Professional Documents
Culture Documents
Transverse Dimension
Leslie A. Will and Zane E Muhl
Many methods are available for achieving maxillary expansion. Dental
expansion can be accomplished using a variety of appliances depending on
the amount of expansion desired and the age of the patient. Significant
skeletal expansion may be achieved with a fixed jackscrew expander, though
the amount of skeletal expansion and the stability of such expansion is
variable. No skeletal expansion should be expected in a patient who has
reached skeletal maturity. (Semin Orthod 2000;6:50-57.) Copyright 2000 by
W.B. Saunders Company
Treatment Modalities
Many studies have b e e n carried out to evaluate
the p e r f o r m a n c e of appliances in e x p a n d i n g the
maxillary dental arch a n d / o r the maxilla. It is
often difficult to c o m p a r e appliances, because
c o m p a r a b l e m e a s u r e m e n t s often do not exist.
50
Most often m e a s u r e m e n t s were taken from dental casts, but in a few instances, frontal cephalometric radiographs were available. For the purposes of this review, those studies that include a
long-term follow-up are of particular interest,
because stability of the e x p a n d e d arch is a
p r i m a r y concern.
JackscrewAppliances
Two general types of jackscrew appliances are
most often used to expand the maxilla. In
patients in w h o m growth has not ceased, skeletal
expansion is achieved along with dental expansion. Tooth-borne, or Hyrax, appliances are fixed
to the teeth only, either by orthodontic bands, or,
in the studies reported, by b o n d a b l e acrylic pads
that cover the occlusal surfaces of the buccal
segments and extend over the buccal and lingual
surfaces of the teeth. Tissue-borne appliances,
particularly the Haas-type appliance, include an
acrylic button, m o l d e d to the palate, in which
the jackscrew is e m b e d d e d and to which the
bands are attached. P r o p o n e n t s of the tissueb o r n e appliance claim that greater skeletal expansion is achieved with the Haas-type appliance
than the tooth-borne expander, because force is
transmitted m o r e directly to the palatal shelves.
The fixed jackscrew appliance can produce a
significant m o l a r e x p a n s i o n , with r e p o r t e d
amounts ranging from a m e a n of 4.69 m m 1 to 7.9
m m . 9 Skeletal expansion ranged f r o m 46% 3 to
58% 4 of dental expansion, though m a n y studies
did not measure this, and these authors evaluated this on dental casts. Assessing skeletal expan-
MaxiUary Expansion
sion f r o m d e n t a l casts is p r o b l e m a t i c , b e c a u s e
even if t h e a p p r o p r i a t e l a n d m a r k s a r e r e g i s t e r e d
o n t h e casts, t h e overlying soft tissue o b s c u r e s t h e
u n d e r l y i n g b o n y s t r u c t u r e s , a n d is n e c e s s a r i l y
i n c l u d e d in t h e m e a s u r e m e n t . N o n e o f t h e
studies e m p l o y i n g a f i x e d j a c k s c r e w a p p l i a n c e
m e a s u r e d skeletal e x p a n s i o n d i r e c t l y f r o m f r o n tal r a d i o g r a p h s , even t h o u g h this a p p l i a n c e t h e o retically s h o u l d b e t h e m o s t effective f o r p r o d u c i n g skeletal as well as d e n t a l c h a n g e . A s u m m a r y
o f d e n t a l a n d skeletal e x p a n s i o n a n d r e l a p s e
r e p o r t e d f o r t h e two types o f f i x e d j a c k s c r e w
a p p l i a n c e s is s h o w n in T a b l e 1.
A significant side effect o f m a x i l l a r y o r t h o p e dic e x p a n s i o n has b e e n d o w n w a r d d i s p l a c e m e n t
o f t h e maxilla. This is c a u s e d by t i p p i n g o f t h e
p o s t e r i o r t e e t h as t h e two halves o f t h e m a x i l l a
s e p a r a t e . This bite o p e n i n g can b e f a v o r a b l e
w h e n t h e p a t i e n t has a Class II! skeletal p a t t e r n ,
b u t is m o r e f r e q u e n t l y u n d e s i r a b l e b e c a u s e Class
II p a t t e r n s p r e d o m i n a t e . It has b e e n h y p o t h esized t h a t b o n d e d j a c k s c r e w a p p l i a n c e s p r e v e n t
this b i t e o p e n i n g for two r e a s o n s . First, it is a
m o r e r i g i d a p p l i a n c e a n d is t h o u g h t to p r e v e n t
d e n t a l t i p p i n g . I n a d d i t i o n , its t h i c k n e s s i n t r u d e s
o n t h e freeway space, t u r n i n g t h e e x p a n d e r i n t o
a f u n c t i o n a l a p p l i a n c e . As t h e p a t i e n t bites o n
t h e occlusal acrylic, m u s c l e f o r c e s will p r e v e n t
the maxilla from being inferiorly displaced.
S a r v e r a n d J o h n s o n 17 e v a l u a t e d t h e skeletal
c h a n g e s t h a t o c c u r r e d in 20 a d o l e s c e n t s d u r i n g
51
r a p i d p a l a t a l e x p a n s i o n with a b o n d e d H y r a x
a p p l i a n c e . T h e y c o m p a r e d t h e s e c h a n g e s with
t h o s e r e p o r t e d by Wertz, 8 w h o u s e d s i m i l a r
m e a s u r e m e n t s to e v a l u a t e skeletal c h a n g e s with
a banded jackscrew appliance. Sarver and
J o h n s o n 17 f o u n d t h a t vertical d i s p l a c e m e n t o f
t h e m a x i l l a , as m e a s u r e d by t h e d i s t a n c e b e t w e e n
t h e SN p l a n e a n d PNS, was significantly less in
those patients who had the bonded appliance.
O t h e r i n d i c a t i o n s o f vertical c h a n g e , such as t h e
mandibular plane angle and the distance from
SN to ANS, w e r e n o t significantly d i f f e r e n t .
However, t h e y c o n c l u d e d t h a t t h e d o w n w a r d a n d
anterior displacement of the maxilla may be
m i n i m i z e d o r n e g a t e d with t h e use o f t h e b o n d e d
a p p l i a n c e . 17
A s a n z a et al 7 also c o m p a r e d t h e effect o f a
b o n d e d H y r a x a p p l i a n c e with t h a t o f a b a n d e d
Hyrax, s t u d y i n g 14 a d o l e s c e n t s . T h e y f o u n d t h a t
t h e b o n d e d g r o u p d i s p l a y e d less i n c r e a s e in t h e
total facial h e i g h t as m e a s u r e d b e t w e e n A N S a n d
m e n t o n , as well as less i n f e r i o r m a x i l l a r y displacem e n t at p o s t e r i o r nasal spine. It a p p e a r s t h a t t h e
b o n d e d a p p l i a n c e d o e s t e n d to m i n i m i z e infer i o r m o v e m e n t o f t h e maxilla, b u t results a r e n o t
u n i v e r s a l l y significant.
T h e r e d o n o t s e e m to b e a n y c o n s i s t e n t t r e n d s
in e i t h e r stability o r in t h e p r o p o r t i o n o f skeletal
e x p a n s i o n a m o n g t h e studies r e p o r t e d . This is
p r o b a b l y t h e r e s u l t o f a l a r g e n u m b e r o f variables
b e t w e e n t h e studies, such as r e t e n t i o n p r e -
Relapse (mm)
Sample Size
Dental
Skeletal
Dental
Skeletal
10
12
7
7
24
?
6.2
9.05
6.01 (banded)
5.94 (bonded)
4.7
7.9
2.7
NO
NO
0.8
0.22
NO
0.1
NO
NO
3.6
NO
0.3
4.34
0.69
NO
56
?
6.5
4.0
2.58
NO
1.88
1.0
0.56
NO
25
30
1
?
55
5
32
23
4.8
6.0
7.2
6.0
6.9
6.3
5.5
6.0
NO
3.0
2.1
NO
NO
NO
2.8
2.3
0.2
NO
6.0
1.2
1.2
0.64
NO
0
NO
NO
0.8
NO
NO
NO
NO
0.5
59
Will and M u h l
Removable Expanders
Several investigators used removable jackscrew
appliances to expand the maxilla, goysen 19placed
in 17 children, aged 6 years 4 months to 10 years
9 months (with a mean of 8 years 6 months), an
appliance with acrylic covering the posterior
maxillary occlusal surfaces to disarticulate the
occlusion. The screw was activated twice per
week for a total weekly expansion of 0.5 ram.
Basal expansion with this appliance was f o u n d to
be less than that resulting from the quad-helix.
Sandlk1o~lu and Hazar 5 included a treatment
group of 10 children with removable appliances
in their study reported above. The molar expansion with this appliance was 4.0 ram, and the
skeletal expansion was 1.5 mm. No relapse was
Nonscrew Expanders
A n o t h e r type of appliance widely used for maxillary expansion is the palatal arch (Table 2).
Made of .036- or .038-inch wire, it is attached to
the palatal aspect of the first molar bands, and is
activated by expansion before cementation. Lateral forces delivered by the wires against the
teeth serve to expand the dental arch. The
quad-helix incorporates four helices in the palatal arch, and is used primarily for y o u n g e r
children for dental expansion.
It is noteworthy that Boysen et a119 f o u n d
more basal expansion with the quad-helix than
with a removable jackscrew appliance. However,
it is not known how m u c h dental expansion was
attempted, because each type of appliance was
activated merely until the crossbite, and accompanying lateral shifts were corrected. It should also
be noted that Adkins et al z2 reported that buccal
teeth tipped an average of 7.3 as the mean
expansion of 6.5 m m was achieved.
Most of the patients who received treatment
with the quad-helix appliance were in the deciduous or mixed dentition, and none were older, on
average, than approximately 12 years. Although
several studies did report skeletal change, either
sutural opening or increased maxillary width on
posteroanterior (PA) radiographs, there was little
in the way of posttreatment follow-up, so it is not
possible to determine how m u c h of the skeletal
expansion p r o d u c e d by this appliance is maintained in the long term.
The transpalatal arch is also used for dental
expansion. Ingervall et a124used this appliance to
Bell and Le
Compte2l
Adkins et a122
10
?
5.7
6.5
17
5.6
yes
30%-40%
yes
?
yes
(ratio)
?
10
5.3
1.9
1.1
0.4
11
yes
yes
Boysen et a119
Sandikcioglu
and Hazar5
Haberson and
Myers23:
W arch
Dental Skeletal
Relapse (mm)
Au~or
Dental
Skeletal
?
?
?
Maxillary Expansion
Slow Expansion
An alternative to traditional rapid palatal expansion, slow expansion uses lower, orthopedic forces
and takes months instead of weeks to accomplish
the same a m o u n t of expansion. Its p r o p o n e n t s
consider that with lower forces, there is less
sutural trauma and less dental tipping. A Minne
expander ( O r m c o Corporation, Glendora, CA)
is usually used for slow expansion, although a
traditional jackscrew appliance can also be used
and turned less frequently. The Minne expander
consists of a spring-loaded jackscrew attached to
four orthodontic bands. The jackscrew is turned
to compress the spring, which slowly expands
while delivering continuous force. Lower force
levels are possible because the jackscrew can be
activated in small increments.
Hicks 25 evaluated the stability of slow expansion in 5 subjects, aged 10 to 15 years. Dental
expansion ranged from 3.8 to 8.7 mm, with
skeletal expansion comprising 24% to 30% of
the dental expansion in the 10- to 11-years olds,
but only 16% in the 15-year-old. Mossaz-Joelson
and Mossaz z6 c o m p a r e d b o n d e d and b a n d e d
Minne expanders and f o u n d no difference in the
a m o u n t of dental and skeletal expansion or
relapse. Skeletal expansion comprised about half
of the dental expansion. Finally, Akkaya et al 6
compared arch changes in a group with a b o n d e d
Hyrax appliance with those from a group using a
b o n d e d Minne expander. Molar expansion was
not significantly different between the 2 groups,
with the slow-expansion group exhibiting 9.81
m m of expansion and 0.2 m m of relapse. No
skeletal changes were measured.
53
Functional Appliances
Several studies have reported that significant
dental expansion can be achieved with various
functional appliances, and in several instances,
significant skeletal expansion was achieved as
well (Table 3). Although relapse data were incomplete at best, it appeared that dental relapse
could be significant, ranging from 19% to 100%.
In fact, Owen 3~ noted that while transverse increases gained with the Frankel appliance could
alleviate arch-length deficiencies, it could not
correct a crossbite.
BeGole et aP 2 reported on the a m o u n t of
molar expansion normally occurring during fixed
edgewise therapy. They f o u n d that in nonextraction cases, the maxillary molar width increased
by 2.96 mm, and in extraction therapy, the
molars narrowed by 0.22 mm. After treatment,
the nonextraction patients demonstrated 0.52
m m of relapse, while extraction patients showed
an additional expansion of 0.67 mm. Kirjavainen
et aP a reported on expansion achieved with a
Kloehn-type cervical headgear. Dental expansion ranging from 2.8 m m to 5.1 m m was
reported, but no skeletal expansion or anaounts
of relapse were reported.
Timing of Expansion
To discuss the optimal timing for maxillary
expansion, it is useful to review the transverse
growth of the maxilla and the face. Bj6rk and
Skieller 34 reported in 1974 on their study of nine
boys. Frontal cephalometric radiographs were
Table 3. Expansion and Stability of Functional
Appliances
Author
2.0
1.2
NO
NO
2.3
NO
0.9
NO
?
?
1.9
3.6
NO
NO
0.6
0.7
NO
NO
0.45
NO
0.45
NO
3.9
4.4
NO
NO
3.3
3.7
NO
NO
54
MaxiUaryExpansion
55
Conclusion
Many treatment modalities are available for
achieving expansion. Significant skeletal expansion may be achieved with a fixed jackscrew
expander, though the a m o u n t of skeletal expansion achieved and the stability of such expansion
is variable. Dental expansion can be achieved
using a variety of appliances d e p e n d i n g on the
a m o u n t of expansion desired and the age of the
patient. No skeletal expansion should be expected in a patient who has reached skeletal
maturity.
References
1. BergerJL, Pangrazio-KulbershV, Borgula T, KaczynskiR.
Stability of orthopedic and surgicallyassisted rapid pala-
56
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3.
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19.
Will and M u h l
20.
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24.
25.
26.
27.
28.
29.
30.
31.
32.
33.
34.
35.
36.
37.
Maxillary Expansion
57