Professional Documents
Culture Documents
In order for the unitholder to obtain the benefit of a lower rate under the DTAA, the unitholder l Partnership Firms.
would be required to provide the fund with a certificate obtained from his Assessing Officer l Karta of Hindu Undivided Family (HUF).
stating his eligibility for the lower rate.
l Banks (including Co-operative Banks and Regional Rural Banks) & Financial Institutions.
6. Investments by Charitable and Religious Trusts
l Non-Resident Indians (NRIs) / Persons of Indian Origin on full repatriation basis (subject to
Units of Mutual Fund Schemes referred to in clause 23D of section 10 of the Act constitute RBI approval, if required) or on non-repatriation basis.
an eligible avenue for investment by charitable or religious trusts per rule 17C of the Income
Tax Rules, 1962, read with clause (xii) of sub-section (5) of section 11 of the Income Tax l Foreign Institutional Investors (FIIs) registered with SEBI on full repatriation basis (subject
Act, 1961. to RBI approval, if required).
B. WEALTH TAX l Army, Air Force, Navy and other para-military funds and eligible institutions.
Units held under the Schemes of Mutual Fund are not treated as assets within the meaning of l Scientific and Industrial Research Organisations.
section 2(ea) of the Wealth Tax Act, 1957 and are, therefore, not liable to Wealth-Tax
l Provident / Pension / Gratuity and such other Funds as and when permitted to invest.
C. GIFT TAX
l International Multilateral Agencies approved by the Government of India / RBI.
If units of Mutual Fund Scheme are gifted, no gift tax shall be payable either by the donor or
the donee as the Gift Tax has been abolished. l Other Schemes of HSBC Mutual Fund subject to the conditions and limits prescribed in SEBI
Regulations.
Notes:
(i) All tax benefits will be available to the Sole Unitholder or the first named holder in case the l Trustees, AMC or Sponsor or their associates (if eligible and permitted under prevailing
Units are held in the names of more than one person, as the case may be. laws), may subscribe to the Units under the Scheme.
(ii) HSBC AMC also confirms that the Income Tax/Wealth Tax/Capital Gains Tax and investment l There is no restriction on a foreign national from acquiring Indian securities provided such
by NRIs/FIIs/OCBs are subject to relevant requirements under the Income Tax, FEMA and foreign national meets the residency tests laid down by Foreign Exchange Management Act,
RBI Directions. 1999.
(iii) As per Section 54ED capital gains arising before April 1, 2006 from a transfer of a long term l Sale proceeds of securities acquired by a foreign national may be remitted by him outside
capital asset being listed securities or units of UTI/mutual funds, shall be exempt from tax, India without approval of RBI if: (a) such proceeds are remitted by a foreign national on his
if such capital gains are invested in equity shares by way of a public issue. The section retirement from an employment in India and (b) such proceeds are not in excess of US $
provides for a lock-in period of one year and if the newly acquired shares are sold or 1 million in any calendar year. If either (a) and (b) above is not met, approval of RBI will be
transferred during the period, the capital gains earlier claimed exempt, would become necessary for the remittance. These requirements originate from the FEMA Remittance
taxable in the year of sale of the newly acquired shares of Assets Regulations, 2000 which restrict a person, whether resident in India or not, from
making a remittance of any asset (“remittance of asset” includes remittance outside India
(iv) With effect from June 1, 2006 an investor who sells units of an equity oriented fund to the of funds representing, amongst others, sale proceeds of shares/securities) held by him or
mutual fund will have to pay 0.25% of the sale price of the units as securities transaction by any other person except with the approval of RBI or in certain specific cases listed in
tax which tax would be collected by the prescribed person in case of every mutual fund. Regulation 4. One such case is the remittance of upto US $ 1 million by a foreign national
(v) Section 88E provides that where the total income of a person includes income chargeable on his retiring from employment in India.
under the head "Profits and gains of business or profession" arising from sale of units of Note :
equity oriented funds, he shall get rebate equal to the securities transaction tax paid by him Subscriptions from residents in the United States of America and Canada shall not be accepted
in the course of his business. Such rebate is to be allowed from the amount of income tax by the Schemes of HSBC Mutual Fund.
in respect of such transactions calculated by applying average rate of income tax.
The Fund reserves the right to include / exclude new / existing categories of investors to invest
(vi) Section 80C provides that an individual or HUF shall get deduction, in respect of contribution in the Scheme from time to time, subject to SEBI Regulations and other prevailing statutory
to any units of any Mutual Funds notified under clause 10(23D) of section 10 or from the regulations, if any.
Administrator or the specified company under any plan formulated in accordance with such
scheme as the Central Government may, by notification in the Official gazette, specify in Please refer to the Offer Document of the Scheme for details and full Risk Factors before
this behalf and in respect of contribution by an individual to any pension fund set up by the investing.
Mutual Fund notified under clause (23D) of section 10 or by the Administrator or the
LIST OF THE COLLECTION CENTRES (During New Fund Offer Period)
HSBC BANK COLLECTION CENTRES
Ahmedabad : Mardia Plaza, C. G. Road, Ahmedabad 380 006. Bangaluru : No. 7, M.G. Road, Bangaluru 560 001. Chandigarh : SCO 1, Sector 9 D, Chandigarh 160 017. Chennai : 96, Dr. Radhakrishnan Salai, Mylapore,
Chennai 600 004. Coimbatore : Srivari Gokul Towers, 108, Race Course Road, Coimbatore 641 018. Gurgaon : JMD Regent Square, DLF Phase II, Gurgaon-Mehrauli Road, Gurgaon 122 002. Hyderabad : Uma Plaza -
Rajagopal Towers, Road No. A, Banjara Hills, Hyderabad 500 082. Indore : Darshan Mall, Upper Ground Floor, 15/2, Race Course Road, Indore 452 001. Jaipur : Vasanti Building, 61-A, Sardar Patel, C-Scheme, Jaipur 302 001.
Jodhpur : Plot No. C 43A (2), PWD Colony, Jodhpur 342 001. Kochi : 39/6765, Harbour View Residency, Opposite Shipyard, M.G. Road, Kochi 682 015. Kolkata : 31 BBD Bagh, Dalhousie Square, Kolkata 700 001; 2/1 A
Ekdalia Road, Kolkata 700 019; The Jasmine Towers, 31 Shakespeare Sarani, Kolkata 700 017. Ludhiana : Ground Floor, Ludhiana Stock Exchange, Feroze Gandhi Market, Ludhiana 141 001. Mumbai : 56/60, M.G. Road,
Mumbai 400 001; HSBC Centre, Dr. Ambedkar Road, Bandra (West), Mumbai 400 050; Saroj, B7 Kapole Society, V. L. Mehta Road, Juhu Vile Parle Scheme, Mumbai 400 049; Siddharth Arcade, L.T. Road - Factory Lane
Junction, Borivli (W), Mumbai 400 092; Ish Krupa, Ram Maruti Road, Naupada, Thane (West) 400 602. Mysore : No. 1, Block III, Kalidasa Road, Jayalakshmipuram, Mysore 570 002. Nagpur : Shriram Shyam Towers, Shop
No. 6 & 7, S. V. Patel Road, Kingsway, Nagpur 440 001. New Delhi : 1st Floor, 25 Barakhamba Road, New Delhi 110 011; 34, Central Market, Sector II, West Avenue Road, Punjabi Bagh (West), New Delhi 110 026. Noida :
K 14-18, Sector 18, Gautam Budh Nagar, Noida 201 301. Patna : Kataruka Niwas, South Gandhi Maidan, Patna 800 001. Pune : Amar Avinash Corporate City, Sector No.11, Bund Garden Road, Pune 411 001. Raipur : D M
Plaza, Holding No. 8/127, Moulana Abdul Rauf Ward No. 36, Fire Brigade Chowk, Chhotapara, Raipur 492 001. Trivandrum : Kulathakal Towers, Diamond Hill, Vellayambalam, Trivandrum 695 010. Vadodara : Sheel, 1/2
Kalpana Society, Inox Multiplex Road, Race Course Circle, Vadodara 390 007. Visakhapatnam : 28-16-31, Suryabagh, Visakhapatnam 530 020.
INVESTOR SERVICE CENTRES AND OFFICIAL POINTS OF ACCEPTANCE FOR TRANSACTIONS (Available Post NFO and for Switch During NFO Period)
HSBC MUTUAL FUND CENTRES
Ahmedabad : Mardia Plaza, C.G. Road, Ahmedabad 380 006. Bangaluru : No. 7, HSBC Centre, M.G. Road, Bangaluru 560 001. Chandigarh : SCO - 1, Sector-9D, Madhya Marg, Chandigarh 160 017 Chennai : 96, Radhakrishnan
Salai, 2nd Floor, Mylapore, Chennai 600 004. Coimbatore : 108, "Srivari Gokul Towers", Race Course Road, Coimbatore 641 018 Hyderabad : 6-3-1107 & 1108, Raj Bhavan Road, Somajiguda, Hyderabad 500 082. Indore :
Darshan Mall, 15 / 2, Race Course Road, Indore 452 001. Jaipur : Vasanti, 61 - A, Sardar Patel Marg, C-Scheme, Jaipur 302 001. Kochi : HSBC, II Floor, Pulikkal Estate, Pallimukku, M. G. Road, Kochi 682 016. Kolkata :
Jasmine Tower, 1st Floor, 31, Shakespeare Sarani, Kolkata 700 017. Lucknow : C / o Business Bridge, 2nd Floor, Saran Chambers - 2, 5, Park Road, Lucknow 226 001 Mumbai : 314 D. N. Road, Fort, Mumbai 400 001. New
Delhi : 3rd Floor, East Tower, Birla Tower, 25, Barakhamba Road, New Delhi 110 001. Pune : Amar Avinash Corporate City, Bund Garden Road, Pune 411 001. Vadodara : Sheel Building, 1/2 Kalpana Society, Inox Multiplex
Road, Race Course Circle, Vadodara 390 007.
CAMS INVESTOR SERVICE CENTRES : TEL.: 1-800-425-2267
Agra, Ahmedabad, Ajmer, Aligarh, Allahabad, Alwar, Amaravati, Amritsar, Anand, Ankleshwar, Asansol, Aurangabad, Balasore, Bangaluru, Belgaum, Berhanpur, Bhavnagar, Bhilai, Bhilwara, Bhopal, Bhubaneswar,
Bhuj, Bokaro, Burdwan, Calicut, Chandigarh, Chennai, Cochin, Coimbatore, Cuttack, Davenegere, Dehradun, Dhanbad, Dhule, Durgapur, Erode, Faridabad, Ghaziabad, Goa, Gorakhpur, Guntur, Gurgoan, Guwahati,
Gwalior, Hosur, Hubli, Hyderabad, Indore, Jabalpur, Jaipur, Jalandhar, Jalgaon, Jammu, Jamnagar, Jamshedpur, Jhansi, Jodhpur, Junagadh, Kalyani, Kanpur, Kestopur, Kolhapur, Kolkata, Kollam, Kota, Kottayam,
Lucknow, Ludhiana, Madurai, Mangalore, Manipal, Mathura, Meerut, Moradabad, Mumbai, Muzzafarpur, Mysore, Nagpur, Nasik, Navsari, Nellore, New Delhi, Panipat, Patiala, Patna, Pondicherry, Pune, Raipur,
Rajahmundry, Rajkot, Ranchi, Ratlam, Rohtak, Rourkela, Salem, Sambalpur, Siliguri, Solapur, Surat, Thiruppur, Tirunelveli, Tirupati, Trichur, Trichy, Trivandrum, Udaipur, Vadodara, Valsad, Varanasi, Vashi, Vellore,
Vijayawada, Visakhapatnam, Warangal.
Please note that during the NFO, Switch Transactions (switch-out from an existing scheme of HSBC Mutual Fund to HSBC Emerging Markets Fund) should be submitted only at HSBC Mutual Fund Investor Service
Centres or the CAMS Centres listed above.
Application Form HSBC Emerging Markets Fund (HEMF)
Please read the instructions before filling the Form
An open-ended scheme
DISTRIBUTOR INFORMATION (Only empanelled Distributors / Brokers will be permitted to distribute Units)
Distributor / Broker ARN Sub-Broker Code Registrar Serial No.
54934 Application No.: W
NJ India Invest / ARN-0155
1 EXISTING UNITHOLDER [Please fill in your Folio No. below. Please furnish only KYC and PAN details in Section 2 (if not provided earlier) and proceed to Auto Debit Form]
Please note that applicant details and mode of holding will be as per existing Folio Number. Folio No.
2 APPLICANT'S INFORMATION (Please fill in Block Letters use one box for one alphabet leaving one box blank between two words)
SOLE / FIRST APPLICANT'S PERSONAL DETAILS Gender (3) Male Female
Name Mr Ms M/s
PAN** (Mandatory) Enclosed (3) PAN Card Copy KYC Compliance Proof*
Date of Birth‡ (Mandatory for Minors) D D M M Y Y Y Y
Occupation‡ ( 4) Private Sector Service Public Sector / Government Service Business Professional Agriculturist Retired
Housewife Student Forex Dealer Others (Please specify) _____________________________________
Guardian Name (if Sole / First applicant is a Minor) Contact Person (in case of Non-individual Investors only)
Mr Ms M/s
PAN** (Mandatory) Enclosed (3) PAN Card Copy KYC Compliance Proof*
Date of Birth‡ (Mandatory for Minors) D D M M Y Y Y Y (PAN/KYC Compliant not required for contact person but required for Guardian of Minor)
Nationality‡ Country of Residence‡
‡
Address for Correspondence [P.O. Box Address is NOT sufficient] (Should be same as in CVL records, please refer to points 6 in Important Instructions)
City
State Country Zip Code
Status ( 4) Resident Individual Minor Partnership Company HUF FII NRI Trust Society AOP / BOI Others ______________
Mode of Holding (4) Single Joint Anyone or Survivor
Name of Second Applicant Name of Third Applicant
Mr Ms M/s Mr Ms M/s
2 AUTHORISATION OF THE BANK ACCOUNT HOLDER [to be signed by the Account Holder(s)]
This is to inform I / we have registered for the RBI's Electronic Clearing Service (Debit Clearing) / Direct Debit Facility and that my / our payment towards my / our investment in HSBC Mutual Fund
shall be made from my / our below mentioned bank account number with your bank. I / We authorise HSBC Asset Management (India) Pvt. Ltd. (Investment Manager to HSBC Mutual Fund), acting through
their service providers and representative carrying this ECS mandate / Direct Debit Facility Form to get it verified & executed. Mandate verification charges, if any, maybe charged to my / our account.
SIGNATURE(S) (As In Bank Records)
Account Number
CAMS COLLECTION CENTRES: Tel.: 1-800-425-2267 Please contact the nearest Investor Service Centre for an updated list of Official Points of Acceptance and details of HSBC Investor Service
Centres and CAMS Investor Service Centres. * ISCs will also be collection centres.