Professional Documents
Culture Documents
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AmericasOtherConstitutions:Book
ReviewofTheLawofAmericanState
Constitutions
SCOTTL.KAFKER
ABSTRACT
TheHonorableScottL.KafkerisanassociatejusticeontheMassachusettsAppealsCourt.
HealsoteachesstateconstitutionallawatBostonCollegeLawSchool.
835
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INTRODUCTION
A
merica has a dual constitutional structure: state and federal. Yet
American constitutional law is primarily examined in classrooms
and even in courtrooms through a single lens, that of the U.S.
Constitution.Tocorrectourconstitutionalvision,TheLawofAmericanState
Constitutions, by Professor Robert F. Williams, should be on the required
reading list of all judges, lawyers, scholars, public officials, and citizen
activists who chart the course of constitutional law in this country.
Published by Oxford University Press, this distinguished work provides
the expert guidance necessary to navigate the intricacies of state
constitutional law and its complex and complementary relationship to
federal constitutional law. When read together with Professor Williamss
other scholarship, including his superb textbook, State Constitutional Law:
CasesandMaterials,theentire,blossomingfieldcanbeexplored.1
Fortunatelyforus,inthespringof1967,beforeheenteredlawschool,
Williams worked as a legislative aide for the Florida Legislature while it
revisedthe1885FloridaConstitution.2Thussparkedalifetimedevotionto
state constitutional law that continues to this day.3 Since 1980, when he
began teaching at Rutgers University School of Law, he has been at the
forefront of scholarship in this area.4 Along with his political science
colleague G. Alan Tarr, Professor Williams runs the Rutgers Center for
State Constitutional Studies as Associate Director.5 For the past two
decades, the Rutgers Law Journal has also published an Annual Issue on
State Constitutional Law.6 Outside of academia, hundreds of judges have
benefitedfromthemanyprogramsthathehaspresentedattheConference
ofChiefJustices,theAmericanBarAssociationsAppellateJudgesSeminar
Series, and whenever andwherever else his services have been requested
by the judiciary. His encyclopedic command of the subject matter has
madehimaprominentguideforjudgesaswellaslawstudents.
Professor Williams has built this 415page book upon a huge
foundationofotherstateconstitutionallawscholarship,includinghis1132
1See ROBERT F. WILLIAMS, STATE CONSTITUTIONAL LAW: CASES AND MATERIALS (4th ed.
2006)[hereinafterSTATECONSTITUTIONALLAW:CASESANDMATERIALS].
2Biography of Robert F. Williams, RUTGERS LAW: DIRECTORY, http://camlaw.rutgers.edu
/directory/rfw/(lastvisitedMay16,2011).
3Id.
4Seeid.
5Seeid.
6State
Constitutional Law Issues, RUTGERS LAW JOURNAL | STATE CONSTITUTIONAL LAW
ISSUES, http://org.law.rutgers.edu/publications/lawjournal/state.html (last visited May 16,
2011).
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page textbook,7 his treatise, State Constitutions for the Twentyfirst Century:
Drafting State Constitutions Revisions, and Amendments, cowritten with
Frank P. Grad,8 and dozens of law review articles. The book is organized
into five main parts: (I) State Constitutions in American Constitutional
Federalism; (II) Rights Guarantees under State Constitutions: The New
Judicial Federalism; (III) The Structure of State Government; (IV) Unique
Interpretation Issues in State Constitutional Law; and (V) State
ConstitutionalAmendmentandRevision.9Althougheachofthesesections
is somewhatselfcontained, they are united by Professor Williamss over
archingobjectiveofinformingusthatAmericansliveinasystemofdual
constitutionalism and that if we ignore the differences between the state
and federal constitutions, and their complementary relationships, we will
undermine the design of both the parts and the whole of the American
constitutionalsystem.10
Before delving into the substance of the particular sections, I would
like first to describe the writing. As reflected by the title of the book, the
prose is clear and unadorned. Professor Williams also has a fine eye and
earforquotation.Additionally,hisliberaluseofblockquotationsreflects,I
believe,thespiritofthebook,whichistopresentandencouragemultiple
descriptiveandprescriptiveperspectivesonstateconstitutionallaw.11By
the time you have finished the book, you will have come to appreciate
through their own wordsmany of thefine jurists and scholarsadvancing
state constitutional law. The bibliographical essay concluding the book
furthers this important purpose, directing us to the seminal works in the
fieldbyhistorians,politicalscientists,andlawprofessors,andtoimportant
electronicdatabasesaswell.12
I. StateConstitutionsinAmericanConstitutionalFederalism
In his introduction, Williams points out that at least until the recent
samesex marriage decisions most Americans and many lawyers were
unaware of their state constitutions.13 [C]lasses in public schools,
7SeeSTATECONSTITUTIONALLAW:CASESANDMATERIALS,supranote1.
8FRANK P. GRAD & ROBERT F. WILLIAMS, STATE CONSTITUTIONS FOR THE TWENTYFIRST
(addressingtherelationshipbetweenstateandfederalconstitutionallaw).
10WILLIAMS,supranote9,at2.
11Seeid.at1(Thisbookdoesnotsuggestasingle,grandtheoryofinterpretationforstate
constitutions....).
12Seeid.at41115.
13Seeid.at6&n.28.
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universities,andevenlawschoolsseldommentionedstateconstitutions.14
Longtime scholarly preoccupation with federal constitutional matters as
defined by the United States Supreme Court contributed to this lack of
knowledge.15Thiswastrueeventhough[m]ostAmericansdailylivesare
governedmuchmoredirectlybystateratherthanfederallaws,asenacted
(andlimited)pursuanttotheprovisionsofthe50stateconstitutions.16
In his first section, Williams describes the interrelationship between
stateandfederalconstitutionallaw.17Eachisadistinctforcewhichhelps
shape our national constitutional environment.18 Each is also an
interlocking,interdependentelementoftheother.19Togethertheyforman
interconnected whole.20 Built into this system are differing
responsibilities,dualprotectionsofindividualrights,andevenadutynot
only to monitor the behavior of the other, but actively to resist it when it
takesactionsthatthreatenpublicwelfare.21
Forthissystemtofunctionproperly,stateconstitutionscanbeneither
clones nor shadows of the Federal Constitution.22 As Williams
explains, state constitutions differ in origin, function, form, and quality
from the Federal Constitution.23 The earliest state constitutions trace their
origins back to the royal colonial charters.24 Regularly amended, the state
constitutionscontainlayersofprovisionsthatneedtobesiftedthroughlike
anarchaeologicaldig,asdifferentprovisionsreflectthemajorconcernsof
different eras in American history.25 These important constitutional
14Id.at2.
15Id.
16WILLIAMS,supranote9,at3.
17Seeid.at1536.
18Id.at18(citingLouisD.Bilionis,OntheSignificanceofConstitutionalSpirit,70N.C.L.REV.
1803,1805(1992)).
19Id.
20Seeid.at18.
Hampshire Supreme Court, wrote: If we place too much reliance on federal precedent we
will render the state rules a mere row of shadows. Statev. Bradberry, 522 A.2d 1380, 1389
(N.H.1986)(Souter,J.,concurringspecially).
23WILLIAMS, supra note 9, at 20. Williams refers to qualities in the sense of distinguishing
characteristics.Seeid.
24Id.at15(quotingJAMESQUAYLEDEALEY,GROWTHOFAMERICANSTATECONSTITUTIONS11
(1915)).
25Seeid.at29.
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26Seeid.
27THEFEDERALISTNO.45,at262(JamesMadison)(Am.BarAssned.2009).
28Id.
29SeeWILLIAMS,supranote9,at20.
30See id. at 23 & n.38 (citing G. ALAN TARR, UNDERSTANDING STATE CONSTITUTIONS 132
(1998)).
31Seeid.at28.
32Seeid.at27n.55.
33Id.at28.
34Id.at31.
35SeeWILLIAMS,supranote9,at32.
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vice.36
AcriticalfunctionofstateconstitutionsintheAmericanconstitutional
system has been to serve as laboratories for each other and the Federal
Constitution. Williams devotes much of his first section to proving this
important principle. He starts this discussion with John Adams and
Thomas Paine. Adams bragged: What is the Constitution of the United
States...butthatofMassachusetts,NewYorkandMaryland!Thereisnot
a feature of it which can not be found in one or the other.37 More
modestly, Thomas Paine extolled the happy opportunity of trying a
variety in order to discover the best.... By diversifying the several
constitutions, we shall see which States flourish the best, and out of the
manyposteritymaychooseamodel....38
Williams follows this exchange with an interesting comparison of
Pennsylvaniasdemocraticconstitution(unicamerallegislatureandweak
executive), with Massachusettss Constitution of 1780 (written by Adams
and incorporating his Thoughts on Government, including a bicameral
legislature, a stronger executive, and other checks and balances).39 He
further explains how Pennsylvanias Constitution ended up serving as a
negative model for the Framers of the Federal Constitution meeting in
Philadelphia,whileMassachusettsservedasapositiveone.40Lessfamiliar,
butjustasfascinating,isthespreadofconstitutionsupanddowntheeast
coast during the postrevolutionary period and then out west as the
country expanded. Williams perceptively summarizes the long and
continuing[] process of existing state constitutions providing models and
ideasforotherstatesconstitutions,41aprocessthatremainsaliveandwell
today.42 We even learn that the lineitem veto, now so prevalent in state
original).
38Id.at3940(alterationsinoriginal).
39Seeid.at44,5859.
40See id. at 66. Much of this discussion was drawn from an earlier article he wrote. See
Robert F. Williams, The State Constitutions of the Founding Decade: Pennsylvanias Radical 1776
Constitution and Its Influences on American Constitutionalism, 62 TEMPLE L. REV. 541 (1989). As
Williams explains in his preface, a number of the chapters are drawn from his previously
publishedmaterials.WILLIAMS,supranote9,atxiii.
41WILLIAMS,supranote9,at75.
42Williamscorrectlynotes,citingtoG.AlanTarr,thatthismodelingprocesshasobvious
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(butnotthefederal)constitutionsandtheenvyofeverysittingPresident,
was actually copied from the Constitution of the Confederate States of
America!43
In sum, Professor Williams establishes that state constitutions are
essentialtothedesignofAmericanconstitutionalism.Theymustalsobe
understood, evaluated, and utilized on their own terms and not through
the commonly unfavorable comparisons to the morefamiliar Federal
Constitution.44Finally,stateconstitutionsmustbestudiedcollectively,as
they have much in common in terms of history, function, form, and even
particularprovisions.45Theyaremorelikeeachotherthantheyarelikethe
FederalConstitution.46
II. RightsGuaranteesUnderStateConstitutions:TheNewJudicial
Federalism
implicationsforinterpretingstateconstitutionalprovisionscopiedfromotherstates.Id.at86.
For example, [i]n borrowing a provision from another constitution, does a state thereby
adoptthemeaningofthatprovision?Morespecifically,doesitendorsethemeaninggivento
theprovisionbytheoriginatingjurisdiction?G.AlanTarr,UnderstandingStateConstitutions,
65TEMPLEL.REV.1169,1191(1992).
43WILLIAMS,supranote9,at86.
44Id.at36.
45Seeid.at36,75.
46Seeid.at36,352.
47Id.at111.
48Seeid.at11314.
49SeeWILLIAMS,supranote9,at232.
50Peoplev.Anderson,493P.2d880,883(Cal.1972).
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51SeeDist.Attyv.Watson,441N.E.2d1274,128687(Mass.1980).
52See, e.g., Jones v. City of Phila., 890 A.2d 1188, 1193 (Pa. 2006) (holding that, when
interpreting analogous provisions in its state constitution, each state has the power to go
beyond the minimum levels of protection established by the federal constitution (quoting
Commonwealthv.Platov,312A.2d29,31n.2(Pa.1973))).
53See William J. Brennan, Jr., State Constitutions and the Protection of Individual Rights, 90
HARV.L.REV.489,491,502(1977).
54SeeRavenv.Deukemejian,801P.2d1077,1088(Cal.1990)(findinganamendmenttothe
CaliforniaConstitutionthatessentiallyvestedallinterpretivepowerofCalifornialawinthe
U.S.SupremeCourtunconstitutional,asitwasbeyondthescopeoftheinitiativeprocess).
55CAL. CONST.art.1,24(amended1990)(ThisConstitutionshallnotbeconstruedbythe
courtstoaffordgreaterrightstocriminaldefendantsthanthoseaffordedbytheConstitution
oftheUnitedStates....),invalidatedbyRaven,801P.2d1077.ContraCAL.CONST.art.1,24
(Rights guaranteed by this Constitution are not dependent on those guaranteed by the
UnitedStatesConstitution.).
56See Shirley A. Abrahamson, Criminal and State Constitutions: The Emergence of State
ConstitutionalLaw,63TEX.L.REV.1141,1170(1985).
57SeegenerallyJamesA.Gardner,TheFailedDiscourseofStateConstitutionalism,90MICH. L.
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unusuallyharshcriticismfromtheusuallyjudiciousProfessorWilliams.58
TheoftenunstatedpremisethatU.S.Supreme[C]ourtinterpretations
of the federal Bill of Rights are presumptively correct for interpreting
analogous state provisions is simply wrong.59 This presumption is
incorrectbecauseitignorestheindependenceofstateconstitutionsandthe
purposesofdualconstitutionalismintheAmericanconstitutionalorder.60
ProfessorWilliamsconsidersthecriteriaapproachachallengetothe
legitimacyofindependentstateconstitutionalismitself.61Drawingonthe
articles and opinions of Oregon Supreme Court Justice Hans Linde, and
other influential scholars and jurists, Williams explains that the right
question is what the state constitutional provision means, not what the
Supreme Court says a comparable federal provision means.62 A truly
independent state constitutional interpretation is required.63 That
interpretation involves a consideration of state constitutional text,
constitutional history, and the lessons of federalism.64 Such an
interpretation does not, however, owe special deference to the U.S.
Supreme Courts interpretation of a comparable provision in the Federal
constitution.65 Decisions of the U.S. Supreme Court, Williams writes,
decliningtorecognizerightsundertheFederalConstitution(forexample,a
ruling that a particular search and seizure did not violate a defendants
rights under the Fourth Amendment) should not carry presumptive
validity in the interpretation of rights under analogous provisions of the
state constitution.66 Thisisespecially true when theU.S.Supreme Courts
decision reflects, in Justice Lindes words, a contemporary balance of
pragmatic considerations about which reasonable people may differ over
REV. 762, 77475 (1991) (describing two approaches to interpreting state constitutions the
primacyapproachandtheinterstitialapproach).
58SeeWILLIAMS,supranote9,at185.
59Id.at135.
60Williams also alludes to the different institutional circumstances confronting the U.S.
SupremeCourtandstatesupremecourts.Id.at171.Inhistextbook,Williamsfleshesoutthese
institutional issues, explaining that the U.S. Supreme Court may be reluctant to enforce a
uniformnationalmandatetoadiversegroupofstategovernments.STATE CONSTITUTIONAL
LAW: CASES AND MATERIALS, supra note 1, at 169. He also includes articles by other scholars
explainingthatstatecourtsdonotsharetheseconcernsas(1)statecourtsarenotmakinglaw
for an entire nation; (2) the states, being diverse, have different needs; and (3) state judges
havespecialfamiliaritywithstateinstitutions.Id.at168.
61WILLIAMS,supranote9,at150.
62Seeid.at14041.
63Id.at144.
64Seeid.at185.
65Seeid.
66Id.at171.
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timeandamongtheseveralstatesratherthaninsight[s]intotheorigins
ofprovisionscommontothestateandfederalbillsofrights.67
Williams contends that the presumption of validity undermines the
purposes of dual constitutionalism in which the state and federal
constitutions provide a double protection for individual rights, as well as
checksandbalancesoneachother.68Thepresumptionalsodiminishesthe
stateshistoricroleinconstitutionalexperimentation.Finally,itisbasedon
historical as well as logical fallacies: if John Adamss Massachusetts
Constitution preceded the Federal Constitution, and served in part as its
model, why should the Massachusetts Supreme Judicial Courts
interpretation of its own constitution be bound by the U.S. Supreme
Courts interpretation of a federal provision modeled on Massachusetts?
Anysuchdeferencearises,inthewordsofJusticeJohnPaulStevens,outof
amisplacedsenseofduty.69
Williams is not unaware of the practical and perhaps political
considerationsthathaveproducedthepresumptionofapplicabilityinstate
constitutionallawoftheU.S.SupremeCourtsinterpretationofanalogous
federalconstitutionalprovisions.70Herecognizesthatstatesupremecourts
donothavetheluxuryofacademicreflectionordoctrinalpurity.71Healso
understandsthatthejusticeswhositonstatesupremecourtshavewidely
differingviewsonconstitutionallawingeneralandthecontroversialand
importantsubstantivematterspresentedbynewjudicialfederalismcases.72
Whathemaynotfullyappreciate,however,istheextentoftheneedand
desire to avoid deciding novel, controversial questions of state
constitutionallawunnecessarily,particularlywherethelawisunclearand
undevelopedandsubjecttoconflictinginterpretationsbyexpertjuristsand
heatedreactionsfromthepublicatlarge.
Furthermore,asapracticalmatter,thestateconstitutionsarenottruly
independent from the Federal Constitution where the state and federal
constitutionscontainanalogousprovisionsandthefederalprovisionshave
been incorporated by the Fourteenth Amendment. For these provisions,
there is an inevitable relationship between the state and federal
67WILLIAMS,supranote9,at170(quotingStatev.Kennedy,666P.2d1316,1321(Or.1983).
68Id.at17071.
69Justice Stevens, as this book demonstrates, has been one of the most sophisticated
thinkers in regards to state constitutional law and a champion of its independence. See, e.g.,
Delawarev.VanArsdall,475U.S.673,699(1986)(Stevens,J.,dissenting);Michiganv.Long,
463U.S.1032,1071(1983)(Stevens,J.,dissenting);Massachusettsv.Upton,466U.S.727,735
36 (1983) (Stevens, J., concurring). His departure from the Supreme Court constitutes a real
intellectuallossintheareaofstateconstitutionallaw.
70WILLIAMS,supranote9,at231.
71Seeid.
72Seeid.
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III. TheStructureofStateGovernment
73Seeid.at114.
74Seegenerallyid.at17071(discussingthecriteriaapproach).
75Seeid.at198.
76SeeWILLIAMS,supranote9,at240.
77Id.at241.
78Seeid.at241,250.
79Id.at241.
80Id. That is not to say that federal due process violations may not result from improper
separationofpowers.See,e.g.,Tumeyv.Ohio,273U.S.510,51416(1927)(wheremayorofthe
village also sat as judge of those accused of violating alcoholic beverage law and received a
supplementtohissalaryforperformingjudicialdutiespaidfromthefinesheimposed).
81SeeWILLIAMS,supranote9,at241.
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hinder,sofarastheConstitutionoftheUnitedStatesisconcerned.82
Williams devotes particular attention to his explication of the
differences in legislative power.83 More so than either the executive or
judicial branches, the legislative branch is different at the state level from
the Congress at the federal level.84 Unless expressly restricted, state
legislative power is essentially plenary.85 Conversely, federal power is
enumerated.86
The result is that state constitutional law regarding the legislature
focuses on express and implied limitations of legislative power, while
federalconstitutionallawregardingCongressseekstoidentifyexpressand
implied powers.87 The state constitutional procedural and substantive
restrictionsatissuehavebeenproducedandpropelledbyhistoricwaves
of reaction to state legislative abuses, including the Yazoo land scandal
and failed public investments in private infrastructure projects after the
Erie Canal.88 Constitutional requirements that legislation serve a public
purpose,containatitledescribingitssubject,addressasinglesubject,and
be referred to committee, were passed during the Jacksonian era and
remaininplacetoday.89Theyseekgenerallytorequireamoreopenand
deliberativeprocess,onethataddressesthemeritsoflegislativeproposals
in an orderly and rational manner.90 Some state constitutions also place
limits on, or require supermajority votes for, important taxing and
spendingprovisions.91Theyareusuallyofmuchmorerecentvintageand
modeled on Proposition 13 in California.92 These procedural and
substantive limitations have no counterpart under the Federal
Constitution.93
The state judiciary likewise has different constitutional requirements
andresponsibilities.94Itisrequired,forexample,toenforcetheprocedural
82Prentisv.Atl.CoastLineCo.,211U.S.210,225(1908).
83WILLIAMS,supranote9,at24953.
84Id.at249.
85Id.at249,253.
86Id.at249.Congress,ofcourse,alsohastheexpresspowertomakeallLawswhichshall
benecessaryandproperforcarryingintoExecutionitsenumeratedpowers.U.S. CONST.art.
1,8.
87SeeWILLIAMS,supranote9,at24950.
88Id.at251,258.
89Seeid.at25358.
90Id.at258.
91Id.at279.
92Seeid.
93WILLIAMS,supranote9,at257.
94Id.at28586.
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andsubstantivelimitationsonthelegislaturejustdescribed.95Thatlevelof
involvementwiththelegislaturesinternaloperationshasthepotentialfor
significant constitutional conflict.96 Somewhat to Williamss dismay, the
state courts shy away from the enforcement of these restrictions.97 He
proposes an interesting right and remedy, contending that the state
constitutions have established for their citizens a due process of law
making that should be enforced by the state judiciary.98 When
fundamental elements of this constitutionally mandated process are
ignored and not remedied by the legislative or executive branches, the
courts should step in and examine reliable evidence of violations.99 This
does not mean that the drastic remedy of statutory invalidation is
regularly required for all legislative missteps. Rather deference is
appropriateforharmlesserror[s].100
The state courts also have different functions. Unlike the federal
judiciary, they have been empowered in a number of states to give
advisoryopinionsonconstitutionalquestionsraisedbytheotherbranches
of government.101 The idea was originated in the Massachusetts
Constitutionof1780.102Thisusuallyrequiresthegovernororthelegislature
tohaveseriousdoubtsastotheirpowerandauthoritytotakesuchaction,
undertheConstitution.103Advisoryopinionsarenotmeanttoaddressthe
legality of actions already taken.104 Separation of powers concerns,
however,havemadethisacomplexareaofstateconstitutionallaw.105
Williams also alludes to the great common law tradition of the state
courts as distinguishing them from their federal counterparts.106
Constitutional questions can be avoided through the creation of common
law remedies that may be overruled or refined by the legislature.107
Althoughnotdiscussedinthebook,agoodexampleofthisprocessisthe
evolutionoftheNewJerseySupremeCourtsrighttodiejurisprudence.In
the Quinlan case, the court relied on a state constitutional right to
95Seeid.at268,274,277.
96Id.at268.
97Id.at268,274,277.
98Id.at277.HedrawsagainontheworkofJusticeLindeforthisconcept.Id.
99WILLIAMS,supranote9,at277.
100Id.
101Id.at296.
102Id.at297.
103SeeAnsweroftheJustices,829N.E.2d1111,1113(Mass.2005).
104Seeid.at1114.
105Seeid.at1115.
106SeeWILLIAMS,supranote9,at298301.
107Seeid.at299300.
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108SeeInreQuinlan,355A.2d647,66264(N.J.1976).
109See,e.g.,InreConroy,486A.2d1209,122122(N.J.1985).
110WILLIAMS,supranote9,at290.
111Seeid.
112See MARK KOZLOWSKI, BRENNAN CTR. FOR JUSTICE, THE MYTH OF THE IMPERIAL
JUDICIARY:WHYTHERIGHTISWRONGABOUTTHECOURTS214(2003);WILLIAMS,supranote9,at
290.
113SeegenerallyKOZLOWSKI,supranote112,at21116.
114See generally AM. JUDICATURE SOCY, JUDICIAL SELECTION IN THE STATES (2010),
(quoting Justice Sandra Day OConnor) (If I could do one thing to protect judicial
independenceinthiscountry,itwouldbetoconvincethosestatesthatstillelecttheirjudges
to adopt a merit selection system . . . .); see also Joe Kimball, Retired Justice Sandra Day
OConnorSaysJudicialElectionsMustRemainFair,Unpoliticized,MINNPOST.COM(Feb.11,2010,
12:40 PM), http://www.minnpost.com/politicalagenda/2010/0211/15850/retired_justice_sandra
_day_oconnor_says_judicial_elections_must_remain_fair_unpoliticized;RyanJ.Reilly,Sandra
Day OConnors New Judgment: Judicial Campaign Reform Is Necessary,
TALKINGPOINTSMEMO.COM (Aug. 17, 2010, 2:43 PM), http://tpmmuckraker.talkingpoints
memo.com/2010/08/sandra_days_new_quest_state_judicial_reform.php.
116Caperton v. A.T. Massey Coal Co., 129 S. Ct. 2252 (2009); see OConnor Visits Her Old
structureofthebranchesofstategovernments).
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IV. UniqueInterpretationIssuesinStateConstitutionalLaw
118Id.at30310.
119Id.at24781.
120Id.at283301.
121Id.at303.
visitedMay16,2011).
123STATECONSTITUTIONALLAW:CASESANDMATERIALS,supranote1,at16.
124WILLIAMS,supranote9,at20,356.
125Seeid.at32324.
126Id.at31517.
127Id.at316.
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language in the state constitution is, in the words of the New Jersey
Supreme Court, to be interpreted as the voice of the people.128 [T]he
courts task [in state constitutional interpretation, as explained by the
Michigan Supreme Court] is to divine the common understanding of the
provision, that meaning which reasonable minds, the great mass of the
people themselves, would give it.129 Consequently, technical
interpretations,particularlyinthecontextofinitiativeamendments,areto
beavoided.130
Context nonetheless remains critical, if the language is ambiguous.131
Because resort to voters intent is completely foreign to federal
constitutionalinterpretation,thevarietyofevidencestatecourtslooktoin
interpreting state constitutional provisions is... quite unheard of in
federal constitutional interpretation.132 In addition to constitutional
conventiondebates,theaddresstothepeoplepreparedbytheconvention
mustbeconsidered.133Officialballotpamphletsandmaterialsalsoneedto
be analyzed.134 Even more unusual to those familiar only with federal
constitutionalinterpretationistheratherfrequentreferencebystatecourts
tonewspapercoverageoftheconstitutionalissuetobevotedon.135Proper
use of extralegal materials like newspapers is, however, the subject of
some dispute. Bias, geographical limitations, and other factors all need to
beconsidered.
Professor Williams also emphasizes the important role of state
constitutional history reflected in the constitutional convention debates
that have been recorded and collected and referenced here. They provide
treasuretrovesofinformationaboutcontestedprovisions.Asanexample,
Williams mentions the U.S. Supreme Court decision in Hunter v.
Underwood, where a historical review of a particular Alabama state
constitutional provision barring voting by persons convicted of crimes of
moralturpituderevealeditsactualunderlyingpurpose,whichwasracial
discrimination.136
The relative ease of amendment of state constitutions also raises
128Id.at315.
129Id.(internalquotationmarksomitted).
130WILLIAMS,supranote9,at324.
131See id. at 315; see also Robinson v. Shell Oil Co., 519 U.S. 337, 341 (1997); Brown v.
Gardner,513U.S.115,118(1994);Smithv.UnitedStates,508U.S.223,229(1993).
132WILLIAMS,supranote9,at31617;seealsoRobertA.Schapiro,IdentityandInterpretationin
StateConstitutionalLaw,84VA.L.REV.389,433(1998).
133WILLIAMS,supranote9,at317.
134Id.
135Id.
136Id.at31314;seeHunterv.Underwood,471U.S.222,22931(1985).
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137WILLIAMS,supranote9,at31314.
138Id.at34950.
139See
Burnett v. Coronado Oil & Gas Co., 285 U.S. 393, 40607 (1932) (Brandeis, J.,
dissenting);WILLIAMS,supranote9,at350.
140Burnett,285U.S.at409n.5.
141WILLIAMS,supranote9,at351.
142Id.at343(internalquotationsomitted).
143Id.
144Commonwealthv.NatlGettysburgBattlefieldTower,Inc.,311A.2d588,591(Pa.1973),
asreprintedinSTATECONSTITUTIONALLAW:CASESANDMATERIALS,supranote1,at40610.
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V. StateConstitutionalAmendmentandRevision
Nowhereisthedifferencebetweenstateandfederalconstitutionallaw
more pronounced than in their respective capacities for amendment.
While there has only been one federal constitutional convention, as of
2005, there had been 233 state constitutional conventions, and the state
constitutions have been amended close to 6,000 times.145 The people,
through theinitiative process, can alsoamendstateconstitutionsdirectly,
whereas under the federal constitution, the people are at most indirectly
involved in constitutional change.146 When it comes to constitutional
change,wereallydohavedualconstitutionalism.147
In this Part, Professor Williams is again prescriptive as well as
descriptive in regard to the state constitutional amendment process. He
contrasts constitutional change from constitutional reform.148 He stresses
thatthereismorethanenoughchange,especiallythroughinitiatives,and
not enough reform. His argument is nicely summarized by a quotation
fromhiscolleagueandcollaboratorAlanTarrthatbeginsthediscussion:
More than twothirds of the states now operate under
constitutions that are more than a century old, that were
designed to meet the problems of another era, and that are
riddled with piecemeal amendments that have compromised
their coherence as plans of government. In addition, the public
disdainforgovernmentatalllevels,togetherwiththeincreasing
reliance on direct democracy for policy making in the states,
suggests a need for constitutional reforms designed to increase
the responsiveness of state institutions and to promote popular
involvement that does not preclude serious deliberation about
policyoptions.149
Williamsisclearlytroubledbyconstitutionalamendmentbyinitiative.
Attimeshisfrustrationshowsthrough:Afterall,despitethefactthatthe
initiative is democratic, these are constitutions that we are amending.150
Theinitiativeisflawedinhisviewbecausewhatitpossessesindemocratic
legitimacy it lacks in democratic deliberation.151 Quoting the scholars
GeraldBenjaminandThomasGais,hesays:
145WILLIAMS,supranote9,at28.
146Seeid.at38889.
147Id.at393.
148Id.at361.
149G. Alan Tarr, Introduction to 3 STATE CONSTITUTIONS FOR THE TWENTYFIRST CENTURY:
THE AGENDA OF STATE CONSTITUTIONAL REFORM 1, 34 (G. Alan Tarr & Robert F. Williams
eds.,2006),asreprintedinWILLIAMS,supranote9,at359.
150WILLIAMS,supranote9,at392.
151Id.at38889.
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Whatweneedinsteadareconstitutionalrevisionproceduresthat
aredeliberativeaswellaslegitimateproceduresthatcommand
legitimacy by providing for direct citizen participation and
control, but that also generate and assess alternative proposals,
takeintoaccountthebestavailableinformationabouttheirlikely
effects, consider the interactions between the proposed changes
and the rest of the constitutional structure, and afford
opportunities for discussion and accommodation among
significantpoliticalinterests.152
Intheend,ProfessorWilliamsisrealistic.Herecognizesthatthepublic
isnotlikelytochangestateconstitutionstomodifyeithertheprocessesfor
the state constitutional initiative or the substances of state constitutional
changethatcanbeaccomplishedthroughtheinitiativeratherthanthrough
the other avenues of state constitutional change.155 It is also worth
emphasizing that this democratic right, created in the Progressive Era to
allow citizens to bypass recalcitrant public officials on matters of great
concern to them, has important virtues as well as vices.156 In combination
with Professor Williamss own proposals regarding commissions and
conventions,whichwillallowforamoredeliberateandinformedprocess
for constitutional revision, and in the context of American
152Id.at389.
153Id.at381.
154Id.at278.
155Id.at391.
156WILLIAMS,supranote9,at280.Inorderforthefederalconstitutionaldialoguetowork,
itsdebateoverrightsmustincludethevoicesofpeople.Oneofthegreatcontributionsofstate
constitutionstooursystemistheplacetheyprovideforthesevoices.HarryL.Witte,Rights,
Revolution, and the Paradox of Constitutionalism: The Processes of Constitutional Change in
Pennsylvania,3WIDENER J. PUB. L.383,475(1993),asreprintedinSTATE CONSTITUTIONAL LAW:
CASESANDMATERIALS,supranote1,at263.
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CONCLUSION
157SeeAdamLiptak,TheMostConservativeCourtinDecades,N.Y.TIMES,Jul.25,2010,atA1.