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Essays of an Information Scientist, Vol1, p.

527-544, 1962-73 Reprinted from :Science, (178):471-479, 1972

Citation Analysis as a Tool


in Journal Evaluation
Journals can be ranked by frequency and
impact of citations for science policy studies.
Also see: Citation frequency and citation impact -- and the role they play in journal
selection for Current Contents and other ISI services. Eugene Garfield
[NOTE: reptintedbere was referenced in the eoay vbi.b begins m @g. 409 is Volume I, IIS ia.
Tbe article
#dverte#t omission W6Sdiscovered too Me to iwctnde it at it~ proper Iocatioa, immediately follomag tbe essay )

As a communications system, the net- quinquennially, but the data base from
work of journals that play a paramount which the volumes are compiled is
role in the exchange of scientific and maintained on magnetic tape and is up-
technical information is little under- dated weekly. At the end of 1971, this
stood. Periodically since 1927, when data base contained more than 27 mi[-
Gross and Gross published their study tion references to about 10 million dif-
(1) of references in 1 years issues of ferent published items. These references
the Journal of the American Chemical appeared over the past decade in the
Socie/y, pieces of the network have footnotes and bibliographies of more
been illuminated by the work of Brad- than 2 million journal articles, commu-
ford (2), Allen (3), Gross and nications, letters, and so on. The data
Woodford (4), Hooker (5), Henkle base is, thus, not only multidisciplinary,
(6), Fussier (7), Brown (8), and it covers a substantial period of time
others (9). Nevertheless, there is still no and, being in machine-readable form, is
map of the journal network as a whok. amenable to extensive manipulation by
To date, studies of the network and of computer.
the interrelation of its components have In 1971, the Institute for Scientfic
been limited in the number of journak, Information (1S1) decided to undertake
the areas of scientific study, and the pe- a systematic analysis of journal citation
riods of time their authors were able to patterns across the whole of science
consider, Such shortcomings have not and technology. It began by extracting
been due to any lack of purpose, in- from the data base all references pob-
sight, or energy on the part of investi- Iished during the last quarter of 1969
gators, but to the practical difficulty of in the 2200 journals then covered by the
compiling and manipulating manually SCL The resultant sample was about 1
the enormous amount of necessary data. million citations of journals, books, re-
A solution to this problem of data ports, theses, and so forth. To test
is available in the data base used to whether this 3-month sample was rep-
produce the Science Citation Index resentative of the year as a whole, it
( SCI ) (10). The coverage of the SCI was matched against another sample
is international and multidisciplinary; it made by selecting every 27th reference
has grown from 600 journals in 1964 from the approximately 4 million ref-
to 2400 journals in 1972, and now in- erences collected over the entire year.
cludes the worlds most important sci- The two samples were similar enough
entific and technical journals in mow in scope (number of diflerent items
disciplines. The SCI is published quar- cited) and detail (relative frequency
terly and is cumulated annually and of their citation by different journals) to

527
ITEM CITEO JOURNA1 TOTAL NUMBER OF T! ME SC ITED
NO 1569 19SS 1%7 19S$ 1%5 1%4 1%3 1S82 1%1 19s9 REST

00243 ACTA PATII JAP 36 1 334673 36


@3244 ACIA PATH MICROBIOL 736 29 69a7595s 59444am 31 234
00909 AM J ANAT 637 7 27 37 5S32411526~5 21 3s0
Ooalo AM J BOT 1171 13 74 B7 6S 73 as 57 57 47 49 6s0
00911 AM J CANCER 103 103
00S12 AM J CAROIOL 123a 73 XM 1SS 247 134 70 78 66 53 73 44
03591 cAN J SOIL SCl 33 21412663 26
03592 cAN J SURG 61 2 6431311335 1 10
03593 CAN J TECH 3 .,. 3
035s4 cAN J ZOOL 356 46 3a40m24m192a17 22 73
06990 ISRAEL J AGR RES 29 1 1718721 .1
Oaaal ISRAEL J BOT 16 35431,
06992 ISRAEL J CHEM 91 14 251a lol167. ~~
0%51 J INVEST OERM 6S5 24 ra al 696546303134 22 215
0S652 J IOWA MED SIX 13 5..125
09653 J IRISH MED ASS 16 1 3433. . .2
133s0 PCALIF ACAD SCl 18 143.1. .9
13391 P CAMBRIDGE PHIL SOC ma B 22 23 11 12 9 13 11 17 3 260
19755 ZANGEWCHEM 47 111 143
1975S Z ANGEW ENT 35 1142411 5 16
19757 Z ANGEW GEOL 49 2 75a5544 216
1975s Z ANGEw MATH 10 1 1 1111.4

Fig. 1. Juurnai citation frequencies. The data show the total number of times each
journal was cited during the last quarter of 1969 and the distribution by publication
date of the particular issues cited. The journals shown were taken from a list of more
than 20,000 items (journals, books, reports, theses, and so on) cited during the last
quarter of 1969 in journals covered by the SCI.

convince us that the 3-month data con- and the distribution by year of publi-
stitute a valid sample. cation of cited items. A portion of this
With this data from the last quarter listing is shown in Fig. 2.
of 1969, ISI produced three listings that The third listing is similar to the sec-
should greatly further efforts to map ond, but it arranges the data by citing
the network of journal information journal rather than by cited title. The
transfer. The first listing is accumulation listing shows, for each journal covered
of all citations of the same titles. It by the SC1, the number of references
gives the number of times each different published in issues processed for the
title was cited during the last quarter SCI during the last quarter of 1969,
of 1969 and distributes that total over and it breaks that total down by publi-
the years in which cited issues, editions, cation date of the items to which refer-
and so on were published. This distri- ence was made. The listing further iden-
butionis shown byyear from 1969 back tifies all titles cited in those references
to 1960 and in aggregate form for ear- and the frequency with which @heyare
lier years (l I). Sample items from this cited. As in Fig. 2, the counts for each
listing are shown in Fig. 1. cited title are broken down by year of
The second listing is a detailed cita- publication. A portion of this listing is
tion history of each cited title. It shows shown in Fig. 3.
how frequently each title was cited and, These listings afford, I believe, a new
as above, gives subtotals by year of view of the literature in scientific and
publication, These citation totals and technical journals. Before discussing
sutstotals are further broken down to some of its implications, however, I
show how frequently each journal cov- note possible limitations of the data
ered by SCI cited the title in question and problems encountered in analyzing

528
CITED JOURNAL NuMBER OF TIMES CITED
CITING JSINL TDTAL 1S69 1968 1967 1966 1S65 1964 1963 1S62 1S61 19S0 REST
J LINN SOC BOT ========= >j~. ..= Q=.. 3=.. 0=== 3=== 1 === o=== o=== o=== 1 === 1 === 8
NEW PHYTOL 50101000 0102
ALL OTHER (10} .---------------12 ------0------ 2------0 ----.-2------ 1------0 ------0------ 0-----0 ------ 1---.--6

J LIPID RES ============> 902 ==33= 106= 109== 96= 133= 121 == 75== 63== 60== 56==24
BIOC BIOP A 635816613154 6514
BIOC HEM J ------------------------39 ------0--. ---4 -----.7 ------3.----- 6--..--7 ------3------ 3----.-4 ------ 1------1
J BIOL CHEM 390673636 2220
J CHROMAT ------------------------30 ..-.-.2---. --3---.--4 ------4------ 2------6 ------0----,4 ------2 ------ 1..--.-2
JCLIN INV 291333722 3311
J LIPID RES ---------------------- 28 -..-..5 -.--.-5-.-... 4------ 2----.4 ------ 1.-.--- 2------ 0----- 3----- 1------1
P SOC EXP M 25031343 25112
MI LIT MED ----------------------- 5 ------0-.---- 0...-..2 -.-...0 ------0.-.-.. 0----. 1------ 1------ 0----. 1------0
NY ST J MED 50112000 1000
ALL OTHER (123) ----.----.---.219 ......6--.19 --.-16 ----29 .--- 43--27---.23---- 15----- 15---- 23-----3

J LONO MATH SOC =====> 173 == 16== 19== 19== 11 ===8== 10=== 2=== 8=== 4=== 8==68
J LOND MATH 71 8 12754404 2421
TAM MATH S .................. 11 ...-..2 -..1.-----2-- .--1 --.--- 0.---..0 ------ 0-.-. --1 .---.- 0------0 ------4
P CAMB PHIL 8 1030000 0004

Fig. 2. Statistics on cited journals. The data on cited journals show the total number
of times each journal was cited in the last quarter of 1969 and the distribution by
publication date of cited issues. For each cited journal, the figure identifies all other
journals ( citing journals) that referred to it five times or more during the quarter
year (and the distribution of these citations by publication date of cited issues).
Journals that referred 10 the cited journal less than five times are grouped as all
other. The data were taken from a complete list of journals cited during the last
quarter of 1969 in journals c{wered hy the SC1.

the sample. journals rankings. Such may be the


The SCI data base is, to my knowl- case, for example, with certain journals
edge, the largest and most extensive of in foreigtt languages, particularly those
its kind. It does not. however, cover that do not use the Roman alphabet. As
every scientific and technical journal. is true of most secondary services, the
(Nor, as seems likely in view of find- SCI is less likely to cover a journal that
ings discussed later in this article, need presents problems of transliteration (or
it attempt to. ) The list of most fre- transcription) and translation than one
quently cited journals (the first 152 of that does not. It may !be, therefore, that
these journals are given in Fig. 4) shows this fact has adversely influenced the
that the SCI has been remarkably suc- ranking of Russian jour-
and Japanese
cessful in covering all significant and nals, for example, which probably cite
important journals, insofar as citation other Russian and Japanese journals
counts can be considered a reliable mea- more frequently than do journals in
sure of importance and significance. other languages. Whether such an un-
It is, of course, possible that one or derrepresentation exists, and, if so, to
more journals not covered by the SCI, what extent, is difficult to determine.
and thus not represented in the data Nevertheless, Soviet information scien-
here, may cite themselves and other tists have reported that the SCI does a
journals so frequently that their inclu- surprisingly good job of covering Soviet
sion would alter their own and other journals. In fact, Soviet scientists seem

529
to have made more use of citation anal- more wtdely and more frequently than
ysis in studies of science policy than it actually does on the average. Or. a
have any other scientists ( 1214 ). journal may have published an article
One must remember that the listings that has since been cited with extraordi-
were prepared from a 3-month sample nary frequency (/5). In such a case, a
of journal issues. The size of the sample single article will have had an inordi-
is certainly more than adequate for sta- nate influence on the r~nking of the
tistical purposes, and, as noted, the )ournal ( 16). Finally, a journal that
sample has been matched against an- publishes relatively few articles, but
other sample of more than adequate articles of high quality that both cite
size. It is nevertheless possible that ran- and arc cited frequently, may seem to
dom events in journal publishing have have considerably less impact than it
introduced some degree of distortion, actually does, particularly if the journal
For example, a journal may hirvc, in appears infrequently or irregularly and
~+c time period covcrcd by the sample, thus cscapcs representative inclusion in
departed from its usual policy of ac- a sample of this type.
cepting only original research commu- In antilysis of the sample, an im-
nications and published one or two mensely irksome problem was the in-
review articles wltb extensive hibliog. consistency with which different authors
raphics. In the sample, that journal and editors abbreviate journal titles in
would appear to cite other publications their rcfcrcnces. As far as possible, this

SOURCE JOURNAL NUMBER OF TIM ES CITEO


REFERENCE JOURNAL TOTAL 1969 1968 1967 19s43 1965 1964 1963 1962 1961 1960 REST
J LIBR AUT ===========> 168* = 15== 50== 35== 19=== 8== 14=== 5=== 6=== 3=== 1 == 12
PROGRAM 15 36510000 000
J LIBRARY AUTOMAT ION---- 7 -... -.3. -.4.. ..-.0 ------ 0.- ....0-. ---0..---0 -.-..0----..0 --.0 ------ O
ALL OTHER (120) 146 9 40 30 18 814563112

J LIPIO RES ===========> 313* = 15== 36== 35== 26== 25== 29== 20== 10== 15== 15==87
J BIOL CtiEM 43 26361310 1119
J LIPID RES -.-... -..-....-.---.. -..2S .-..-- 5... -.5--...-4 ...-.-2.. -...4 ------ 1 ...-..2 ......0------ 3.----. 1....-1
BIOCHtM BIOPHYS ACTA 19 13132310 221
BIOCHEM J ......... ... . . ... ... 13 ....-- 1 -..--. 1..-..- 3..-. --0 ......0------ 0-..--. 1 ..-...2 ------ 1 ..-... 1-----.3
J AMER CHEM SOC 12 00000000 loll
BIOCHEMISTRY ........... .... ....- 9 .--.-.0. -----3..-... 0.-.. -.2-.--.. 1.-...-2 -..-..1 -.-...0 .-..-. 0... ---0 .--.--0
J CHEM SOC LONDON 5 00100000 103
J CHROMATOGR .................5 .--...0 -... -.1..-... 1 .--.-.1 -.-..-0..-..- 1 -... -.0.. -... 1.-.---0 -.....0. -..--0
METHODS ENZYMOL 5 00000001 004
ALL OTHER (89}----------------- 124 -..--.5 .... 12 ....19---- 10...-..8.-..16-.--10 -.-...2 --.--.5 ..-...6 ...-31

J LOND MATH ==========> 743 == 21 == 44== 58== 52== 42== 34== 31 == 38== 29== 33= 361
J LOND MATH 52 6 12554302 1311
P LONDON MATH SOC -.. 37 -...... 4.- ....5.-.-..7 .-...- 1 --..-.2 ......2 .-... -0.. --..1 --..--1 ...-..0 .-..14

Fig. 3. Statistics on citing journals. The data on each citing journal (source journal)
show the total number of references each journal contained in the last quarter of
1969 and the distribution of [hat total by publication date of journal issues referred
to. For each citing journal, the figure identifies all journals (reference journal)
cited five times or more during the quarter year (and gives the distribution by pub-
lication data of cited issue). Journals cited less than five times are grouped as all
other. The data are taken from a list of journals processed for the SCl during the
last quarter of t 969.

530
inconsistency has been ]i?ininlized by side a regularly enumerated series must
standardizing all variants of the same be accounted for. In a few cases, jour-
titles and their abbreviations. Some idea nals periodically change their titles on
of the work involved in this standardiza- single issues to note special subject mat-
tion can be had from the fact that there ter (18). Serials librarianship abounds
were more than 100,000 different ab- in difficulties of this type, and there is
breviations for the 12,000 individual frequently disagreement on how best to
journal titles cited in the ~-month sam- handle them. Briefly: a journal pub-
ple ( /7). Inconsistency was made worse lished in sections is considered a single
by inaccuracy. In some cases, it was journal: translations of journals are
possible 10 disentangle the results of identified with the original versions;
bibliographic carelessnessas, for ex- changes of title have been ignored and
ample, when Sol. St. Phys. proved to previous volumes attributed to the cur-
have been used indiscriminately to rent title; journals absorbed or incorpo-
ident ify Solid State Physics (Academic rated by other journals have been cred-
Press ): Solid Stute Physics, Proceedings ited to a new or remaining title; supple-
o~ the Ph.vsica] Socie!v, London; So vict ments have been considered as issues in
Phy.sic,r Solid Stare (a cover-to-cover the regular series. For the purposes of
translation of FiZika Tverdogo Tela ); this analysis, such arbitrary decisions
and even Physira Stutus Solidi ( Akade- seem justified; as required in the future,
mic-Verlag). In other cases, however, it the raw citation data can, of course, be
was impossible, without going to in- compiled and manipulated in such a
ordinate expense, to determine exactly way as to differentiate between changed
which journal was being citedfor ex- titles, sect ions, translations, and so
ample, when Arm. Phys. was found to forth.
have been used for Annalers der Physik,
Annuls of Physics, and Annales de
Physique. It is not surprising that the Some Preliminary Analyses
editors of at least one publishing house,
having decided that the problem of Figure 4 shows the result of a fa-
unique and unambiguous journal title miliar application of citation analysis.
abbreviations is simply insoluble, now It is a listing of journal titlq ranked by
use full titles in every reference to a the frequency with which they were
journal. cited in the references of journals in-
Finally, it was necessary to make dexed for SCL This partial listing gives
some arhi trary decisions in order to the top 152 of the 565 most frequently
avoid unduly complex bibliographical cited journals of science and technol-
technicalities. Journals merge; they split ogy. (The top 152 accourrt for 50 per-
into new journals, or into sections cent of all references to journals. )
that may be pubIished separately or to- It is apparent, even from the makeup
gether. They change titles, with or with- of this partial listing, that a good multi-
out continuing their numbering of vol- disciplinary journal collection need
umes and issues. Some journals appear contain no more than a few hundred
in one or more translations; some such titles. That is not to say that larger col-
translations are complete, others selec- lections cannot be justified, but it does
tive, and some are similarly, others say something indisputable, in terms of
differently, numbered. Supplements out- cost and benefit, about how large rs jour-

531
1Wm
No.
(11 (2) [31 (4)

1 J AM CBEM SOC 2b323 22156 3946 blb


2 PHYS REV 206?4 20740 5767 596
J BIOL CHEM 17112 10768 1777 059
: NATuRE LONDON 15325 15956 68L1 342
J CHEM SOC 14028 177b4 5827 048
: J CHEM PHYS 13690 11696 3738 128
SCIENCE 9752 11880 ;:;? 993
i B1OCHIM 810PHv S;U; :TA 9550 10956 102
P NAT ACAD SC I 8260 11548 1348 Sbb
1; W;; M J 7638 b34f3 2074 060
11 7617 8164 5496 485
12 PHYS REv LETT b581 11380 2317 ?11
13 CR ACAO SC I 578q 6576 8345 780
AM J PHYSIOL 5420 3156 1013 115
;: J ORG CHEM 5401 5756 2475 325
lb J APPL .. -<
!. 5190 5072 2800 161
P SOc ExP BIOL MEO 5079 3468 1;;; 806
:: J MOL i310L 4982 7340 .911
19 J PHVSIOL LONO 4966 3036 1248 432
20 P ROY SOC LONO 4064 1916 621 085
J CELL EIOL 4813 4596 1357 386
:; J CLIN INVEST 4785 3652 1086 362
23 J PHVS CHEM 4703 4516 1?39 329
24 CHEM BER 4541 2120 1037 052
25 NEW ENGL J MEO 4512 5252 ;:;: 359
2b J AM MEfJ ASS 4492 3980 :;;
27 BRIT MEO J 4304 4224 6;;:
28 SOV PHYS JETP 4295 3400 509
29 AS TROPHYS J 4271 5440 11b7 661
30 ANALYT CHEM 4259 2424 1510 605
31 J BACTERIOL 4147 4712 1410 341
32 BIOCHEMISTRY 4076 6344 1114 b9d
33 N!JCL PHVS 4034 6716 2345 ;;:
34 PH~!,, ,=~.
..!! 3943 7160 30>4
35 ,. TRAHEORON LETT 3937 0252 2902 ;;;
3b JEx P MEO 3871 2700 325
37 ANN NY ACAO SC I 3787 2344 1216 927
38 ARCH BIOCHEM BIOPHYS 36/39 3776 1169 230
J GE OPHYS RES 3537 5312 15b9 385
:: . . . ... . . .
t .0( . . . . 345a 2888 2069 395
41 ilOCHEM 810 PHYS RES 3417
3372
5108
4036
1120
7374
292
547
42 FED P
43 J PHYS 3300 3256 2379 368
T FARADAY SOC 2922 1808 879 056
:; ACTA CR YSTALLOGR 2917 216.4 1803 200
46 DOKL AKAO NAUK SSSR 2069 245b 5385 456
47 J PHARMACOL ExP THER 2781 2020 5bb 568
48 ~Nf~u::fM 2728 3660 1251 925
49 2b27 2992 72b 121
50 INORG U .!.!
.,1 CIfi 2620 3976 1247 188
51 Sov PtHYS[:~L]D STATE ;:6.: 2984 1561 911
52 CIRCULATI 2b24 2160 214
53 ENOOCR INO ILOGV 254B 2276 783 90b
54 ~:::o CHEMA SC AND 2444 1984 943 103
55 CIMENTO 2431 3436 1 938 772
56 B Soc . CHIM FRANCE 2416 2664 2704 9B5
.
57 vIROLIJb Y 2376 2620 584 486
58 CANCER RES 23.49 2344 814 879
CAN J CHEM 2280 2392 1182 023
:: .
HE, Cl M APTA 22a9 1524 539 827
61 z NATti R60Riz Hij NG ;:$: 2172 1650 316
AMA J MEO 1784 395 516
:: J .~AB ~~!N MEO 2120
2071
1284 754 702
452
64 TETRAHEDRON 3220 1313
65 EXP CELL RE s ;:;; 1464 653 241
66 LIE EIGS ANN 1 CHEM 768 492 5bo
67 ANN [1NT MEO 1946 1044 1098 b79
6.9 PHIL MAG
I 1943 1L80 547 157
69 J CLI! N EW:5LMETAB 1903 1888 488 868
70 J APPL PH 1836 1460 643 270
71 ACr.
.,- 0<T510L
.. SCANO 1016 1024 413 479
72 J PHYS SOC JAP 1786 1768 2074 B52
73 ~ PHYS 1764 1228 844 454
74 CIRC RES 1750 1820 432 212
75 PHY1O?AIHO[OGY 1713 lb32 1597 02i
76 J NAT CANCER I 1bb8 1672 417 009

Fig. 4. The 152 most frequently cited journals ranked by frequency


of cilalion in journals covered by Ihe SCI. Column 1 gives rank,
and column 2 gives abbreviations of the titles of cited journals.
Column 3 shows the total number of limes each journal was cited
during the last quatier of 19s39. Column 4 gives an estimate of the
total number of citations in 1969 of items published in 1967 and

532
1 ass
Cnations to 4r3k3m
Item Clke *UT alla 1s68 ?UA3k3Wd In
No. hwrnti Artkk% 1U7 and 196a
(1) (2) {4] (s)

77 AM J OBI: T,: WO:YNECOL 657 1440 1173 1 207


;: PLAVT PHY b4b 1808 1149 1 573
IND ENG Cl HEM b44 ?28 856 1 084
80 ANN SURG 641 1036 642 L b13
81 B CHEM SOIC JbP 639 2004 1::; 1 27B
82 EuR J BIO ICHEM b35 L992 3 97b
83 GENETICS 618 1340 738 1 815
BLOOD 614 1256 5b6 2 219
:: P IEEE 610 1856 756 2 455
86 J OPT SOC 587 1196 1322 0 ?04
87 $N:; ;7 RI( O:!EM
.. 519 1672 502 3 330
88 PHYslo L 507 1208 407 2 968
89 ARCH IINTERN MED 501 860 486 1 7b9
90 AM HEART J 453 1036 539 1 922
J ExP PSVCHOL 449 1152 644 1 788
:; J GEN MI CR OBIOL 445 1136 534 2 127
v> J COMP PHYSIOL PSYCH 444 888 47b 1 8b5
J PHYS CHEM 50 LIOS 430 1572 801 1 9b2
:: CANCER 416 1224 593 2 0b4
?b AM J P-,.,_,
--1. !JL 401 ?60 529 1 814
97 J PHYS (HEM 400 lllb 1545 0 722
98 IS ENZYMOL 391 145b 482 3 020
RG NUCL CHEM 391 1356 908 1 493
l:; TRICS 382 1::: 709 1 495
101 3YNECOL OBSTET 374 535 1 622
102 ?EC 365 752 183b 0 409
103 >0 Pnvs 364 81b 18. 4 3]7
104 SOC AIME 35? 1136 901 1 327
105 .,
.. l,.?
. 352 215b 101J 2 115
106 J PHARMACO1 348 1348 507 2 b58
107 337 2556 72; 3 545
108 32? 2192 148> 1 476
109 308 1::: 1538 0 7e5
110 304 452 2 132
111 304 1548 1050 1 474
112 297 1592 15b5 1 017
113 286 1428 1244 1 147
114 286 1800 653 2 756
115 274 996 7?0 1 260
116 .-. ., ,,..,,. 273 ?68
1044
1]48 0 043
117 I J I?OENTGENOL 272 Bbo 1 213
118 ii fiA J 269 1.45b L231 1 182
119 1 ASME 246 000 1332 0 600
120 I J CA ROIOL 238 1600 737 ; ;:;
121 JI HIS TO CHEM CYTOCHEM 229 020 362
122 J PEo [AT 229 1076 783 1 374
123 J ACOUST SOC AM 21q 1016 :j:; 0 4b2
lza ~A; :W~ISSENSCHAF TEN 218 ?44 O 8b5
125 209 952 489 1 946
12b SPECTROC141M ACTA 201 1248 67Q 1 837
127 Z ANORG ALLG CHEM 108 580 54+ 1 Osb
128 J PERSON SOC PSVCMOL 106 b7b 581 1 163
129 RAOIOLOGV 175 1244 635 1 489
130 :Ml . -.
I afll
~HYS CHEM LEIPZIG
171
170
644
332
726 : ;:;
1>1 252
132 J LMRU 3 MA TOGR lbl 1708 1343 I 271
133 HOPPE SE YLERS z 145 1412 8b3 1 b3b
134 J UROL 142 656 712 0 92L
135 ARCH PA THOL 138 556 609 1 359
13b ARCH SURG 134 748 867 0 862
137 AM J 01S CH ILO 127 748 610 1 22b
138 ACT4 MEO 5cAN0 112 6.80 472 1 440
139 ANN PHYSICS 105 b92 224 3 089
140 COLD SPR HARB SYMP 091 Lobo 194 ; ::;
141 J ORGANOME1 CHEM 089 2784 ?96
142 . . . . . . ..
pFLu GECC ,.Pw 083 896 732 1 224
143 (lPT <0
-PECTROSC uSSR 076 1100 814 1 351
144 ~LIN wSCHR 057 800 1198 0 667
145 CHEM INO LONO 049 648 1703 0 380
146 BER SUNSEN PHYS CHEM 044 608 771 0 692
147 BIOCHEM PHARMACOL 030 1292 684 1 888
148 PHYSIOL REv 022 572 17 333
149 J BONE JOINT SURG 021 500 1:; 0 b71
150 J F6EuROPHVS[OL 015 6?2 156 4 435
151 CR SOC BIOL 010 596 1316 0 452
152 REC TRAV CUIM 010 ?28 337 2 160

1968 (the estimate was ma& by quadrupling the 1969 citations of


1967 and 1968 items in the 3-month sample). Column S shows the
total number of items processed from each journal by the S(H
during 1967 and 1968. Column 6 indicates the impact f=tor (average
citations per published itern) derived by dividing the num hers in
column 4- hy those in column 5.

533
na[ collection need be (or how small it abstracting for total coverage of the
can be) if it is to provide effective literature ) is itself as unrealistic as in-
coverage of the literature most used by formation scientists have for some time
research scientists. suspected it must be (20). Meaningful
It is also immediately apparent that discussion of this pointthe best of
the majority of all references cite rela- current serials catalogs notwithstanding
tively few journals. Figure 5, which is probably impossible in the absence
plots the distribution of citations among of agreement on what, quantitatively as
cited journals, shows that only 25 jour- well as qualitatively, constitutes a sci-
nals ( little more than 1 percent of SCI entific journal. At the very least, it
coverage ) are cited in 24 percent of all may be advisable to distinguish as
references; that only 152 journals (those journals only those periodicals that pub-
listed in Fig. 4) are cited in 50 per- lish, for example, 20 or more articles
cent of all references; that only 767 a year.
journals are cited in 75 percent of all The predominance of a small group
references; and that only 2000 or so of journals in the citation network has
journals are cited in 85 percent of all been confirmed by a weekly scanning
references. In addition, the data from of SCI input to a system for selective
which Fig. 5 was plotted show that only dissemination of information (SDI)
540 journals are cited 1000 or more (21). In this SDI system, a newly pub-
times a year, and that only 968 journals lished article can be retrieved on the
are cited even 400 times a year. When basis of journals cited in the articles
one considers that only 165 or so jour- bibliography or footnotes. This retrieval
nals publish 400 or more papers a year, criterion is known in an SDI profife as
the impact of the average paper must a cited-journal question. A retrieval
be recognized as relatively slight. In profile consisting of only 25 different
fact, the average paper is cited only cited-journal questions will retrieve 50
1.7 times a year (19). percent of all articles processed for the
This analysis gives good reason for SCI every week. In other words, half of
concern about any increase in the numb- all articles published cite at least one
er of scientific and technical journals. of the 25 most frequently cited journals
It is not merely that increased numbers at least once.
of journals make coverage of the lit- It is also interesting that a small
erature more difficult, but that so many group of journals is found ,0 be pre-
journals now being published seem co dominant when the literature is ana-
play only a marginal role, if any, in the lyzed in other ways. Figure 6, for ex-
effective transfer of scientific informa- ample, plots numbers of articles ptsb-
tion, If one accepts the contention (high- lished against numbers of jouraals. It
ly debatable, in my opinion) that there shows that, of the 2200 journals cov-
are between 50,000 and 100,000 scien- ered by the SCI in 1969, about 500
tific and technical journals, the data published about 70 percent of all ar-
presented here indicate that only 5 to ticles published. As shown in Fig. 7, a
6 percent of them are being cited, If small group of 250 journals provided
such percentages seem unrealistically almost half of the 3.85 million refer-
low, it may be because the estimate of ences processed for the SCI in 1969.
50,000 to 100,000 scientific and tech- The predominance of cores of journals
nical journals (requiring indexing and is ubiquitous. An analysis of whti

534
Cited journals (No.)
Fig. 5. Distribution of citations among cited journals. The curve shows that a rela-
tively small core of 152 journals accounts for about hatf of afl citations and that
only- 2000 or so journals account for about 84 percent of all citations.

journals firstpublished reports of new- fords bibliographical law concerning


ly synthesized compounds indexed for the concentration and dispersion of the
Current Abstracts oj Chemistry and literature of individual disciplines and
fndex Chemicus gives a similar
result: specialties (2). Going beyond Brad-
of the 183 journals indexed by this fords studies, 1 can say that a com-
publication in 1969, 11 percent of the bination of the literature of individual
journals accounted for 60 percent of disciplines and specialties produces a
the new compounds, 22 percent of the multidisciplinary core for all of science
journals for 79 percent of the com- comprising no more than 1000 journals.
pounds, 32 percent of the journals for The essential multidisciplinary core
89 percent of the compounds, and so could, indeed, be made up of as few
on (22). Chemical Absrracts presents as 500 journals if, for example. one is
an even more striking example of th~ attempting to satisfy the needs of li-
predominance: about 8 percent of the braries in developing countries.
journals it covers publish more than
75 percent of the items it abstracts (23).
The data reported here demonstrate Other Considerations
the predominance of a small group of
journals in the citation network. Indeed, Citation frequency reflects a joLlrnals

the evidence seems so conclusive that I value and the use made of it, but there
[ can with confidence generalize Brad- I are undoubtedly highly useful journals

535
Source journals indexed in 1969 (No.)
Fig. 6. Distribution of the number of published items among the ar?proximalely 2200
joumafs covered by the SCI in 1969. The curve shows that a relatively small core
of journals carried the majority of items published.

that are not cited frequently. Scientists function of many variables besides sci-
read some journals for the same reason entific merit. Some of them are known
people read newspapersto keep up or can reasonably be assumed: an au-
with whats going on generallyand thors reputation, controversiality of
they may rarely or never cite such subject matter, circulation, availability
journals in their published work (24). and extent of library holdings, reprint
A popular review journal such as Scle?r- dissemination, coverage by secondary
/ific American or a news-oriented jour- services, priority in allocation of re-
nal such as New Scientisf may rank rel- search funds, and others. It is extremely
atively low on a times-cited list (in difficult, even when possible, to clarify
fact, Scierrfi/ic American is 449th, while the relations among such variables and
New Scien/i.s/ ranks well below 1000), their relative impact on citation fre-
but that does not mean that they are quency, One such variable is, however,
therefore less important or less widely fairly obvious. If every article has an
used than journals that are cited more equal likelihood of being cited, it should
frequently. It merely means that they follow that the more articles a journal
are written and read primarily for some publishes, the more frequently the jour-
purpose other than the communication nal will be cited. For the most part,
of original research findings. the data show that such is indeed the
Citation frequency is, of course, a case. Although many articles are never

536
cited (25, 26), 1 have very rarely found time. The journal impact factor will
among the 1000 most frequently cited thus reflect an average citation rate
journals one that is not also among per published article (27). However,
the 1000 journals that are most pro- the development of impact factors that
ductive in terms of articles published. fairly relate the size of a journal during
Citation frequency of a journal is {he cited years to its current citation
thus a function not only of the scien- rate is a formidable challenge to sta-
tific significance of the material it pub- tistical analysis. With the SC1 data base,
lishes (3s reflected by citation), but it is easy to determine how frequently
also of the amount of material it pub- a journal has been cited within a given
lishes. period of time, but it is much more
In view of the relation between size difficult to agree on a total-items-pub-
and citation frequency, it would seem lished base to which such citation
desirable to discount the effect of size counts can properly be related because
when using citation data to assess a the items may have been published at
journals impotiance. We have attempt- any point in the journals history. in
ed to do this by calculating a relative selecting an items-published base (28)
impact factorthat is, by dividing the for each journal, I have been guided by
number of times a journal has been the chronological distribution of cited
cited by the number of articles it has items in each annual edition of the
published during some specific period of SCI (19, p. 15; 29). An analysis of

Source journals indexed in 1969 (No.)


Fig. 7. Distribution of references among journals covered by the SCI in 1969. The
curve shows that fewer than 300 journals provided more than half of the references
processed.

537
1969
Tbm.s Clt*d cn*tlOns to Articles
Item Cit.a Last Quarter 19S? nd 1S69 Published
in lmDacl
No. Journal 196S Artlcl.s 1 S67 :;ld 1$68 Factor
(1) (2) (3) (4] (6)
?OTEIN CHEM 373 184 23 000
: 4COL REv 725 448 22 400
3 ?IOL REV 64b 804 20 615
4 ?Ev BIOCHEM 4b8 932 ;7 584
5 1022 572 ;7 333
b s 247 820 17 083 *
384 228 lb 285
: 291 )92 9 600
230 144 Q 000
1: 4?82 7340 8 811
11 RES 417 232 8 5?2
12 SA ;;;: 11548 E 56b
1> 2700 0 307
14 488 452 E 2;8
15 !,r.1 x., 1003 408 8 lbo
16 INU REv PL PHYSIOL 3 ;.! 296 7 047
17 ST GROWTH 232 820 b 5b0
18 ~E;H~~CROBIOL 254 288 b 545
17112 ;07 .58 b 059
;: 0s BIOCHEM ANA. 285 80 5 714
21 FM IS TRY 407b b344 5 b~4
22 ?HEM Soc 26323 22:5b
. .
..< ..
IICD 58b
lo~l
612
:; SPR HAQ8 5YMP :060
25 358 >7b
2b 560 ;8b0
27 410 240
28 552 b30
z~ 6581 11380
30 4271 5440
31 2191 1784
32 4295 3400
>3 237b 2b20
34 10)5 692
35 5Q3 3b8
36 l>ba 81b
37 RES >4;7 5108
38 t 50C 8b8 1008
39 175C 1020
40 2627 2992
41 437 284
42 Ibba :b72
43 1.535 ;qaz
44 302 564
45 .35 552
4b .,A13 1?0) .088
47 268 392
48 ?29 876
49 3!8 28.
50 6>0 5b4
51 80: 1206
52 .,, . . . 2ob7A 20740
53 J . PHARMACOL
.
E.. THER 278: 2C20
54 PHVS LETT 1>37 2556
55 ;ANOME1 CUE?+ )00? 2?84
5b 8b0 b28
57 420 11.0
50 42b .!32
4813 45~b
:: 3537 5312
bl 4785 1652
b2 4147 ,712
63 1;;; ;672
b4 .. . . . . . . 404
65 BIOCHEM B1OPHYS 3b8q 3776
66 ; CHEM 2620 19,6
b7 !M PHYS ,>DQO l,b~o
68 J, TRA5:RgCT RES $?7Q I>Q2
bQ 4M J PHV>[OL 5A20 )15C
70 TRAP4SPLA?U. AVOV 513 lJCO
7; B1OCMIM B: OPH*S 9550 13q5b
12 I,!4N P..<rc . .. .:05 6~2
73 D Rovv Soc Lo%> 4s64 ,Qib
74 Bloc. *EM J 7b30 .3.8
75 . (ME iM SOC l;y;: 77b4
?b METHO 10S EVZYMOL .250

fig. 8. The 152 most frequently cited journals ranked by impact factor
(average number of citations per item publish~d). The column hwdings are
explained in the legend uf Fig. 4,

538
1s69
Cnation,to
1t,ln c nod 67 nd 19s8
No. J0u,m81 Articl*l
(1] (2) (4 I
SCIENCE 9752 11880 39b8 2 993
;; GE NET RES 371 464 155 2 993
J GEN PHYSIOL 1507 1200 407 2 968
:; ANGEw CHEM 2728 3660 1251 2 925
81 ENDOCRINOLOGY 2548 227b 783 2 906
82 CANCER RES 2349 2344 014 Z 879
83 ExP PA RASITOL 437 492 171 2 077
84 NUL. 4034 6716 2345 2 863
85 TETRAl+i060N LETT 3937 8252 2902 2 843
86 Pi ANTA 707 1172 414 2 830
87 HE LV CHIM AC IA 2249 1524 ;;; 2 827
88 COMP NEu ROL q69 376 2 0z7
89 OPOLYMERS 452 656 235 2 791
Qo ROMOSOMA 458 440 L59 2 767
91 ZELLF MIKR ANAT 1::: 1800 653 2 756
92 IN SC I 552 205 2 692
93 I T J PHARMACOL 1340 1348 507 2 658
----- . .
94 399 844 321 2 629
405 332 128 2 593
:2 508 892 348 z 563
97 Soc 702 292 114 2 561
98 .-. 80! 90@ 357 2 521
99 ~A; ~~~:PHYS 742 1508 b30 2 520
00 274 532 213 2 497
01 J( CATAL 431 764 308 2 480
02 AC11A PHYSIOL SC A?AD 101b 1024 413 2 479
03 CHEM I~HYS LETT 294 996 402 2 477
04 GEOCH LM CO SMOCH ACTA 014 744 301 Z 471
05 rlT:; El lblo 1::: 756 2 455
06 ;0s 473 277 2 454
07 TETRAI <E DRON 2071 3220 1313 2 452
08 J PHY! j~~~c~gND 496t. 3036 1248 2 432
09 INT J 215 452 189 2 391
10 PSYCH(
~ E;~~A~MfiN~LOGIA 277 388 163 2 380
11 NEv 4512 5252 2226 2 359
12 PH) YS LETT 3943 71b0 3034 2 359
13 EAFRTH PLANET SC LE, T 269 672 286 2 349
14 NATuRE LONOOV 15325 15956 6811 2 342
15 J PHYS CHEM 4703 4516 1939 2 329
16 J ORG CHEM 5401 5756 2475 2 325
17 J ExP ANALYSIS ELEHAV 509 424 184 z 304
18 J til ST OcHEM CYTOc HEM 1229 828 362 2 287
J APPL PHv SIOL 1836 14b0 643 2 270
;: AM J ANAT b37 256 113 2 265
21 ExP CELL RES 1958 1464 653 2 Z41
22 OLOOO 16;4 1256 5b6 2 219
23 J FLUIO MECH 998 1036 472 2 194
24 HIS TO CHEMIE 323 668 305 2 190
25 AM J CA ROIOL 1238 lbOO 737 Z 170
26 REC TRAV CW[M 1010 728 337 2 lbo
27 PHIL MAG 1943 1180 547 2 157
28 J BIOCHEM 966 Ioba 4V8 2 136
29 .- ..-.
~C; A MS T., .. .
lIID~ 130I +64 452 2 132
30 GEN MI CR OBIOL 1445 1136 534 2 127
31 CAN J PHf5 1352 2156 1019 2 115
32 ANN MATH 702 184 2 114
33 ACTA CHEM SCANO 2444 1984 9:1 2 103
34 BRIT J HA EMATOL 581 608 290 2 096
35 METABOLISM 550 56d 27C 2 088
36 RAOIO SC I 385 760 365 2 082
.- .-.,.
P.hl. co 141b 1224 593 2 064
;: PHOTO f22EM PHOIOOIOL 343 472 229 2 Obl
39 AM J SC I 602 284 138 2 057
40 T FAR AOAY SOC Z922 1808 879 2 056
.2, CHFM BFR 4541 2128 1037 2 05Z
42 698 652 319 2 043
43 2280 2392 1102 2 023
352 336 167 2 911
:: 344 41b 208 2 000
46 423 480 240 2 000
47 438 boo 305 ; ?67
48 785 ?36 477 ; 962
49 1430 1572 801 1 962
50 247 620 316 1 qbz
51 983 1104 5bb ) 950
52 30) 380 195 ; 948

* There ~a5 an error in the numbers given in COIS. 5 and 6 Of this fi~re for
Accounts Chem Rcs when this article was originally published in ~cience.
The error has been corrected in this reprint.

539
this distribution has shown that the ournals citation history, binding and
typical cited article is most heavily cited etention schedules can be rationally
during the 2 years after its year of xtablished journal by journal, rather
publication. (In any given year, 21 to than for groups of journals (31). An-
25 percent of all references cite articles other application, which harried li-
that are 3 or fewer years old. ) There- brarians may welcome, is the correla-
fore, since my sample consists of ref- tion of data on citation frequency and
erences made in i969, I have taken as mpact with subscription costs. Such a
the items-published base for each jour- correlation can provide a solid basis
nal the number of items it published !or cost-benefit analysis in the manage-
during 1967 and 1968. To calculate an ment of subscription budgets.
impact factor for each journal, I di- Individual scientists also face the
vided the number of times 1967 and problem of selecting journals to read
1968 articles were cited in 1969 by the and keep, as well as compiling refer-
number of articles published in 1967 mce and reading lists for themselves
and 1968. Martyn and Gilchrist used and their students. Although each of
a similar method in ranking British the relatively few journals that are very
journals in an analysis of 1965 SC] useful in a given discipline or specialty
data (30). may be well known, it can be dit%cult
Figure 8 shows the top 152 of the to gauge the merits of the other jour-
565 most frequently cited journals nals in that discipline or specialty and
ranked by impact factor. Many of the to decide what journals to get and how
152 journals do not appear on thk long to keep them. It should be noted,
high-impact list; in fact, only 75 jour. in this connection, that analyses of ci-
nals are common to both lists. It will bt tation frequency and impact factor can
interesting to observe further change: be tailored to the specific interests and
in the ranking of the most frequentl) requirements of individuals by re@rict-
cited journals as calculations of impac< ing the number of citing journals to a
factor are extended to 1000 journals small group of familiar titles. Thus,
and eventually to the approximate) with a list of the ten or so most fr-
2400 journals now covered by the SCI, equently cited chemical journals (CW
merely ten journals favored by a par-
ticular chemist), one can, by construct-
Some Applications ing lists of citation frequency and im-
pact factor, gradually augment the
The results of this type of citatiot small group and the citation data base
analysis would appear to be of grea with journals of demonstrable relevance.
potential value in the management o] I am using this technique to establish
library journal collections. Measures ~ a list of journals for the proje~ed So-
citation frequency and impact facto] cial Sciences Citation Index.
should be helpful in determining tk Editors and editorial boards of sci-
optimum makeup of both speciaf am entific and technical journals may also
general collections. Analysis of th~ find ci[ation analysis helpful. As it is,
chronological distribution of items citec those who formulate editorial policies
can serve as a guide in determining th have few objective and timely measures
optimum size of back files, and, sinct of their success. A wrong policy, or a
the data give a detailed view of eacl policy wrongly implemented, may have

540
serious effects on revenue and prestige, search? Does the fact that Eco/ogy, for
and the work of regaining readers and exarnplc, cites more than 500 difierent
reputation can be difficult and expert. journals in a total of 1000 references
sive. Editors can find useful indicator! make it more multidisciplinary than
of a journals performance in the extenl the Jommd oj the American Chemicaf
of self-citation, the number of times Socic(y, which cites only twice as many
cited per year, and the distribution of journals in ten times the number of
citations among citing journals withir references, or than Physical Review,
and outside the specialty literature. which cites only 600 or so journals in
Perhaps the most important applica. 15,00tJ references? Does the nonlinear-
tion of citation analysis is in studies oi ity of publication and citation distribu-
science policy and research evaluation, tions among citing and cited journafs
Price has shown how citation data can confirm beyond doubt only that rela-
be used to identify research fronts (25). tively few journals are primary nodes
Soviet information scientists are using in the communications network, or
citation data to evaluate the implemen- does it have some other significance?
tation of science policy in the U.S.S.R. And what is the significance of a wide
( 12, 14, 32), and the sociological stu- disparity between the number of jour-
dies of Hagstrom and others (33) give nals by a given journal and the
cited

convincing evidence of the utility of this number that cite it? Eco/ogy cites 500
approach. or so journals but, in turn, is cited by
only I 15. What does this say, other
Unanswered Questions than the obvious, about ecology and
Ecology? Is the applicability of work
The data reported here suggest many done in ecology and being reported in
avenues for further study. What, for ex- Eco/ogy much narrower than the in-
ample, is the significance of an ab- terests of ecologists?
normally high self-citation rate? Is it Several investigators of problems in
characteristic of parochialism, eccen- science policy and science management
tricity, mediocrity? Does it indicate are already using the SCI data base to
that a particular field of study has as explore such questions and many oth-
yet no basis for interaction with other ers. Each is trying, for different reasons,
fields? Which is true in a particular to build a model of the journal com-
case and how does one go about finding munication network that will provide
out? Iilore functional definitions of disciplines
What is the significance of a wide, and specialties, that will make it pos-
multidisciplinary spread of titles cited sible to define in detail how different
in the references of a given journal or fie!ds of knowledge interact, that will
group of journals? 1s it a measure cvf provide methods of predicting inter-
multidisciplinary activity? If so, is it a disciplinary impact, and that will per-
vu]id enough measure to warrant apply- haps provide more effective ways of
ing the Weinberg criterion (34) of monitoring research performance. Using
multidisciplinary impact in order to de- the SCI data base to map the journal
termine the amount of government sup- communications network may contnb-
port merited by particular areas of re- utc to more efficient science.

541
Rdestmees arid Ncbt#s ten&msii i momcdcovaoiia nauchnOtckhni-
1, P. L. K. Gross and E. M. Gross, College cheskogo pr&re&P (Use of mathematical
libraries and chemical education, ScImce 66, methods and electronic technology in analysis
385 (1927). of trends and in forecast of scientific and tech-
1. S. C, Bradford, Documentation (Lockwood, nical progress), In: Anofiz ?enderusil i Prog-
London, 1%3), 2nd cd. nozirovanie Nauchno-Tekhiiicheskogo Prog-
3. E, S. Allen, Periodicals for mathematicians. vessa; Primenenie Matemaficheskikh Metodot
Scirnce 70, 552 ( 1929). EVM v Isdedownikakh PO Istorii Nauki I
4. P. L, K. Gross and A. O. Woodford, serial Tekhniki (Trend Analysis and Forecast o! Sci-
hteraturc used by American geologists. Scwnct. entific and Technical Pragress: EDP Applica-
t ion oj Mathematical Methods in In vestigat ion.%
73, 660 (1931).
o/ fhe HisforY o~ Science), G. M. Dobrov, Ed.
5. R. H. Hooker, A study of scientific perimhcals.
( I#dateIs[vo Naukova Dumka, Kiev, 1%7),
Ret Sci. in.strum. 6. 333 (1935).
P 5-25.
6. H. H. Henkle, The pcriodlcal literature of
13. R. S, Gdiarevskii, Z. M. Mulchenko, A. T.
hlochenlistry. f3u//. Med. Lib?. AM. 27, 139
(1938), Terekhin, A. 1. Cheryni, Opyt izycheniia Sci-
ence Citation Jndex, (Experience in study of
7. H. H. Fusslcr, Characteristics of the research
hleralure used by chemists and physicists m he Science CiIaIton Jndex). In: Prikladncua
Ihe Un!ted SIaIe>. Libr, Quart. 19, 19 (1949):
>okumenfalisfika (A pplird Documen talion), V.
/. NaJ!mov, Ed, (Akadem]!a Nauk SSSR,
Ibid.. p. I 19.
4aucbnyI Sovet PO Kibernetike, Seri!a Organi-
8. C. H, Brown, Scientific Serials: Characfert~tlcs
!atsi ia i Upravlenie, Izdatelstvo Nauka, Mos-
and List of Mo$f Cifed Pubhcariom In
:OW, 1968), p. 32-53.
Muthematic$, Physic.,, Chrmi.$try, Geology,
Physiology, Be/any, Zoology, and Enrw?wlcmv, 14. 4. A. Korennoi, Indeksy nauchnykh ssylok;
Itkh primenenie v naukovendenii i informative
ACRL monogr;iph No. 16 (Assoclatlon of Col-
lege and Reference Llhrarics, Chicago, 1956). (:Indexes of scientific references; their usc in
9. (a) R. C. Coile, Periodical literature for elec- I he science of sciencx and in information sci-
1mce). Nauch-Tekh. ln}ovm. Ser. II No. 10, 3
trical engineem. J. Dor. 8. 209 (1952).
(h) T. Barrett and M, A. Barre It, Journol$ I:1968).
mow cited by chemists and chcmtcal cngnncel ~. 15. A list of articles that have been cited very
J. C6em. Ed,,,. 34, 35 (1957). frequently has been publisked: E. Garfield,
(c) R. E. Btlrl:m, Citations m American crw! Citation indexing, historio-bibliography, and
the sociology of science. In: Proceedings of
nmnng Journals. 1. Chemical englneernng.
the Third Intrmational Congress o/ Medical
Amer. Due. 10, 70 (1959); II Mechanical en-
Librarmnship, A mstmdam, 5.7 May 1969, ( Ex.
glnecring. ihtd, 10, 135 (1959); Ill, Mctallur -
cerpta Medlca, Amsterdam, 1970), p. 187-204.
gtcal eng)ncernng. thid. 10, 209 (1959).
16. For example, in 1951 the lournal oi Biological
(d) R. F. Trtmble, The murnals of Inorg.m]c
Chemi.frry (JBC) published an article by O. H,
chernmtry. J. <Iwn!, DuI.. 3, 79 (1963),
Lowry et al. on protein analysis. O. H. Lowry,
(c) P. K. Anderwm, The perlodtcal Iltcraturc
N. J. Rosebrough, A. L, Farr, and R. J.
of ecology. fJr(Mctrnce 16, 794 ( 1966).
Randall, Protein measurement with the folin
(f) A. J. Meadow%. Tk cltattt,n characterlsllc\
phenol reagent. J, Biol. Chem. 193, 265 ( 195 I ).
of a~trononltcal rmcarch Iltcrature. J. fJoc. 23.
That article represents only 0,7% of ik JBC3
28 (1967), averaee quarterJy output, but it accounts for
(g) Il. Ea\t and A. Wcym.m. A S(LICJY ]n the 5?. of all citations of the JBC in our qttiarter.
source btcralure of pla~ma phy~ic~. A $Ith Pro, year sampJe. Lowrys article is not as atyp,cal
21, Ifm (1969). of articles from JJJC a~ it is alyplcal of all
(h) A. M. Hall, The U$e and value of CIIO. articles. fJf the 50 articles most cited in 1967,
twnr; a Sfate-o/-rhe- Art Report. Report Nc).
13 (26CL ) had appeared in JBC.
R 70,4 (The Inwllutmn of Electrical EngI - 17. The largest numhcr of vari;tnt? {If the wtnc
nccr<, London, 1970].
iournal title and its abbreviations wm 42. Ihe
(I) R. A DaVIS tind C. A. BWICY, Blhho~raP~.P lotal reached in [he case of CtmIp!e$ Rtnd!t~
oj Use SJUJIP$, fmJJecl No. 195, prepared un- Hehdwnadmrv> des Seance, <fc IA rademm de c
der NSF Grant No. GN-f70 for {he Oflkc of
Scm-nce.r.
science lnformallon Service, (Gradu:lte School 18 For exumplc. lhc Sourh A/rIt w JournuJ ,,/
of L1hrary Sclcnct!, f3rexel Institute of Tech-
(kb$fctric% and <;) mwcoioKJ, the .Yot,lh Ajrwmt
nology, Phll~delph!a, March 1964).
Jowna[ of Nurr,iio, 1he South A jr,, WI Jo!,r,w[
10. (a) E. C,arfield. Cttat!on Indexc% fnr wwncc.
of Radwh>xy, and others ure compowf of
.S(/ence 122, 108 (1955).
spcctally titled (and color .cmfed) issues from
(h) , Science Cttation Index, a new di-
the regulorly numbered series of the South
mcnwon in indexing. ScIcncc 144. 649 ( !964).
A {ri, an Medical Journal.
I I. Citation frequency can he dt~trnhutcd accord-
19 .\<ictI<t CtIIJ1iOn Jndcx 1970 G fde & J(,tt,naf
ing to year~ of puhhcaticm only in the caw
I.1$1$ ( In\lllu!c for Scientlhc Inh)rmatlmc,
of wrt:Il puhllcatlons. permcficals, monoproph$
f>hll.idclphlti, 1971), P. 14. For lhc years 1964
with more than one edition. and ~o cm.
10 1970. tk number YC.11per
of citatuons per
I?. (LIJ G. M. Dobrov,
Scmmtific potential as an c!tcd nem has been, respectively, I W, I 65.
object of investigation and control in the 1.65, 1.66, I 67, 1.67, and 1.73,
Soviet Union. In: Ci.6u Fow!dation and ScI- 20 F. [;tirhcld. The mystery of the Iranspowf
encc o/ Science Foundation Symposium cm jorn~l lists, wherein Brad f<wd,s law of scat-
Decismn Making in Notionaf Scimtce POIICI tering IS generalized iwcordtng 10 Garfields
A. de Reuck, M. Goldsmith, and J. Knighl. law of concentration. Currrnr Conwnl~ Nn.
Eds. (Churchill, London, 1%8), p. 189-201. {1, P. 5 (August 4, 1971).
(b) lspofzovanie matcmaticheskikb 21 ~nd 1. }{. Sher, 1S[s experiences wnh
melodov i vychislitelnoi tekhniki dfia analiza ASCA ( Automatic Subject Catatmn Alert )a

542
xelective dissemination system. 1. Chem. Dor. it Were pmssff to mnstmct aII -pfabk
7. 141 (1%7). cfaaaifh(ion that wndd accommnhte aff
22, E. Garfield and G. S. Revesz. Ten years of nf S& diiferent kinds of pubfkrdwf material.
synthetic chenl ical literature; a WUistical M- it woufd have been impnasib~ for ~, ~i~
alysis of Jndex Chemicus from 196f&l 969. the rexources avaifable fOr tfd~ a~ic~, to
Nature, in press. have examined indinduafJy each of the ap-
23. J. L. Wood, The parameters of document proximately &30,tN30 items that I use for the
acquisition at Chemical Ahatracts Service. items-pubfished baae. If such a difTenmtiation
paper prexcnted at the American University among kinds of material were included in an
Eighth Annual Institute of In format to StOr. M Wxis such as this one, it is reasonable
age and Retrieval, Washington. D.C l&17 to assume that kad articfes in such jnumafs
February 1966. as Science, Nahtre, Lance:, and Journal of
24. C. Scott, The science of science; wbm scien- the American MedicaJ Association would, aa
tists read and why. Discovtry (March 1%9), P. a =OuP. have higher impact factors than
110, those that are shown for these joumafs in
25. D. J. D. Price. Networks of scientific paptrs. Fig. 8.
.Scirncr 149, 510 ( 1%5). 29. The percentage (in terms of Iotaf citations)
26. Citation prac[ice. .4slib Proc. 21, 328 of citations of items that are 3 or fewer years
( 1969). old has been. for the years 1%4 to 1970,
3f,09, 30.24, 26.W. 25.91, 25,32, 25.18, and
27. The Impact factor discus~d in this arltclc 23.95, respectively. It is interesting to note
(average citation rate per published item) that the yearly percentage of such items h=
gives some idea of the frequency with which gradually decreased as SCl coverage has in-
the average pafwr in a particular Journal creased. while [he citation rate per cited item
is cited. The factor is, of courxe, adversely has gradually increased (19). The significance
affected by papers in the
journal which are of these trends is an interesting matter for
not cnted at all, and, as noted above, favor. future investigation.
ably affected by papers cited with unusual 30. J. Martyn and A. Gilcbrist, An .Evahmrion of
frequency. Tbe mtluence of uncited and very British Scientific Periodicals. Asl ib Occasional
frequently cited papers can be discounted by Publication No. 1 (Ashb. London, 1968).
considering the total number of citations in 3 I. (a) D. MacRae. Jr.. Growth and dccav curves
relation m ctted Items only (rather than m in scientific citit ioris, A mfr. SOcio/. iev. 34.
relation to all published items), or by con- 361 (1%9).
stdertng only numbw of cited items (rtilher (b) R, W. Chadwick and K. W. fkutscb, Dou-
than total citations) in relation to all pub- bhng lime and half-bfe: two suggested con.
lished items. For example, if tbe items- ventions for describing rates of change in
publisbed base is IC43 articles and one artick social science data A mer Behav. Scirnti.rf 11,
has been cited 50 Ilmes while W articles have NS9(I%8).
not been cited at all, the impact factor wuuld l?. (a) V. V. Nalimov and Z. M. Mulchenko.
be 0.50. The same impact factor of 0.50 could Noukomctriia (Scienfomrtrics), ( Izda!elstvo
he derived for the journal that bad half of its Nauka, Moscow, 1969).
100 article% cited only once and ttw other half (b) L. N. Beck. Key issues in Soviet in forn>a-
not cited at all, If one conyders only cited tion. J, Amer. SOC. Inform, Sri. 22, tt5 (1971).
items, a per-cited-item impact factor can be )3. (a) W. O. Hagslrom, Inputs, outputs, and the
derived to distinguish hstween the two I,mr- prestige of university science departments.
nals. fn tbe first case, the f-er-cited-item im- .%ciol. .EJuc. U, 375 (1971).
pact factor would be 50.0; in the second, (b) A. E. Bayer and J. Folger. Some corre-
1.0. If one considers onfy the number of cit- lates of a citation measure of productivity in
able items cited, a citable-items-cited impact sciences. Socio/. Educ. 39. 382 { 1966).
factor can be derived to further distinguish [c) J. A. Creager and L. R. Harmon, On-lhe-
between the two Journals. fn tbe first case, tbe Job Validation ot .Wtction Variables. Tech.
citable-items-cited Impact factcw would be 0.01 ; Rep. No. 26 (Natlonaf Academy of Sciencex-
in tbe second, 0.5. Enormous amounts of com- National Research Council. Washington, DC.,
puter time would he required m derive these 1966).
different impact factors, although one must (d) S. Cole and J. R. Cole, Scientific output
acknowledge their potential usefulness. It and rccognitmn; a study in Ihe operation of
should be noted also that eitkr of tksc im- the reward system in scwnce. Amer. Sociol.
pact factors can he derived fr$>m lhc other hy Rev. 32.377 ( 1967).
dividing one t>f lbcm mlo Ihc tmpdct f.ILtur (e) E. B. Parker. W. J. Paisley and R. Gar-
used in tllis artlc!e. rett, BJblmKrapbical Ci[of#on.s as Unobtru$tvr
Meawmc.! of .ycientlfic Communication. ( lnxll -
28. The problem of selecting an items-publkshed !ute for Communications Research, Stanford
base is further complicated by the variety in University, Stanford. Calif., 1%7).
the kinds of items pubfished in scientific (f) J. Margolis. Cltatlon indexing and evalu-
journals. Many journals pubfish only fuU- ation of scientific papers. Scwnce 155, 1213
Iength reports of originaf research. Many (1%7).
others pubfisb, in addition, editorials, tecb- (g) J. Larabi, Mesure de Iefficacite des lahor-
nicaf communications, letters, notes, general atoircs de rechercbs fondanremde xelectionnes
correspondence, scientific news surveys and par Ic Centrc National dEtudes Spatiaks. Rev.
notes, book reviews, and so on; all of tbeae Fr. In/or#n. Rec6. Opera:. 3, (No. V-3), 103
are potentially citabk items. I have not at- (1%9),
tempted in this article to limit the definition (h) D. J. D. Price, Measuring the size of sci-
of items-pubf isbed to lead arficks, original ence. Proc. J.srarl A cad. Sci. Humanirms 4. 98
communications, or the like. Even assuming (1%9).

543
(i) R. D. Whitley, Communication nets in aci. (n) J. P. Martino, Citation indexing for re-
ence; status and citation patterns in animal search and &velopmem management. IEEE
physiology. SOciol. Rev. 17, 219 ([%9). Transactions E.g. Management EM-1$, M6
ti) s. CJ3k profession.d stantitng and the re. (1971).
ceptwn of scientific discoveries, Amer. J. (o) Anyone interested in citation analysis in
SocioJ. 76, 286 ( 1970). study of Ihe hhlory and sociology of science
(k) C. R. Myers, Journal citations and sclen. will find the following biMiography invsduabfe.:
titic eminence in contemporary psychology. A. Pritchard, Statistical iSiblio8raphy-A n Jn-
Amer. Psycfd. 2S, 1041 (1970). terim Blbllography (North-Western Pcdytec.hnk
(1) H. Rothman and M. Woodbcad, The uac Schonl of Librarianship, London, MaY W&J).
of citation coumin~ to identify research trends, Available from the U.S. Department of Cm&
J. f)OC. 27, 287 (1971). merce. National Bureau of Standards, Ckar-
(m) J. Cole and S. Cole, Measuring the qual- inghocme for Federal Scientific and Technical
ity of scientific research; problems in the usc information.
of theScience Citation Index. Amer. Sociol. 34, A. M. Weinbmg, Criteria for scientific choice,
6, 23 (1971). Mincr~a 1. 159 (1%3).

Reprinted from Science 178:471-79, 1972.

544
Essays of an Information Scientist, Vol:1, p.409-410, 1962-73 Current Contents, #6, p.5-6, February 7, 1973

Febmary 7, 1973
.

For more than a year Ive beersciting what impact of a much longer list of journals. As a
I consider to be one of the most significant result, weve determined that certain small
papers Ive ever published. At long last it has journals that publish relatively few but very
appeared. 1 frequently cited articles deserve to be included
The paper deals primarily with the use of in the coverage of SC1and CC
our Journal CYrz?th Index data bank to deter- For many years, weve included review
mine the frequency with which scientific and journals in SC1 and CC and our studies show
technical journals are cited in the journal litera- we were right to do so, Although few are
ture. [t shows that a large journal that pub- among the most-cited, several are at the top of
lishes many articles is, as a rule, more fre- a list ranked by impact. However, review jour-
quently cited than a journal that publishes nals are very expensive to process for SC1 The
fewer articles.. In addition, however, through average review article contains from 3 to 10
development of impact factors, it shows that times the number d references as the typical
articles in about half of these most-cited jour- research article-some contain as many as
nals are cited less frequently than articles in 21XKIreferences! This must be taken into ac-
smaller, less-cited journals. count when selecting journals for the SC1. It is
Regrettably, the editors of Scierr% where less important, of course, for Ci2
the paper has been published, could not give 1 hope it is obvious that we take the
space to include the originally submitted list of question of journal coverage very seriously. 1S1
the 565 most-cited journals that are mentioned has devoted enormous time and energy to find-
in 75% of all references published. But we ing objective criteria for journal selection. Un-
intend to make this list available, and will fortunately, the objective criteria alone dont
update it sometime in 1973. The list of 152 solve the problem. There is more that we feel
journals that appears in the article is now three should be considered. Readers frequent 1y re-
years old. commend that we cover journals that, for one
It should be significant to our subscribers reason or another, show up poorly in citation
that all of the 565 journals mentioned abovc- studies. It would be courting disaster to ignore
indecd almost all of the 1000 most-cited jour- all such recommendations the basis of cita-
nalsare covered in either the science Citation tion data alone. In the process we might deni-
Index or in Clrrrent Contents grate the just motives of those who strongly
Since completion of the work repwted in support CC, whether from professional self-
the article, we have been able to measure the interest, national pride, and so on. All such

409
decisions are acceptable provided that we dili- ans especially expect a continuity of coverage,
gently make certain that the best is always but sometimes rhe facts of life require that we
included. weed out journals that no longer cut the mus-
Every year we go through the painful tard. Retaining a mediocre journal means
budgeting process that determines, among omission of another, better journal. We are a
other things, how many journals we can add to long way from zero population growth ofjour-
each 1S1 service. Its plain that some readers nals. In fact, older journals not only survive,
imagine we can and should cover any journal but the hard core grow in size. Their growth in
that comes to our or their attention. Some seem articles published almost equals the number in
actually shocked to learn that ISI is not some new journals. These journal dynamics are prob-
sort of inexhaustibly funded quasi- ably a healthy phenomenon in scientific
governmental agency. To expect that we cover communication.
any and every journal is almost as unreasonable If, in spite of all the hocus-pocus about
as our own fervent wish that every scientist in journal selection discussed here, you feel that a
the world subscribe to CrmrerrfContents. This particular journal is improperly omitted from
might make it economically feasible for us to CCor from SCI, please let us know. But dont
cover almost any journal, even if space did not fail to tell the editor or publisher of thejoumal
call a bait at some point. as well. Well always be responsive to readers
Once we have established our annual bud- sugg~tions, though we must hope that you and
get for journal coverage, we are invariably he will appreciate the economics as well as the
approached by some journal publisher or editor art of journal coverage.
who wants some new journal covered immedi-
ately, What are we to do if the journal meets all
important editorial requirements for selection? 1. Garfield E. Citation analysis as a tool in
We can either tell the journals sponsor to wait journal evaluation. Science 17847 179, 1972.
until next year, or we can ask him to under- In early citations of the article, I used the
write coverage ofhisjournal in order to help us title on the MS submitted to Science Citation
live within the budget as we must, analysis as a sociometric tool for journal evalu-
[t is never easy to drop a journal once it ation and science policy studies. Reprints are
has been added to Current Contents. Librari- available.

The article cited in the reference above is reprinted in this volume beginning on page 527.

410
Reprinted in Essays of an Information Scientist, Vol:6, p.468-471, 1983
BmprLated from Scmm, JolJ lb, 1953, VOL 1% No. 3159, p- 10S-111.,

- Classified indexca are ako dcpmd-


em upn a subject analysis of individual
artickl and, at buf, olkr u better CO.-
iseency of indexing rather tba greater

Citation Indexes for Science .pecfiuty or rnukiplicit y in fbc s.bj cct


approach. Simdarly, terminology i, im.
portant, but even - ideal .tandardiza-
tkon of terminology and nommclat.m
A New Dnenaion in Documentation will not solve the prc.bkm of SUI+CL

through Associationof Ideas Vmaly!k


What*enu to Ix needed, then, in ad.
didc.nto teue? and more comprebcnsiv.
Eugene Garfield, F%.D. indexes, alphabetical .d clmsified, .,.
w types of bibliographic took that can
help to spa the gap b@#een the wbj.cs
~ppmach Of [hmc wbo create dacumenu
The uncritical of disputed
cifation app~ch,- fibject control cd the Iitc,a. ffut is, a.thors--and the iubj.ct ap
databys writer,whctbcxit be dcfibmatc ture of scwncc. By virtue of its d< flerem proacb of the scientist who weks irdor.
of not, u z serious matter. Of come, construction, it ten& to bring together mation.
knowingly propagandizingunwbstmti- material that would never be collated by Since 1873 the legal profession h~
awd claim u particularly Aborrcnt, tie umal mbjcct indexing. It is best de. been provided with an inval.bk re-
but just m many naive studentsmay be tcrifud .s an a-i.tio+f.ideas index, ward tool kmwn M Sh epo ,.4s Citd icwu,
swayed tq unfounded asscrtims PK. and it giv- the reader M much leeway fmblisbed by Shcpards Citations, Inc.,
Icntcd by a writer who is unaware of the as he rquira. Suggestiveness through Colorado Springt, CA. (2). A cilatio
criticisms. Buried in scbolarly jou ma k, association-of.ideas u .ffercd by conv.n- index u published for court cases in the
critiml notes are increasingly fiiely to lional $ubject indexes but only within the 48 stat.a as well as for .a%s in Fedcr.1
be overlooked with the passage of !imc, Iimiu of a particular subject heading. courts Briefly, the Shepard citation ~
while tht smdi.s to which they pertain, If one comidcm the book .s the rnamu tern is . listing of individual American
having ht. reported more widely, are unit of thmght and the pcri+ical article cmrt casm, each cam Lxig fd lowed by
apt to lx rediscovered; (i) fhe micro unit of thought, then the cita- a complete history, written in a simple
tion itidcx in #ome respects dmls in !he cede. Under c?.ch case is given . record
In thk paper I propose a bibliographic s.bmicm or molecular unit of thought. of the publications tb%t have referr,d m
systcm for Kim.. literature that can 1! it here that most indexes arc inade- the case, the other court dcckiom that
eliminate the uncritical ciLali.n of ha. quate, because fhc scientist is quite often hzve affected the case, ad any other
duknt, incomplete, or obmk[c dam by conccmed with a particular idea rather rc{emncei that may lx of V-AC to tht
making it pmsibk for lIu comcicntio.s dun with a cornpfetc concept. Thought lawyer, This fypc of listing is partic-
ichokr to be aware of ctkicimu of indexes can be extremely useful if they kdy important to [he lawyer, bccase,
eartkr papers. II i$ ton much to expect a are properly mnceived and developed. in faw, much is based . preccdcnt
research work. r to spend m iordinat. lrI the literal. re-scarch,g pro.-, i. Citation indexei dcped on a simpfe
amount of tirm s.archtmg for the b!bfic- dcxcs pfay only a sdl, although si~nifi. system of coding c.tries, one &at m.
gr.ph,c d=cndants of a.1.,edmt p,. .s1,part.flow who %ck ccwnprthciuive q.,r= mi.im.m $Pac, a.d fac,lita~~ Ihc
pm. It would not & excessive to de- ittdcxu to ihe Iitem[ure cd scicncc fail to gathwig together id a ~rcat volume of
mand ihat the thorough scholar check point OUt that m.h ind.xc+ .Ith..gh ,h.y m.ler ial. However, a mxfe is or abm.
all paptm that hzve cited or criticized may & desirable, will provide only a lutdy necessaryif one chooses to compile
such pspcrs, il they cmdd be located Mt.. ,t.rtmg POIIM thm (he one prm . Wwm.ti. listing of i.div,d.al cas.s or
q.i.kly. ~,. citation index rnakcs hi% vialed i the wlcctive idcxm at prmcm repao, with a complete bibliographic
check pract,c.bk. F.ve. ii there were o available, Om of the basic difficl[ics u history of each of thcm. Tb.s, it would
other use for a citatim index lh.n du( w build wbjcct idcxcs that c. antici- b+ pimible 10 list all pertinent refmm.c
of rpinimizing the .#tation O( p.wr d.ta, pate the infinite n.mbcr of pos.,bk ap tinder each cast, with sul?icicnt mm.
the index would b. well worfb tic clfort proack the scimtist may require. Pm.
rquircd to compile il. poncnts of classified indexes may suggest
that classification u [he mlution to t~t,
Lh. Garti*ld
1. DIMCIO, of the 1..,1,.,.
Thii pa~r considem the pihlc util- 10, Scmn,ltlc Ik.mtlm, 3$ south 17*
ily of a citation ind.x lfut OKcm a new problem. but this is by IW rncam the 8,,..,, Ph,l.d.lfi,m 3, P..
2

plcwncss to give the index m.re of the wcmld be listed other code numbm rep- cbercfore paenthlly
from 50 10 100
A~pa rance cd a bibliogmpb y, Hm+wvcr, resenting mticla that had refrrrrd to the timu u great u it U for kk~pdl Cita-
[hu would re$ult in m extremely bulky article in qucsti~ tcgether with mt in- 1km,.
volume. dicdan of whether the citing wurcc ffowcvlr, not lff of these 50,000 pub
There are analogict fn bildiiapMc was an original articlq review, abstract, ficaticmt arc being covcmf in our present
o~r~tions. For example, in catahging * mticfq patent, or tmnsfation, and indexing activities, and yet tits has Ml
books [or fmobeflcrd a? library cadogs, m forth. III c?lecf, the SYWCIIIwould plO- ptevcmed us from continuing indexes O(
miawctnpt is made to find refcrenca to vide a complete fiiing, for the ~blica. standard type or fmm starting new ones.
each bmkinonea more aatboritative tions covered, of .11 the original rticlci Lick of complete coverage u not rKCCS-
bib fiiphic soumei, & u tbdcata. that had referred to the aniclc in qtws- mrily M mgument against * citation in-
~s.( the British Museum ( BM), Biblio. tiom This would clearly b Pmticularly dex. II u in fact n argument in iti favor.
dt~que Nationale (BN), ortbc Library IAIChd in hutoricaf rrscarch, when one it (lwcrage could perhap# be fimited to the
of fhtgrcm (Lc). TIMautborityard Uying ta tvaluate the ti~ificaiwe of a fist of periadkals covered by one of the
wed in cataloging wmetima fooki fike fmrticular work and im impact on k leading indexing -ice% TIIU approac&
1 F&pad entry. fitct-ature and thinking of die period. wofd, of course, have an immediate d%
Anmber lxflmp]e u 1 bwk-review d,- Such UI %lFUCt fSCtO# lluy k UUKb advantage, Such a wbjw selection
gat, kn wMcb one finds for each book more indicative than n absolute count would mean that laY dircaty related mib
tide s W& of refcrmccs and selections of the number of a scienthth publb- jecu of interest would be excluded, and
Imm published tiews, crkical nd tions, which wa9 used by L&na (3) these arc the publications that the indi.
othetwise. Certain indexing pubfiations and Dennis (4). The Impact factor h vidual is least likely 10 cover in his own
pcri4rm dmilar funckion. similu to the q.aotituive mcamrc & r~mh. It would be necessary to con-
Some time ago I became concerned taincd by Gross (5). in evaluating tbe sider all the pi-us and cons in a tefcctive
with the problem 01 dcvelopig a cita. relative imptance of xientihc jounuk, ~,pp-ch and the. co determine the pm.
&an code for ackmc. Thii wat mcesa~ a method later criticized by Brcdman sible utility of such a tool. For aampfc,
for the etlicknt manipuhtioo by IIUChan. (6) fut used again by Fwlcr (7). would a citation index to the 15CLlperi-
id dtica of cntria to tientific indaes. Other advancagct would atw obtain. odical coverrd by the Curwti Lid 0/
[a die counc of this research 1 developed Ins way such liwingt would pmvidc each .44tdicd Litrmfum be ofrealvalue.or,
a vw simple system for identifying an xientist with n individual dipping sew- similarly, citation index to the 5@J0
indhidud 8cimtific article that had ap- ice. By referring to the Iistingz for hu pcri.xficafs covered by Chemicak Ab.
parcd in the pcriackaf pm. llu re- aniclc, d author could readily deter. It,lICtl? The Curwnt List would, in fact,
wlting numerical code comistaf of IWO mine which otk acicmdsu were makiig offer a good starting point, since it af-
parts. h tint part wat a serial nmbcr, mfercnce to ti work. thus increasing ready provid= a unique code for the
used instead of an abbreviation, to iden- communication possibilhiu between aci- I IXWIO items indexed by it each year.
tify each periodical; it w simitar to the entista. It is afm possible that the in&- Presumably these are the most significant
serial numbut employed im the World vidual Kicntim thus might bcconw aware contribution in the ccwercdfield$ for die
fit Of Scuntific Pe,iodicafa, by no means of impficatiom in his studia that he was year. If IO is the number of rcferencez in
new idea. For ma mplq Du BibJie. not aware of before the average article, then atit 1 million
gmphit dtr /rtmdsprachigea Zri/mhri/. Meet authors Iikc to w bow lheir citaticmi would be involved. The preps.
tca Li:ma:ur has for many yean wed works re received, Bringing together all ration of that number annually is M un-
tucb a ~ent to save space. kook reviews and abstracts is VW im- reasonable. Shepardi has already used
The second part 01 the code mmtbcr portant, for i! it not postible for an well over 50 million citationa in itt pub-
WM dm a serial munbcr, at+md @ each author to keep up with the tbousanda of fisbing ctiviticm
udcle in . pmticl.r publication, start. pub ficmioiu i which hi, contribution TIM Idmate access of a citation in-
ins with I and continuing thmughot all might be reviewed. This appliu qually dex would depend O. many factors. For
volume& Tle code thut gives M indica. @ publisfwn. h would not be im~ib[e example, if QCII periodical wouId assign
don of year or volume numbm, a Know w include kooks in the cimtion index. In- unique code numfxrs to the articlu pub.
abortcorning. The udc!e number i, tso deed, u a fimt suggestion, lbe .ie of IMA, it would be ~ibfe for authon
em umiqe, having been used by the Pro. Library of Gngrcit card numb u the 10 list that numbetx in their bibliogra-
cetdine: of the $ocitty @ Exp,rimtntak identifying c.mie for bcoki would seem phic! nd, thus, 10 save the work of md-
Biology nd Mcdicinr timx itt inception. appropriate. iW,On the part of tbe citation index WSff.
These two serial numbem tab together, It ii nccewary next to diacun $omc It u wilskely that mb a dcvelopmmt
it can be wen, can idcmify any published realistic qustiont concerned wib rhc could take place in lea! !ban 5 G+ 10
periodical article h soon Lmtamc appat. mfiition of tuch an index. Bitner (8) year!, but it it comparable to the problem
ent, fte, tuch codes had been utilized on has estimamd that SO,(XM cases arc cov- of getting pufdidmz to include Librmy
an experimental kusi% that the use of the ered by Shcpard~ Cifdiow III 1 year, of Gngr- cm-d numbcn in their pub
codes would t.tifitatc the compilation of the ca~ -d article appearing in not Iications.
. citation index. ( Chher coding sys(ums more than a few hndrcd publicmions. When such a large volume of data is
would be equally ppfkable. ) In 1953 about t milfion citatiom were to be handled, mechanical devicu of
A citation index to science would have added-clox td 40 citations per case. high speed and vcmatifhy coufd be used
the following main characccnstics. Fwst Whzt is the prospsc{ in scientific liwra. m greai advantage ad would probably
there would be a complete alphabetic lure? The latt publidted cditicm of the determine success or failure. ChICC the
listing cd all periodicals covered, in ad- World tit of Scicmifc Periodicals mm- ccdng is done, compilation iuelf u quite
dition to the code numbs for each P-. uincd more than 50,000 !itlcs in scicncc mechanical. Tbi$ could be done by means
riodt.al. The Itsl would be similar 10 the and technology. It is varioudy c$tirnawd of conventional filing di~, the Shepard
Worfd .LMI.but without the library hold- dial between I and 3 million at scien- organization itself ha, used than IUCCUS.
ings in fonnauon. The main porlion of tific anicley are published each year. The fully for W years. However, it would tM
the c,tation index would list in straigh! /otird of /h/ ,4mmicam Choni.d So. facilitated by a mechanical approacfI
numerical order lhe code numbcm for all cicty aloife pblkbcs more tbm .SOtKIp using pnchcd cardx
the anicl es covere& Udcr each code Year, including approximately NOO origi. The utility of a citation index in any
umber, for example, 9001.6789, them ma! rtwks. The order of m.tgitude is field numt lso IM considered fmm tba

469
a
point d vinu of he tranmimion,
01 rn another imtamce the RCA ariicle adaptation sydmmc ( !4 ). A syst.mmic
idrw. A [hmm,gh scientist cannot be ,.m cxpecmdly cimd in the jomal scafi was then made of =11papcr$ that
satisfied merely with tcarching fhc limra- Electronic Enginrevisg in an article cm were pubfished in the ]our..d of Clizwal
ture through indcx,~ and bibliographic< ilurm ation thm~ ( 12) that I w- mad. Endoc,inoiogy subsequent to S+s
if be u going to mtabfish Ilk history of i~ bccausc of an entirely ditfercnf in- paper up to 195la period of 5 years,
n idra. 1Ic mu$f obviously da a grat terest.No wbjccf indexer could have an- i@idtg well over 500 articlv. Every
deal of organized, as well m cclcctic, ticipated this crosdmeding of intecests. bibliography in each of the 5fsl mttcles
read,.g. The latter is ncces.wy bccawt I%rhaps there arc many other mficles waJ checked for a w f.xcce to Sd yes
it is impossible for any one person ( the ad books unknown to me that have mficle, Twenty.three rticles we;e found
indexer] to anticipate all the thought made ,imikr rcfercces to his dcvicc. to make such reference; each of them
processesof a wer, Ccmvc.ti.mml subject 1fow can they be located whm the main was !hcn checked for the character of
indexes e th.mchy limited i their t- $ubject matter of fhe article i!, on the the information pr.avidcd.
tempt to pmvidc an ideal kcy to the lit. .IIrtacc, 10 .nrclatcd in nature? Eaatnination of the citation list (Table
erature. Tfw iame may be mid, of clari- One might say that it would be P I ) shows the great variety of subject mat.
fication scheme. In tracking down the sibk to index articles ore thoroughly ter incl.dtd. Oe thing became quite
origiru of an idea, the citation index @n m achkve the same TMI1!S, For camnple, clear, Wen to 3he uninitiatedtba.t is, the
be of real help Thi, is well illustmtcd by the article . ifmmaticm the.my, ir thcw- influence of Sely/s article ha, bee quit.
an example from my m+ Cxpcriece. oughly idcxcd, might h=vc idudcd m pronounced. Such evidcce is wdrmnd y
Many ycam ago the Radto Capomtion ewy mder reading dcvic for the bfiwl valuabfe m rhe himriam
of Arncrica dcvdcqxd a wading.aid for Yet if thit were done, or periodical in. It is intcrmdng to note that, aldmugh
the blimf (9). This device had . . elm. dining scrviccs would clearly bmomc all 121earticl cited were idexmf ,.
Ironic system fur mnvcrting printed fet. hopclcmly c.verloadcd with material that Q.a,tdy Cumulative Indtx Med,cw,
ten into recognizable sound patterns. is .1 nccessaty to lead .3 IO the micro not one is to be [od there din the
Using the dcvicc, z blind tin could ,can unitthe entire article or one O( iw heading Adaptation.,, In fact, it is sr.
* printed page; in . WI of hcadphocs major scctiom. Although it might be =id PriSing not to find any articles from lhi,
he ccmfd hear a terics cd sound patterns, tha! no scientist iterestcd in the greater ]o.rrul under this subject heading.
each Ictt<r having its own recogrtiz.blc comprchtmiwmms m be found i a cit.. [t .1s becomes q.itc cbvio,,s that
smmd pattm. 1 cfkt, the words were tie index would object to h.avig such a many refercces to ?,dyts papa were
apcllcd out, letter by letter, ,. code. I great mass of rcfcrenccs in a subject in- gcncml and mnorikte Iittfe w nothing
w PrtiC.larly intcrmtcd in thh device dex, {his i. impracticable. f t would re-
because I had bee independently work. quire an army of indcxcn to read lhe Table 1. ld.x ample based on article
ig on . dtvicc that would copy print, articles and identify the exact subject by Mans Sdye, Ge.cmf adaptat,.n sy.-
Icuer by Iefwr, ad rcprcduce it for matter of cv~ paragraph or sent.mce, dromc U. Cfim. E.d.eri.ol. 6, 117
bibliographic and other purposes. The Yet this would be necessary.To illustrate, ( 19+6)]. The code number for #hisjour..]
two dcvicm had sowmthing in common i it is only in the vmy last paragraph cd in the World Lid u 1 I, 123. ; tie article
that they both crnpfoycd scanning de. the article . . information theory that o. n.nixr is ati,!}axily !.k. u 687, and
vie. 1 then wafed to learn whether would find a refcrcncc to reading dwiccs the mde mbw for tbe .ruck is 11123a.
anyone had ever sugSewcd that the RCA 687. Tbe 23 articles that cited Sdye,s
for the blind.
article arc fisted, felt+wed by A hyp+
reading-aid could bc wcd for this pur. \Vcrc a army of indexers availabfc, i!
th. tw.l .zl.tio. id.. ..try for S./y. <t
psc. It will lx appawt that if anyone
had kcs.m of the RCA dtvice ad had
i, ,till doubtful
indexing m.fd
that the proper swbject
bc made. Over the years
.!/,.1.?
R,review
artidc;
A, ab,u.ct; O,
or!~xn.1 .rli.le,
thought of ~dapting it for cop) i.g p.r- change% in tmnioolo~ take place, that
poses, s relmcm to the art,cle might vitiate the .seflnms of s sfadard wt- 1, Williams, R. H : Thym,d & Adrenal
have been made. Thi, ,cfermtc, could jcct index. To a certain extc.t, thi, is Iterrelatios, 7: 32-57 ( 1947),
easily have been incl.dcd in M article overcome thmgh the citation approach, 2. Veing, E. H,: Glycogmic Corti.
or patent that U.3S.! at all rda(cd to for the author who ha> ad. referect mido, 7: 79101 ( 1947),
the problem .1 rmdinS dcvicm. A cit.. to a p.pm 40 or 50 years old has inter. 3. Forbes, d al.: 17-Kctomcrc.,ds in
Tra.nw and Disc=, 1. 264-200
tie index would htve given me. just prct.d !hc tcrmiol~ for .s. By using
(1947).
what I was a{tcr. No!hing could s.bsti. athon refcrmcm i cornpilig the cit..
4. Talbot, d d.: Excretion of I I .oxy.
fute for extensive rm.dtg, but a great rion index, wc are in reality utilizing a cc.rticmtcroids,7: 331-350 ( 1947).
d..! of time could have hem gaved by army of indexers, for every time a 5. Castillo, E. B, del, c1 d : Sydrmm
bringing the appropriate works to my at- uthor make, a refcrece he is i cikt of R.dirnmtaV Ovaries, 7: 385-422
Ienlio, indexing that work Irom his pi! of (1%7).
~n the co.mc of my reading 1 did find view. This is especially trc of review 6. Fonbam, P, H.. e: al,: Pituitarv
a few rcfvrcccs to this device, one in a arficlcs where each statemcnr, wifh the Adrcoc6riicotmpi, 0, 15+.6
[19+8).
buok ( /0), ad xvcml othtrs i. p.mi. following rcfcrmce, resembles a. index
odic.al articles, one of which ..ws a Cm. entry, supcrimpmcd upm which is the
7, Pi.c.s, G., d 4: Rhythm in B[pcd
Excretion, 8: 221-226 [ 13+3)
man article on the mcchaniza!io. of Imtiori of critical appraisal and inter.
8. LcCompte, P. M : Width cd Admn,.1
philological analy=s ad concordance prctation. To the indexer this hm its ad- Cortex i. Lympham Lcukcrntx, 9.
building. Tim lzit.m article (//] d,d 01 va.[ages as WCII as its disad.a!agcs 158-162 (1949).
d=ms my own s~cial intwest in copy. (13). 9, Wolf$on, W. Q.: 17-Kemmcroids in
ing dcvicm, IMt it did ,how \he simdamy To dctrrminc i a practical way what COU1,9: 497-513 [ !949)
bctw..n !he author-s and y own thit!k- the citmion i.dcx could offer, it WM de. 10. Stein, H. J , ./ al.: l{omw.d Rr.
ing from the ~int .( VICW of Icllcr-rcc. c,dcd m !r?ck dmv the cit~tio., made ,Iwnse to 11,., and Cold. 9 3?9-547
.agtition dcvtccs, which is what the RCA in .x,. ioumal m . ,it,qle stc.~itcamar.
I 1,
(19+9).
D,tvis, M. F. : F,o,,nophils tn Prrg.
device mtcmpt$ m k. [ o(kr words, ti<te, t,, order to co,t,plc a 5,tt11plcentry
narwy and L*bar, 9: 714-724
both of s were intcrcmd in this tfcvicc for Ihc c,mtio ir,dm At the s.ggestron (1949).
at letter-rccognitio. drvim for the of F,rich ?.fcycrho!l, I A-ctcd Ho, f2, con,>, J. W.: N, and Cl of Swc, t m
analysis of WM. Sclyrs fa,,lom article 0 [he gccrd Cwticd I.drs, [0: 12 23 ( IMO)

470
4
Is. Recant, L., ;1 d.: l!f?cct cd Epinc- sented indicdts9 that the citation ink fbe citingankle and the code fordie
Dhrinc on Smincmhifs. 10: 107-226 &m interesting possibilitiu for UUMIW bet (its LC cardnumb).
i1930). - approach to btbl iosraph ic control. After dl the articles had been codd
McArthur, J. W., d d.: Urinary The next Wp in compiling the index it would next be nccmry to son tht
Escrction d Cktic.mwmids in Dfa.
for the Rely. article would be 10 $eekout carcfi by the code n.mbcm (or the items
betic Acidmifi 10: S07-312 ( 1950).
15. Sore, E.: Fertility i. Yamplegic
additioml references fo it in more periph- cited. This would yield a group of card
MA,, 10: 3S1-S98 (1950). ml joumafs, but obvioudy the farther 101each citsd article. That wwld then
16. Grossman, S., cc d.: Idiopathic .k- away you set from the immcdkmc subject be totted by code mumbcm fat the citing
tmiolk followingtborwpluty, 10: area of the, main article, tie fewer the niclu, T13iI cc.mpletea the CA36ingand
72%J34(1950). refcrencca to it you till locite. Ye4 ** sorting. The m: step woufd be pmparz.
I 7. Oooper, J. S., d d.: bfctabofic b nuy well be the mm4 useful rcfercnca of lion for khe printer.
~.em= 4 spi~ ~ MIX% IO: all, for the cross-fertilkzmioa of subject Fmm thb dacripthn it will be appar-
D3s-lf70 ..
f 1930). fields u ons of our m-xi important prO& ent that, although a great volqne of ma-
18. Hioco, D.: Adrenal Metabcditea m
Ienu in science fiterarum, !erkal u to be covered, relatively umkilled
y9mcDf Altblna, fo: 157*1578
...... II will be well to close wkb a brief penom can pmfonn the necessaryding
19. Jukr, J. W.: Pft.ilary-Adremd Sys. description of how the cicati.n imkx and filing. Profticmal w pervision wcwld
tern in Lafan% II: 1sS-192 (1951). might be compiled. The lint step woufd still be required, becausetimtain drcisiaru
20. Deane, H. W,: The Admmh in l!.x- bs the election of fhe particular group mquim skilled judgmrnt, for example.
pcdmenmf Hypertcmion, 11: 193- of periodicals to be covered; next, fht when ibid. or foe. cif. must be cardufJy
.......
208 (195t\. period to be covered, say, only tfut since interpreted. Fomwtrs tend to make cod-
21. Hiom, D., d d.: Epinephdae and
I w. ing somewhat cumbersome. The cede I
ACTH in Smncbhf Atthnta, 11:
~e problem aCOJdty b tWO f~CCU: have described u merely example wed
395-407 (1951 ).
to illustrate the mcthcd in principle. If
22. EchafTenfxrg, C. A., .1 d.: F-HP 4he selection of periodicals to lx covered
droxypmpi.aphmo.e ( PHP) and in order to obtain citation% and the sdec. the system .&c adopted, then in the
other so-called pituitary inbibitom, tion of those articles for which we want fmure every author ought to bc required
11, 1215-1223 (1951). a citation record. For example, dl ar- b incbmke[he send number of each item
23, Tdbot, N, B,, d d.: Urinary Watez- licft~ in jo.mab in the Current List o/ be referred to, so u to facilitate not only
Soluble Cmticosteroid$, I I : 1223- .4fcdicdl Lifcmlure that have remained tht compilation of citation indexes but
1236 (1951). in cantinous publication since 1900 aka other operation$ such = requcsu for
might lw coded, in wh,ch cw thr. IO.,. reprint$ (15, 16).
Cil.tim lnd.x Emtvy d o/ Clinical Endocrinology would not In a certain sense citation index i9
11123s.687 be included. However, we might include not very di17erent from mm+dium
464-9789(R) as citation murcc% all jo.rnah covered like BAf,fcin, which giw * mcher com-
269-3366(R) by tht Current List. Thu$ the biblicgra. pte{e record of a compound, compiled
1105-9876( A) phiea appearing in articles in the journal by a ~milar method. A citation index
1123-4432(R) of Clinic81 Endocrinology wcmld supply for the literature of chemistry would un-
ml1,12345752(0) references to the basic group of articla. &.btedly make the preparation of mwh
.0779 (0) works as Beihtein much easier than ic is
Sac+ coder would be assigned a group
-7264(0)
of licla in a particular jmmml. The at prcserw. The new hibliogmphic mc.1,
.7331 (0)
fir$t ncp would be to number each articfc like otbcra that alrudy e+ is jum a
.7385 (o)
.0866 (0) in !he joumd in
cending order, by uarting pint in literature research. It
4221(0) utiliiing a complete table ol contenls of will help in many ways, but one dwufd
-ll~ll:; 45Mtjournal km ha incepk not qect-it to mlvc all bur pmbltmi.
Once a code number has bee assigned
red-. d N-
-9529(0) to each article, the proper codes may
1. P, ?hom- amdJ, C StankT,S+.. HI.
then bc assigned to each pxio&cal. Thii
610(1PM). l%m!teca snd Stan! _ com-
might bc the n.mbcr given in the World mn,l~ O. C. Zirkk,t dti,m O! k _
to the rc.dcrd cnlightcnmcnt, since exact List, with new n.mbcrx for any pcriodi. .( Imudlentdam [Se.a la. 16P(M501.
?. W, C. A&ir, A. D.<.wmut8.. 6, S1
me rcfcrcnc- ~re n~~ prOvided. !n SW- cals not to be found there. , ,M. )

craf cam the SClye article it even cited Actal co&g $tar[s with the fimt ar- 3 ii% hbmm. Sri. Mmtti 74331 l195d
s w. Dennis.ihd. n, 143(1954).
but not rdcrred to in the text. .%-lye: in- ticle in a partimlar periodical. The coder $. ~~1~7)C_ and L. M. Grcs, S<... ~
fluence on all of these authors i$ quite prepares a 3- by 5.in, card for each cita-
p~rcnt. ln particular .imtancu the ci. tion made in the article, Each card 6 ~h ;$~ Med. bbva~ Am. BrO. 33,
taoom arc of value in Iocatins confirma- should Sivc (i) tbe ccdc number for the 7. H. H, Funk,, LA.- Q8u4. 19,19 (1949).
tory cb,idcnce of some of !+., claims. c,ting article, (ii) the cod. imrnfxr for S. lll,Shr.cr, _ co=micatim. AFAI
Tlnm, in the caseof a highly significant the article cited, and (iii ) 1 classification 9. V. K. Z-ark,. ud L. E W. *w, An
article, the citalion index has a qqanti. of the citing arLicle as n original con- Ph.n so. % 139{Itwl.
10, il. R. Sh.w, M..!4i.., .d 1A. 5,biwH.#kL
tative value, for it may help the his!orian tribution, review arficlc, abstract, and IO .d Fr.blcm! ./ 14. rw..lh C-1.7 (u. {..
to mcamrc the influence of the article-- forth. 4 Mimi! k. Ultua, 19311,. 19. (n..
that is, its impact factor. With regard Many rcfcrcnccs will be cxcIuded by prhtaiIromLbbliqmph, u s A,. 4 Sch.,,
(Univ. c4 lllmou P-u, Urhr-, 19X1.
to 1.ss significant work, one would sus- the limits of covcra~e set p. Thus all 11. R. Bum, Ncchr. Detmm,tim S, M 11953).
pect thm the bibliographic advantages rcfcrcnccs to articles not in ihc prcscrihd 13 A M. Andrew. U, flr-ic .%. 35. +71 11S53)
13 S. Gfild, ,W=ie I,wr.twe . tourm d
migh! bc incrca$ed, bccau8c the scicntitl list of jogrnalt would be excluded. crhkd ..-* for scientifici*es, u+mb
or I,brariam would be pmvidcd with rcf- All books would b mdudcd nfcm * p.wr, Dccwmber1952.
14 II *IF, ). C14.. Ii.d.<ri..l, s, 117 (1946).
ercnccs not to be found in conventional othcrwim $p..ificd, i which cm- thr 1> E, Gxf,eld. S..., 120, 1039 (1S$S).
indexes. Ihc prclim inmy evidence pre. rcfcrmce card would carry the code for 16. J. A. &L.Le, 3,. . . . IW. IC8> (19MI.

471

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