
R5
l=0
l = 5l = 0
even-numbered slots
l=5
odd-numbered slots
Antenna port5
Figure 6.10.3.2-2: Mapping of UE-specific reference signals, antenna port 5 (extended cyclic prefix).
For antenna ports p = 7 , p = 8 or p = 7,8, , + 6 , in a physical resource block with frequency-domain index
nPR B assigned for the corresponding PDSCH transmission, a part of the reference signal sequence r (m) shall be
( p)
mapped to complex-valued modulation symbols a k ,l in a subframe according to
DL
+3 nPRB + m' )
where
w p (i )
w p (i ) =
w p (3 i )
( m'+nPRB ) mod 2 = 0
( m'+nPRB ) mod 2 = 1
RB
k = 5m'+ N sc
nPRB + k '
1 p {7,8,11,13}
k'=
0 p {9,10 ,12 ,14}
if in a special subframe with configurat ion 3, 4, or 8 (see Table 4.2 - 1)
l ' mod 2 + 2
l = l ' mod 2 + 2 + 3 l ' / 2 if in a special subframe with configurat ion 1, 2, 6, or 7 (see Table 4.2 - 1)
l ' mod 2 + 5
if not in a special subframe
0,1,2,3 if ns mod 2 = 0 and in a special subframe with configurat ion 1, 2, 6, or 7 (see Table 4.2 - 1)
l ' = 0,1
if ns mod 2 = 0 and not in special subframe with configurat ion 1, 2, 6, or 7 (see Table 4.2 - 1)
2,3
if ns mod 2 = 1 and not in special subframe with configurat ion 1, 2, 6, or 7 (see Table 4.2 - 1)
m' = 0,1,2
The sequence w p (i ) is given by Table 6.10.3.2-1.
3GPP
Release 10
89
[w p (0)
Antenna port
w p (1)
[+1
[+1
[+1
[+1
[+1
[1
[+1
[1
7
8
9
10
11
12
13
14
w p ( 2)
+1
+1
+1
+1
+1
+1
+1
+1
+1
+1
w p (3)
+1]
1]
+1]
1]
1]
+1]
+1]
1]
DL
+ 4 nPRB + m' )
where
m mod 2 = 0
w p (i )
w p (i ) =
w p (1 i ) m mod 2 = 1
k = 3m'+ N scRB nPRB + k '
[w p (0)
[+1
[1
7
8
w p (1)
+1]
+1]
For extended cyclic prefix, UE-specific reference signals are not supported on antenna ports 9 to 14.
Resource elements ( k , l ) used for transmission of UE-specific reference signals to one UE on any of the antenna ports
in the set S , where S ={7,8,11 ,13 } or S ={9,10 ,12 ,14 } shall
-
not be used for transmission of PDSCH on any antenna port in the same slot, and
not be used for UE-specific reference signals to the same UE on any antenna port other than those in S in the
same slot.
3GPP
Release 10
90
Figure 6.10.3.2-3 illustrates the resource elements used for UE-specific reference signals for normal cyclic prefix for
antenna ports 7, 8, 9 and 10. Figure 6.10.3.2-4 illustrates the resource elements used for UE-specific reference signals
for extended cyclic prefix for antenna ports 7, 8.
R7 R7
R7 R7
R7 R7
l=0
R7 R7
R8 R8
R7 R7
R8 R8
R7 R7
R8 R8
l =6 l =0
l=6
R7 R7
l =0
R7 R7
R7 R7
R9 R9
R10 R10
R10 R10
R9 R9
R9 R9
R10 R10
R10 R10
R9 R9
R9 R9
R10 R10
R10 R10
R8 R8
l =6 l =0
l=6
l=0
l=6 l=0
R7 R7
R9 R9
R10 R10
R10 R10
R9 R9
R9 R9
R10 R10
R10 R10
l=6
odd-numbered slots
Antenna port 7
R8 R8
l =6 l =0
even-numbered slots
l=0
R10 R10
R9 R9
l=6 l=0
l =6
l =0
R10 R10
l =6 l =0
l=6
R9 R9
R9 R9
R10 R10
R10 R10
R9 R9
R9 R9
R10 R10
R10 R10
R9 R9
R9 R9
R8 R8
R8 R8
l=0
l=6
R8 R8
R8 R8
R7 R7
l =6 l =0
l=6
R8 R8
l =6 l =0
R8 R8
R7 R7
R7 R7
even-numbered slots
l =0
R7 R7
R7 R7
l=0
l=6
l =6 l =0
R8 R8
R8 R8
l=6 l=0
l =0
R9 R9
R9 R9
l =0
l =6
R8 R8
R8 R8
R7 R7
R9 R9
R8 R8
R8 R8
R7 R7
R7 R7
R8 R8
l=6
odd-numbered slots
Antenna port 8
l=0
l=6 l =0
even-numbered slots
l=6
odd-numbered slots
Antenna port 9
R10 R10
l=0
R10 R10
l=6 l=0
even-numbered slots
l =6
odd-numbered slots
Antenna port 10
Figure 6.10.3.2-3: Mapping of UE-specific reference signals, antenna ports 7, 8, 9 and 10 (normal
cyclic prefix).
R7 R7
R8 R8
R7 R7
R8 R8
R7 R7
R8 R8
R7 R7
l =0
l =5 l=0
R8 R8
l =5
l=0
l =5 l =0
R7 R7
R8 R8
R7 R7
R8 R8
R7 R7
R8 R8
R8 R8
R7 R7
R8 R8
R7 R7
R8 R8
R7 R7
R7 R7
R8 R8
R7 R7
l=0
l =5 l =0
R8 R8
l =5
l =5
l=0
l =5 l =0
l =5
Figure 6.10.3.2-4: Mapping of UE-specific reference signals, antenna ports 7 and 8 (extended cyclic
prefix).
3GPP
Release 10
91
6.10.4.1
only.
Sequence generation
1
2
(1 2 c(2m) ) + j
1
2
(1 2 c(2m +1) ),
max,
m = 0,1,..., 2 N RB
DL
where ns is the slot number within a radio frame, l is the OFDM symbol number within the slot. The pseudorandom sequence c (i ) is defined in Section 7.2. The pseudo-random sequence generator shall be initialised with
cell
cell
cinit = 210 ( 7 ( ns + 1) + l + 1) 2 N ID
+ 1 + 2 N ID
+ N CP at the start of each OFDM symbol where
1
N CP =
0
6.10.4.2
for normal CP
for extended CP
( p)
The reference signal sequence rl ,ns ( m) shall be mapped to complex-valued modulation symbols a k ,l used as
DL
PRS
k = 6 m + N RB
N RB
+ ( 6 l + vshift ) mod 6
3,5,6
l = 1,2,3,5,6
2,3,5,6
if ns mod 2 = 0
PRS
m = 0,1, ,2 N RB
1
max, DL
PRS
m = m + N RB
N RB
3GPP
Release 10
92
DL
PRS
k = 6 m + N RB
N RB
+ ( 5 l + vshift ) mod 6
if ns mod 2 = 0
4,5
l = 1,2,4,5
2,4,5
PRS
m = 0,1, ,2 N RB
1
max, DL
PRS
m = m + N RB
N RB
PRS
The bandwidth for positioning reference signals and N RB
is configured by higher layers and the cell-specific
cell
mod 6 .
frequency shift is given by vshift = N ID
R6
R6
R6
R6
R6
R6
R6
R6
R6
R6
R6
R6
R6
R6
R6
R6
R6
R6
R6
R6
R6
R6
R6
R6
l =6 l =0
R6
R6
R6
R6
l =0
R6
l =0
l=6
odd - numbered slots
R6
l =6 l=0
even - numbered slots
Antenna port 6
l =6
odd - numbered slots
Antenna port 6
R6
R6
R6
R6
R6
R6
R6
R6
R6
R6
R6
R6
R6
l =5
odd - numbered slots
R6
R6
R6
l =5 l=0
R6
R6
R6
l =0
R6
R6
l =0
even- numbered slots
Antenna port 6
R6
l =5 l =0
l =5
odd - numbered slots
Antenna port 6
3GPP
Release 10
6.10.4.3
93
The cell specific subframe configuration period TPRS and the cell specific subframe offset PRS for the
transmission of positioning reference signals are listed in Table 6.10.4.3-1. The PRS configuration index I PRS is
configured by higher layers. Positioning reference signals are transmitted only in configured DL subframes. Positioning
reference signals shall not be transmitted in special subframes. Positioning reference signals shall be transmitted in
N PRS consecutive downlink subframes, where N PRS is configured by higher layers.
The positioning reference signal instances, for the first subframe of the N PRS downlink subframes, shall satisfy
I PRS
0 159
160
I PRS
160 479
320
I PRS 160
480 1119
640
I PRS 480
1120 2399
1280
2400-4095
I PRS 1120
Reserved
6.10.5.1
only.
Sequence generation
1
2
(1 2 c(2m) ) + j
1
2
(1 2 c(2m +1) ),
m = 0,1,..., N RmBax,
DL
where ns is the slot number within a radio frame and l is the OFDM symbol number within the slot. The pseudorandom sequence c (i ) is defined in Section 7.2. The pseudo-random sequence generator shall be initialised with
cell
cell
cinit = 210 ( 7 ( ns + 1) + l + 1) 2 N ID
+ 1 + 2 N ID
+ N CP at the start of each OFDM symbol where
1
N CP =
0
6.10.5.2
for normal CP
for extended CP
In subframes configured for CSI reference signal transmission, the reference signal sequence rl , ns ( m) shall be
( p)
mapped to complex-valued modulation symbols a k ,l used as reference symbols on antenna port p according to
( p)
a k ,l
= wl " rl , ns ( m' )
3GPP
Release 10
94
where
0
f
o
r
6
f
o
r
1
f
o
r
7
f
o
r
=
k '+
1
2
m +
0
f
o
r
3
f
o
r
6
f
o
r
9
f
o
r
l"
C
S
I
r
e
f
e
r
e
n
c
e
=
l '+
2
l
"
C
S
I
r
e
f
e
r
e
n
c
e
l"
C
S
I
r
e
f
e
r
e
n
c
e
p
p
p
p
p
p
p
1
p
{
1
5
,
1
7
,1
9
wl
=
l"
(
)
{
1
p
1
6
,
1
8
,
2
0
l" =
0,
1
m
=
0,
1,
.
.
.
,
D
L
R
B
m
a
x
,
N R
B
m' =
m +
1
D
L
D
L
N R
B
The quantity ( k ' , l ' ) and the necessary conditions on ns are given by Tables 6.10.5.2-1 and 6.10.5.2-2 for normal
and extended cyclic prefix, respectively.
Multiple CSI reference signal configurations can be used in a given cell,
-
zero or one configuration for which the UE shall assume non-zero transmission power for the CSI-RS, and
zero or more configurations for which the UE shall assume zero transmission power.
For each bit set to one in the 16-bit bitmap ZeroPowerCSI-RS configured by higher layers, the UE shall assume zero
transmission power for the resource elements corresponding to the four CSI reference signal column in Tables 6.10.5.21 and 6.10.5.2-2 for normal and extended cyclic prefix, respectively, except for resource elements that overlap with
those for which the UE shall assume non-zero transmission power CSI-RS as configured by higher layers. The most
significant bit corresponds to the lowest CSI reference signal configuration index and subsequent bits in the bitmap
correspond to configurations with indices in increasing order.
CSI reference signals can only occur in
-
downlink slots where ns mod 2 fulfils the condition in Tables 6.10.5.2-1 and 6.10.5.2-2 for normal and
extended cyclic prefix, respectively, and
The UE shall assume that CSI reference signals are not be transmitted
-
in subframes where transmission of a CSI-RS would collide with transmission of synchronization signals,
PBCH, or SystemInformationBlockType1 messages,
Resource elements ( k , l ) used for transmission of CSI reference signals on any of the antenna ports in the set S ,
where S = {15 } , S ={15 ,16 } , S = {17 ,18 } , S = {19 ,20 } or S = {21,22 } shall
-
not be used for transmission of PDSCH on any antenna port in the same slot, and
3GPP
Release 10
95
not be used for CSI reference signals on any antenna port other than those in S in the same slot.
The mapping for CSI reference signal configuration 0 is illustrated in Figures 6.10.5.2-1 and 6.10.5.2-2.
Table 6.10.5.2-1: Mapping from CSI reference signal configuration to ( k ' , l ' ) for normal cyclic
prefix.
CSI reference
signal
configuration
0
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
0
1
1
1
1
0
1
1
1
1
0
0
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
(9,5)
(11,2)
(9,2)
(7,2)
(9,5)
(8,5)
(10,2)
(8,2)
(6,2)
(8,5)
0
1
1
1
1
0
1
1
1
1
(9,5)
(11,2)
(9,2)
(7,2)
(9,5)
0
1
1
1
1
(11,1)
(9,1)
(7,1)
(10,1)
(8,1)
(6,1)
1
1
1
1
1
1
(11,1)
(9,1)
(7,1)
1
1
1
Table 6.10.5.2-2: Mapping from CSI reference signal configuration to ( k ' , l ' ) for extended cyclic
prefix.
CSI reference
signal
configuration
0
1
2
3
4
5
6
7
8
9
10
11
12
0
0
1
1
0
0
1
1
0
0
0
0
1
3GPP
(11,4)
(9,4)
(10,4)
(9,4)
(5,4)
(3,4)
(4,4)
(3,4)
0
0
1
1
0
0
1
1
(11,4)
(9,4)
(10,4)
(9,4)
0
0
1
1
96
Release 10
R15 R15
13
14
15
16
17
18
19
20
21
(6,4)
(1,4)
(0,4)
(11,1)
(10,1)
(9,1)
(5,1)
(4,1)
(3,1)
1
1
1
1
1
1
1
1
1
22
23
24
25
26
27
(8,1)
(7,1)
(6,1)
(2,1)
(1,1)
(0,1)
1
1
1
1
1
1
(11,1)
(10,1)
(9,1)
(5,1)
(4,1)
(3,1)
l =6 l =0
l=6
l=0
R19 R19
l=6 l=0
l=6
l=0
l =6 l=0
l=6
l =0
l =6 l =0
l =6
R20 R20
l =6 l=0
even-numbered slots
1
1
1
R18 R18
R21 R21
l=0
(11,1)
(10,1)
(9,1)
R16 R16
R17 R17
l =0
1
1
1
1
1
1
l=6
odd-numbered slots
l=0
l=6 l=0
even-numbered slots
l =6
odd-numbered slots
l=0
R22 R22
l=6 l=0
even-numbered slots
l =6
odd-numbered slots
l =0
l =6 l =0
even-numbered slots
l=6
odd-numbered slots
Figure 6.10.5.2-1: Mapping of CSI reference signals (CSI configuration 0, normal cyclic prefix).
R15 R15
R16 R16
R17 R17
l=0
l = 5l = 0
l =5
l=0
R19 R19
l = 5l = 0
l =5
l =0
l =5
l=0
l = 5l = 0
R18 R18
l =5
l=0
l =5l =0
l =5
l=0
l =5
R20 R20
R21 R21
l=0
l = 5l = 0
l =5
l =0
l = 5l = 0
l =5l =0
R22 R22
l =5l =0
l =5
Figure 6.10.5.2-2: Mapping of CSI reference signals (CSI configuration 0, extended cyclic prefix).
3GPP
Release 10
6.10.5.3
97
The subframe configuration period TCSI - RS and the subframe offset CSI - RS for the occurence of CSI reference
signals are listed in Table 6.10.5.3-1. The parameter I CSI RS can be configured separately for CSI reference signals
for which the UE shall assume non-zero and zero transmission power. Subframes containing CSI reference signals shall
satisfy
CSI-RS-SubframeConfig
I CSI RS
TCSI - RS
CSI - RS
(subframes)
(subframes)
04
I CSI RS
5 14
10
I CSI RS 5
15 34
20
I CSI RS 15
35 74
40
I CSI RS 35
75 154
80
I CSI RS 75
Sequence generation
The sequence d (n) used for the primary synchronization signal is generated from a frequency-domain Zadoff-Chu
sequence according to
j un ( n +1)
63
e
d u ( n) = u ( n +1)( n +2)
e j
63
n = 0,1,..., 30
n = 31,32 ,..., 61
3GPP
Release 10
98
Root index
0
1
2
6.11.1.2
25
29
34
The mapping of the sequence to resource elements depends on the frame structure. The UE shall not assume that the
primary synchronization signal is transmitted on the same antenna port as any of the downlink reference signals. The
UE shall not assume that any transmission instance of the primary synchronization signal is transmitted on the same
antenna port, or ports, used for any other transmission instance of the primary synchronization signal.
The sequence d ( n ) shall be mapped to the resource elements according to
a k ,l = d ( n ),
n = 0,..., 61
k = n 31 +
DL
RB
N RB
N sc
2
For frame structure type 1, the primary synchronization signal shall be mapped to the last OFDM symbol in slots 0 and
10.
For frame structure type 2, the primary synchronization signal shall be mapped to the third OFDM symbol in subframes
1 and 6. Resource elements ( k , l ) in the OFDM symbols used for transmission of the primary synchronization signal
where
DL
RB
NR
B N sc
2
n = 5,4,..., 1,62 ,63 ,... 66
k = n 31 +
are reserved and not used for transmission of the primary synchronization signal.
Sequence generation
The sequence d (0),..., d (61 ) used for the second synchronization signal is an interleaved concatenation of two
length-31 binary sequences. The concatenated sequence is scrambled with a scrambling sequence given by the primary
synchronization signal.
The combination of two length-31 sequences defining the secondary synchronization signal differs between subframe 0
and subframe 5 according to
3GPP
Release 10
99
m0 = m mod 31
m1 = ( m0 + m 31 + 1) mod 31
N (1) + q(q + 1) 2
(1)
(1)
m = N ID
+ q (q + 1) 2 , q = ID
, q = N ID 30
30
s0( m0 ) (n) = ~
s ( ( n + m0 ) mod 31)
s ( m1 ) ( n) = ~
s ( (n + m ) mod 31)
1
~
where s (i ) =1 2 x (i ) , 0 i 30 , is defined by
x(1) = 0,
x( 2) = 0,
x(3) = 0,
0 i 25
x( 4) =1 .
The two scrambling sequences c0 ( n) and c1 ( n) depend on the primary synchronization signal and are defined by
~
two different cyclic shifts of the m-sequence c ( n) according to
~ (( n + N ( 2 ) ) mod 31)
c0 ( n ) = c
ID
( 2)
~
c (n) = c (( n + N
+ 3) mod 31)
1
ID
( 2)
(1)
where N ID
and
{0,1,2} is the physical-layer identity within the physical-layer cell identity group N ID
~ (i ) =1 2 x (i )
c
,
0 i 30 , is defined by
x(1) = 0,
( m1 )
x( 2) = 0,
x(3) = 0,
0 i 25
x( 4) =1 .
z ( n)
( n) are defined by a cyclic shift of the m-sequence ~
z1( m0 ) (n) = ~
z (( n + (m0 mod 8)) mod 31)
z1( m1 ) ( n) = ~
z (( n + ( m1 mod 8)) mod 31)
z (i ) =1 2 x (i ) , 0 i 30 , is defined by
where m 0 and m1 are obtained from Table 6.11.2.1-1 and ~
x(1) = 0,
x( 2) = 0,
3GPP
x(3) = 0,
x( 4) =1 .
0 i 25
Release 10
100
(1)
Table 6.11.2.1-1: Mapping between physical-layer cell-identity group N ID
and the indices m 0 and
m1 .
(1)
N ID
0
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
6.11.2.2
m0
m1
0
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
0
1
2
3
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
2
3
4
5
(1)
N ID
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
m0
m1
(1)
N ID
m0
m1
(1)
N ID
m0
m1
(1)
N ID
m0
m1
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
0
1
2
3
4
5
6
7
8
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
3
4
5
6
7
8
9
10
11
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
0
1
2
3
4
5
6
7
8
9
10
11
12
13
14
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
102
103
104
105
106
107
108
109
110
111
112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
15
16
17
18
19
20
21
22
23
24
25
26
0
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
19
20
21
22
23
24
25
26
27
28
29
30
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160
161
162
163
164
165
166
167
-
22
23
24
25
0
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
0
1
2
-
27
28
29
30
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
7
8
9
-
The mapping of the sequence to resource elements depends on the frame structure. In a subframe for frame structure
type 1 and in a half-frame for frame structure type 2, the same antenna port as for the primary synchronization signal
shall be used for the secondary synchronization signal.
The sequence d ( n ) shall be mapped to resource elements according to
a k ,l = d ( n ) ,
k = n 31 +
n = 0,..., 61
DL
N RB
N scRB
2
DL
3GPP
Release 10
101
k = n 31 +
DL
N RB
N scRB
2
DL
2 in slots 0 and 10
N
l = symb
DL
are reserved and not used for transmission of the secondary synchronization signal.
sl( p )
(t ) =
DL RB
k = N RB
N sc / 2
for 0 t < N CP ,l + N Ts
a k( p( )) ,l
j 2kf ( t N CP ,l Ts )
DL RB
N sc / 2
N RB
k =1
a k( (p+)) ,l e
j 2kf ( t N CP ,l Ts )
DL RB
DL RB
where k ( ) = k + N RB
N sc 2 and k ( + ) = k + N RB
N sc 2 1 . The variable
N equals 2048 for f =15 kHz subcarrier spacing and 4096 for f =7.5 kHz subcarrier spacing.
The OFDM symbols in a slot shall be transmitted in increasing order of l , starting with l = 0 , where OFDM symbol
l 1
l =0
( N CP ,l + N )Ts within the slot. In case the first OFDM symbol(s) in a slot use normal
cyclic prefix and the remaining OFDM symbols use extended cyclic prefix, the starting position the OFDM symbols
with extended cyclic prefix shall be identical to those in a slot where all OFDM symbols use extended cyclic prefix.
Thus there will be a part of the time slot between the two cyclic prefix regions where the transmitted signal is not
specified.
Table 6.12-1 lists the value of N CP ,l that shall be used. Note that different OFDM symbols within a slot in some cases
have different cyclic prefix lengths.
Configuration
Normal cyclic prefix
Extended cyclic prefix
160 for l = 0
for
f =15 kHz
for l =0,1,..., 5
for l =0,1,2
512
l =1,2,..., 6
3GPP
Release 10
102
cos ( 2f 0 t )
Re sl( p ) (t )
sl( p ) (t )
Split
Filtering
Im sl( p ) (t )
7 Generic functions
7.1 Modulation mapper
The modulation mapper takes binary digits, 0 or 1, as input and produces complex-valued modulation symbols, x=I+jQ,
as output.
7.1.1 BPSK
In case of BPSK modulation, a single bit, b(i ) , is mapped to a complex-valued modulation symbol x=I+jQ according
to Table 7.1.1-1.
Table 7.1.1-1: BPSK modulation mapping.
I
b(i )
1
2
7.1.2 QPSK
In case of QPSK modulation, pairs of bits, b(i ), b(i +1) , are mapped to complex-valued modulation symbols
x=I+jQ according to Table 7.1.2-1.
Table 7.1.2-1: QPSK modulation mapping.
b(i ), b(i +1) I
00
01
10
2 1
11
3GPP
2
2
2
2
Release 10
103
7.1.3 16QAM
In case of 16QAM modulation, quadruplets of bits, b (i ), b(i +1), b(i +2), b(i +3) , are mapped to complexvalued modulation symbols x=I+jQ according to Table 7.1.3-1.
Table 7.1.3-1: 16QAM modulation mapping.
I 3)
b (i ), b(i +1), b(i +2), b(i +
0000
10
0001
10
10
0010
10
10
0011
10
10
0100
10
10
0101
10
10
0110
10
10
0111
10
1000
10
10
1001
10
10
1010
10 1
10
1011
10
10
1100
10
1101
10
10
1110
10
10
1111
10
10
10
10
10
7.1.4 64QAM
In case of 64QAM modulation, hextuplets of bits, b(i ), b(i +1), b(i +2), b(i +3), b(i +4), b(i +5) , are
mapped to complex-valued modulation symbols x=I+jQ according to Table 7.1.4-1.
3GPP
Release 10
104
000000
42
42
000001
42
000010
42
000011
000100
000101
100000
42
42
42
100001
42
42
42
100010
42
42
42
42
100011
42
42
42
42
100100
42
42
42
42
100101
42
42
000110
42
42
100110
42
42
000111
42
42
100111
42
42
001000
42
42
101000
42
42
001001
42
42
101001
42
42
001010
42
42
101010
42
42
001011
42
42
101011
42
42
001100
42
42
101100
42
42
001101
42
42
101101
42
42
001110
42
42
101110
42
42
42
42
001111
42
101111
42
010000
42
42
110000
42
42
010001
42
42
110001
42
42
010010
42
42
110010
42
42
010011
42
42
110011
42
42
010100
42
42
110100
42
42
010101
42
42
110101
42
42
010110
42
42
110110
42
42
010111
42
42
110111
42
42
011000
42
42
111000
42
42
011001
42
42
111001
42
42
011010
42
42
111010
42
42
011011
42
42
111011
42
42
011100
42
42
111100
42
42
011101
42
42
111101
42
42
011110
42
42
111110
42
42
011111
42
42
111111
42
42
c(n) = ( x1 (n + N C ) + x 2 (n + N C ) ) mod 2
3GPP
Release 10
105
where N C = 1600 and the first m-sequence shall be initialized with x1 (0) =1, x1 ( n) = 0, n =1,2,..., 30 . The
initialization of the second m-sequence is denoted by cinit =
application of the sequence.
30
i =0
8 Timing
8.1 Uplink-downlink frame timing
Transmission of the uplink radio frame number i from the UE shall start ( N TA + N TA offset ) Ts seconds before
the start of the corresponding downlink radio frame at the UE, where 0 N TA 20512 , N TA offset = 0 for frame
structure type 1 and N TA offset = 624 for frame structure type 2. Note that not all slots in a radio frame may be
transmitted. One example hereof is TDD, where only a subset of the slots in a radio frame is transmitted.
( N TA + N TA offset ) Ts
seconds
3GPP
Release 10
106
Annex A (informative):
Change history
Change history
Date
TSG #
TSG Doc. CR
2006-09-24
2006-10-09
2006-10-13
2006-10-23
2006-11-06
2006-11-09
2006-11-10
2006-11-27
2006-12-14
2007-01-15
2007-01-19
2007-02-01
2007-02-12
2007-02-16
2007-02-16
2007-02-21
2007-03-03 RAN#35 RP-070169
2007-04-25
2007-05-03
2007-05-08
2007-05-11
2007-05-11
2007-05-15
2007-06-05
2007-06-25
2007-07-10
2007-08-10
2007-08-20
2007-08-24
2007-08-27
2007-09-05
2007-09-08
12/09/07
28/11/07
RAN#37 RP-070729
RAN_37 RP-070729
RAN_38 RP-070949 0001
28/11/07
05/03/08
28/05/08
28/05/08
28/05/08
28/05/08
28/05/08
28/05/08
28/05/08
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28/05/08
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RP-080432
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0005
0006
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0008
0009
0010
0015
0016
0017
0018
0019
0021
0022
0023
0024
0025
0026
0027
0028
Rev Subject/Comment
Draft version created
Updated skeleton
Endorsed by RAN1
Inclusion of decision from RAN1#46bis
Updated editors version
Updated editors version
Endorsed by RAN1#47
Editors version, including decisions from RAN1#47
Updated editors version
Updated editors version
Endorsed by RAN1#47bis
Editors version, including decisions from RAN1#47bis
Updated editors version
Endorsed by RAN1#48
Editors version, including decisions from RAN1#48
Updated editors version
For information at RAN#35
Editors version, including decisions from RAN1#48bis and RAN1
TDD Ad Hoc
- Updated editors version
- Updated editors version
- Updated editors version
- Endorsed by RAN1#49
- Editors version, including decisions from RAN1#49
- Updated editors version
- Endorsed by RAN1#49bis
- Editors version, including decisions from RAN1#49bis
- Updated editors version
- Updated editors version
- Endorsed by RAN1#50
- Editors version, including decisions from RAN1#50
- Updated editors version
- For approval at RAN#37
Approved version
- Introduction of optimized FS2 for TDD
Introduction of scrambling sequences, uplink reference signal
- sequences, secondary synchronization sequences and control
channel processing
Update of uplink reference-signal hopping, downlink reference
1 signals, scrambling sequences, DwPTS/UpPTS lengths for TDD and
control channel processing
Correction of the number of subcarriers in PUSCH transform
precoding
- Correction of PHICH mapping
- Correction of PUCCH resource index for PUCCH format 2
3 Correction of the predefined hopping pattern for PUSCH
- Non-binary hashing functions
1 PUCCH format 1
1 CR on Uplink DM RS hopping
Correction to limitation of constellation size of ACK transmission in
1
PUSCH
1 PHICH mapping for one and two antenna ports in extended CP
1 Correction of PUCCH in absent of mixed format
- Specification of CCE size and PHICH resource indication
3 Correction of the description of frame structure type 2
- On Delta^pucch_shift correction
- Corrections to Secondary Synchronization Signal Mapping
- Downlink VRB mapping to PRB for distributed transmission
- Clarification of modulation symbols to REs mapping for DVRB
1 Consideration on the scrambling of PDSCH
- Corrections to Initialization of DL RS Scrambling
1 CR on Downlink RS
- CR on Uplink RS
1 Fixed timing advance offset for LTE TDD and half-duplex FDD
3GPP
Old
0.0.0
0.0.1
0.1.0
0.1.1
0.1.2
0.1.3
0.2.0
0.2.1
0.2.2
0.2.3
0.3.0
0.3.1
0.3.2
0.4.0
0.4.1
0.4.2
New
0.0.0
0.0.1
0.1.0
0.1.1
0.1.2
0.1.3
0.2.0
0.2.1
0.2.2
0.2.3
0.3.0
0.3.1
0.3.2
0.4.0
0.4.1
0.4.2
1.0.0
1.0.0
1.0.1
1.0.1
1.0.2
1.0.3
1.0.4
1.1.0
1.1.1
1.1.2
1.2.0
1.2.1
1.2.2
1.2.3
1.3.0
1.3.1
1.3.2
2.0.0
8.0.0
1.0.2
1.0.3
1.0.4
1.1.0
1.1.1
1.1.2
1.2.0
1.2.1
1.2.2
1.2.3
1.3.0
1.3.1
1.3.2
2.0.0
8.0.0
8.1.0
8.0.0
8.1.0
8.1.0
8.2.0
8.2.0
8.3.0
8.2.0
8.2.0
8.2.0
8.2.0
8.2.0
8.2.0
8.3.0
8.3.0
8.3.0
8.3.0
8.3.0
8.3.0
8.2.0
8.3.0
8.2.0
8.2.0
8.2.0
8.2.0
8.2.0
8.2.0
8.2.0
8.2.0
8.2.0
8.2.0
8.2.0
8.2.0
8.2.0
8.3.0
8.3.0
8.3.0
8.3.0
8.3.0
8.3.0
8.3.0
8.3.0
8.3.0
8.3.0
8.3.0
8.3.0
8.3.0
Release 10
107
Change history
Date
28/05/08
28/05/08
28/05/08
28/05/08
28/05/08
28/05/08
28/05/08
28/05/08
28/05/08
TSG #
RAN_40
RAN_40
RAN_40
RAN_40
RAN_40
RAN_40
RAN_40
RAN_40
RAN_40
TSG Doc.
RP-080432
RP-080432
RP-080432
RP-080432
RP-080432
RP-080432
RP-080432
RP-080432
RP-080432
28/05/08
RAN_40 RP-080432
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CR
Rev Subject/Comment
0029
1 Timing of random access preamble format 4
0030
1 Uplink sounding RS bandwidth configuration
0031
- Use of common RS when UE-specific RS are configured
0032
1 Uplink RS Updates
0033
- Orthogonal cover sequence for shortened PUCCH format 1a and 1b
0034
- Clarification of PDCCH mapping
0035
- TDD PRACH time/frequency mapping
0036
- Cell Specific Uplink Sounding RS Subframe Configuration
0038
- PDCCH length for carriers with mixed MBSFN and Unicast Traffic
Correction to the scrambling sequence generation for PUCCH,
0040
PCFICH, PHICH, MBSFN RS and UE specific RS
0041
- PDCCH coverage in narrow bandwidths
0042
- Closed-Loop and Open-Loop Spatial Multiplexing
0043
- Removal of small-delay CDD
48
1 Frequency Shifting of UE-specific RS
49
1 Correction of PHICH to RE mapping in extended CP subframe
50
- Corrections to for handling remaining Res
51
- PRACH configuration for frame structure type 1
52
2 Correction of PUCCH index generation formula
53
- Orthogonal cover sequence for shortened PUCCH format 1a and 1b
54
- Correction of mapping of ACK/NAK to binary bit values
56
2 Remaining issues on SRS hopping
Correction of n_cs(n_s) and OC/CS remapping for PUCCH formats
57
1
1/1a/1b and 2/2a/2b
Corrections to Rank information scrambling in Uplink Shared
59
Channel
60
- Definition on the slot number for frame structure type 2
Correction of the Npucch sequence upper limit for the formats
61
1/1a/1b
62
1 Clarifications for DMRS parameters
63
- Correction of n_prs
64
1 Introducing missing L1 parameters to 36.211
65
3 Clarification on reception of synchronization signals
66
- Correction to the downlink/uplink timing
67
- ACK/NACK Scrambling scheme on PUCCH
68
- DCI format1C
69
- Refinement for REG Definition for n = 4
71
- Correcting Ncs value for PRACH preamble format 0-3
73
- Correction of the half duplex timing advance offset value
74
- Correction to Precoding for Transmit Diversity
75
- Clarification on number of OFDM symbols used for PDCCH
77
- Number of antenna ports for PDSCH
Correction to Type 2 PUSCH predetermined hopping for Nsb=1
78
operation
79
- PRACH frequency location
70
1 Correction for the definition of UE-specific reference signals
72
2 Corrections to precoding for large delay CDD
80
- Correction to the definition of nbar_oc for extended CP
81
1 Specification of reserved REs not used for RS
82
2 Clarification of the random access preamble transmission timing
83
1 Indexing of PRACH resources within the radio frame
84
6 Alignment of RAN1/RAN2 specification
86
- Clarification on scrambling of ACK/NAK bits for PUCCH format 2a/2b
87
- Correction of introduction of shortened SR
88
- Corrections to 36.211
89
- Clarification on PUSCH DM RS Cyclic Shift Hopping
92
1 Correction to the uplink DM RS assignment
93
- Clarify the RNTI used in scrambling sequence initialization
94
1 On linkage Among UL Power Control Parameters
95
- Clarification on PUSCH pre-determined hopping pattern
96
- Clarification of SRS sequence-group and base sequence number
97
1 SRS subframe configuration
98
- Remaining SRS details for TDD
99
- Clarifying UL VRB Allocation
100
- Clarification on PUCCH resource hopping
Correction for definition of Qm and a pseudo code syntax error in
101
Scrambling.
105
1 Remaining Issues on SRS of TDD
Correction of reference to RAN4 specification of supported uplink
106
bandwidth
107
- General corrections to SRS
3GPP
Old
8.2.0
8.2.0
8.2.0
8.2.0
8.2.0
8.2.0
8.2.0
8.2.0
8.2.0
New
8.3.0
8.3.0
8.3.0
8.3.0
8.3.0
8.3.0
8.3.0
8.3.0
8.3.0
8.2.0
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8.3.0
8.3.0
8.4.0
8.4.0
8.4.0
8.4.0
8.4.0
8.4.0
8.4.0
8.4.0
8.3.0
8.4.0
8.3.0
8.4.0
8.3.0
8.4.0
8.3.0
8.4.0
8.3.0
8.3.0
8.3.0
8.3.0
8.3.0
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8.3.0
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8.3.0
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8.4.0
8.4.0
8.4.0
8.4.0
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8.3.0
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8.3.0
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8.5.0
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8.4.0
8.5.0
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8.5.0
8.4.0
8.5.0
8.4.0
8.5.0
Release 10
108
Change history
Date
03/12/08
TSG #
TSG Doc. CR
RAN_42 RP-081074 109
03/12/08
RAN_42 RP-081074
110
03/12/08
RAN_42 RP-081074
111
03/12/08
RAN_42 RP-081074
112
03/12/08
RAN_42 RP-081074
113
03/12/08
03/12/08
04/03/09
04/03/09
04/03/09
04/03/09
04/03/09
04/03/09
04/03/09
04/03/09
04/03/09
04/03/09
04/03/09
04/03/09
04/03/09
27/05/09
15/09/09
RAN_42
RAN_42
RAN_43
RAN_43
RAN_43
RAN_43
RAN_43
RAN_43
RAN_43
RAN_43
RAN_43
RAN_43
RAN_43
RAN_43
RAN_43
RAN_44
RAN_45
15/09/09
RAN_45 RP-090888
114
108
115
118
121
123
124
125
126
127
128
129
130
132
134
135
137
138
01/12/09
01/12/09
01/12/09
01/12/09
16/03/10
RAN_46
RAN_46
RAN_46
RAN_46
RAN_47
16/03/10
RAN_47 RP-100209
16/03/10
07/12/10
15/03/11
15/03/11
01/06/11
01/06/11
RAN_47
RAN_50
RAN_51
RAN_51
RAN_52
RAN_52
01/06/11
RAN_52 RP-110821
RP-081074
RP-081074
RP-090234
RP-090234
RP-090234
RP-090234
RP-090234
RP-090234
RP-090234
RP-090234
RP-090234
RP-090234
RP-090234
RP-090234
RP-090234
RP-090527
RP-090888
RP-091168
RP-091172
RP-091177
RP-091257
RP-100209
RP-100210
RP-101320
RP-110254
RP-110256
RP-110818
RP-110819
01/06/11
RAN_52 RP-110821
01/06/11
01/06/11
RAN_52 RP-110821
RAN_52 RP-110821
01/06/11
RAN_52 RP-110823
01/06/11
RAN_52 RP-110823
142
139
140
141
144
145
146
148
149
150
153
154
155
156
157
158
159
160
Rev Subject/Comment
2 Correction to PCFICH specification
Correction to Layer Mapping for Transmit Diversity with Four Antenna
1
Ports
Correction of the mapping of cyclic shift filed in DCI format 0 to the
dynamic cyclic shift offset
- DRS collision handling
Clarification to enable reuse of non-active PUCCH CQI RBs for
PUSCH
1 PUSCH Mirror Hopping operation
1 Extended and normal cyclic prefix in DL and UL for LTE TDD
1 Alignment of PRACH configuration index for FS type 1 and type 2
1 Clarification for DRS Collision handling
1 Removing inverse modulo operation
1 Clarification on the use of preamble format 4
- Clarification of RNTI used in scrambling sequence
1 Clarifying PDCCH RE mapping
- Correction of preamble format 4 timing
2 Corrections to SRS
2 Clarification of PDSCH Mapping to Resource Elements
1 Alignment with correct ASN1 parameter names
- Correction to PUCCH format 1 mapping to physical resources
- Correction to type-2 PUSCH hopping
- Alignment of SRS configuration
- Correction on UE behavior for PRACH 20ms periodicity
1 Clarification on DMRS sequence for PUSCH
1 Correction to PHICH resource mapping for TDD and to PHICH
scrambling
- Clarification of the transmit condition for UE specific reference signals
2 Introduction of LTE positioning
3 Editorial corrections to 36.211
1 Introduction of enhanced dual layer transmission
1 Removal of square brackets on positioning subframe periodicities
- Clarification of the CP length of empty OFDM symbols in PRS
subframes
- Clarification of MBSFN subframe definition
- Introduction of Rel-10 LTE-Advanced features in 36.211
1 Correction on UE behavior for PRACH preamble format 4
- Corrections to Rel-10 LTE-Advanced features in 36.211
2 PUSCH interaction with periodic SRS
1 Correction on describing PUCCH format 3
3 Correction on codebooks for CSI-RS based feedback for up to 4 CSIRS ports.
- Correction on overlapping non-zero-power and zero-power CSI-RS
configurations
- Correction on CSI-RS configuration
- PDSCH transmission in MBSFN subframes
- Correction on implicit derivation of transmission comb per antenna
port for SRS
- Uplink DMRS sequence in RACH procedure
3GPP
Old
8.4.0
New
8.5.0
8.4.0
8.5.0
8.4.0
8.5.0
8.4.0
8.5.0
8.4.0
8.5.0
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9.0.0
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9.0.0
9.0.0
9.1.0
9.0.0
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9.0.0
9.1.0
10.0.0
10.0.0
10.1.0
10.1.0
9.1.0
10.0.0
10.1.0
10.1.0
10.2.0
10.2.0
10.1.0 10.2.0
10.1.0 10.2.0
10.1.0 10.2.0
10.1.0 10.2.0
10.1.0 10.2.0
10.1.0 10.2.0