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POEC 5310: Research Design I

Fall 2006
3.606 Green Hall
Professor Kimberly Kempf-Leonard
972-883-4969
kleonard@utdallas.edu
2.120 Green Hall
Office hours: Tuesdays & Wednesdays 3-3:50, and by appointment

No Pre-requisites. Any graduate student in the School of Economics, Political & Policy Sciences is welcome to enroll
and encouraged to take the class early in their graduate studies. Students from other UTD graduate programs who are
interested in social science research methods are also welcome.

Course Description
This course on research design is the first in a series of graduate courses offered in the School of Social Sciences to
teach graduate students about methodology used in the social sciences. The task of the methodologist is to explain
what the investigator is doing and to determine whether the procedures will lead the investigator to the kinds of
statements he or she wants to make. This course explains strategies for devising social science studies, compares the
relative benefits of various designs, and identifies the tools necessary actually to conduct studies that will yield data
worthy of analysis, publication, tenure, and promotion! This material will be valuable not only for students who will
conduct research and administrators who must evaluate the research of others, but also for those who, in the course of
daily lives, wonder how and why people behave and organizations develop as they do.

Student Learning Objectives/Outcomes


Students will demonstrate their understanding of the first five stages of social science research, listed below.
Students will develop a research design capable of explaining a social science relationship of their own choosing.
Stages of Social Science Research
1. Define a research problem
2. formulate a meaningful hypothesis
3. Conduct a literature review to determine what is known about the research problem.
4. Identify dependent, independent, and intervening variables.
5. Formulate a research design.
- - - - - - - -- - - - - - - - - - - - -- -
6. Conduct the study.
7. Analyze and interpret the results.
8. Implications for future research and/or policy

Required Textbooks and Materials


Please purchase and bring to class the two books listed below. Other assigned readings will be distributed in class or
made available on library reserve.
De Vaus, David A. 2001. Research Design in Social Research. Thousand Oaks, CA: Sage. (ISBN: 0-7619-
5347-7; www.oup.com)

Bryman, Allan. 2004 Social Research Methods, 2nd edition. Oxford: Oxford University Press. (ISBN 0-19-
926446-5; www.sagepub.co.uk)
[first edition is fine too: 2001. (ISBN: 0-19-874204-5)]

Recommended Resource: The Encyclopedia of Social Measurement (2005)


available for consultation in the reference section of the library

Course Structure
The outline of course topics and reading assignments are listed below. The course will be a combination of lecture,
discussion, and activities. During most weeks, I will begin the session by presenting techniques, issues, and concerns
that I consider most important on the methodological topics for that week. We will then have an open discussion and

Course Syllabus Page 1


relate the issues to substantive examples within the social sciences. Students are especially encouraged to share
examples in class; the more practice we get at evaluating research design, the better methodologists we will become!

1: Aug. 22 Purposes & Paradigms of Social Science Research


Exploration, description, comparison, explanation, prediction, & evaluation
Read: de Vaus, Ch. 1: The Context of Design

2: Aug. 29 Epistemology & the Role of Theory in Social Science Research


Induction, deduction, hypotheses & Propositions, and the scientific method
Read: Bryman, Ch. 1: Social Research Strategies
G. Taubes (2002) “What if It’s All Been a Big Fat Lie?” New York Times
Magazine, 7/7

Come prepared to discuss concerns for the social scientist about epistemology and
researcher objectivity. What lessons might be learned from the article on dieting
research?

3: Sept. 5 Standards for Assessing Social Science


Reliability, validity, generalizability, objectivity, ethics, & methods
Read: de Vaus, Ch. 2: Tools for Research Design
Bryman Ch. 3: Nature of Quantitative Research
Bryman Ch. 13: Nature of Qualitative Research

Assignment 1 due today: Decide on a social science topic that you intend to investigate this
semester. Choose a topic of interest to you and about which you will be able to locate
related refereed journal articles because this topic will become the focus of many
assignments and lead to the research proposal that contributes heavily to your course
grade. Identify five articles from refereed journals that describe some sort of research on
this topic, provide me with a bibliography listing these articles and the authors’ abstracts.
It will be important that you have access to the complete article.

4: Sept. 12 Features & Types of Designs


Causation, triangulation of methods, and feasibility
Read: de Vaus, Ch. 3: Causation and the Logic of Research Design
de Vaus, pp. 203 -211, section on elaboration
Bryman Ch. 21: Breaking down the quantitative/qualitative divide
Bryman Ch. 22: Combining quantitative and qualitative research

5: Sept. 19 Concepts and Variables


Hypothesis construction, operationalization, levels of measurement, scales, indices & typologies
Read: Bryman (pp. 65-70) concepts & measurement

Come prepared to share the research problem you will propose to study. You should
propose to study a relationship that is explanatory, predictive, or evaluative. No
exploratory, descriptive, or comparison proposals will be allowed.

7: Sept. 26 Research Subjects


Populations, sampling strategies, units of analysis, attrition, weighting, Human subjects
Read: Bryman Ch. 4: “Sampling”
Bryman Ch. 25 “Ethics in social research”

Assignment 2 due today: Turn in draft of the hypothesis you anticipate to propose. Write a
paragraph describing why this is a good example of a hypothesis. Be certain to identify
important concepts and the causal relationship specified in the hypothesis.

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8: Oct. 3 Experimental designs
Types, elements for construction, strengths and weaknesses, & implementation issues
Read: de Vaus, Ch. 4: Types of Experimental Design
de Vaus, Ch. 5: Issues in Experimental Design

Come prepared to talk about how your topic might be investigated through an
experimental design and what difficulties would need to be overcome.

Assignment 3 due today: Construct a table that provides an overview of the articles you are
reviewing. This table should identify the research subjects and how they were identified.
You will also need to distinguish the independent and dependent variables, and how they
were operationalized. I will provide you with a template for this assignment, or you may
devise your own.

9: Oct. 10 Cross-sectional Designs & Case Study Designs


Reliance on existing differences, data collection methods, and practical issues
Read: de Vaus, Ch. 10: Cross-Sectional Design
de Vaus, Ch. 11: Issues in Cross-Sectional Design
de Vaus, Ch. 13: Case Study Design
de Vaus, Ch. 14: Issues in Case Study Design

Come prepared to discuss various units of analysis you could propose to examine and
what a potential case study for your topic look like.

10: Oct. 17 Longitudinal designs


Types, purposes, strengths and weaknesses, implementation issues, and examples
Read: de Vaus, Ch. 7: Types of Longitudinal Design
de Vaus, Ch. 8: Issues in Longitudinal Design

11: Oct. 24 Methods of Quantitative & Qualitative Data Collection I:


Unobtrusive observation, experience, & physical traces.
Read: Bryman Ch. 8: Structured Observation
Bryman Ch. 9: Content Analysis
Bryman Ch. 10: Secondary analysis & Official Statistics

12: Oct. 31 No Class Meeting (annual meetings of American Society of Criminology)

13: Nov. 7 Methods of Quantitative & Qualitative Data Collection II: Obtrusive Asking.
Read: Bryman, Ch. 5: Structured Interviewing
Bryman Ch. 6: Self-Completion Questionnaires
Bryman Ch. 7: Asking Questions

14: Nov. 14 Methods of Quantitative & Qualitative Data Collection III: Field research
Read: Bryman Ch. 14: Ethnography & Participant Observation
Bryman Ch. 15: Interviewing in qualitative research
Bryman Ch. 16: Focus Groups

Assignment 4 due today: Write a short paper in which you describe two different data collection
methods you could use to measure critical concepts and examine the relationship of
interest about your topic. Describe the data collection instrument you would use to
measure key variables, and justify your decisions.

15: Nov. 21 Finish up; discuss research proposal projects…

Evaluation & Applied Research (if time permits)


Read: P. Rossi, H. Freeman, & M. Lipsey (1999). Evaluation (ch.1, 2 & 12)

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Nov. 27: Proposals are due by 4 pm in my office, 2.120 Green Hall. (Paper copies only)

Grades
Half of the course grade will be based on the final research proposal, due Nov. 27, which should also become part of
your portfolio. The other half of your course grade will be based on assignments that lead up to the research proposal,
including the following assignments and exercises:
1. 5-8 journal articles on topic of your choosing (due Sept. 5)
2. hypothesis for research proposal (due Sept. 26)
3. Summary table of subjects and variables (due Oct. 3)
4. triangulation of methods (due Nov. 14)

Instructor’s Policies & Expectations of the students


Active attendance. Students should come to class meetings ready to discuss the topics and assigned materials for the
week. Research methods are best learned by doing, so we will have several opportunities to practice. Assignments
culminate in a final research design proposal in which students convey their skills in research design and readiness to
proceed to other methodology courses.

Progress and achievement. The course activities and assignments are designed to provide a foundation in research
design and multidisciplinary methods for graduate students in the social sciences. Activities and assignments will
require different levels of attention, time, and skill; in part, because students enroll in the course with various
backgrounds, knowledge, and biases about social science methodology. I hope every student meets with me to
discuss his or her interests in methodology, progress in the course, and most certainly if problems arise.

Colleagial interaction. Especially given our different substantive and methodological interests, it is important that class
participants be open-minded and respectful of one another. In addition to being courteous and responsible, it is
important for learning that students attend class, so repeated absence or tardiness, regardless of the reason, will not
be considered favorably. Moreover, except in unusual circumstances, late submissions and make up assignments will
not be allowed. Written work is expected to be turned into the professor on the assigned date. Electronic copies are
discouraged.

Instructor’s Philosophy regarding Research Design

The word methodology is used in various ways within the social sciences. As such, and especially in the orientation of
this course, it is worth considering that among the many design strategies, methods of data collection, and analytical
techniques, there are standards and “rules of thumb,” but also exceptions and lack of consensus. The more of each
that you understand and appreciate, the better the methodologist you’ll become. I list below a few favorite quotes that
help to convey the message I intend.

The world lies waiting for the curious to observe, manipulate, make judgments about, and understand. The
fundamental question is how this will be done….Learning which questions to ask and which tools to use is essentially
the business of research methods.
-R.A. Singleton et al. (1993), Approaches to Social Research, p. 3

Methodology … [has] developed as a bent of mind rather than as a system of organized principles and procedures.
The methodologist is a scholar who is above all analytical in his approach to his subject matter. He tells other scholars
what they have done, or might do, rather than what they should do. He tells them what order of finding has emerged
from their research, not what kind of result is or is not preferable. This kind of analytical approach requires self-
awareness on the one hand, and tolerance, on the other. The methodologist knows that the same goal can be reached
by alternative roads.
-P. Lazarsfeld & M. Rosenberg (1955) The Language of Social Research, p 4.

Riddle: When it comes to reading the report of an empirical study, what is the difference between a layman, a
researcher, and a methodologist? Answer: The layman reads the text and skips the tables; the researcher reads the

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tables and skips the text; and the methodologist does not care very much about either the text or the tables, as long as
they both agree with each other.
-T. Hirschi & H. Selvin (1973) Principles of Survey Analysis, p. 8

Avoid the fallacy fallacy. When a theorist or methodologist tells you you cannot do something, do it anyway. Breaking
rules can be fun!
-T. Hirschi, 21 (2) Social Problems, pp.171-2.

And, recognizing my personal bias, I offer these…

“abstracted empiricism” helps insure “that we do not learn too much about man and society”
-C.W. Mills (1959) The Sociological Imagination, p. 75

[In] the interplay between design and statistics, design rules!


-W. Shadish, T. D. Cook, & D.T. Campbell (2002). Experimental &
Quasi-experimental Designs for Generalized Causal Inference, p. xvi

Field Trip Policies, Off-campus Instruction and Course Activities


Off-campus, out-of-state, and foreign instruction and activities are subject to state law and University policies
and procedures regarding travel and risk-related activities. Information regarding these rules and regulations
may be found at the website address http://www.utdallas.edu/BusinessAffairs/Travel_Risk_Activities.htm.
Additional information is available from the office of the school dean. Below is a description of any travel
and/or risk-related activity associated with this course.

Student Conduct & Discipline


The University of Texas System and The University of Texas at Dallas have rules and regulations for the
orderly and efficient conduct of their business. It is the responsibility of each student and each student
organization to be knowledgeable about the rules and regulations which govern student conduct and
activities. General information on student conduct and discipline is contained in the UTD publication, A to Z
Guide, which is provided to all registered students each academic year.

The University of Texas at Dallas administers student discipline within the procedures of recognized and
established due process. Procedures are defined and described in the Rules and Regulations, Board of
Regents, The University of Texas System, Part 1, Chapter VI, Section 3, and in Title V, Rules on Student
Services and Activities of the university’s Handbook of Operating Procedures. Copies of these rules and
regulations are available to students in the Office of the Dean of Students, where staff members are available
to assist students in interpreting the rules and regulations (SU 1.602, 972/883-6391).

A student at the university neither loses the rights nor escapes the responsibilities of citizenship. He or she
is expected to obey federal, state, and local laws as well as the Regents’ Rules, university regulations, and
administrative rules. Students are subject to discipline for violating the standards of conduct whether such
conduct takes place on or off campus, or whether civil or criminal penalties are also imposed for such
conduct.

Academic Integrity
The faculty expects from its students a high level of responsibility and academic honesty. Because the value
of an academic degree depends upon the absolute integrity of the work done by the student for that degree,
it is imperative that a student demonstrate a high standard of individual honor in his or her scholastic work.

Scholastic dishonesty includes, but is not limited to, statements, acts or omissions related to applications for
enrollment or the award of a degree, and/or the submission as one’s own work or material that is not one’s
own. As a general rule, scholastic dishonesty involves one of the following acts: cheating, plagiarism,
collusion and/or falsifying academic records. Students suspected of academic dishonesty are subject to
disciplinary proceedings.

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Plagiarism, especially from the web, from portions of papers for other classes, and from any other source is
unacceptable and will be dealt with under the university’s policy on plagiarism (see general catalog for
details).

Email Use

The University of Texas at Dallas recognizes the value and efficiency of communication between faculty/staff
and students through electronic mail. At the same time, email raises some issues concerning security and
the identity of each individual in an email exchange. The university encourages all official student email
correspondence be sent only to a student’s U.T. Dallas email address and that faculty and staff consider
email from students official only if it originates from a UTD student account. This allows the university to
maintain a high degree of confidence in the identity of all individual corresponding and the security of the
transmitted information. UTD furnishes each student with a free email account that is to be used in all
communication with university personnel. The Department of Information Resources at U.T. Dallas provides
a method for students to have their U.T. Dallas mail forwarded to other accounts.

Withdrawal from Class


The administration of this institution has set deadlines for withdrawal of any college-level courses. These
dates and times are published in that semester's course catalog. Administration procedures must be
followed. It is the student's responsibility to handle withdrawal requirements from any class. In other words, I
cannot drop or withdraw any student. You must do the proper paperwork to ensure that you will not receive a
final grade of "F" in a course if you choose not to attend the class once you are enrolled.

Student Grievance Procedures


Procedures for student grievances are found in Title V, Rules on Student Services and Activities, of the
university’s Handbook of Operating Procedures.

In attempting to resolve any student grievance regarding grades, evaluations, or other fulfillments of
academic responsibility, it is the obligation of the student first to make a serious effort to resolve the matter
with the instructor, supervisor, administrator, or committee with whom the grievance originates (hereafter
called “the respondent”). Individual faculty members retain primary responsibility for assigning grades and
evaluations. If the matter cannot be resolved at that level, the grievance must be submitted in writing to the
respondent with a copy of the respondent’s School Dean. If the matter is not resolved by the written
response provided by the respondent, the student may submit a written appeal to the School Dean. If the
grievance is not resolved by the School Dean’s decision, the student may make a written appeal to the Dean
of Graduate or Undergraduate Education, and the deal will appoint and convene an Academic Appeals
Panel. The decision of the Academic Appeals Panel is final. The results of the academic appeals process
will be distributed to all involved parties.

Copies of these rules and regulations are available to students in the Office of the Dean of Students, where
staff members are available to assist students in interpreting the rules and regulations.

Incomplete Grade Policy


As per university policy, incomplete grades will be granted only for work unavoidably missed at the
semester’s end and only if 70% of the course work has been completed. An incomplete grade must be
resolved within eight (8) weeks from the first day of the subsequent long semester. If the required work to
complete the course and to remove the incomplete grade is not submitted by the specified deadline, the
incomplete grade is changed automatically to a grade of F.

Disability Services
The goal of Disability Services is to provide students with disabilities educational opportunities equal to those
of their non-disabled peers. Disability Services is located in room 1.610 in the Student Union. Office hours
are Monday and Thursday, 8:30 a.m. to 6:30 p.m.; Tuesday and Wednesday, 8:30 a.m. to 7:30 p.m.; and
Friday, 8:30 a.m. to 5:30 p.m.

The contact information for the Office of Disability Services is:

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The University of Texas at Dallas, SU 22
PO Box 830688, Richardson, Texas 75083-0688, (972) 883-2098 (voice or TTY)

Essentially, the law requires that colleges and universities make those reasonable adjustments necessary to
eliminate discrimination on the basis of disability. For example, it may be necessary to remove classroom
prohibitions against tape recorders or animals (in the case of dog guides) for students who are blind.
Occasionally an assignment requirement may be substituted (for example, a research paper versus an oral
presentation for a student who is hearing impaired). Classes enrolled students with mobility impairments
may have to be rescheduled in accessible facilities. The college or university may need to provide special
services such as registration, note-taking, or mobility assistance.

It is the student’s responsibility to notify his or her professors of the need for such an accommodation.
Disability Services provides students with letters to present to faculty members to verify that the student has
a disability and needs accommodations. Individuals requiring special accommodation should contact the
professor after class or during office hours.

Religious Holy Days

The University of Texas at Dallas will excuse a student from class or other required activities for the travel to
and observance of a religious holy day for a religion whose places of worship are exempt from property tax
under Section 11.20, Tax Code, Texas Code Annotated.

The student is encouraged to notify the instructor or activity sponsor as soon as possible regarding the
absence, preferably in advance of the assignment. The student, so excused, will be allowed to take the
exam or complete the assignment within a reasonable time after the absence: a period equal to the length of
the absence, up to a maximum of one week. A student who notifies the instructor and completes any missed
exam or assignment may not be penalized for the absence. A student who fails to complete the exam or
assignment within the prescribed period may receive a failing grade for that exam or assignment.

If a student or an instructor disagrees about the nature of the absence [i.e., for the purpose of observing a
religious holy day] or if there is similar disagreement about whether the student has been given a reasonable
time to complete any missed assignments or examinations, either the student or the instructor may request a
ruling from the chief executive officer of the institution, or his or her designee. The chief executive officer or
designee must take into account the legislative intent of TEC 51.911(b), and the student and instructor will
abide by the decision of the chief executive officer or designee.

These descriptions and timelines are subject to change at the discretion of the Professor.

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