Professional Documents
Culture Documents
JWBT335-CompPhys-3G-v1
* Correspondence
to stefan.frantz@uk-halle.de
Dept. of Internal Medicine I, University Hospital Wurzburg,
Germany
2 Comprehensive Heart Failure Center, University of Wurzburg,
Germany
3 Universitatsklinik und Poliklinik fur Innere Medizin III,
Universitatsklinikum Halle (Saale), Halle (Saale), Germany
Published online, January 2016 (comprehensivephysiology.com)
DOI: 10.1002/cphy.c140055
Copyright American Physiological Society.
1
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Table 1
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tion
Class
I.
II.
III.
IV.
Table 2
Major criteria
Minor criteria
Basal crepitations
Cardiomegaly
Nocturnal cough
Hepato(Spleno)megaly
Pleural effusion
Hepatojugular reux
Weight loss >4.5 kg/5 days in
response to treatment
Table 3
Stage
Description
188
In this stage, not only the primary disease should be properly treated, but a symptomatic therapy should be carried out
to maintain the patients physical capacity and to reduce
symptoms of cardiac congestion. Beside adequate medical
treatment, a cardiac resynchronization therapy should also be
discussed. Stage D means an end-stage heart failure, when the
maximal supportive and causative therapy is unable to provide
a stable state, and cardiac decompensation is not controllable,
reducible, or reversible for a long time. Cardiac transplantation or mechanical circulatory support must be urgently
considered and carried out.
In conclusion, the definition of heart failure according to
the European Society of Cardiology (ESC) Task force (2012)
includes: (i) Symptoms of heart failureat rest or during
exercise and (2) objective evidence (preferably by echocardiography) of cardiac dysfunction (systolic and/or diastolic)
at rest (both criteria 1 and 2 must be fulfilled), and (3) in case
where the diagnosis is in doubt, response to treatment directed
toward heart failure (82).
Heart failure is a highly frequent, epidemic disease in
the modern world putting constantly pressure on clinical and
public health systems with its significant mortality, morbidity,
and need for hospitalization. The lifetime risk of developing
heart failure is approximately one in five for a 40-year-old
in Europe and North-America (85). The main risk factors of
heart failure include coronary artery disease (CAD), hypertension, diabetes mellitus (55), family history of cardiac diseases,
obesity, chronic pulmonary diseases, or use of cardiotoxins.
Among patients with diagnosed heart failure more than
50% present with low ejection fraction (EF) (i.e., HFREF=heart failure with reduced ejection fraction), and a little
less than 50% have preserved systolic function, mostly by
reduced diastolic performance (HF-PEF = heart failure with
preserved ejection fraction). There are some remarkable epidemiological and etiological differences between HF-REF
and HF-PEF, namely, patients with HF-PEF are mostly older,
more often female or obese, and have hypertension or atrial
fibrillation as an underlying cause of their cardiac dysfunction. It leads more often to cardiac decompensations and hospital admissions, therapy resistance and incompliance occur
also more frequently (121). In contrast, the clinical population
with HF-REF is mainly characterized by an exactly defined
cardiac disease as a cause: CAD, uncontrolled hypertension,
or heart valve failure.
There are some differences in the incidence and prevalence of heart failure considering special populations of age,
sex, and ethnicity. Studies on heart failure indicate that the
prevalence and incidence of heart failure and its concomitant
diseases are significantly higher in the older population (64).
Traditionally, 65 years of age has been considered as cut-off
age for the definition of elderly, here occurs in approximately
10% an impaired cardiac function. It is usually accompanied
by severe complications, frequent hospitalizations, and different concomitant diseases. Heart failure has similar prevalence rate in both sexes, but there are some small differences
in the development and specific features of the disease. Men
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Table 4
Causes of diastolic
diseases
Diabetes mellitus
Diabetes mellitus
Arterial hypertension
Arterial hypertension
Arrhythmia
Hypertrophic cardiomyopathy
Inammatory diseases
Restrictive cardiomyopathy
Peripartum cardiomyopathy
Constrictive pericarditis
Hematological diseases:
Anemia, Polycythemia vera,
Beta-Thalassemia
Arterial hypertension
Hyperthyreosis, thyrotoxicosis
Cardiomyopathies
Glomerulonephritis
Pericardial diseases
Pregnancy (physiologic)
Extreme obesity
Causes of left- and right-sided heart failure
Causes of left-sided heart
failure
Hypertension
COPD
Myocarditis
Pulmonary hypertension
Hypothyroidism
Pulmonary embolism
Neuromuscular disease
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r Hypercholesteremia
r Obstructive sleep apnea
r Drug abuse and excessive alcohol consumption
r Connective tissue disorders (systemic lupus erythematosus,
sarcoidosis, and amyloidosis)
Classication
Heart failure can be classified according to several pathophysiological or functional perspectives, such as the affected
circulatory system (right-left), cardiac function (systolicdiastolic), or the underlying pathophysiological factor
(pressure-induced/volume-induced).
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Table 5
Failure
Localization
Compensated
Decompensated
Cardiac
Frank-Starling mechanism
Reduced EF
Ventricular hypertrophy
Ventricular dilation
Tachycardia
Arrhythmias
Vasoconstriction
Perfusion redistribution
Peripheral hypoperfusion
RAAS
Hypertension,
vasoconstriction
Vascular
Hormonal
Autonomic
Vasopressin (ADH)
Volume overload
Circulating
catecholamines
Tachycardia
Natriuretic peptides
Hyponatremia
Increased sympathetic
adrenergic activity
Tachycardia
Tachycardia
Pulmonary manifestations
Pulmonary congestion
Due to the increased alveolar capillary pressure, fluid
transudation and accumulation develops in the pulmonary
interstitium and perialveolar space, and pulmonary crackles
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Cardiac asthma
The most severe manifestation of acute congestive heart failure is cardiac asthma. It is characterized by severe wheezing, coughing, and dyspnea due to progressive bronchospasm.
Bronchospasm is thought to occur as a combination of elevated bronchial and pulmonary vascular pressure, narrowed
airways by reduced lung volume, and obstruction from intraluminal edema (68).
Cheyne-Stokes respiration
The periodic Cheyne-Stokes respiration occurs typically in
advanced heart failure, and is caused by the PCO2 insensitivity or depression of the respiratory center. The cycles of the
respiration are made up of an apneic phase, in whichdue to
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Cardiac symptoms
Heart failure is often accompanied by cardiomegaly, the
enlargement of the heart. It is best seen in chest X-ray, where
the cardiothoracic index is significantly elevated (>50%). In
cardiomegaly, the punctum maximum of the maximal impulse
is usually displaced left-lateral, and may have a prominent palpable pulsation. The first heart sound is usually soft, especially
if the patient is tachycardic. A third (94) or even fourth heart
sound or protodiastolic gallop may also present in patients
with heart failure. It is best audible at the apex and occurs
mostly in volume overload. Moreover, murmurs of mitral or
tricuspid regurgitation may be auscultated.
Vascular signs
Vasculature
The regulation of the vascular tone and thereby the adaptation
to several mechanical changes and altered pathophysiological circumstances are regulated by the vascular endothelium.
The elevated peripheral resistance or afterload in heart failure
leads to activation of the neurohormonal system, such as to
increased production of vasoactive molecules, in which the
vascular endothelium plays an important role.
Jugular veins
The filling of the jugular veins represents the right atrial pressure. It can be examined in a half-lying half-sitting position
in 45 grades, with the head looking to the other side of the
examined vein. It is expressed in centimeters of water, and
normally takes around 8 to 10 cmH2 O. Dilated jugular veins
occur in advanced heart failure as a consequence of elevated
abdominal pressure. It is often called positive abdominojugular or hepatojugular reflux sign and defined by a significantly
increased jugular venous pressure (>12 cmH2 O) for at least
15 s after abdominal (mainly in the liver region applied) pressure. Phlebectasia of the internal jugular vein can also occur
in other conditions as well, for instance, in tricuspid stenosis,
constrictive pericarditis, superior vena cava obstruction, or
cardiac tamponade.
Anemia
Heart failure increases both the incidence and prevalence
ofusually moderateanemia (8), in NYHA class II to
III the prevalence of anemia makes up about 20%. Concomitant anemia is common especially in women, elderly
patients, or patients with renal failure (117). The causes
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include decreased vitamin, iron, etc. absorption due to cardiac congestion, increased blood loss by an anticoagulative
therapy, or chronic inflammation. Due to the existing anemia, oxygen transport, and/or oxygen utilization is depressed
in tissues, which significantly reduces the physical capacity.
According to the latest studies, iron supplementation appears
to have a positive impact on anemia (FAIR-HF), in contrast,
a pure anemia correction seems to be less promising; a final
judgment however, will depend on the results of currently
ongoing clinical trials (RED-HF, STAMINA-HeFT).
Extremities
The cardinal manifestation of heart failure is peripheral
edema. It occurs usually symmetric in the lower extremities
(ankles and pretibial), or may present presacral or scrotal in
bedridden patients. It is usually accompanied by skin pigmentation and induration over time, but disappears after diuretic
therapy. Not only cardiac, but peripheral muscles react to
heart failure. They respond with muscle mass reduction, reorganized muscle structure, and altered metabolic functions.
Furthermore, the extremities are often cold and pale; the acres
are cyanotic due to the vasoconstriction and centralization.
Gastrointestinal symptoms
Patients with advanced heart failure may also suffer from gastrointestinal problems. Systemic congestionincluding the
bowels or the liveris often accompanied by anorexia, nausea, or abdominal pain. In hepatomegaly, the congested liver is
not only enlarged, but also often tender, even painful, and pulsating (12). As a result of the elevated hepatic vein pressure,
ascites usually occurs. As a late sign, jaundice may develop,
resulting from altered liver function, congestion, and from
hypoxia due to impaired perfusion.
Cardiac cachexia
Patients with advanced heart failure usually have peripheral
muscle wasting, which is often restricted to the lower limbs
(disuse atrophy) or affects the whole body and other tissues
as well, called cardiac cachexia (10). The exact mechanism of
cardiac cachexia, one of the severe manifestations of advanced
heart failure, is not known, but there are some mechanisms
which affect its development. Increased metabolic rate, nausea, vomiting, anorexia, malabsorption due to abdominal and
liver congestion, and induced proinflammatory processes are
certainly involved. Cardiac cachexia is associated with poor
prognosis of the disease.
Renal failure
Renal failure is an independent risk factor for heart failure,
which strongly influences the clinical outcome of the disease.
An increased salt and fluid retention by impaired renal
function often leads to elevated filling pressure and systemic
volume overload. Vice versa, low-output cardiac failure
Cerebral symptoms
Cerebral symptoms such as confusion, sleep disorders, dizziness, altered mood, or disorientation occur often in patients
with heart failure, especially in elderly. The term cardiogenic dementia identifies the link between impaired cognitive function and cardiac dysfunction (28). This association with heart failure is a consequence of the shared risk
factors, perfusion abnormalities, and rheological alterations.
There are two main manifestations of impaired cerebral function (ICF): acute and fluctuating, known as delirium, which
can be precipitated by an underlying medical illness; and
chronic ICF mostly by stable heart failure. Some border zone
manifestations are also known, such as the mild cognitive
impairment (MCI) or cognitive impairment but no dementia (CIND). Compared with the general population, depression is up to five times more common in patients with diagnosed heart failure. Depression increases significantly morbidity and mortality and causes a major decrease in quality
of life (43). The negative impact of depression on the course
of the disease is multifactorial and cannot be attributed only
to impaired health behavior. Indeed heart failure itself may
influence other pathophysiological factors, like imbalance of
the autonomic nervous system or inflammatory processes that
secondary cause depression. In addition to psychotherapeutic
treatments, antidepressants provide a therapeutic option, even
though many agents are contraindicated due to their potential
proarrhythmic effects (95). The benefit of these antidepressants is still unclear; results of clinical trials are pending.
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Table 6
Left
Isolated
Upward
Treatment with
positive inotrope
Isolated diastolic
dysfunction
Downward
Depressed
contractility
Decreased
contractility
increased
afterload
Increased
cardiac
performance
Isolated
Basic concepts
At the end of diastolic ventricular filling, myocytes reach their
maximal stretch length, which is determined by myocardial
compliance, the filling volume, and the resting force. The
distending force or filling volume, which occurs in this status, is the preload. Preload can be calculated as: preload =
(LVEDPLVEDR)/2h, where LVEDP is the left ventricular
end-diastolic pressure, LVEDR means left ventricular enddiastolic radius and h represents the left ventricular thickness. During ventricular contraction and transmission of the
stroke volume (SV) into the systemic circulation, left ventricular EF is determined by resistance and capacity of the
peripheral vasculature. It is called the afterload of the heart. It
is, therefore, a consequence of aortic compliance, wave reflection, and small vessel resistance (left ventricular afterload)
or similarly pulmonary artery parameters (right ventricular
afterload). Left ventricular afterload is increased in arterial
hypertension or aortic stenosis, where the left ventricle has
to overcome the elevated peripheral resistance and decreased
compliance. In contrast, in mitral regurgitation a decreased
ventricular afterload occurs. In conclusion, the three determinants of left ventricular function are myocardial contractility, preload, and afterload. In heart failure, they can also
lead to adaptive compensation or further progression. The
most important mechanisms influencing these factors are the
Frank-Starling mechanism and Laplaces law.
Frank-Starling mechanism
The relation between left ventricular pressure and volume
is presented in the Frank-Starling curve. It shows that the
major three parameters of cardiac function are venous filling
determining left ventricular end-diastolic volume (preload),
peripheral resistance (or afterload), and myocardial contractility. The ability of the heart to change its contraction force
and increase SV due to an elevated preload, is called FrankStarling mechanism. It describes the length (sarcolemma)tension (stretching)-force (contractility)-velocity (SV) relation in the heart (42). In which way the myocyte sarcolemma
elongates, is still unclear, but there are some theories like the
length-dependent reduction in lateral spacing between thick
and thin filaments, or calcium-induced cross-bridge attachment and detachment. There is no single Frank-Starling curve,
194
which explains the pathophysiologic adaptation of the ventricle. There is actually a shift along the standard curve, which
is defined by the afterload and inotropic state of the heart. A
plateau in the Frank-Starling curve may also develop in certain cases, if the heart simply reaches its maximum capacity to
increase its contractility in response to increasing stretch. The
plateau in the Frank-Starling curve also represents a reduction in the hearts systolic reserve. The changes, shifts in
the Frank-Starling curve and their causes are represented in
Table 6.
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Pressure-volume loop
LV pressure
(mmHg)
160
Normal
Decreased afterload
Increased afterload
Increased inotropy
Decreased inotropy
80
0
0
ESV 100
EDV
LV volume (mL)
200
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Table 7
Cardiac
Architectural
Functional
Ventricular dilation
Decreased SV and CO
Ventricular hypertrophy
Increased end-diastolic
pressure
Increased ventricular
stiffness
Impaired lling
(diastolic dysfunction)
Reduced EF (systolic
dysfunction)
Vascular
Constriction of arteriolar
resistance vessels
Impaired organ
perfusion
Increased systemic
vascular resistance
Increased afterload
Increased venous
pressure
Increased preload
Decreased venous
compliance
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Reverse remodeling
The term left ventricular reverse remodeling (LVRR) refers
to the improvement of the cardiac function after the complete
development of heart failure, due to compensatory mechanisms (101). It describes a broad spectrum of beneficial physiological alterations in the heart resulting in myocardial recovery. Structurally it is defined by reduced ventricular chamber
volumes and pronounced sphericity. It is characterized by
an improved -adrenergic sensitivity and therefore by better heart-rate responsiveness. Furthermore, it is associated
with a decline in inflammatory mediators, such as IL-1, IL-8,
or TNF. On a molecular level, reverse remodeling impacts
on myocyte size, function, excitation-contraction coupling,
bioenergetics, and a host of molecular pathways that regulate contraction, cell survival, mitochondrial function, oxidative stress, and several other features. Reverse remodeling
has already successfully been achieved by pharmacotherapy such as by renin-angiotensin-aldosterone system (RAAS)
inhibitors or -blockers, and by interventional-surgical therapy approaches like cardiac resynchronization therapy or the
implantation of left- or biventricular assist devices (5, 115).
There are numerous clinical and imaging factors, which can
predict LVRR, inter alia 2D-echocardiographic parameters,
such as left ventricular end-systolic volume or strain imaging,
which is able to identify global and regional left ventricular
function, scar burden, or myocardial viability (21, 97).
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Interstitial brosis
The cardiac interstitium is made up of three different components: the endomysium, the perimysium, and the epimysium.
The endomysium surrounds single cardiomyocytes, the perimysium groups of myocytes, and the epimysium envelops
the chambers of the heart. It gives a basic framework for
cellular components, maintains normal tissue tensile strength
and stiffness, and transmits the myocyte-generated contractile force. Furthermore, it also plays part in myocardial homeostasis by providing a surface for different processes, such
as cell migration, differentiation, proliferation, or signaling
pathways. It regulates fibroblast metabolism and turnover
(39, 130).
Heart failure is accompanied by the progressive accumulation of interstitial collagen fibers, which decrease the
myocardial contractility and compliance, and therefore cause
ventricular systolic and/or diastolic dysfunction (106). The
exact mechanism of these fibrotic changes is still unclear, but
there are two main theories. First, it is thought that a reactive collagen fiber accumulation occurs in the interstitium
and perivascular regions and leads to fibrotic changes. On the
other hand, an adaptive, reparative fibrosis due to myocyte
loss is suspected. Not only the amount of the cardiac collagen changes in heart failure, but also the quality with a
shift from insoluble to soluble collagen, leading to reduced
myocardial cross-linking and therefore an impaired ventricular contraction. The formed fibrotic tissue is a dynamic structure, metabolically active, contractile, and is able to adapt to
changing circumstances. Due to interstitial fibrosis, the capillary density also reduces, which results in an impaired oxygen
supply of the tissues and therefore hypoxia-induced structural
changes and apoptosis/necrosis of the cells.
Collagen turnover of the heart is regulated by several factors. Collagen synthesis is induced by growth factors, like
TGF (67), PDGF, FGF, by different cytokines, such as IL-1,
IL-4 (54), tumor necrosis factor (TNF) and also by hormones and some different regulating factors like aldosterone,
angiotensin II (131), or endothelin. The degradation of the
extracellular matrix collagens is controlled by matrix metalloproteinases (MMPs). The main function of MMPs is the
support of tissue remodeling, which occurs in several physiological (morphogenesis) and also pathological (metastasis)
conditions. In the heart, they present under physiological conditions in an inactive form in the ventricle, and become activated after myocardial injury. The activation of the MMPs
leads to collagen degradation and thereby increased chamber dimensions and reduced SV (34). For instance, MMP-9
Macrostructural changes
Left ventricular hypertrophy The primary architectural characteristics of cardiac remodeling are the measures
of left ventricular mass, volume, and their interrelationship,
resulting from the cardiomyocyte reorganization pattern (69).
A classification system involving these parameters has been
established by the American Heart Association. It defines cardiac remodeling on the basis of M-mode echocardiographic
measurements as an elevated left ventricle mass >115 g/m2 in
men and >95 g/m2 in women, or as a relative wall thickness
(RWT) of >0.42. From this categorization, three different
macrostructural responses to cardiac injury can be defined:
concentric (increased LV mass, increased RWT), eccentric
(increased LV mass, normal RWT), and combined concentriceccentric hypertrophy (23, 31). Eccentric hypertrophy can be
further divided into three different subtypes according to the
origin of the structural reorganization (Fig. 2).
Concentric hypertrophy occurs after pressure overload of
the heart, for example, by arterial hypertension or aortic stenosis. It presents with or without an increase of the myocardial
mass and is characterized by increased wall thickness with
parallel organized sarcomeres and myocyte thickening. The
diastolic PV curve shifts to the left along the volume axis. Furthermore, the ventricular diastolic pressure elevates without a
significant increase in the ventricle stiffness.
Eccentric hypertrophy due to physiological stimulus/athletes heart syndrome/AHS is a physiological adaptive condition presenting in young sportsmencommonly
in endurance athleteswith relevant sinus bradycardia,
exercise-induced cardiomegaly, and eccentric cardiac hypertrophy with increased CO. AHS is generally considered
benign, it does not affect the overall survival, but it is crucially
important to differentiate it from hypertrophic cardiomyopathy, a genetic heart disorder, which is a leading cause of
sudden cardiac death in young athletes (77, 79).
Eccentric ventricle structure reorganization after volume
overload (e.g., severe mitral regurge) results in increased cardiac mass and chamber volume. The changes in ventricle
wall thickness depend on the mechanism; it can be normal,
increased, and decreased as well. Sarcomeres are organized in
longitudinal series. Over time, wall-thinning develops and the
heart geometry takes up a more spherical shape, associated to
a continuous decline in left ventricular EF.
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Normal
Physiological state
Concentric
Arterial hypertension
Aortic stenosis
Eccentric
Increased mass
Increased chamber volume
Wall thinning
Longitudinal organized sarcomeres
Combined
Myocardial infarction
Figure 2
Ventricular dilation
Ventricular dilation may occur in response to three different
cardiac injuries: hypervolemia by impaired renal or cardiac
function, volume overload, for example, by aortic or mitral
regurgitation, or in dilated cardiomyopathy (idiopathic, alcoholic, etc.). In ventricle dilation, new myocardial sarcomeres
are added sequentially to preexisting sarcomeres. The modified structure first increases the ventricular compliance, but
over time the ventricular wall stress rises, and impaired oxygen supply occurs. The hearts mechanical and functional
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Table 8
Neurohormones
Norepinephrine (NE)
Renin
Angiotensin II (AT-II)
Arginine vasopressin/ADH
Aldosterone
ET-1
Myocyte strain
specic molecules
Cardiac injury
induced peptides
Proinammatory
mediators
CRP
Cytokines: TNF, IL-6
Chemokines: MCP-2, IL-8, NAP-2, GRO-
Fas (APO-1)
Oxidative stress
components
Myeloperoxidase
Xanthine oxidase and uric acid
Allantoin
Oxidized LDL
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Adrenergic
receptor
Benecial effect
Harmful effect
1c
Positive inotropy
Myocyte damage
Proarrhythmic
Vasoconstriction
Positive inotropy
Myocyte damage,
apoptosis
Positive chronotropy
Vasodilation
(epicardial)
Proarrhythmic
Positive lusitropy
2
Positive inotropy
Proarrhythmic
Positive chronotropy
Fibroblast hyperplasia
Vasodilation (small
vessel)
Antiapoptotic
Positive lusitropy
2AR
1AR
AC
Ca2+
Gi
Gs
Gs
Ca2+
ATP cAMP
SERCA
p
PKA
Ph
p
P13K
PLA2
Src
CREB
Troponin I
RyR
CaMKII
Ras
Akt
Raf
MAPKK
Apoptosis
Figure 3
200
Inotropy
Hypertrophy
Lusitropy
Inotropy
Apoptosis
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Effects of angiotensin II
The major bioactive molecule of the RAAS system with
endocrine, autocrine, paracrine, and intracrine effects is
angiotensin II. It has various effects in the whole body and
induces several pathways to regulate tension and sodiumfluid regulation. Angiotensin II is a general vasoconstrictor
in all arterioles with a marked effect on the renal efferent
arterioles. It stimulates the release of aldosterone, induces
the excretion of noradrenalin from the sympathetic nerve
terminals (33), and inhibits the vagal tone. As a result, the
intraglomerular pressure and glomerular filtration rises, which
results in decreased hydrostatic and increased oncotic pressure, and therefore an induced sodium and fluid reabsorption
into the peritubular capillaries. Sodium reabsorption occurs
eventually due to active and passive mechanisms. First, the
decreased perfusion of the vasa recta leads to decreased
sodium washout. Increased fluid reabsorption by peritubular capillaries increases the passive reabsorption of sodium.
Moreover, the Na+ / H+ -exchangers of the proximal tubules
and the thick ascending region of Henle-loop are stimulated
by angiotensin II and reabsorb sodium. Finally, the hypertrophy of other renal tubular cells through angiotensin II leads to
sodium reabsorption. Angiotensin II is not only a vasoactive
hormone, it has also been shown that cardiac angiotensin II has
local positive inotropic, negative lusitropic effect on the heart,
and increases the afterload that elevates further the energy
expenditures of the heart. Angiotensin II has also a direct
effect on cardiomyocytes: it promotes hypertrophy, myocyte
Further metabolization
Angiotensin II may undergo further cleavage producing
angiotensin III [Ang-(2-8)], IV [Ang-(3-8)], and angiotensin
(1-7). Angiotensin III is produced by aminopeptidase A, a
zinc-dependent, membrane-bound enzyme, by cleaving the
N-terminal acidic aspartate amino acid (103). Angiotensin
III has lower pressure effect than angiotensin II, but induces
aldosterone-production the same way and mass. Angiotensin
IV is a product of the cleavage of angiotensin III by aminopeptidase N that releases neutral amino acids from the N-terminal
region. The hexapeptide angiotensin IV has also moderate
angiotensin II-like effect. Angiotensin (1-7) is a heptapeptide
product of angiotensin II or I by endo- and carboxypeptidases, respectively. Its effects counterweigh the vasoactive
impact of angiotensin II by reversing the pathological processes including fibrosis and inflammation. Angiotensin (1-7)
influences tissue metabolism by increasing the glucose uptake
and lipolysis, and parallel decreasing insulin resistance and
dyslipidemia. It inhibits cell proliferation and angiogenesis;
therefore it is thought to be a promising target for cancer
therapy.
Receptors
The two majorG-protein receptor associatedreceptors
that mediate the effects of angiotensin II are the angiotensin
type-1 receptor (AT1R) and the angiotensin type-2 receptor
(AT2R) (122). AT1R is expressed mainly in the vasculature,
kidney, adrenal cortex, lungs, and in the brain, whereas AT2R
is located rather in the myocardium, and more usual in the
fetus and neonate (57). In the myocardium, AT1R is found in
nerves, but AT2R rather in fibroblasts and in the extracellular
matrix. The effects mediated by AT1R include vasoconstriction (due to the activation of the PLC signaling pathway) with
vascular smooth muscle cell proliferation, cell growth, aldosterone synthesis and secretion, vasopressin secretion, and catecholamine release. It leads to decreased renal blood flow and
renal renin inhibition as a negative feedback. AT2R activation
results in vasodilation, natriuresis, and bradykinin release. It
inhibits cell growth and differentiation. There are also other,
still incomplete characterized subtypes of angiotensin receptors, namely, the AT3 and AT4 receptors (26). The distribution
and functions of the angiotensin receptors AT1R and AT2R
are listed in Table 10.
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Angiotensinogen
Renin
Angiotensin I
ACE
Angiotensin 1-7
Angiotensin II
ACE 2
Further
metabolization
AT1
AT2
AT3+AT4
Vascoconstriction
Hypertrophy
Proliferation
Na+ retention
Oxidation
Inflammation
Thrombosis
NO
Antiproliferation
Vasodilation
Anti-inflammation
Antioxidative
Laminin
PAI-1
NO
ET
TIMP-1
Effects
APA
Angiotensin III
APN
Angiotensin IV
Heart
Interst
Fibrosy
Heart
Failure
Figure 4
Aldosterone
Other effects
(endothelial
dysfunction,
Salt and
fluid retention platelet
aggregation,
K+ secretion
etc.)
Kidney
Congestion,
electrolyte
imbalance
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Adrenal
Natriuretic peptides
As a mild cardiac dysfunction develops to congestive heart
failure, a relative imbalance occurs in the endogenous
vasoconstrictor-vasodilator regulation of the vessels, for the
benefit of vasoconstriction. The concentration of the vasodilative nitric oxide, bradykinin, and natriuretic peptides declines,
whereas vasoconstrictive agents increase their plasma concentrations. Natriuretic peptides are endogenous peptide hormones, which are released from the heart chambers as a
response of cardiomyocytes to myocardial stretch due to volume or pressure overload. They promote vasodilation and
natriuresis, so the atrial/ventricular filling decreases, and the
subsequent reduction in preload reverses, or at least slows
down cardiac remodeling. Additionally, BNP (brain natriuretic peptide) inhibits the RAAS (104) and the adrenergic activation. As important members of the compensatory
mechanisms in heart failure, the concentration of natriuretic
peptides has both diagnostic and prognostic relevance (59,
75). Plasma ANP (atrial natriuretic peptide) levels rise in the
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Table 10
Distribution
AT2R
Adrenals
Adrenals
Blood vessels
Uterus
Brain
Brain
Kidney
Kidney
Heart (nerves)
Liver
Table 11
Ischemic heart
diseases
Pulmonary edema
Cardiomyopathies
Acute mitral
regurgitation
Heart (broblasts,
interstitium)
Hypertensive heart
disease
Mitral stenosis
Hyperthyreosis
Cardiac amyloidosis
Constrictive
pericarditis
Peri-/myocarditis
Cardiac tamponade
Conditions
with heart
failure
Lung
Prostate
Function
Vasoconstriction
Vasodilation
Cell growth,
proliferation
Antiproliferation,
apoptosis
Differentiation,
development
Increased contractility
Antidiuresis
Increased aldosterone
release
Sympathetic
hyperactivity
Increased vasopressin
release
Increased NO release
ACTH release
Bradykinin production
Obesity
Conditions
without heart
failure
Advanced age
Pulmonary
hypertension
Acute coronary
syndrome
Aortic aneurysm
Acute pulmonary
embolism
Acute respiratory
distress syndrome
High-output states
Renal failure
Atrial tachyarrhythmia
targets involve pro- and anti-inflammatory cytokines, endotoxins, adhesion molecules, and chemokines (13).
early phase of the development of heart failure, therefore,
they have been used as marker for the diagnosis of asymptomatic left ventricular dysfunction (80). Dysregulation of
the natriuretic peptide system is associated with several cardiovascular and noncardiovascular diseases with and without heart failure, summarized in Table 11. The biological
effects of natriuretic peptides are mediated by membranebound natriuretic peptide receptors, NPRs. They activate a
cyclic guanosine monophosphate-dependent signaling pathway, which results in vasodilation, increased diuresis with
natriuresis, and hypotension. Both of them inhibit the RAAS,
endothelin secretion, and the systemic sympathetic activation.
Immunomodulation
The activation of the immune system in cardiac remodeling
came into focus in the past decade.
Activation of the innate immune system by so called
danger signals is responsible for inflammatory responses
in heart failure. Inflammatory cells, mediators and their interactions have been proven to play a crucial role in the development of heart failure. Therefore, novel pharmacotherapeutical
Cytokines
The concentrations of circulating proinflammatory cytokines
are significantly increased in heart failure; however, their
exact pathophysiological role, clinical significance and use
remain still unclear (109). Cytokines are low molecular
weight, biologically active proteins, which act in an autocrine
or a paracrine manner to modulate cell function. The most
important proinflammatory cytokines involved in heart failure are TNF, interleukin 1 (IL-1), and 6 (IL-6). These are
secreted from the myocardium and mononuclear cells.
TNF
TNF has a controversial, still not completely understood
function in heart physiology. It contributes to the development
of cardiac dysfunction but is also known for its cardioprotective effects (102). Under physiological conditions, the heart
does not produce TNF, in contrast, after an acute injury the
concentration of TNF raises significantly. Myocyte stretch,
ischemia, pressure, or volume overload are thought to potentiate TNF production as well (37). TNF was found to increase
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Chemokines
Interleukin-6/IL-6
Interleukin-1/IL-1
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failure. Moreover, the Rotterdam study was designed to investigate the relation between lower serum CRP concentrations
and clinical outcome of heart failure, and defined CRP as a
promising, independently associated predictor (56).
Adhesion molecules
Adhesion molecules are cell surface receptors, which ensure
the binding of leukocytes to each other, to the endothelium, or
to the extracellular matrix components. In heart failure, three
different adhesion molecule groups have been defined: The
immunoglobulin group, including the intracellular adhesion
molecules (ICAM-1, -2, and -3) and the vascular cell adhesion
molecules (VCAM-1) (9, 120). Integrin heterodimers, which
mediate lymphocyte adherence to the vascular endothelium,
especially LFA-1 and Gp IIb-IIIa in heart failure. Selectins are
single-chain transmembrane glycoproteins, involving three
different subsets according to the specific binding object,
namely the E-selectins (endothelial), P-selectins (platelet),
and L-selectins (leukocytes), respectively. These molecules
support the adhesion of leukocytes to the endothelium and
extravasation. It was suggested that elevated platelet surface
P-selectin indicates increased thrombogenicity and is specific for decompensated heart failure. However it has been
shown that platelet abnormalities relate rather to the associated comorbidities and occur in stable heart failure as well,
despite of antiplatelet medication usage (29).
Neutrophils
Neutrophils have a paradox role in heart failure due to
their dual and contrary functions in inflammatory processes.
Neutrophils principally destroy invading microorganisms by
secreting toxic chemicals, such as ROS or defensins. However, the mechanisms, with which neutrophils are able to kill
microorganisms in inflammation, has also the potential to
impair normal tissue structure. After acute injury of the heart,
neutrophils are recruited contributing to healing processes
and scar formation in the myocardium. It has been shown
that intense neutrophil chemotactic activation and LTB4 generation presenting in unstable angina pectoris or myocardial
infarction relate to cellular activation in myocardial ischemia
(84). Neutrophils are recruited in the infarcted myocardium
in the first hours after onset of ischemia and peak after one
day.
T-cell subsets
Whereas most research focused on the infiltration of innate
immune cells, it became recently clear that also adaptive
immune cells are involved in the pathophysiology of heart
failure. Activation of T-cells occurs mainly in lymph nodes
draining the heart. Especially regulatory T-cells seem to be
involved in healing after myocardial infarction by influencing
the conversion from proinflammatory M1 to pro-healing M2
macrophage (132). In contrast, ablation of B cells improved
healing after myocardial infarction (142).
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Na+
K+
Na+/Ca2+
exchanger
3
Na+
Ca2+
Ryanodine
Ca2+
Sarcoplasmic
reticulum
Ca2+
ATPase
Ca2+
K+
Na+
Ca2+
Ca2+ -uptake
pump
Na+/K+
pump
L-type Ca2+
channel
Figure 5
Sarcomere
Ca2+ Troponin
complex
myocardial proteins. With the cleavage of high-energy phosphates, the shortening of these proteins causes synchronized
global contraction of the heart (16).
An initiating cardiac action potential is generated by the
pacemaker cells of the heart and conducted to all cells in the
heart via gap junctions. By activating membranous T tubules,
Ca2+ is forced to enter the cell matrix via sarcolemmal Ltype calcium channels and in the early phase possibly via
sodium-calcium exchanger. The increase in Ca2+ concentration is detected by ryanodine receptors (RYRs) in the membrane of the sarcoplasmic reticulum. RyRs represent a class
of cellular calcium channels in various contractile tissues.
They are the major cellular mediators of the positive feedback
mechanism calcium-induced calcium release (CICR) in cells
(36). These receptors are activated by a calcium trigger and
release calcium molecules from the sarcoplasmic reticulum.
The released calcium molecules bind to Troponin C, which
moves to the actin-binding site of the tropomyosin complex
and induces conformational change. ATP hydrolyses at this
place and myosin heads pull the actin filaments toward themselves and thereby shorten the sarcomere length (see in Fig. 5).
Relaxation is also an energy-dependent process, in which calcium is actively transported back to the primary emerging
cell organelles (27). Calcium is mainly taken up by the sarcoplasmic reticulum by an ATPase pump (SERCA, sarcoendoplasmic reticulum calcium-ATPase) (99). At the end of
the cycleafter intracellular calcium concentration drops
all participants in the excitation contraction coupling return
into their steady state, a new ATP binds to the myosin head,
displacing ADP and the initial sarcomere length is restored.
206
Physiologically, cytosolic calcium concentration is regulated by beta-adrenoreceptor-coupled mechanisms. Betaadrenergic stimulation increases cAMP, which induces protein kinase (to modulate L-type calcium channels to release
calcium) or activates the IP3 signal transduction pathway, which can stimulate the release of calcium by the
sarcoplasmic reticulum through IP3. Moreover, the betaadrenergic-dependent activation of the cAMP-dependent protein kinase phosphorylates phospholamban, a protein located
on the sarcoplasmic reticulum that normally inhibits (72)
calcium uptake. This disinhibition of phospholamban leads
to an increased rate of calcium uptake. Therefore, betaadrenergic stimulation increases the contractility (positive
inotropy), and increases the rate of relaxation (positive
lusitropy).
In heart failure excitation contraction coupling is impaired
in some way (45, 134). It can be impaired by decreased
transport of calcium into the cell through L-type calcium
channels. Dysfunction or lower amount of the L-type calcium
channels play a central role in it; decreased cardiac L-type
Ca2+ channel activity induces cardiac hypertrophy and heart
failure in mice (46). The calcium sensitivity of Troponin C or
the myofilaments can also be reduced. Thus, calcium increase
in the surrounding of the troponin complex significantly
attenuates excitation contraction coupling. In some forms
of diastolic heart failure, the function of the sarcoplasmic
ATP-dependent calcium pump is impaired. This defect delays
the rate of calcium uptake by the sarcoplasmic reticulum and
reduces the rate of relaxation, leading to diastolic dysfunction
(86).
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Oxidative stress
Activated oxidative stress state has been proved in human
heart failure: in patients with ischemic and nonischemic
heart failure malondialdehyde-like activity, a marker of lipid
peroxidation, is increased. There are several other mechanisms and molecules, which have been demonstrated to
play an important role in human heart failure, such as
biopyrrins (oxidative metabolites of bilirubin), nitrotyrosins
(intracellular marker of oxidative stress), or xanthine-oxidase
activity. The exact mechanism of oxidative stress impairing cardiac function is not completely understood; however,
there are potential molecular processes, which take part in
it: the activation of proinflammatory mediators, repetitive
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ROS
MAPK
JNK, p38, Akt
RyR
NF-
AP-1
DNA
damage
PARP-1
activation
Nucleus
Sarcoplasmic
reticulum
Inflammation
Apoptosis
Necrosis
Figure 6
Contractile
dysfunction
Mitochondrium
Fibrosis
Apoptosis
ischemic and reperfusion periods, or auto-oxidation of catecholamines. The activation of redox-sensitive signaling pathways (e.g. mitogen-activated protein kinases) and transcription factors (e.g. NF-B) are implicated in the development of
cardiomyocyte hypertrophy (116). Decreased antioxidant
activity is also suggested to promote oxidative stress. Additionally, the well-known risk factors for cardiovascular diseases, like hypertension, diabetes, or obesity, are also associated with increased oxidative stress. One possible mechanism,
how oxidative stress and reactive metabolites impair cardiac
performance is through direct damage of cellular proteins and
membranes as well as cellular dysfunction and death. Another
mechanism is the potential of ROS to activate MMPs which
leads to the reorganization of the extracellular matrix. Oxidative stress mechanisms in heart failure are shown in Figure 6.
208
MMPs
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Table 12
Kinase activity
34-36
PKG 1
38
PKC
Autoinhibition
Kinase activity
59
8.85-87
Kinase activity
36, 59
40
PKA
Tyr311
32
PKD
Kinase activity
50, 51
CaMKII
76
ASK-1
Kinase activity
66-68
Mst1
Kinase activity
60
AKAP indicates a-kinase anchoring proteins: ASK-1, apoptosis signal-regulated kinase-1; CaMKII, Ca2+ - and calmodulin-dependent
protein kinase II; cTnC, cardiac troponin C; MHC, myosin heavy chain; Mst1, mammalian sterile 20-like kinase 1; PK, protein kinase:
ROS, reactive oxygen species; and Trx-1, thioredoxin-1.
Taken from Steinberg SF. Oxidative stress and sarcomeric proteins. Circ Res 112: 393-405, 2013.
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Comprehensive Physiology
Abbreviations
ADM: Adrenomedullin
AT: Angiotensin
NE: Norepinephrine
ET: Endothelin
releasing cytochrome c, which represents an initiating signal for the apoptosis mediator caspase family. The fact, that
mitochondrial high-energy phosphate formation is the major
source for energy supply for cardiomyocytes, suggests that
pathological changes in mitochondrial energy metabolism are
strongly related to myocyte dysfunction, apoptosis, and development of heart failure (90, 92).
210
Antioxidant systems
The role of the endogenous antioxidant systems is to counterweigh the deleterious effects of ROS: the enzymatic and
nonenzymatic antioxidants are the executor of the scavenge
mechanisms of ROS. The intrinsic antioxidant effectors
include enzymes such as catalase, glutathione peroxidase,
superoxide dismutase, or nonenzymatic antioxidants like
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Conclusions
Initially, heart failure was viewed as a consequence of salt and
water retention resulting from an impaired renal perfusion, in
sense of a renocardial syndrome. Later on, the hemodynamic
theory unfolded, which explained cardiac dysfunction as a
combination of reduced CO and increased afterload. Both of
these concepts describe cardinal features of heart failure, but
neither of them explains its constant progression. Therefore,
a novel progressive model of heart failure was established.
The development of heart failure follows a primary cardiac
event. It can occur acutely such as in myocardial infarction,
or chronically such as in cardiomyopathies.
Independently of the underlying cause, conserved macroand microstructural, cellular, and molecular processes are set
into motion, following the same pathway and resulting in
an impaired contractile function, increased peripheral resistance, and reduced peripheral organ perfusion. The compensatory mechanisms react on this altered cardiac functioning
and maintain the cardiac homeostasis within certain range.
Compensatory mechanisms include the neurohumoral system
like the early activated adrenergic system or various bioactive
molecules, inflammatory responses with different cytokines,
chemokines, or molecular mechanisms. Architectural alterations in the evolution of heart failure, such as progressive hypertrophy, heart enlargement, and increased sphericity,
define a well-traceable and monitorable group of factors. In
the background of their development are however microstructural reorganization mechanisms: increased cardiomyocyte
hypertrophy, apoptosis, and fibrotic changes in the extracellular matrix. Patients with reduced systolic or diastolic function appear often asymptomatic or minimally symptomatic
for a long time; however, they may become rapidly symptomatic after an acute decompensating cardiac event. The
typical symptoms of heart failure include dyspnea in many
forms (dyspnea under physical exertion, orthopnea, paroxysmal nocturnal dyspnea, and cardiac asthma), fluid retention
with different appearance, such as ankle edema, liver congestion, or malabsorption by wall edema in the gastrointestinal tract, or compensatory reactions like reflex tachycardia.
Heart failure is considered a systemic disease with multiorgan effects. Besides clinically measurable organ dysfunctions,
such as renal failure and anemia, neuropsychiatric symptoms
Acknowledgements
The authors wish to thank the following colleagues for
their participation in the writing of this chapter: Dr. G.
Ramos, Dr. J. Weirather, and Dr. B. Vogel. This work was
supported by grants from the Bundesministerium fur Bildung und Forschung (BMBF01 EO1004) (S. Frantz) and by
the Deutsche Forschungsgemeinschaft, SFB688 TP A10 (S.
Frantz).
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