Professional Documents
Culture Documents
a r t i c l e
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Article history:
Received 11 September 2012
Received in revised form 24 March 2013
Accepted 25 March 2013
Available online 16 April 2013
Keywords:
Leadership
Servant leadership
Identity
Self-concept
Organizational context
a b s t r a c t
This paper approaches the study of servant leadership by concentrating on the identity of
servant leaders. An identity is important to one's sense of self and it influences the way a leader
cognitively processes socially relevant information and exercises a particular leadership
behavior in response to a situation. Unlike existing studies, which typically approach servant
leadership as one of a number of possible leadership styles, and which merely describe its
characteristics, this paper serves to explain the basis for individuals enacting this mode of
leadership. This paper defines and elaborates on the servant identity by showing the
psychological factors constituting it. Taking a socio-cognitive approach, the paper offers a
theoretical framework for the servant identity. The framework encompasses the cognitive and
behavioral disposition of leaders with servant identity and the organizational contexts that
influence it. This new angle on servant leadership opens avenues for future research and
practice.
2013 Elsevier Inc. All rights reserved.
1. Introduction
In addition to the ongoing endeavor of better engaging one's employees and customers, organizations are increasingly aware
of the need to consider the community and society in which they operate. For this reason, management theories are shifting from
being egoistic to being more prosocial and other-oriented (Dyck & Schroeder, 2005; Laub, 1999; Rynes, Bartunek, Dutton, &
Margolis, 2012; Van Dierendonck, 2011). Increasingly, positive forms of leadership that serves the interests of others, such as
servant leadership, are gaining acceptance by organizations operating in different national cultures (Pekerti & Sendjaya, 2010).
Servant leadership is a style of leadership that typically focuses on the growth of those who are being simultaneously led and
served (Stone, Russell, & Patterson, 2004).
Existing studies have approached servant leadership as just one of a number of possible leadership styles. These studies have
argued for a consistent pattern of servant leadership behaviors, and empirically analyzed its influence on individual, team, and
organizational outcomes. The existing literature on the servant leadership style speaks of its many advantages: it has a positive
influence on team performance (Hu & Liden, 2011; Irving & Longbotham, 2007; Schaubroeck, Lam, & Peng, 2011), increases the
job satisfaction of direct reports (Mayer, Bardes, & Piccolo, 2008), enhances firm performance (in terms of return on assets)
(Peterson, Galvin, & Lange, 2012), encourages organizational citizenship behavior (Walumbwa, Hartnell, & Oke, 2010), and
enriches employees' quality of family life (Zhang, Kwan, Everett, & Jian, 2012). The servant leadership style also invokes a
promotion focus in employees, resulting in supportive and creative behaviors in the organization (Neubert, Kacmar, Carlson,
Chonko, & Roberts, 2008).
In contrast to previous studies on the servant leadership style, which generally assume that servant leaders are authentic and
moral, this study examines why such individuals authentically engage with associated servant behaviors. The psychological and
Tel.: +64 7 838 4283; fax: +64 7 838 4270.
E-mail address: petersun@waikato.ac.nz.
1048-9843/$ see front matter 2013 Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.leaqua.2013.03.008
545
motivational rationale to engage in servant leadership is often implied in previous studies but it has not been explicitly identified.
As such, this study focuses on the psychological factors constituting servant leaders in a bid to explain why such individuals adopt
this style of leadership. It argues that servant leaders engage in servant behaviors because of their identity as a servant, and such
an identity is an important aspect of their self-concept.
The self-concept is a multi-faceted and dynamic cognitive structure consisting of all of a person's self-representations
(Campbell et al., 1996; Obodaru, 2012, p. 36). These self-representations are defined by attributes that describe the person, are
rooted in the very core of oneself, and are formed by life's experiences. The self-representations can take many forms. It could
define the person in the present, i.e., define their current self. Individuals could also define themselves by their personal
characteristics (I'm a moral person), their occupational role (I'm an academic), their personal roles (I'm a father), their activities
(I'm an athlete), and their membership in groups or collectives (I'm a member of a union) (Obodaru, 2012). Together, these
aspects of current selves are referred to as identities. 1
Identities are humans' desire to be self-expressive, to express who they are, their feelings and values (Shamir, House, & Arthur,
1993). An identity is defined by attributes, and these attributes provide the evaluative standards which can be cognitively
engaged with, resulting in behaviors that align with that particular identity 2 (Hannah, Woolfolk, & Lord, 2009). In this study I
develop a theory of servant identity of a leader and describe the psychological processes constituting such an identity.
2. The problem with the style approach to servant leadership studies
Studies on leadership which focus on identifying different styles of leadership are characterized by descriptive chaos. What is
labeled as truly distinct is arguably similar. Some of the dimensions of different leadership styles (such as transformational,
charismatic, ideological, ethical, authentic, servant, and spiritual) overlap. In fact, existing studies on servant leadership
acknowledge the overlaps that exist with other more recent leadership styles (e.g., Liden, Wayne, Zhao, & Henderson, 2008;
Smith, Montagno, & Kuzmenko, 2004; Van Dierendonck, 2011). For example, altruistic calling, which is the servant leaders'
philanthropic and spiritual purpose to make a positive difference in others' lives through service (Barbuto & Wheeler, 2006), is
also discussed in relation to spiritual leadership (Fry, 2003; Fry, Vitucci, & Cedillo, 2005). It is also found in literature that connects
one's faith (religion) with one's work-life (e.g., Delbecq, 1999; Dyck & Schroeder, 2005; Sauser, 2005).
Persuasive mapping, which is another dimension of servant leadership, is very similar to visioning. It is the extent to which
leaders use sound reasoning and mental frameworks to map issues and conceptualize greater possibilities for the future (Barbuto
& Wheeler, 2006; Liden et al., 2008). Servant leaders engaged with persuasive mapping encourage others to visualize the
organization's future and are persuasive by offering compelling reasons to get others to do things (Barbuto & Wheeler, 2006,
p. 319; Dennis & Bocarnea, 2005; Page & Wong, 2000). This aspect of servant leadership has overlaps with most aspects of
transformational leadership. However, Graham (1991) and others have also pointed out that the topdown vision of
transformational leaders what the transformational leader believes is important differs from the other-oriented nature of
servant leadership visioning. While Van Dierendonck (2011) and Parolini, Patterson, and Winston (2009) have argued that
the vision of transformational leaders is primarily motivated by considerations of what benefits the organization, as opposed to
what benefits the individuals within the organization, a recent empirical study by Grant (2012) indicates that the vision of
transformational leaders can be prosocial, wherein benefits to others take precedence.
Community building is another dimension that, according to certain studies, distinguishes servant leaders from other types of
leaders (Graham, 1991; Liden et al., 2008). It is the extent to which servant leaders prepare an organization to make a positive
contribution to society (Barbuto & Wheeler, 2006; Liden et al., 2008). For example, Liden et al. (2008) argues that being
community oriented differentiates servant leadership from transformational leadership, but this argument rests on an
understanding of transformational leadership as it has been conceptualized by Bass and colleagues (e.g., Avolio, Bass, & Jung,
1999; Bass, 1998). In contrast, Burns' conceptualization of transformational leaders has a strong community/society orientation
(Burns, 2003).
Servant leadership and ethical leadership are very similar in that both are governed by leaders who adopt the moral high
ground. Rather than being guided by the expectations of one's contemporary society, (it has been argued) servant leaders are
guided by internalized sets of high moral principles (Graham, 1991; Sendjaya, Sarros, & Santora, 2008). While Graham (1991)
asserts that this distinguishes servant leadership from transformational leadership, another study has suggested that
transformational leaders do have post-conventional moral reasoning (Turner, Barling, Epitropaki, Butcher, & Milner, 2002) and
high ethical standards of care (Simola, Barling, & Turner, 2010). Similarly, the dimension of accountability in servant leadership
(Van Dierendonck & Nuitjen, 2011) also appears in the transactional leadership style. Transactional leaders hold others
accountable for their goals and objectives and use reward exchanges for follower performance (Judge & Piccolo, 2004).
The examples identified above demonstrate the overlaps between servant leadership and other styles of leadership. What do
these overlapping dimensions mean? Primarily, these overlaps reveal that effective servant leaders not only exercise distinct servant
1
Another form of self-representation is self-comparison (Obodaru, 2012). By self-comparison, the person describes him/herself not in terms of current self. It
can be their past self (what they were), possible selves (what they may become in the future), ideal self (what they ideally want to become), ought self (what
they think they should be), and alternate self (what they would have been if something in the past had happened).
2
Attributes are not necessarily always positive. There could be negative attributes that describe an identity. For example, an athlete could describe him/herself
as uncoordinated (Hannah et al., 2009).
546
behaviors but also enact other behaviors that have been generally linked to effective leadership (such as visioning, accountability,
etc.). This suggests that effective servant leaders possess multiple identities related to how they perceive themselves as leaders. Their
servant identity, when activated, enables them to display servant behaviors, while the other leadership related identities (such as
being a visionary) trigger other types of effective leadership behaviors according to the requirements of the situation. Effective
servant leaders are cognitively and behaviorally complex, and understanding their identities is important in enabling us to
understand what drives their servant and other associated behaviors. I begin by first explaining the servant identity.
3. Psychological factors constituting the servant identity
Fig. 1 helps to illustrate the psychological factors that constitute the servant identity and the processes involved in enacting it.
The salience of the servant identity is determined by the extent to which being a servant is central to one's sense of self. It is the
sustained desire to be marked as a servant, both intra-personally through self-categorization and inter-personally by being
recognized by others as someone who serves (Liden et al., 2008). Being other-oriented, servant leaders are seen as moral leaders
(Graham, 1995). Their leadership approach is to elevate the moral and ethical behaviors of their followers (Greenleaf, 1977), and
for this reason the servant identity is a self-schema that is organized around a set of moral attributes. Servant leaders who are
cognitively sophisticated are able to determine a set of consistent attributes that define their identity as servants (see Fig. 1 for the
attributes of calling, humility, empathy, and agape love). Such individuals are motivated to regulate their behaviors to align with
their servant attributes. The integration of sophisticated cognitive reasoning with socialbehavioral regulation lends the study of
the servant identity towards a socio-cognitive approach (Shao, Aquino, & Freeman, 2008). Such an approach recognizes that
servant identity goes beyond moral cognitive reasoning (Blasi, 1993) and asserts that other mechanisms such as behavioral
regulation and one's motivation to maintain self-consistency across social situations are equally important (Shao et al., 2008).
This socio-cognitive approach to identities has been applied to studies of leadership, especially the attempt to understand the
behavioral complexity of leaders (e.g., Hannah et al., 2009). Hannah and colleagues argue that leaders possess multiple identities
(which they refer to as self-aspects). Depending on the specificities of the situation, a particular identity of the self is activated.
This will result in the cognitive processing of its attributes and its associated behaviors will come into play.
Organizational
context
Servant identity
attributes
Calling to serve
P6, P7
Humility
Empathy
Agape love
P1
Cognitive
disposition
Servant identity
organized around a
set of servant
attributes
Behavioral
disposition Acting
in accordance to
ones servant
identity
Servant integrative
leadership
P2
Individual traits
Self-concept
clarity
Self-esteem
Cognitive
complexity
Attributional
complexity
P3
P4, P5
Feedback/
reflection
Servant
compartmentalized
leadership
A similar socio-cognitive approach will be used in the development of our understanding of the servant identity. As shown in
Fig. 1, the framework for the servant identity has two components: a cognitive dispositionthe extent to which leaders
cognitively process servant attributes; and a behavioral dispositionthe extent to which leaders regulate their behavior to
align with servant attributes. The cognitive disposition is organized around a set of servant attributes that are salient in the
cognition of leaders. This set of attributes is readily accessible when social information is being processed, leading them to
regulate their behavior in social settings to ensure self-consistency. Individuals are motivated to maintain self-consistency
(Shamir et al., 1993) so that they can derive a sense of meaning by maintaining continuity with their past, present and future
(McHugh, 1968). In Sections 3.1 to 3.6 to follow I will describe in detail the components of Fig. 1, starting with the servant identity
attributes.
547
Definition
Literature references
Calling
Humility
Empathy
Agape love
548
others' needs above one's own (Nielsen, Marrone, & Slay, 2010). An individual possessing this attribute is able to put aside, or
even abandon altogether, his or her position, accomplishment, and talents, in order to utilize the talents of others (Dennis &
Bocarnea, 2005; Owens & Hekman, 2012; Van Dierendonck, 2011; Van Dierendonck & Nuitjen, 2011). Humility involves the
ability to keep one's position and capability in perspective (Patterson, 2003), precluding the possibility of an inflated sense of self
detracting one from fulfilling one's calling (Chan, McBey, & Scott-Ladd, 2011). Leaders marked with humility are willing to be
accountable to their subordinates, to receive criticism and to learn, and to retreat to the background once the task is accomplished
(Owens & Hekman, 2012; Van Dierendonck, 2011; Van Dierendonck & Nuitjen, 2011). Humble leaders exhibit behaviors that
others can model, a process in which their direct reports may learn that displaying vulnerability and uncertainty are legitimate
behaviors in the workplace and are a part of one's journey to self-development (Owens & Hekman, 2012). Conversely, leaders
who are proud, self-centered and arrogant create a level of toxicity in the workplace where Machiavellianism thrives (Chan et al.,
2011).
Leaders who display humility may hold fast to the following ideas: I value the skills and capabilities of others; my position and
accomplishments do not stop me from learning or receiving criticism from others; my position and power are unimportant when
dealing with others; I am happy for others to benefit from my work and accomplishments.
3.1.3. Empathy
Empathy is the ability to put oneself in another's shoes and to understand their position and point of view (Barbuto & Wheeler,
2006; George, 2000). While empathy has been regarded as a personality trait or an attribute (Brown et al., 2010), it is also a
recognized ability to understand the feelings transmitted through verbal and nonverbal messages, to provide emotional support
to people when needed, and to understand the links between others' emotions and behavior (Polychroniou, 2009, p. 345, in Holt &
Marques, 2012). For leaders who conceive of themselves within a servant paradigm, being empathetic is critical since one's ability
to understand the psychological perspective of others (Van Dierendonck, 2011) enables one to provide emotional support and
healing in times of distress and trauma (Barbuto & Wheeler, 2006; Liden et al., 2008; Spears, 1995). Understanding the position of
others will also help the leader to structure unique learning experiences for individuals so that they can develop and grow.
Showing care and concern, which is an aspect of empathy, has been recognized as important to the functioning of
organizations (Rynes et al., 2012). Although empathy is often recognized as a prerequisite for positive forms of leadership (Ciulla,
2010; Mill-Chalmers, 2010), it is argued to be undervalued by business school students and business leaders (Holt & Marques,
2012). Holt and Marques's empirical study of business school undergraduates and MBA students (mostly working adults) found
that empathy received the lowest rating when compared to other leadership attributes. Being empathetic requires the leader to
engage the medial prefrontal cortex of their brain, which is the seat of higher level thinking, emotions and empathy. This is an
attribute, at times referred as a soft-skill, that requires a well-developed level of moral maturity (Holt & Marques, 2012).
The following statements pertain to individuals who are highly empathetic: I'm aware of the emotional states of others even if
they don't explicitly disclose them to me; people come to me for advice and support when they are down; helping others in their
time of need is not a waste of time.
3.1.4. Agape love
The type of love that underpins the servant identity is termed agape love (Dennis & Bocarnea, 2005; Patterson, 2003), a
selfless and unconditional love (Russell & Stone, 2002) that is often used in Christian literature to describe God's love for
humanity. While agape love is often understood as an active type of love, made manifest in behavioral displays of altruism, it is
also used in the Bible to describe selfless love and it is this latter sense of the term I refer to. One of the best known descriptions of
this love comes from the apostle Paul, writing to the Church in Corinth: Love suffers long and is kind; love does not envy; love
does not parade itself, is not puffed up; does not behave rudely; does not keep record of wrong doings, is not provoked, thinks no
evil; does not rejoice in iniquity, but rejoices in the truth; bears all things, believes all things, hopes all things, endures all things
(1 Corinthians 13:47The New King James Version). Fry (2003) refers to this type of love as being altruistic. Agape love is not
merely a behavior, but an expression of one's true inner attribute (Kouzes & Posner, 1992). It influences the behaviors of others,
leading to positive outcomes for the organization (Chen, Yang, & Li, 2012; Fry, 2003; Fry et al., 2005).
Why is this attribute of agape love central to one's perception of oneself as a servant? It is the basis for providing service from
the heart and supporting others in their time of need (Ferguson & Milliman, 2008; Kouzes & Posner, 1992). Without agape love
there would not be any true forgiveness of others, which is the ability to let go any perceived wrongdoings and not carry past
grudges to other situations (Van Dierendonck & Nuitjen, 2011). Although it has been suggested that forgiveness is a particular
dimension of servant leadership (Van Dierendonck & Nuitjen, 2011), I argue that forgiveness is better conceived as an outcome of
agape love rather than a dimension of servant leadership. Indeed, in a follow up study, Asag-gau and Van Dierendonck (2011)
eliminated forgiveness as a dimension of servant leadership.
Even without agape love, leaders can display courage and foresight, provide direction, show good conceptual skills, and be
good stewards of the resources of their organization. Indeed, these qualities have been recognized as important components of
servant leadership (Barbuto & Wheeler, 2006; Liden et al., 2008; Spears, 1995; Van Dierendonck, 2011; Van Dierendonck &
Nuitjen, 2011). For example, pseudo-transformational leaders can display inspirational motivation, exercise intellectual
stimulation, and be alert to the needs and changing contexts of the organization (Bass & Steidlmeier, 1999; Price, 2003).
However, these are exercised by pseudo-transformational leaders with a self-serving motive (Price, 2003). Apostle Paul, writing
to the Corinthian Church, says this of actions devoid of agape love: And though I have the gift of prophecy and understand all
mysteries and all knowledge, and though I have all faith, so that I could move mountains, but have not love, I'm nothing (1
549
Corinthians 13:2The New King James Version). Agape love is thus the cornerstone for servant leadership (Dennis & Bocarnea,
2005; Patterson, 2003). It arises out of the following principles: I love others as much as I love myself; loving others fulfills my
spiritual need; when others suffer, I want to do something about it.
Calling, humility, empathy, and agape love are therefore attributes that leaders with servant identity can cognitively refer to,
and are widely acknowledged in the leadership literature as essential to servant leadership (Barbuto & Wheeler, 2006; Dennis &
Bocarnea, 2005; Fry, 2003; Fry et al., 2005; Graham, 1991; Reave, 2005; Sendjaya et al., 2008). The best known example of a leader
governed by a servant identity is the Lord Jesus Christ. The apostle Paul says this of Jesus Christ: Let this mind be in you which
was also in Christ Jesus, who being in the form of God, did not consider it robbery to be equal with God, but made Himself of no
reputation, taking the form of a bondservant, and coming in the likeness of men. And being found in appearance as a man, He
humbled Himself and became obedient to the point of death, even the death on the cross (Philippians 2: 58The New King
James Version).
The above Bible verses about Jesus Christ illustrate the attributes involved in the servant identity. Consider first the calling of
Jesus Christ. The reason for His coming to earth and assuming a human form is stated in Matthew 20:28: the Son of Man did not
come to be served, but to serve, and to give His life as a ransom for many (the New King James Version). His calling entailed
humility, in that He set aside His positional glory in Heaven and humbled Himself and became Man. His humility is further
attested by His willingness to die on the cross as a fulfillment of His calling. As a Man He was able to show genuine empathy to
those in need. He is therefore regarded as the bond Servant of God who understands every pain and need experienced by all
(Hebrews 2:1718). His calling, humbling Himself to become Man, and His empathy during His time on earth, was driven by His
agape love. For Christ also loved the church (i.e., His followers) and gave Himself for her (Ephesians 5:25The New King James
Version). In summary, the following proposition is suggested:
Proposition 1 (P1). Servant leaders possess a servant identity. The strength of the servant identity is measured by the strength of the
attributes of calling, empathy, humility, and agape love.
550
Leader identity
Visionary
Motivational
Empowering
Trustworthy
Leader identity
Visionary
Motivational
Empowering
Trustworthy
Calling
Agape Love
Transaction manager
identity
Organized
Good planner
Task orientated
Enabler
Transaction manager
identity
Organized
Good planner
Task orientated
Enabler
Empathy
Humility
Agape love
Servant identity
Servant identity
Calling
Empathy
Humility
Agape love
Calling
Empathy
Humility
Agape love
Servant-compartmentalized
(Plurality of identities)
Servant-integrative
(Unity of identities)
Note The Figure serves as an illustration only
situations, and this explains their behavioral complexity (Hannah et al., 2009). The extent to which these identities correspond and
overlap with each other provides an indication of the strength of the servant identity. A high degree of unity among these identities
would mean that similar attributes appear across multiple identities. For example, the servant attributes of empathy, humility, agape
love, and having a sense of calling can be present within other identities (see Fig. 2). I use the term servant-integrative to describe
such a high degree of unity among various identities. A high unity among the various perceptions one has of one's self implies that the
servant identity is not particularly distinctive. Instead of servant attributes being clearly contained within the servant identity, these
attributes also recur in other identities. In such cases, the leader sees the need to display servant attributes across multiple situations,
even when other identities are activated. This can potentially limit their effectiveness as leaders. For example, if leaders who are
servant-integrative had to implement a restructuring process in their organization that entailed the loss of jobs, their struggle to
differentiate their role as instruments of change from that of servitude potentially creates emotional dissonance, doubt about one's
role, and, worse still, the avoidance of active leadership. Servant-integrative leaders tend to find it difficult to separate their actions as
551
leaders from their compulsion to serve, leading them to prioritize the needs of individuals even if it may be to the detriment of the
larger organization. Many studies have acknowledged this. For example, an empirical study by Parolini et al. (2009), which
differentiates servant leadership from transformational leadership, suggests that servant leaders primarily focus on their followers'
needs whereas transformational leaders focus on the organizational goals at hand. The case of Chief Joseph (18401904), as described
in Humphreys (2005), exemplifies how the primary allegiance of the servant-integrative leader is to the follower. Chief Joseph was a
leader of the Native American Indian tribe Nez Perce, which had initially refused to sign a treaty with the federal government.
Although there were several other leaders of Nez Perce, Chief Joseph was recognized as the primary leader (Humphreys, 2005). His
preoccupation with serving the varying needs of his people meant that he could not inspire a common agreed upon objective. This
resulted in divisions within the tribe and certain factions embarked on violent episodes against white settlers. The retributive
response by the United States Army culminated in a battle-ravaged retreat by Chief Joseph and his followers and, ultimately, their
surrender and forced relocation to an inhospitable location. Humphreys (2005), citing Chief Joseph as an example, argues that servant
leadership is effective in a static environment, but less successful when the external environment is volatile, since this requires the
leader to inspire a collective vision and objective. I suggest that Chief Joseph's case is illustrative of a servant-integrative leader.
Leaders who have little unity between their multiple identities are more inclined to display their servant attributes discriminately
since these attributes are compartmentalized into, or relate only, to one of their many conceptions of self (see Fig. 2). Such leaders can
be described as servant-compartmentalized and I argue to be more effective leaders than servant-integrative leaders. 3 They are able
to activate different identities in different situations, sometimes within short periods of time, thereby displaying behavioral
complexity (Hannah et al., 2009).
According to structural symbolic interactionism, identities in a self-concept are arranged in a hierarchy of salience (Shamir et
al., 1993). Instead of the hierarchy of salience being fixed for all situations, for servant-compartmentalized leaders the order of
salience of their many leadership identities may change depending on the context or situation. For example, in a restructuring
situation that requires job cuts, the identity of a transaction manager executing the restructuring may have the highest salience.
However, when dealing with the grief and pain of restructuring, servant-compartmentalized leaders may enact their servant
identity and in such a context their servant identity has the highest salience. Therefore, the hierarchy of salience of identities can
change depending on the context or situation, and can happen in a relatively short period of time.
The above argument runs the risk of portraying servant-compartmentalized leaders as inauthentic, who are able to strategically
manipulate their public appearances and behaviors to suit the situation and contextin other words, they are high self-monitors
(Gangestad & Snyder, 2000). This is certainly not the case, as high self-monitors are those who engage in surface acting with an
attempt to deceive others about what they really feel (Diefendorff, Croyle, & Gosserand, 2005). On the other hand, servantcompartmentalized leaders display genuine emotions, which are natural or true-self emotions displayed during/after an affective
event (Ashforth & Humphrey, 1993). For example, in the restructuring situation described above, servant-compartmentalized leaders
are able to carry out the needed job cuts and also genuinely empathize and deal with the loss and pain following the aftermath of the
event. Because of their ability to keep things compartmentalized, they are at less risk of suffering emotional dissonance and exercising
avoidance leadership. Therefore, situations that requires leaders to make difficult decisions and to follow through on them, such as
restructuring, tend to be effectively managed by servant-compartmentalized leaders.
In summary, the following proposition is offered:
Proposition 2 (P2). The effectiveness of servant leadership is better understood in terms of a continuum, with servant-compartmentalized
leadership being more effective than servant-integrative leadership.
What distinguishes servant-integrative from servant-compartmentalized leaders? I argue that the degree to which individual
traits such as self-concept clarity, self-esteem, cognitive complexity, and attributional complexity are present is that which separates
servant-compartmentalized leaders from servant-integrative leaders. These individual traits are discussed in the section below.
3.4. Individual traits
I argue that servant-compartmentalized leaders have greater clarity in their self-perception (i.e., stronger self-concept clarity)
compared with servant-integrative leaders. Self-concept clarity involves one being certain about who one is and being clear and
confident of the attributes that define this sense of self (Hannah et al., 2009). Leaders who have self-concept clarity are inclined to
have clear self-belief of their moral worth and the attributes that constitute this worth (Campbell et al., 1996).
Another important and related aspect of servant-compartmentalized leaders is their self-esteem. Leaders with high
self-esteem are in control of their environment and display a sense of control, competence and power. For leaders to have such a
high self-esteem, they must first be confident of their intrinsic value and worthiness as an individual, possessing clarity of their
self-concept. Although they serve others, their clear sense of self (i.e., self-concept clarity) enables them to display control,
competence, and power while serving. They do so by influencing rather than coercing (Graham, 1991; Wong & Page, 2003). As
studies such as Campbell's (1990) have indicated, there is a palpable link between self-esteem and one having a clear sense of self.
The high self-esteem that characterizes many servant-compartmentalized leaders is not based on temporal and external
factors such as membership in an organization (i.e., Organizational Based Self Esteem, Pierce & Gardner, 2004), or being part of a
3
It should be noted that Hannah et al. (2009) make a separate argument about compartmentalization and integration. Their use of these terms relates to the
degree to which any of a leader's self-aspects (or identities) contains both positive and negative attributes (integration), or the positive and negative attributes
are separated into different self-aspects or identities (compartmentalization).
552
group, or relationships with significant others. It is based on the composite set of moral servant attributes, and which extends
across situations that require servant behaviors, and dictates the way leaders perceive and respond to situations especially when
it relates to others. Self-concept clarity and self-esteem are therefore important when particular situations compel the servant
identity to be enacted. These are individual traits that aid in the cognitive processing of socially relevant information resulting in
more consistent and authentic servant behaviors.
On the other hand, those with lower self-concept clarity and self-esteem are characterized by self-analysis and are concerned
as to how their behaviors are viewed by others (Campbell et al., 1996). This characterizes the servant-integrative leaders who see
the need to display servant attributes in all leadership situations, even if this inhibits their effectiveness as leaders.
As argued earlier, servant-compartmentalized leaders are better able to manage complex situations, requiring them to enact
multiple identities while also being true to their servant identity. They are able to choose a leadership behavior that best fits the
characteristics of their direct reports and the work they are involved in, and this type of complex behavior has been discussed in
path-goal theory of leadership (Northouse, 2010). Such complexity is also referred to by Hooijberg and colleagues as managerial
complexity, and requires leaders to possess both cognitive complexity and behavioral complexity (Hooijberg, Hunt, & Dodge,
1997). Cognitive complexity is the ability to differentiate and integrate multiple dimensions of their physical and social
environments (Hooijberg et al., 1997). Leaders who are cognitively complex are able to use more dimensions when differentiating
stimuli, and are also able to see more commonalities among these complex dimensions. They are therefore better able to
differentiate situations and then integrate them into a perspective that produces an outcome that satisfies the multiple demands
of the complex situations. Such cognitive complexity is an important foundation for leadership. For example, empirical studies
have found that cognitive complexity is important for project leadership (Green, 2004), it enables leaders to succeed in turbulent
environments (Hunsaker, 2007), and it engages leaders in complex moral reasoning (Turner et al., 2002). This skill is also
representative of servant-compartmentalized leaders, enabling them to enact multiple identities as the situation requires.
While cognitive complexity has been argued to be a general trait across all situations, many now agree that it is domain
specific (Alba & Hasher, 1983; Fletcher et al., 1986; Townsend et al., 2002). In particular, attributional complexity is a domain
specific trait concerning the individual's ability to exercise sophisticated judgments in complex social situations (Fletcher et al.,
1986; Townsend et al., 2002). Recognized as important in other styles of leadership such as transformational leadership (Sun &
Anderson, 2012a), I argue that attributional complexity is also crucial for servant-compartmentalized leaders. Because
servant-compartmentalized leaders are inclined to have high levels of self-esteem, they tend to feel in control of the situations
they are in. They are therefore less likely to be suspicious about the motives of others and encounter situations marred by mistrust
(Kramer, 1994; Kramer & Wei, 1999). Attributional complexity is measured by the degree to which individuals: are intrinsically
motivated to understand and to explain social behavior; prefer complex explanations to simplistic ones; think about underlying
issues and processes related to causal attribution; recognize that people's behavior is a function of their interactions with others;
understand causally complex internal attributions; understand causally complex external attributions; and consider external
causes operating from the past (Fletcher et al., 1986). It is a necessary characteristic of servant-compartmentalized leaders, as
those who are adept in attributional complexity are less likely to subscribe to group stereotypes (Schaller et al., 1995), are more
likely to treat others as individuals (Schaller et al., 1995), and, as opposed to assuming that the behavior of others is simply the
result of who they are, are mindful of the way situational factors can affect one's behavior (Fletcher, Grigg, & Bull, 1988). Others
are therefore more likely to turn to leaders with high attributional complexity for help and advice (Fast, Reimer, & Funder, 2008).
Servant-compartmentalized leaders are therefore more adept at tailoring their behavior according to the situation and they
will be more selective in rendering service than servant-integrative leaders who, by default, will approach every situation with an
intention to serve. Arguably then, the former are more effective as leaders. In summary, the following proposition is offered:
Proposition 3 (P3). Self-concept clarity, self-esteem, cognitive complexity and attributional complexity are more strongly associated
with servant-compartmentalized leadership than with servant-integrative leadership.
3.5. Feedback
We now discuss how feedback by others influences servant leaders. Being consistently true to oneself in any situation is very
important for identity (Aquino & Reed, 2002; Shamir et al., 1993). For leaders with servant identity, maintaining a consistent link
between their conception of self and their actions/behaviors in the world is very important. This link may also be consolidated
through the feedback of others.
How would feedback influence servant-integrative and servant-compartmentalized leaders? Servant-integrative leaders, as
argued previously, tend to see the need to serve in every situation, even if such actions are detrimental to the larger organizational
goals. Their primary allegiance is to the concerned individual rather than the organization (Parolini et al., 2009; Smith et al.,
2004). They focus on individual needs, nurturing the welfare of individuals, thus developing strong affective relationships with
others (Schaubroeck et al., 2011). However, because they tend to approach all situations with the need to serve, their failure to
exercise leadership behaviors that require the enactment of different leadership identities prevents them from being effective
leaders in certain situationsfor example, if their focus on the well-being of individuals prevent them from making difficult job
cuts in organizational restructuring. Therefore, they are bound to receive conflicting feedback: while their servant behaviors may
be affirmed by others, they may also be criticized for their inability to tackle difficult issues. Affirmation of their servant behaviors
will consolidate their servant identity, but their inability to lead in difficult situations may result in them questioning their
effectiveness as leaders. This ambivalent mixture of positive and negative feedback is typical for leaders who have integrative
553
identities. This conflicting feedback results in servant-integrative leaders exercising an ineffective mixture of approach and
avoidance leadership behaviors (Hannah et al., 2009), and their failure to deal with certain situations is bound to rock their
self-worth, creating a degree of emotional dissonance in servant-integrative leaders.
However, feedback for servant-compartmentalized leaders may result in different outcomes. Servant-compartmentalized leaders
are more capable of exercising servant behaviors discriminately, and are sophisticated enough to enact identities that are appropriate
to the situation at hand. Research has also shown that multiple and differentiated identities are associated with well-being
(Raphael-Mor & Steinberg, 2002), as negative feedback from one aspect of oneself is less likely to spill-over to another (Hannah et al.,
2009). Because of their servant qualities, servant-compartmentalized leaders are able to build affective-based trust with others
(Schaubroeck et al., 2011). Also, being effective in their leadership, they will likely build competency-based trust with others. This
results in positive feedback of both their servant behaviors and quality of leadership, which in turn, reinforces their sense of selves.
With constant affirmation by others, servant-compartmentalized leaders can develop complex cognitive scripts on how to
behave in given situations by repeating previous successful behaviors. Given that they have a clear sense of self and are able to
keep their emotions in check, they can appropriate their behavior according to the specificities of the situation and are thus able
to remain in control of the moment. Over time, servant-compartmentalized leaders build up a significant knowledge bank of
social situations (i.e., cognitive scripts), which enables them to respond to future situations in an appropriate manner. In
summary the following propositions are offered:
Proposition 4 (P4). The type of feedback for servant-integrative leaders differs from servant-compartmentalized leaders. Servantintegrative leaders tend to receive conflicting feedback while servant-compartmentalized leaders tend to receive affirmative feedback of
their leadership effectiveness.
Proposition 5 (P5). For servant-integrative leaders, conflicting feedback will result in emotional dissonance, while servantcompartmentalized leaders' affirmative feedback will result in affirmation of their self-worth.
3.6. Organizational context
Leadership does not happen in a vacuum but is influenced by the context in which it operates. In this section I describe how
the organization's context can influence servant leadership behaviors. Servant leadership can arise in various situations, from
civic engagement to engagement within organizations. It should be noted that this paper does not consider civic engagement that
involves collaboration between partners from multi-sectors for the common public good. Such civic engagement is different from
traditional theories of leadership, as collaboration partners have no hierarchical relationship and the reasons for collaboration
may not necessarily intersect (Sun & Anderson, 2012b). Instead, this paper focuses on engagements within an organization, both
in the private and public sectors, which affect servant leadership.
Although situational cues will prompt particular identities to be enacted, the organizational context in which the leader is
situated will moderate self-concordant behaviors (Russell & Stone, 2002) (see Fig. 1). At present, there is little research that
examines how organizational contexts affect the leaders' display of servant behaviors. The upshot of this is that the different
organizational factors that can either constrain or encourage this style of leadership are only starting to be identified now. Russell
and Stone (2002), for example, suggest that the organization's communication systems and organizational values may either
promote or hinder servant leadership behaviors. Van Dierendonck (2011) asserts that an organizational culture that is humanelyoriented and that has low power distance facilitates servant leadership behaviors. An organizational culture that is humanelyoriented encourages staff to show each other care and concern, friendliness, tolerance for mistakes, and sensitivity to others'
needs. In such a culture, servant behaviors flourish. Likewise, Van Dierendonck (2011) argues that low power distance also
encourages servant leadership behaviors. Low power distance puts leaders and their subordinates on a more equal footing,
minimizing the need for self-protection and encouraging personal growth and development. Wong and Page (2003) suggest that
an organization with an authoritarian culture and a hierarchical structure tends to promote a dominant belief and marginalize
alternatives and it demands obedience and compliance from direct reports. This, they argue, is not conducive to servant
behaviors. A recent empirical study by Pekerti and Sendjaya found that national cultures can influence certain dimensions of
servant leadership. They found that an individualistic national culture encourages the authentic-self dimension of servant
leadership, while a national culture that encourages distance to be maintained between the elite and the dregs of society
predisposes servant leaders to exert more of a transformative influence on their direct reports (Pekerti & Sendjaya, 2010).
What is obvious from previous studies is that particular aspects of the organization's context do influence leaders to display
servant behaviors, although very little empirical work has been done to find out how. The particular systems, processes, beliefs,
culture and structure of an individual organization have an impact on the enactment and efficacy of leadership styles since
leadership does not take place in a social vacuum but within these social contexts (Humphreys, 2005). Most studies on servant
leadership tend to overlook the impact of organizational contexts, an omission that I now address.
The organizational context framework introduced by Ghoshal and Bartlett (1994) is useful to understand how servant leaders
engage different contexts. Organizational context encompasses the structure, climate, and culture of the organization, and refers
to the systems, processes and beliefs that shape and influence individual behaviors within the organization (Ghoshal & Bartlett,
1994; Gibson & Birkinshaw, 2004). Within this organizational context are four main factors that shape staff behavior: discipline,
stretch, support and trust. Firstly, discipline is the establishment of a clear standard of performance measures, a system of honest,
transparent and rapid feedback, and requires consistency when sanctions are applied. Stretch comes into play when individuals
554
set and strive to reach ambitious goals and objectives. When individuals in the organization share common goals, this facilitates a
collective identity, and when individuals feel personally involved and invested in the goals and growth of the organization, then
stretch is achieved. When support is present, members assist and back each other up. In such a context, senior managers would
give greater priority to providing support and guidance to direct reports, as opposed to being primarily concerned with exercising
their authority in order to maintain the hierarchical structure at hand. Subsequently, individuals are given the freedom to take
initiatives. Finally, trust is established when individuals are involved in decisions that affect them, and positions are occupied by
individuals who have the required capabilities. Individuals in the organization can rely on the commitment of one another and
feel secure in this knowledge.
In an empirical study, Gibson and Birkinshaw (2004) found that these four dimensions of organizational context only
generated two distinct factors. They grouped together discipline and stretch, referring to this combination as the performancecontext of the organization, and they synthesized support and trust, referring to this combination as the social-context of the
organization. The performance and social contexts of the organization are regarded as situational variables that directly influence
behavior (Johns, 2006). If an organization placed too much emphasis on the performance of its staff, Gibson and Birkinshaw
suggest that this would result in staff burnout and disillusionment. Conversely, an organization that contained too much of the
social-context would result in a country club atmosphere in which no work gets done (Gibson & Birkinshaw, 2004, p. 213).
Gibson and Birkinshaw found that organizations which were able to achieve an optimal combination of discipline, stretch,
support and trust were more adept in aligning their practices to contemporary practices and they were better placed to adapt to
the changing environment (Gibson & Birkinshaw, 2004). Organizational contexts have been found to moderate the effectiveness
of the leadership styles of managers (Sun & Anderson, 2011) as well as the effectiveness of learning processes in organizations
(Berson et al., 2006). Clearly then, organizational contexts, in influencing the behavior of both managers and staff, deserve further
scholarly attention (Ghoshal & Bartlett, 1994).
An organization that has an effective social-context provides a supportive environment for servant behaviors to flourish. Here,
priority is given to providing support and assistance without exhibiting authoritarianism, freedom is given for decision making,
and individuals are provided with opportunities to develop their abilities to function effectively in their positions. In such an
organizational context, individuals are given freedom to experiment, they are not punished for mistakes borne out of good
intentions, and systems and processes are set up for transparency, information sharing, and work efficiency (Gibson &
Birkinshaw, 2004). Such a social-context facilitates servant behaviors (Van Dierendonck, 2011), and the organization's gravitation
towards considering the needs of others enables servant leaders to display self-concordant behaviors.
An organization that places emphasis on its social-context must balance this with an appropriate level of performance context
(Gibson & Birkinshaw, 2004). Social-context, which encourages servant behaviors, creates a high level of social-connectedness.
Social-connectedness promotes common thinking, and this will result in ideas generated that will incrementally improve the
existing competencies of the organization. Social-connectedness is also useful when implementing and institutionalizing changes
to the systems and processes of the organization as a result of these ideas (Jansen, Van den Bosch, & Volberda, 2005). Such a high
social-context is therefore beneficial when the external environment in which the organization operates is less volatile, and
where no radical thinking/changes are required. However, if the external environment is characterized by complex technological
and market changes then the organization may require changes that are more radical. For this, the social-context must be
balanced by the organization's performance-context (Gibson & Birkinshaw, 2004), requiring the organizational members to
stretch to achieve ambitious goals while maintaining discipline in delivering on expectations. Individuals must be held
accountable for their goals and objectives through a rigorous appraisal system, initiatives must be effectively monitored and
institutionalized, and there must be alignment with the vision and purpose of the organization. Such a performance-context is
important to drive improvement and change, especially when the external environment is unstable. This requires leadership to
instill a common-purpose, shared goals and objectives, and a more topdown approach to leadership, which may be seen as a
situation that is conducive to the imposition of dominant beliefs (Humphreys, 2005). Such an approach has been argued in
literature to be antithetical to servant leadership (Humphreys, 2005; Wong & Page, 2003).
Effective leadership entails an optimal balance of the social-context with the performance-context. Current research is silent
as to how servant leaders can handle both the social and performance context effectively. Humphreys (2005), for example,
suggests that the servant leadership style is only suitable in a high social-context organization and that it is only effective when
the external environment is stable. This implies that servant behaviors are suitable only in a narrow range of contexts, and as this
paper has argued, they are typical of servant-integrative leaders.
I argue that servant-compartmentalized leaders are more proficient in balancing the soft and hard aspects of organizational
contexts. They are better able to compartmentalize their roles as leaders and servants, and effectively switch leadership behaviors
between the social-context and performance-context of the organization. In comparison, servant-integrative leaders are likely to
have difficulty in effectively balancing the social and performance-contexts of their organization. Their inclination to serve the
needs of others first and foremost may hinder them from taking actions that serve the wider goals of the organization, even
though the situation calls for it. In summary, the following propositions are offered:
Proposition 6 (P6). The social-context of the organization (characterized by trust and support) moderates self-concordant behaviors
so that the higher the social-context, the more inclined the servant leader will be to display servant behaviors.
Proposition 7 (P7). Servant-compartmentalized leaders are better able to engage in servant leadership behaviors in an organizational
context characterized by discipline, stretch, trust and support (i.e., high social and performance contexts) than servant-integrative leaders.
555
Acknowledgement
I would like to thank Prof. Marc Anderson and Dr Kathy Ooi for their constructive comments that helped shape the writing of
this article. I'm also grateful for the feedback provided by the Associate Editor and the three anonymous reviewers, whose
valuable comments made the article better. Any errors remain my own.
556
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