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A respected, qualified, innovative, imaginative, team-focused, and financial-impact driven Accounting Officer, committed
to cost-effective management of resources and quality performance. An accomplished accounting/auditing executive with
the demonstrated ability to manage risk, control costs, and ensure GAAP, SEC, SOX and Dodd-Frank compliance while
detecting/preventing financial irregularities and delivering mission-critical results. Continually focused on building desired
satisfaction with customers, shareholders and team members while promoting cooperation across business units to drive
positive change, efficient practices and an energized organization. Areas of Expertise include:
Management Strategic Analysis Cost Control and Resource Allocation Presentation Skills Financial Modelling GAAP,
SEC, SOX, Dodd-Frank Compliance Budget Development and Management Fraud Prevention Negotiation
Written/Oral Communications Team Leadership Strong Interpersonal Skills Corporate Finance Team Management
and Development Project Development Oracle Lawson SAP Multiple Accounting Systems QuickBooks Quicken
Microsoft Office Suite
P ROFESSIONAL E XPERIENCE
REGULATORY SUPPORT SERVICES, LLC New York, NY 7/2001 - Present
CHIEF FINANCIAL OFFICER
Tasked with designing, creating, and implementing financial reporting and regulatory compliance programs.
Develop/apply litigation support systems for the companys affiliated law firm. Provide comprehensive review and ensure
full compliance with GAAP, SEC, SOX and Dodd-Frank requirements. Conduct wide-ranging improvements in internal cost
control, fraud prevention, and operational efficiencies.
KEY ACCOMPLISHMENTS:
Created accounting and audit systems that enabled clients to achieve seven-figure operational savings.
Restructured the companys accounts receivable and tax accounting systems to achieve savings through better
internal control and fraud prevention.
Streamlined the firms collection systems, increasing revenues and reducing administrative expenses by 10%.
Designed management-friendly accounting systems that achieved regulatory compliance under SOX/Dodd-Frank thus
enabling clients to avoid regulatory violations and proceedings as well as potential exposure to millions of dollars in
legal expenses and penalties.
Designed audit and compliance systems that consistently maximized business expansion through client satisfaction
and increased revenues.
Additional experience gained as an Assistant Controller with Laura Ashley & Co.
E DUCATION
MBA | COLUMBIA UNIVERSITY | New York, NY
Master of Science in Accounting | ST. PETERS UNIVERSITY | Jersey City, NJ
Bachelor of Science in Accounting | ST. PETERS UNIVERSITY | Jersey City, NJ