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Theoretically
Chapter Summary
I. THINKING THEORETICALLY
A theory is a set of propositions and concepts that seeks to explain phenomena by specifying the relationships among the
concepts; theorys ultimate purpose is to predict phenomena.
Good theory generates groups of testable hypotheses: specific statements positing a particular relationship between two or more
variables.
As more and more data are collected, one must be tolerant of ambiguity, concerned about probabilities, and distrustful of
absolutes.
International relations theories come in a variety of forms, and this chapter will introduce three general theories and one newer
perspective.
In a categorization first used by Kenneth Waltz, three different sources of explanations are offered.
o
If the individual level is the focus, then the personality, perceptions, choices, and activities of individual decision
makers and individual participants provide the explanation.
o
If the state-level, or domestic, factors are the focus, then the explanation is derived from characteristics of the state:
the type of government, the type of economic system, or interest groups.
o
If the international system level is the focus, then the explanation rests with the anarchic characteristics of that
system or with international and regional organizations and their strengths and weaknesses.
The purpose of theory is to guide us toward an understanding of which of these various explanations are the necessary and
sufficient explanations for the invasion.
Good theory should be able to explain phenomena at a particular level of analysis; better theory should also offer explanations
across different levels of analysis.
Realism is based on a view of the individual as primarily selfish and power seeking. Individuals are organized in states, each of which acts in a
unitary way in pursuit of its own national interest, defined in terms of power.
Power is primarily thought of in terms of material resources necessary to physically harm or coerce other states.
States exist in an anarchic international system, characterized by the absence of an authoritative hierarchy.
States most important concern is to manage their insecurity, and they rely primarily on balancing the power of other states and
deterrence to keep the international system intact.
Four of the essential assumptions of realism are found in Thucydides History of the Peloponnesian War.
1.
The state is the principal actor in war and politics in general.
2.
The state is assumed to be a unitary actor: once a decision is made to go to war or capitulate, the state speaks and
acts with one voice.
3.
Decision makers acting in the name of the state are assumed to be rational actors. Rational decision making leads
to the advance of the national interest.
4.
A states need to protect itself from enemies both foreign and domestic. A state augments its security by building up
its economic prowess and forming alliances with other states.
St. Augustine (354-430) added an assumption, arguing that humanity is flawed, egoistic, and selfish, although not predetermined
to be so. He blames war on this basic characteristic of humanity.
Niccol Machiavelli (1469-1527) argued that a leader needs to be ever mindful of threats to his personal security and the security of
the state
The central tenet accepted by virtually all realists is that states exist in an anarchic international system. Thomas Hobbes originally
articulated this tenet, and maintained that each state has the right to preserve themselves.
Hans Morgenthau (1904-80), whose textbook, Politics among Nations, became the realist bible following World War II, argued
that international politics is a struggle for power that can be explained at three levels of analysis:
1.
The flawed individual in the state of nature struggles for self-preservation.
2.
The autonomous and unitary state is constantly involved in power struggles, balancing power with power and
preserving the national interest.
3.
Because the international system is anarchicthere is no higher power to put the competition to an endthe
struggle is continuous.
Not all realists agree on the correct policy. Defensive realists argue that all states should pursue policies of restraint. Offensive
realists argue that under conditions of international anarchy, all states should seek opportunities to improve their relative positions
and that states should strive for power.
Neorealism, as delineated by Kenneth Waltzs theory of international politics, gives precedence to the structure of the
international system as an explanatory factor, over states.
1.
The most important unit to study is the structure of the international system, and that structure is determined by
the ordering principle (the distribution of capabilities among states)
2.
The international structure is a force in itself; it constrains state behavior and states may not be able to control it.
This structure determines outcomes.
3.
Like classical realism, balance of power is a core principle of neorealism. However, neorealists believe that the
balance of power is largely determined by the structure of the system.
4.
In a neorealists balance-of-power world, a states survival depends on having more power than other states, thus all
power are viewed in relative terms.
5.
Neorealists are also concerned with cheating. The awareness that such possibilities exist, combined with states
rational desire to protect their own interests, tends to preclude cooperation among states
o
1.
2.
2.
1.
Robert Gilpin offers another interpretation of realism. Gilpin adds the notion of dynamism: history as a series of cycles
cycles of birth, expansion, and demise of dominant powers.
Whereas classical realism offers no satisfactory rationale for the decline of powers, Gilpin does, on the basis of the
importance of economic power.
Hegemons decline because of three processes:
The tendency for economic hegemons to consume over time and invest less, also a state-level
phenomenon
The diffusion of technology, a system-level phenomenon through which new powers challenge the
hegemon.
Ann Tickner adds gender to realism. She argues that human nature is not fixed and inalterable, but multidimensional
and contextual.
Power cannot be equated exclusively with control and domination, but must be reoriented toward a more inclusive
notion of power, where power is the ability to act in concert (not just conflict) or to be in a symbiotic relationship
(instead of outright competition).
Liberalism holds that human nature is basically good and that people can improve their moral and material conditions, making
societal progress possible. Bad or evil behavior is the product of inadequate social institutions and misunderstandings among
leaders.
o
Similarly, states are not faced with a onetime situation; confront each other over and
over again.
2.
3.
4.
5.
Radicalism assumes the primacy of economics for explaining virtually all other phenomena.
o
The writings of Karl Marx (1818-83) are fundamental to all radical thought. According to Marx, private interests
control labor and market exchanges. A clash inevitably arises between the controlling, capitalist bourgeois class and
the controlled proletariat workers.
o
During the evolution of the economic production process from feudalism to capitalism, new patterns of social
relations were developed. Radicals are concerned with explaining the relationship between the means of
production, social relations, and power.
o
Another group of radical beliefs centers on the structure of the global system. That structure is the by-product
of imperialism, or the expansion of certain economic forms into other areas of the world.
o
John A. Hobson theorized that expansion occurs because of three conditions:
1.
Overproduction of goods and services in developed countries
2.
Underconsumption by workers and the lower classes in developed nations because of low wages
3.
Oversavings by the upper classes and the bourgeoisie in the dominant developed countries
To solve these problems, developed states have expanded abroad, and radicals argue
that developing countries are increasingly constrained and dependent on the actions
of the developed world.
Virtually all radical theorists are uniformly normative in their orientation. They
evaluate the hierarchical capitalist structure as bad and its methods as exploitive.
VI. CONSTRUCTIVISM
The major theoretical proposition that all constructivists subscribe to is that neither individual, state, nor international
community interests are predetermined or fixed.
Individuals in collectivities forge, shape, and change culture through ideas and practices. State and national interests are the result
of the social identities of these actors.
Constructivists eschew the concept of material structures. Constructivist theorist Alexander Wendt argues that political structure
explains nothing and tells us little about state behavior.
Many constructivists emphasize normative structures. What we need to know its identity, and identities change as a result of
cooperative behavior and learning.
Constructivists see power in discursive termsthe power of ideas, culture, and language. Power exists in every exchange among
actors, and the goal of constructivists is to find the sources of power and how it shapes identity.
Constructivists claim there is no objective reality, if the world is in the eye of the beholder, then there can be no right or wrong
answers, only individual perspectives. Thus, they see sovereignty not as an absolute, but as a contested concept.
Realists would focus on state-level and international-level factors. Realists see the international system as anarchic and few states other than the
United States would be able and willing to rid the world of the Iraq threat.
2.
Iraq posed a security threat to the United States and the only way to eliminate this threat was to oust the Baathist regime from power.
3.
Not all realists agree that the policy the United States pursued was the right one: both John Mearsheimer, an offensive realist, and Stephen Walt,
a defensive realist, have jointly argued that the war was not necessary.
4.
George W. Bush and other realist theorists believe that Saddam was not being effectively deterred. Bush argued that Saddams use of chemical
weapons against the Kurds in the past meant that it was probable he would use them to threaten the United States.
The international community did not respond as some liberals would have predicted because the UN Security Council did not endorse the
action, and there was insufficient evidence for the presence of weapons of mass destruction.
Radical Interpretation
Political colonialism spawned an imperialist system in which the economic needs of the capitalist states were paramount. In the Middle East,
that meant imperialism by the West to secure oil resources.
The instability of the oil supply coming from Iraq explains the U.S. invasion. Many radicals believe the United States wants to control Iraqs oil,
pointing to the fact that U.S. troops protected oil fields all over the country.
World-system and dependency theorists would not be surprised at all that the core states of the capitalist systemthe United States and its allies
responded with force with Iraq threatened their critical interests in oil.
A constructivist view of the war would focus on the social construction of the threat.
1.
How the threat of Saddam Hussein was portrayed is a key part of the analysis.
2.
The concept of legitimacy was also key. The United States recognized the need for legitimacy of its actions, though in the long
run, the efforts to gain legitimacy through the United Nations failed.
How each of us sees international relations depends on his or her own theoretical lens. These perspectives hold different views
about the possibility and desirability of change in the international system.