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A Letter To The Principal Of The Non

Traditional High School On The


Preparation Of Students With Learning
& Behavioral Disabilities For Careers
and For Life

A Compilation
A Fletchers’ & Manakers” Contribution

By Basil Fletcher,
Portmore,
St. Catherine,
Jamaica W.I.

1
April 2017

Table of Contents

Letter To The Principal Of The Non-Traditional High School..................33


Types of Learning Disabilities.....................................................................................35
Specific Learning Disabilities...................................................................................36

Auditory Processing Disorder (APD)............................36

Dyscalculia.........................................................................37

Dysgraphia.........................................................................37

Dyslexia..............................................................................37

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Language Processing Disorder.....................................38

Non-Verbal Learning Disabilities..................................38

Visual Perceptual/Visual Motor Deficit........................39


Related Disorders......................................................................................................39

ADHD...................................................................................39

Dyspraxia...........................................................................40

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Executive Functioning .....................................................40

Memory..............................................................................40
Auditory Processing Disorder.....................................................................................41

Adversely affects how


sound that travels unimpeded through the ear is processed and
interpreted by the brain...........................................................................................41
Signs and Symptoms.............................................................................................41
Strategies.................................................................................................................42
7 Things I Wish People Knew About Parenting a Child With Auditory Processing
Disorder.............................................................................................................................42
About the Blogger..........................................................................................................45
Dyscalculia.......................................................................................................................46

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Affects a person’s ability to
understand numbers and learn math facts........................................................46
Signs and Symptoms.............................................................................................46
Strategies.................................................................................................................46
Compiler’s Comment # 1...............................................................................................47
Is There Such a Thing as Orton–Gillingham for Math?....................................................48
About the Author...........................................................................................................51
Orton–Gillingham: What You Need to Know...................................................................51
At a Glance....................................................................................................................51
What Orton–Gillingham Focuses On............................................................................52
Where to Find Orton–Gillingham..................................................................................52
How Orton–Gillingham Works.....................................................................................53
Key Takeaways..............................................................................................................53
The Orton-Gillingham Approach..................................................................53
OVERVIEW............................................................................................................53
The Orton-Gillingham Approach..................................................................54
APPROACH...........................................................................................................54
APPROPRIATE FOR WHOM?........................................................................56
Dysgraphia.........................................................................................................................57

Affects a person’s handwriting


ability and fine motor skills...........................................................................................57
Signs and Symptoms.............................................................................................57

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Strategies.................................................................................................................58
Understanding Dysgraphia................................................................................................58
What You’ll Learn.........................................................................................................58
What is dysgraphia?.......................................................................................................59
How common is dysgraphia?.........................................................................................59
What causes dysgraphia?...............................................................................................59
What are the symptoms of dysgraphia?.........................................................................60
What skills are affected by dysgraphia?........................................................................62
How is dysgraphia diagnosed?......................................................................................62
What conditions are related to dysgraphia?...................................................................63
How can professionals help with dysgraphia?...............................................................63
What can be done at home for dysgraphia?...................................................................64
What can make the journey easier?...............................................................................65
Key Takeaways..............................................................................................................65
Sources...........................................................................................................................65
About the Author...........................................................................................................66
Reviewed by..................................................................................................................66
8 Expert Tips on Helping Your Child With Dysgraphia...................................................66
Feel the letters............................................................................................................66
Write big....................................................................................................................67
Dig into clay..............................................................................................................67
Practice pinching.......................................................................................................67
Start cross-body training............................................................................................68
Build strength and stability........................................................................................68
Practice “organized” storytelling...............................................................................68
Speak it first...............................................................................................................69
Language Processing Disorder..........................................................................................70

Affects attaching meaning to


sound groups that form words, sentences and stories....................................................70
Signs and Symptoms.............................................................................................70
Strategies.................................................................................................................70
Non-Verbal Learning Disabilities......................................................................................71

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Has trouble interpreting
nonverbal cues like facial expressions or body language and may have poor
coordination...................................................................................................................71
Signs and Symptoms.............................................................................................71
Strategies.................................................................................................................72
Visual Perceptual/Visual Motor Deficit............................................................................73

Affects the understanding of


information that a person sees, or the ability to draw or copy.......................................73
Signs and Symptoms.............................................................................................73
Strategies.................................................................................................................73
Dyspraxia...........................................................................................................................74

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Problems with movement and
coordination, language and speech................................................................................74
Signs and Symptoms.............................................................................................74
Strategies.................................................................................................................75
Executive Functioning.......................................................................................................76

Affects, planning, organization,


strategizing, attention to details and managing time and space.....................................76
Memory............................................................................................................................77

Affects storing and later


retrieving information or getting information out.........................................................77

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How does it all work together to learn?............................................................77
Five Reasons to Use Games in the Classroom............................................................78
Teaching Strategies: What Students Might Learn from Playing Board Games....80
Teaching Strategies: Some Classic Board Games Students Can Learn From 81
What To Ask Ourselves About Board Games........................................................82
The Benefits of Board Games........................................................................................84
LEARNING BENEFITS...............................................................................................84
TOPICS..........................................................................................................................86
RELATED.....................................................................................................................86
Checker Board Math Game Multiplication Facts..................................................86
The Song:- A Deck Of Cards.........................................................................................89
How Board Games Help Kids to Develop Skills...................................................................91
Educational Value of Chess...............................................................................................92
Do the benefits of chess instruction transfer to academic and cognitive skills? A meta-
analysis ☆.........................................................................................................................95
Highlights......................................................................................................................95
Abstract..........................................................................................................................96
Keywords.......................................................................................................................96
1. Introduction................................................................................................................96
1.1. Difficulty of transfer.........................................................................................97
1.2. The issue of transfer in chess research.......................................................98
1.3. Chess in school...............................................................................................98
2. Scope, aims, and hypotheses of the present meta-analysis........................................99
3. Method.....................................................................................................................101
3.1. Literature search............................................................................................101
3.2. Inclusion/exclusion criteria...........................................................................102
3.3. Effect size2......................................................................................................105
4. Results......................................................................................................................106
4.1. Moderator analyses......................................................................................107
4.2. Additional meta-analytic models.................................................................107
5. Discussion................................................................................................................108
5.1. Substantive results............................................................................................108
5.2. Methodological moderators.........................................................................109
5.3. Limitations of this study................................................................................110
5.4. Conclusions and recommendations for future research.........................110
References5..................................................................................................................112
Chess therapy.................................................................................................................128
Landau-Kleffner Syndrome.............................................................................................130
What is it like?.............................................................................................................130
Who gets it?.................................................................................................................130
Tell me more................................................................................................................130
How is it treated?.........................................................................................................131
What's the outlook?......................................................................................................131
Chess Therapy for Mental Health....................................................................................132
Category(s):Anger Management, Communication Disorders Problems, Sports
Psychology...............................................................................................................134

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Chess Therapy is Enjoyable and Valuable for Clearing Mental Disorders.....................134
An interesting strategy.................................................................................................134
Controls for many disorders........................................................................................134
Notable for aggression.................................................................................................134
A Possible Approach Which Could Be Taken By The School Doctor or Family Doctor,
With One Day Set Aside Each Week For This Type Of Joint Consultation...............135
The family physician and the psychologist in the office together: a response to
fragmentation...................................................................................................................135
Introduction and aims..................................................................................................135
(a) Differentiation between medicine and psychology and consequent need
for integration.........................................................................................................135
(b) The social position of psychology (at least in some countries)...............138
Methods.......................................................................................................................139
Overview of the initiative......................................................................................139
Clinical notations and case report......................................................................140
Box 1Case report..................................................................................................140
Possible limitations of this study.........................................................................142
Conclusions and future perspectives...........................................................................143
ACKNOWLEDGEMENTS.........................................................................................144
Contributor Information...............................................................................................144
REFERENCES............................................................................................................144
Just Perhaps The Guidance Councillor Or The Dean Of Discipline Could Be Taught
To Play Chess & And Coach Given Classes...............................................................145
Chess helps children with learning disorders..................................................................145
Is This Beyond The Ablities Of Cumberland High School? Chess & Dance !.......................148
In Practice..............................................................................................................148
The Benefit of Movement: Dance/Movement Therapy and Down Syndrome............148
REVIEW OF LITERATURE....................................................................................149
DISCUSSION..........................................................................................................155
CONCLUSION........................................................................................................157
REFERENCES........................................................................................................158
A review of “music and movement” therapies for children with autism: embodied
interventions for multisystem development.....................................................................161
Abstract........................................................................................................................162
Introduction..................................................................................................................162
Table 1.............................................................................................................................163
Multisystem effects of musical experiences................................................................167
Figure 1............................................................................................................................167
Effect of musical experiences on the development of language and
communication......................................................................................................168
Effect of musical experiences on social-emotional development and
behavioral skills.....................................................................................................170
Effect of musical experiences on the refinement of gross and fine motor
skills.........................................................................................................................171
Musical experiences, perception-action linkages, and brain development. 173
Table 2.............................................................................................................................175

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Propositions for using musical experiences in children with autism...........................178
Critical elements of musical experiences for children with autism................178
Current music therapy approaches used in children with autism and those
with other special needs......................................................................................179
Recommendations for clinicians and clinical researchers...........................................180
Recommendations for assessment of children with ASDs.............................180
Recommendations for treatment of children with ASDs.................................182
Table 3.............................................................................................................................182
Conclusions..................................................................................................................184
Conflict of interest statement...............................................................................185
Acknowledgments.......................................................................................................185
References....................................................................................................................185
Formats:.......................................................................................................................197
Share............................................................................................................................198
Save items................................................................................................................198
Similar articles in PubMed......................................................................................198
Cited by other articles in PMC................................................................................198
Mixed-Ability Dance: Helping Students With Special Needs Grow and Learn............................199
Student Movement......................................................................................................200
Increased Ability......................................................................................................201
Joining the Dance....................................................................................................201
How to Start a Special Needs Dance Program......................................................................203
The Benefits of Dance Classes............................................................................203
Considerations When Starting a Special Needs Dance Program.............................204
How to Spread the Word About Your Classes........................................................204
Several high schools hold special Snowball dance..........................................................205
Dance was part of Unified program for special needs students...............................205
Special Ed You Can Dance To.................................................................................206
Dance, Drama and Performance and Attention Deficit Hyperactivity Disorder (ADHD)
.........................................................................................................................................209
Dance, Drama and Performance and Students with ADHD....................................211
Attention Deficit Hyperactivity Disorder (ADHD)..................................................212
Teaching strategies associated with ADHD / ADD..............................................212
These strategies are suggestions for inclusive teaching. This list should not be
considered exhaustive and it is important to remember that all students are
individuals and what is considered to be good practice for one student may not
necessarily be good practice for another. You may also like to contact the Disability
Specialist in your institution for further information. If you have any good practice
that you would like to add to this list, please email your suggestions to z.morton-
jones@worc.ac.uk....................................................................................................212
Strategies – Attention Skills.................................................................................212
Strategies – Organisational Skills and Memory...............................................213
Strategies – Raising Self-Esteem.......................................................................213
Potential challenges to the achievement of learning...........................................213
Dancing helps boys with ADHD.....................................................................................214

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Dance therapy can be a successful method for reaching children and adolescents with
problems. This has been shown in a research project at Karlstad University and
the University College of Dance in Stockholm, Sweden............................................214
Is this beyond the ability of Cumberland High School and the Other High
Schools in The Municipality of Portmore Who Have Learning challenges?
Could they have combined classes to more efficiently utilize the resources
which are available or which could be made available?.................................217
Working with Special Needs Students in Art..................................................217
Special Education & the Arts............................................................................217
Feat of Clay: Pottery projects give Jackson County special-ed students hands-on
experience........................................................................................................................221
ADHD or ADD in Children.............................................................................................225
Signs and Symptoms of Attention Deficit Disorder in Kids............................225
What is ADHD or ADD?.............................................................................................226
Is it normal kid behavior or is it ADHD?................................................................226
The primary characteristics of ADHD.........................................................................227
The three primary characteristics of ADHD............................................................227
Which one of these children may have ADHD?.................................................227
Spotting ADHD at different ages............................................................................228
Inattentiveness signs and symptoms of ADHD...........................................................228
Symptoms of inattention in children:......................................................................229
Hyperactivity signs and symptoms of ADHD.............................................................229
Symptoms of hyperactivity in children:..................................................................229
Impulsive signs and symptoms of ADHD...................................................................230
Symptoms of impulsivity in children:.....................................................................230
Is it really ADHD?.......................................................................................................230
A learning disability may be mistaken for ADHD..............................................231
Positive effects of ADHD in children..........................................................................231
Helping a child with ADHD........................................................................................232
Don’t wait to get help for your child.......................................................................232
Parenting tips for children with ADHD...................................................................232
School tips for children with ADHD.......................................................................234
ADHD and School...........................................................................................................235
Helping Children and Teens with ADHD Succeed at School..........................235
Setting up your child for school success......................................................................236
Tips for working with teachers....................................................................................236
Communicate with school and teachers..................................................................236
Develop and use a behavior plan.............................................................................238
Find a behavior plan that works...........................................................................238
Tips for managing ADHD symptoms at school..........................................................238
Tips for teachers..................................................................................................239
Distractibility...........................................................................................................239
Interrupting..............................................................................................................239
Impulsivity...............................................................................................................240
Fidgeting and hyperactivity.....................................................................................240
Trouble following directions...................................................................................241

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Medication for ADHD: What parents should know............................................241
Tips for making learning fun.......................................................................................242
Helping children with ADHD enjoy math...............................................................242
Helping children with ADHD enjoy reading...........................................................242
How does your kid like to learn?.........................................................................243
ADHD and school: Tips for mastering homework......................................................243
Helping a child with ADHD get organized.............................................................244
Helping a child with ADHD get homework done on time......................................244
Other ways to help your child with homework.......................................................244
“Look, Ma, I Can Do It!”.................................................................................................256
1. Take responsibility for managing ADD in your life......................................257
2. Don’t feel that you must go to college – at least not right away................257
3. Develop life skills before you leave home....................................................258
4. Follow your heart to the right job or career...................................................258
5. Take care of your brain by taking care of your body...................................258
6. On the river of life, be a boat – not a log.......................................................259
Watch Out for Sex!..........................................................................................................260
Get Your Teen Ready for Life.........................................................................................262
Provide Only the Help Your Teen Needs................................................................262
Identify One Challenge and the Times It Occurs....................................................263
Meet Resistance with Creativity..............................................................................263
A Dyslexic Child in the Classroom.....................................................................264
A Guide for Teachers and Parents...............................................................264
The following items should provide useful guidelines for teachers and
parents to follow and support :.....................................................................266
In the class...............................................................................................................266
Copying from the blackboard..................................................................................267
Reading....................................................................................................................267
Spelling....................................................................................................................268
Maths.......................................................................................................................269
Handwriting.............................................................................................................270
Marking....................................................................................................................270
Homework...............................................................................................................271
Integration................................................................................................................271
Conclusion:.......................................................................................................272
Strategies for Teachers......................................................................................274
Sparking new ideas for your classroom...............................................................275
Some general recommendations for teachers of beginning readers and writers. 275
General recommendations...................................................................................276
Recommendations to support reading comprehension and fluency for classroom
materials...............................................................................................................277
Supporting vocabulary while reading..................................................................278
Recommendations to support writing in school..................................................280
Recommendations for students with visual deficits............................................281
10 Teaching Tips for Dyslexia........................................................................................281
2. Don’t ask person with dyslexia to read aloud......................................................282

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5. Expect less written work..........................................................................................283
8. Accept homework created on a computer...............................................................284
37 Ways to Help Students with Dyslexia Flourish in the Mainstream Classroom..........290
Dyslexia is a loaded word........................................................................................292
Here’s what we know to be true..............................................................................292
Explicit Instruction..................................................................................................292
Reading....................................................................................................................293
Writing.....................................................................................................................294
Math.........................................................................................................................295
Social-Emotional.....................................................................................................295
Teaching Students with ADHD.......................................................................................298
Helping Students with Attention Deficit Disorder Succeed at School ...........298
Challenges of ADHD in the classroom.......................................................................298
Challenges created by students with ADHD:..........................................................298
How teachers can help children with ADHD..............................................................299
Dealing with disruptive classroom behavior...........................................................300
Accommodating students with ADHD in the classroom.............................................300
Seating.....................................................................................................................300
Information delivery................................................................................................300
Student work............................................................................................................300
Organization............................................................................................................301
Teaching techniques for students with ADHD............................................................301
Starting a lesson.......................................................................................................301
Conducting the lesson..............................................................................................302
Ending the lesson.....................................................................................................302
Source:- https://www.helpguide.org/articles/add-adhd/teaching-students-with-adhd-
attention-deficit-disorder.htm......................................................................................302
Preparing for Employment and Careers for Intellectually Disabled Students.............302
Why Employment Preparation?..........................................................................303
Preparing for Employment and Careers for Intellectually Disabled Students.........303
 Areas of Preparation.....................................................................................303
Steps to Integrate Into Employment........................................................................304

......................................................................................................305
Postsecondary Programs for Students with Intellectual Disabilities: Emerging
Standards, Quality Indicators and Benchmarks...........................................................305
The Power of Inclusion: Personal Reflections on Creating Change............................306
References............................................................................................................309
The None Traditional High Schools Such As Cumberland High &
Charlie Smith High Must Learn To Provide Some-Things For
Themselves-Stop Waiting On Government!...............................................310
The Teachers At Cumberland High School and Charlie Smith High School Should
Strat The Students Out By Playing By Hear and Not Boring Them With Musical
Notes. If A Child Has Difficulty Reading Standard English How Much More
Difficulty He Or She Has Learning To Read Scrolls? Start By Hear And Explaining
The Notes Heard. The Reading Of Music Can Come Later....................................312

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NATURAL TREATMENTS...................................................................................312
How Music Unlocked My Son’s ADHD Brain...............................................................312
Rhythm of Change...................................................................................................313
Source:- https://www.additudemag.com/ta-dah/.....................................................315
Music and Specific Learning Difficulties - by Karen Marshall...............................316
HOW IT STARTED...........................................................................................316
WHAT ARE SPECIFIC LEARNING DIFFICULTIES (SPLDS)?................317
WHAT IS MULTI-SENSORY MUSIC TEACHING?.....................................317
HOW CAN WE TEACH MUSIC IN A MULTI-SENSORY WAY?..............317
AUDITORY.........................................................................................................318
VISUAL...............................................................................................................318
KINAESTHETIC................................................................................................318
HERE ARE SOME MORE GENERAL HINTS AND TIPS FOR TEACHING
DYSLEXIC STUDENTS:..................................................................................319
ADDITIONAL RESOURCES...........................................................................320
It's a Snap! 4 Ways to Use Music With Special Needs Students..............................................320
1. Music + Visual Supports = Increased Comprehension................................................321
2. Favorite Songs as a Teaching Tool...........................................................................322
3. Rhythm Is Your Friend.............................................................................................322
4. Generalization Is Key...............................................................................................322
Finnish teacher unlocks music for special-needs students......................................323
Simplified, accessible music notation lets their talent, not their needs,
take center stage.................................................................................................323
By Stacy Teicher Khadaroo, Staff writer of The Christian Science
MonitorAPRIL 29, 2009.......................................................................................323
Music Reading and Students with Special Needs........................................................330
"The Big Four" by Dr. Alice M. Hammel  Music Reading and Students with Special
Needs...........................................................................................................................330
Size......................................................................................................................330
Pacing..................................................................................................................331
Getting Musical With Kids Who Have Physical Disabilities......................................332
 Group Music Experiences................................................................................332
 Adapting Musical Instruments.........................................................................333
 Respecting Different Intelligences..................................................................333
Children with Special Needs Thrive in Music Program That Teaches Music for Music's
Sake..............................................................................................................................334
A New Jersey music school helps special needs students achieve more
than learning an instrument – opening a world of opportunity...........334
Key Roles in Planning the Transition to College and Careers....................................338
The Role of the IEP Team...................................................................................338
The Role of Transition Services..........................................................................339
The Role of Rehabilitation Services....................................................................340
Conclusion...........................................................................................................341
References............................................................................................................341
Creating a Transition Portfolio....................................................................................341

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Using Individual Supports to Customize a Postsecondary Education Experience......342
What Are Individual Supports?...........................................................................343
The Process of Creating Supports........................................................................343
Conclusion...........................................................................................................345

......................................................................................................346
Preparing Students with Intellectual Disabilities for College: Tips for Parents and
Teachers.......................................................................................................................346
Beginning in Middle School................................................................................347
During Eighth Grade............................................................................................348
Beginning in 9th Grade........................................................................................349
Conclusion...........................................................................................................350
Celebrity Quotes: Learning From Challenges.................................................................351
Share & Save...........................................................................................................351
Orlando Bloom, actor..............................................................................................352
Orlando Bloom, actor..............................................................................................352
Will.i.am, Grammy-winning singer and producer...................................................353
Tim Tebow, former NFL quarterback.....................................................................354
Whoopi Goldberg, award-winning actress and comedian.......................................355
Ty Pennington, host of “Extreme Makeover: Home Edition”.................................356
Teaching Tips for Children and Adults with Autism..............................................357
Teaching young children on the autism spectrum...........................................................361
What is autism?............................................................................................................361
What is Asperger syndrome?.......................................................................................362
Signs of autism in young children...............................................................................362
Communication difficulties.........................................................................................363
Echolalia..................................................................................................................363
Non-verbal communication.....................................................................................363
Children with Asperger syndrome and communication..........................................363
How to communicate with young children on the autism spectrum.......................363
Use simple language............................................................................................363
Use symbols or pictures.......................................................................................364
Literal understanding...........................................................................................364
Repeat instructions...............................................................................................365
Always address a child by their name first..........................................................365
Introducing a young child on the autism spectrum to the nursery...............................365
Toileting problems...................................................................................................366
Dealing with toileting problems..............................................................................366
Keep a record when a child goes to the toilet..........................................................366
Rewards for using the toilet.....................................................................................366
Problems with eating...................................................................................................367
Establishing a lunchtime routine.............................................................................367
Obsessions...................................................................................................................367
Meltdowns...................................................................................................................367
Difficulty choosing activities or toys...........................................................................368
Adapting the curriculum..............................................................................................368

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Toys and play for children on the autism spectrum.....................................................369
Trying new toys/experiences...................................................................................369
Ideas for toys and activities for young children with autism...................................369
Health and safety.........................................................................................................370
Training for teachers and support staff........................................................................370
Important points:..........................................................................................................370
Books and resources for teachers of young children on the autism spectrum.............371
12 Things I’d Like Teachers to Understand about Autism..............................................372
For more resources for teachers and help with inclusion and acceptance at school,
check out the Autism Speaks School Community Tool Kit here..............................375
Everyone deserves the chance to reach their full potential. We need your help to tell
lawmakers that improving education for children and young adults with autism is a
priority for our community. Sign the petition here to have your voice heard.........375
One in three teens with autism earns driver's license.............................................377
Large study yields insights into family decision-making around the balance
between safety and independence......................................................................377
Teen with autism reluctant to drive; should this parent push?...............................379
A checklist of crucial driving skills.........................................................................380
Handling potential sensory overload.......................................................................381
Get expert advice.....................................................................................................381
Choosing the Right Job for People with Autism or Asperger's Syndrome...........382
Table 1.....................................................................................................................383
Table 2.....................................................................................................................383
Table 3.....................................................................................................................384
Table 4.....................................................................................................................385
The Best Tech Jobs For Individuals With Autism...........................................................386
11 Famous People With Autism......................................................................................389
1. Wolfgang Amadeus Mozart.....................................................................................390
2. James Durbin...........................................................................................................391
3. Daryl Hannah...........................................................................................................392
4. Tim Burton...............................................................................................................393
5. Andy Warhol...........................................................................................................394
6. Dan Harmon.............................................................................................................395
7. Marty Balin..............................................................................................................396
8. Lewis Carroll...........................................................................................................397
9. Courtney Love.........................................................................................................398
10. Temple Grandin.....................................................................................................399
11. Dan Aykoyrd.........................................................................................................400
Teaching Students with Down Syndrome.......................................................................401
For Educators.......................................................................................................401
Cause........................................................................................................................402
Best Practices...........................................................................................................403
Down Syndrome Characteristics - Strengths and Needs.................................................404
A Chromosomal Aberration Affecting Cognition, Physiology and Motor Strength...404
For Educators.......................................................................................................405
Biological Foundation of Down Syndrome.............................................................406

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Physical Traits.........................................................................................................406
Neurological Traits..................................................................................................407
Social Traits.............................................................................................................407
Motor and Health Challenges..................................................................................407
Co-Morbidity...........................................................................................................408
Including children with Down syndrome (Part 1).....................................................408
Sue Buckley and Gillian Bird.............................................................................408
Getting the culture right...............................................................................................409
Why inclusion?........................................................................................................409
Developing inclusive schools..................................................................................409
Promoting mainstreaming........................................................................................410
Moving to inclusion.................................................................................................411
Whole school issues and the role of the headteacher..................................................412
School philosophy and culture.................................................................................412
Schools as agents of change....................................................................................412
Strategies for success...................................................................................................414
Valuing diversity and building self-esteem.............................................................414
Staff attitudes...........................................................................................................417
School organisation and the use of resources..........................................................419
The role of Learning Support Assistants............................................................421
Working with parents..............................................................................................422
Peer support.............................................................................................................423
Behaviour.................................................................................................................424
Staff training............................................................................................................424
Financial Resources.................................................................................................425
Conclusions..................................................................................................................426
References....................................................................................................................426
Bibliography................................................................................................................427
The Authors............................................................................................................427
Down Syndrome: Other FAQs........................................................................................428
Is there a cure for Down syndrome?..........................................................428
How can parents and providers help teens and young adults with
Down syndrome transition into adulthood?...........................................428
What are the health issues for adults with Down syndrome?..........430
What conditions or disorders are commonly associated with Down syndrome?............432
Life After High School.................................................................................................436
What Will Change After High School?.......................................................................436
What Does Transition Planning Involve?....................................................................436
What Kinds of Opportunities Are Available After High School for Individuals with
Down Syndrome?........................................................................................................437
Postsecondary Education.........................................................................................437
Employment.............................................................................................................438
Housing....................................................................................................................438
What Are the Components of a Transition Plan?........................................................439
Who Is Responsible for Developing the Transition Plan?...........................................439

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What General Skills Should the Transition Plan Address?.........................................440
Can a Transition Plan Be Changed?............................................................................440
How Do I Know if the Transition Plan Is Working?...................................................440
Transition Skills Checklist...........................................................................................440
Vocational Skills......................................................................................................440
Domestic Skills........................................................................................................441
Social & Personal Skills..........................................................................................442
Recreation & Leisure Skills.....................................................................................442
Other Useful Skills..................................................................................................442
Sample IEP Transition Goals.......................................................................................443
9 successful people with Down syndrome who prove life is worth living......................444
Famous People with Down Syndrome............................................................................446
8 Famous People with Down Syndrome.................................................................448
Luke Zimmerman................................................................................................448
Lauren Potter.......................................................................................................448
Tommy Jessop.....................................................................................................449
Chris Burke..........................................................................................................450
Edward Barbanell................................................................................................452
Jamie Brewer.......................................................................................................452
Angela Bachiller..................................................................................................453
Michael Johnson..................................................................................................454
Myths About Down Syndrome Debunked..............................................................455
Myth: Down syndrome children are only born to older parents..........................455
Myth: Having a Down syndrome child can place strain on a relationship..........455
Myth: Siblings are negatively affected................................................................455
Myth: Down syndrome people have a shorter life expectancy............................456
Myth: They are limited physically.......................................................................456
Myth: They cannot read or write.........................................................................456
Myth: They cannot attend regular school............................................................456
Myth: Those with Down syndrome don't feel pain.............................................456
Myth: The all look alike......................................................................................456
Myth: They are all overweight............................................................................456
Myth: They are unable to have children..............................................................456
Myth: They have poor memories.........................................................................457
Generalized Anxiety Disorder (GAD).............................................................................457
Symptoms........................................................................................................................458
Panic Disorder & Agoraphobia.......................................................................................458
Agoraphobia........................................................................................................459
The Panic Attack Symptoms Nobody Talks About..................................................460
RELATED STORIES............................................................................................461
RELATED STORIES............................................................................................462
Social Anxiety Disorder..................................................................................................463
Triumph Over Shyness: Conquering Social Anxiety Disorder, Second Edition..464
Posttraumatic Stress Disorder in Children.......................................................................464
Practice Essentials.......................................................................................................464
Signs and symptoms............................................................................................465

19
Diagnosis................................................................................................................466
Management..........................................................................................................467
Posttraumatic Stress Disorder in Children.......................................................................468
Practice Essentials.......................................................................................................468
Signs and symptoms................................................................................................469
Diagnosis.................................................................................................................470
Management............................................................................................................471
Posttraumatic Stress Disorder in Children.......................................................................472
Background..................................................................................................................472
Diagnostic criteria (DSM-5) in individuals older than 6 years................................474
Diagnostic criteria (DSM-5) in children aged 6 years or younger (preschool subtype)
.................................................................................................................................476
Responding to Students with PTSD in Schools...............................................................478
Types of traumatic events that affect students.................................................478
Posttraumatic stress disorder (PTSD)...............................................................479
Evidence-based treatments for students with PTSD....................................................480
Practical Approaches...................................................................................................481
Supporting school personnel following a school-wide trauma.......................481
Psychological First Aid for Schools....................................................................482
Listen, Protect, Connect (LPC): An Evidence- Informed Model. 40,41.............483
Step 1: Listen.........................................................................................................483
Step 2: Protect.......................................................................................................484
Step 3: Connect.....................................................................................................484
Step 4: Model Calm and Optimistic Behavior...................................................484
Step 5: Teach........................................................................................................485
Talking to Parents about PTSD..........................................................................485
Clinical strategies in working with students with PTSD..................................486
Working with the parent...................................................................................487
Treatment Rationale and Psychoeducation..................................................488
Relaxation Training...........................................................................................488
Cognitive Restructuring....................................................................................489
Trauma Narrative..............................................................................................489
In Vivo Gradual Exposure to Trauma Reminders........................................490
Problem Solving................................................................................................491
Conclusions..................................................................................................................491
Acknowledgments.......................................................................................................491
Notes............................................................................................................................492
Footnotes......................................................................................................................492
References....................................................................................................................492
A school-based mental health program for traumatized Latino immigrant children.......495
Author information.................................................................................................495
Abstract...................................................................................................................495
OBJECTIVE:......................................................................................................495
METHOD:...........................................................................................................495
RESULTS:..........................................................................................................495
CONCLUSIONS:...............................................................................................495

20
Treating adolescents with social anxiety disorder in schools..........................................496
Author information.................................................................................................496
Abstract...................................................................................................................496
Skills for social and academic success: a school-based intervention for social anxiety
disorder in adolescents.....................................................................................................496
Author information.................................................................................................496
Abstract...................................................................................................................496
News.............................................................................................................................497
Jamaica’s crime stats among highest worldwide, despite
reduction................................................................................................................497
Jamaica homicides jump 20 per cent, highest level in 5 years499
Women March Against Violence................................................................................500
Story Highlights.....................................................................................................501
JAMAICA 2016/2017....................................................................................................502
Background.............................................................................................................502
Police and security forces..........................................................................................503
Violence against women and girls............................................................................503
Children’s rights..........................................................................................................503
Rights of lesbian, gay, bisexual, transgender and intersex people.......................503
International Justice...................................................................................................504
CHILD ABUSE AND NEGLECT STILL ON THE RISE IN JAMAICA...................504
News.............................................................................................................................506
16,790 cases of sexual abuse against children recorded in eight
years.........................................................................................................................506
Obsessive-Compulsive Disorder (OCD).........................................................................508
Information for Parents: Behaviors That Could Be Symptoms of OCD.........................509
Eating Rituals...........................................................................................................509
Inability to Make Decisions.....................................................................................509
Extreme Separation Anxiety....................................................................................509
Unusual Secretiveness.............................................................................................510
Temper Tantrums.....................................................................................................510
Finding Therapist: What to Ask..................................................................................510
17 Quotes That Prove OCD Is So Much More Than Being Neat..........................512
RELATED STORIES............................................................................................513
RELATED STORIES............................................................................................515
Bipolar Disorder..............................................................................................................521
General Info.........................................................................................................522
Co-Occurring Anxiety Disorder and Bipolar Disorder.......................................524
The Course of Bipolar Disorder..........................................................................525
Treatment.............................................................................................................526
Getting Help.........................................................................................................527
MoodNetwork......................................................................................................527
More Steps to Reduce Anxiety and Regulate Mood...........................................528
Helping Others.....................................................................................................528
Helping Your Child.............................................................................................529

21
Teaching Strategies For Children With Bipolar Disorder.........................................529
Suggestions for Teaching a Bipolar Child................................................531
Reduction in Number of Missing Children.................................................................534
Story Highlights.....................................................................................................534
THE MYSTERY OF MISSING CHILDREN IN JAMAICA.........................................535
The key problem......................................................................................................536
The problem within Jamaica....................................................................................536
Working together to bring back our children..........................................................537
Child Month Fact – How Many Children Have Been Reported Missing?......................538
Stress................................................................................................................................540
News.............................................................................................................................540
60 children murdered, 99 shot and injured in past 16 months..540
Gunmen murder two children, man in Hanover.................................542
Understanding Dissociative Identity Disorder in Children..................................544
4 Truths About Children Showing Signs of “Multiple Personality Disorder”................548
About Támara Hill, MS, LPC......................................................................................553
The Differences Between Bipolar Disorder, Schizophrenia and Multiple
Personality Disorder...................................................................................................553
Bipolar Disorder......................................................................................................554
Schizophrenia..........................................................................................................554
Multiple Personality Disorder (Dissociative Identity Disorder)..............................555
Contrasting the Three Very Different Disorders.....................................................556
Teaching and Understanding Students with Schizophrenia..................................557
How to Teach Schizophrenic Students............................................................................561
Step 1......................................................................................................................561
Step 2......................................................................................................................561
Step 3......................................................................................................................561
Schizophrenia................................................................................................................562
WHAT IS IT?.........................................................................................................562
Are People With Schizophrenia Likely To Be Violent?....................................566
What About Suicide?............................................................................................567
WHAT CAUSES SCHIZOPHRENIA?................................................................567
HOW IS IT TREATED?........................................................................................569
HOW CAN OTHER PEOPLE HELP?.................................................................575
WHAT IS THE OUTLOOK?................................................................................577
Church robbed of $700,000 in equipment ..............................................................587
by.................................................................................................................................587
News.............................................................................................................................589
Church robbers make off with $1M worth of equipment..............589
News.............................................................................................................................590
Robbery turns away US church group....................................................590
2nd arrest in double murder of U.S. missionaries in Jamaica.........................................592
Dissociative Disorders..................................................................................................593
Symptoms....................................................................................................................594

22
Causes..........................................................................................................................595
Diagnosis.....................................................................................................................595
Treatment.....................................................................................................................596
Related Conditions.......................................................................................................596
CLASSROOM ACTIVITIES.............................................................................................598
Assignments..............................................................................................................598
Lesson Ideas..............................................................................................................598
The Effects of DID on Children of Trauma Survivors....................................................602
Dissociative Parenting: Memory, Mistakes, and Middle School........................607
I Forgot I’m Parenting with A Handicap Called Dissociative Identity
Disorder.................................................................................................................608
When I Say Memory Problems ….....................................................................608
ABOUT THE AUTHOR.....................................................................................608
Holly Gray..............................................................................................................608
10 thoughts on “Dissociative Parenting: Memory, Mistakes, and Middle
School”........................................................................................................................608
Gunmen invade Cumberland High in search of students................................................614
Gunmen invade St. Catherine school...............................................................................615
News.............................................................................................................................616
Gunmen invade Manchester school.........................................................616
10-year-old robbed on his way to school...............................................................616
by.................................................................................................................................616
expressed concern................................................................................................617
More students robbed in Corporate Area since JC student's killing................................618
Vere Tech students robbed at gunpoint on school's dormitory619
News.............................................................................................................................621
School plagued by theft, other problems, in need of help...........621
Robberies choking Walkerswood All-Age.............................................625
Computers, toilets, food items taken in 8th break-in since
2011.......................................................................................................................625
UPDATE - 11 year old accused of killing 14 year old in police custody.......................628
Brothers chopped to death by nephew in Clarendon.......................................................629
Women march against violence in MoBay............................................632
News.............................................................................................................................634
Over 1,400 perpetrators of crime against women, children
arrested — Grant................................................................................................634
Jamaicans wear black to protest violence against women and children.............635
Model: Gianna Photo: Michael Gordon).................................................................638
Violence against women: the full story...............................................................638
A Self-Regulatory Model of Behavioral Disinhibition in Late Adolescence: Integrating
Personality Traits, Externalizing Psychopathology, and Cognitive Capacity.................644
Abstract........................................................................................................................644

23
Disinhibited Personality Traits and Externalizing Psychopathology.............645
Cognitive Capacity, Self-Regulation, and Behavioral Disinhibition...............646
The Present Study................................................................................................647
Method.........................................................................................................................649
Participants............................................................................................................649
Sample 1............................................................................................................649
Sample 2............................................................................................................650
Assessment Materials..........................................................................................650
Diagnostic interviews........................................................................................650
Table 1.............................................................................................................................650
Personality trait indicators................................................................................652
Intelligence.........................................................................................................652
Short-term memory capacity...........................................................................653
Working memory capacity...............................................................................653
Procedure...............................................................................................................654
Analyses.................................................................................................................654
Results..........................................................................................................................655
Intercorrelations among trait and problem count indicators...........................655
Table 2.............................................................................................................................656
Sample 1 Model Comparisons............................................................................657
Table 3.............................................................................................................................658
Figure 1............................................................................................................................659
Images in this article....................................................................................................660
Sample 2 Model Comparisons............................................................................660
Sample 2 Correlated Model of Behavioral Disinhibition and Cognitive
Capacity..................................................................................................................661
Figure 2............................................................................................................................661
Discussion....................................................................................................................662
Limitations and Conclusions................................................................................664
Acknowledgments.......................................................................................................665
Notes............................................................................................................................665
Footnotes......................................................................................................................665
References....................................................................................................................666
Symptoms of Disinhibited Social Engagement Disorder....................................671
Specific Symptoms of Disinhibited Social Engagement Disorder..........................671
Disinhibition..................................................................................................................673
Psychoactive substances....................................................................................673
See also..................................................................................................................674
Responding to Inappropriate Sexual Behaviors Displayed by Adolescents With Autism
Spectrum Disorders.........................................................................................................675
Act Early..................................................................................................................675
Using Environmental Modifications to Improve Behavior.....................................675
Saying Yes to Appropriate Behaviors.....................................................................676
Be Consistent...........................................................................................................676
Remember the Potential for Inadvertent Outcomes.................................................677
References................................................................................................................677

24
Moments Of Memory- Charlie Smith High School, A Holding Center & Not
By Choice An Institution Of Learning-Is Cumberland High School Any Better
Off?..........................................................................................................................678
Sexual behavior and drinking style among teenagers: a population-based study in Finland
.........................................................................................................................................679
SUMMARY.................................................................................................................679
INTRODUCTION.......................................................................................................680
MATERIAL AND METHODS...................................................................................682
Sexual behavior.......................................................................................................683
Maturation................................................................................................................684
Drinking style..........................................................................................................684
Statistical analysis....................................................................................................685
RESULTS....................................................................................................................686
DISCUSSION..............................................................................................................712
CONCLUSION............................................................................................................714
FUNDING...................................................................................................................715
REFERENCES:- Please follow link to the article, pasted here:-................................715
Timing of Alcohol and Other Drug Use And Sexual Risk Behaviors Among Unmarried
Adolescents and Young Adults.......................................................................................715
METHODS..................................................................................................................717
RESULTS....................................................................................................................719
Analytic Approach.................................................................................................719
Descriptive Data....................................................................................................719
Bivariate Analyses................................................................................................720
Multivariate Analyses............................................................................................721
DISCUSSION..............................................................................................................722
Review of Findings................................................................................................722
Limitations..............................................................................................................723
Implications............................................................................................................724
FOOTNOTES....................................................................................................724
REFERENCES..................................................................................................725
AUTHORS' AFFILIATIONS.............................................................................727
1.4.6 Assessment of Harmful Sexual Behaviour in Children and Young People...........728
SCOPE OF THIS CHAPTER......................................................................................728
Contents.......................................................................................................................728
1. Introduction..............................................................................................................728
2. How to use these Guidelines....................................................................................728
There are three sections:-....................................................................................728
Part I - deciding if there is a cause for concern and the level of
seriousness........................................................................................................728
Part II - If it is a cause for concern - where to next?....................................729
Part III - Further stages of assessment.........................................................729
3. Part I - Deciding if there is a Cause for Concern and the Level of Seriousness......729
Pre-Adolescent Children......................................................................................729
Introduction........................................................................................................729
Theoretical Models............................................................................................731

25
Age Appropriate / Healthy Behaviours..........................................................731
Characteristics of Age Appropriate and Problematic Sexual Behaviours 732
Criteria for assessment of problematic behaviours.....................................733
Detailed Checklist for Referral, Initial Investigation and Establishing Cause
for Concern with Younger Children................................................................735
References.........................................................................................................735
Adolescents............................................................................................................736
Identifying Sexually Inappropriate and Sexually Aggressive Behaviours in
Adolescents........................................................................................................736
What causes inappropriate and sexually aggressive behaviour in
adolescents?......................................................................................................736
Detailed Checklist for Referral, Initial Investigation and Establishing Cause
for Concern with Adolescents.........................................................................738
References.........................................................................................................739
4. Part II - If it is a Cause for Concern - Where to Next?............................................740
Useful Contacts.....................................................................................................740
Useful Contacts for discussion/consultation.................................................740
5. Part III - Further Stages of Assessments..................................................................740
Child and Family Assessment.............................................................................740
1. Why do we need to assess families?........................................................740
2. What needs to be included in the family assessment?..........................741
3. Using the Child and Family Assessment to evaluate risk and plan
further intervention............................................................................................741
Checklist for the Fuller Family Assessment......................................................741
Child Developmental Needs............................................................................741
Parenting Capacity............................................................................................741
Family and Environment..................................................................................742
Assessment of the Child/Young Person's own needs both as a Perpetrator
and as a Vulnerable Child....................................................................................742
Wenet & Clark's Juvenile Sexual Offender Decision Criteria (1986)............742
Evaluation...........................................................................................................742
Assessment to Inform a Pre Sentence Report.............................................745
Understanding the link between early sexual initiation and later sexually transmitted
infection: Test and replication in two longitudinal studies..............................................745
Abstract........................................................................................................................746
Current study.........................................................................................................747
Methods.......................................................................................................................747
Participants............................................................................................................747
Measures................................................................................................................747
Lifetime sexually transmitted infection (STI).................................................748
Young adult predictors (ages 18–24).............................................................748
Adolescent predictors.......................................................................................748
Childhood predictors (ages 10–14)................................................................748
Demographics....................................................................................................749
Statistical Analyses...............................................................................................749
Appendix 1.......................................................................................................................750

26
Appendix 2.......................................................................................................................764
Appendix 2.......................................................................................................................771
Results..........................................................................................................................778
Table 1.............................................................................................................................778
Table 2.............................................................................................................................781
Figure 1............................................................................................................................782
Figure 3............................................................................................................................784
Discussion....................................................................................................................785
Figure 2............................................................................................................................786
Implications and Contribution..............................................................................786
Acknowledgments.......................................................................................................787
Footnotes......................................................................................................................787
References....................................................................................................................787
Exposure to Sexual Lyrics and Sexual Experience Among Urban Adolescents.............790
Abstract........................................................................................................................790
Introduction..................................................................................................................790
Methods.......................................................................................................................792
Design, Setting, and Participants.......................................................................792
Sample....................................................................................................................792
Procedures.............................................................................................................793
Measures................................................................................................................793
Independent variables: exposure to lyrics describing degrading and
nondegrading sex..............................................................................................793
Dependent variables: sexual behavior..........................................................794
Covariates..........................................................................................................795
Analysis..................................................................................................................795
Results..........................................................................................................................796
Discussion....................................................................................................................797
Acknowledgments.......................................................................................................800
Footnotes......................................................................................................................800
References....................................................................................................................800
Teenage sexual behaviour: attitudes towards and declared sexual activity.....................804
Author information.................................................................................................804
Abstract...................................................................................................................804
PIP:......................................................................................................................804
Decreasing Impulsive Behaviors in the Classroom Elem......................................................811
ADHD in School: Self-Control and Focus.......................................................................811
Dealing With Impulsive Behaviors in ADHD Students....................................................812
San Fran school wastes class time teaching students the do’s and dont’s of social media
.........................................................................................................................................814
Teachers resign from an Upper Hutt school after being sexually harassed by
students..........................................................................................................................815
Teachers suffer sexual harassment and rape threats from pupils as young as SIX............818
Teachers 'victims of sexist bullies in class'................................................................825
Shares.....................................................................................................................825
Most popular in US...............................................................................................825

27
British spies were first to spot Trump team's links with Russia................825
US drops largest ever non-nuclear bomb on Isis affiliate in Afghanistan,
military says.......................................................................................................826
Chechens tell of prison beatings and electric shocks in anti-gay purge:
‘They called us animals’....................................................................................826
'It's a perfect storm': homeless spike in rural California linked to Silicon
Valley..................................................................................................................826
AI programs exhibit racial and gender biases, research reveals................826
Guardian Today: the headlines, the analysis, the debate - sent direct to you..................827
Since you’re here …...................................................................................................828
Hot for Teacher: Rethinking Education’s Sexual Harassment Policies..........................829
Sexual Harassment at School......................................................................................836
Title IX Overview...................................................................................................836
The Circumstances That Led Up to the Davis Ruling.....................................836
Harassment vs. School-Yard Bullying...............................................................837
Tips for Parents of Sexually Harassed Kids.....................................................838
Sample Letter........................................................................................................838
What to Do If the Principal Does Nothing..........................................................839
How Schools Should Approach Sexual Harassment at School....................839
What to Do To Stop Sexual Harassment at School..............................................849
Guidelines for Administrators..............................................................................850
References.............................................................................................................850
Preventing Student Sexual Harassment. ERIC Digest Number 160.
.....................................................................................................................................851
PEER SEXUAL HARASSMENT...................................................................851
SCHOOL INITIATIVES ON SEXUAL HARASSMENT........................852
CONCLUSION...................................................................................................854
REFERENCES....................................................................................................854
FOOTNOTES.............................................................................................................870
Sexual harassment in education (brochure)..............................................................890
Page controls..............................................................................................................890
Page content..............................................................................................................890
Applying the Human Rights Code in education.....................................................890
Gender-based harassment and bullying...........................................................891
Preventing and responding to sexual harassment...........................................891
For more information:...........................................................................................892
How To Prevent Sexual Harassment By Setting Boundaries..........................................893
According to the National Center for Educational Statistics, 59 percent of secondary
schools report incidents of sexual harassment.................................................................893
Employee behavior that might lead to sexual harassment charges include:................894
School employees should take following proactive steps to stop sexual
harassment:...........................................................................................................894

28
Provide training to school employees on the school's policies, procedures
and sexual harassment laws to ensure that everyone understands the
boundaries and how to respond to inappropriate behavior and report it
according to policy................................................................................................894
Preventing harassment at schools..............................................................................895
Strategies to address sexual harassment in schools and youth settings.......................897
Everyone has a role to play in addressing sexual harassment with youth.. . .897
Prevention of Sexual Harassment in Schools........................................................................899
THIS SECTION IS INTENDED FOR PRINCIPALS, SENIOR TEACHERS AND
HEADS OF DEPARTMENTS OF PRIMARY SCHOOLS AND NON TRADITIONAL
HIGH SCHOOLS IN JAMAICA (.................................................................................913
Policy-Making Process (HS) ...........................................................................................913
Policy-Making Processes in School Health Promotion, Safety and Social Development
.....................................................................................................................................913
Section 9. Changing Policies in Schools...................................................................................917
C H A P T E R 2 5 S E C T I O N S ............................................................................917
 WHAT DO WE MEAN BY CHANGING POLICIES IN
S C H O O L S ? .....................................................................................................917
 WHY SHOULD YOU WORK TO CHANGE POLICIES IN
S C H O O L S ? .....................................................................................................917
 WHEN SHOULD YOU TRY TO CHANGE POLICIES IN
S C H O O L S ? .....................................................................................................917
 WHO SHOULD BE INVOLVED IN CHANGING POLICIES
I N S C H O O L S ? ...............................................................................................917
 H O W D O Y O U C H A N G E P O L I C I E S I N S C H O O L S ? ..........917
WHAT DO WE MEAN BY CHANGING POLICIES IN SCHOOLS?
.....................................................................................................................................918
WHY MIGHT YOU WANT TO CHANGE POLICIES IN SCHOOLS?
.....................................................................................................................................921
T O I M P R O V E S T U D E N T S ’ ( A N D O T H E R S ’ ) H E A L T H . .............921
T O I M P R O V E E D U C A T I O N . .....................................................................921
T O M E E T T H E N E E D S O F P A R T I C U L A R G R O U P S . ....................922
TO IMPROVE CLASSROOM AND SCHOOL CLIMATE AND
C U L T U R E . ..........................................................................................................923
T O P R O T E C T S T U D E N T S ( A N D S T A F F ) F R O M H A R M . ...........923
T O S A F E G U A R D S T U D E N T S ’ R I G H T S . .............................................924
T O R E S P O N D T O A P E R C E I V E D C O M M U N I T Y N E E D . ............924
WHEN SHOULD YOU TRY TO CHANGE POLICIES IN
S C H O O L S ? .............................................................................................................925
WHO SHOULD BE INVOLVED IN CHANGING SCHOOL
P O L I C I E S ? ..............................................................................................................925
H O W D O Y O U C H A N G E P O L I C I E S I N S C H O O L S ? ..........................926
M A R S H A L Y O U R S U P P O R T A N D B E G I N T O S T R A T E G I Z E . . 926
D O Y O U R H O M E W O R K . .............................................................................927
WORK TO GET YOUR PROPOSAL FOR POLICY CHANGE
I M P L E M E N T E D . ..............................................................................................931

29
I N S U M M A R Y ......................................................................................................937
Enhancing Student Achievement.................................................................938
Chapter 6. Policies and Practices Affecting Students..........................................938
Relationship to the Framework............................................................................938
A Safe and Positive Environment.....................................................................938
A Culture of Hard Work......................................................................................938
A Success Orientation.........................................................................................938
A Culture of Respect and Responsiveness to Clients..................................939
Student Leadership and Decision Making.....................................................939
Minimal Competition..........................................................................................939
A Culture for Learning........................................................................................939
Categories of Policies and Practices....................................................................940
Attendance Policies.............................................................................................940
Discipline Policies................................................................................................941
Homework Policies..............................................................................................941
Grading Policies....................................................................................................943
Reflective of Student Learning in the Curriculum....................................944
Consistency Within a School.........................................................................944
Multiple Measures of Student Learning.....................................................944
Grade Inflation.................................................................................................944
Summary...................................................................................................................945
Rubric for Policies and Practices Affecting Students...............................945
Rouse Hill High School Policies.............................................................................................947
Policies & procedures......................................................................................................947
Rouse Hill High School Policies.............................................................................................949
Policies & procedures......................................................................................................949
School Operations, Policies, and Expectations................................................................950
Definitions...............................................................................................................951
Equal Educational Opportunity...............................................................................951
Jurisdiction and Expectations..................................................................................951
Philosophy...............................................................................................................952
Attendance...............................................................................................................952
Excused/Unexcused Absence Procedures...............................................................953
Tardiness..................................................................................................................953
Suspension and Expulsion from School..................................................................954
Alcohol/Drugs/Tobacco and Other Controlled Substances.....................................954
Dangerous Weapons................................................................................................955
Student Lockers.......................................................................................................955
Search and Seizure...................................................................................................955
Academic Dishonesty..............................................................................................956
Removal from Class................................................................................................956
Detention..................................................................................................................956
Fighting and Swearing.............................................................................................957

30
Appearance..............................................................................................................957
Student Dress...........................................................................................................957
Respect for Property................................................................................................957
Respect for Individuals............................................................................................958
Harassment – Students.............................................................................................958
Curriculum Requirements for Graduation...............................................................958
Early Graduation......................................................................................................959
Enrollment Policies..................................................................................................959
Open Enrollment......................................................................................................959
Human Growth and Development...........................................................................960
Post-Secondary Enrollment Options Act.................................................................960
Grading Policies.......................................................................................................960
Honor Roll...............................................................................................................960
Special Programming...............................................................................................960
Success Center.........................................................................................................961
Lunch Shifts.............................................................................................................961
Lunch Period............................................................................................................961
Delivery of Meals....................................................................................................961
Carbonated Beverages.............................................................................................961
Study Hall................................................................................................................961
Study Hall Expectations:.........................................................................................962
Leaving School during School Hours......................................................................962
Display of Posters....................................................................................................963
Skate Boards and Roller Blades..............................................................................963
Passes.......................................................................................................................963
School Cancellations...............................................................................................963
Fire and Tornado Drills...........................................................................................963
Hallway Conduct.....................................................................................................963
Student Interpersonal Relations...............................................................................963
Library Media Center..............................................................................................964
Assembly Programs.................................................................................................964
Report to Parents......................................................................................................964
Visitors at School.....................................................................................................964
Open Campus Policy (For Seniors Only)................................................................964
Turning Around the Lowest-Performing Schools: The Role of the Principal - Research
Findings to Support Effective Educational Policymaking...............................................965
PREPARING AND DEVELOPING EFFECTIVE SCHOOL LEADERS.................967
References....................................................................................................................971
Role of Principal Leadership in Improving Student Achievement....................................978
The Basics of Successful Leadership............................................................................979
Setting Direction..........................................................................................................979
Examining the Evidence..........................................................................................979
Practical Application...............................................................................................980
Developing People.......................................................................................................980
Redesigning the Organization......................................................................................981
Examining the evidence...........................................................................................981

31
Practical application.................................................................................................981
Broad Goals for School Leaders...................................................................................982
Conclusion...................................................................................................................982
References....................................................................................................................982
School Principal - The Role of Elementary and Secondary School Principals, Principal
Duties and Responsibilities, Principal Qualifications.....................................................983
schools public private students...........................................................................983
The Role of Elementary and Secondary School Principals.........................................984
Principal Duties and Responsibilities..........................................................................984
Principal Qualifications...............................................................................................985
Research on School Leadership...................................................................................986
Demographic Profile of School Principals..................................................................987
BIBLIOGRAPHY........................................................................................................988
INTERNET RESOURCE............................................................................................988
SWOT analysis for schools|education|colleges|universities...........................988
SWOT analysis for schools, teachers and education |colleges|universities
.....................................................................................................................................989
Conducting a SWOT analysis for schools | colleges | universities..............990
IMPORTANT TIP for SWOT analysis in schools, | colleges | universities....991
What sort of tasks and issues can a SWOT analysis for Schools be used for?
.....................................................................................................................................991
An Example of a SWOT analysis for schools | colleges| universities......991
SWOT Analysis templates for schools & education | colleges |
universities..............................................................................................................993
About Mike Morrison....................................................................................1001
SWOT Analysis.............................................................................................................1001
SWOT Analysis Table........................................................................................1002
S.W.O.T Analysis Of The School.............................................................................1003
Resources Available To The Cumberland High School................................................1045
Guidance in Designing Interventions For Students With Learning Disabilities and
Assisting In The Training of Teachers to Use Chess, Dance, Music and Sports For
Therapy and Education..........................................................................................1045
For Pallets and Associated Materials For The Making Of Musical Instruments and
Game Board...........................................................................................................1045
For Technical Guidance In Strategic Planning, For Using SWOT Analysis, for using
Visioning Method, and the Logical Framework Method......................................1045
For Dance and Music Teachers.............................................................................1045
The School’s Medical Doctor Will Work With The Mental Health Institution To
Develop The Skills and Competences Needed To Work On A Long Term Basis On
Both Physical & Mental Health Interventions and Guidance................................1045

32
Letter To The Principal Of The Non-Traditional High
School

Dear Sir/Madam;

33
This compilation of web sourced documents, is intended to be used in the same manner in
which one would use a tool box which contains several tools. As is seen, this document is
a bit bulky and was not intended to be read as a novel, but rather to be used to identify
approaches which can be used to further enable the school to better meet the special
needs of those students with learning and behavioral disorders.

A second feature of this document, is that it effective usage assumes a team approach,
which includes the participation of senior teachers, heads of departments, the guidance
councilors and deans of discipline, the arts department, in particular the dance and music
teacher, and the school coach or physical education teachers. This approach allows the
school to look honestly and deeply at the situation within the school at present, its
policies and approaches to students with learning and behavioral problems, to review the
academic performance of these students as against students who do not face similar
challenges. This approach allows short comings to be identified and solutions and plans
put in place for the resolution of the given problems.

The schools, in particular the Non Traditional High Schools have been doing a less than
satisfactory job at preparing students with special needs for the world of work and for the
meeting of the very basic requirements needed by these individuals to live as independent
persons and to lead productive lives with the law. These are short comings which the
communities and the society as a whole can no longer afford to entertain. As is known,
these short comings not only prevents the individual victims of the various types of
learning and or behavioral challenges from ever reaching any where near their full
potential, but also contribute to pri-20 years of age pregnancies, unemployment, crime,
child abuse and a recurring ever expanding cycle in the production and reproduction of
individuals with learning and or behavioral disabilities. As such, the communities in
which the schools are located, the parents of those students and the law enforcement
agencies have the right to critically examine the performance of the school and its
leadership, even if the Minister of Education for what ever reason fails to do so.

This compilation seeks to assist the class room teacher who has become the Principal, to
better understand the roles and duties of the Principal in a modern education institution. It
provides him or her with an introduction to strategic planning, policies, the concept of a
high school which embraces all its students regardless of their abilities, mental or
physical status in respect to disabilities; it introduces him or her to the understanding that
it is possible to have a school in which sexual harassment and or victimization does occur
between student and student, staff and student, student and staff , a school which is safe
for all. It further introduces the Principal to a number of planning approaches.

A hope also is that the leadership of the Non-Traditional High Schools will seek to utilize
those resources which exist with the school, with the community and within the wider
society to advance their mission and curricula. Too often a number of these schools for
whatever reason have failed to do what is possible to help themselves, and instead sit
waiting on the Ministry of Education to come to their rescue and save them from sinking.

34
I would like to use this opportunity to thank the various authors, educators, institutions
and publishers who have permitted their material to be compiled in such a way to assist
those Jamaican high schools which are struggling. I would like to invite those principals
and teachers elsewhere in the world who would gain from using this compilation to do so
freely.

Yours truly,
Basil Fletcher

A wall made from shipping pallets, a hedge could be added to it. Special funds from the
Ministry of Education are not needed to make this wall.

A wall made of rammed earth. This type of wall does not require special funds from the
Ministry of Education.

35
Types of Learning Disabilities

Learning disabilities are


neurologically-based processing problems. These processing problems can
interfere with learning basic skills such as reading, writing and/or math.  They can
also interfere with higher level skills such as organization, time planning, abstract
reasoning, long or short term memory and attention.  It is important to realize
that learning disabilities can affect an individual’s life beyond academics and can
impact relationships with family, friends and in the workplace.

Since difficulties with reading, writing and/or math are recognizable problems during
the school years, the signs and symptoms of learning disabilities are most often
diagnosed during that time.  However, some individuals do not receive an evaluation
until they are in post-secondary education or adults in the workforce.  Other individuals
with learning disabilities may never receive an evaluation and go through life, never
knowing why they have difficulties with academics and why they may be having
problems in their jobs or in relationships with family and friends.

Learning disabilities should not be confused with learning problems which are primarily
the result of visual, hearing, or motor handicaps; of mental retardation; of emotional
disturbance; or of environmental, cultural or economic disadvantages.

Generally speaking, people with learning disabilities are of average or above average
intelligence. There often appears to be a gap between the individual’s potential and
actual achievement. This is why learning disabilities are referred to as "hidden
disabilities": the person looks perfectly “normal” and seems to be a very bright and
intelligent person, yet may be unable to demonstrate the skill level expected from
someone of a similar age.

36
A learning disability cannot be cured or fixed; it is a lifelong challenge. However, with
appropriate support and intervention, people with learning disabilities can achieve
success in school, at work, in relationships, and in the community.

In Federal law, under the Individuals with Disabilities Education Act (IDEA), the term is
"specific learning disability," one of 13 categories of disability under that law.

"Learning Disabilities" is an "umbrella" term describing a number of other, more specific


learning disabilities, such as dyslexia and dysgraphia. Find the signs and symptoms of
each, plus strategies to help below.

Specific Learning Disabilities

Auditory Processing Disorder (APD)


Also known as Central Auditory Processing Disorder, this is a condition that adversely
affects how sound that travels unimpeded through the ear is processed or interpreted
by the brain. Individuals with APD do not recognize subtle differences between sounds
in words, even when the sounds are loud and clear enough to be heard. They can also
find it difficult to tell where sounds are coming from, to make sense of the order of
sounds, or to block out competing background noises.

Learn more about Auditory Processing Disorder

Dyscalculia

37
A specific learning disability that affects a person’s ability to understand numbers and
learn math facts. Individuals with this type of LD may also have poor comprehension of
math symbols, may struggle with memorizing and organizing numbers, have difficulty
telling time, or have trouble with counting.

Learn more about Dyscalculia

Dysgraphia
A specific learning disability that affects a person’s handwriting ability and fine motor
skills. Problems may include illegible handwriting, inconsistent spacing, poor spatial
planning on paper, poor spelling, and difficulty composing writing as well as thinking
and writing at the same time.

Learn more about Dysgraphia

Dyslexia
A specific learning disability that affects reading and related language-based processing
skills. The severity can differ in each individual but can affect reading fluency, decoding,
reading comprehension, recall, writing, spelling, and sometimes speech and can exist
along with other related disorders. Dyslexia is sometimes referred to as a Language-
Based Learning Disability.

38
Learn more about Dyslexia

Language Processing Disorder


A specific type of Auditory Processing Disorder (APD) in which there is difficulty
attaching meaning to sound groups that form words, sentences and stories. While an
APD affects the interpretation of all sounds coming into the brain, a Language
Processing Disorder (LPD) relates only to the processing of language. LPD can affect
expressive language and/or receptive language.

Learn more about Language Processing Disorder

Non-Verbal Learning Disabilities


A disorder which is usually characterized by a significant discrepancy between higher
verbal skills and weaker motor, visual-spatial and social skills. Typically, an individual
with NLD (or NVLD) has trouble interpreting nonverbal cues like facial expressions or
body language, and may have poor coordination.

Learn more about Non-Verbal Learning Disabilities

39
Visual Perceptual/Visual Motor Deficit
A disorder that affects the understanding of information that a person sees, or the
ability to draw or copy. A characteristic seen in people with learning disabilities such as
Dysgraphia or Non-verbal LD, it can result in missing subtle differences in shapes or
printed letters, losing place frequently, struggles with cutting, holding pencil too tightly,
or poor eye/hand coordination.

Learn more about Visual Perceptual/Visual Motor Deficit

Related Disorders

ADHD
A disorder that includes difficulty staying focused and paying attention, difficulty
controlling behavior and hyperactivity. Although ADHD is not considered a learning
disability, research indicates that from 30-50 percent of children with ADHD also have a
specific learning disability, and that the two conditions can interact to make learning
extremely challenging.

Learn more about ADHD

40
Dyspraxia
A disorder that is characterized by difficulty in muscle control, which causes problems
with movement and coordination, language and speech, and can affect learning.
Although not a learning disability, dyspraxia often exists along with dyslexia, dyscalculia
or ADHD.

Learn more about Dyspraxia

Executive Functioning
An inefficiency in the cognitive management systems of the brain that affects a variety
of neuropsychological processes such as planning, organization, strategizing, paying
attention to and remembering details, and managing time and space. Although not a
learning disability, different patterns of weakness in executive functioning are almost
always seen in the learning profiles of individuals who have specific learning disabilities
or ADHD.

Learn more about Executive Functioning

41
Memory
Three types of memory are important to learning. Working memory, short-term
memory and long-term memory are used in the processing of both verbal and non-
verbal information. If there are deficits in any or all of these types of memory, the ability
to store and retrieve information required to carry out tasks can be impaired.

Learn more about Memory

Source:- https://ldaamerica.org/types-of-learning-disabilities/

Auditory Processing Disorder

Adversely affects how


sound that travels unimpeded through the ear is processed
and interpreted by the brain.
Also known as Central Auditory Processing Disorder, individuals with Auditory
Processing Disorder (APD) do not recognize subtle differences between sounds in
words, even when the sounds are loud and clear enough to be heard. They can also find

42
it difficult to tell where sounds are coming from, to make sense of the order of sounds,
or to block out competing background noises.

Signs and Symptoms


 Has difficulty processing and remembering language-related tasks but may have
no trouble interpreting or recalling non-verbal environmental sounds, music, etc.
 May process thoughts and ideas slowly and have difficulty explaining them
 Misspells and mispronounces similar-sounding words or omits syllables;
confuses similar-sounding words (celery/salary; belt/built; three/free; jab/job;
bash/batch)
 May be confused by figurative language (metaphor, similes) or misunderstand
puns and jokes; interprets words too literally
 Often is distracted by background sounds/noises
 Finds it difficult to stay focused on or remember a verbal presentation or lecture
 May misinterpret or have difficulty remembering oral directions; difficulty
following directions in a series
 Has difficulty comprehending complex sentence structure or rapid speech
 "Ignores" people, especially if engrossed
 Says "What?" a lot, even when has heard much of what was said

Strategies
 Show rather than explain
 Supplement with more intact senses (use visual cues, signals, handouts,
manipulatives)
 Reduce or space directions, give cues such as “ready?”
 Reword or help decipher confusing oral and/or written directions
 Teach abstract vocabulary, word roots, synonyms/antonyms
 Vary pitch and tone of voice, alter pace, stress key words
 Ask specific questions as you teach to find out if they do understand
 Allow them 5-6 seconds to respond ("think time")
 Have the student constantly verbalize concepts, vocabulary words, rules, etc.
Excerpted from the LDA of California and UC Davis M.I.N.D. Institute "Q.U.I.L.T.S." Calendar
2001-2002

43
7 Things I Wish People Knew About Parenting a Child
With Auditory Processing Disorder

When my son was in first grade, his teacher complained to me that he “didn’t pay
attention” in class. She said he wasn’t listening. To her, this was an act of defiance.

I explained that my son has auditory processing disorder (APD). He’s usually a very


well-behaved boy, but the classroom was too chaotic and noisy for him. With all the
background sound, my son simply couldn’t make out what she was saying to him, no
matter how hard he tried.

For people who don’t have APD, it can be a puzzling challenge. Even my husband, who
tries to understand, often struggles to see the world from the perspective of my son.

I’ve learned a lot from parenting a child with APD. And because I have APD myself, I
think I’m a good person to explain. Here are some things I wish people understood about
me, my son and APD.

1. He isn’t being defiant.

With APD, the brain doesn’t always process spoken words smoothly. So when my
son doesn’t respond right away or doesn’t understand what you’re saying, he’s
not doing it to be rude or defiant. He simply didn’t comprehend what you said.

My son wants to understand you—more than anything. People like my son and
me sometimes give up on conversations, though, because we’re afraid of seeming
rude. Sadly, it’s part of life for someone with APD.

44
2. The link between APD and hearing can be confusing.

Having APD isn’t the same as being hard of hearing. My son’s hearing is actually
very good. In fact, that can be part of the problem.

For example, my husband’s electric shaver makes a high-pitched, irritating sound


when it’s charging. At least it does according to my son and me. No one else in
our family seems to notice the sound we complain about.

It may seem counterintuitive. He notices sounds no one else does but still can’t
seem to “hear” what someone else is saying. That’s because APD is
an information processing issue, not a hearing issue.

3. Competing sounds and noises make understanding harder.

When I’m talking to my child, my voice is competing with a thousand other


noises. It could be the rush of air blowing out of the air conditioner. Or footsteps
coming from down the hallway. Or the buzz of an overhead, fluorescent light.
That’s why I try not to start a complex conversation with my son in a loud or
chaotic environment.

If you have something important to share and it’s noisy, text or write down the
message. Better yet, when you need to have a real conversation, talk to him in a
quiet place. Speaking directly to him and making eye contact also helps.

4. Telling him to “pay closer attention” or “listen harder” doesn’t help.

Some people confuse APD with ADHD, but they aren’t the same.

Yes, APD can include problems with attention. After all, it’s hard to focus if you
can’t understand what’s being said around you.

But telling my son to “pay closer attention” or “listen harder” doesn’t help when
his brain is scrambling the sounds coming in. That’d be like someone telling you
to “listen harder” to a foreign language you barely speak.

5. Rephrasing is more helpful than repeating.

When my son responds with “What?” to something I said, it’s tempting to repeat
exactly what I just said and in a louder voice.

But what he really needs is for me to say what I said in a different way. That’s
because certain phrases and sentences can be more difficult to process. The
sounds may be too similar. The word combinations may be too complex.

45
Rephrasing—not repeating the same words louder—can really help. When
struggling with my own APD, I’ve learned to say, “Can you please say what you
said again, but with different words?”

6. He wants to feel safe to ask you to say something as many times as he needs.

Most people don’t like to say the same thing over and over. I understand that. My
son does, too. That’s why it’s hard for him to ask.

But if he knows you’re OK with repeating and rephrasing something a few times,
he’ll be more comfortable asking. It’s wonderful when people are willing to do
this for him—and for me. We appreciate it more than you can imagine.

7. It’s OK to be frustrated, as long as you try to understand.

Even though I have APD, I get frustrated with my son sometimes. I lose my
patience. So I know others might too.

My son’s first teacher never did come around to understanding his challenges. In
the end, though, we were lucky that a new teacher replaced her. This new teacher
was wonderful. The only difference between her and the first teacher was the
willingness to try to understand APD.

Learn more common myths about APD. See what classroom accommodations can help
kids with APD. And find out what to do if you’re concerned your child has APD, or
if you recently found out he does.

Any opinions, views, information and other content contained in blogs on


Understood.org are the sole responsibility of the writer of the blog, and do not
necessarily reflect the views, values, opinions or beliefs of, and are not endorsed by,
Understood.

About the Blogger

Rachel Gurevich is a health-care journalist, a fertility expert, and 

Source:- https://www.understood.org/en/community-events/blogs/what-i-wish-id-known-
sooner/2016/11/29/7-things-i-wish-people-knew-about-parenting-a-child-with-auditory-
processing-disorder?

46
utm_campaign=partner&utm_source=lda&utm_medium=blog&utm_content=Understoo
dorg

Dyscalculia

Affects a person’s
ability to understand numbers and learn math facts.
Individuals with this type of Learning Disability may also have poor comprehension of
math symbols, may struggle with memorizing and organizing numbers, have difficulty
telling time, or have trouble with counting.

Signs and Symptoms


 Shows difficulty understanding concepts of place value, and quantity, number
lines, positive and negative value, carrying and borrowing
 Has difficulty understanding and doing word problems
 Has difficulty sequencing information or events
 Exhibits difficulty using steps involved in math operations
 Shows difficulty understanding fractions
 Is challenged making change and handling money
 Displays difficulty recognizing patterns when adding, subtracting, multiplying, or
dividing
 Has difficulty putting language to math processes
 Has difficulty understanding concepts related to time such as days, weeks,
months, seasons, quarters, etc.

47
 Exhibits difficulty organizing problems on the page, keeping numbers lined up,
following through on long division problems

Strategies
 Allow use of fingers and scratch paper
 Use diagrams and draw math concepts
 Provide peer assistance
 Suggest use of graph paper
 Suggest use of colored pencils to differentiate problems
 Work with manipulatives
 Draw pictures of word problems
 Use mnemonic devices to learn steps of a math concept
 Use rhythm and music to teach math facts and to set steps to a beat
 Schedule computer time for the student for drill and practice
Excerpted from the LDA of California and UC Davis M.I.N.D. Institute "Q.U.I.L.T.S." Calendar
2001-2002

Source:- https://ldaamerica.org/types-of-learning-disabilities/dyscalculia/

48
Compiler’s Comment # 1

Even as in Scotland of old where there were warring clans fighting against each other and
also within the clans and fighting for the benevolence or patronage of the Crown, the
Africa from whence the slaves came where with a few exceptions was fractured by wars
between tribes and tribes within tribes.
2. Promotion within slavery was in the main based on patronage and not on the basis of
merit, the whip ensured that a given average output per slave was maintained and the
slaves had no reason to push for increased labour productivity or to lead innovation,
which would have led to increase demands on labour-the slaves. Many Muslim slaves
were also more educated than their White Overseers, many of whom were illiterate.
3) The existence of the system of slavery was also based on the willingness of slaves to
do harm and or kill other slaves on behalf of the White Overseers and for patronage and
the willingness of slaves from other estates to seek to rob and ruin other estates in
keeping with the economic and property seeking interests of their owners and overseers.
4) Slavery as a system was a training school in violence and areas dominated by sugar
cane slavery and or where the children of the plantations settled were always
characterized by higher levels of violent and economic crimes- estate children without
overseers.

Parents of children who are gods must be made to understand that the school system is
not intended to teach gods. Schools are institutions of learning guided by policies,  rules
and procedures which are in known to all stakeholders. 

A parent who has not visited the school of his or her child at least three times in a given
year should be reported to the police by the principal so that charges of child neglect  laid
against the offending parent or parents.

Football played in the non- traditional high schools must be aimed more at raising student
discipline, physical and mental health, team play and solidarity than for winning matches.
In short, football without infringements. The Jamaican "Gentleman's Game" akin to the
British cricket of the colonial era. Therapy through sports. 

The Jamaican School of Boxing must become closer to the Chinese and or Japanese
Schools of martial arts in promoting respect for self and others and striving for higher
values than the American School of Boxing which promotes winning at all costs,
arrogance, egoism,and disrespect for self and others. In short the objective is to produce
Usain Bolts and not the stereotype American Sprinter- Tyson Gayle, Michael Jordon
among others. The USA has far greater social space to absorb and manage deviancy than
does Jamaica. 
End

49
Is There Such a Thing as Orton–Gillingham for Math?
By Brendan R. Hodnett
 
My child has issues with math. Another parent told me there’s something called
“Orton–Gillingham for Math.” Is this a real thing, and should I look into it for my
child?

Brendan R. Hodnett
Special Education Teacher
This question comes up often—and there’s a lot of confusion about what the term even
means.

Orton–Gillingham (OG) is a style of instruction that focuses on certain features. They


are: multisensory, structured, step-by-step, driven by data and personalized.

OG was developed around research on how people learn to read and write, and why some
people struggle with it. This approach is designed to be used with direct one-on-one or

50
small group instruction. A number of reading programs for kids with dyslexia are based
on OG—and with great success.

Now educators are using this type of instruction with kids who struggle in math. (It’s
important to note that the research behind OG didn’t involve math instruction or
learning.)

When a program is described as “Orton-Gillingham Math” it generally refers to


a multisensory approach. And it follows a progression of “concrete-representational-
abstract.”

All that means is that kids first learn new math concepts using hands-on materials
(concrete). Then they move on to drawing or using pictures (representational). The last
step is converting the information into numbers and symbols (abstract).

Kids who struggle with math often have trouble making sense of the abstract—the
numbers and symbols. This OG-type instruction helps kids connect what they learn
through their senses to numbers and symbols.

Numerous studies have shown that multisensory math instruction is good for all learners.
It gives kids a broader understanding of concepts. But when you add personalized
instruction that builds on each concept, it can really help kids with math issues.

You’ve asked if your child might benefit from this type of instruction. I don’t know your
child, or the nature of his math issues. But for most kids who struggle with math, the
answer is yes.

Just bear in mind that the OG approach was designed to address difficulties with reading.
It’s based on research involving reading and writing, not math. Programs described as
Orton–Gillingham math instruction haven’t been around as long as OG reading
interventions have. And they don’t have the same evidence of success.

As you’re investigating math intervention programs, here are some features to look for:

 Multisensory
 Data driven
 Direct connection between previously learned and new material
 Immediate feedback

51
It is also important to read reviews of the program. See how popular it is with parents and
teachers, and how long it’s been in use. There’s no guarantee these programs will
improve your son’s performance in math. But they definitely have benefits for many kids
with math difficulties.

About the Author

Brendan R. Hodnett is a special education teacher in Middletown, New Jersey.

Source:- https://www.understood.org/en/learning-attention-issues/child-learning-
disabilities/math-issues/is-there-such-a-thing-as-orton-gillingham-for-math?
utm_campaign=partner&utm_source=lda&utm_medium=blog&utm_content=Understoo
dorg

Orton–Gillingham: What You Need to Know


By Peg Rosen
 

At a Glance
 Orton–Gillingham was the first program designed for struggling readers. Several
reading approaches are based on it.

52
 Orton–Gillingham teaches the connections between sounds and letters.
 Many schools use the Orton–Gillingham approach in their special
education reading programs.

Of all the reading programs specifically designed to help struggling readers by explicitly
teaching the connections between letters and sounds, Orton–Gillingham was the first.
Today—decades later—many reading programs include Orton–Gillingham ideas.

The highly structured program introduced the idea of breaking reading and spelling down
into smaller skills involving letters and sounds, and then building on these skills over
time. It also pioneered the “multisensory” approach to teaching reading, which is
considered the gold standard for teaching students with dyslexia. This means that
instructors use sight, hearing, touch and movement to help students connect language
with letters and words.

What Orton–Gillingham Focuses On


Orton–Gillingham focuses on teaching kids to read at the word level. While it can help
develop reading comprehension, that is not the program’s primary goal.

This approach uses multiple pathways to help kids learn. For example, students might
learn the letter s by seeing it, saying its name and sounding it out while writing it with
their fingers in shaving cream.

“Of all reading programs, Orton–Gillingham has the most research to support its
approach.”
Orton–Gillingham also puts a strong emphasis on understanding the “how” and “why”
behind reading. Students may explore why the letter s sounds one way in the word plays,
and another way in the word snake. Once they know consistent rules and patterns, they’re
better able to decode words on their own.

Where to Find Orton–Gillingham


Orton–Gillingham has the most research of any program to support its approach. That’s
why many classroom teachers choose to use strategies from the program in their reading
instruction. Having students walk around the floor in the pattern of a letter, for instance,
is an activity inspired by Orton–Gillingham.

But reading specialists use the program more comprehensively with students who have
dyslexia and other reading issues. Many schools provide instruction based on Orton–
Gillingham through a student’s Individualized Education Program (IEP) or response to
intervention.

Orton–Gillingham is the basis for numerous other reading programs aimed at struggling
readers. These include Lindamood–Bell and the Wilson Reading System. These programs
vary somewhat. But they all use a highly structured, multisensory approach.

53
Schools may use any one of these programs to teach struggling readers. The program
they choose may depend upon a teacher’s training or whom the school is partnered with.
What matters most is that the program is based on Orton–Gillingham.

How Orton–Gillingham Works


The first step is assessing a student to determine his reading skills and areas of strength
and weakness. This can be done by any specialist or teacher trained in the Orton–
Gillingham approach.

Students are then taught in small groups with others at similar skill levels. Instructors
follow a highly structured approach that teaches skills in a particular order. This order is
based on an understanding of how children naturally develop language.

For example, the group may first work on making the connection between sounds and the
letters that represent those sounds. The next step will be recognizing those sounds in
words. Students must master each skill before they move on to the next. If a student is
confused, the instructor will reteach that skill from the beginning. The goal is for students
to use the skills they’ve learned to decode words independently.

Effective help is available for struggling readers. It’s important to know what program
your child’s school uses, and how the different programs work. That knowledge can help
you see if the school is meeting program goals. And it will give you a better idea of how
to help your child at home.

Key Takeaways
 Orton–Gillingham’s step-by-step approach is based on how children learn
language.
 Students must master one reading skill before moving on to the next.
 Programs for struggling readers should be based on an Orton–Gillingham
approach.

Source:- https://www.understood.org/en/school-learning/partnering-with-childs-
school/instructional-strategies/orton-gillingham-what-you-need-to-know

The Orton-Gillingham Approach

 Overview
 Approach
 Appropriate for Whom?

OVERVIEW

Orton-Gillingham is an instructional approach intended primarily for use with persons


who have difficulty with reading, spelling, and writing of the sort associated with

54
dyslexia. It is most properly understood and practiced as an approach, not a method,
program, system or technique. In the hands of a well-trained and experienced instructor,
it is a powerful tool of exceptional breadth, depth, and flexibility.
 
The essential curricular content and instructional practices that characterize the Orton-
Gillingham Approach are derived from two sources: first from a body of time-tested
knowledge and practice that has been validated over the past 70 years, and second from
scientific evidence about how persons learn to read and write; why a significant number
have difficulty in doing so; how having dyslexia makes achieving literacy skills more
difficult; and which instructional practices are best suited for teaching such persons to
read and write.
 
The approach is so named because of the foundational and seminal contributions of
Samuel T. Orton and Anna Gillingham. Samuel Torrey Orton (1879-1948) was a
neuropsychiatrist and pathologist. He was a pioneer in focusing attention on reading
failure and related language processing difficulties. He brought together neuroscientific
information and principles of remediation. As early as 1925 he had identified the
syndrome of dyslexia as an educational problem. Anna Gillingham (1878-1963) was a
gifted educator and psychologist with a superb mastery of the language. Encouraged by
Dr. Orton, she compiled and published instructional materials as early as the 1930s which
provided the foundation for student instruction and teacher training in what became
known as the Orton-Gillingham Approach.
 
The Orton-Gillingham Approach is most often associated with a one-on-one teacher-
student instructional model. Its use in small group instruction is not uncommon. A
successful adaptation of the approach has demonstrated its value for class-room
instruction. Reading, spelling and writing difficulties have been the dominant focus of the
approach although it has been successfully adapted for use with students who exhibit
difficulty with mathematics.
 
The Orton-Gillingham Approach always is focused upon the learning needs of the
individual student. Students with dyslexia need to master the same basic knowledge
about language and its relationship to our writing system as any who seek to become
competent readers and writers. However, because of their dyslexia, they need more help
than most people in sorting, recognizing, and organizing the raw materials of language
for thinking and use. Language elements that non-dyslexic learners acquire easily must
be taught directly and systematically.

The Orton-Gillingham Approach

 Overview
 Approach
 Appropriate for Whom?

APPROACH

55
The Orton-Gillingham Approach has been rightfully described as language-based,
multisensory, structured, sequential, cumulative, cognitive, and flexible. These
characteristics can be easily amplified and extended as they are in the following
attributes.
PERSONALIZED
 
Teaching begins with recognizing the differing needs of learners. While those with
dyslexia share similarities, there are differences in their language needs. In addition
individuals with dyslexia may possess additional problems that complicate learning.
Most common among these are attention deficit disorder (ADD) or attention deficit
disorder with hyperactivity (ADHD).
MULTISENSORY
 
It uses all the learning pathways: seeing, hearing, feeling, and awareness of motion,
brought together by the thinking brain. The instructor engages in multisensory teaching
to convey curricular content in the most understandable way to the student. The teacher
also models how the student, by using these multiple pathways, can engage in
multisensory learning that results in greater ease and success in learning.
DIAGNOSTIC AND PRESCRIPTIVE
 
An Orton-Gillingham lesson is both diagnostic and prescriptive. It is diagnostic in the
sense that the instructor continuously monitors the verbal, nonverbal, and written
responses of the student to identify and analyze both the student’s problems and
progress. This information is the basis of planning the next lesson. That lesson is
prescriptive in the sense that will contain instructional elements that focus upon the
resolution of the student’s difficulties and that build upon the student’s progress noted in
the previous lesson.
DIRECT INSTRUCTION
 
The teacher presentations employ lesson formats which ensure that the student
approaches the learning experience understanding what is to be learned, why it is to be
learned, and how it is to be learned.
SYSTEMATIC PHONICS
 
It uses systematic phonics, stressing the alphabetic principle in the initial stages of
reading development. It takes advantage of the sound/symbol relationships inherent in
the alphabetic system of writing. Spoken words are made up of individual speech sounds,
and the letters of written words graphically represent those speech sounds.
APPLIED LINGUISTICS
 
It draws upon applied linguistics not only in the initial decoding and encoding stages of
reading and writing but in more advanced stages dealing with syllabic, morphemic,
syntactic, semantic, and grammatic structures of language and our writing system. At all
times the Orton-Gillingham Approach involves the student in integrative practices that
involve reading, spelling, and writing together.

56
LINGUISTIC COMPETENCE
 
It increases linguistic competence by stressing language patterns that determine word
order and sentence structure and the meaning of words and phrases. It moves beyond this
to recognizing the various forms that characterize the common literary forms employed
by writers.
SYSTEMATIC AND STRUCTURED
 
The teacher presents information in an ordered way that indicates the relationship
between the material taught and past material taught. Curricular content unfolds in
linguistically logical ways which facilitates student learning and progress.
SEQUENTIAL, INCREMENTAL, AND CUMULATIVE
 
Step by step learners move from the simple, well-learned material to that which is more
and more complex. They move from one step to the next as they master each level of
language skills.
CONTINUOUS FEEDBACK AND POSITIVE REINFORCEMENT
 
The approach provides for a close teacher-student relationship that builds self-confidence
based on success.
COGNITIVE APPROACH
 
Students understand the reasons for what they are learning and for the learning strategies
they are employing. Confidence is gained as they gain in their ability to apply newly
gained knowledge about and knowledge how to develop their skills with reading,
spelling, and writing.
EMOTIONALLY SOUND
 
Students’ feelings about themselves and about learning are vital. Teaching is directed
toward providing the experience of success. With success comes increased self-
confidence and motivation.
 
The basic purpose of everything that is done in the Orton-Gillingham Approach, from
recognizing words to composing a poem is assisting the student to become a competent
reader, writer and independent learner.
 
 

APPROPRIATE FOR WHOM?

The Orton-Gillingham approach is appropriate for teaching individuals, small groups, and
classrooms. It is appropriate for teaching in the primary, elementary, intermediate grades,
and at the secondary and college level as well as for adults. The explicit focus of the
approach has been and continues to be upon persons with the kinds of language

57
processing problems associated with dyslexia. Early intervention is highly desirable, but
it is never too late to begin!
 

Source:- http://www.ortonacademy.org/approach.php

Dysgraphia

Affects a person’s
handwriting ability and fine motor skills.
A person with this specific learning disability may have problems including illegible
handwriting, inconsistent spacing, poor spatial planning on paper, poor spelling, and
difficulty composing writing as well as thinking and writing at the same time.

Signs and Symptoms


 May have illegible printing and cursive writing (despite appropriate time and
attention given the task)
 Shows inconsistencies: mixtures of print and cursive, upper and lower case, or
irregular sizes, shapes or slant of letters
 Has unfinished words or letters, omitted words
 Inconsistent spacing between words and letters
 Exhibits strange wrist, body or paper position
 Has difficulty pre-visualizing letter formation
 Copying or writing is slow or labored
 Shows poor spatial planning on paper
 Has cramped or unusual grip/may complain of sore hand
 Has great difficulty thinking and writing at the same time (taking notes, creative
writing.)

58
Strategies
 Suggest use of word processor
 Avoid chastising student for sloppy, careless work
 Use oral exams
 Allow use of tape recorder for lectures
 Allow the use of a note taker
 Provide notes or outlines to reduce the amount of writing required
 Reduce copying aspects of work (pre-printed math problems)
 Allow use of wide rule paper and graph paper
 Suggest use of pencil grips and /or specially designed writing aids
 Provide alternatives to written assignments (video-taped reports, audio-taped
reports)
Excerpted from the LDA of California and UC Davis M.I.N.D. Institute "Q.U.I.L.T.S."
Calendar 2001-2002

Source:- https://ldaamerica.org/types-of-learning-disabilities/dysgraphia/

Understanding Dysgraphia
By Erica Patino
What You’ll Learn

 What is dysgraphia?
 How common is dysgraphia?
 What causes dysgraphia?
 What are the symptoms of dysgraphia?
 What skills are affected by dysgraphia?
 How is dysgraphia diagnosed?
 What conditions are related to dysgraphia?
 How can professionals help with dysgraphia?
 What can be done at home for dysgraphia?
 What can make the journey easier?

You probably hear a lot about learning and attention issues like dyslexia and ADHD. But
chances are you don’t hear much about dysgraphia. If your child has trouble expressing
himself in writing, you may want to learn more about this condition.

Writing difficulties are common among children and can stem from a variety of learning
and attention issues. By learning what to watch for, you can be proactive about getting
help for your child.

There’s no cure or easy fix for dysgraphia. But there are strategies and therapies that can
help a child improve his writing. This will help him thrive in school and anywhere else
expressing himself in writing is important.

59
What is dysgraphia?

Dysgraphia is a condition that causes trouble with written expression. The term comes
from the Greek words dys (“impaired”) and graphia (“making letter forms by hand”).
Dysgraphia is a brain-based issue. It’s not the result of a child being lazy.

For many children with dysgraphia, just holding a pencil and organizing letters on a line
is difficult. Their handwriting tends to be messy. Many struggle with spelling and putting
thoughts on paper.[1] These and other writing tasks—like putting ideas into language that
is organized, stored and then retrieved from memory—may all add to struggles with
written expression.

Different professionals may use different terms to describe your child’s struggle with
written expression. The Diagnostic and Statistical Manual of Mental Disorders-5 (DSM-
5) doesn’t use the term dysgraphia but uses the phrase “an impairment in written
expression” under the category of “specific learning disorder.” This is the term used by
most doctors and psychologists.

Some school psychologists and teachers use the term dysgraphia as a type of shorthand to
mean “a disorder in written expression.”

To qualify for special education services, a child must have an issue named or described


in the Individuals with Disabilities Education Act (IDEA). While IDEA doesn’t use the
term “dysgraphia,” it describes it under the category of “specific learning disability.”
This includes issues with understanding or using language (spoken or written) that make
it difficult to listen, think, speak, read, write, spell or to do mathematical calculations.

Whatever definition is used, it’s important to understand that slow or sloppy writing isn’t
necessarily a sign that your child isn’t trying hard enough. Writing requires a complex set
of fine motor and language processing skills. For kids with dysgraphia, the writing
process is harder and slower. Without help, a child with dysgraphia may have a difficult
time in school.

How common is dysgraphia?

Dysgraphia is not a familiar term. But symptoms of dysgraphia are not uncommon,
especially in young children who are starting to learn how to write. If a child continues to
struggle with writing despite plenty of practice and corrective feedback, it’s a good idea
to take a closer look to see whether dysgraphia is an underlying cause.

What causes dysgraphia?

Experts aren’t sure what causes dysgraphia and other issues of written expression.
Normally, the brain takes in information through the senses and stores it to use later.
Before a person starts writing, he retrieves information from his short- or long-term
memory and gets organized to begin writing.

60
In a person with dysgraphia, experts believe one or both of the next steps in the writing
process go off track:

1. Organizing information that is stored in memory


2. Getting words onto paper by handwriting or typing them

This results in a written product that’s hard to read and filled with errors. And most
important, it does not convey what the child knows and what he intended to write.

Working memory may also play a role in dysgraphia. A child may have trouble with
what’s called “orthographic coding.” This is the ability to store unfamiliar written words
in the working memory.[2] As a result, he may have a hard time remembering how to
print or write a letter or a word.

There may also be a genetic link, with dysgraphia running in families.

What are the symptoms of dysgraphia?

The symptoms of dysgraphia fall into six categories: visual-spatial, fine motor, language


processing, spelling/handwriting, grammar, and organization of language. A child may
have dysgraphia if his writing skills lag behind those of his peers and he has at least some
of these symptoms:

Visual-Spatial Difficulties

 Has trouble with shape-discrimination and letter spacing


 Has trouble organizing words on the page from left to right
 Writes letters that go in all directions, and letters and words that run together on
the page
 Has a hard time writing on a line and inside margins
 Has trouble reading maps, drawing or reproducing a shape
 Copies text slowly

Fine Motor Difficulties

 Has trouble holding a pencil correctly, tracing, cutting food, tying shoes, doing
puzzles, texting and keyboarding
 Is unable to use scissors well or to color inside the lines
 Holds his wrist, arm, body or paper in an awkward position when writing

Language Processing Issues

 Has trouble getting ideas down on paper quickly


 Has trouble understanding the rules of games
 Has a hard time following directions
 Loses his train of thought

61
Spelling Issues/Handwriting Issues

 Has a hard time understanding spelling rules


 Has trouble telling if a word is misspelled
 Can spell correctly orally but makes spelling errors in writing
 Spells words incorrectly and in many different ways
 Has trouble using spell-check—and when he does, he doesn’t recognize the
correct word
 Mixes upper- and lowercase letters
 Blends printing and cursive
 Has trouble reading his own writing
 Avoids writing
 Gets a tired or cramped handed when he writes
 Erases a lot

Grammar and Usage Problems

 Doesn’t know how to use punctuation


 Overuses commas and mixes up verb tenses
 Doesn’t start sentences with a capital letter
 Doesn’t write in complete sentences but writes in a list format
 Writes sentences that “run on forever”

Organization of Written Language

 Has trouble telling a story and may start in the middle


 Leaves out important facts and details, or provides too much information
 Assumes others know what he’s talking about
 Uses vague descriptions
 Writes jumbled sentences
 Never gets to the point, or makes the same point over and over
 Is better at conveying ideas when speaking

The symptoms of dysgraphia also vary depending on a child’s age. Signs generally
appear when children are first learning to write.

 Preschool children may be hesitant to write and draw and say that they hate
coloring.
 School-age children may have illegible handwriting that can be mix of cursive
and print. They may have trouble writing on a line and may print letters that are uneven
in size and height. Some children also may need to say words out loud when writing or
have trouble putting their thoughts on paper.
 Teenagers may write in simple sentences. Their writing may have many more
grammatical mistakes than the writing of other kids their age.[3]

62
What skills are affected by dysgraphia?

The impact of dysgraphia on a child’s development varies, depending on the symptoms


and their severity. Here are some common areas of struggle for kids with dysgraphia:

 Academic: Kids with dysgraphia can fall behind in schoolwork because it takes


them so much longer to write. Taking notes is a challenge. They may get discouraged and
avoid writing assignments.
 Basic life skills: Some children’s fine motor skills are weak. They find it hard
to do everyday tasks, such as buttoning shirts and making a simple list.
 Social-emotional: Children with dysgraphia may feel frustrated or anxious
about their academic and life challenges. If they haven’t been identified, teachers may
criticize them for being “lazy” or “sloppy.” This may add to their stress.[4] Their low
self-esteem, frustration and communication problems can also make it hard to
socialize with other children.

While dysgraphia is a lifelong condition, there are many proven strategies and tools that
can help children with dysgraphia improve their writing skills.

How is dysgraphia diagnosed?

Signs of dysgraphia often appear in early elementary school. But the signs may not
become apparent until middle school or later. Sometimes the signs go unnoticed entirely.
As with all learning and attention issues, the earlier signs of dysgraphia are recognized
and addressed, the better.

Dysgraphia is typically identified by licensed psychologists (including school


psychologists) who specialize in learning disabilities. They will give your child academic
assessments and writing tests. These tests measure fine motor skills and written
expression production.

During testing, the professional may ask your child to write sentences and copy text.
They’ll assess not only your child’s finished product, but also his writing process. This
includes posture, position, pencil grip, fatigue and whether there are signs of cramping.
The tester may also test fine motor speed with finger tapping and wrist turning.[5]

Special education teachers and school psychologists can help determine the emotional or
academic impact the condition may be having on your child.

What conditions are related to dysgraphia?

Many children with dysgraphia have other learning issues. These conditions, which can
also affect written expression, include:

 Dyslexia: This learning issue makes it harder to read. Dyslexia can also make


writing and spelling a challenge. Learn more about the difference between dysgraphia
and dyslexia.

63
 Language disorders: Language disorders can cause a variety of problems with
written and spoken language. Children may have trouble learning new words, using
correct grammar and putting their thoughts into words.[6]
 Attention-deficit hyperactivity disorder (ADHD): ADHD causes problems
with attention, impulsivity and hyperactivity.
 Dyspraxia: Dyspraxia is a condition that causes poor physical coordination and
motor skills. It can cause trouble with fine motor skills, which can affect physical task of
writing and printing. Learn about the differences between dysgraphia and dyspraxia.

How can professionals help with dysgraphia?

If your child is found to have dysgraphia and qualifies for special education services, you
and a team of teachers and specialists at the school will develop an Individualized
Education Program (IEP). This may include intensive instruction in handwriting as well
as personalized accommodations and modifications.

If your child isn’t eligible for an IEP, another option is to request a 504 plan. This is a
written plan that details how the school will accommodate your child’s needs.

But even without an IEP or 504 plan, you may be able to get help in other ways:

 Response to intervention (RTI) is an approach some schools use to screen


students and provide small group instruction to those who are falling behind. If a child
doesn’t make progress, he may receive intensive one-on-one instruction.
 Informal supports are strategies your child’s teacher can use, such as giving your
child copies of class notes or using assistive technology tools like voice-to-text (dictation)
software.

There are many ways to help a child with dysgraphia. Generally, support falls into these
categories:

 Accommodations are changes to how your child


learns. Accommodations include typing on a keyboard or other electronic device instead
of writing by hand. Apps can help some children stay organized through voice-recorded
notes.
 Modifications are changes to what your child learns. Examples
of modifications include allowing a student to write shorter papers or answer fewer or
different test questions than his classmates.
 Remediation is an approach that targets foundational skills your child needs to
master. Some children may practice copying letters, using paper with raised lines to help
them write in straight lines. An occupational therapist may provide exercises to build
muscle strength and dexterity and increase hand-eye coordination.

There is no medication for treating dysgraphia. However, children who also have ADHD
sometimes find that medication for ADHD alleviates symptoms of dysgraphia.

64
What can be done at home for dysgraphia?

There are many things you can do at home to help your child with dysgraphia. Here are
some strategies to consider.

 Observe and take notes. Taking notes about your child’s writing difficulties


(including when they occur) will help you find patterns and triggers. Then you can
develop strategies to work around them. Your notes will also be useful when you talk to
your child’s doctor, teachers and anyone else helping your child.
 Teach your child writing warm-up exercises. Before writing (or even as a
break when writing), your child can do a stress-reliever exercise. He could shake his
hands quickly or rub them together to relieve tension.
 Play games that strengthen motor skills. Playing with clay can strengthen
hand muscles. A squeeze ball can improve hand and wrist muscles and coordination.

It’s best not to try too many strategies at once. Instead, add one at a time so you know
what is (or isn’t) working. Praise your child for effort and genuine achievement. This can
motivate him to keep building skills. Many kids overcome and work around their writing
difficulties. With support, your child can, too.

Back to the top


What can make the journey easier?

Whether you’re just learning about dysgraphia or your journey is well underway, this site
can help you find support your child.

 Know your child’s issues. If your child hasn’t been identified with
dysgraphia, consider having him evaluated by the school or by an outside professional.
Knowing which issues your child has is the first step toward getting the best help.
 Request an evaluation. If your child is found to have dysgraphia, consider
asking your school district if he qualifies for an IEP or a 504 plan.
 See it through your child’s eye. Get a better sense of what your child is
experiencing. The more you understand, the more you can help.
 Connect with other parents. Remember that you’re not alone. You can
visit our online community to find other parents who are dealing with the same issues.
 Get advice from experts. Use Parenting Coach to help navigate behavior and
emotional issues that may come up along the way.

Difficulty with writing doesn’t need to hold your child back. Explore and experiment
with different tools and strategies. Eventually, you’ll find ways to help your child
succeed.

Key Takeaways
 Dysgraphia makes written expression challenging.
 There are resources available to get free or low-cost help for your child.

65
 When given the appropriate help, kids with dysgraphia can succeed.

Sources
[1] Fischer, Jeri, and Michael Rettig. "Dysgraphia: When Writing Hurts." NAESP.org.
National Association of Elementary School Principals.
Web. http://www.naesp.org/resources/2/Principal/2004/N-D-Web.pdf

[2] International Dyslexia Association. "Understanding Dysgraphia." Wrightslaw.com.


Web. http://www.wrightslaw.com/info/read.dysgraphia.facts.htm

[3] Von Dresner, Kara Sandor. "Criteria and Assessment of Dyslexia and
Dysgraphia." Cba-va.org. Chesapeake Bay Academy.

[4] "Dysgraphia Q & A." DavidsonGifted.org. Davidson Institute for Talent


Development. Web. http://www.davidsongifted.org/db/Articles_id_10707.aspx

[5] "Dysgraphia Info." Brainhe.com. BRAIN.HE.


Web. http://www.brainhe.com/staff/types/dysgraphiastaff.html

[6] "Specific Language Impairment." NIDCD.nih.gov. National Institute on Deafness and


Other Communication Disorders. http://www.nidcd.nih.gov/health/voice/pages/specific-
language-impairment.aspx

About the Author

Erica Patino is an online writer and editor who specializes in health and wellness
content.
Reviewed by

Mark Griffin, Ph.D., was the founding headmaster of Eagle Hill School, a school for
children with specific learning disabilities.
Source:- https://www.understood.org/en/learning-attention-issues/child-learning-
disabilities/dysgraphia/understanding-dysgraphia?
utm_campaign=partner&utm_source=lda&utm_medium=blog&utm_content=Understoo
dorg

8 Expert Tips on Helping Your Child With Dysgraphia


By Peg Rosen

66
Does your child struggle with handwriting? Has he been diagnosed with dysgraphia?
These exercises from handwriting specialists are fun, effective and easy to practice at
home.

1 of 8

Feel the letters.

Taking away one sense experience often heightens the others. Experts advise trying
activities that help your kid focus on feeling—not seeing—how a letter is made.

For example, use your finger to trace a letter on your child’s back. Or he can close his
eyes while you trace a letter on his palm. Then see if he can reproduce that letter on your
back or on a piece of paper.

You can make things more challenging by writing a capital letter and asking him to write
it as a lowercase one, or vice versa.

2 of 8

Write big.

Kids with dysgraphia usually have trouble remembering how to form letters correctly.
One way therapists make the process more memorable is by having kids write in ways
that use large motor movements and multisensory materials.

At home, young kids can spray big shaving cream letters on the tile wall at bath time. Or
they can smooth out the cream on the tile and write letters in the foam. They can practice
making letters in a plastic tub of damp sand. Adding sand to finger paint is another way
to increase sensory input.

3 of 8

Dig into clay.

Clay is a wonderfully versatile medium. It’s dense and responsive. And mistakes can
disappear with just a pinch.

Roll clay into ropes and practice making letters with your child. It builds hand strength
and boosts fine motor skills. And it reinforces the shapes of letters in his mind, too.

67
Another option: Smooth a layer of clay on a cookie sheet. Then invite your child to etch
letters into the surface with a pencil. The clay provides sensory feedback, which gives
more information to the brain about how the letters are formed.

4 of 8

Practice pinching.

Holding a pencil properly is a challenge for many kids with writing difficulties. Your
child can strengthen his fingers and improve his “pencil grip” using “pinching” tools
found around the house. These include tweezers, children’s chopsticks (joined at one end)
and ice tongs.

Try this game: Toss pieces of cereal, balled-up scraps of paper or small pencil erasers
onto a tabletop. Then see how many you and your child can pick up with a pinching tool
in a minute.

Another option: Play board games and use pinching tools to move the playing pieces.

5 of 8

Start cross-body training.

For a child to write properly, both sides of his body need to work together: One arm holds
the paper stable. The other does the actual pencil work.

Any activity that encourages coordinated movement on both sides of the body provides
good reinforcement. This includes crafts that use scissors: One hand holds, the other cuts.

Physical exercises that require cross-body coordination are helpful, too. See if your child
will give windmills, jumping jacks, touching alternate toes, and mountain climbers a
whirl before sitting down to write.

6 of 8

Build strength and stability.

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Writing may not seem physically demanding. But sitting properly and controlling pen
and paper require muscle strength and stability in the shoulders and core.

Activities that condition these areas can help. These include planks, push-ups,
wheelbarrow walking, crab walking, shooting baskets, hanging from monkey bars and
rope climbing. Even reading while lying tummy-down on the floor builds strength.

So set aside time for your child to include activities like these in his day. He can do them
at a local gym, at the playground, or right in your own backyard or playroom.

7 of 8

Practice “organized” storytelling.

Kids with dysgraphia often have trouble organizing their thoughts. You can help your
child by practicing structured storytelling.

At bedtime, ask him to tell you about his day. Have him start with an introduction, like
“Today was Thursday and boy, was it a busy day for me and my friends.” Ask him to
describe what he did in the morning, the afternoon and the evening. Then he can wrap
things up with how the day went overall.

You can use this approach with just about any experience your child wants to share with
you.

8 of 8

Speak it first.

Kids with dysgraphia may be brimming with great ideas. But putting those ideas into
written words can be a frustrating hurdle for them.

Encourage your child to record himself (on a smartphone or other device) while he talks
through his thoughts or the story he’d like to tell. He can then play the recording back
when he sits down to write. This can be a helpful and confidence-boosting tool.

Source:- https://www.understood.org/en/learning-attention-issues/child-learning-
disabilities/dysgraphia/8-expert-tips-on-helping-your-child-with-dysgraphia#slide-8

69
Language Processing Disorder

Affects attaching meaning to


sound groups that form words, sentences and stories.
A specific type of Auditory Processing Disorder (APD). While an APD affects the
interpretation of all sounds coming into the brain (e.g., processing sound in noisy
backgrounds or the sequence of sounds or where they come from), a Language
Processing Disorder (LPD) relates only to the processing of language. LPD can affect
expressive language (what you say) and/or receptive language (how you understand what
others say).

Signs and Symptoms


 Has difficulty gaining meaning from spoken language
 Demonstrates poor written output
 Exhibits poor reading comprehension
 Shows difficulty expressing thoughts in verbal form
 Has difficulty labeling objects or recognizing labels
 Is often frustrated by having a lot to say and no way to say it
 Feels that words are "right on the tip of my tongue"
 Can describe an object and draw it, but can’t think of the word for it
 May be depressed or having feelings of sadness
 Has difficulty getting jokes

Strategies
 Speak slowly and clearly and use simple sentences to convey information
 Refer to a speech pathologist
 Allow tape recorder for note taking
 Write main concepts on board
 Provide support person or peer tutor

70
 Use visualization techniques to enhance listening and comprehension
 Use of graphic organizers for note taking from lectures or books
 Use story starters for creative writing assignments
 Practice story mapping
 Draw out details with questions and visualization strategies
Excerpted from the LDA of California and UC Davis M.I.N.D. Institute "Q.U.I.L.T.S."
Calendar 2001-2002

Source:- https://ldaamerica.org/types-of-learning-disabilities/language-processing-
disorder/

Non-Verbal Learning Disabilities

Has trouble interpreting


nonverbal cues like facial expressions or body language and may have poor
coordination.
Non-Verbal Learning Disability (NVD or NVLD), is a disorder which is usually
characterized by a significant discrepancy between higher verbal skills and weaker motor,
visual-spatial and social skills.

Signs and Symptoms


 Has trouble recognizing nonverbal cues such as facial expression or body
language
 Shows poor psycho-motor coordination; clumsy; seems to be constantly “getting
in the way,” bumping into people and objects
 Using fine motor skills a challenge: tying shoes, writing, using scissors
 Needs to verbally label everything that happens to comprehend circumstances,
spatial orientation, directional concepts and coordination; often lost or tardy

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 Has difficulty coping with changes in routing and transitions
 Has difficulty generalizing previously learned information
 Has difficulty following multi-step instructions
 Make very literal translations
 Asks too many questions, may be repetitive and inappropriately interrupt the flow
of a lesson
 Imparts the “illusion of competence” because of the student’s strong verbal skills

Strategies
 Rehearse getting from place to place
 Minimize transitions and give several verbal cues before transition
 Avoid assuming the student will automatically generalize instructions or concepts
 Verbally point out similarities, differences and connections; number and present
instructions in sequence; simplify and break down abstract concepts, explain metaphors,
nuances and multiple meanings in reading material
 Answer the student’s questions when possible, but let them know a specific
number (three vs. a few) and that you can answer three more at recess, or after school
 Allow the child to abstain from participating in activities at signs of overload
 Thoroughly prepare the child in advance for field trips, or other changes,
regardless of how minimal
 Implement a modified schedule or creative programming
 Never assume child understands something because he or she can “parrot back”
what you’ve just said
 Offer added verbal explanations when the child seems lost or registers confusion
Excerpted from the LDA of California and UC Davis M.I.N.D. Institute "Q.U.I.L.T.S."
Calendar 2001-2002

Source:- https://ldaamerica.org/types-of-learning-disabilities/non-verbal-learning-
disabilities/

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Visual Perceptual/Visual Motor Deficit

Affects the understanding of


information that a person sees, or the ability to draw or copy.
A characteristic seen in people with learning disabilities such as Dysgraphia or Non-
verbal LD, it can result in missing subtle differences in shapes or printed letters, losing
place frequently, struggles with cutting, holding pencil too tightly, or poor eye/hand
coordination.

Signs and Symptoms


 May have reversals: b for d, p for q or inversions: u for n, w for m
 Has difficulty negotiating around campus
 Complains eyes hurt and itch, rubs eyes, complains print blurs while reading
 Turns head when reading across page or holds paper at odd angles
 Closes one eye while working, may yawn while reading
 Cannot copy accurately
 Loses place frequently
 Does not recognize an object/word if only part of it is shown
 Holds pencil too tightly; often breaks pencil point/crayons
 Struggles to cut or paste
 Misaligns letters; may have messy papers, which can include letters colliding,
irregular spacing, letters not on line

Strategies
 Avoid grading handwriting
 Allow students to dictate creative stories
 Provide alternative for written assignments
 Suggest use of pencil grips and specially designed pencils and pens
 Allow use of computer or word processor

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 Restrict copying tasks
 Provide tracking tools: ruler, text windows
 Use large print books
 Plan to order or check out books on tape
 Experiment with different paper types: pastels, graph, embossed raised line paper
Excerpted from the LDA of California and UC Davis M.I.N.D. Institute "Q.U.I.L.T.S."
Calendar 2001-2002

Source:- https://ldaamerica.org/types-of-learning-disabilities/visual-perceptual-visual-
motor-deficit/

Dyspraxia

Problems with movement and


coordination, language and speech.
A disorder that is characterized by difficulty in muscle control, which causes problems
with movement and coordination, language and speech, and can affect learning. Although
not a learning disability, Dyspraxia often exists along with Dyslexia, Dyscalculia or
ADHD.

Signs and Symptoms


 Exhibits poor balance; may appear clumsy; may frequently stumble
 Shows difficulty with motor planning
 Demonstrates inability to coordinate both sides of the body
 Has poor hand-eye coordination
 Exhibits weakness in the ability to organize self and belongings
 Shows possible sensitivity to touch

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 May be distressed by loud noises or constant noises like the ticking of a clock or
someone tapping a pencil
 May break things or choose toys that do not require skilled manipulation
 Has difficulty with fine motor tasks such as coloring between the lines, putting
puzzles together; cutting accurately or pasting neatly
 Irritated by scratchy, rough, tight or heavy clothing

Strategies
 Pre-set students for touch with verbal prompts, “I’m going to touch your right
hand.”
 Avoid touching from behind or getting too close and make sure peers are aware of
this
 Provide a quiet place, without auditory or visual distractions, for testing, silent
reading or work that requires great concentration
 Warn the student when bells will ring or if a fire drill is scheduled
 Whisper when working one to one with the child
 Allow parents to provide earplugs or sterile waxes for noisy events such as
assemblies
 Make sure the parent knows about what is observed about the student in the
classroom
 Refer student for occupational therapy or sensory integration training
 Be cognizant of light and light sources that may be irritating to child
 Use manipulatives, but make sure they are in students field of vision and don’t
force student to touch them
Excerpted from the LDA of California and UC Davis M.I.N.D. Institute "Q.U.I.L.T.S."
Calendar 2001-2002

Source:- https://ldaamerica.org/types-of-learning-disabilities/dyspraxia/

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Executive Functioning

Affects, planning,
organization, strategizing, attention to details and managing time and
space.
An inefficiency in the cognitive management systems of the brain that affects a variety of
neuropsychological processes such as planning, organization, strategizing, paying
attention to and remembering details, and managing time and space. Although not a
learning disability, different patterns of weakness in executive functioning are almost
always seen in the learning profiles of individuals who have specific learning disabilities
or ADHD.

Source:- https://ldaamerica.org/types-of-learning-disabilities/executive-functioning/

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Memory

Affects storing and later


retrieving information or getting information out.
Three types of memory are important to learning, "working memory", "short term
memory" and "long term memory." All three types of memory are used in the processing
of both verbal and non-verbal information.

1. “Working memory” refers to the ability to hold on to pieces of information until


the pieces blend into a full thought or concept. For example, reading each word
until the end of a sentence or paragraph and then understanding the full content.
2. “Short-term memory” is the active process of storing and retaining information
for a limited period of time. The information is temporarily available but not yet
stored for long-term retention.
3. “Long-term memory” refers to information that has been stored and that is
available over a long period of time. Individuals might have difficulty with auditory
memory or visual memory.

How does it all work together to learn?


One reads a sentence and holds on to it. Then the next and the next. By the end of the
paragraph, he pulls together the meaning of the full paragraph. This is working memory.
He continues to read the full chapter and study it. Information is retained long enough to
take a test and do well. This is short-term memory. But, unless the information is
reviewed and studied over a longer period of time, it is not retained. With more effort
over time, the information might become part of a general body of knowledge. It is long-
term memory.  If there are deficits in any or all of these types of memory, the ability to
store and retrieve information required to carry out tasks can be impaired.

Source:- https://ldaamerica.org/types-of-learning-disabilities/memory/

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Five Reasons to Use Games in the Classroom
Thanks to its partnership with publisher Eye on Education, Education World is
pleased to present this blog post by Rebekah Stathakis, author of A Good Start:147
Warm-Up Activities for Spanish Class.

I have always enjoyed playing games. My family regularly plays board games when we
get together, I play games with my own children almost every day, and (not surprisingly)
I have used a wide variety of games* as instructional tools in my classroom. I have never
had a student ask “Why are we playing games?” Instead, students usually ask, “Can we

play this again soon?” 

Some people may wonder, “Why play games in a class?” I think it is important to
articulate the value of game playing for myself, my students, colleagues, parents and
others. Over the years, I have come up with my own list of the top five reasons I believe
game playing is a powerful instructional tool.

*(By “game," I am referring to learning through play, active engagement and fun).

1. Students learn through the process of playing the game. By playing a game,
students may be able to understand a new concept or idea, take on a different
perspective, or experiment with different options or variables. For example, in my
beginning Spanish classes, I often played a card game the first week of school. The
students were in groups of 4-5. Each person read through the directions to the card
game; then, the game was played in complete silence. After the first round, one student
from each group (typically the “winner”) moved to a different group. We typically
played three or four rounds.

What my students did not initially know is that each group had received a different set
of rules. When a student moved to a new group, he often felt confused and was unsure

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as to why the other people were playing differently (students usually say “they were
playing wrong”). We used this as a starting point to discuss the experience of moving to
a new country. Having moved from Spain to Venezuela to the United States, I shared
my own experiences of learning new cultural rules and, at times, feeling like others
were “playing wrong.”

Then, we played the game again, but I allowed all the students to talk. Through
discussions, students explained the rules to “newcomers,” and the game ran more
smoothly (and students reported feeling much more satisfied). At this point, at least
someone said, “I get it. You are trying to show us this is why we need to learn another
language. So we can all explain the rules to each other.”
 
2. Games provide a context for engaging practice. As a world languages teacher, I
know students need a lot of practice to internalize important vocabulary and structures.
However, for the practice to be meaningful, students must be engaged (and let’s be
honest, countless workbook pages or textbook exercises are not always highly
engaging!). Through lively games of charades, $25,000 pyramid, or others, my students
willingly use the vocabulary and structures, repeatedly gaining much-needed practice.
 
3. Through games, students can learn a variety of important skills. There are
countless skills that students can develop through game playing such as critical thinking
skills, creativity, teamwork, and good sportsmanship. For example, with my Spanish
students, circumlocution is a very important skill. By playing word guessing games, I
have seen my students’ ability to use circumlocution improve dramatically. I love to
watch my students’ creativity during game sessions (we have used Play-doh, drawing,
acting and many other activities in our games).

One of my first years as a teacher, a student commented that he loved the verb game we
were playing (a variation of “Yahtzee”). I told him I was glad he liked it, but that it
wasn’t my invention—it was based on a game he might have played at home. He then
told me that he had never played games at home and I was the only adult who had ever
sat down to play a game with him. At times, I am surprised that students don’t logically
think through how to play “Guess Who?” Then, I remind myself that this 14-year-old
had never played a game with an adult before he came to my class! I see this as an
opportunity to teach a wide range of life skills that don’t necessarily show up in my
curriculum’s scope and sequence.
 

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4. While playing games, students develop a variety of connections with the
content and can form positive memories of learning. Some of my favorite classroom
memories are from game times. I will never forget watching Miguel jump around the
classroom to help his peers guess the word “Mono” (monkey). Fortunately, the students
won’t forget it either (and they all got “mono” right on their assessments). The fun, silly
or interesting moments tend to stand out in students’ memories, and they latch on to the
vocabulary/structures we are studying. A positive emotional connection can facilitate
learning. Furthermore, many games feature a variety of different stimuli; some students
might remember the vocabulary words from acting them out, others remember reading
the clues, and other students remember hearing classmates call out answers. Games can
provide a variety of sensory experiences for students.
 
5. Games grab students’ attention and actively engage them. I find that because
students really enjoy playing games, it is a good way tofocus their attention and actively
immerse them in Spanish. This can be especially useful in a wide variety of ways. For
example, after a fire drill students sometimes have trouble settling down and returning
to class. A game allows students to quickly engage and transition back to the content we
were working on. After hours of state-mandated standardized tests, I find my students
are often tired of sitting and full of energy; an energetic game with lots of movement
may be just what they need.

Education World®    
Copyright © 2013 Education World

Source:- http://www.educationworld.com/a_curr/reasons-to-play-games-in-the-
classroom.shtml

Teaching Strategies: What Students Might Learn from


Playing Board Games
By: Jordan Catapano

Research has already revealed that simply playing board games in the classroom or on
family game night helps brain development. Often we think of board games as relegated
to the family’s dusty closet or the indoor recess backup plan on rainy days. But board
games offer a variety of mind-enriching opportunities that could provide big benefits for
our students via emplyong them as part of our teaching strategies.

Games by definition are something we play, offering the opportunity to think, react,
adapt, master, compete, and laugh all the way through. Research also suggests that board

80
games can be helpful in building social skills and self-esteem, as well as teach kids about
rules, competition, fair play, and values.

Games can be just plain fun. While we strive to capture attention and activate
imagination with our lessons, we might be able to find ready-made opportunities for
learning within those classic board games we relegate to our dusty shelves. Perhaps we
take some time to consider how board games can play a more upfront role within
our teaching strategies and curriculums and within how we see child development.

Teaching Strategies: Some Classic Board Games Students Can Learn


From

Monopoly. Known as the classic game of real estate and trade, Monopoly is virtually a
must-have for the American household. But what about the American classroom? Along
with its snazzy tokens and play money, Monopoly is known for teaching students about
math and finances. Monopoly is also an incredible powerful mechanism for introducing
students to the art of negotiation, which Philip Orbanes author of “Monopoly, Money,
and You: How to Profit from the Game’s Secret of Success” said “Is the first and perhaps
most significant training ground kids get in learning the importance of the art of
negotiation and how to do it.”

This board game is relatively simple to learn at a young age, but offers opportunity for
increasing levels of sophistication related to finances, investing, strategy, diplomacy,
probability, and social interaction. Include this in your classroom and provide students
with the chance to play full games with one another, reflect on what strategies led to
victories, and key-in on exploiting some of those skill sets this game helps facilitate. Plus,
Monopoly has so many quirky editions that it can suit nearly anyone’s interests and
ability level.

Risk. The game of world domination, as it’s subtitled, initially seems rooted in chance.
After all, every turn involves multiple roles of the dice. Can this game just be about
probability, odds, and luck? The answer is definitely not.

Risk involves multiple players building armies, protecting their territories, and attacking
their opponents in a global quest for conquest. As I played with friends, I realized that it
was the same friends who ended up winning again and again – so luck had nothing to do
with it. What these friends possessed (and I lacked) was the skills of diplomacy and
negotiation mixed with a keen insight into timing, odds, and long-term strategy. This
game blends a number of disciplines into its concept, compelling students to master
certain skills or face extinction.

Since Risk takes place on a game board largely shaped off of major global territories,
playing helps students gain a greater sense of geography, and how geopolitics can play a

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role in alliances, developments, and victories. The game offers fantastic tie-ins to
mathematics and social study concepts that resonate deeply with students vying in this
game of global conquest.

Scrabble. Scrabble is known for “teaching new words,” and its challenging format
compels players to take a random mix of consonants and vowels and transform them into
winning word combinations. While world Scrabble champions often seem to possess
a genetic predisposition for anagramming words, memorizing obscure terms, and
strategizing board space use, there are plenty of advantages for our students. Namely, our
students are forced to contrive words, look them up in dictionaries, and focus on their
linguistic-cognitive skills in a competitive format.

Chess. Chess is known as the king of board games, the ultimate in strategy, planning, and
one-on-one competition. Chess is more than a board game – it’s a symbol of war, politics,
relationships, and a far-reaching range of competitive analogies. It takes “Moments to
learn but a lifetime to master,” and it provides overwhelming opportunity for our
students. Each side has 16 pieces and battles for control over an 8x8 board. But within
that tiny space, dramatic use of strategy, planning, resource management, anticipation,
and counter-maneuver are played out. Plus, plenty of easy connections to war, politics,
and general human interactions can be inspired by board play.

In 2008, researchers in Germany divided students into two groups – one that received


five hours of math instruction a week and one that received four hours of math instruction
a week plus an hour of chess. The study found that students who had less direct math
instruction yet an hour of chess play ended up developing higher math-associated
academic abilities, suggesting that chess can genuinely pump up students’ brains in ways
that strict academic instruction cannot.

Clue. There’s been a murder, and only the best player’s powers of logic and reasoning
can help solve the mystery. The classic “Whodunnit?” board game asks students to create
and then test hypotheses to steadily deduce the murderer, the room, and the weapon
before other competing players do. At the basic level, students slowly learn to cross off
the cards they see from themselves and others off their list. However, as cognitive
abilities become more complex, players can involve a rich series of social interactions
and deductive powers to arrive at the correct answer. This is not just for fun at the grade
school level; Professor Todd Neller et al. in 2006 conducted research to incorporate the
game of Clue into his course to teach propositional logic and computer programming to
college students.

What To Ask Ourselves About Board Games

The games listed above are just a few classics, the games you’re likely to find in your
closet at home, on your indoor recess shelves, or on sale in your local store’s game aisle.

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But there are limitless possibilities when it comes to board games. When considering any
board game to have your students enjoy, consider some of the following questions:

 Does this game match the age/grade level? Board games can be adapted to
many different age levels. Make sure your students are playing at a level that’s
appropriately complex without becoming frustrating or impossible.
 What skills does a student need to possess to do well in the game? All board
games revolve around certain skills. Ask yourself which ones any given board
game requires students to focus on.
 What skills will this game help a student to develop? If your students were to
consistently play certain games, what skills would their minds become especially
adept at performing?
 How can we facilitate discussion and explanation of their thinking? Often,
teacher-guided surveys, reflections, and in-the-moment prodding can accelerate
skill acquisition. Consider how your role as a facilitator can encourage students to
vocalize their thinking and reasoning processes.
 Is there any carryover? Sometimes when you play a game, you just get better at
playing that game without those skills crossing over into other areas of
metacognition. Think about how the games that your students play might offer
opportunity to develop skills that extend into many other potential areas, too.

Board games don’t have to take center stage in your curriculum, but they might provide a
unique, fun opportunity to facilitate higher order cognitive abilities in ways that our
normal academic studies may not. Consider how you might either encourage your
students to play more board games on their own, or how you could potentially bring these
games into your classroom and help students dive into these fun and competitive learning
opportunities.

What do you think about using board games in the classroom? What games would you
suggest? Tell us in the comments below!

Jordan Catapano is a high school English teacher in a Chicago suburb. In addition to


being National Board Certificated and head of his school’s Instructional Development
Committee, he also has worked with the Illinois Association of Teachers of English and
has experience as a school board member for a private school. You can follow him on
Twitter at @BuffEnglish, or visit his website www.jordancatapano.us.

CaseyMartin / Shutterstock.com

Source:- http://www.teachhub.com/teaching-strategies-what-students-might-learn-
playing-board-games

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The Benefits of Board Games
Playing games with your kids is a perfect way to spend time together — and build
learning skills at the same time.
 

LEARNING BENEFITS

Logic and Reasoning


Spatial Reasoning
Critical Thinking
Spelling
What your child most wants — and needs — is to be with you with no goal in mind
beyond the joy of spending time together. He wants you to take pleasure in him, play
with him, and listen to him. Nothing bolsters his self-esteem more! So why not pull out
an old board game tonight? Playing games is an easy and excellent way to spend
unhurried, enjoyable time together. As an added bonus, board games are also rich in
learning opportunities. They satisfy your child's competitive urges and the desire to
master new skills and concepts, such as:

 number and shape recognition, grouping, and counting


 letter recognition and reading
 visual perception and color recognition
 eye-hand coordination and manual dexterity
Games don't need to be overtly academic to be educational, however. Just by virtue of
playing them, board games can teach important social skills, such as communicating
verbally, sharing, waiting, taking turns, and enjoying interaction with others. Board
games can foster the ability to focus, and lengthen your child's attention span by
encouraging the completion of an exciting, enjoyable game. Even simple board games
like Chutes and Ladders offer meta-messages and life skills: Your luck can change in an
instant — for the better or for the worse. The message inherent in board games is: Never
give up. Just when you feel despondent, you might hit the jackpot and ascend up high, if
you stay in the game for just a few more moves. 

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Board games have distinct boundaries. Living in a complex society, children need clear
limits to feel safe. By circumscribing the playing field — much as tennis courts and
football fields will do later — board games can help your child weave her wild and
erratic side into a more organized, mature, and socially acceptable personality. After all,
staying within the boundaries (not intruding on others' space, for example) is crucial to
leading a successful social and academic life.

A Word About Winning


Children take game playing seriously, so it's important that we help guide them through
the contest. When a playing piece falls to a lower level, our kids really feel sad; when it
rises up high, they are remarkably proud and happy, even if we adults know that it
happened only by chance. Therefore, you need to help balance your child's pleasure in
playing the game with his very limited ability to manage frustration and deal with the
idea of losing. 

For 3, 4, and even 5 year olds, winning is critical to a feeling of mastery. So generally, I
think it's okay to "help" them win. By about 6, kids should begin to internalize the rules
of fair play, tenuous as they may seem to a child who is losing a game. So I am also fine
with a 6 year old "amending" the rules to win if he feels she has to. I encourage you to
acknowledge your child's need for special rules. At the start of the game, you might want
to ask, "Are we playing by regular or cheating rules today?"

Choosing the Right Game at Every Age


While in the long run we need to teach values, ethics, academic skills, and the importance
of playing by the rules, in the early years the primary goals are helping your child
become more self-confident and ambitious and to enjoy playing with others. If you're
playing with more than one child, divide the family into teams, giving each player a job
he can do well: A younger child may be responsible for rolling the dice (which he
considers important, since that is where the luck comes from), and an older child the job
of sorting the Monopoly money.

As children approach 5, they have more sophisticated thinking skills and can begin to
incorporate and exercise their number, letter, and word knowledge in literacy-based
games. By 6, children may prefer more cognitively challenging games like checkers,
which require and help develop planning, strategy, persistence, and critical thinking
skills. Here are some of our favorite game picks for 5 and 6 year olds.

Scrabble Junior (Milton Bradley): This is the younger cousin of the tremendously


educational and challenging Scrabble, which we all know and love. Using large yellow
letter tiles, players match letters to words already written on one side of the board. The
reverse side has an open grid where older children can create their own words.
Learning highlights: Fosters literacy and language skills. 
Boggle Junior (Parker Brothers): The prelude to Boggle — one of the best learning
games for older kids — is Boggle Junior, in which players link pictures to letters and
words. The game comes with 6-sided letter cubes and numerous picture cards that have
the name of the object spelled below. Players place a card on a blue tray and use 3- or 4-

85
letter cubes to copy the item's spelling. Older children can hide the written words and
spell the word just using the picture. 
Learning highlights: Teaches letters, words, spelling, and matching skills. 
Zingo (Think Fun Company): One of this year's "hot" games, this Bingo-style matching
game relies on a player's ability to spot pictures (of a dog, say, or the sun) and match
them quickly to the words and pictures on his play card. As in Bingo, the first one to
finish a complete line of items wins. 
Learning Highlights: Encourages matching skills and quick thinking. 
Monopoly Junior (Parker Brothers): As they do in its senior sibling, players roll dice to
move around the game board and buy real estate. The game is shorter and uses smaller
dollar denominations so kids can figure out winnings and penalties more quickly. 
Learning Highlights: Develops math, color recognition, reading, reasoning, and social
skills.
Junior Labyrinth (Ravensburger): Each player gets a large, easy-to-handle piece shaped
like a ghost, which she moves through an extra-large maze in an attempt to reach a
treasure. While the path may appear straight, the walls move and shift, so getting there is
a challenge. This game imparts the idea of impermanence and change, since a path that
was open just a moment ago might now be closed and vice versa. Players have to figure
out what to do when circumstances change unexpectedly — a good life skill to learn.  
Learning highlights: Teaches spatial relations and relies on some manual dexterity.
TOPICS
Alphabet Recognition, Spelling, Vocabulary, Colors, Early Math, Early
Reading, Social Skills, Board Games.
RELATED

Source:- http://www.scholastic.com/parents/resources/article/creativity-play/benefits-
board-games

Checker Board Math Game

Multiplication Facts
Memorizing Math facts just got a lot
easier with this checker board math
game! Since most kids are already
familiar with playing checkers, they'll
have no problem with this game. And
if they haven't played the classic

86
273Save

checkers board game, here's their


chance to learn.

Math Checkers
Skills: Multiplication facts up to 12 x 12

Number of Players: 2

What You Need: Copy of Checker math game board, Calculator, Two different color
sets of Checkers. 

How To Play:

 The game is played very much like the classic checkers board game. After you
print off the checker board, place it in the middle of the two players. 
 Players decide which color checkers they want.
 Each player places their checkers on all of the grey squares an their side of the
board as shown below.

 Decide who will go first. 


 Players will take turns trying to move their pieces diagonally, one space at a time
by answering multiplication problems correctly.
 The first player chooses one of his pieces that can be moved to a vacant space and
then attempts to state correctly the multiplication on the space they want to move
to.

Let's say player 1 decides to move their checker to the square that says "7 x 3". (See
picture below.) The player will first have to say the multiplication sentence on that
square correctly to move their piece to that square. So they would say out loud,

87
"seven times three equals twenty-one".

 Since 7 x 3 = 21 is correct, they move their piece to that vacant square. (See the
picture below.) If they do not answer correctly on the first try, they do not move
and player 2 takes their turn.

Jumping an Opponent's Piece: 

 A player may jump an opponent’s Checker and capture the piece if the grey
square diagonally beyond that Checker is vacant. If possible, you can double or
triple jump on a turn.
 After you jump over one of your opponent’s Checkers, remove it from the Game
Board and place it nearby in discard pile. (See pictures below.)

The picture on the left shows the player with the black checkers has a chance to jump his
opponent. He must first say aloud the multiplication in the vacant space :

"9 x 4 = 36".

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The picture on the right shows the result after the player says the correct multiplication
sentence and jumps the opponent and removes the red checker from the board.

 When you reach the back row of your opponent’s side of the Game Board with
one of your Checkers, it becomes a King. To designate it as a King, you will put
one of the checkers of the same color that was removed from the board on top of
it. So now it is a double-layer. 
 The advantage of having Kings is they can move can move diagonally
forward and backward!
 The player that is the first to remove all of their opponent’s Checkers from the
Game Board is the winner!

Hope you enjoy this checker board math game.

Source:- http://www.learn-with-math-games.com/checker-board-math-game.html

The Song:- A Deck Of Cards


Friends, this is Tex Ritter with a strange story about a soldier boy and a deck of cards

During a North African campaign a bunch of soldier boys had been on a long hike, and
they arrived in a little town called Casino." The next morning being Sunday several of the
boys went to church. A
Sergeant commanded the boys in church, and after the Chaplain had read the prayer the
text was taken up next. Those of the boys who had a prayer book took them out, but this
one boy only had a deck of cards, and so he spread them out

The Sergeant saw the cards and said,"Soldier, put away those cards."

After the services were over the soldier was taken prisoner and brought before the
Provost Marshall. The Marshall said, "Sergeant, why have you brought this man here?"

"For playing cards in church, sir."

89
"And what have you to say for yourself, son?"

"Much, sir." replied the soldier

'The Marshall said, "I hope so, for if not , I shall punish you more than any man was ever
punished."

The soldier said, "Sir , I have been on a march for about six days, and I had neither Bible
nor Prayer Book, but I hope to satisfy you, Sir, with the purity of my intentions." With
that the boy started his story

"You see, Sir, when I look at the Ace it reminds me that there is but one God. The deuce
reminds me that the Bible is divided into two parts; the Old and New Testaments. And
when I see the trey I think of the Father, Son, and Holy Ghost. When I see the four I think
of the four evangelist who preached the Gospel. There was Matthew, Mark, Luke, and
John. And when I see the five it reminds me of the five wise virgins who trimmed their
lamps. Ten of 'em; five who were wise and were saved; five were foolish and were shut
out. And when I see the six it reminds me that in six days God made this great heaven
and earth. And when I see the seven it reminds me that on the seventh day God rested
from His great work. When I see the eight I think of the eight righteous persons God
saved when he destroyed this earth. There was Noah, his wife,their three sons, and their
wives. And when I see the nine I think of the lepers our Savior cleansed , and nine of the
ten didn't even thank Him. When I see the ten I think of the Ten Commandments God
handed down to Moses on a tablet of stone. When I see the King it reminds me that there
is but one King of Heaven, God Almighty. And when I see the queen I think of the
Blessed Virgin Mary who is Queen of Heaven. And the jacks, or knaves, it's the devil

And when I count the number of spots on a deck of cards I find three hundred sixty-five,
the number of days in a year. Fifty-two cards, the number of weeks in a year. Four suits,
the number of weeks in a month. Twelve picture cards, the number of months in a year.
Thirteen tricks, the number of weeks in a quarter. So you see, Sir, my pack of cards serve
me as a Bible, almanac, and prayer book."

"Friends, I know this story is true, because I knew that soldier."

Source:- https://genius.com/Tex-ritter-deck-of-cards-lyrics

How Board Games Help Kids to Develop Skills

90
Board games help kids develop important skills
Do you need a new mode of entertainment for your kids, especially something that’s
gadget-free, educational and fun? In such a case, engaging them with classic board games
is a good idea. Besides being fun, they also teach your children strategy skills, colours,
teamwork and is great way to bond with the whole family.
Traditional board games include Chess, Chinese Checkers, Ludo and Snakes & Ladders,
to name a few. At the turn of the 19th century, a number of new games were invented
such as Life, Monopoly and Scrabble which became family heirlooms. It is only in very
recent times that, we have seen a spurt of interest in strategy-based games involving
adults who use advanced tactics during game play. The Settlers of Catan (a multiplayer
board game where the players become settlers trying to trade property and gain
resources) is one such game that originated in Germany. These will keep the older kids
engaged.
Now, let’s move onto the benefits of board games:
1. Bonding Time: Board games are the best way for children to bond with their friends
and family. We live in an age when everyone is busy with gadgets, therefore it’s
important to build a platform for communication that will allow kids to understand their
parents and be understood in return. Moreover, it also creates time for some fun.
2. Learning Skills: Playing board games can be more than just fun.  These games are a
great mechanism to test an individual’s intelligence, strategy and skills. The way a person
understands and reacts to different situations is what makes the game interesting and

91
different every time it is played.  Younger children will also learn colours, shapes, figures
and numbers better and faster while they play these games.
3. Life Lessons: Remember that Snake & Ladders game you grew up playing, it is a
great way to teach young kids about numbers. Similarly games like Ludo, Business and
Monopoly are a great way to learn strategy skills. Games like Scrabble and Soduku help
develop language and math skills.
4. Problem Solving Skills: Problem solving is an important skill that every kid must
learn and board games are a stepping stone to acquiring these skills, as they try to recover
from a heavy debt in Monopoly or avoid a crisis in the Game of Life.
5. Budget Entertainment: A movie ticket, a visit to the nearest mall or a tour to the park
will cost you money. But getting your hands on a board game will only lead to fun
moments that you will cherish.
With inputs from Dr. Shyam Makhija, Director, Business Development - Pegasus
ToyKraft Pvt.Ltd and founder of Checolo, a new board game that is fun as well as
educational.
Image courtesy: ©Thinkstock photos/ Getty images
Source:- http://www.idiva.com/news-iparenting/how-board-games-help-kids-to-develop-
skills/28271

Educational Value of Chess


by Wendi Fischer

It's not about Kings, Queens, and Rooks, but rather, quadrants and coordinates, thinking
strategically and foreseeing consequences. It's about lines and angles, weighing options
and making decisions. Chess might just be the perfect teaching and learning tool. Since
2000, America's Foundation for Chess (AF4C) has been working with 2nd and 3rd grade
students and their teachers to promote the use of chess as an educational tool. The goal of
the First Move™ curriculum is to use the game of chess as a tool, to increase higher level
thinking skills, advance math and reading skills, and build self-confidence.

Research shows, there is a strong correlation between learning to play chess and
academic achievement. In 2000, a landmark study found that students who received chess
instruction scored significantly higher on all measures of academic achievement,
including math, spatial analysis, and non-verbal reasoning ability (Smith and Cage,
2000).

While studies have shown chess to have a positive impact on kids in elementary, middle
and high school, AF4C targeted second and third graders as the evidence, and certainly
our experience, suggests it's the ideal age. Eight and nine year-old minds and thinking
skills are developing rapidly, and chess teaches higher level thinking skills such as the
ability to visualize, analyze, and think critically.

92
If you teach an adult to play chess, they quickly comprehend where they should and
shouldn't move pieces to capture or avoid capture. Young Kate knew the names of the
pieces and how they moved, but initially moved her pieces randomly. Soon she was
saying, "If I move my piece here, you could capture it, right? Then I'm not going to move
there." You can almost see the mental changes taking place.

Chess has a unique and strong brand attribute, in that it is generally perceived that
playing chess and being smart are connected. This can be very positive driver for young
children, who, rather than being intimidated as many adults are, embrace the notion. As
children get older, a stigma, or nerd factor attaches to "being smart." But in the second
and third grade, kids want to be thought of as smart. It is also an important age for
developing an attachment to school. If kids associate school and learning with fun, they
will most likely develop a stronger attachment to school.

To be referred to as "the perfect teaching tool," chess would have to do much more than
be age appropriate, and it does. As our classrooms become increasingly diverse, being
able to reach all children becomes increasingly challenging. Chess levels the playing field
as it crosses all socio-economic boundaries. It is a universal game, with worldwide rule
consistency. Age, gender, ethnic background, religious affiliation, size, shape, color, and
language don't matter when playing chess. Everyone is equal on the chessboard. Students
who are English language learners find success with chess, because they don't face
language barriers on the chessboard. Principal Jeff Newport commented, "We have 34
different languages spoken at our school, and chess is now the one we have in common."

Many schools have after-school chess clubs that create a mix of fun, competition and
learning. Predominantly the members are boys. An unintended consequence of these
programs is that they often leave some kids behind who are not drawn to the competitive
aspect of the game. By integrating chess into the classroom, we are able to reach all
children and provide them with the benefits of learning through the game of chess. These
benefits include the fact that students who wouldn't have thought to join the chess club on
their own, are more apt to join after having been exposed to chess in their classroom. In
Philadelphia, where 20 schools have implemented First Move™ during the school day,
participation in chess club after-school increased in several schools that already had a
chess club, and five schools created a new club in response to student demand.

The First Move™ curriculum was developed by a curriculum professional, and designed
specifically to connect with National and State academic standards. For example, while
learning about the chessboard, students are taught that each square has a name/location.
You can find each square by using coordinates, a set of numbers, letters or a number and
a letter, that tell you the exact location of something. On the chessboard, each square is
located at the intersection of a file (vertical line) and rank (horizontal line). As they learn,
students begin to talk in chess terms, i.e." I am moving my c3 Knight to e4." This helps
their chess game, and it also meets the Washington State Standards for math (1.5.1 and
5.3.1). "Chess will never show up on the Washington Assessment of Student Learning
[test]" says Kent Ferris, Lafayette Elementary School, "but the confidence, focus, and
academic skills our students are gaining through becoming analytical players will pay

93
measurable benefits in the years ahead." Principal Michelle Hartman was concerned
about her 3rd grade class because they were considered a "high-risk" group. At the end of
the school year she noted, "Chess has really made a difference for these kids, and their
test scores help prove it."

In any classroom, there are disparate levels of prior knowledge on any given topic; chess
is no different. Teachers find some of their students already know how to play chess. This
becomes an opportunity to place those children in leadership roles as teaching assistants
for their classmates. The reason isn't clear, but in many interviews with children in the
First Move™ program, they express their desire to teach others to play chess.
Superintendent Reece Blincoe from Stockdale ISD reported his delight when his family
gathered on the living room floor so his 3rd grade daughter could teach them all to play
chess, based on the lessons she had learned during the school day in the First Move™
program.

The way chess can incorporate and relate to other core subjects makes it an amazingly
powerful tool. In First Move™ Teacher Training Workshops, classroom teachers learn
how to develop their core curriculum using chess. Chess is one big science experiment;
every time you play a game you are testing hypotheses and learning by trial and error.
Chess is rooted in history and can open a door to history knowledge. Our current game of
chess developed in the Middle Ages in Western Europe, though it began in India at least
1500 years ago. The King, Queen, Bishops, Knights, Rooks, and Pawns are symbolic of
real groups of people in the Middle Ages and studies of them can take children into an
understanding of what life was like at that time.

As children play chess, they begin to see the importance of thinking ahead, trying to
figure out what their opponent might do next and what their alternatives are too. This
ability to anticipate outcomes can transfer to their reading comprehension. Students can
predict outcomes, and realize that characters in their stories are interconnected, just as
just as they and their opponent, and the pieces on the chessboard are.

In the First Move classroom, kids aren't thinking about the benefits of chess, and how it
might help them on their standardized tests, but they are thinking while having fun. Their
teachers can see the benefits, however. Julie Doan, teacher at Medina Elementary says:

My students are more focused—chess certainly accounts for this. In math, for instance,
students who had studied chess were able to read graphs and work with charts so much
more smoothly than the students I had last year, who weren't even able to read a grid
prior to the lessons in math class.

--------------------------------------------------------------------------------

Reference

94
Smith, J. P. and Cage, B. N. (2000). The effects of chess instruction on the mathematics
achievements of southern, rural, black secondary students. Research in the Schools, 7,
19-26.

--------------------------------------------------------------------------------

About the author

Wendi Fischer is the Scholastic Director of America's Foundation for Chess, a non-profit
organization formed in 2000, dedicated to bringing chess into the schools so that all
children can have the benefits of its lessons. Wendi becomes "Lady Wendolyn" in the
DVD lessons that accompany the First Move chess program produced by the Foundation.
Email: wendi@af4c.org

©July 2006

http://education.jhu.edu/PD/newhorizons/strategies/topics/thinking-skills/chess/

Review

Do the benefits of chess instruction transfer to academic


and cognitive skills? A meta-analysis ☆
 Giovanni Sala, , 
 Fernand Gobet

http://doi.org/10.1016/j.edurev.2016.02.002
Get rights and content
Under a Creative Commons license

Highlights

Chess instruction is thought to improve children's cognitive and academic skills.



Results show a modest overall effect size (g = 0.338, K = 40).

The duration of chess training predicts pupils' achievement.


However, no study had an “ideal design”; thus, placebo effects cannot be ruled
out.

More than half of educational interventions are better than chess instruction.

95
Abstract
In recent years, pupils' poor achievement in mathematics has been a concern in
many Western countries. Chess instruction has been proposed as one way to
remedy this state of affairs, as well as improving other academic topics such as
reading and general cognitive abilities such as intelligence. The aim of this
paper is to quantitatively evaluate the available empirical evidence that skills
acquired during chess instruction in schools positively transfer to mathematics,
reading and general cognitive skills. The selection criteria were satisfied by 24
studies (40 effect sizes), with 2788 young people in the chess condition and
2433 in the control groups. The results show (a) a moderate overall effect size
(g = 0.338); (b) a tendency for a stronger effect on mathematical (g = 0.382)
than reading skill (g = 0.248), and (c) a significant and positive effect of
duration of treatment (Q(1) = 3.89, b = 0.0038, p < .05). However, no study
used an “ideal design” including pre- and post-test, full random allocation of
participants to conditions and, most importantly, both a do-nothing control
group and an active control group - a problem common in education research.
Directions for further research are discussed.

Keywords
 Chess; 
 Transfer; 
 Meta-analysis; 
 Learning; 
 Education

1. Introduction
Recently, many concerns have been expressed about pupils' poor mathematics
achievement both in the United States (Hanushek et al., 2012 ;  Richland et al.,
2012) and in Europe (Grek, 2009). Pupils' low mathematical skills have serious
consequences well beyond the classroom, as the possibility of successfully
majoring in Science, Technology, Engineering, and Mathematics (STEM)
subjects, and hence obtaining STEM jobs, is limited by one's mathematical
skills. The job market demands more graduates in STEM subjects than
graduates in the humanities and has also become more competitive worldwide
in recent years, with increasingly high mathematical competences being
required (Halpern et al., 2007).

To address the issue of how to improve mathematics instruction, policy makers


and researchers have explored a number of avenues. One such avenue is to
teach chess in schools. Chess has recently started to become part of the school
curriculum (as an optional subject) in several countries.

96
Chess-related research and educational projects are currently ongoing in the
United Kingdom, Spain, Turkey, Germany, and Italy, among other countries.
Commenting on a large project having introduced chess in the curriculum of
175 schools in the UK, chess master Jerry Myers stated that chess “directly
contributes to academic performance. Chess makes children smarter” (Garner,
2012).

The European Parliament has expressed its favourable opinion on using chess
courses in schools as educational tool (Binev, Attard-Montalto, Deva, Mauro, &
Takkula, 2011) and, similarly, the Spanish Parliament has approved the
implementation of chess courses during school hours. These initiatives have
been conducted because chess is considered an effective educational tool able to
improve not only mathematical skills, but also other academic skills such as
reading and general cognitive abilities such as concentration and intelligence,
and even children's heuristics and habits of mind (Costa & Kallick, 2009).
Critically, efforts to promote chess in schools take for granted that chess skill
transfers to other domains.

1.1. Difficulty of transfer


Transfer of learning occurs when a set of skills acquired in one domain
generalizes to other domains or improves general cognitive abilities. Transfer is
an important question both theoretically and practically. Mestre
(2005) distinguishes between near-transfer, where transfer occurs between
closely related domains (e.g., transfer from geometry to calculus) and far-
transfer, where the source and target domains are only loosely related (e.g.,
transfer from Latin to geography). It has been proposed that transfer is a
function of the extent to which two domains share common features ( Thorndike
& Woodworth, 1901) and cognitive elements (Anderson, 1990). In line with this
hypothesis, near-transfer is often observed, although exceptions also exist. For
example, research into expertise shows that transfer is only partial between
subspecialties of expertise such as cardiology and neurology (Rikers, Schmidt,
& Boshuizen, 2002). By contrast, substantial research in education and
psychology suggests that far-transfer is difficult (Donovan, Bransford, &
Pellegrino, 1999). This includes the research on teaching the computer language
LOGO in order to improve children's thinking skills, which has obtained
disappointing results ( De Corte and Verschaffel, 1986 ;  Gurtner et al., 1990).
In addition, the higher the level of a skill, the more specific the features of a
domain will be, and the lower the likelihood that there will be transfer (Ericsson
& Charness, 1994), in particular because a large number of domain-specific
perceptual chunks will be acquired (Gobet, 2015). Again, there are exceptions,
and some individuals have excelled in several different domains ( Gobet, 2011 ;
Gobet, 2015).
The difficulty of transferring knowledge and skills raises a number of
significant practical issues, especially in education. Most educational
interventions try to transmit knowledge which, to some extent, is meant to be

97
transferable from one domain of learning to another. In fact, transferability of
skills is either a tacit assumption or a specific aim of nearly every educational
program (Donovan et al., 1999 ;  Perkins and Salomon, 1994). Therefore,
educational institutions are interested in methodologies implementing school
activities that teach and boost transferable skills. One approach is to teach
general strategies, such as learning, problem-solving, and reasoning heuristics
(Perkins & Grotzer, 2000), so that these skills can be easily transferred to other
domains. Another approach is to teach a specific activity, with the hope that this
activity will help individuals to develop skills that might be useable in other
domains. The game of chess is one such activity that has been used in that way.

1.2. The issue of transfer in chess research


A substantial amount of research has been devoted to understanding the
cognitive processes underpinning chess skill, and much is known about chess
players’ perception, learning, memory, and problem solving (for reviews,
see Gobet, 2015 ;  Gobet et al., 2004). Much less is known about the extent to
which chess skill transfers to other domains of learning.
Several studies (Bilalić et al., 2007; Doll and Mayr, 1987; Frydman and Lynn,
1992 ;  Grabner et al., 2007) have shown that chess players tend to be more
intelligent than the general population. However, these studies were
correlational in nature and cannot establish that chess skill is the actual cause of
better intellectual abilities. In fact, the exact opposite causal explanation could
be true: some individuals could excel at chess due to their superior intellectual
abilities (Gobet & Campitelli, 2002).
Assuming that skills acquired in chess will lead to benefits in domains such as
mathematics and reading clearly implies the presence of far transfer. In line
with Thorndike and Woodworth's (1901) hypothesis, several studies have
shown that chess players' skill tends to be context-bound, suggesting that it is
difficult to achieve far-transfer from chess to other domains. For example,
memory for chess positions fails to transfer from chess to digits both in adults
and children (Chi, 1978 ;  Schneider et al., 1993); chess players' perceptual
skills do not transfer to visual memory of shapes (Waters, Gobet, & Leyden,
2002); chess skill does not predict performance in the economic game known as
beauty contest (Bühren & Frank, 2010); and finally, chess planning skills do not
help chess players to solve the Tower of London task (Unterrainer, Kaller,
Leonhart, & Rahm, 2011).

1.3. Chess in school


In spite of these negative results, several researchers have pursued the
hypothesis that skills acquired with chess can transfer to other domains. Two
main explanations have been adduced to support this hypothesis. First, chess
requires decision-making skills and high-level processes (such as acquiring and
selecting relevant information from a problem) similar to those used in
mathematics and reading (Margulies, 1992). Second, since chess is a demanding
task involving focused attention and problem solving, playing chess should

98
strengthen these cognitive abilities and thus be beneficial for children's school
performance (Bart, 2014). However, convincing experimental evidence of the
effectiveness of chess instruction is lacking. In a literature review, Gobet and
Campitelli (2006) argued that there was no strong evidence for the cognitive
and academic benefits of chess. They found only few studies, which included
unpublished reports or master and doctoral theses. Most importantly, many of
these studies had a quasi-experimental design (no random assignment to the
experimental and control groups) and, in some cases, the experimental samples
were self-selected.
The difficulty of transferring chess skill is consistent with the literature on the
transfer of specific skills. At first blush, it is hard to see why knowing the
strategic value of the bishop pair or the correct way to handle a minority attack
should offer any advantage in mathematics, understanding a text, or developing
focused attention. Nevertheless, it is possible that chess practice enhances some
abilities shared with other domains, such as those mentioned above, provided
that chess is taught early on with children, when academic and cognitive
abilities are at the beginning of their development. This is the reason why chess
intervention studies have focused on the academic and cognitive skills of
children rather than adults: Children's skills are less context-specific than
adults', and thus transfer of learning is more likely in the former than in the
latter.
Some recent studies (Sala et al., 2015; Scholz et al., 2008; Trinchero, 2012 ;
Trinchero and Sala, 2016) have provided more refined explanations as to why
chess may effectively enhance cognitive and mathematical skills. According to
these researchers, chess improves children's mathematical skills because the
game has some elements in common with the mathematical domain and because
it promotes suitable habits of mind (Costa & Kallick, 2009). Through chess,
children train several context-independent skills (such as the ability to
understand the existence of a problem or the need for correct reasoning), which
may transfer to the mathematical domain. This is possible because (primary
school) mathematics and chess share some common features (e.g., numerical
and spatial relationships as well as quantity-based problems), strategies to solve
problems (e.g., focusing and interpreting game/problem situations, selecting
relevant information, or looking for correct arguments), cognitive skills (e.g.,
attention) and meta-cognitive skills (e.g., planning). The aim of our study is thus
to test, comprehensively and quantitatively, these previous claims on the
putative benefits of chess instruction in school.

2. Scope, aims, and hypotheses of the present meta-analysis


Given the considerable attention that research on chess in school is attracting
and the potentially important implications for our understanding of transfer, it is
important to provide a scientific evaluation of the effects of chess instruction on
academic and cognitive skills. A similar interest has been devoted to studies on
the possibility that video-games improve cognitive skills and that the benefits
transfer to other domains (Green et al., 2010a ;  Green et al., 2010b). Just like
with the video-game literature, a possibility that will have to be kept in mind in

99
our meta-analysis is that the observed transfer from the source domains to the
target domains might be due to confounds such as the placebo effect (Boot
et al., 2011 ;  Gobet et al., 2014).
Our meta-analysis1 is an investigation of studies regarding the potential benefits
of chess for children with respect to (a) mathematics skills, (b) reading skills,
and (c) several cognitive skills (general intelligence, meta-cognition,
attention/concentration, and spatial abilities). We chose these three categories of
skills because they were the three categories chess-related research has been
focusing on.
Our study had two main aims. The first aim was to estimate the overall effect
size of the benefits of chess instruction by comparing experimental groups to
control groups. The second aim was to evaluate the potential role of several
factors in moderating the effect of chess instruction in children. The first four
moderators addressed substantive aspects of the studies, and the last two
covered methodological aspects:
1.
Outcome: Mathematics, reading, or cognitive skills;
2.
Duration of training (in hours);
3.
Grade of the participants: Primary or secondary school;
4.
Participants' category: Children with special educational needs or not;
5.
Publication: Published or unpublished studies, where “published” is defined as
having appeared in a peer-reviewed journal;
6.
Design quality: Integer index (range 0–3, from poor to good) expressing the
quality of the study design. The index measures three methodological
characteristics: random allocation, administered pre-test, and avoidance of self-
selection of the sample.
Along with the evaluation of the potential role of the above moderators, two
specific sets of hypotheses were tested. The first pair of hypotheses dealt with
the general question as to whether the skills acquired with chess instruction
transfer to other domains.

Two opposing hypotheses were tested. Hypothesis 1a predicted that, consistent


with the literature on expertise and most of the literature on transfer, chess skill
does not transfer to other domains, or at best the transfer is small and mostly
due to unspecific factors (such as placebo effects).

Hypothesis 1b, which reflects the view held by most researchers and
practitioners in the field of chess instruction, predicted that there is substantial

100
transfer. The second hypothesis dealt with the benefits of chess instruction on
mathematics and reading. In line with Thorndike and Woodworth's (1901), it
was predicted that transfer is stronger with mathematics than with reading, as
chess shares more elements with the former topic than with the latter.

3. Method
3.1. Literature search
A systematic search strategy was used to find the relevant studies. The
procedure is summarized in Fig. 1. Google Scholar, ProQuest (Dissertations &
Theses), ERIC and Psyc-Info databases were searched to identify all the
potential relevant studies. In addition, previous narrative reviews were
examined, and we e-mailed researchers in the field asking for unpublished
studies and data.

Fig. 1. 
Flow diagram of the studies considered and ultimately included in the meta-
analysis.
Figure options

3.2. Inclusion/exclusion criteria


The studies were included according to the following seven criteria:

101
1.
The design of the study was experimental or quasi-experimental; correlational and
ex post facto studies were excluded.
2.
The independent variable (chess instruction) was successfully isolated; the studies
using chess instruction as one of several independent variables (such as other
activities) in the experimental group were excluded.
3.
The study presented a comparison between a chess intervention group and at least
one control group.
4.
The treatment and the control groups did not differ in terms of grade (e.g. third
graders compared to fourth or fifth graders).
5.
During the study, a measure of mathematical, reading, or cognitive skill was
collected.
6.
The participants of the study were pupils from kindergarten to the 12th grade.
7.
The data presented in the published study were sufficient to calculate an effect
size or the author(s) of the study, after having been contacted, provided the
necessary data.
We found 24 studies, conducted from July 1976 to July 2015, that met all the
inclusion criteria (see Table 1). These studies included 25 independent samples
and 40 effect sizes, and a total of 5221 participants (2788 in the experimental
groups and 2433 in the control groups).
Table 1.
Summary of the 24 studies included in the meta-analysis.
Study Outcome Published Hours Design Special Grade Outcome
quality educational measure
needs
Aciego, Cognitive Yes 96 1 No Both WISC-R
Garcia,
and
Betancort
(2012)
Aydin Maths & Yes 48 1 Yes Secondary Unknown
(2015) Cognitive
Barrett Maths & Yes 25 2 Yes Secondary TAKS
and Fish Cognitive
(2011)
Christiae Maths & Yes 42 2 No Primary DGB

102
Study Outcome Published Hours Design Special Grade Outcome
quality educational measure
needs
n and Reading
Verhofsta
dt-
Denève
(1981)
DuCette Maths & No Not 0 No Both PSSA
(2009) Reading Given
Eberhard Cognitive No 60 1 Yes Secondary CogAT;
(2003) NNAT
Forrest Maths & No 37 2 No Primary WISC-R
et al. Reading (arithmetic
(2005) subtest);
Neale test
Fried & Cognitive No Not 2 Yes Primary WISC-R
Ginsburg Given
(n.d.)
Garcia Maths & No 90 1 No Primary TAKS
(2008) Reading
Gliga and Cognitive Yes 10 3 No Primary Krapelin test;
Flesner Rey test
(2014)
Hong and Cognitive Yes 20 3 Yes Both RPM
Bart
(2007)
Kazemi Maths & Yes 96 2 No Both TIMSS
et al. Cognitive (mathematica
(2012) l literacy);
Panaoura,
Philippou &
Christou test
Kramer Cognitive No 32 2 No Primary Unknown
& Filipp
(n.d.)
Margulie Reading No Not 1 No Primary DRP
s (1992) Given
Rifner Maths & No 30 2 No Secondary CTBS/4
(1992) Reading
Romano Maths No 25 3 No Primary INVALSI
(2011)
Sala & Maths & No 10 3 No Primary OCDE-Pisa

103
Study Outcome Published Hours Design Special Grade Outcome
quality educational measure
needs
Trinchero Cognitive (mathematica
(in l literacy)
preparati
on)
Sala et al. Maths Yes 18 3 No Primary OCDE-Pisa
(2015) (mathematica
l literacy)
Sala, Maths & No 15 3 No Primary TIMSS
Gobet, Cognitive (mathematica
Trinchero l literacy);
,& Panaoura &
Ventura Philippou test
(submitte
d)
Scholz Maths & Yes 24 3 Yes Primary Arithmetic
et al. Cognitive test designed
(2008) by the
authors; DL-
KG
Sigirtmac Cognitive Yes 50 0 No Primary Unknown
(2012)
Trinchero Maths No 30 2 No Primary Unknown
and
Piscopo
(2007)
Trinchero Maths No 19 3 No Primary OCDE-Pisa
& Sala (mathematica
(2016) l literacy)
Yap Maths & No 50 0 No Primary Oregon State
(2006) Reading Assessment
Table options
3.3. Effect size2

For the studies with an only-post-test design, the standardized means difference


(Cohen's d) was calculated with the following formula:
equation(1)
d= (M e−M c)/S D p o o l e d

where SDpooled is the pooled standard deviation and Me and Mc are the means


of the experimental group and the control group, respectively.3 For the studies

104
with a repeated-measure design, the standardized means difference was
calculated with the following formula:
equation(2)
d= (M g − e −M g − c )/S D p o o l e d − p r e

where SDpooled-pre is the pooled standard deviation of the two pre-test


standard deviations, and Mg−e and Mg−c are the gain of the experimental
group and of the control group, respectively. For the studies with an ANCOVA
design, the standardized means difference was calculated with the following
formula:
equation(3)
d= (M a d j − e −M a d j − c )/S D p o o l e d

where SDpooled is the pooled standard deviation of the two standard deviations


of the unadjusted means, and Madj-e– Madj−c are the adjusted means of the
experimental group and the control group, respectively. To correct for the
upward bias, every Cohen's d was converted into Hedges's g by using the
following formula:
equation(4)
g= d/(1+ 0.75/(N − 3))

where N is the sample size of the study.Where reliability coefficients were


available, the effect sizes were corrected for measurement error by using the
following formula:
equation(5)
g ′ = g/a

where a is the square root of the reliability coefficient. It was possible to apply
this correction to 31 effect sizes. Finally, there were three outliers whose
residual errors had z scores greater than 4. These were Winsorized to z scores
equal to 3.99.
Since we believed that the effect sizes had to reflect the actual improvement of
the experimental groups and should not be the product of statistical artefacts, we
adopted the following criterion: when the control group performance decreased
in the post test, the effect size was calculated by considering Mg-c (control
group gain) equal to 0. Finally, the Comprehensive Meta Analysis (Version 3.0;
Biostat, Englewood, NJ) software package was used for computing the effect
sizes and conducting the statistical analyses.

4. Results
A random model (K = 40) was built to calculate an overall effect size. 4 The
overall effect size was g = 0.338, 95% CI [0.242; 0.435], p < .001 ( Fig. 2). The
degree of heterogeneity between effect sizes was between moderate and high
(I2 = 57.227), suggesting the potential effect of some moderators. A trim-and-
fill analysis showed that there was no publication bias. Consistent with this, a

105
funnel plot analysis, depicting the relationship between standard error and effect
size, was approximately symmetrical (see Fig. 3).

Fig. 2. 
Overall effect size (g) for chess training groups compared to control groups.
Hedges's gs (circles) and 95% CIs (lines) are displayed for all effects entered into
the meta-analysis. The diamond at bottom represents the meta-analytically
weighted mean Hedges's g. For studies with multiple independent samples, the
result of each sample (S1, S2, etc.) is reported separately. Analogously, for
studies with multiple outcome measures, the result of each measure (M1, M2,
etc.) is reported separately. Asterisks identify adjusted (Winsorized) outliers.
(Please use source link to see graph in the original article)
Figure options

Fig. 3. 
Funnel plot of standard errors and effect sizes (g). The diamond at bottom represents the
meta-analytically weighted mean Hedges's g.
Figure options

4.1. Moderator analyses


The only two statistically significant moderators were Duration of Training,
which positively affected the effect sizes (Q(1) = 3.89, b = 0.0038, p < .05, two
tailed, K = 35), and Publication, which also positively affected the effect sizes
(Q(1) = 10.17, b = 0.2941, p < .01, two tailed, K = 40).
Following Trinchero's (2012) suggestion (see Discussion), we considered 25 h
as a threshold for the moderator Duration of Training. The overall effect size in
studies with 25 or more hours of treatment was g = 0.427, 95% CI [0.271;
0.583], p < .001, K = 23, while the overall effect size in studies with less than
25 h of training was g = 0.303, 95% CI [0.189; 0.417], p < .001, K = 12.
Regarding the moderator Publication, the overall effect size of the published
studies was g = 0.540, 95% CI [0.346; 0.735], p < .001, K = 17, while the

106
overall effect size of the unpublished studies was g = 0.230, 95% CI [0.149;
0.311], p < .001, K = 23.

4.2. Additional meta-analytic models


Although outcome was not a significant moderator, we ran three additional
random models – one for each outcome – in order to investigate whether any
outcome shows an overall effect size appreciably superior (or inferior, see
discussion) to the others, as stated in Hypothesis 2.
The first model included the 17 mathematics-related effect sizes. The overall
effect size was g = 0.382, 95% CI [0.229; 0.535], p < .001. A trim-and-fill
analysis showed that there was no publication bias. The second model included
the 16 cognitive-related effect sizes. The overall effect size was g = 0.330, 95%
CI [0.130; 0.529], p = .001. A trim-and-fill analysis indicated that there was no
publication bias. Finally, the third model included the seven reading-related
effect sizes. The overall effect size was g = 0.248, 95% CI [0.128;
0.368], p < .001. A trim-and-fill analysis showed a possible publication bias
(one study trimmed, left to the mean). The analysis showed that the point
estimate was g = 0.241, 95% CI [0.122; 0.359].

5. Discussion
There is currently much research and excitement about the benefits of teaching
chess in schools. The issue is theoretically important, since chess researchers'
and practitioners’ claims about the presence of far transfer are at variance with
main theories of learning and expertise, which consider far transfer as difficult.
In order to evaluate these diverging predictions, the current meta-analysis
examined the effect exerted by chess instruction on academic (mathematics and
reading) and cognitive abilities in children.

5.1. Substantive results


The first hypothesis predicted overall transfer beyond placebo effects. The
results of the current meta-analysis suggest that chess instruction improves
children's mathematical, reading, and cognitive skills moderately. Although this
outcome seems promising, two considerations should be borne in mind.

First, the overall effect size is not large enough to convincingly establish the
effectiveness of chess instruction in enhancing the skills in consideration. By
using Hattie's (2009) categorization, an overall effect size of g = 0.338 is not in
the so-called “zone of desired effects,” that is d ≥ 0.4, which is the median value
of the effectiveness of educational interventions estimated by Hattie's second-
order meta-analysis. This suggests that chess instruction is no more effective in
enhancing children's cognitive and academic skills than many (at least more
than 50%) other possible educational interventions.

107
Moreover, the observed difference between treatment and control groups might
be due to chess instructors' passion rather than chess itself, because the potential
role of placebo effects was rarely, if ever, controlled for in the studies under
consideration (we will take up this methodological point below).

Thus, consistent with Thorndike and Woodworth's (1901) common-element


theory, the results tend to lend more support to Hypothesis 1a (chess skill does
not transfer to other domains) than Hypothesis 1b (transfer will be substantial),
which is largely held by the field of chess-in-school research. These
considerations – along with the overall results of the meta-analysis – lead us to
think that learning activities should be as close as possible to the skills to train;
for example, mathematics instruction should be used to teach mathematical
skills.

However, the positive influence of the hours of treatment on the results seems to
support the idea that chess skill does transfer to other domains. Trinchero
(2012) has suggested that appreciable positive effects occur only after 25–30 h
of chess instruction. For studies with a minimum of 25 h of instruction, the
overall g effect size was 0.427, which is a value in the “zone of desired effects”
(see above). It is thus unlikely that this positive outcome is only the
consequence of placebo effects, although this possibility cannot be ruled out
completely. This suggests that 25–30 h of chess instruction is the minimum
amount of instruction in order to obtain a significant transfer of learning from
chess to other domains.

The second hypothesis, which was a more direct test of Thorndike and
Woodworth's (1901) theory, predicted that transfer from chess should be
stronger to mathematics than to reading, as chess shares more common elements
with the former than the latter. Consistent with the hypothesis, the overall effect
size was larger with mathematics than with reading (g = 0.382 vs. g = 0.248).
Although outcome was not a significant moderator, reading seemed to benefit
less from chess instruction than mathematics, as the effect size was substantially
lower; this was despite the fact that five of the seven studies on reading used a
long duration (30 h or more; no information about duration was available in the
other two studies).

In the introduction, we presented Thorndike and Woodworth's (1901) view that


transfer of skills occurs only between two domains that share components. It is
plausible to argue that chess and mathematics have some components in
common, such as their problem-solving nature and the importance of
quantitative relationships. Therefore, the hypothesis that chess is a medium (in
the sense of Feuerstein, Feuerstein, Falik, & Rand, 2006) through which
cognitive skills are trained with some benefit for mathematics is plausible, even
though it has not yet been convincingly supported by empirical research.

108
However, with respect to reading, it is difficult to identify what components are
shared with chess, unless we focus on very general commonalities (e.g., chess
playing and reading are both decision-making activities). In their study of the
effects of chess instruction on reading, Forrest, Davidson, Shucksmith, and
Glendinning (2005) suggested that chess interventions enabled participants with
low self-esteem to gain more confidence, which improved their literacy skills. If
true, this suggestion – along with the small effect size (g = 0.248) – upholds the
idea that the effects of chess interventions on reading are non-specific.

5.2. Methodological moderators


The index of design quality was not a significant moderator. This fact suggests
that the results have not been significantly biased by the design used in the
studies included in the meta-analysis. Nevertheless, as previously mentioned,
the absence of an active control group in almost all the studies was a potential
design-related confound we could not control for. The moderator Publication
indicated that studies published in peer-reviewed journals have greater effect
sizes. That studies with good results are more likely to be published is a
common pattern in the literature (Schmidt & Hunter, 2015).

5.3. Limitations of this study


Regrettably, like the vast majority of studies carried out to assess the effect of
educational methods, none of the studies considered in this review employed
what Gobet and Campitelli (2006) called the “ideal design.” This design
includes the following requirements in addition to a treatment group: pre-test
and post-test; two control groups (a do-nothing group and an active control
group, necessary for removing the possibility of a placebo effect); random
allocation to group; different personnel for conducting the pre-test, the
treatment, and the post-test; and ideally – but nearly impossible to do in practice
– experimenters' and testers' unawareness of the nature of the assignment into
groups, and participants' unawareness of the goal of the experiment and the fact
that they take part in an experiment.

The presence of an active control group is crucial for controlling the possibility
of placebo effects, and thus establishing the causal role of chess instruction in
far transfer. Mechanisms that could produce “placebo effects” include
instructors' motivation, the state of motivation induced by a novel activity, and
educators’ expectations (e.g., Boot et al., 2013 ;  Gobet and Campitelli, 2006).

Without any active control group, it is not possible to exclude the possibility
that positive results are due to such confounds, rather than to chess itself. It
remains unknown whether a study with a more rigorous design would yield the
same results as the studies previously conducted. Since nearly no study in the
current meta-analysis had an active control group, which is necessary for ruling
out possible placebo effects, the effects of chess instruction could have been
systematically overestimated.

109
Another limitation of this field of research is that too few studies reliably
controlled for moderator effects. In addition, the dependent variables were often
very different between the studies: for example, basic arithmetic skills and
mathematical problem-solving skills are not the same thing, and the same
applies to meta-cognition, general intelligence, attention, and spatial abilities.
We classified the studies using three broad kinds of outcomes (mathematical,
reading, and cognitive skills) because, unfortunately, the small number of
studies did not allow us to reliably evaluate the specific skills assessed as
potential moderators.

5.4. Conclusions and recommendations for future research


Even if chess, under specific circumstances, seems to positively affect children's
skills, there still are serious doubts about the real effectiveness of its practice.
There is a need to clarify whether this positive influence is due to placebo
effects or to chess instruction itself. In the latter case, research should identify
the mechanisms underpinning the link between chess, the specific cognitive
abilities involved and enhanced by the practice of the game, and their potential
influence on mathematics and reading skills.
In addition, the field should develop a detailed causal model explaining the
cognitive processes that mediate learning and transfer. Finally, the data suggest
that chess enhances children's mathematical skills and cognitive abilities more
than reading skills, although the moderator analysis was not statistically
significant. With reading skills, both the data and the explanations provided by
researchers suggest that the positive effects of chess on children's reading skills
are due to placebo effects. Further research should establish the reliability of
these results.
Regarding future studies, we recommend to use an experimental design (random
allocation, pre-tests and post-tests) with two control groups (a do-nothing group
and an active control group). While logistically more complex, such a design is
necessary in order to establish whether the benefits putatively provided by chess
instruction are genuine and not caused by non-specific factors (e.g., placebo
effect).
Another important goal is to identify the specific characteristics of chess that
might improve children's abilities, and which abilities they foster (e.g.,
attention, spatial abilities, quantitative reasoning, or meta-cognition). For
example, is it the diversity of pieces on the board that help maintain attention?
Does the movement of the pieces help to boost visuo-spatial abilities? Does
chess ideally combine numerical, spatial, temporal, and combinatorial aspects?
Does chess promote a better and more conscious way of thinking? In particular,
it is important to demonstrate whether these features are common or not to other
activities and games. Specifically, one should understand whether some features

110
(e.g., quantitative relationships between pieces and problem-solving situations)
are shared by other board games.
Thus, researchers should include (at least) two dependent variables – one
academic and one cognitive – in their experimental designs, in order to shed
some light on the causal relationships between chess instruction, and cognitive
and academic skills. Many researchers, for instance, have claimed that chess
enhances mathematical skills because chess practice relies on cognitive skills
and mechanisms that, in turn, underlie mathematical skills.

While this hypothesis is plausible, too few studies have directly addressed the
question by assessing both a cognitive and an academic outcome, and the results
have been contradictory. For example, Scholz et al. (2008) and Sala and
Trinchero (in preparation) found no effect of chess on focused attention and
meta-cognition respectively, whereas Kazemi, Yektayar, and Abad
(2012) found a positive effect of chess practice on meta-cognitive abilities both
in primary and in secondary school participants.

Finally, since the effectiveness of chess in enhancing children's intellectual


skills seems to be dependent on the duration of the training, it would be useful
to directly manipulate this variable in future studies, by systematically varying
the duration of treatments between groups. This would ascertain the minimal
and optimal amounts of chess instruction for far transfer: too short a duration
might not provide enough time for progress, while too long a duration might
lead to diminishing returns.

Other worthwhile topics of investigation include a comparative study of


different teaching methods with respect to their efficiency (e.g., is instruction
better with computers or without computers? Are group activities preferable to
individual activities, or is it the opposite? Are there more efficient orders of
covering the material?).

Finally, there has been little research that has explicitly mapped between chess
and aspects of mathematics. Possible examples include bridging the chess board
with the Cartesian graph and bridging the way the king moves in chess with
block distance (as opposed to Euclidean distance). As it is known that
awareness makes transfer more likely (Gick and Holyoak, 1980 ;  Salomon and
Perkins, 1989), it is plausible that making explicit the links between chess and
mathematics could facilitate transfer.

In conclusion, the game of chess seems to exert a slight positive influence on


both academic and cognitive abilities. Further research is needed to shed light
on the relationship between cognitive and academic improvements, to evaluate
the role of potential moderators and confounds, and to understand the role, if
any, of placebo effects and game elements non-specific to chess.
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o

We thank William Bart, Guillermo Campitelli, and Grace McGuire for useful
comments on an earlier draft of this paper.

Corresponding author. Department of Psychological Sciences, Bedford Street


South, University of Liverpool, Liverpool, L69 7ZA, United Kingdom.
1
Two previous meta-analyses were carried out on the effect of chess
instruction: Benson (2006) and Nicotera and Stuit (2014). Neither calculated an
overall effect size nor ran a moderator analysis. Rather, they divided the meta-
analytic means into sub-categories (such as mathematics with chess instruction).
The results they obtained were optimistic compared to ours, as they included

126
several studies that were not included in the present meta-analysis because they
did not satisfy the selection criteria.
2
All the formulas we used were taken from Schmidt and Hunter (2015).
3
If the t or F statistics were provided, we used the regular formulas d = t *
√((n1 + n2)/(n1 * n2)) and d = √(F * (n1 + n2)/(n1 * n2)).
4
Twelve studies had more than one effect size. However, according to Tracz,
Elmore, and Pohlmann (1992), violations of statistical independence have little or
no effect on means, standard deviations, and confidence intervals.
5
References marked with an asterisk indicate studies included in the meta-analysis.
© 2016 The Authors. Published by Elsevier Ltd.
Source:- http://www.sciencedirect.com/science/article/pii/S1747938X16300112

Chess therapy
From Wikipedia, the free encyclopedia

Students of the Angelo King International Center, De La Salle-College of Saint


Benilde learning the dynamics in chess, showing that it is a social experience which
necessitates abiding by rules, taking into consideration the wishes and acts of another
person, and wherein intense interpersonal relations are possible in a brief period

127
Chess therapy is a form of psychotherapy that attempts to use chess games between the
therapist and client or clients to form stronger connections between them towards a goal
of confirmatory or alternate diagnosis and consequently, better healing. Its founder can be
considered to be the Persian polymath Rhazes (AD 852–932), who was at one time the
chief physician of the Baghdad hospital. His use of tactics and strategies in board games
as metaphors in real life to help his patients think clearer were rediscovered and
employed by Fadul and Canlas.[1]

One of the earliest reported cases of chess therapy involves the improvement in an
isolated, schizoid, 16-year-old youth that took place after he became interested in chess.
[2]
 Chess provided an outlet for his hostile impulses in a non-retaliatory manner. Good use
was made of the patient's digressions from the game and his newly acquired ability to
speak about his feelings, fantasies and dreams which the particular emotional situation of
the game touched off. The report demonstrates how the fact that chess is a game, and not
real, enabled the patient to exert some conscious control over his feelings and thus learn
to master them to a limited extent.

In a relatively recent review by an Indian psycho-therapist, Thomas Janetius[3] chess


therapy is considered to be a form of creative therapy. Chess games may contain most of
what we need to know about the causes of our psychological troubles; they can tell us
why we are as we are—victim or martyr, sexually impotent, deprived child looking for
adventure, etc.—but they can also show us the remedy for our disorder. The unconscious,
through chess games, is not concerned merely with putting right the things that have gone
wrong in us. Chess games aim at our well-being in the fullest sense; their goal is nothing
less than our complete personal victory or development in defeats, the creative unfolding
of the potentialities that are contained in the analysis of the games that we played,
whether we won, lost or drew.

In psychoanalysis chess games are wish fulfillment, and that an important part of these
wish fulfillment are the result of repressed desires—desires that can scare us so much that
our games may turn into a series of defeats. Chess games can be divided into wishful
games, anxiety games, and punitive games. Punitive games are in fact also fulfillment of
wishes, though not of wishes of the instinctual impulses but of those of the critical,
censoring, and punishing agency in our controlling minds. Thus, for Jungian
Psychology chess imagery is part of a universal symbolic language. Roumen Bezergianov
uses chess as a Logotherapy method, to help his clients discover and fulfill the meanings
of their unique lives and life situations. He describes his method in the book "Character
Education with Chess" (http://www.amazon.com/Character-Education-Chess-Roumen-
Bezergianov-ebook/dp/B005AVUPNQ/ref=sr_1_1?ie=UTF8&qid=1390509738&sr=8-
1&keywords=character+education+with+chess).

Chess games are an open pathway toward our true thoughts, emotions, and actions. In
your chess games you are able to somehow see your aggressive impulses and desires.

128
Chess games are a way of compensating for your shortcomings in your life. For instance,
if a person is unable to stand up to his boss, he may safely lash out an attack at a chess
piece in a chess game. Thus chess games offer some sort of satisfaction that may be more
socially acceptable. Some of the major benefits that chess can offer come however,
through its educational value for younger children. In fact, chess has been proven to aid
in skills such as

 Focusing: Having to observe carefully and concentrate;


 Visualizing: Imagining a sequence of actions before it happens;
 Thinking ahead: With the concept of "think first, then act";
 Weighing options: Finding pros and cons of various actions;
 Analyzing Concretely: Logical decisions are better than impulsive;
 Thinking abstractly: Taught to consider the bigger picture;
 Planning: Developing long range goals and bringing them about;
 Juggling multiple considerations simultaneously: Having to weigh various factors
all at once.

Throughout the US, a multitude of experiments have been conducted regarding the true
educational value of chess. In Marina, CA, an experiment with chess indicated that after
only 20 days of instruction, students' academic performance improved dramatically. It
reported that 55% of students showed significant improvement in academic performance
after only this brief time of chess instruction. Similarly, a 5-year study of 7th and 8th
graders, by Robert Ferguson of the Bradford School District showed that test scores
improved 17.3% for students regularly engaged in chess classes, compared with only
4.56% for children participating in other forms of "enrichment activities" such as Future
Problem Solving, Problem Solving with Computers, independent study, and creative
writing. These beneficial effects were also present among Special Education students,
improving their ability to socialize, and reducing incidents of suspension at school by at
least 60%.
In Gestalt therapy, we seek to fill our emotional voids so that we can become a unified
whole. Some chess games contain the rejected, disowned parts of the self. Every chess
piece, tactic, and/or strategy in a chess game represents an aspect of oneself as shown in a
case involving a boy with Landau-Kleffner syndrome.[4] In a sense, chess imagery is not
part of a universal symbolic language because each chess game is unique to the
individual who played it.
In Italy, the first study of chess therapy "The Game of Chess as an Educational Aid in
Compulsory Schooling for Deaf-and-dumb Children" was conducted in 1992 from ASIS
(Association for the Deaf). It was funded by the CNR (National Research Council), with
the 92.02547.CT08 contract number. The research was conducted by psychologist and
psychotherapist Massimo Marino, President of ASIS. Various searches that resulted in
other publications were produced dall'ASIS about treatment failure.[5] The synthesis of
these studies are summarized in the "Book Scaccoterapia Complete Edition".[6]
Source:- https://en.wikipedia.org/wiki/Chess_therapy

129
Landau-Kleffner Syndrome

 Landau-Kleffner syndrome usually begins between 3 and 7 years of age.


 There is a progressive loss of speech. 
 Seizures occur during sleep.
 This syndrome includes a loss of IQ. 

What is it like?
In the typical case, a child between 3 and 7 years of age experiences language problems,
with or without seizures. The language disorder may start suddenly or slowly. It usually
affects the child's understanding of spoken language the most, but it may affect both
understanding speech and speaking ability, or it may affect speaking only.
Seizures are usually few and often occur during sleep. Simple partial seizures involving
movement are most common, but tonic-clonic seizures can also occur.
Who gets it?
The Landau-Kleffner syndrome is a rare disorder. It begins during childhood, with
language disorders starting between ages 3 and 7 years.
Tell me more
 Its symptoms are "acquired aphasia" (the loss of language abilities formerly
present) and usually a seizure disorder. The children usually have generalized tonic-
clonic and atypical absence seizures.
 The EEG is often the key to the diagnosis. A normal EEG, especially one done
when the child is awake, does not rule out this disorder. Sleep activates the epilepsy
waves in these children, so sleep recordings are extremely important. Sometimes the
abnormality is seen only during sleep. The stage of sleep most affected is called
slow-wave sleep, which usually does not begin until several hours after falling
asleep. Therefore, routine 30-minute EEGs may miss the seizures in this condition.
 The boundaries of the Landau-Kleffner syndrome are imprecise. Some children
may first have a delay in language development followed by a loss of speech
milestones.
 Landau-Kleffner syndrome (or a variant of it) may also occur in some children in
whom language function never develops, or in others whose language skills move
backward but who very seldom have epilepsy waves on the EEG. The exact
relationship between the epilepsy waves on the EEG and the language disorder is
imprecise, although in some cases the epilepsy activity may contribute to the
language problems.
How is it treated?
Seizure control is rarely a problem, but standard seizure medications are not often
effective against the language disorder. Drugs such as Lamictal (lamotrigine), Keppra
(levetiracetam), and Depakote (valproate) sometimes help. High dose diazepam given at
bedtime has resulted in excellent improvement in some children. Steroids have also
shown some efficacy, improving both the EEG and language.

130
A new form of epilepsy surgery, multiple subpial transections in which multiple small
slices are made in brain cortex, may improve both the EEG abnormalities and the
language disorder in a small number of children. This procedure is still being studied in
various epilepsy centers.
What's the outlook?
After age 10, only 20% of patients still have seizures. The clinical course of the disorder
fluctuates and it occasionally disappears on its own.
Some children are left with permanent language difficulties. Most commonly, these are
children in whom medical or surgical therapy does not eliminate the epileptic patterns on
the EEG.
 
 Authored by:  Gregory L. Holmes, MD | Robert S. Fisher, MD, PhD  on 9/2013
Reviewed by: Robert S. Fisher, MD, PhD on 9/2013

Source:- http://www.epilepsy.com/learn/types-epilepsy-syndromes/landau-kleffner-
syndrome

Chess Therapy for Mental Health


Published on July 1, 2014

131
Chess therapy is now used
by numerous psychotherapists and doctors. It has become a popular creative
psychotherapy technique in the past 20 years. This therapy has been known to produce
positive results with children who have bipolar disorders, depression, ADHD, and neuro-
behavioral disorders.

Chess therapy is a creative form used to develop bonds between the psychotherapist and
his/her clients. It is an alternative diagnostic technique for neuro-behavioral and mental
issues that a client may suffer from. Chess therapy helps in developing a therapeutic
alliance between the psychotherapist and his patient to help him through any
psychological or emotional problems that he may be experiencing.

Unlike other forms of therapy, chess therapy does not require the patient to lie down on a
couch and pour his heart out to his therapist. Chess therapy involves active participation
from both parties―the client as well as the therapist―to engage in a creative,
recreational game of chess.

132
One time, Mark, a university-educated young man from Italy, visited me in the hospital.
He's hungry for chess and wanting to inquire about chess therapy. When he arrived, I
asked him to join my group session and share a bit about himself. After a short
conversation, he's truly a "philosopher" guy immersed in heady ideas and abstract
concepts.

But, most of all, Mark was going through some emotional difficulties and seeing me for
psychotherapy to unpack his unexplainable psychological blocks. His preferred way:
chess therapy. Chess did fit him despite his seemingly normal exterior or mindworks. It
can be good emotional therapy too for "philosophers" to play chess.

My fellow Filipino, Manny Pacquaio, world boxing champion, is a sportsman who uses
chess as therapy in his sport and life. He plays well even in this game, besting some of
our best players around. Appreciative of the game, he supported international and
national chess tournaments in our country.

The other day, I was talking to one of his aides in Congress (Pacquaio is also a duly-
elected Congressman!) inside a television studio. He said Manny was even able to beat a
grandmaster during a tournament in his home! Before crucial boxing matches, I was told
he'd play chess in the dugouts behind the ring as part of his mental conditioning and
therapy.

Chess therapy was founded as early as AD 852-932 by a certain Dr. Rhazes who was
chief physician at Baghdad Hospital. Dr. Rhazes uses chess strategies and tactics as
metaphors in real life to help patients think clearer.

Wikipedia reported, "One of the earliest reported cases of chess therapy involves the
improvement in an isolated, schizoid, 16-year old youth that took place after he became
interested in chess. Chess provided an outlet for his hostile impulses in a non-retaliatory
manner. Good use was made of the patient's digressions from the game and his newly
acquired ability to speak about his feelings, fantasies and dreams which the particular
emotional situation of the game touched off. The report demonstrates how the fact that
chess is a game, and not real, enabled the patient to exert some conscious control over his
feelings and thus learn to master them to a limited extent."

133
Category(s):Anger Management, Communication Disorders Problems, Sports
Psychology
Source:- http://www.psychologymatters.asia/article/234/chess-therapy-for-mental-
health.html

Chess Therapy is Enjoyable and Valuable for Clearing Mental


Disorders
     
 
An interesting strategy
One of the most interesting points that can be used when handling a mental disorder is
chess therapy. This is a type of therapy that involves a person playing a therapist in a
series of chess games. This involves helping to allow a person to have a clearer series of
thoughts that might be a little easier for a person to work with. This is a big point to find
for clearing the difficult problems that often come with mental disorders. It is an
interesting procedure that may be considered by some people to be a more creative form
of therapy like art therapy.

Controls for many disorders


A big point about the use of chess therapy is that it may be used to help with opening up a
person’s mind by being allowed to discuss difficult problems in one’s life. It may also be
used as an outlet for allowing for some discussion that relates to getting different kinds of
behaviors arranged to where one can be a little more positive and supportive. This means
that there is a potential for chess therapy to work with mood disorders such as depression.

Notable for aggression


Some mental disorders may involve cases that relate to aggressive behaviors. These may
include conditions like bipolar disorder. Chess therapy may be used as an outlet for a
person to handle one’s impulses in a way that is positive and constructive without
creating any hostile attitudes towards anything. This may also work to create a sense of
control over a person’s feelings. This can be used to help with giving a person the ability
to control one’s feelings to where it can be adjusted to a game setting instead of

134
something that might work in real life. It is used to help treat all people in a case to where
everyone will feel more comfortable with each other.
Source:- http://www.depression-guide.com/therapy/chess-therapy.htm

A Possible Approach Which Could Be Taken By The School


Doctor or Family Doctor, With One Day Set Aside Each Week
For This Type Of Joint Consultation.

The family physician and the psychologist in the office


together: a response to fragmentation
Luigi Solano,  Enzo Pirrotta, Veronica Ingravalle, and Paolo Fayella

Author information ► Article notes ► Copyright and License information ►

This article has been cited by other articles in PMC.

Introduction and aims


Both doctors and healthcare officials are well aware that motives for consulting the
family physician, though expressed as physical symptoms, often derive from problems
that are not somatic in origin. This topic was extensively addressed in Balint's pioneering
work,1 and confirmed by several additional investigations.2,3 In the absence of a capacity
on the part of the physician to meet this request on a non-somatic level, symptoms may
persist or worsen, with repeated consultations and increased expenditure for the patient or
the national health services, where present.4,5 Such situations have, in fact, been shown to
lead to a utilisation of health services that is nine times greater than that of the general
population.6 In order to address this problem, we experimented with a form of
physician/psychologist co-operation through the joint presence of these two professionals
in the office. This proposal stems from the following considerations:

(a) Differentiation between medicine and psychology and consequent need


for integration
Progressive differentiation has taken place throughout the past century and is actively
continuing. Medicine (apart from individual exceptions) has departed from a holistic
consideration of the human being, which was one of its prominent features before the
second half of the 19th century, and has become increasingly concentrated on biological
and genetic factors affecting health and disease. This focused approach has brought
enormous, previously unthinkable, benefits in the prevention, diagnosis and treatment of
disease in the course of the 19th and 20th centuries, but has entailed disregard of
emotional and relational factors. This latter attitude, in spite of common statements to the
contrary, is far from subsiding, reinforced by such constructs as evidence-based medicine
and universal diagnosis and treatment protocols.

135
Psychology, on the other hand, as synthesised in Engel's notion of a ‘biopsychosocial
model’,7 tends to view health and pathology (both mental and physical) as linked to: (i)
the relationship between the individual and his/her past and present social environment,
as exemplified for instance in the psychobiological regulation model;8 (ii) the relationship
between the individual and the specific moment in his/her lifecycle; and (iii) specific
resources of the individual, such as coping styles, or the capacity to identify, process and
regulate emotions.9 Psychologists are generally mindful of Balint's legacy, where every
disease is defined as a co-construction between patient and physician;1 conversely, they
lack the competence to fully understand the pathophysiology of physical disease and its
possible biological determinants, and may tend to disregard these components.
This strong differentiation therefore calls for a corresponding effort at integration, which
should not be left as a burden to the patient alone, subjecting him/her to such widely
different types of input.
One possibility is the training of family physicians in a more comprehensive,
biopsychosocial approach to patients, as originally proposed by Balint. (As extensively
reported in his well-known volume, The Doctor, his Patient and the Illness,1 Balint
proposed weekly meetings of groups of family physicians with a mental health expert
(‘Balint groups’), for some years, in which cases with more obvious psychosocial
implications were to be discussed.) This appears much more difficult today than in
Balint's time, firstly due to the very differentiation we are considering. A recent survey
among family physicians in an Italian city showed that, while the need for a psychosocial
approach was widely recognised among doctors, they tended to consider themselves
barely suited for this, for reasons related to: (i) time limitations; (ii) the possible presence
of conflictual dynamics around drug compliance and certification of absence from work,
which might hinder interaction on other levels; (iii) reluctance of the patient to enter into
a dialogue with the physician on a more personal level, in view of his established role in
physical examination and drug prescription; and (iv) insufficient training on the
physician's part.10 We might add that specific training in psychology for physicians may
also be more difficult today, in view of the remarkable increase in the amount of strictly
biomedical material a doctor needs to know. (Training physicians to recognise and treat
pharmacologically moderate states of mental distress, such as minor depression, is of
course perfectly feasible, and is being done worldwide. We believe this has nothing to do
with the challenge we are addressing here – that is, achievement of the capacity to locate
every kind of complaint brought to the family physician within the patient's life context.)
The other road to integration is co-operation between the physician and the psychologist.
A range of levels of collaboration is widely discussed in the literature, including informal
consultation, formal consultation, joint sessions (the latter recommended for
‘somatisation disorders’, seen as difficult to refer11), ’co-provision of care’ (involving
frequent discussions of cases between physician and psychologist) and ‘co-
therapy’.12 This last situation is recommended when ‘co-morbidity’ of biological and
psychological distress is present.13Tovian recommends, in all cases, meetings between
physicians and psychologists to discuss referrals.14 A training model at Massachussets
Medical School, explicitly designed to promote collaboration between psychologists and
physicians,15 entails a large number of ‘dual interviews’ with patients at various points in
clinicians' training. The East Virginia Medical School also implemented joint training of

136
physicians and psychologists, involving co-ordinated treatment of a large number of
patients, under the supervision of senior psychologists and physicians.16
Though all these proposals appear reasonable and useful and meet some needs, they leave
open two kinds of problems:
1. in spite of commonly alleged adherence to the biopsychosocial model, the sharp
distinction between somatic disease – under the rubric of the physician's
competence – and psychic distress – under the psychologist's – appears not to
have abated much. We still find reference to ‘somatisation disorders’,12presumably
as opposed to (true) ‘somatic’ ones, and to ‘co-morbidity‘13 as an indication for
co-operation, as if the presence of somatic disease per se had nothing to do with a
psychologist's intervention
2. in most proposals, probably in all, the decision to request co-operation
(consultation, referral, joint sessions, etc) rests on the decision of the physician,
who judges a patient – one who requested consultation with him/her – as in need
of a psychologist's competence. In order to be effective and optimally useful, this
would require deep knowledge and understanding on the physician's part of
psychological theories, modalities and possibilities. Strong differentiation
between the two disciplines, as described above, makes this seldom the case.

Referral to psychologists on the part of physicians mainly takes place, in fact, when
explicit mental distress is present, or when problems arise in the doctor/patient
relationship (as in lack of adherence to treatments), or in diseases for which medicine is
partially or totally impotent in helping the patient, where psychological intervention is
seen as a synonym for ‘humanitarian assistance’.17 Very seldom is psychological
intervention requested in the initial phases of physical illness, where its beneficial effect
could be much greater, or as an adjuvant to effective medical treatment when this is
available, in spite of the literature showing the heightened effects of combined
treatments.18–20
Furthermore, the physician's tendency to recognise only explicit mental distress often
causes neglect of the best-known psychic risk factor for somatic disease or illness – that
is, a deficit in the identification and expression of emotions, as described in the construct
of alexithymia or affective dysregu-lation.9 This condition generally results in a
colourless, boring, ‘hypernormal’ style of communication, totally opposite to the style
commonly present in mental distress as commonly viewed. For this reason, those very
patients who tend to express their life problems through the body, more so than others,
are those less likely to be referred to a psychologist.21
Physicians and psychologists also have very different views surrounding psychological
referral. Doctors in general tend to view referral to a psychologist as similar to referral to
a medical consultant, that is, a decision based on a need of the patient, for which
something can be prescribed. Psychologists, on the contrary, are well aware of the
importance of a personal request (or acceptance) on the patient's part, in addition to the
presence of a need that is (albeit correctly) seen by someone else; they are well aware that
psychological consultation cannot be ‘prescribed’, but must be ‘negotiated’ and
‘accepted’, since the patient is required to do much more than in cardiologic consultation,

137
for example. Referral, therefore, even in appropriate situations, may be not appropriately
proposed to the patient.

(b) The social position of psychology (at least in some countries)


While physical disease is seen as inevitable for everyone, sooner or later – to the point
that, in European countries, every citizen from birth is assigned a physician – psychic
distress is seen as pertaining only to a certain subset of people, who are to be treated
(more or less benevolently, according to the historical period) in specific services,
following a specific request on the part of the patient or of someone else. Moreover, due
to the difficulty of objectively defining psychic distress (except in cases causing security
problems), an individual is socially defined as distressed essentially when a consultation
with a mental health specialist has taken place.
Given all the above, in spite of any official or individual statement to the contrary, a
heavy stigma is attached to people requesting this kind of consultation. The effect is that a
psychologist (let alone a psychiatrist) is often consulted as a last resort, only after
everything else has failed, when problems have become inveterate, entrenched in
interpersonal or work situations, and thus require long, intensive treatments, the results of
which are not always as positive as might have been the case with earlier intervention.
The introduction of a ‘family psychologist’ or a ‘first-level psychologist’, working jointly
in the same office with a family physician – not requiring, therefore, any specific request
on the patient's part – may thus offer the following possibilities:
 intervention in an initial phase of distress, before the structuring of severe and/or
chronic somatic diseases or psychic disorders
 direct access to a psychologist for the whole population, avoiding the filter of
medical referral – which, as described above, is not always appropriate – and
without the risk (or certainty) of the patient's being stigmatised as ‘mentally ill’
 an approach to symptoms of any kind taking into consideration, in addition to the
patient's biological condition, his/her relational, intrapsychic, and lifecycle
situation
 in a few, specific cases, correct referral to a mental health specialist
 an integration of the competency areas of the physician and the psychologist
 a reduction of costs for tests, consultation of specialists, and drug treatments, to
the extent that these derive from an effort to find a solution to problems that lies
exclusively within a biological model.

For further clarity, the main aim is not to implement ‘first-level psychiatry’ for patients
with patent mental distress, but to explore the meaning of every complaint brought by
patients, be it in the physical or mental sphere, in the context of the individual's past or
present relational and lifecycle situation.

Methods
In the last nine years, nine qualified psychologists attending the Postgraduate School in
Health Psychology of the University of Rome have guaranteed their presence, one day a

138
week for three years, in the office of a family physician in Rome or in an adjacent town.
A poster in the waiting room informs patients of the initiative and of the possibility of
consulting only with the physician if they so prefer. Clinical cases and the functioning of
the initiative are discussed in group meetings, which are attended by all psychologists
involved and open to physicians, who also occasionally join the meetings and are co-
ordinated by a teacher of the school (the senior author).
Intervention on the psychologist's part is implemented through the following means:
 assessment of requests and of the doctor/patient relationship for every patient
coming to consultation
 discussion with the physician of cases observed
 further exploration/clarification with the patient in the context of ordinary medical
consultation in some limited and selected cases, further exploration through
separate interviews with the psychologist (ordinarily one to five in number) in
some of these latter cases, referral to mental health specialists.

Overview of the initiative


The first experience, entailing three years of cooperation of a family physician in Orvieto,
Giovanni Iacarella, and resident psychologist Monica Tomassoni, was reported in a
paper,22 and in a volume.23
Results of the present study may be summarised as follows:
 the joint presence of a family physician and a psychologist appeared feasible and
helpful, from all points of view
 integration of the psychologist in a physician's office, however, took several
months, necessary primarily to reach a sufficient level of attunement and
understanding between the two professionals
 most patients showed and/or directly expressed appreciation for the initiative
 in the whole experience, in only four cases did a patient request consultation with
the physician only
 the number of separate interviews with the psychologist was very small (six cases
a year, on average, for each psychologist)
 the number of referrals to mental health specialists was negligible (about two
cases per year for each office)
 the latter two points show that, at least in the theoretical/clinical view we adopted,
there is no risk of ‘psychiatrisation’ of the population, or of an increased burden
for mental health services
 on the other hand, in the course of three years of experience, each psychologist
met with about 700 patients, one-half of the physician's clients (which were about
1500 in all for each physician). This is a measure of the large extent to which the
general patient population had access to a psychologist through this experience, in
spite of the low frequency of the psychologist's presence (once a week). A higher
frequency was not feasible since participation in the experiment on the
psychologists' part was voluntary and unpaid. We believe that a psychologist's
presence twice a week, during one morning and one afternoon, would be the

139
optimal frequency with which to reach a higher proportion of patients, without
making encounters with the psychologist more or less unavoidable, short of
explicit refusal. Freedom for the patient to choose to meet with the psychologist
or not by simply scheduling his/her appointment on a particular day of the week,
without the need to take full, official responsibility for a request or refusal in
advance, appeared to be one of the strong points of the initiative, though an
unplanned one.

Clinical notations and case report


Both physician and psychologist were initially quite worried about ‘what each should do’
to avoid conflict or overlapping; they wondered how they should ‘introduce this new
figure’ to patients and define his/her role in a place where, for many years, only one
person had been present. Most, possibly all, the professionals involved in the initiative
soon discovered that, if on one hand some negotiation was certainly necessary between
physician and psychologist, on the other, the relationship with patients in most instances
was not in the least jeopardised, and very often it was enriched.
On several occasions, it was apparent that the simple presence of the psychologist in the
office encouraged patients to tell the story of their ailments, even when they were from
long ago, in a different way, with the addition of new elements – due not only to the new
figure's different professional role, but also to the presence of a ‘third’ in the
doctor/patient relationship. Lack of previous acquaintance with patients on the
psychologist's part often led the physician to formulate more specific questions for the
patient and to reconstruct past history in a more careful way. Patients, for their part, felt
more entitled to sit down and talk about things they previously had not thought could find
space in a physician's office.
After an initial period in which a tendency to implement the old ‘referral’ model
emerged, separate consultation with the psychologist came to be the result of mutual,
well-motivated agreement between the two professionals. It came to be proposed in a
very ‘natural’ way, when both a need and a readiness on the patient's part for deeper
understanding of his/her life situation became apparent to both professionals. As reported
above, however, most of the work was performed jointly.
We shall now present a case, recently seen jointly by a physician and psychologist who
participated to this experiment (see Box 1).
Box 1Case report 
Dino is a 41-year old man, tall, neat and of juvenile appearance. He comes to the office
complaining of episodes of intense dizziness, appearing a few months ago. Vomiting,
nausea and tachycardia are absent (making an organic lesion highly improbable). He is
very disturbed by the ensuing reduction in his work capacity. Though he admits that these
symptoms are associated with more stressful periods, this connection is put aside in
favour of a forceful request to find an organic cause through a computerised tomography
(CT) scan or some other sophisticated brain-imaging technique. At the same time, he is
very frightened at the idea of discovering some dangerous health problem.

140
Physician and psychologist enquire together more carefully about the circumstances of
this dizziness. It takes place only in specific situations: at work, especially during
meetings, and at the gym.
Blood parameters, recently measured, are all normal; ‘perfect!’ says the physician. This
gives little relief to Dino, who wonders in a more anxious tone ‘what is wrong with me,
then?’. The doctor performs a physical examination, finding no neurological implication;
he excludes the usefulness of a CT scan; he tells the patient that dizziness is commonly
associated with highly stressful situations and, in agreement with the psychologist,
proposes a separate meeting with the latter to elucidate what stressful situations may be
present in his life.
In this encounter, very significant details of Dino's life quickly emerge. He is an engineer
and has a high-level job, but still lives with his mother, who is 84 and suffering from
diabetes and renal insufficiency. A caretaker is also present in the house. His father died
when Dino was 22. He is the youngest of four brothers; the other three are all married and
living on their own, including one who was disabled following an accident and who lived
with him and mother until two years ago. When this brother left home his mother's
diabetes worsened greatly.
Dino is single; a few months ago he broke up with his girlfriend of 12 years. His days
consist mainly of work, gym and mother. He rarely goes out. He does not particularly like
the gym, but says he attends it three times a week, in addition to following a diet, in order
to avoid the possible onset of diabetes that he could inherit from his mother.
The psychologist suggests that physical symptoms are often signals our body gives us, in
relation to life situations; that rather than following the urge to suppress symptoms as
disturbing, the two of them could work together in trying to figure out what these signals
might be about. Dino appears surprised but interested and says he will consider the idea.
A few days later, on a day when the psychologist is absent, Dino shows up at the office,
officially only to ask for some prescriptions for his mother. ‘Marginally’, though, he tells
the physician he found meeting the psychologist quite helpful and asks how he can meet
with her again. The doctor tells him to phone on the day she is present.
For some weeks there is no further word from Dino. One day the doctor goes to Dino's
house (while Dino is at work) for a home visit to the mother, who is also his patient.
‘What have you two done to my son?’ cries the mother. ‘Since he broke up with his
girlfriend he was always at home, but now he is going out every night!’
This case is highly illustrative of the meaning and usefulness of our initiative. A patient
comes to a physician's office complaining of a physical symptom that the doctor assumes
to be ‘functional’; the patient is worried about his health, anxious to find a cause, and
requesting sophisticated investigations. In some such cases, physicians collude with this
request (or are the first to propose it). The patient enters the unfortunate pathway well
described by Balint:1 most often, in spite of the number and quality of tests (nowadays
much more numerous and sophisticated that in Balint's time), nothing is found. The
patient becomes progressively more resentful and embittered at the powerlessness of
medicine in failing to find what is wrong with him; in his peregrinations, he may start to

141
get the feeling of being considered a malingerer, someone who is looking for excuses to
avoid work, or a ‘psychiatric case’. Or maybe something will be identified that will
eventually result in a casual finding, unrelated to his symptoms, but leading to further,
more invasive investigations, leaving the patient with the impression of ‘having
something wrong’. Quite often, after a period of time, new symptoms develop.
The physician in our case, possibly supported by the presence of the psychologist, was
very firm in avoiding this pathway. (Another physician participating in the initiative in
the past expressed this point very clearly: ‘When I was alone, and a patient came to me
with symptoms that I could not think of a cause for, I would often request a CT scan,
perhaps just to break the impasse; now that I know there is another possibility of finding
out what's wrong, I can afford to wait’.) Still, Dino would probably not have been fully
satisfied with learning only that his symptoms were ‘commonly associated with stressful
situations’.
Meeting with the psychologist led to rapid unfolding of the stressful situation we were
dealing with: Dino, the youngest child in the family, as often happens, was probably
destined by the family system – at least since his father's premature death if not before –
to take care of his mother for life. We can suppose that breaking up with his girlfriend
may have been connected with his reluctance, due to this ordeal, to be fully involved in
the relationship (marriage, children, and the like). Dino's struggle against the risk of
inheriting diabetes from his mother may be seen as a struggle against this chain of
obligations.
We cannot know how much of all this, foreshadowed in Dino's narrative, reaches the
patient's full awareness. At this point, however, Dino is quite ready to accept the idea that
his physical symptoms are a signal his body is sending to him; and, without further
meetings, he probably realises that the signal has to do with the danger of his ending up
in a life composed only of obligations (work and the gym) and no personal achievements.
He therefore plunges into a different life, astonishing his mother.
Time will tell us the end of the story. One advantage of working in a family physician's
office is that one usually doesn't lose track of patients, as ordinarily happens in
psychological practice. What we can definitely say is that giving meaning to Dino's
dizziness has allowed him to avoid entering a pathway of physical examinations that
would have brought nothing helpful to him, as described above, and would have caused a
useless drain on the health services.

Possible limitations of this study


It could be objected that the presence of the psychologist on a certain day of the week
could lead to selection of some patients rather than others, resulting in a bias in the
results. However, all physicians in the study agreed that they had never noticed major
differences in types of consultations or patients according to the day of the week. On the
other hand, a major difference was present in that the working population seldom asked
for consultations in the morning; for this reason, the psychologist's presence was
scheduled for afternoons, whenever possible, in order to access the broadest patient
population. By contrast, a strong, unavoidable bias – but also an asset, as described above

142
– comes from the patients' opportunity to choose either to meet with, or to decline
meeting with, the psychologist through their choice of the day of consultation.
Another question that can be raised is the possible usefulness of this initiative in countries
other than Italy. While medical training and the doctor/patient relationship, with their
corollary of mutual expectations, do not appear to be very different among Western
countries, there might be differences in attitudes towards consultations with
psychologists. Since, as outlined above, suspicion and fear of stigma with respect to
meeting with a psychologist appear to be very high in this country, the initiative may be
even more feasible in countries where these obstacles are less present, though possibly
not so needed, since people might more easily find access to psychologists through other
routes.
Our cross-cultural knowledge is not sufficient for us to discuss the possible application of
the model in non-Western countries. A relatively small number of immigrants from
Eastern Europe, Africa, and South America (present in Italy in increasing numbers) came
into contact with the initiative and did not respond differently than did the local
population.

Conclusions and future perspectives


In our study, joint consultation with a family physician and a psychologist appeared
feasible and effective in affording the possibility to explore and more fully clarify the
meaning of physical symptoms or other kinds of problems brought to the physician's
attention. The mere presence of a psychologist in the office, accepted and arranged by the
physician himself, powerfully changed patients' attitudes about what topics they were
allowed and expected to bring up. Direct access to a first-level psychologist, in the
absence of any filter and without the need for a formal, specific request on the patient's
part, also appeared as one of the main assets of this initiative.
Integration of medical and psychological knowledge about the cases observed allowed a
holistic approach. Working together for a number of years enriched each professional's
competence to an extent which, we believe, may be difficult to obtain with any kind of
formal training. Physicians could deepen their knowledge about the impact of relational
and emotional dynamics on health and disease; psychologists not only learned a lot about
the organic aspects of the human being, but they also had the occasion to witness the very
birth of conflicts and other life problems, and to experience the effectiveness of their
intervention in these instances; moreover, they had the opportunity to become acquainted
with and involved in a number of life situations that would be unthinkable in any other
kind of psychological practice.
A 31% reduction in drug expenses pertaining to patients attending one office, in
comparison to the preceding years, confirmed our intuition that health costs might be
reduced by implementing this initiative. Further investigations, therefore, will involve
measurement of differences in health costs (not only those related to drugs) before and
after the psychologist's arrival in each physician's office.

143
We are also planning to measure differences in wellbeing24 and affective
regulation9 between patients having access to a psychologist in their family physician's
office and patients who utilise common assistance.

ACKNOWLEDGEMENTS
Physicians involved in the initiative were: Giovanni Iacarella, Quintilia Rosati, Sandro
Scattoni (Orvieto); Andreina Boschi, Maria Luisa Pandolfi, Enzo Pirrotta (Rome); and
Adriano Cappelloni (Rieti). Psychologists were: Monica Tomassoni, Salvatore Davide
Mundanu, Antonia Palmisano, Simona Balistreri, Paolo Fayella, Daniela Lucignolo,
Barbara Coci, Lucia Chiancone, Veronica Ingravalle and Alessandra Marchina.
We thank Gina Atkinson, MA, for her careful and thoughtful linguistic revision of this
paper.

Contributor Information
Luigi Solano, 
Enzo Pirrotta, 
Veronica Ingravalle, 
Paolo Fayella, 

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Just Perhaps The Guidance Councillor Or The Dean Of Discipline Could Be Taught
To Play Chess & And Coach Given Classes

Chess helps children with learning disorders


Divya Chandrababu| TNN | Nov 4, 2013, 01.42 PM IST
CHENNAI: Chess is not just a title clash between Anand and Carlsen, or merely a battle
of wits. The popular game can actually help children with learning disorders. "It's the art
of the coach to use chess as a tool either to silence or stimulate a particular part of the
brain", says Ebenezer Joseph, FIDE trainer and chief consultant of Emmanuel Chess
Centre. Ebenezer, the first Indian to be certified as a chess trainer by the World Chess

145
Federation, says children who play chess have shown 100% improvement in academic
performances.

Therapists and psychologists often refer children with learning disabilities and attention
deficit hyperactivity disorder (ADHD) to chess training. For example, 12- year-old Vijay
was diagnosed with ADHD in 2009. His parents complained that he did not concentrate
in class or cooperate with his teachers. Dr Khursheed Begaum, a psychologist who
specializes with ADHD kids, says she suggested only chess training and no psychological
therapy for him. "Initially he was not interested, he played impulsively. He slowly started
processing and his attention deficiency reduced. He has overcome ADHD now and sits in
one place for half an hour. ADHD kids usually cannot sit for more than 3 minutes
continuously", she said. Vijay even went on to play the National age group chess
championship in 2011.

Psychologists also assert that after a year of playing chess consistently, children have
shown an increase in their IQ levels. "Chess looks at the intellectual capability and not
academics. So even children with learning disorders have shown an improvement in their
cognitive skills", says Dr Veena Doss, head, department of psychology, Women's
Christian College. She explains the case of 8-year-old, Ashish who exhibited disruptive
behaviour, and gave up in the middle of tasks. "A year after playing chess he had the
ability to focus and did not get mentally tired of tasks", she says.

Swapna Raman, a parent of two girls who have been playing chess for almost three years
says that there is drastic improvement in both of them. "My elder daughter, Sumanna, 11
couldn't concentrate for more than five minutes and her teachers also frequently
complained. After she started training in chess, her concentration improved, and she
scored really well in mathematics. My younger daughter Sowmya, 7, had memory
problems. I don't find her saying she doesn't remember things anymore. Her IQ has also
gone up from normal to very superior in two years", she says. Swapna is now an
accredited chess trainer and works to improve cognition in children with disorders. "My
daughters always win an argument with me now and all explanations to them have to be
logical", she adds.

Chess trainers can handle kids with mild disorders, but a therapist is required in the case
of children with severe disorders. "I've used chess as therapy even for mentally retarded
children who have very low cognitive scores," says Sharon Dominica, occupational
therapist. Cognition that requires both basic and high level skills is found in chess. The
game has helped children with visual perception disorders and those who cannot

146
recognize letters and numbers. "The basic skills required for reading, writing and playing
chess are the same, so the game has an impact even when it is not directly linked," says
Dominica. "Research has shown chess training resulting in high math scores and
improved reading," she adds.

Practical chess training is different from the training that children with special needs
undergo. "You come to know the child has some disability when they don't even learn the
moves, only a handful stay back in chess" says Manuel Aaron, India's first international
master. The concept of chess and the setting in which it is played, helps children with
social and communication disorders, say experts. The Newman international academy in
Texas, "uses chess as a therapy for all people and age groups including those with special
needs", says their founder Sheeba George. Chess is also used to rehabilitate patients who
suffer from spinal cord injury, says Dominica. "Chess classes are therapeutic for children
with problems and the beauty of it is that neither the child nor the society knows that it's
therapy," she says.

(Names of the children have been changed to protect their identity)


Source:- http://timesofindia.indiatimes.com/city/chennai/Chess-helps-children-with-
learning-disorders/articleshow/25211133.cms

147
Is This Beyond The Ablities Of Cumberland High School?
Chess & Dance !

In Practice

The Benefit of Movement: Dance/Movement Therapy and Down


Syndrome
Chloe M. Albin , BA
Pages 58-61 | Published online: 13 Jun 2016

There are various forms of therapies for children with disabilities, including physical
therapy, speech therapy, and alternative therapies such as music and dance therapy. Each
form of therapy has its benefits for those with disabilities, but ultimately the success of
the therapy rests on the attention paid to the individual. Especially for children with
disabilities, it is important for the therapist and educator to pay attention to the details and
intricacies of the child’s life to formulate the best approach to therapy and inclusive
movement in the classroom. Many factors need to be considered when determining the
best form of therapy for an individual. Movement-based therapy is an effective form of
therapy, primarily due to its sensorimotor integration. For children with Down syndrome,
movement-based therapy is beneficial; benefits range from strengthening the mind–body
connection to the improvement of development, health, and cognitive skills.

148
REVIEW OF LITERATURE
Down syndrome is a genetic disorder that affects 1 in every 730 babies born in the United
States each year and affects more than 400,000 people in total nationwide
(Clark 2010Clark, L. M. 2010. Movement patterns and quality of life for individuals with
Down syndrome: An overview of dance as physical therapy. Logos: A Journal of
Undergraduate Research 4:37–48. [Google Scholar]). It is the most common condition
concerning abnormal chromosomes; an extra 21st chromosome is present in those with
Down syndrome (Clark 2010Clark, L. M. 2010. Movement patterns and quality of life for
individuals with Down syndrome: An overview of dance as physical therapy. Logos: A
Journal of Undergraduate Research 4:37–48. [Google Scholar]).

This disorder heavily influences the motor development of a child. Individuals with
Down syndrome often have thyroid and respiratory problems and are at risk for early
onset of Alzheimer’s disease (Clark 2010Clark, L. M. 2010. Movement patterns and
quality of life for individuals with Down syndrome: An overview of dance as physical
therapy. Logos: A Journal of Undergraduate Research 4:37–48. [Google Scholar]).
Effects of developmental delays include muscle hypotonia, poor balance, inadequate
control of posture, and underdeveloped posture control (Esposito et al. 2012Esposito, P.
E., M. MacDonald, J. E. Hornyak, and D. A. Ulrich. 2012. Physical activity patterns of
youth with Down syndrome. Intellectual and Developmental Disabilities50(2):109–19.
[CrossRef], [PubMed], [Web of Science ®], [Google Scholar]).

These common physical traits of those with Down syndrome can have detrimental effects
on posture and mobility; affected children might walk with knees in a locked position and
turned-out legs, which distributes weight abnormally on the medial sides of the foot
(Clark 2010Clark, L. M. 2010. Movement patterns and quality of life for individuals with
Down syndrome:

An overview of dance as physical therapy. Logos: A Journal of Undergraduate


Research 4:37–48. [Google Scholar]). This, in turn, can cause further problems in this
kinematic chain including the presence of a tilted pelvis in a sitting position, a rounded
back, and a head that is slightly tilted back (Clark 2010Clark, L. M. 2010. Movement
patterns and quality of life for individuals with Down syndrome: An overview of dance
as physical therapy. Logos: A Journal of Undergraduate Research 4:37–48. [Google
Scholar]).

In addition to these physical developmental delays, cognitive delays are also common
such as the ability to learn new concepts, skills, and activities (Esposito et
al. 2012Esposito, P. E., M. MacDonald, J. E. Hornyak, and D. A. Ulrich. 2012. Physical
activity patterns of youth with Down syndrome. Intellectual and Developmental
Disabilities50(2):109–19.[CrossRef], [PubMed], [Web of Science ®], [Google Scholar]).
A child with Down syndrome might have similar developmental milestones compared to
a child with typical development, but these milestones are delayed.

149
There are many benefits of physical activity for children such as improved health,
prevention of chronic disease, increase in self-esteem, and opportunities for social
interaction (Barr and Shields 2011Barr, M., and N. Shields. 2011. Identifying the barriers
and facilitators to participation in physical activity for children with Down
syndrome. Journal of Intellectual Disability Research55:1020–33.
[CrossRef], [PubMed], [Web of Science ®], [Google Scholar]).

Due to developmental delays, those with Down syndrome might be less likely to be
physically active because there is a lack of programs with accommodations for their
developmental differences (Esposito et al. 2012Esposito, P. E., M. MacDonald, J.
E. Hornyak, and D. A. Ulrich. 2012. Physical activity patterns of youth with Down
syndrome. Intellectual and Developmental Disabilities50(2):109–19.
[CrossRef], [PubMed], [Web of Science ®], [Google Scholar]). Physical activity is an
important part of development; “current research suggests that using movement as an
intervention for children with Down syndrome can support the development of not only
their quality of movement but also the relationship it has to social development,
emotional development, cognitive development, and inclusion” (Gass et al. 2013Gass, K.
R., J. R. Kennedy, S. Hastie, and H. M. Wentworth. 2013. Somatic assessment of
nonverbal social skills in children with Down syndrome: Using the Kestenberg
Movement Profile as a tool for treatment planning. Body, Movement and Dance in
Psychotherapy: An International Journal for Theory, Research and Practice 8(1):17–
33. [Google Scholar], 17–33).

Children with Down syndrome who are not physically active could experience an
increase in the severity of their existing health conditions, such as hypotonia, cardiac
abnormalities, and hypothyroidism (Barr and Shields 2011Barr, M.,
and N. Shields. 2011. Identifying the barriers and facilitators to participation in physical
activity for children with Down syndrome. Journal of Intellectual Disability
Research55:1020–33.[CrossRef], [PubMed], [Web of Science ®], [Google Scholar]).
They are at risk for cardiovascular disease and obesity if exercise is not incorporated into
their life (Shields, Dodd, and Abblitt 2009Shields, N., K. J. Dodd, and C. Abblitt. 2009.

 Do children with Down syndrome perform sufficient physical activity to maintain good
health? A pilot study. Adapted Physical Activity Quarterly26(4):307–20.[PubMed], [Web
of Science ®], [Google Scholar]). In recent years, approximately 45 percent of males and
56 percent of females with Down syndrome have been found to be overweight (Shields,
Dodd, and Abblitt 2009Shields, N., K. J. Dodd, and C. Abblitt. 2009. Do children with
Down syndrome perform sufficient physical activity to maintain good health? A pilot
study. Adapted Physical Activity Quarterly26(4):307–20.[PubMed], [Web of Science
®], [Google Scholar]); based on statistics alone, it is obvious that children with Down
syndrome must be shown how to live a healthy life as children, so that they will be more
likely to live a healthy lifestyle as adults (Shields, Dodd, and Abblitt 2009Shields, N., K.
J. Dodd, and C. Abblitt. 2009.

 Do children with Down syndrome perform sufficient physical activity to maintain good
health? A pilot study. Adapted Physical Activity Quarterly26(4):307–20.[PubMed], [Web
of Science ®], [Google Scholar]). Early intervention also helps to combat childhood

150
obesity; if children are obese, then they are less likely to be physically active as
adolescents and adults (Jobling 1994Jobling, A. 1994. Physical education for the person
with Down syndrome: More than playing games? Down Syndrome Research and
Practice 2:31–35.[CrossRef], [Google Scholar]).

It is important that different forms of therapies for children with Down syndrome offer
opportunities for activity as this is a critical aspect of development. Early intervention is
ideal as this helps the individual maintain functionality with age, including intellectual
functioning as well as physical skills, such as jumping, walking, and balance (Barr and
Shields 2011Barr, M., and N. Shields. 2011. Identifying the barriers and facilitators to
participation in physical activity for children with Down syndrome. Journal of
Intellectual Disability Research55:1020–33.[CrossRef], [PubMed], [Web of Science
®], [Google Scholar]). The barriers of developmental delays must be addressed, and
specialized movement programs for individuals with Down syndrome should be more
abundant and accessible.

Research has revealed that “those with physical or intellectual


impairments may have reduced opportunities for social interaction and
stimulation partly because they are identified as non-communicators”
Williams 2008Williams, C. 2008. 

Creative engagement in interactive immersive environments. Digital


Creativity 19(3):203–11.[Taylor & Francis Online], [Web of Science
®], [Google Scholar]). Children with Down syndrome are at a
disadvantage because they might not be given the opportunity to
participate in activities based on their perceived physical abilities and
social skills.

Often, the reason these children do not participate in exercise is


because there are not appropriate programs for them (Barr and
Shields 2011Barr, M., and N. Shields. 2011. Identifying the barriers and
facilitators to participation in physical activity for children with Down
syndrome. Journal of Intellectual Disability Research55:1020–33.
[CrossRef], [PubMed], [Web of Science ®], [Google Scholar]). Because
of this, these children might not acquire certain developmental skills or
have access to ideal life chances.

Certain skills should be incorporated in therapy and in any educational


setting for children with Down syndrome to nurture development such
as climbing, jumping, running, and balancing (Barr and
Shields 2011Barr, M., and N. Shields. 2011. Identifying the barriers and

151
facilitators to participation in physical activity for children with Down
syndrome. Journal of Intellectual Disability Research55:1020–33.
[CrossRef], [PubMed], [Web of Science ®], [Google Scholar]). In addition
to these basic movement skills, concepts of body awareness and
spacial awareness can be included in therapy
(Jobling 1994Jobling, A. 1994. Physical education for the person with
Down syndrome: More than playing games? Down Syndrome Research
and Practice 2:31–35.[CrossRef], [Google Scholar]). It is the dance
therapist’s and dance educator’s responsibility to offer inclusive
physical activity opportunities.

A successful physical therapy program is one that is as unique as the


individual. Dance/movement therapy is a malleable approach to
therapy; it can change depending on the needs of a specific person. It
is beneficial for children, but also adults, as methods used in
movement therapy can evolve with age. It is defined as a
“psychotherapeutic use of movement to further the emotional,
cognitive, physical, and social integration of the individual” (About
Dance/Movement Therapy 2015About Dance/Movement
Therapy. 2015. ADTA: American Dance Therapy
Association.http://www.adta.org/About_DMT(accessed April 19, 2015). ).

This type of therapy incorporates repetition that “involves having the


person undergo certain environmental and social interactions to
enhance normal brain function” (Couper 1981Couper, J. L. 1981. Effects
on motor performance of children with learning disabilities. Journal of
the American Physical Therapy Association 61(1):23–26. [Google Scholar],
23–26). Learning new skills and experiencing movement aids the
development of the mind–body connection; this sensorimotor
integration could improve motor skills, emotional processing, language
capabilities, and academic success (Couper 1981Couper, J.
L. 1981. Effects on motor performance of children with learning
disabilities. Journal of the American Physical Therapy Association 61(1):23–
26. [Google Scholar]).

For dance to be an effective form of therapy, it must relate to other


areas of the child’s life (Jobling 1994Jobling, A. 1994. Physical education

152
for the person with Down syndrome: More than playing games? Down
Syndrome Research and Practice 2:31–35.[CrossRef], [Google Scholar]). If
the concepts are not relatable, then the child might be less likely to
experience a connection to the therapy, and it might not be as
effective. The life skills that could be presented in a dance/movement
therapy setting are not “readily available in other psychosocial
rehabilitation groups” (Barton 2011Barton, E. J. 2011. Movement and
mindfulness:

A formative evaluation of a dance/movement and yoga therapy


program with participants experiencing severe mental illness. American
Journal of Dance Therapy 33(2):157–81.[CrossRef], [Google Scholar],
157–181), so it would be beneficial for children with Down syndrome
who might not be seeing results from other types of therapy.
Ultimately, combining therapies such as physical therapy and a more
creative, expressive therapy can be more beneficial than one approach
alone; “combining the functionality of physical therapy and the creative
aspect of dance can stimulate and challenge Down syndrome
individuals physically and cognitively and can improve their memory
and increase physical fitness while allowing them to express their
emotions” (Clark 2010Clark, L. M. 2010. Movement patterns and quality
of life for individuals with Down syndrome: An overview of dance as
physical therapy. Logos: A Journal of Undergraduate Research 4:37–
48. [Google Scholar], 37–48).

Many factors need to be considered when structuring a dance class for


children with Down syndrome. The structure should have both an
individual and group focus. When the parents and families of children
with Down syndrome participate in therapy, the child is more likely to
become engaged (Barr and Shields 2011Barr, M.,
and N. Shields. 2011. Identifying the barriers and facilitators to
participation in physical activity for children with Down
syndrome. Journal of Intellectual Disability Research55:1020–33.
[CrossRef], [PubMed], [Web of Science ®], [Google Scholar]) because
they are the best role models for the child (Shields, Dodd, and
Abblitt 2009Shields, N., K. J. Dodd, and C. Abblitt. 2009. 

153
Do children with Down syndrome perform sufficient physical activity to
maintain good health? A pilot study. Adapted Physical Activity
Quarterly26(4):307–20.[PubMed], [Web of Science ®], [Google Scholar]).
Children with Down syndrome are motivated by peers (Sharp, Dunford,
and Seddon 2012Sharp, N., C. Dunford, and L. Seddon. 2012. A critical
appraisal of how occupational therapists can enable participation in
adaptive physical activity for children and young people. British Journal
of Occupational Therapy 75:486.[CrossRef], [Web of Science ®], [Google
Scholar]). The presence of others encourages autonomy and efficacy
(Sharp, Dunford, and Seddon 2012Sharp, N., C. Dunford,
and L. Seddon. 2012. 

A critical appraisal of how occupational therapists can enable


participation in adaptive physical activity for children and young
people. British Journal of Occupational Therapy 75:486.[CrossRef], [Web
of Science ®], [Google Scholar]), which children might be able to apply
to their life outside of therapy. An emphasis on the “similarities of
students with learning disabilities … to nondisabled students should
strengthen positive attitudes” in a therapy setting (Theodorakis,
Bagiatis, and Goudas 1995Theodorakis, Y., K. Bagiatis,
and M. Goudas. 1995. Attitudes toward teaching individuals with
disabilities: Application of planned behavior theory. Adapted Physical
Activity Quarterly 12(2):151–60.[Web of Science ®], [Google Scholar],
151–160). The incorporation of both disabled and nondisabled children
would prove to be beneficial for all children involved.

There are certain movement patterns that children with disabilities


benefit from that can positively affect their general movement outside
of therapy. Because most children with Down syndrome are inactive,
introducing simple movement into their lives is crucial to their
continued development. Children in movement-based therapies excel
in the therapy setting, but these results carry over to their lives in ways
such as decreased anxiety in social settings (Becker and
Dusing 2010Becker, E., and S. Dusing. 2010. Participation is possible: A
case report of integration into a community performing arts
program. Physiotherapy Theory and Practice 26(4):275–80.[Taylor &
Francis Online], [Google Scholar]), improved quality of life, increased

154
independence and confidence, improved communication skills (Jobling,
Virji-Babul, and Nichols 2006Jobling, A., N. Virji-Babul,
and D. Nichols. 2006. Children with Down syndrome: Discovering the
joy of movement. Journal of Physical Education, Recreation &
Dance77(6):34–54.[Taylor & Francis Online], [Google Scholar]), and
improved retaining of information (Becker and Dusing 2010Becker, E.,
and S. Dusing. 2010. Participation is possible: A case report of
integration into a community performing arts program. Physiotherapy
Theory and Practice 26(4):275–80.[Taylor & Francis Online], [Google
Scholar]).

Pedestrian movement, such as running, jumping, skipping, throwing,


kicking, and catching, can improve motor skills, spatial awareness, and
visual-motor coordination skills (Block 1992Block, M. E. 1992. What is
appropriate physical education for students with profound disabilities?
Adapted Physical Activity Quarterly9(3):197–213. [Google Scholar]). Also,
heel raises, relevés, should be incorporated in parallel and in a turned-
out position to strengthen the tibialis muscles, which will help to
stabilize the weak ankles commonly found in children with Down
syndrome (Clark 2010Clark, L. M. 2010. Movement patterns and quality
of life for individuals with Down syndrome: An overview of dance as
physical therapy. Logos: A Journal of Undergraduate Research 4:37–
48. [Google Scholar]).

The approach to teaching movement should include breaking down a


skill into manageable parts (Jobling 1994Jobling, A. 1994. Physical
education for the person with Down syndrome: More than playing
games? Down Syndrome Research and Practice 2:31–35.
[CrossRef], [Google Scholar]) because these children have more of a
“global visual processing style” (Daunhauer and
Fidler 2011Daunhauer, L., and D. Fidler. 2011. The Down syndrome
behavioral phenotype: Implications for practice and research in
occupational therapy. Occupational Therapy in Health Care 25(1):7–25.
[Taylor & Francis Online], [Google Scholar]) and pay less attention to
details. It takes more time for a child with Down syndrome to complete
goal-directed movement than those without disabilities or those who
are nondisabled (Hodges et al. 1995Hodges, N. J., S.

155
J. Cunningham, J. Lyons, T. L. Kerr, and D. Elliott. 1995. Visual feedback
processing and goal-directed movement in adults with Down
syndrome. Adapted Physical Activity Quarterly 12 (2):176–86. [Google
Scholar]).

Therefore, the therapist must teach the skill in individual parts until
there is a strong understanding, and only then can the skills be used
comprehensively (Jobling 1994Jobling, A. 1994. Physical education for
the person with Down syndrome: More than playing games? Down
Syndrome Research and Practice 2:31–35.[CrossRef], [Google Scholar]).
For the acquisition of these skills, it is important to focus on effort
rather than ability (Jobling 1994Jobling, A. 1994. Physical education for
the person with Down syndrome: More than playing games? Down
Syndrome Research and Practice 2:31–35.[CrossRef], [Google Scholar]).

This is important because a child must not focus on the concept of


success and failure as this could encourage negative thinking. Instead,
an individual’s effort should be rewarded because this encourages
positive thinking and motivation to complete a task. In addition to
breaking a skill into manageable parts, repetition of the skill or
movement must be used in a creative way so that the child maintains
interest (Jobling 1994Jobling, A. 1994. Physical education for the person
with Down syndrome: More than playing games? Down Syndrome
Research and Practice 2:31–35.[CrossRef], [Google Scholar]).
Improvisation and basic gestures should also be incorporated in a
dance therapy program (Capello 2008Capello, P.
P. 2008. Dance/movement therapy with children throughout the
world. American Journal of Dance Therapy30 (1):24–36.
[CrossRef], [Google Scholar]).

As a whole, benefits from activity in groups might be stronger with


dance therapy compared to other forms of therapy
(Couper 1981Couper, J. L. 1981. Effects on motor performance of
children with learning disabilities. Journal of the American Physical
Therapy Association 61(1):23–26. [Google Scholar]). Drawing from
information from other forms of therapy and research, a highly
effective educational program with a dance and movement emphasis

156
can be created. A broad focus must be used to guarantee that multiple
factors are considered when structuring a program based in
movement.

DISCUSSION

Although the approach described in this article is based on the exploration of dance in a
therapy setting, it is extremely malleable and can be used by the dance educator. Portions
of this approach can be taken and modified for whatever setting the educator is in,
whether it be a dance studio or a classroom. The format of the session would be as
follows: warm-up, concept, repetition of skills, improvisation, and cool-down. Repetition
and patterning of language and movement is important in the presentation of concepts
and skills. Healthy movement patterns and good habits come with repetition and
familiarity with concepts. It is extremely important to use repetition in therapy and use
repetition over several class periods. Short-term and long-term repetition are both
beneficial because they help to develop skills.

Concepts could include skipping, jumping, catching, throwing, body-half movement, or


core-distal movement. It is important to introduce simple concepts slowly and in a
broken-down form so that the children can best understand and apply them. If the central
concept is skipping, the educator could begin with walking exercises, then move on to
exercises involving jumping on two feet. Then, the educator could proceed to exercises
involving shifting weight while jumping from right foot to left foot. Finally, the educator
could introduce the concept of traveling. This progression introduces the key steps
involved in skipping and allows the children to build on each skill.

Each week, a new concept can be introduced. This way, by the end of the program, the
children will have accumulated new skills that they can apply to their daily life. Activities
can be set up in a station method where the child can experience the concept. Music,
rhythm, color, and other visuals should be incorporated to promote learning and maintain
the child’s attention. Partnering activities can be used so that the child interacts with
others while still focusing on new concepts.

Pedestrian movements are a good focus because Laban’s ideas of movement can be
applied to actions such as walking, skipping, or jumping. Because children with Down
syndrome have gaps in their development or develop more slowly than other children, it
is important to develop these patterns as they are the foundation for all movement. Due to
physical limitations for children with Down syndrome, movements requiring neck
extensions and spinning should be avoided as well as spinning activities. Jumping
activities can be included as it has been observed that these children enjoy this type of
movement, but caution must be taken so that the children do not hurt themselves. To
ensure that the children maintain interest, variations can be applied to concepts that have
previously been introduced. These variations can include the use of levels and speed of
movement but they also can include the use of scarves, balls, and other props.

157
In regard to developing movement patterns, the movement approach connects the mind
and body, which is a connection that both therapists and educators working with Down
syndrome children need to focus on. In physical therapy, occupational therapy, adapted
physical education, or the classroom setting, all of these ideas can be applied. Based on
the similarity of the information gathered from professionals in the field, it is clear that
there is not one particular setting in which dance and movement are the most beneficial.
So long as the professional guiding the movement is consistent, the program will be
beneficial; consistency is the key to developing comfort and trust.

Ultimately, the environment must be a very positive one. It is important that the educator
and therapist remain positive because these children, like anyone else, are more
responsive to this demeanor. By creating a positive environment, a safe environment is
also formed. Vocabulary used by the professional is critical; language should be full of
words that encourage motivation and optimism. This can be done in simple ways such as
recognizing the strengths and successes of individual students. It is important to
acknowledge these things, no matter how small.

Another way to create a positive environment is to allow the children to help in the
decision making. Explaining and providing two options instead of one and allowing the
child to choose what he or she wants to do gives the child a deeper sense of involvement
in the content being presented. Setting goals for the child is important; both individual
goals and group goals should be set to encourage individuality and a sense of community.
These two ideas, individuality and community, will encourage each child to find his or
her sense of self through movement, but these ideas will also encourage the child to relate
to others. Setting realistic goals and offering small rewards for reaching these goals
encourages positive thinking. Rewards are not a form of bribery but instead a recognition
of work and progress. For example, a small reward could be as simple as a high-five, a
sticker, or allowing the child to choose the next activity.

CONCLUSION
Movement-based programs could alter the trend of sedentary lifestyles associated with
children with Down syndrome. Individuals would benefit in every aspect of their
development, which in turn would influence other areas of their lives. Certain barriers
associated with Down syndrome need to be taken into consideration such as physical,
social, and cognitive limitations. A combination of specific movement and cognitive
exercises will stimulate sensorimotor development, which is crucial. Accessibility should
be taken into consideration because families need to be educated and aware of existing
effective programs for their child.

The dance therapist and the dance educator can develop a reciprocal relationship to
maximize a child’s individual growth. Each professional can share strategies and his or
her own experience working with a child or a specific group of children. The dance
therapist and educator might have slightly different views of the child, depending on the

158
environment in which they typically interact. Therefore, by collaborating with each other,
a more comprehensive view of the child’s life and behaviors can be seen. Dance
educators can incorporate strategies such as class structure and recommended movements
into their lessons. Even if there are children with and without disabilities in a class
together, these movement lesson plans are beneficial for everybody. No matter what the
ability level, movement stimulates the sensorimotor connection in the body, which is
healthy for everyone.

Further research regarding the long-term effects of dance therapy on those with Down
syndrome should be conducted. This research focused on the benefits of movement for
children with Down syndrome; further research on the benefits of dance therapy for
adults with Down syndrome would reveal similarities and trends between these different
age groups. This research would also show if there are benefits in beginning movement
therapy and incorporating movement into the classroom at a young age compared to
starting movement therapy as an adult. Additional research could also include the
examination of specific exercises and their effects on children with Down syndrome.
Based on current research, there is an understanding of general movements that these
children benefit from. However, future research could reveal the benefits of movement
series structured specifically for children with Down syndrome. Future research could
also show effective ways in which movement can be incorporated into any classroom due
to its beneficial nature for children of any age and ability.

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src=recsys

A review of “music and movement” therapies for children with


autism: embodied interventions for multisystem development
Sudha M. Srinivasan1,2 and Anjana N. Bhat1,2,3,*

Author information ► Article notes ► Copyright and License information ►

This article has been cited by other articles in PMC.

Abstract

Introduction
Autism Spectrum Disorders (ASDs) are a group of neurological disorders characterized
by social communication impairments as well as the presence of stereotyped and
repetitive behaviors and interests (American Psychiatric Association, 2000). Children
with ASDs demonstrate social impairments such as poor social and emotional reciprocity
or turn taking and reduced eye contact during social exchanges (Mundy and
Crowson, 1997; Dawson et al., 2004). Communication impairments in autism typically
involve the lack of or a delay in the acquisition of language, difficulties in initiating and
sustaining conversations with social partners, and the idiosyncratic use of language
(Tager-Flusberg, 1999).
In addition, the presence of repetitive and stereotypical behaviors is a hallmark of
autism; children with ASDs demonstrate repetitive manipulations of objects, stereotypical
behaviors such as flapping of hands, twisting of the body, and compulsive behaviors such
as inflexible adherence to fixed routines and rituals (Bodfish et al., 2000; Boyd et
al., 2012).

In addition to these core impairments, children with ASDs may demonstrate several
secondary impairments or comorbidities including significant behavioral and emotional
problems as well as perceptuo-motor impairments. Behavioral and emotional problems
include anxiety, aggression, depression, hyperactivity, temper tantrums, and/or self-
injurious behaviors (Bodfish et al., 2000; Lecavalier, 2006; Loh et al., 2007; Mazefsky et
al., 2012).
A growing body of evidence suggests that perceptuo-motor impairments are frequently
present in children with ASDs (Fournier et al., 2010; Bhat et al., 2011). Specifically,
children with autism have difficulty modulating sensory inputs (Baranek, 1999; Baranek
et al., 2005; Tomchek and Dunn, 2007) which may manifest as enhanced perception of
auditory and visual stimuli (Bonnel et al., 2003; Heaton, 2003; Gernsbacher et al., 2008).

163
Furthermore, they have significant and pervasive motor impairments such as problems
with dual and multi-limb coordination (Green et al., 2009; Fournier et al., 2010), postural
control (Minshew et al., 2004), gait (Vilensky et al., 1981; Hallett et al., 1993), as well as
imitation and praxis (Mostofsky et al., 2006; Dewey et al., 2007). Comorbidities in
perceptuo-motor performance could contribute to the social communication impairments
of ASDs. Specifically, limited movement exploration and motor clumsiness may lead to
missed opportunities to develop social connections with peers and caregivers (Leary and
Hill, 1996; Jansiewicz et al., 2006; Bhat et al., 2011). Taken together, ASDs are
multisystem disorders with both primary social communication impairments and
secondary perceptuo-motor and behavioral comorbidities.
The current standard of care for ASDs includes the use of Applied Behavioral Analysis
(ABA) (Lovaas, 1987), Picture Exchange Communication Systems (PECS) (Bondy and
Frost, 2003), Teaching and Education of Autistic and Related Communication
Handicapped Children (TEACHH) (Mesibov et al., 2004) as well as developmental, skill-
based approaches (Pierce and Schreibman, 1995; Kasari et al., 2008). ABA, PECS, and
TEACHH approaches recommend specific strategies for social interaction and
environmental structure to promote positive behaviors and communication in children
with ASDs (Lovaas, 1987; Bondy and Frost, 2003; Mesibov et al., 2004). The
developmental approaches promote specific early social communication skills such as
joint attention and imitation. While these approaches have significant evidence to support
their use, they are primarily used to promote social communication and academic skills
(Landa, 2007). Few approaches such as Sensory Integration therapy (Baranek, 2002) or
Floortime (Greenspan and Wieder, 1999) promote perceptuo-motor development;
however, there is limited evidence to support their use. Given the multisystem nature of
the impairments in ASDs, there is a clear need to develop multisystem interventions that
address their core social communication deficits as well as their perceptuo-motor and
behavioral comorbidities. In this review, we highlight the multisystem effects of music
therapies and how they might benefit children with ASDs.
Music-based therapies form about 12% of all autism interventions and 45% of all
alternate treatment strategies used within school settings (Simpson et al., 2005; Hess et
al., 2008). However, our review of published and unpublished research evaluating the
efficacy of music therapies in autism revealed that the majority of the studies involved
single-subject designs or small sample sizes (see Table Table1).1). Moreover, these
studies involved a pre-post comparison of outcomes in the treatment group and did not
include a control group. The overall quality of studies was poor except for three
published randomized controlled trials (Lundqvist et al., 2009; Lim, 2010; Gattino et
al., 2011). The majority of the studies focused on addressing the communication
impairments in autism. Few studies used musical experiences to facilitate social-
emotional and behavioral outcomes in ASDs (see Table Table11 for details).
Interestingly, the effects of music therapy on motor performance and motor stereotypies
have never been examined. Given the current state of the music therapy literature, it is
difficult to make definitive claims about the effects of music-based interventions in
children with ASDs, except for the significant treatment effects in improving
communication. In this review, we not only acknowledge the limitations of the music
therapy literature, but also provide additional sources of evidence from the fields of

164
music education, neuroscience, and special education to make a strong case for “music
and movement” activities as multisystem interventions for children with ASDs. We
believe that the multisystem nature of musical experiences warrants further systematic
investigation as an effective treatment strategy to address both the core impairments and
comorbidities of individuals with autism.

Table 1
Music therapies in children with Autism Spectrum Disorders (ASDs).

Study Sample Age of Therapy Therapy Type of Type of music Intervention


size subjects duration frequency intervention used design
in years (number (number (Active/Passive (Live/Recorded (Individual/Grou
of days) of sessions ) ) p)
per week)

STUDIES ASSESSING COMMUNICATION OUTCOMES

Gattino et 24 6.7–12.2 16 1 Active Live Individual


al., 2011

Wan et 6 5.9–8.9 40 5 Active Live Individual


al., 2011

Lim, 2010 51 3–5 6 3 Passive Recorded Individual

Edgerton, 19 11 6–9 10 1 Active Live Individual


94

165
Study Sample Age of Therapy Therapy Type of Type of music Intervention
size subjects duration frequency intervention used design
in years (number (number (Active/Passive (Live/Recorded (Individual/Grou
of days) of sessions ) ) p)
per week)

Buday, 1995 10 4.4–9 8 4 Passive Recorded Individual

Lim and 22 3–5 3 6 Active Live Individual


Draper, 201
1

Corbett et 11 3–7 38 7 Passive Recorded Individual


al., 2008

STUDIES ASSESSING SOCIAL OUTCOMES

Kim et 15 3–5 12 1 Active Live Individual


al., 2008

STUDIES ASSESSING EMOTIONAL OUTCOMES

Katagiri, 20 12 9–15 8 2 Active and Live and Individual


09 Passive Recorded

166
Study Sample Age of Therapy Therapy Type of Type of music Intervention
size subjects duration frequency intervention used design
in years (number (number (Active/Passive (Live/Recorded (Individual/Grou
of days) of sessions ) ) p)
per week)

Kim et 15 3–5 12 1 Active Live Individual


al., 2009

STUDIES ASSESSING BEHAVIORAL OUTCOMES

Lundqvist et 20 22–57 10 2 Passive Recorded Individual


al., 2009

Boso et 8 23–38 52 1 Active Live Group


al., 2007

Carnahan et 6 6–11 40 5 Active Recorded Group


al., 2009a,b

Note: This table does not include case studies or unpublished theses and dissertations.

We propose that music-based interventions are effective treatment tools for individuals
with ASDs because they harness the musical strengths of this population while alleviating
their impairments. We are offering three different reasons that make music-based
interventions particularly attractive for individuals with ASDs. First, musical training
may help address the various core autism impairments in joint attention, social
reciprocity, and non-verbal and verbal communication, as well as comorbidities of
atypical multisensory perception, poor motor performance, and behavioral problems.
Second, children with ASDs find musical activities enjoyable, perhaps due to their

167
enhanced musical understanding (Heaton, 2003). Children with autism have enhanced
pitch perception abilities compared to typically developing children, for instance,
enhanced pitch memory, labeling (Heaton, 2003), and discrimination (Bonnel et
al., 2003). Therefore, clinicians and special educators often use music-based activities in
school settings to engage children with ASDs (Hess et al., 2008). Third, music-based
activities can be non-intimidating experiences wherein a child with ASD spontaneously
explores various musical instruments, with the trainer joining in and copying the child's
actions. Children with ASDs have difficulties with direct social engagement; hence,
socially embedded group musical activities provide excellent opportunities to engage in
predictable and comfortable interactions with social partners (Darrow and
Armstrong, 1999; Allgood, 2003). In this review, we first provide evidence for the
multisystem effects of musical experiences in facilitating various skills in children with
autism, other neurological populations, and healthy individuals. Next, we discuss the
critical elements of music-based activities and the popular music therapy approaches used
in ASDs and other pediatric developmental disorders. Finally, based on the current
literature, we provide recommendations for clinicians and clinical researchers working
with children with autism including ideas for assessment and treatment.

Multisystem effects of musical experiences


In this section, we describe the supporting evidence for how embodied music therapies
promote communication, social-emotional, perceptuo-motor, and behavioral skills in
children with ASDs. In each sub-section, we will first explain the mechanism for positive
effects of musical experiences and the evidence supporting the use of embodied music
interventions in remediating the impairments in autism. Since the current research on
music-based therapies in autism is limited, we will also rely on evidence from healthy
individuals and pediatric populations with similar neurological impairments as autism.
Figure Figure11 shows the direct and indirect effects of musical experiences on the
perceptuo-motor, communication, social-emotional, and behavioral domains of
development. We will also offer recent neuroscientific evidence which suggests that
musical experiences may shape the nervous system in healthy individuals and discuss its
implications for individuals with ASDs.

Figure 1

168
Direct and indirect influences of musical experiences/therapies on the various
domains of development.

Effect of musical experiences on the development of language and


communication
Musical experiences involving singing, chanting, and playing of musical instruments
clearly require communication between individuals. Music and language are closely
related to each other in that both music and language are hierarchically arranged, with
lower-level units such as notes/keys or letters/syllables integrated to form higher-level
units such as chords/chord progressions or words/sentences (Molnar-Szakacs and
Overy, 2006).
Moreover, music and language are strikingly similar in the complexity of acoustic
information, the use of spatial notation such as musical notation and the alphabet (Kraus
and Chandrasekaran, 2010), as well as cognitive processes such as attention and memory
(Patel et al., 1998; Foxton et al., 2003). These similarities allow easy transfer of learning
between music and language (Tallal and Gaab, 2006). Children with ASDs have
significant communication impairments despite relatively preserved musical skills
(Bonnel et al., 2003; Heaton, 2003).
Hence, music therapies have been used to facilitate verbal and gestural communication
skills in children with ASDs (Edgerton, 1994; Buday, 1995; O'Loughlin, 2000;
Farmer, 2003; Gold et al., 2006; Lim, 2010; Tindell, 2010; Gattino et al., 2011; Lim and
Draper, 2011; Simpson and Keen, 2011; Wan et al., 2011) (see Table Table1).1). A
recent meta-analysis revealed that active music therapies involving singing and music-

169
making led to significant improvements in verbal communication skills and non-verbal,
gestural communication skills in children with ASDs (Gold et al., 2006). Effect sizes
varied between 0.4 and 0.5 based on two randomized control trials involving 20
participants in the music therapy group compared to the control “placebo” therapy group
(Buday, 1995; Farmer, 2003; Gold et al., 2006). Overall, there is some evidence from the
autism literature supporting the links between music and language, thus justifying the use
of music therapies to enhance communication skills in autism.
Literature from music education suggests strong links between musical training and
enhanced communication skills in typically developing children and adults. Prolonged
music training not only enhances musical perception but also speech perception/receptive
language as well as expressive language (Butzlaff, 2000; Jakobson et al., 2003; Schlaug
et al., 2005; Magne et al., 2006; Forgeard, 2008; Kraus and Chandrasekaran, 2010).
Children and adults who received long-term musical training showed significant
advances in basic auditory perception of music as well as speech, particularly, pitch
perception (Schön et al., 2004; Marques et al., 2007; Moreno et al., 2009).
Adult musicians were better able to detect weak violations/incongruities in pitch within
both music and language compared to non-musicians (Schön et al., 2004). Moreover, the
ability to detect pitch violations in language was not restricted to their native language; it
also generalized to foreign languages (Marques et al., 2007). Similar enhancements in
pitch perception were observed in children who had at least 4 years of musical training
(Magne et al., 2006).
Even children who received short-term musical training for a 6-month period were better
able to detect weak pitch violations in both music and speech than children who received
painting training (Moreno et al., 2009). Other perceptual skills that improve with
prolonged musical training include rhythmic and auditory discrimination abilities
(Jakobson et al., 2003) as well as melodic contour perception (Forgeard, 2008). Musical
training not only enhances music and speech perception but also directly impacts
expressive language. Musically trained children outperformed musically naïve children
on tasks of verbal memory, verbal fluency, and non-verbal reasoning (Ho et al., 2003;
Forgeard, 2008).
Lastly, music and movement therapies may enhance communication skills in children
with other developmental disorders including children with dyslexia (Overy, 2003) and
intellectual disabilities (Duffy and Fuller, 2000). Similar to children with autism, children
with dyslexia have impairments in reading, phonological processing, and receptive
vocabulary (Overy, 2000). Children with dyslexia significantly improved their spelling
and phonological skills following a 15-week rhythm-based intervention involving singing
and percussion games when compared to a control group receiving individual reading
lessons (Overy, 2003).
Engaging in timed rhythmic movement during singing may enhance the ability to parse
words and give meaning to them during reading and verbalization (Sparks et al., 1974;
Carroll, 1996; Overy, 2003, 2008; Roper, 2003; Overy and Molnar-Szakacs, 2009; Wan
et al., 2011). This indirect linkage between perceptuo-motor and communication systems
is shown in Figure Figure1.1. Children with moderate intellectual disability also showed

170
improvements in verbal communication skills following an 8-week music therapy
program (Duffy and Fuller, 2000). Overall, there is considerable evidence from music
education, special education, and music therapies supporting linkages between musical
experiences and communication development in children with autism, typically
developing children, and children with other diagnoses.

Effect of musical experiences on social-emotional development and


behavioral skills
Music-making or singing in dyadic or group settings create opportunities for developing
social connections. Synchronous movements during rhythmic actions or music-making as
well as unison singing creates a state of social cooperation, shared purpose, and a sense
of togetherness which sparks a social connection between individuals, as highlighted in
Figure Figure11 (Marsh et al., 2009; Overy and Molnar-Szakacs, 2009; Kirschner and
Tomasello, 2010). Moreover, group musical environments provide opportunities for
learning social skills such as imitation, turn taking/social reciprocity, joint attention,
shared affect, and empathy (Overy and Molnar-Szakacs, 2009), which are impaired in
individuals with ASDs.
While engaging in musical games, children will begin by imitating and synchronizing
the actions of a social partner; however, gradually they will develop an understanding of
their partner's intentions and emotions (Overy and Molnar-Szakacs, 2009). Overy and
Molnar-Szakacs suggest that group music-making and singing conveys the affective
state, physical state, and intentions of the partner and fosters empathy and positive
emotions (Overy and Molnar-Szakacs, 2009). This could be particularly important in
children with ASDs given their difficulties in empathizing and understanding the
intentions of others (Koelsch, 2009).
Moreover, different emotions such as happiness, sadness, fear, and anger can be
effectively communicated to the listener through musical elements such as tempo and
sound level of music as well as intonation and pauses in voice (Katagiri, 2009). Children
with autism recognize affective signals conveyed through music, in spite of difficulties in
recognizing emotions conveyed through speech (Heaton et al., 1999). Hence, we believe
that socially embedded music and movement contexts involving listening, singing,
moving, verbalizing, and playing, provide great opportunities to foster social connections
and facilitate emotional understanding in children with ASDs. Further, the non-
intimidating yet engaging nature of musical experiences and their ability to induce
positive emotions while improving compliance may contribute to the behavioral effects
of music therapies including a reduction in the frequency of negative behaviors.
Conversely, the positive behavioral effects of music might in turn lead to enhanced
social-emotional skills following musical training (see Figure Figure11).
Music-based interventions have been used to enhance social skills such as eye contact,
engagement, and spontaneous initiation of social interactions in children with ASDs
(Wimpory et al., 1995; Reitman, 2005; Kern and Aldridge, 2006; Kern et al., 2007;
Stephens, 2008; Kim et al., 2009) (see Table Table11 for details). A 12-week intervention
of improvisational music therapy led to significant increases in the frequency and

171
duration of shared positive affect and joint attention with the therapist in the music group
compared to the control group engaged in toy play (Kim et al., 2009).
Similarly, a 7-month intervention involving different types of rhythmic movement games
to music between a child with autism and his mother led to an increase in the frequency
of eye contact episodes and spontaneous initiation of interactions by the child, post-
intervention (Wimpory et al., 1995).
Music has been used to promote emotional understanding in children with autism.
Specifically, when children with autism were taught the four emotions of happiness,
sadness, anger, and fear using verbal instructions or appropriate background music or
specially composed songs, they improved their understanding of the selected emotions
most in the background music condition (Katagiri, 2009). Further, music-based contexts
have been used with success to reduce challenging behaviors such as self-injurious,
aggressive, and stereotypical behaviors in children with autism (Wood, 1991; Gunter et
al., 1993; Clauss, 1994; Orr et al., 1998; Brownell, 2002; Pasiali, 2004; Rapp, 2007;
Devlin et al., 2008; Carnahan et al., 2009a,b; Lanovaz et al., 2009).
Studies in typically developing adults and children in the field of social psychology
provide substantial evidence for how musical experiences facilitate the social and
emotional development of individuals. Healthy adults and children tend to synchronize
more with a human partner than with a recording or a drumming machine
(Himberg, 2006; Kirschner and Tomasello, 2009). Joint rhythmic activities may
intrinsically motivate adults and children to move in synchrony and engage in a
cooperative effort (Tomasello and Carpenter, 2007).
There is a developmental trajectory for joint action in that adult-adult pairs demonstrate
greater interpersonal synchrony during drumming than child-child pairs suggesting that
synchrony during joint action is a learned skill that improves over development
(Kleinspehn-Ammerlahn et al., 2011) There is objective evidence for both adults and
children to exhibit more cooperative and empathetic behaviors toward their social partner
after engaging in a synchronized group musical experience (Anshel and Kipper, 1988;
Wiltermuth and Heath, 2009; Kirschner and Tomasello, 2010).
Adults who had previously engaged in synchronized singing or movement were more
likely to be cooperative during a group economic game compared to those who had
engaged in unsynchronized activities (Wiltermuth and Heath, 2009). Similarly, children
who participated in an interactive musical game with adult partners were more likely to
exhibit prosocial behaviors of helping and cooperating with their partners compared to a
control group that engaged in a dyadic, non-musical, storytelling activity (Kirschner and
Tomasello, 2010). The authors proposed that musical experiences may provide greater
opportunities for fostering social connections than just verbal and non-verbal
communication (Kirschner and Tomasello, 2010). Overall, there appears to be promising
evidence for the potential use of socially embedded music and movement games to
facilitate the social-emotional and behavioral skills in children with ASDs.

Effect of musical experiences on the refinement of gross and fine motor


skills

172
Whole body rhythmic actions such as clapping, marching, or walking to music provide
significant opportunities to facilitate gross motor skills. Temporal patterning is inherently
present in musical rhythms and an effort to synchronize arm and body movements to the
rhythm of music could promote motor coordination in children.
In addition, musical experiences that require fine motor skills of playing various musical
instruments such as the piano, guitar, or drums have the potential to promote fine motor
coordination and motor sequencing/praxis by providing numerous opportunities to
practice, refine, and appropriately time finger, hand, and arm movements (Rodriguez-
Fornells et al., 2012). It is also suggested that adding music through music-supported
therapies can enhance patient motivation and compliance, provide opportunities for
extensive practice, and offer continuous auditory feedback for online corrections
(Schneider et al., 2007; Rodriguez-Fornells et al., 2012).
Children with autism have significant impairments in gross motor skills such as bilateral
motor coordination (Green et al., 2009; Fournier et al., 2010), balance (Minshew et
al., 2004), and gait (Vilensky et al., 1981; Hallett et al., 1993) as well as significant fine
motor delays (Provost et al., 2007; Downey and Rapport, 2012) that could be addressed
using music and movement games targeted toward specific motor skills. As mentioned
earlier, to the best of our knowledge there is no study that examined the effects of music
and movement interventions on the gross and fine motor skills of children with ASDs.
Hence, we will mainly draw upon evidence from typically developing children and
individuals with other special needs to support the use of music and movement games in
promoting motor skills in children with ASDs.
Several music education approaches including the Dalcroze and Kodaly methods of
musical learning promote gross motor performance (Findlay, 1971; Hurwitz et al., 1975;
Bachmann, 1991; Frego et al., 2004). These approaches promote the use of body
movements to understand musical rhythms, but in the process facilitate gross motor
coordination and movement timing (Findlay, 1971; Hurwitz et al., 1975;
Bachmann, 1991; Frego et al., 2004).
There is some evidence for the use of these approaches to improve gross motor
performance in typically developing children. Four to six-year-old typically developing
children who received a 2-month music and movement program showed significant
improvements in their gross motor skills such as jumping and dynamic balance as
measured by the Motor proficiency test (MOT 4–6) compared to children who engaged in
a non-musical, physical education program (Zachopoulou et al., 2004).
In another comparative study, 4 to 6-year-old typically developing children who received
a 10-week, Dalcroze-based integrated music and physical education program
outperformed children who received a general movement exploration program on various
custom-developed, perceptuo-motor skills, and creative movement activities
(Brown, 1981).
These studies suggest that rhythmic accompaniment during motor practice enhances
gross motor skill learning in typically developing children. In terms of fine motor skills,
typically developing children who received 2 years of piano instruction showed
significant improvements in fine motor skills as measured by the response speed, visuo-

173
motor control, and upper limb speed and dexterity subtests of the Bruininks Osteresky
Test of Motor Proficiency (BOTMP) compared to children who did not receive piano
instruction (Costa-Giomi, 2005). The fine motor improvements observed in the children
were directly related to the duration of musical training (Forgeard, 2008). Overall, there
is considerable evidence from the field of early childhood music education to support the
use of music and movement games for gross and fine motor development.
There is some evidence from special populations including children with dyslexia and
adults with Parkinson's disease (PD) supporting the benefits of rhythmic movement and
dance-based interventions. Specifically, rhythm training involving whole body actions
such as clapping and percussion games has been used to promote movement timing in
children with dyslexia (Overy, 2008). Overy proposed that poor movement timing may
contribute to the poor phonological awareness and reading deficits observed in children
with dyslexia (Overy, 2003). Moreover, children with dyslexia were more inaccurate and
variable during multi-limb motions such as walking and clapping to a metronome beat
compared to typically developing children (Getchell et al., 2010).
However, a short-term auditory pacing program improved the multi-limb coordination of
children with dyslexia suggesting that auditory feedback might supplement existing
kinesthetic and visual feedback, and thereby facilitate motor coordination (Getchell et
al., 2010). Along the same lines, dance has been used to promote balance, gait, and
functional mobility in adults with PD (Hackney et al., 2007a,b; Duncan and
Earhart, 2012). Adults with PD have significant motor impairments including
impairments of gait as well as static and dynamic balance, similar to the motor deficits of
individuals with ASDs (Bloem et al., 2001). A 12-month, bi-weekly, community-based
tango dance program in patients with PD led to improvements in balance, gait patterns,
and movement control in the treatment group compared to the control group that received
no intervention (Duncan and Earhart, 2012).
Dancing involves practice of precise movement sequences that demand dual and multi-
limb coordination with varying balance requirements, thus providing an excellent
alternative treatment tool for individuals with movement impairments such as PD as well
as autism (Earhart, 2009). In summary, there is evidence for the potential use of music-
based movement experiences to promote gross motor and fine motor performance in
typically developing children as well as in individuals with special needs. Given this
evidence from music education and neurorehabilitation literature and the nature of the
motor impairments encountered in autism, we strongly believe that it is important to
systematically explore the effects of embodied music therapies on the fine and gross
motor skills of children with ASDs.

Musical experiences, perception-action linkages, and brain development


Multiple brain regions, including motor, perceptual, language, and social-emotional
systems are stimulated during musical experiences due to their multimodal, multisystem
nature. For example, while playing a musical instrument the musician reads the complex
musical notation and translates it into highly time-locked, synchronized, sequential, and
precise finger and hand movements. In addition, the musician will use the auditory
feedback produced by his/her music to adjust the timing, spatial organization, and

174
sequence of future movements (Zatorre et al., 2007). The very nature of this task
demands a strong coupling between the auditory, visual, somatosensory, and motor
cortices (Schlaug et al., 2010). In this section, we provide evidence for neural substrates
that contribute to perceptuo-motor, communication, and social-emotional enhancement
following musical training and their implications for individuals with autism.
Music produced during music making is a multimodal perceptual experience produced by
the integration of sensory and motor systems involved in the experience (Phillips-
Silver, 2009). During a musical activity, the movements produced by adults are
intimately linked to the sounds perceived: what one hears depends on how one moves and
vice-versa (Phillips-Silver and Trainor, 2007). Neuroanatomical evidence for a
perception-action linkage during musical activities comes from brain imaging studies in
trained musicians (Haueisen and Knösche, 2001; Gaser and Schlaug, 2003; Bangert et
al., 2006; Habib and Besson, 2009). Musicians showed activity in the premotor areas
while simply listening to piano melodies, whereas non-musicians did not show such
activity (Haueisen and Knösche, 2001).
However, non-musicians trained over 5 days to play a melody, demonstrated premotor
cortical activity while simply listening to the trained melody; they did not demonstrate
similar premotor activity on listening to an untrained melody suggesting the important
role that perceptuo-motor mapping plays during the initial stages of learning (Lahav et
al., 2007). Similar premotor activation is seen during both simple listening and
covert/overt singing (Callan et al., 2006). Musical tasks involving only auditory, only
visual, or only motor components led to co-activation of the auditory, visual, and motor
areas suggestive of strong visuo-motor and audio-motor integration following musical
training (Bangert et al., 2006). Similarly, presentation of musical notation alone led to co-
activation in the visual and motor cortices following training in reading music and
playing the keyboard (Stewart et al., 2003). Thus, there is considerable evidence for the
ability of musical experiences to recruit multiple areas of the brain and promote
multimodal integration.
The multimodal nature of musical experiences is especially important for individuals
with autism due to their known deficits in multimodal integration (Minshew and
Williams, 2007). According to the connectivity hypothesis, brains of individuals with
autism are characterized by short-range over-connectivity and long-range under-
connectivity (Belmonte et al., 2004; Courchesne et al., 2007). To be clear, there is an
increase in the short-range cortico-cortical connections and an underdevelopment of long-
range connections between different brain regions including the frontal, temporal,
parietal, and subcortical areas (Belmonte et al., 2004; Courchesne et al., 2007).
The impaired functions of long-range networks are thought to underlie the social-
emotional and communication impairments of autism (Courchesne et al., 2007). Based on
the evidence presented earlier, the ability of music to recruit multiple brain areas
simultaneously might help address some of the multimodal integration deficits in autism.
As an example, there is some evidence for a reversal in the left-right asymmetry in the
arcuate fasciculus of non-verbal children with autism (Wan et al., 2012). The arcuate
fasciculus is a long-distance white-matter tract that connects temporo-parietal areas with

175
the frontal areas of the brain and is important for audio-motor integration of speech and
language skills (Hickok and Poeppel, 2004; Glaser and Rilling, 2008).
In healthy individuals, there is a left-right asymmetry in this tract with greater volumes
in the left hemisphere than in the right hemisphere; in children with autism this
asymmetry is reversed (Herbert et al., 2002; De Fossé et al., 2004; Wan et al., 2012) and
is thought to underlie some of the language deficits in this population (Wan et al., 2012).
However, there is promising evidence suggesting that novel music and movement
interventions such as Auditory Motor Mapping Technique (AMMT) focused on
promoting multimodal integration may in fact recruit these dysfunctional networks in
children with ASDs (Wan et al., 2012, see Table Table22 and within music therapy
approach section).

Table 2
Music therapy approaches: critical elements, domains of development, targeted
skills, and populations.

Music therapy Type of Critical Domains of Targeted skills and populations


approach music elements development
therapy

Auditory motor Active Listening Communication Speech sounds and word


mapping technique Singing Music- approximations in non-verbal
making children with autism (Wan et
al., 2011)

Melodic intonation Active Singing Gross- Communication Phonation and speech production in
therapy motor tapping children with apraxia (Roper, 2003)

Rhythm therapy Active Singing Music- Social Movement timing, phonologic


making communication skills, auditory processing, and
Rhythmic actions spelling in children with dyslexia
like clapping (Overy, 2003)

176
Music therapy Type of Critical Domains of Targeted skills and populations
approach music elements development
therapy

Improvisational Active Music-making Social Eye contact, turn taking,


music therapy communication spontaneous joint attention,
Emotional behavioral compliance, and positive
affect in children with autism (Kim
et al., 2008, 2009)

Sound therapies such Passive Listening to Sensory Sound sensitivity, behavioral


as Auditory music that has Behavioral compliance, listening and
Integration Therapy, been modified by Communication comprehension. Majority of the
Tomatis Method, and filtering and studies found non-significant
Samonas Therapy modulation results for these outcomes (Rimland
and Edelson, 1995; Bettison, 1996;
Zollweg, 1997; Edelson et
al., 1999; Mudford et al., 2000;
Corbett et al., 2008)

Table 2

Music and language systems also share common neural substrates. Specifically, the
Heschl's gyrus, planum temporale, secondary auditory cortex, and the corpus callosum
are all involved in both music and language processing (Meyer et al., 2002). Musical
training leads to structural changes in the planum temporale, primary and secondary
auditory cortices, and the Heschl's gyrus, all of which are important for auditory
processing (Wan and Schlaug, 2010).
Further, the magnitude of these changes is greater in musicians who begin training early
in life (Gaser and Schlaug, 2003). Six-year old children who received musical training for
15 months demonstrated structural changes in the precentral gyrus, the corpus callosum,
and the Heschl's gyrus (Hyde et al., 2009). Similarly, 9–11 year old instrumentalists with

177
4 years of musical training showed larger gray matter volumes in the sensorimotor and
occipital cortices as well as greater activation of the mirror neuron systems (MNS) during
rhythm and melody discrimination tasks compared to non-instrumentalists (Schlaug et
al., 2005). Hence, in typically developing individuals, neuroanatomical evidence suggests
strong links between musical training and activation of substrates common to both music
and language processing.
There is clear evidence for the relatively unimpaired musical skills despite significant
language impairments in individuals with autism (Bonnel et al., 2003; Heaton, 2003).
There is also mounting evidence for abnormalities in neural networks underlying speech
in autism (Hesling et al., 2010; Lai et al., 2012; Wan et al., 2012). A comparison of
neural systems sensitive to both speech and music in low-functioning children with
autism and age-matched healthy controls using functional magnetic resonance imaging
and diffusion tensor imaging revealed that the activation in the inferior frontal gyrus in
children with autism was lower than in controls during speech stimulation but higher than
controls during song stimulation.
This study argues for the potential utility of music-based therapies in remediating the
core language impairments in autism (Lai et al., 2012). Some mechanisms have been
proposed to explain the positive effects of musical training on speech impairments in
autism. For instance, the OPERA hypothesis proposes that speech-related impairments
could benefit from musical training due to its following characteristics—(1) Overlap
exists in the brain regions processing speech and music (Patel, 2003), (2) Precision of
processing required during musical activities is more intense than that needed for speech
processing, (3) Emotions invoked by musical activities are strong and positive,
(4) Repetition and practice are the integral elements of all musical experiences, and lastly,
(5) Focused Attention is required for accurate musical performance (Patel, 2011). Taken
together, these factors associated with musical training can drive experience-dependent
plasticity in speech processing in individuals with autism (Patel, 2011).
Socially synchronous movements and unison singing during group music activities evoke
the MNS activity in the brain. MNS has been postulated as the neural basis for social
abilities of shared attention, affect, and empathy (Molnar-Szakacs and Overy, 2006;
Cattaneo and Rizzolatti, 2009). The MNS includes a group of neurons thought to be
present in the inferior frontal cortex, inferior parietal lobule, and superior temporal sulcus
of the human brain (Buccino et al., 2004; Cattaneo and Rizzolatti, 2009). These neurons
are activated both during action production and during observation of actions performed
by others (Buccino et al., 2004; Cattaneo and Rizzolatti, 2009; Rizzolatti et al., 2009).
An additional subset of premotor “mirror” neurons have been postulated to possess
audio-motor properties so that they are activated just by listening to someone else singing
or making music (Molnar-Szakacs and Overy, 2006). This may allow students to learn
not just by playing the instrument on their own but also by listening to the sounds and
watching the movements produced by their teacher (Schlaug et al., 2005). The shared and
temporally synchronous activation of the MNS in individuals involved in a group music-
making experience provides a neural basis for the shared experiences and social
connections within the group (Molnar-Szakacs and Overy, 2006).

178
There is mounting evidence that individuals with autism have a dysfunctional MNS
which might underlie some of the social-emotional and motor imitation deficits observed
in this population (Williams et al., 2001; Dapretto et al., 2005; Wan et al., 2010a,b).
Hence, music-based activities involving imitation and rhythmic synchronization within
socially embedded contexts may engage the dysfunctional MNS of children with ASDs
(Wan et al., 2010a,b). Taken together, the neuroanatomical evidence presented in this
section suggests that music and movement activities within social contexts can serve as a
powerful medium to induce a range of plastic changes in brain structure and connectivity
in individuals with ASDs.

Propositions for using musical experiences in children with autism


Having reviewed strong behavioral and neuroanatomical evidence in favor of music and
movement therapies for children with ASDs, we will now discuss the critical elements of
musical experiences and their potential benefits for remediating the core impairments and
comorbidities in autism. We will also review in detail the critical elements and potential
benefits of three active music-based therapies that are currently utilized in the treatment
of children with special needs.

Critical elements of musical experiences for children with autism


Musical experiences can vary depending on the activities involved, but the four most
critical elements are listening, singing, music-making, and rhythmic actions synchronized
to music, experienced in individual or socially embedded, dyadic, and group activities
(Edelson et al., 1999; Pellitteri, 2000; Schlaug et al., 2005; Overy, 2008; Wan et
al., 2010a,b, 2011). Listening to music is predominantly a passive musical experience
whereas singing, music-making, and rhythmic actions require active participation
(Pellitteri, 2000).
Each type of musical experience has its own applications. For example, passive listening
techniques such as Auditory Integration Therapy (AIT) have been used to address
behavioral problems and auditory hypersensitivity in children with ASDs (Rimland and
Edelson, 1995; Bettison, 1996; Zollweg, 1997; Edelson et al., 1999; Mudford et al., 2000;
Corbett et al., 2008); however, there is limited evidence to support their use (Sinha et
al., 2011). Singing has been used as a communicative medium to compensate for
language impairments as well as to promote language in individuals with various speech
disorders including ASDs (Wan et al., 2010a,b). Music-making has been used extensively
in music education to teach children concepts of rhythm, melody, and pitch as well as
various spatio-temporal concepts such as slow-fast, soft-loud, moving on a count, etc.
(Pellitteri, 2000).
Specifically, improvisational music-making is an outlet for expression of creativity and
individuality (Pellitteri, 2000). The last element of synchronized whole body rhythmic
actions is often used to teach and internalize musical concepts such as rhythm. By
grounding music in physical movements, eurhythmics provides an embodied musical
experience (Findlay, 1971; Hurwitz et al., 1975; Bachmann, 1991; Frego et al., 2004).
Structured and improvisational music-making as well as rhythmic whole body
movements involve perception and action and promote fine and gross motor skills and

179
bilateral and visuomotor coordination as discussed in the previous section (Phillips-
Silver, 2009).
Children can experience all the critical elements of music in individual as well as group
settings. Individual experiences involve one-on-one interactions between the trainer and
the child and are tailored to the individual needs of the child. Group sessions involve
synchronous activities between members to ensure a meaningful and enjoyable musical
experience and in turn facilitate social connections between members of the group
(Pellitteri, 2000; Overy and Molnar-Szakacs, 2009). Moreover, careful additions of
socially embedded, dyadic, and group activities would be important for children with
ASDs to practice social communication skills.

Current music therapy approaches used in children with autism and those
with other special needs
Current music therapy approaches, their critical elements, domains of development, and
targeted skills are highlighted in Table Table2.2. In general, music therapies have been
provided to children with ASDs (see Table Table11 for details), dyslexia (Overy, 2003),
apraxia (Roper, 2003), and intellectual disabilities (Duffy and Fuller, 2000) (see Table 
Table22 for details).
1. Auditory Motor Mapping Training (AMMT) and Melodic Intonation Therapy
(MIT) facilitate language production in non-verbal/low-verbal children by training
an association between self-produced sounds (drum hit or finger tap) and
articulatory movements or auditory-motor mapping (Sparks et al., 1974;
Carroll, 1996; Roper, 2003; Norton et al., 2009; Wan et al., 2011) (see Table 
Table2).2). AMMT combines critical elements of listening to the therapist's
intonation and drum tapping, singing with the same intonation, and music-making
by tapping on a pair of tuned drums. Therapists progress from sounding words
and tapping the tuned drums alone to unison singing and music-making. It is
proposed that ultimately the child produces the words on his/her own without any
support from the therapist (Wan et al., 2011).

Non-verbal children with ASDs demonstrated improvements in their ability to


articulate words and phrases following an 8-week intervention of AMMT (Wan et
al., 2011). Similarly, MIT which involves singing and associated gross motor tapping
to mark the rhythm and stress of the intoned phrases was found to enhance phonation
and speech production in children with apraxia (Roper, 2003; Norton et al., 2009).

2. Rhythm training has been used to address the timing deficits in language, motor
control, perception, and cognition encountered in children with dyslexia
(Overy, 2008) (see Table Table2).2). Children with dyslexia significantly
improved their phonological and spelling skills following a 15-week rhythm
therapy intervention based on the critical elements of singing, joint music-making,
and whole body rhythmic movements (Overy, 2008). The multisensory
experience focused on rhythm and timing facilitated the temporal processing
skills of children with dyslexia.

180
3. Improvisational music therapy is an individualized, patient-centered approach to
facilitate social engagement and verbal and non-verbal communication skills in
children with ASDs (Kim et al., 2009) (see Table Table2).2). In this approach, the
therapist uses improvised, shared music-making experiences to tune in to the
patient's musical and non-musical non-verbal behaviors. Such moment-by-
moment musical attunement of the therapist to the patient helps develop a
medium of communication between the two, which in turn facilitates social skills
such as turn taking, imitation, and joint attention as well as verbal communication
skills (Kim et al., 2008). This approach has been used to improve social
communication skills in children with autism (Kim et al., 2008, 2009). Taken
together, several attempts have been made to therapeutically utilize the various
critical elements of musical experiences in the treatment of children with autism
and other pediatric disorders.

Recommendations for clinicians and clinical researchers


In the above sections, we have reviewed vast evidence supporting the therapeutic use of
embodied music interventions in addressing the multisystem impairments of children
with autism and other similar developmental disorders. However, as outlined in the
introduction, current research in this area has several limitations. In this section, we will
provide recommendations for assessment and treatment of autism for clinicians and
researchers working in this field. We hope that this discussion will provide guidelines for
future systematic research on embodied music therapies and will bring multisystem
music and movement interventions to the forefront in the treatment of autism.

Recommendations for assessment of children with ASDs


In this review, we have offered substantial evidence on how musical experiences may
impact the various forms of development in typically developing children and children
with special needs. The majority of the evidence stems from literature in music education
and special education and to some extent from the music therapy literature. Currently,
there is limited evidence to support the use of music therapies in children with ASDs.
Future research should consider using better study designs such as randomized controlled
trials to examine the efficacy of music therapies on the various core deficits and
comorbidities of children with ASDs. Standardized, reliable, and valid assessments
should be routinely used to evaluate outcomes. In this section, we provide researchers
with certain objective and subjective tools to better characterize their study populations
and to assess the impact of music-based interventions on perceptuo-motor,
communication, and social-emotional development. We strongly urge that whenever
possible, researchers use a combination of subjective and objective tools to assess
treatment effects.
To the best of our knowledge, no study to date has assessed the impact of music therapy
on motor skills in ASDs. However, for future studies, we recommend that researchers
consider the use of standardized tests such as the Bruininks Osteretsky Test of Motor
Proficiency (BOTMP) (Bruininks, 1978), Sensory Integration and Praxis Tests (SIPT)
(Ayres, 1996), Movement Assessment Battery for Children (MABC) (Henderson and

181
Sugden, 1992), gross motor and fine motor subtests of the Mullen Scales of Early
Learning (MSEL) (Mullen, 1995), and the Individualized Music Therapy Assessment
Protocol (IMTAP) (Baxter, 2007) to assess for changes in motor function. In addition,
context-specific changes in motor skills such as the accuracy of imitation or amount of
time spent in synchrony can be examined using moment-to-moment video coding or
quantitative measures such as relative phase analysis (Scholz and Kelso, 1989; Schmidt
et al., 1991). Changes in sensory modulation could also be assessed using the Short
Sensory Profile (Tomchek and Dunn, 2007), the sensory subtests of the IMTAP
(Baxter, 2007), and the SIPT (Ayres, 1996).
Some common social communication measures for school-age children include the
Assessment of Basic Language and Learning Skills-Revised (ABLLS-R) (Partington and
Sundberg, 1998) and the Peabody Picture Vocabulary test (PPVT) (Dunn and
Dunn, 1981). Non-verbal communication can be examined using the Early Social
Communication Scale (ESCS) in young children (Mundy et al., 2003). In addition,
researchers should also use video coding to measure socially directed verbal
communication such as the frequency of spoken syllables/words, non-verbal
communication such as social gaze, joint attention, and use of signs or gestures, as well
as affective changes including durations or frequencies of positive, neutral, and negative
affect.
For the assessment of changes in behavioral problems following intervention, several
psychiatric measures, and parent/teacher questionnaires have been used. Some of the
commonly used measures include the Brief Psychiatric Rating Scale (BPRS) (Lukoff et
al., 1986), Repetitive Behaviors Scale-Revised (RBS-R) (Lam, 2004), Autism Behavior
Checklist (ABC) (Krug et al., 1988), Pervasive Developmental Disorder Behavior
Inventory (PDDBI) (Cohen and Sudhalter, 2005), Connor's Rating Scales
(Conners, 1989), and the Aberrant Behavior Checklist (Aman and Singh, 1986). In
addition, we recommend that researchers code for changes in the frequency of positive
and negative behaviors within the music therapy sessions.
It would be important to characterize the study population given the diversity of
impairments observed in ASDs. Group characterization measures include a confirmation
of ASD diagnosis and its severity as well as a basic IQ measure. Autism-related
impairments could be confirmed through medical records, screeners such as the Social
Communication Questionnaire (Berument et al., 1999) or the Social Responsiveness
Scale (Constantino and Gruber, 2002) or through gold-standard assessments/interviews
such as the Autism Diagnostic Observation Schedule (ADOS-2) (Lord et al., 2012a,b)
and Autism Diagnostic Interview -Revised (ADI-R) (Lord et al., 1994). Autism severity
can be determined through standardized tests such as the Childhood Autism Rating Scale
(CARS) (Schopler et al., 1980). IQ could be measured using various measures such as the
Kaufman Brief Intelligence Test (KBIT) (Kaufman, 1990), Wechsler Intelligence Scale
(WISC) (Wechsler, 1949), Stanford-Binet Intelligence Test (SBIT), (Terman and
Merrill, 1960), or Differential Abilities Scale (DAS) (Elliott, 1990). Given the evidence
for the multisystem effects of music interventions discussed, we urge researchers to
assess the multisystem effects of music-based therapies using various sensori-motor,
communication, social-emotional, and behavioral measures.

182
Recommendations for treatment of children with ASDs
There is a strong need to further develop comprehensive, multisystem, music
interventions to facilitate the communication, social-emotional, behavioral, and
perceptuo-motor skills of individuals with ASDs. In addition, we have various specific
recommendations on the nature, intensity, and frequency of music interventions. First,
active music interventions that emphasize participation through singing, music-making,
and synchronized rhythmic actions must be promoted as opposed to passive listening.
Second, given the positive effects of socially embedded activities it would be useful to
consider dyadic, triadic, or group-based activities. However, we acknowledge that
working with children with autism is very challenging and the needs of each child are
unique.
The other members in the group could be typically developing siblings, parents, or
caregivers who will adjust to the needs of the child. Third, we recommend better content
development as opposed to purely improvisational music-based activities. Fourth, there is
a need for better reporting standards while disseminating the results. Fifth, there is a need
to test for skill generalization to novel contexts or standardized tests and maintenance of
learned skills through long-term follow-up.
Sixth, interventions should be offered within natural settings such as home or school
environments to ensure ecological validity and generalization. In terms of the intensity of
interventions, music-based interventions have been provided at least 2–3 times per week
with each session lasting for ~30 min (see Table Table1).1). Repetition is of utmost
importance to ensure learning in this population. Hence, we recommend involving
parents and caregivers in the training activities to enhance skill learning, generalization,
and maintenance.
Some additional special considerations specific to training sessions and needs of children
with ASDs are listed in Table Table3.3. These considerations incorporate the ideas
promoted by contemporary autism interventions such as ABA, PECS, and TEACHH. The
recommendations provided in this section should be used as guidelines; however the
training protocols will need to be tailored to the individual needs of the child. As
mentioned earlier, various domains of development can be addressed through music-
based activities; however, certain domains may require more training than others for an
autistic child due to his or her individual impairments. Similarly, specific modifications
may be needed for a child due to his or her unique behavioral or sensory modulation
impairments.

Table 3
Special considerations for music-based interventions for children with ASDs.

183
Domain Special considerations

1. Predictability and familiarity is important. Follow a familiar activity schedule.


Structure of the Conduct sessions in the same physical space (Mesibov et al., 2004).
environment 2. Use visual cues to indicate the child's spot and distinguish the space used.

3. Consider the needs of the child when setting up the environment. For example,
avoid distractions, cover musical instruments until they are used, and avoid
bright lights and loud sounds for hypersensitive children.
4. Use visual picture schedules to provide structure to the session (Bondy and
Frost, 2003). This helps children with ASDs to understand the progression in
the session and helps them anticipate transitions.

5. Allow time for the child to adapt to any new activity.

Instructions, 1. Be aware of the child's communication system in advance.


prompts, and 2. Avoid long verbal instructions. Be brief and precise in your instructions.
feedback 3. Whenever, possible, combine verbal and visual instructions. For example, use
visual picture schedules and instructions such as “do this.”
4. Make sure that the instructor is seated in front of the child to ensure that he/she
is in the child's visual field.
5. Instructions can be provided through songs to ensure better comprehension.
6. A typically developing peer or adult could stand or be seated beside the child
as a model for the child.
7. One of the adults could provide manual guidance during the motor activities.
8. Allow the child time to practice the activity independently (Shumway-Cook
and Woollacott, 2007).

9. Use props whenever necessary to clarify the goals of the activity.

Repetition and 1. Repetition is the key for learning (Lovaas, 1987).


reinforcement 2. Ask parents and caregivers to try out the activity in another environment to
promote practice and generalization to other individuals and environments.
3. Various rewards such as stickers and small toys could also be provided

184
Domain Special considerations

(Lovaas, 1987; Landa, 2007).
4. Provide verbal and gestural reinforcement in the form of good jobs and hi-
fives.

5. Provide breaks from activity to do favorite sensory activities. Edibles should


be used as the last resort.

Nature of the 1. During group sessions, be sensitive to the individual needs of the child.
interaction 2. Give sufficient breaks and avoid overwhelming the child.
3. Try to keep the child actively involved as much as possible.
4. Vary the level of task complexity. Use a mix of simple and complex activities
to allow for success and engagement (Darrow, 2009).
5. Within activities, vary the verbal and motor complexity.
6. Allow time for free music-making and movements to sustain engagement.

7. Look out for negative behaviors such as tantrums, non-compliance, and self-
injurious behaviors. If these are observed, then ask the child to communicate
that the activity be stopped. Seek advice from caregivers on best ways to
address negative behaviors (Lovaas, 1987; Landa, 2007).

Conclusions
In this review, we offered substantial evidence for the multisystem effects of musical
experiences in children with ASDs, healthy individuals, as well as other pediatric
neurological populations. We believe that novel, embodied rhythm-based, multisystem
interventions grounded in singing, music-making, joint action, and social synchrony can
be used to alleviate the core social communication deficits and perceptuo-motor and
behavioral comorbidities of children with ASDs. Current evidence for the efficacy of
music therapies in children with ASDs comes from a handful of studies that lack
systematic study designs, assessments, and treatment protocols. There is an urgent need
for systematic research in this field. Our research team has developed an intense, 8-week,
novel, embodied musical intervention that will be tested within a pilot, randomized
controlled trial to assess its effects on the multisystem performance of children with
ASDs. If our hypotheses are upheld, we will be providing objective evidence to support
the use of rhythm-based, music and movement intervention for children with ASDs.

185
Future research should extend this work by examining multisystem effects of music
therapies through larger clinical trials using larger sample sizes.

Conflict of interest statement


The authors declare that the research was conducted in the absence of any commercial or
financial relationships that could be construed as a potential conflict of interest.

Acknowledgments
We thank Autism Speaks for a pilot treatment award (#8137) to support our study on the
effects of music and movement interventions in children with autism spectrum disorders.

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Mixed-Ability Dance: Helping Students With Special Needs Grow and Learn

Karen Peterson and Dancers (KPD), a mixed-ability dance group perform with the The Miami String
Project earlier this year.
Photo credit: Mariolga Ramirez

I founded Karen Peterson and Dancers (KPD) in Miami in 1990. We are recognized as


the leading mixed-ability dance company in the U.S. Southeast. As a not-for-profit dance
organization, KPD commissions and produces the work of dance artists with and without
disabilities -- presenting excellence in dance through our quality-based programs,
community performances and educational workshops.

200
Students become better prepared to meet challenges by learning the demands of
organizing movement, and by finding the courage to perform in front of others. Our
company, integrating dancers with and without disabilities, creates and performs "mixed-
ability" dance as an inclusive art form on a year-round basis. The dancers collaborate,
research and integrate their personal movement styles, and discover an innovative dance
language for choreography. The troupe provides a positive role model for the disability
community and offers new visual inspiration for traditional dance audiences.

Student Movement

When I first began working with wheelchair dancers in 1990, this was cutting-edge and
new in Miami, and there was much feedback and interest from audiences viewing mixed-
ability dance for the first time. Dance classes were not offered to the local disability
population. There was a void to be filled, and I took action by inviting teens and young
adults into the company. My idea was to use the inclusive form of mixed-ability dance
with the traditions of contemporary and improvisational dance. Contemporary dance can
be tailored to specific groups where people at all ability levels can enjoy the creative and
physical aspects of movement and performance.

In 2005, we began a new program to for Miami-Dade Public Schools to introduce


students with autism, learning disabilities, and visual, physical, language and emotional
impairments to dance instruction by developing a new and unique dance residency
program.

There are more than 6,000 students with physical, emotional, learning and/or
developmental disabilities in the Miami-Dade Public Schools, students who have little
access to movement education. I quickly developed a passion to spearhead this new
program, and we have received positive feedback from the Miami-Dade School Board,
The Children's Trust and Miami-Dade Cultural Affairs for its process and results.

What started from a small program in six schools has grown to 24 schools throughout
Miami-Dade County. On an annual basis, up to 400 middle and senior high school
students with diverse abilities and special needs work with our Miami-based professional
dance artists. Their instruction culminates in a final community performance open to the
public (our annual Talent Showcase).

In our 15-week residency program, teachers meet once a week with 15-20 special needs
students. During these one-hour classes, we utilize the researched movement methods
that students apply toward their final five-to-seven-minute dance piece. Students with
disabilities participate in all aspects of the program: the creation of the choreography,
music, costumes and, of course, the resulting performance. Through their involvement in
all elements of the production, students learn to discover and develop creativity,
teamwork and self-esteem.

Increased Ability

201
Over the last seven years, we have found that students with disabilities, when involved in
a positive dance program, improve in the following ways:

 They make more eye contact with others.


 They make more physical contact with others.
 They learn how to provide appropriate assistance to others.
 They move in synchrony or partnership with others.
 They learn how to take direction from others.
 They learn how to respect the personal space of others.
 They learn self-expression and physical self-confidence.

And last (but certainly not least), they learn to play and have fun!

The students also imitate movement as demonstrated by the instructor, learn to improvise
movement and incorporate all of these learning skills toward the final product. We see
them learning how to be inventive, resourceful and imaginative and developing
appreciation for their peers. They also map new pathways for old muscle memory and
find new spatial directions for limbs and body parts.

I find that these programs often reach students in a way that traditional classroom
teachers have not been trained to do.

With encouragement and support to be physically creative, many young teens with low
self-esteem develop the courage to move through rhythm, become eager to perform and
discover something new about themselves.

I have seen many young women not willing to participate in the beginning of a residency,
only to then blossom and want to take center stage at the end.

I have seen students who use wheelchairs not want to be involved at first, and then have
the chair become the central focus of the choreography.

I have seen young teen men frown upon dance at first, but then thrive when improvisation
includes hip-hop moves that flow naturally from their bodies.

With the idea of teamwork and group choreography, students give up their egos and
become team players. Often personal attitudes take a back seat for the good of the
ensemble.

This program provides students with the opportunity to learn about dance despite their
economic, disability and geographic limitations.

Joining the Dance


I would offer the following advice for dance instructors who may want to start their own
mixed-ability dance program:

 Learn the basics of contemporary composition and contact improvisation.

202
 Take the basics and tailor the material for your specific group.
 There are many instructional books that you can find on the web.
 Be flexible, be curious, be patient, and your students will love you for opening up
creativity and personal expression through movement.
 There are also many mixed-ability inclusive dance workshops offered by dance
companies and teachers in the States and abroad. This year, we have been invited to
lead workshops in Europe and Central America. Research "mixed-ability dance" to
find dates and places near you, and join the fun in your own community.

Our dance company's commitment to and vision of inclusive dance challenges


perceptions and explores the boundaries of what is perceived as disabled and non-
disabled.

We aim to help students become better prepared to meet challenges by learning and
growing via the demands of organizing movement and finding the courage to perform in
front of others.

Through the beauty and wonder of mixed-ability performance and all-inclusive dance, the
labels of developmental, intellectual or physical disabilities disappear once a young
person manifests the glory of dance.
KAREN PETERSON'S PROFILE

Source:- https://www.edutopia.org/blog/mixed-ability-dance-special-needs-karen-
peterson

203
How to Start a Special Needs Dance Program

One amazing trend that’s been gaining a lot of attention in the dance community in the
past few years is new programs for children with special needs. These classes, often
called adaptive dance, allow kids of all ages and abilities to experience the mental and
physical perks of dance class, all while having a blast with other students. If you’ve been
considering starting an adaptive dance program at your studio, you may be wondering
what it should entail and how to get it off the ground. Here are some tips that will help
you cater to the children in your community with a special needs dance program.

The Benefits of Dance Classes


It often helps to understand just how dance classes can benefit students with special
needs. Michael O’Donnell, whose 6-year-old daughter Kiera has Down’s Syndrome,
explained to San Diego Family magazine that adaptive dance classes have a number
of benefits for both the children and society.
“Dance allows creative expression, both individually and in a group setting, encourages
exercise and promotes healthier living,” O’Donnell explained to San Diego Family
magazine. “An argument can be made that dance stimulates the intellect and learning as
well.”
Further, dance classes allow children to become comfortable interacting with new people.
On the other side of the same coin, having an adaptive dance class will help to break

204
down barriers between your existing students and their peers with special needs, fostering
strong and inclusive relationships.

Considerations When Starting a Special Needs Dance Program


One of the most important things to consider when you start forming a new program is
whether you have an experienced teacher. Expert Beacon explained that you’ll want
someone who has experience working with children with special needs to teach or at least
help out with the class. If you can’t find a teacher who fits the bill, consider partnering
with a occupational therapist or special educator in your community. They’ll be able to
help you create a class plan and run each session.
You’ll also need to think about your studio’s accessibility. If you’re on the first floor, this
shouldn’t be a problem. However, if you have a second- or third-floor location, make
sure there’s an easy way for handicapped individuals to reach you. Otherwise, you may
not be able to welcome all potential students.
Finally, pick a day and time that will be convenient for your new students. Dance
Advantage explained that students with special needs and their parents often strive for
consistency in their schedules, so it’s important to hold classes at the same time each
week. This will help minimize any problems regarding rides, work schedules and other
commitments.

How to Spread the Word About Your Classes


Once you’ve figured out all the logistics, it’s time to find students for your new adaptive
dance program. Dance Advantage explained that other community organizations that
cater to individuals with disabilities are usually willing to help spread the word about
dance classes. Reach out to your local chapter of the Special Olympics or a community
center to see if they’ll help you publicize your program.
You can also reach out to local schools and employ traditional marketing strategies, like
posting fliers, using ads or posting on social media. Encourage your current students to
share social posts and talk to their friends about the new program. Before you know it,
you’ll likely have a fresh group of dancers who are ready and eager to learn all that you
have to offer.

Source:- https://www.tututix.com/how-to-start-a-special-needs-dance-program/

205
Several high schools hold special Snowball dance

Dance was part of Unified program for special needs students

 |  
Updated: 2:55 PM EST Jan 29, 2017

Londonderry High School's Unified program connects special needs students with sports
programs and other events.

Saturday night was their winter semi-formal and it was all about the dance floor.

"I'm ready to dance the night away,” student Noah Ellis said.

Dancing and dressed to the nines, students like Ellis who attended the Unified winter
Snowball were happy to make the dance a new tradition.

"I think it's awesome how our school is doing this and having all the Unified kids from
different schools be here and be an awesome event," student Alison Kraytenberg said.

The ball was a success in every way - bringing together special students from several
high schools.

"This Snowball committee as we call ourselves, put together this event for the kids and
we have Concord High School here, Alvirne High School, Nashua North and then
Londonderry High School,” said organizer and Londonderry High School physical
education teacher Ashley Tebbetts.

"This is a celebration of Unified sports and showing that all kids can take part in any kind
of activity they want, and have a great time doing it, and that the community comes
together to support our children,” Londonderry Superintendent Nate Greenberg said.

From the DJ to the photographers to the food, all of the Snowball was a community
affair, made possible by donations.

"These kids are worth it. They deserve all of this and more,” Tebbetts said.

The Unified program gets the students involved in sports as well and they say they are
thrilled to take part in this dance with friends.

206
"I hope everyone else has fun too dancing around,” student Brianna Ho said.

"I think it's fantastic,” Londonderry student Annie Hughes said.

"I think it's a great event. We always have a good time with Unified sports and I’m glad
to be a part of it in my last year of high school," Ellis said.

Source:- http://www.wmur.com/article/10-things-you-may-not-know-about-the-
titanic/9277095

Special Ed You Can Dance To

Waltz, swing, merengue— Becky Stern gets people with special needs grooving.

By Corinne Steinbrenner

Photo by Jeff Swensen

When Becky Stern began ballroom dance classes eight years ago at the Steel City
Ballroom in Pittsburgh, Pennsylvania, she immediately loved two things about her new
hobby: the dancing itself, and the diverse group of people she encountered.

207
Teresa Plunkett, 30, learns the jitterbug and other dances at Yes, You
Can Dance!, a Pittsburgh-area nonprofit created by
Becky Stern (’80) / JEFF SWENSEN

“One minute you were dancing with someone who was a professor of the sciences at one
of the many universities in Pittsburgh, and the next minute you were dancing with
someone who worked with his hands,” says Stern (’80). “You’d dance with someone who
was 18, and then someone who was 80. It was a healthy, wonderful activity to be
involved in, and a great way to broaden my world.”

Given the welcoming, inclusive nature of the dance community, Stern—who studied
special education at SED—understood that ballroom dance would be an excellent fit for
people with special needs. She began imagining a program that would allow adults with a
variety of special needs to experience the joy of dance.

In 2011, Stern founded Yes, You Can Dance! (YYCD), a Pittsburgh area nonprofit that
offers ballroom dance classes for teens and adults with cognitive disabilities, as well as
dance programs for senior citizens and people with multiple sclerosis. The organization
pairs students with trained, volunteer dance mentors who provide physical support and
opportunities to socialize.

“Parents often say to us how exciting it is to see their son or daughter


going out socially and just being a dancer.” —Becky Stern (’80)

Stern says she has seen dancers with special needs—who make up the majority of YYCD
students—improve their social skills, enjoy newfound confidence, and delight in the
“genuine partnership and community” that develops among dancers and volunteers, all
while promoting their physical wellness.

To develop the curriculum for the special needs dance program, Stern worked with her
own dance instructor, Chris Roth, and with special educators from the Pittsburgh-area
Upper St. Clair School District, where she was on the school board. “We came up with
some very simple, but really important adaptations,” she says.

For example, giving dancers instruction is often complicated by the positioning of the
dancers: facing each other. When one turns left, the other turns right. To minimize
confusion about which way to move, YYCD provides colored wristbands: men wear
them on the left, women on the right. Also, each wall of the dance studio is adorned with
a large graphic, such as a fish or a smiley face. Instructing students to move toward their
wristband or one of the images made it easy to follow directional instruction.

208
Special needs dancers begin with waltz, swing club, and merengue—all of which require
changing weight with every beat of the music—then move on to jitterbug, rumba, and
other dances with more complicated rhythms.

The YYCD curriculum has been so successful—the organization now offers nine special
needs classes in two locations—that Stern plans to share it with other educators.
Pittsburgh-area schools offer a program called Partners in PE that brings students with
and without special needs together in one physical education class. YYCD created a
three-week ballroom dance curriculum that two area high schools have used in their
Partners in PE classes. Stern is working to fine-tune those lesson plans so YYCD can
license them to schools nationwide.

Dance programs offer tremendous benefits for people with special needs because dancing
is such a complex skill and activates all three domains of learning, says SED Lecturer
Rebecca Shangraw (’05,’13), who specializes in physical education for students with
learning disabilities and is a consultant for the Special Olympics.

Becky Stern (’80) and her dance instructor, Chris Roth, developed a
curriculum for special needs dance classes. / JEFF SWENSEN

“You need to use your body to dance, so that’s the psychomotor domain. You need to
remember the dance steps, so there’s the cognitive part. And when you’re partner
dancing, you have to take somebody else’s needs into consideration and coordinate your
movement with theirs, and that’s the affective domain.” Dancing, she adds, lets people

209
with cognitive impairments practice using the affected areas of their brains in a
therapeutic way that’s also fun and engaging.

“I was absolutely born to dance,” says Teresa Plunkett, 30, who has Down syndrome and
is a member of the YYCD performance team.

Plunkett says she’s very good at tango and waltz, but the fancy footwork of the jitterbug
has been a challenge. She’s not about to give up, though. “I love ballroom dancing,” she
says. “I can’t wait to get to the next level.”

Plunkett and the rest of the team perform at local dance festivals several times a year, and
usually stick around to join the social dancing that follows. Watching their child being
asked to dance is often a thrill for parents, says Stern.

“It’s a chance for their kid to be just another 25-year-old at an event, and the focus isn’t
on their special needs,” she says. “Parents often say to us how exciting it is to see their
son or daughter going out socially and just being a dancer.”

Source:- https://www.bu.edu/sed/magazine-article/special-ed-you-can-dance-to/

Dance, Drama and Performance and Attention Deficit


Hyperactivity Disorder (ADHD)
Dance, Drama and Performance and Attention Deficit Hyperactivity Disorder (ADHD) published onJune 6,
2004Read more posts by the author of Dance, Drama and Performance and Attention Deficit Hyperactivity
Disorder (ADHD),T Alexander

Challenges – this link takes you to more specific challenges associated with
learning.

210
Comment #2 By The Compiler
The gods worshipped by the Tianos (Awaraks) on  the islands of the Caribbean were not
the same as those worshipped by the Mayans,  Aztecs or other groups of Indians in
Mexico,  Honduras and elsewhere,  in spite of the fact open channels of communications
existed between them.  Perhaps an important reason for this is the fact that the islands did
not have the cultural,  social or economic spaces required for the traditions and rituals
associated with those mainland religions. 

For these reasons the islands of the Caribbean escaped the coming into being of "Village
Tribes" a feature of the islands of the South Seas,  where in a space of 50 square miles
more than ten different tribes speaking different languages were to be found and in some
instances still can be found.  

On the arrival of Christopher Columbus to the Caribbean all islands without exception
were more developed in all sense of the word than their equivalents in  the South Seas. 

The failure of the Jamaican religious community to recognize that Jamaica is a small
island and not Israel, Egypt, Mexico or Peru/ Bolivia, has lead to practices which have
contributed in no small way to the "normalization" of some of the worse types of crime
and which have resulted in Jamaica becoming a very hostile place for living and the
rearing of families.  

Both the Greeks and the Romans in recognizing the limitations imposed by space on their
city states-Athens & Rome, restricted and contained many of their "performances" to the
arena, be it in the form of sports,  wars between gladiators or the feeding of people to
lions, thus preserving peace and order in their cities. One finds the same approach among
the Mayans,  Aztecs and Incas. Where there was a need to make war with the "ungodly or
the heathens" they were found outside the borders of the state and not within. 

While the Jamaican political system does allow itself to be used to play out and over, the
great wars of old and the various sporting competitions do lend themselves to replay
those " seasons" when kings went to war as described in the Bible and elsewhere,  the
religious community has not found a way to contribute to social stability and the creation
of a sense of unity while conducting  their rituals. Over and over it has been proven that
Jamaica is too small for the existence of all the gods, heroes and saints. 

 Each year,  there is ritualistic bloodletting in Europe and elsewhere,  be it in the form of
sending a plane to be shot down,  allowing a terrorist to blow up or shoot up somewhere,
making a plane disappear etc or allowing terror attacks in London and Paris-but an
important objectiv of all of these acts is that of creating a sense of unity,  common
mission and identity etc.  Here in Jamaica religious bloodletting carries a mission of
sowing division, undermining national objectives and creating a culture of revenge. 

211
It is the duty of the Leadership of the non-traditional high schools to be brutally honest
with themselves and to examine the socio-cultural environment in an objective way and
determine if they want Their Institutions to become social elements in a South Island
community, a contributor to a culture of destruction and revenge.  Their examination of
self and the wider society will determine what they allow in their schools, the objective
purpose (mission) of the school-who they produce and what cultural values they
reproduce and propagate.

Perhaps a gladiator does not need quality education and the more socially and culturally
dysfunctional he or she is the better it is-the education of future teachers,  nurses,  police
officers, civil servants require a very different type of education and educational inputs. 
The Principals, senior teachers and heads of departments along with the ordinary come
class room teacher either consciously or sub-consciously determine who is trained by the
given schools, the role their graduates will play in society and the contributions those
graduates will make. 
End

Dance, Drama and Performance and Students with ADHD


Inattention, hyperactivity and impulsivity are the main characteristics of Attention Deficit
Hyperactivity Disorder (ADHD). As a student’s academic success is often dependent on
their ability to attend to tasks and tutor expectations with minimal distractions, a student
with ADHD may struggle within the typical HE academic environment. Activities
associated with acquiring necessary information for completing tasks, completing
assignments and participating in discussions with their tutors and peers are all activities
that can potentially be problematic for the student with ADHD.

The behaviours associated with ADHD can change as people get older and where a
young child can often appear to have large amounts of energy and restlessness,
adolescents and young adults can often be withdrawn and less communicative.
Characteristics of ADHD can also include impulsivity and reacting spontaneously
without regard to previous plans or necessary tasks and assignments.

As students with ADHD may experience difficulties with the structured environment of a
tutorial or lecture or focusing on their assigned work, they may need adjustments to the
learning environment to help them remain focused on the task in hand. Students may
need to be questioned about where they prefer to sit within the learning environment to
help them to focus on what is being said, they may also benefit from working closely
with another student who can help them to develop their cooperation skills or, if space
permits, work in separate learning areas, away from other students. Different students
will find different scenarios work better for them and open communication with the
student about this is essential.

212
It is crucial to assess the unique education requirements of each student with ADHD on
an individual basis as they will all have different strengths. It may help to work in a
multidisciplinary team consisting of the student, other academic staff and the institutional
disability service. Assessments, such as a learning style inventory could be considered to
determine the student’s strengths and allow teaching staff to best build on these existing
abilities. The settings and contexts in which any difficulties occur should also be
considered as part of the evaluation.

There is some evidence to suggest that students with ADHD can excel at dance and
drama programmes, as they respond well to a less formally structured learning
environment, where they can express themselves more freely. At the same time, students
with ADHD can also possess the ability to totally focus on something when it really
interests them. Some education psychologists have also suggesting using music and
dance with children who have ADHD to help them to control their behaviour and focus
on their learning, so it is possible that some students may have learnt as children to
associate the use of music and dance with various methods of their learning. Students
with ADHD can also be total perfectionists in their area of interest, which can be
extremely beneficial to the student who is studying dance and drama. It is often just a
case of tapping into the most appropriate teaching method to give that student the best
opportunity to develop their skills.

Attention Deficit Hyperactivity Disorder (ADHD)

Teaching strategies associated with ADHD / ADD

 These strategies are suggestions for inclusive teaching. This list should not be
considered exhaustive and it is important to remember that all students are
individuals and what is considered to be good practice for one student may not
necessarily be good practice for another. You may also like to contact the Disability
Specialist in your institution for further information. If you have any good practice
that you would like to add to this list, please email your suggestions to z.morton-
jones@worc.ac.uk.

There are a number of strategies that can be employed in relation to the learning
environment and behaviour of tutors in order to help students with ADHD. It should be
recognised that students with ADHD often possess the necessary skills but just need
support in utilising them and often recognise what they should or shouldn’t have done but
have little control over their behaviour.

 Provide sufficient time to discuss needs with the student before/during their initial
teaching session. 

Strategies – Attention Skills

213
 Arrange the learning environment in order to minimise distractions, e.g. seat
students with ADHD away from windows, and take care during group work as
students can become over-stimulated.
 Use frequent eye contact.
 Identify times and places where the student is more focused.
 Give frequent reminders about how much time is left to complete tasks both
short-term (examinations) and long-term (assignments and coursework).
 Integrate stretch breaks or relaxation exercises.
 Include a variety of activities within programmes of study, such as questions,
discussions, practical activities, etc.
 Use large fonts on handouts and provide only one or two main points to a page.
Avoid the use of illustrations that are not directly relevant to the task.
 Use checklists for each assignment and outline the tasks to be completed.
 Ensure student attention before giving an instruction and encourage students to
verbalise tasks and instruction – first to the tutor and then silently to themselves.
Emphasise critical pieces of information.

Strategies – Organisational Skills and Memory


 Focus on tangible, short-term steps rather than long-term plans.
 Agree on a concrete starting point to help with prioritisation and avoid
procrastination.
 Provide structure and routine.
 Allow the student to tape lectures and provide copies of OHPs.
 Encourage the use of colour-coded ring-binders or notebooks for each subject
area.
 Encourage the use of daily reminder schedules or to do lists and highlight priority
tasks.

Strategies – Raising Self-Esteem


 Try to adopt positive descriptions for students, e.g. instead of saying a student
is distractable say they have a high level of awareness.
 Use assertive and positive communication, e.g. tell students what is required
instead of what is not required.
 Encourage positive self-talk and internal control.
 Students may benefit fom having a mentor to help them to develop their academic
and social skills.

Potential challenges to the achievement of learning


(please follow the links provided here.)
 Dance, Drama and Performance and Ability to Empathise
 Dance, Drama and Performance and Anxiety / Stress
 Dance, Drama and Performance and Auditory Difficulties
 Dance, Drama and Performance and Information Processing

214
 Dance, Drama and Performance and Language / Comprehension
Difficulties
 Dance, Drama and Performance and Memory / Recall Difficulties
 Dance, Drama and Performance and Mobility Difficulties
 Dance, Drama and Performance and Motivation
 Dance, Drama and Performance and Motor / Manual Dexterity Difficulties
 Dance, Drama and Performance and Organisational Difficulties
 Dance, Drama and Performance and Speech Difficulties
 Dance, Drama and Performance and Stamina
 Dance, Drama and Performance and Visual Difficulties

TagsADD, ADHD, Attention Deficit Disorder, Attention Deficit Hyperactivity


Disorder, Dance, Drama, Performance
Source:- https://scips.worc.ac.uk/subjects-and-disabilities/dance-ddp_adhd/

Dancing helps boys with ADHD

Dance therapy can be a successful method for reaching children


and adolescents with problems. This has been shown in a
research project at Karlstad University and the University
College of Dance in Stockholm, Sweden.
Hyperactive and unruly boys with ADHD became calmer and played better with
playmates.

Depressed and self-destructive teenage girls were better at setting limits, and their
depression was alleviated.

For some groups in child and youth psychiatry it is difficult to find effective or sufficient
treatment. These include boys with ADHD and depressed, self-destructive adolescent
girls.

215
A research project in the province of Varmland, Sweden, shows that dance therapy is a
form of treatment that can work when other more traditional treatments fail or are
insufficient.

The research project was led by Professor Erna Gronlund, University College of Dance in
Stockholm, and Assistant Professor Barbro Renck, Karlstad University.

Barbro Renck has also worked as a specialist nurse in both child and youth psychiatry
and adult psychiatry.

"We are the first in the world to try and scientifically assess dance therapy as a form of
treatment for boys with ADHD", says Professor Erna Gronlund.

The research project has attracted a great deal of international attention. Findings from
the ADHD study have been published in The American Journal of Dance Therapy.

There is a great need today for variation in forms of treatment in child and youth
psychiatry. The assessment in the project Dance Therapy for Children and Adolescents
with Mental Disorders shows that dance can truly help.

"Boys with ADHD calmed down. Their parents and teachers reported that they did their
schoolwork better. One boy could only sit in a classroom for ten minutes previously, and
after dance therapy he could attend a whole lesson. These boys could also play with other
children without getting into conflict and fighting all the time," says Erna Gronlund.

It may seem strange to prescribe movement and stepped up activity for boys whose
problem is basically that they can't stop moving or calm down. But it works. The
exercises start at full throttle and then move on to components where you need to listen
and mimic, play to music, play roles, and then perform slower and slower moves.

"It can be hard to use conversational therapy for silent teenagers who neither wish nor
dare to speak about what bothers them. It turns out that dance is a good way to crank up
the energy and joy of living in depressed girls. An exercise with flamenco, for instance,

216
can also be about feeling pride and self-esteem and about setting limits and saying no,"
says Erna Gronlund.

"The results for both groups were good, but this is a small group of children and
adolescents, six boys and eleven girls, so we dare not be too sweeping in our conclusions.
More follow-up studies needed," says Barbro Renck.

The fact that several families have asked for the therapy to be continued also shows that
the project was a success.

"Unfortunately this form of therapy is not used in child and youth psychiatry today, but
we hope that the government authorities will actively recommend that counties introduce
dance therapy as a complement. Above all in regard to boys with ADHD it seems as if
the treatment needs to be repeated for the positive effects to be lasting," says Barbro
Renck.

The research project was carried out at the Clinic for Child and Youth Psychiatry in
Karlstad during the period 2001–2005. The project is a collaborative effort involving the
University College of Dance in Stockholm, the Department of Public Health Science at
Karlstad University, the Clinic for Child and Youth Psychiatry in Karlstad, and Dance in
Varmland. The boys in the project were age 5-7 and the girls age 13-17.

Source: http://www.kau.se/eng/

217
Is this beyond the ability of Cumberland High School and the Other High
Schools in The Municipality of Portmore Who Have Learning challenges?
Could they have combined classes to more efficiently utilize the resources
which are available or which could be made available?

Working with Special Needs


Students in Art
Special Education & the Arts
[ What I Need to Know | Classroom Management | Lesson Advice
Instructional Strategies | ADD/ADHD | Visual Impairment | ESL ]
 
This page was started as a result of Gail's Getty TeacherArtExchange List post -
March 2004.
From Gail:
I will be teaching art to 6 classes of special needs students from ages 3-21. Most of these
students have multiple handicaps and most come in with an aide for one on one or one aide
per three students. Any ideas?

218
 
From Sidnie Miller:
Our special needs kids do really well with clay. Depending on their level--some just come in
and pound on it -- their aids help them to build projects--some can't build, but can paint on
glazes. For some, just being with regular kids and acting appropriately is the goal, so what
they do is secondary to being there. Weaving is a good activity if they can do it.
 
From Sandra Barrick:
This is a wide range but doable and don't be intimidated by their handicaps. Most if not all
want to be independent and do things on their own. They are a very determined group as a
whole. Last year I worked with deaf children 3-11. A few had other disabilities as well,
learning disorders and rare skin diseases (where the fingers were just little nubs and the child
actually would bleed and blister if touched or from his own clothes. I also had a special needs

child who had a rare form of dwarfism. 


Besides their disabilities you will be amazed by their spirit and the more severe the handicap
the more chances and independence they may want. I also worked for (HC) MRDD, which is
the division for our special needs kids, the age was 3-21. Through MRDD, I came in contact
with severely handicapped and they really couldn't do anything but lay and look. The most
severe had aids but also mentally were no older than a 3 -6 month old. Definitely get catalogs
for supplies. If you come in contact with their caretaker/parent ask then what their interests
are and if they have any supplies they could keep there. I am not sure how large your class
will be but the child I had who didn't not have fingers had his own supply box, all of them did
but his had scissors for his hands and crayons which had knobs on the end, etc. I also did a lot
of sensory material/lessons with them for fine motor. Coming from Montessori - the punching
tools and exercises really helped them. - Sandra
 
From Maggie White:
Concentrate on what the students CAN do, not on what they can't. Don't accept at face value
what their teachers or aides tell you the students can't do; they will always surprise you and
especially the people who think they know the kids so well. Don't hesitate to give the students
something more challenging. Read the book Exceptional Children, Exceptional Art (from
Davis). It provides a lot of insight into the physical, psychological, and emotional needs of a
range of disabilities and ages. You can adapt a lot of classroom tools like pencils or brushes by
using large foam curlers or the sponge-like foam (not the Styrofoam) that cushions computers
and such. You can saw it with a hacksaw blade so it fits their hands comfortably. Stencils work
better if they're tracing around the INSIDE of the stencil, rather than the outside. It seems
they have a harder time keeping their pencils up against the outside edge rather than the
inner edge. Shapes cut from sponges make neat stamps. Also weather stripping foam, which
is sticky on one side, can be cut into shapes and stuck to film canisters to make an easy-to-
grip stamp.
 
From Judy Potter:
Checkout at this site as a resource, http://www.wiu.edu/thecenter/art/
 
From Sue Freeland:
Here are some ideas off the top of my head... Clay projects.. The tactile feel of the clay might
be good for dexterity. Model magic... create an animal, blend clays to create new colors. Read
them a story then draw the ending or their favorite part. Give them shapes & pieces of stuff
(whatever) to glue down in a pattern or face or whatever. With Kinders, I took a large sheet of
yellow paper and cut a hole in the top to represent the window on a bus, the kids colored their
self portraits and I taped them in the window. All the yellow papers side by side made up the
bus. Also a good one is printing in shaving cream or pudding if you think they may eat it.
Shaving cream is loved by all, even High school and leaves my counters and tables very clean!
I used to teach Autistic kids but they were very low functioning.
 

219
From Betty Bowen:
My special needs campers love the beads you make designs with and iron into a solid form -
now they come in larger sizes, too. They really loved the camp spin-art machine. I found their
bead-stringing patience to be inspiring. They also enjoyed making decorations for their
wheelchairs or walkers, like foam-core flames or sparkley things to go on the wheels.
 
In response to an Art Education List post asking for high school lesson ideas
 
From Kathy Douglas:
I would not bother too much with themes and subjects... leave that to them. When you look at
Outsider Art, sometimes made by artists in this population, it is raw, personal and sometimes
amazing.

If your students are not tactile defensive they might enjoy using plaster gauze over an
armature of half a gallon spring water jug to create masks. You can help them create great 3D
effects and then they can use their paint knowledge to add color. Also beads, feathers, etc for
decoration. I would have examples of Mardi Gras, theater and cultural masks. What they often
have in common is exaggeration of features. They could also choose animal masks. But I
would let them decide what sort of mask they want to make, from a list of options.

I have had some younger students on the Autism spectrum who were very uncomfortable
touching certain wet things... if that is the case in your class I would strongly suggest an
alternate project available, so that they can find their comfort level. And one of my students
overcame his discomfort when he saw his friends using the plaster. Because he was able to
decide when he was ready to use it, he felt in control and was proud of himself when it was
done.
 
From Terri Noell:
I teach at a Special Needs Magnet school... With the Autistic students, I find that adding
scents and textures to the paint will very much interest these students... I have some
students that touch and feel everything and some that taste everything so these were very
exciting for them... I use finger cover tip brushes with my younger students since a lot of
them have trouble holding paint brushes effectively... also great for other students with
coordination issues... I would advise a lot of lessons that effect their other senses besides just
the 2-D art...
 
From Sandy:
I teach in a magnet school for Cognitively Impaired kids, pre-school to 6th grade. I have
found that these kids are  often fabulous painters. I do limit all black & brown paint
though! More abstract work seems to  work  best for most of them. Printmaking  works
well, perhaps with pre-cut stamps, Styrofoam or found objects, at least something that they
don't have to cut themselves. 3D constructions are great, and what I offer  may be more
suitable for Elementary. But we use clay, wood scraps,  cardboard, (tubes & flat pieces). Old
puzzle pieces for jewelry, etc. I do papier mache  sculpture or masks etc with them even
though some are tactile defensive and hate to touch the paste. I offer plastic gloves if they
need them. We've done basic weavings, &  simple sewing with  big needles. Some of the
kids love to draw, others not, but it is good to let them try and they  tell great stories about
their  work! This is the first year that I have tried a TAB (Teaching for Artistic Behavior -
Choice Based) approach with these kids and it has been  wonderfully  successful. The kids just
love it.
See Resources compiled by Bernie Poole  and Yvonne Singer [Archive]
Includes resources for elementary and secondary education.
 
Sax Arts and Crafts Catalog has a section for special needs students and has a separate
catalog available. Adaptive Product index is on page 588 in the main catalog. 1-800-588-
6696.
From Pam Whisenhunt - Working with LD Students
 
Lesson Plans:

220
Lesson Plan tips for LD Students - from Pam Whisenhunt
P. Buckley Moss Foundation lessons [Archive] "For Special Learners: Growing Through the
Arts" P. Buckley Moss Foundation Find out more about P. Buckley Moss
 
Art for Children and Adults with Disabilities:
http://www.kinderart.com/special/
 
Some Helpful Links:
IAD's Special Education page
Great Ideas for Special Artists - for clay, drawing and painting (Archive)
Easy to follow directions for clay bowl and other clay projects.
Special Needs Supplies from Dick Blick

Links for children with Autism:


http://www.lessontutor.com/autismgenhome.html

Activities for Teaching About Disabilities:


http://www.educationworld.com/a_lesson/lesson115.shtml
Keystone Arts Education Network (home page)
http://www.keyarts.ws/content/view/18/156/ [Archive]
Special Education - Disability Links:
http://www.teach-nology.com/teachers/special_ed/disabilities/

Special Education Links:


http://www.teach-nology.com/teachers/special_ed/
Teaching Art to Students With Special Needs - page by Sara Green
http://www.saragreen.net/mh.html
National Arts and Disability Center:
http://nadc.ucla.edu/
ArtExpress - Lessons Adaptable to children with disabilities:
http://www.harcourtschool.com/menus/art_express.html
Adapting Art Materials for Children with Disabilities:
http://www.wiu.edu/users/mfkls1/artexpress/adaptat.html
Special Education and the Arts
http://www.southernct.edu/~gerber/SEDarts/index.htm [Archive]
On this site is an extensive list of resources:
http://www.southernct.edu/~gerber/SEDarts/SEDArts%20References.htm [Archive]

Organizations:
http://www.southernct.edu/~gerber/SEDarts/SEDArtsOrganizations.htm [Archive]
Teaching Art Safely to the Disabled
VSA arts:
http://www.vsarts.org/
Teaching Special Needs Kids - Online Resources from Education World:
http://www.education-world.com/a_curr/curr139.shtml
Arts & Activities article: Making art activities work for students with special needs  by Anne
Vize (Archive)
Creativity Explored - nonprofit visual arts center where artists with developmental disabilities
create, exhibit, and sell art.
 
Artists with Disabilities
Dan Keplinger - He calls himself King Gimp. Visit the Virtual Gallery and be awed.
Brett Eastburn - He was my art student when he was in 4th grade. He is now a motivational
speaker.
 
Books:
Exceptional Children: Exceptional Art : Teaching Art to Special Needs  
by Authors: David R. Henley

221
The Power of the Arts: Creative Strategies for Teaching Exceptional Learners
By Sally L. Smith
 
Resources:
Flag House is an organization and a catalog for activities and supplies for disabled
student/people.
http://www.flaghouse.com
Another resource
http://www.enablingdevices.com/
 
CATALOGS FOR EDUCATORS of the disabled:
Flag House
800-793-7900
sales@flaghouse.com
 
Greystone Educational Materials
1-800-733-0671
P.O Box 86
Scandia, MN 55073
- See more at:
http://www.incredibleart.org/files/special.htm#sthash.Ux9iBlno.dpuf

Source:- http://www.incredibleart.org/files/special.htm

Feat of Clay: Pottery projects


give Jackson County special-
ed students hands-on
experience
Print Email

By Jackson Citizen Patriot staff  

on April 22, 2011 at 5:45 AM

222
Libby March | Citizen Patriot Sophomore

Darius Mackey shares a laugh with Jackson Pottery and Clay Guild member Romelle Frey as they work

on throwing a clay mug Thursday at Mary Humphrey's Pottery Studio.

By Lonnie Huhman

Brandon Blankenship took a moment from painting a clay mold to look up and
smile.

“I’m an artist,” the 10th-grader beamed.

Moments such as that one have been plentiful the past several weeks for
Northwest High School teacher Nancy Snow, whose students in the
Moderately Cognitive Impaired (MoCI) program have been learning the old
craft of pottery and clay outside the classroom.

Snow’s students have been working on a sculpture project and enjoying


experiences they could not have had in the classroom.

Junior Neal Smith took home some extra clay to make a miniature tea pot, and
then brought it back to show everyone.

“This is one of the best things we’ve done,” Snow said. “It has been a great
experience.”

Students are working at the local studio of Mary and Darrell Humphrey on a
project that will have them creating two totem poles of clay designs and a clay
face post that will be placed in the school’s courtyard.

223
The MoCI program takes in students from all over Jackson County, and Snow
hopes her students learn life skills and how to interact in a variety of situations.

224
1 / 13
CITIZEN PATRIOT • LIBBY MARCH Northwest junior Alison Hinkle paints her ceramic
creation Thursday morning at Mary Humphrey's Pottery Studio. Members of the Clay Guild
were helping Northwest special education students make totems for the school
courtyard. To buy reprints or merchandise of this and other Citizen Patriot photos,
visit  citpat.photoreprintservices.com
Libby March
Snow said she is grateful for the help she has received for the art program, including
funding from Mounties on a Mission, assistance from the Jackson Pottery and Clay
Guild, and the Humphreys’ hospitality.

The Humphreys and guild volunteers have assisted the students in creating the display
pieces. On a recent day, Darrell Humphrey helped sophomore Darius Mackey paint the
face post outside in the studio’s backyard, while indoors, guild President Romelle Frey
guided students’ hands as they formed bowls on the pottery wheel.

“They don’t get a lot of art exposure, so they just love this,” Snow said. “Working with
their hands like this has really given them a feeling of pride.”

225
Blankenship, in particular, is looking forward to seeing his work placed in the school’s
courtyard once it’s completed.

“I can’t wait,” he said.

Source:- http://www.mlive.com/news/jackson/index.ssf/2011/04/post_103.html

ADHD or ADD in Children


Signs and Symptoms of Attention Deficit Disorder in Kids

It’s normal for children to occasionally forget their homework, daydream during
class, act without thinking, or get fidgety at the dinner table. But inattention,
impulsivity, and hyperactivity are also signs of attention deficit hyperactivity
disorder (ADHD or ADD). ADHD can lead to problems at home and school and
affect your child’s ability to learn and get along with others. The first step to
addressing the problem and getting your child the help he or she needs is to
learn to recognize the signs and symptoms of ADHD.

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What is ADHD or ADD?

We all know kids who can’t sit still, who never seem to listen, who don’t follow
instructions no matter how clearly you present them, or who blurt out
inappropriate comments at inappropriate times. Sometimes these children are
labeled as troublemakers, or criticized for being lazy and undisciplined. However,
they may have attention deficit hyperactivity disorder (ADHD), formerly known
as attention deficit disorder, or ADD. ADHD makes it difficult for people to inhibit
their spontaneous responses—responses that can involve everything from
movement to speech to attentiveness.

Is it normal kid behavior or is it ADHD?

The signs and symptoms of ADHD typically appear before the age of seven.
However, it can be difficult to distinguish between attention deficit disorder and
normal “kid behavior.”

If you spot just a few signs, or the symptoms appear only in some situations, it’s
probably not ADHD. On the other hand, if your child shows a number of ADHD
signs and symptoms that are present across all situations—at home, at school,
and at play—it’s time to take a closer look.

Once you understand the issues your child is struggling with, such as forgetfulness or
difficulty paying attention in school, you can work together to find creative solutions and
capitalize on strengths.

Myths & Facts about Attention Deficit Disorder


Myth: All kids with ADHD are hyperactive.

Fact: Some children with ADHD are hyperactive, but many others with attention
problems are not. Children with ADHD who are inattentive, but not overly active,
may appear to be spacey and unmotivated.
Myth: Kids with ADHD can never pay attention.

Fact: Children with ADHD are often able to concentrate on activities they enjoy.
But no matter how hard they try, they have trouble maintaining focus when the
task at hand is boring or repetitive.
Myth: Kids with ADHD could behave better if they wanted to.

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Myths & Facts about Attention Deficit Disorder

Fact: Children with ADHD may do their best to be good, but still be unable to sit
still, stay quiet, or pay attention. They may appear disobedient, but that doesn’t
mean they’re acting out on purpose.
Myth: Kids will eventually grow out of ADHD.

Fact: ADHD often continues into adulthood, so don’t wait for your child to
outgrow the problem. Treatment can help your child learn to manage and
minimize the symptoms.
Myth: Medication is the best treatment option for ADHD.

Fact: Medication is often prescribed for attention deficit disorder, but it might not
be the best option for your child. Effective treatment for ADHD also includes
education, behavior therapy, support at home and school, exercise, and proper
nutrition.

The primary characteristics of ADHD

When many people think of attention deficit disorder, they picture an out-of-
control kid in constant motion, bouncing off the walls and disrupting everyone
around. But this is not the only possible picture.

Some children with ADHD are hyperactive, while others sit quietly—with their
attention miles away. Some put too much focus on a task and have trouble
shifting it to something else. Others are only mildly inattentive, but overly
impulsive.

The three primary characteristics of ADHD

The three primary characteristics of ADHD are inattention, hyperactivity, and


impulsivity. The signs and symptoms a child with attention deficit disorder has
depends on which characteristics predominate.

Which one of these children may have ADHD?


A. The hyperactive boy who talks nonstop and can’t sit still.
B. The quiet dreamer who sits at her desk and stares off into space.

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C. Both A and B

The correct answer is “C.”

Children with ADHD may be:

 Inattentive, but not hyperactive or impulsive.


 Hyperactive and impulsive, but able to pay attention.
 Inattentive, hyperactive, and impulsive (the most common form of ADHD).

Children who only have inattentive symptoms of ADHD are often overlooked,
since they’re not disruptive. However, the symptoms of inattention have
consequences: getting in hot water with parents and teachers for not following
directions; underperforming in school; or clashing with other kids over not playing
by the rules.

Spotting ADHD at different ages

Because we expect very young children to be easily distractible and hyperactive,


it’s the impulsive behaviors—the dangerous climb, the blurted insult—that often
stand out in preschoolers with ADHD.

By age four or five, though, most children have learned how to pay attention to
others, to sit quietly when instructed to, and not to say everything that pops into
their heads. So by the time children reach school age, those with ADHD stand
out in all three behaviors: inattentiveness, hyperactivity, and impulsivity.

Inattentiveness signs and symptoms of ADHD

It isn’t that children with ADHD can’t pay attention: when they’re doing things they
enjoy or hearing about topics in which they’re interested, they have no trouble
focusing and staying on task. But when the task is repetitive or boring, they
quickly tune out.

Staying on track is another common problem. Children with ADHD often bounce
from task to task without completing any of them, or skip necessary steps in
procedures. Organizing their schoolwork and their time is harder for them than it
is for most children.

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Kids with ADHD also have trouble concentrating if there are things going on
around them; they usually need a calm, quiet environment in order to stay
focused.

Symptoms of inattention in children:

1. Has trouble staying focused; is easily distracted or gets bored with a task
before it’s completed
2. Appears not to listen when spoken to
3. Has difficulty remembering things and following instructions; doesn’t pay
attention to details or makes careless mistakes
4. Has trouble staying organized, planning ahead, and finishing projects
5. Frequently loses or misplaces homework, books, toys, or other items

Hyperactivity signs and symptoms of ADHD

The most obvious sign of ADHD is hyperactivity. While many children are
naturally quite active, kids with hyperactive symptoms of attention deficit disorder
are always moving.

They may try to do several things at once, bouncing around from one activity to
the next. Even when forced to sit still which can be very difficult for them their
foot is tapping, their leg is shaking, or their fingers are drumming.

Symptoms of hyperactivity in children:

1. Constantly fidgets and squirms


2. Has difficulty sitting still, playing quietly, or relaxing
3. Moves around constantly, often runs or climbs inappropriately
4. Talks excessively
5. May have a quick temper or “short fuse” 

Impulsive signs and symptoms of ADHD

The impulsivity of children with ADHD can cause problems with self-control.
Because they censor themselves less than other kids do, they’ll interrupt
conversations, invade other people’s space, ask irrelevant questions in class,
make tactless observations, and ask overly personal questions.

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Instructions like “Be patient” and “Just wait a little while” are twice as hard for
children with ADHD to follow as they are for other youngsters.

Children with impulsive signs and symptoms of ADHD also tend to be moody and
to overreact emotionally. As a result, others may start to view the child as
disrespectful, weird, or needy.

Symptoms of impulsivity in children:

1. Acts without thinking


2. Guesses, rather than taking time to solve a problem or blurts out answers
in class without waiting to be called on or hear the whole question
3. Intrudes on other people’s conversations or games
4. Often interrupts others; says the wrong thing at the wrong time
5. Inability to keep powerful emotions in check, resulting in angry outbursts
or temper tantrums

Is it really ADHD?

Just because a child has symptoms of inattention, impulsivity, or hyperactivity


does not mean that he or she has ADHD. Certain medical conditions,
psychological disorders, and stressful life events can cause symptoms that look
like ADHD.

Before an accurate diagnosis of ADHD can be made, it is important that you see
a mental health professional to explore and rule out the following possibilities:

Learning disabilities or problems with reading, writing, motor skills, or


language.

Major life events or traumatic experiences (e.g. a recent move, death of a loved
one, bullying, divorce).

Psychological disorders including anxiety, depression, and bipolar disorder.

Behavioral disorders such as conduct disorder and oppositional defiant disorder.

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Medical conditions, including thyroid problems, neurological conditions, epilepsy,
and sleep disorders.

A learning disability may be mistaken for ADHD

Think your child has attention deficit disorder? Sometimes, kids who are having
trouble in school are incorrectly diagnosed with ADHD, when what they really
have is a learning disability. Furthermore, many kids struggle with both ADHD
and a learning disability. See: Learning Disabilities and Disorders

Positive effects of ADHD in children

In addition to the challenges, there are also positive traits associated with people
who have attention deficit disorder:

Creativity – Children who have ADHD can be marvelously creative and


imaginative. The child who daydreams and has ten different thoughts at once can
become a master problem-solver, a fountain of ideas, or an inventive artist.
Children with ADHD may be easily distracted, but sometimes they notice what
others don’t see.

Flexibility – Because children with ADHD consider a lot of options at once, they
don’t become set on one alternative early on and are more open to different
ideas.

Enthusiasm and spontaneity – Children with ADHD are rarely boring! They’re
interested in a lot of different things and have lively personalities. In short, if
they’re not exasperating you (and sometimes even when they are), they’re a lot
of fun to be with.

Energy and drive – When kids with ADHD are motivated, they work or play hard
and strive to succeed. It actually may be difficult to distract them from a task that
interests them, especially if the activity is interactive or hands-on.

Keep in mind, too, that ADHD has nothing to do with intelligence or talent. Many
children with ADHD are intellectually or artistically gifted.

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Helping a child with ADHD

Whether or not your child’s symptoms of inattention, hyperactivity, and impulsivity


are due to ADHD, they can cause many problems if left untreated. Children who
can’t focus and control themselves may struggle in school, get into frequent
trouble, and find it hard to get along with others or make friends. These
frustrations and difficulties can lead to low self-esteem as well as friction and
stress for the whole family.

But treatment can make a dramatic difference in your child’s symptoms. With the
right support, your child can get on track for success in all areas of life.

Don’t wait to get help for your child

If your child struggles with symptoms that look like ADHD, don’t wait to seek
professional help. You can treat your child’s symptoms of hyperactivity,
inattention, and impulsivity without having a diagnosis of attention deficit disorder.

Options to start with include getting your child into therapy, implementing a better
diet and exercise plan, and modifying the home environment to minimize
distractions.

If you do receive a diagnosis of ADHD, you can then work with your child’s
doctor, therapist, and school to make a personalized treatment plan that meets
his or her specific needs. Effective treatment for childhood ADHD involves
behavioral therapy, parent education and training, social support, and assistance
at school. Medication may also be used, however, it should never be the sole
attention deficit disorder treatment.

Parenting tips for children with ADHD

If your child is hyperactive, inattentive, or impulsive, it may take a lot of energy to


get him or her to listen, finish a task, or sit still. The constant monitoring can be
frustrating and exhausting. Sometimes you may feel like your child is running the
show. But there are steps you can take to regain control of the situation, while
simultaneously helping your child make the most of his or her abilities.

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While attention deficit disorder is not caused by bad parenting, there are effective
parenting strategies that can go a long way to correct problem behaviors.

Children with ADHD need structure, consistency, clear communication, and


rewards and consequences for their behavior. They also need lots of love,
support, and encouragement.

There are many things parents can do to reduce the signs and symptoms of
ADHD without sacrificing the natural energy, playfulness, and sense of wonder
unique in every child.

Take care of yourself so you’re better able to care for your child. Eat right,
exercise, get enough sleep, find ways to reduce stress, and seek face-to-face
support from family and friends as well as your child’s doctor and teachers.   

Establish structure and stick to it. Help your child stay focused and organized by
following daily routines, simplifying your child’s schedule, and keeping your child
busy with healthy activities.

Set clear expectations. Make the rules of behavior simple and explain what will
happen when they are obeyed or broken—and follow through each time with a
reward or a consequence.

Encourage exercise and sleep. Physical activity improves concentration and


promotes brain growth. Importantly for children with ADHD, it also leads to better
sleep, which in turn can reduce the symptoms of ADHD.

Help your child eat right. To manage symptoms of ADHD, schedule regular
healthy meals or snacks every three hours and cut back on junk and sugary food.

Teach your child how to make friends. Help him or her become a better listener,
learn to read people’s faces and body language, and interact more smoothly with
others.

School tips for children with ADHD

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ADHD, obviously, gets in the way of learning. You can’t absorb information or get
your work done if you’re running around the classroom or zoning out on what
you’re supposed to be reading or listening to.

Think of what the school setting requires children to do: Sit still. Listen quietly.
Pay attention. Follow instructions. Concentrate. These are the very things kids
with ADHD have a hard time doing—not because they aren’t willing, but because
their brains won’t let them.

But that doesn’t mean kids with ADHD can’t succeed at school. There are many
things both parents and teachers can do to help children with ADHD thrive in the
classroom. It starts with evaluating each child’s individual weaknesses and strengths,
then coming up with creative strategies for helping the child focus, stay on task, and learn
to his or her full capability.

Tips for managing ADHD symptoms at school


Symptom: Distractibility

Tip: Seat the child away from doors and windows. Alternate seated activities with
those that allow the child to move around. Divide big assignments into smaller
ones and allow frequent breaks.
Symptom: Interrupting

Tip: Use discreet gestures or words you have previously agreed upon to let the
child know they are interrupting. Praise the child for interruption-free
conversations.
Symptom: Impulsivity

Tip: Tape a written behavior plan to the wall or the child’s desk. Give
consequences immediately following misbehavior and recognize good behavior
out loud.
Symptom: Fidgeting and hyperactivity

Tip: Finding creative ways to allow the child to move in appropriate ways at
appropriate times can make it easier for the child to keep still during work time.
Provide a stress ball, encourage exercise before and after school, and ask the
child to run errands in the classroom.

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Tips for managing ADHD symptoms at school
Symptom: Trouble following directions

Tip: Break down and reinforce the steps involved in your instructions. Allow the
child to do one step and then come back to find out what they should do next. If
the child gets off track, give a calm reminder. Write directions on a board.

Symptom: General inattentiveness

Tip: Make learning fun. Using physical motion in a lesson, connecting dry facts to
interesting trivia, or inventing silly songs that make details easier to remember
can help a child enjoy learning and even reduce the symptoms of ADHD

Source:- https://www.helpguide.org/articles/add-adhd/attention-deficit-disorder-adhd-in-
children.htm

ADHD and School


Helping Children and Teens with ADHD Succeed at School

School creates multiple challenges for kids with ADHD, but with patience and an
effective plan, your child can thrive in the classroom. As a parent, you can work
with your child and his or her teacher to implement practical strategies for
learning both inside and out of the classroom. With consistent support, these
strategies can help your child meet learning challenges—and experience
success at school.

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Setting up your child for school success

The classroom environment can be a challenging place for a child with attention
deficit hyperactivity disorder (ADHD or ADD). The very tasks these students find
the most difficult—sitting still, listening quietly, concentrating—are the ones they
are required to do all day long. Perhaps most frustrating of all is that most these
children want to be able to learn and behave like their unaffected peers.
Neurological deficits, not unwillingness, keep kids with attention deficit disorder
from learning in traditional ways.

As a parent, you can help your child cope with these deficits and meet the
challenges school creates. You can provide the most effective support: equipping
your child with learning strategies for the classroom and communicating with
teachers about how your child learns best. With support at home and teaching
strategies at work in the classroom, there is no reason why kids with ADHD can’t
flourish in school.

Tips for working with teachers

Remember that your child’s teacher has a full plate: in addition to managing a
group of children with distinct personalities and learning styles, he or she can
also expect to have at least one student with ADHD. Teachers can do their best
to help your child with attention deficit disorder learn effectively, but parental
involvement can dramatically improve your child’s education. You have the
power to optimize your child’s chances for success by supporting the work done
in the classroom. If you can work with and support your child’s teacher, you can
directly affect the experience of your child with ADHD in the classroom.

There are a number of ways you can work with teachers to keep your child on
track at school. Together you can help your child with ADHD learn to find his or
her feet in the classroom and work effectively through the challenges of the
school day.

Communicate with school and teachers

As a parent, you are your child’s advocate. For your child to succeed in the
classroom, it is vital that you communicate his or her needs to the adults at

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school. It is equally important for you to listen to what the teachers and other
school officials have to say.

You can make communication with your child’s school constructive and
productive. Try to keep in mind that your mutual purpose is finding out how to
best help your child succeed in school. Whether you talk over the phone, email,
or meet in person, make an effort to be calm, specific, and above all positive—a
good attitude can go a long way in communication with school.

Plan ahead. You can arrange to speak with school officials or teachers before the
school year even begins. If the year has started, plan to speak with a teacher or
counselor on at least a monthly basis.

Make meetings happen. Agree on a time that works for both you and your child’s
teacher and stick to it. If it's convenient, meet in your child’s classroom so you
can get a sense of your child’s physical learning environment.

Create goals together. Discuss your hopes for your child’s school success.
Together, write down specific and realistic goals and talk about how they can be
reached.

Listen carefully. Like you, your child’s teacher wants to see your child succeed at
school. Listen to what he or she has to say—even if it is sometimes hard to hear.
Understanding your child’s challenges in school is the key to finding solutions
that work.

Share information. You know your child’s history, and your child’s teacher sees
him or her every day: together you have a lot of information that can lead to
better understanding of your child’s hardships. Share your observations freely,
and encourage your child’s teachers to do the same.

Ask the hard questions and give a complete picture. Be sure to list any medications
your child takes and explain any other treatments. Share with your child’s teacher
what tactics work well—and which don’t—for your child at home. Ask if your child
is having any problems in school, including on the playground. Find out if your
child can get any special services to help with learning.

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Develop and use a behavior plan

Children with ADD/ADHD are capable of appropriate classroom behavior, but


they need structure and clear expectations in order to keep their symptoms in
check. As a parent, you can help by developing a behavior plan for your child—
and sticking to it. Whatever type of behavior plan you put in place, create it in
close collaboration with your child’s teacher and your child.

Kids with attention deficit disorder respond best to specific goals and daily
positive reinforcement—as well as worthwhile rewards. Yes, you may have to
hang a carrot on a stick to get your child to behave better in class. Create a plan
that incorporates small rewards for small victories and larger rewards for bigger
accomplishments.

Find a behavior plan that works

Click here to download a highly regarded behavior plan called The Daily Report
Card, which can be adjusted for elementary, middle and even high school
students with ADHD.

Source: Center for Children and Families

Tips for managing ADHD symptoms at school

ADHD impacts each child’s brain differently, so each case can look quite different
in the classroom. Children with ADHD exhibit a range of symptoms: some seem
to bounce off the walls, some daydream constantly, and others just can’t seem to
follow the rules.

As a parent, you can help your child with ADHD reduce any or all of these types
of behaviors. It is important to understand how attention deficit disorder affects
different children’s behavior so that you can choose the appropriate strategies for
tackling the problem. There are a variety of fairly straightforward approaches you
and your child’s teacher can take to best manage the symptoms of ADHD—and
put your child on the road to school success.

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Tips for teachers

For more teaching strategies to help children with ADHD in the classroom, see:
Teaching Students with ADHD.

Distractibility

Students with ADHD may be so easily distracted by noises, passersby, or their


own thoughts that they often miss vital classroom information. These children
have trouble staying focused on tasks that require sustained mental effort. They
may seem to be listening to you, but something gets in the way of their ability to
retain the information.

Helping kids who distract easily involves physical placement, increased


movement, and breaking long work into shorter chunks.

 Seat the child with ADHD away from doors and windows. Put pets in
another room or a corner while the student is working.
 Alternate seated activities with those that allow the child to move his or her
body around the room. Whenever possible, incorporate physical
movement into lessons.
 Write important information down where the child can easily read and
reference it. Remind the student where the information can be found.
 Divide big assignments into smaller ones, and allow children frequent
breaks.

Interrupting

Kids with attention deficit disorder may struggle with controlling their impulses, so
they often speak out of turn. In the classroom or home, they call out or comment
while others are speaking. Their outbursts may come across as aggressive or
even rude, creating social problems as well. The self-esteem of children with
ADHD is often quite fragile, so pointing this issue out in class or in front of family
members doesn’t help the problem—and may even make matters worse.

Reducing the interruptions of children with ADHD should be done carefully so


that the child’s self-esteem is maintained, especially in front of others. Develop a
“secret language” with the child with ADHD. You can use discreet gestures or

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words you have previously agreed upon to let the child know they are
interrupting. Praise the child for interruption-free conversations.

Impulsivity

Children with ADHD may act before thinking, creating difficult social situations in
addition to problems in the classroom. Kids who have trouble with impulse
control may come off as aggressive or unruly. This is perhaps the most disruptive
symptom of ADHD, particularly at school.

Methods for managing impulsivity include behavior plans, immediate discipline


for infractions, and ways to give children with ADHD a sense of control over their
day.

Make sure a written behavior plan is near the student. You can even tape it to the
wall or the child’s desk.

Give consequences immediately following misbehavior. Be specific in your


explanation, making sure the child knows how they misbehaved.

Recognize good behavior out loud. Be specific in your praise, making sure the
child knows what they did right.

Write the schedule for the day on the board or on a piece of paper and cross off
each item as it is completed. Children with impulse problems may gain a sense
of control and feel calmer when they know what to expect.

Fidgeting and hyperactivity

ADD causes many students to be in constant physical motion. It may seem like a
struggle for these children to stay in their seats. Kids with ADD/ADHD may jump,
kick, twist, fidget and otherwise move in ways that make them difficult to teach.

Strategies for combating hyperactivity consist of creative ways to allow the child
with ADHD to move in appropriate ways at appropriate times. Releasing energy
this way may make it easier for the child to keep his or her body calmer during
work time.

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Ask children with ADHD to run an errand or do a task for you, even if it just
means walking across the room to sharpen pencils or put dishes away.

Encourage a child with ADHD to play a sport—or at least run around before and
after school—and make sure the child never misses recess or P.E.

Provide a stress ball, small toy, or other object for the child to squeeze or play with
discreetly at his or her seat.

Limit screen time in favor of time for movement.

Trouble following directions

Difficulty following directions is a hallmark problem for many children with ADHD.
These kids may look like they understand and might even write down directions,
but then aren’t able to do what has been asked. Sometimes these students miss
steps and turn in incomplete work, or misunderstand an assignment altogether
and wind up doing something else entirely.

Helping children with ADHD follow directions means taking measures to break
down and reinforce the steps involved in your instructions, and redirecting when
necessary. Try being extremely brief when giving directions, allowing the child to
do one step and then come back to find out what they should do next. If the child
gets off track, give a calm reminder, redirecting in a calm but firm voice.
Whenever possible, write directions down in a bold marker or in colored chalk on
a blackboard.

Medication for ADHD: What parents should know

Many schools urge parents to medicate children with attention deficit disorder,
and you may feel unsure about what this means. While medication can help with
the symptoms of ADHD, it is not a cure and comes with side effects. As a parent,
you should weigh the benefits and risks of medications for ADHD before using
them to treat your child. See ADHD or ADD Medications

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Tips for making learning fun

One positive way to keep your child's attention focused on learning is to make
the process fun. Using physical motion in a lesson, connecting dry facts to
interesting trivia, or inventing silly songs that make details easier to remember
can help your child enjoy learning and even reduce the symptoms of ADHD.

Helping children with ADHD enjoy math

Children who have attention deficit disorder tend to be “concrete” thinkers. They
often like to hold, touch, or take part in an experience in order to learn something
new. By using games and objects to demonstrate mathematical concepts, you
can show your child that math can be meaningful—and fun.

Play games. Use memory cards, dice, or dominoes to make numbers fun. Or
simply use your fingers and toes, tucking them in or wiggling them when you add
or subtract.

Draw pictures. Especially for word problems, illustrations can help kids better
understand mathematical concepts. If the word problem says there are twelve
cars, help your child draw them from steering wheel to trunk.

Invent silly acronyms. In order to remember order of operations, for example,


make up a song or phrase that uses the first letter of each operation in the
correct order.

Helping children with ADHD enjoy reading

There are many ways to make reading exciting, even if the skill itself tends to be
a struggle for children with ADHD. Keep in mind that reading at its most basic
level made up of stories and interesting information—things that all children
enjoy.

Read to children. Read with children. Make reading cozy, quality time with you.

Make predictions or “bets.” Constantly ask the child what they think might
happen next. Model prediction: “The girl in the story seems pretty brave—I bet
she’s going to try to save her family.”

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Act out the story. Let the child choose his or her character and assign you one,
too. Use funny voices and costumes to bring it to life.

How does your kid like to learn?

When children are given information in a way that makes it easy for them to
absorb, learning is a lot more fun. If you understand how your child with ADHD
learns best, you can create enjoyable lessons that pack an informational punch.

 Auditory learners learn best by talking and listening. Have these kids
recite facts to a favorite song. Let them pretend they are on a radio show
and work with others often.
 Visual learners learn best through reading or observation. Let them have
fun with different fonts on the computer and use colored flash cards to
study. Allow them to write or draw their ideas on paper.
 Tactile learners learn best by physically touching something or moving as
part of a lesson. For these students, provide jellybeans for counters and
costumes for acting out parts of literature or history. Let them use clay and
make collages.

It’s tough to enjoy learning when there is something undiagnosed standing in the
way. In addition to ADHD, children may also be affected by learning disabilities.
These issues make even the most exciting lessons extremely difficult for
students. Like children with attention deficit disorder, children with learning
disabilities can succeed in the classroom, and there are many ways you can
help. See Learning Disabilities and Disorders.

ADHD and school: Tips for mastering homework

Sure, kids may universally dread it—but for a parent of a child with ADHD,
homework is a golden opportunity. Academic work done outside the classroom
provides you as the parent with a chance to directly support your child. It’s a time
you can help your child succeed at school where you both feel most comfortable:
your own living room.

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With your support, kids with ADHD can use homework time not only for math
problems or writing essays, but also for practicing the organizational and study
skills they need to thrive in the classroom.

Helping a child with ADHD get organized

With organization, it can help to get a fresh start. Even if it’s not the start of the
academic year, go shopping with your child and pick out school supplies that
include folders, a three-ring binder, and color-coded dividers. Help the child file
his or her papers into this new system.

 Establish a homework folder for finished homework and organize loose


papers by color coding folders and showing the child how to file
appropriately.
 Help your child organize his or her belongings on a daily basis, including
backpack, folders, and even pockets.
 If possible, keep an extra set of textbooks and other materials at home.
 Help your child learn to make and use checklists, crossing items off as
they are accomplished.

Helping a child with ADHD get homework done on time

Understanding concepts and getting organized are two steps in the right
direction, but homework also has to get done in a single evening—and turned in
on time. Help a child with ADHD to the finish line with strategies that provide
consistent structure.

 Pick a specific time and place for homework that is as free as possible of
clutter, pets, and television.
 Allow the child breaks as often as every ten to twenty minutes.
 Teach a better understanding of the passage of time: use an analog clock
and timers to monitor homework efficiency.
 Set up a homework procedure at school: establish a place where the
student can easily find his or her finished homework and pick a consistent
time to hand in work to the teacher.

Other ways to help your child with homework

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Encourage exercise and sleep. Physical activity improves concentration and
promotes brain growth. Importantly for children with ADHD, it also leads to better
sleep, which in turn can reduce the symptoms of ADHD.

Help your child eat right. Scheduling regular nutritious meals and snacks while
cutting back on junk and sugary foods can help manage symptoms of ADHD.

Take care of yourself so you’re better able to care for your child. Don’t neglect your
own needs. Try to eat right, exercise, get enough sleep, manage stress, and
seek face-to-face support from family and friends

Source:- https://www.helpguide.org/articles/add-adhd/attention-deficit-disorder-adhd-
and-school.htm

Teaching Students with ADHD to F.O.C.U.S.: A Learning Strategy

Dr. Victoria Groves Scott, Ed.D.


Assistant Provost for Academic Innovation and Effectiveness and Professor of Special
Education, Southern Illinois University Edwardsville

Kendra Fark
Speech Language Pathologist completing her clinical fellowship year in Illinois

Students with attention deficit hyperactivity disorder (ADHD) make up a significant


portion of the students receiving intervention in schools.  Bloom and Cohen report that
4.5 million children in the United States between the ages of 3 and 17 had ADHD in 2006
(Bloom & Cohen, 2007).  This disorder can have a significant impact on students’
academic success due to difficulty with selective attention, sustained attention,
impulsivity, and high levels of activity.  One specific characteristic which inhibits
academic success is reduced ability to selectively attend in order to listen to and follow
directions (Maag & Anderson, 2007; Zentall, 2005).  Learning strategies are a frequently
used intervention for students with ADHD (Zentall, 2005).  Furthermore, learning
strategies to improve listening effectiveness are supported for this population (Alberta
Education, 2006).

This article focuses on teaching a learning strategy to develop improved listening in


students with ADHD.  The goals of this article are to briefly define learning strategies,
discuss necessary aspects of listening, introduce the FOCUS strategy, explain how to
teach FOCUS, and explain how to evaluate students’ use of FOCUS in class. 

What is a Learning Strategy?

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Learning strategies are actions taken by the student to make learning easier, faster, more
self-directed, more effective, and transferrable to new situations (Oxford, 1990).
Developed to help students succeed in a variety of academic areas, learning strategies
often employ the use of a first-letter mnemonic used to cue students to follow strategy
steps. Depending on the strategy, these steps guide students as they work on academic
tasks, such as reading comprehension, paragraph writing, or test taking.  Learning
strategies do not teach students content.  They do, however, teach students how to
approach the content.  Instead of teaching students multiplication facts, a learning
strategy might teach students the steps necessary to solve a multiplication problem (Scott
& Compton, 2007).  Proven to be one of the most effective instructional techniques for
students with learning problems, strategy instruction is often crucial for students’ success
(Beckman, 2002; Reid & Lienemann, 2006). 

What are the Elements of Listening?

The first step in developing a learning strategy for improved listening is to identify the
necessary elements in listening.  First, listeners display several behaviors to let their
communication partners know that they are prepared to focus their attention on the
message; they will be quiet, watch the speaker, look at the materials presented by the
speaker, and avoid fidgeting (Owca, Pawlak, & Pronobis, 2003).  Secondly, individuals
must be active listeners.  Being an active listener rather than a passive listener means an
individual actively thinks about the information being shared rather than just passively
hearing it.  Some ways in which individuals can actively think about the information
include identifying the important parts, reminding themselves to focus on the message,
summarizing the message, making connections to what they already know, and
visualizing the message.  In addition to being active listeners, individuals should be
participants in the communication.  Listeners can make comments, ask questions, and
respond to questions (Brent & Anderson, 1993; Owca et al., 2003).   These skills were
used to develop the learning strategy below to improve the listening of students with
ADHD. 

Developing a Learning Strategy for Listening

Good learners are strategic, meaning that they possess a variety of ways to meet cognitive
challenges.  Good listeners use strategies that improve their performance when they are
asked to listen.  From the observations and literature described above, a learning strategy
was developed to cue students into critical actions that they can take to attend to and
process verbal information, commit it to memory, and communicate to the speaker that
they are interested.  Each step of the strategy corresponds with a specific task students
should complete while engaged in improved listening.  FOCUS is the mnemonic
developed to outline this learning strategy.  Each key word is an action verb that cues
students on what to do (Figure 1).

Figure 1. FOCUS cue card

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Memory Device Intended Associations
F1. Eyes and mind on the speaker.
Focus on speaker
F2. Resist talking to your neighbors.

F3. Keep your hands and feet quiet.


O1. Clear your mind of distracting thoughts.
Open your mind (Ignore distractions)

O2. Be ready to learn and remember.

O3. Set your mind on the subject.

O4. “Your brain is like a parachute.  It only


works when it’s open.”

O5. Think about what is being said.


C1. Try to relate what you are hearing to
Connect things that you already know and are related
to the lesson.

C2. Create a picture in your mind of the new


information.

C3. Listen to other students’ related


comments.

Use your eyes U1. Pay attention to the book, chalk board,
worksheets, overheads, or other visual
materials.
S1. Select the important parts so you know
Select what to remember.

S2. Say the important parts to yourself in your


own words.

S3. Ask questions to make sure you


understand.

Teaching “FOCUS”

 There is considerable literature that outlines the most effective method to teach learning
strategies (Pressley & Woloshyn, 1995).  Most experts agree that the strategy should be

248
described to the student.  This should include information about each step of the strategy
and the benefits of using the strategy.  If a mnemonic is used, the mnemonic should be
rehearsed until the student can recite it easily from memory.  The teacher should model
strategy use and provide opportunities for both guided and independent practice.  The
student should be taught to apply the strategy in a variety of settings.  Finally, the student
and teacher should evaluate and monitor strategy use (Pressley & Woloshyn, 1995).   

To begin this process, the teacher should first use Figures 2 and 3 to collect pre-
intervention or baseline information about the students’ listening skills.  The teacher
might begin by teaching a short lesson on a topic related to the curriculum.  See Figure 4
for a sample mini lesson.  During the lesson, a fellow teacher or teacher’s aid might
observe the students and note their listening behaviors using the FOCUS observation
chart (Figure 2). After the lesson the teacher should check comprehension by asking the
students questions related to the lesson.  Any students who exhibit difficulty with the
listening behaviors or in answering questions may significantly benefit from the FOCUS
instruction.

Figure 4. Sample mini lesson

Today we are going to learn about penguins.  Let’s listen carefully because I will be asking
some questions about penguins after the lesson to see how much you can remember.

Penguins are like people because they are warm blooded.  But unlike people, penguins have
insulation that lets them live in extremely cold temperatures.  Insulation is something that
keeps things warm.  Houses have insulation to keep them warm in the winter.  The
penguins’ insulation is several layers thick.  A layer of tightly packed feathers covers the
penguins’ bodies. (Show picture of penguin feathers from Internet.)  Under the feather is a
thick layer of fat called blubber.  Both the feathers and the blubber are insulation for the
penguin. Whales and dolphins also have blubber to keep them warm, or insulated from the
cold.  A penguin’s insulation works so well that sometimes they get too hot.  What can you
do when you get hot? How do you think a penguin will cool down when it gets hot?  When
this happens, the penguin fluffs up their feathers to let some of the heat out. 

Comprehension check:

1.     What is this lesson about?

2.     How are penguins like people?

3.     What is insulation?

4.     What is the penguins’ thick layer of fat called?

5.     What can a penguin do if it gets too hot?

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After baseline data has been collected, teachers should introduce the strategy to students,
teaching about the importance of the strategy and what each step of FOCUS implies. 
Following the introduction, activities in which students verbally rehearse the FOCUS
steps can be used to help them master automatic recall of the mnemonic (Beckman,
2002).  The FOCUS Cue Card (Figure 1) can be used as a visual cue at the beginning of
verbal rehearsal and then removed as students improve in their ability to recall the steps.
Once students are able to recite the FOCUS steps with 80% accuracy, without the cue
card, the teacher can begin teaching students how to use the strategy steps in listening
activities.

Activities to Teach Use of FOCUS Steps

Teachers can use the following activities when teaching the steps to the FOCUS strategy. 
Remember that each step should be described, modeled, practiced, and evaluated. 

Figure 5. Activities to teach FOCUS

FOCUS Step Related Lesson


F: Focus on the Speaker
“Video Feedback”: Set up a video camera in the
When teaching students to focus on back of the classroom while teaching.  Plan for a
the speaker, it is important to small distraction to occur as a story is read, such as
convey the reciprocity in setting a timer to tick.  After the lesson, show the
communication.  Students can be students the video and discuss how they did or did
good listeners and not look at the not remain focused on the speaker.  Have the
speaker.  However, that does not students discuss what the word focus means and
communicate to the speaker that the describe the behaviors they exhibit when they are
listener is interested.  This simple focused on something.
communication of listening may
have a dramatic effect on the
quality of interaction.  Anyone who
has tried to talk to a disinterested
person can attest to this.  Therefore,
it is crucial for the student to
demonstrate behaviors consistent
with good listening.
O: Open Your Mind
“What’s in Your Mind?”: Begin by asking the
Multi-tasking is a skill growing in students to take out a piece of paper and write down
importance and popularity.  It or draw an image that displays what they are
requires individuals to think about thinking about.  Next, lead a discussion about
several topics at once.  things that might interfere with listening.  The term
Unfortunately, this positive skill “distracted” could be introduced here.  The student
can negatively impact a student’s may be distracted by thoughts of lunch, friendships,

250
ability to listen effectively.  For this after school activities, or the previous academic
reason, it is especially important to topic, and all of these can cause students to “run out
remind students that they must clearof space” in their head, much like you can run out
their heads and concentrate on what of space on your computer storage device.  Explain
is being said in order to gain the importance of opening your mind to the current
information from listening. topic.
C: Connect
“Who’s the Artist?”: Separate students into pairs,
Making connections to the and give each pair the name of an unfamiliar animal
student’s prior knowledge (i.e. kangaroo rat, aye-aye, naked neck chicken,
(including interests and pygmy marmoset, Andean condor, scorpion fish,
experiences) is a fundamental part sloth, anglerfish; See Your World, 2009).  Student
of scaffolding as well as the basic A will describe to Student B what he or she thinks
process of learning.  This part of the animal looks like.  Student B will draw exactly
the process helps the student to what Student A describes.  Then the partners will
identify what he or she already trade roles.  After each student has had a turn to
knows about the topic, compare it draw, ask them if it was easy or difficult to follow
to what is being presented, and then their partners’ directions.  Lead this discussion to
modify his or her concept of the the idea that they used their prior knowledge to
topic to match.  Making draw what they thought the animal may look like. 
connections provides “hooks” on Students must take what they know about the topic
which to hang the new information, and combine it with or replace it by the new
making the new information information (i.e., from their partners).
meaningful to the student and
providing motivation to learn. 
Recognizing the importance of
making connections and being able
to do so are key steps in learning to
use FOCUS.
U: Use Your Eyes “Math Magic” (Hopkins, 2002): This is a quick
lesson to demonstrate the importance of using your
Using your eyes is likely a eyes when you listen.  Ask all the students to get
straightforward step to most into pairs and take out a pencil, paper, and
teachers and clinicians reading this calculator (optional). Explain that they will learn a
article.  However, students may not trick for calculating people’s ages (students must be
recognize this as a valuable skill at least ten years old for the math trick to work). 
that can improve their ability to Read the following steps to the class:
listen.  Therefore, it is necessary
that their attention is brought to the  Ask your friend to think of the first number
importance of looking at the visual in his or her age.
aids that are available.  Visual aids  Tell your friend to multiply that number by
can be a variety of items: a page in 5.
the book, writing on the board, a  Then, tell your friend to add 3 to that
poster, a worksheet, etc.  Teaching number.
students to recognize and use visual  Next, ask your friend to double the latest

251
number.
aids is important for this step of  Finally, ask your friend to add the second
FOCUS. number of his or her age to the total.
 Ask your friend to tell you the number that
resulted from the calculations.
 Now, simply subtract 6 from that number.
 Announce the answer as that person's age!

Once the steps have been read, have the students try
to complete the trick from memory.  This would be
difficult for any student to do without seeing the
steps written out or being given one step at a time. 
After a minute or so, put up a Power Point slide or
overhead of the steps listed in Figure 6.  After
students finish the calculations, ask them what they
thought about the math trick and what might have
made it easier.  Discuss the importance of using
visual aids that are available.
S: Select
“Newspaper Ads” (Jalongo, 1991): Place the
Selecting means that the student is students in pairs.  One student will be the product
eliminating extraneous information salesman, and the other will be the newspaper
to focus on what is important in the writer.  The salesman describes the product he
message.  As stated above, students wants to sell, including all the pertinent information
with ADHD have noted deficits in about the product.  The writer will listen to the
selective attention, which salesman and then restate in his own words what
negatively affects their ability to the salesman told him.  The pair will split up, with
listen to and follow directions.  the writer writing out an ad for the product.  The
Instead of trying to remember each two will trade roles.  The ads will be returned to the
and every word spoken by the salespeople for them to review, and the salespeople
speaker, the listener must learn how will judge whether or not they approve printing of
to identify and remember the the ad.  Discuss the fact that not all the information
important parts of the message.  was included in the ads.  Ask students how they
Trying to remember information decided what was important enough to be included
that is unimportant can interfere in the ad information. Explain that identifying the
with the student’s recall of the important parts of a message helps them remember
overall message. and focus on it. 

Strategy Practice

Students are now at the point where mini lessons can be given in a variety of content
areas as opportunities for them to practice applying FOCUS. See Figure 4 for a sample
mini lesson.   At first, lessons should be taken from content materials one grade level
lower than where students are currently performing.  This is done so that the focus of the
challenge is on the use of the strategy, not necessarily on the content of the lesson.  As
students achieve mastery of FOCUS with the lower grade level content materials, mini

252
lessons at the students’ current grade level can be given to assist students in learning to
apply the FOCUS strategy to material that is more challenging.

Each mini lesson for FOCUS practice should follow a set of steps.  First, the teacher
should review FOCUS with the students using the FOCUS Cue Card.  Next, students
should be told that they will be practicing using FOCUS during a lesson and that they
will be asked questions afterward to see how well they listened.  The FOCUS Cue Card
can be displayed in the room as a visual reminder of the strategy.  An advanced organizer
can be given to each student as an additional visual cue for use during the mini lesson. 
The teacher will present the brief mini lesson while using the Observation Chart (Figure
2) to record the behaviors that are representative of good listeners and take notes for
individual feedback after the lesson.  Once the mini lesson has been taught, the teacher
will ask the students comprehension questions for information obtained through the
lesson.  Each student’s accuracy on these questions will be recorded on his or her
Progress Chart (Figure 3) in the “Controlled Practice” section.  Once the mini lessons are
taught at students’ current grade levels, the data is recorded in the “Advanced Practice”
section.  These two forms of evaluation are explained in greater detail in the following
section.  Finally, the teacher and students will discuss how they applied the strategy
during the lesson: how the steps were helpful, what they noticed as they used the steps,
what they did well, and where they can improve.

As more mini lessons are taught, teachers should need to provide fewer and fewer cues
for students to use the strategy.  Also, less explanation of the strategy and less assistance
with application will be needed as students progress in their ability to effectively apply
FOCUS. 

Strategy Evaluation

As stated earlier, students’ behaviors that demonstrate listening and their responses to
listening comprehension questions should be evaluated before FOCUS is introduced. 
Having this baseline data will allow the teacher to show that students have experienced
improvement in listening skills after learning to apply the FOCUS strategy. 

Once students have practiced using the FOCUS strategy in the mini lesson format
described above, their performance can be evaluated and recorded in the “Post-Test”
section of the Progress Chart for comparison to the baseline data.  Mini lessons like those
above are used for the post-test evaluation sessions.  Evaluation is completed through two
methods.  First, the students are observed and rated on behaviors related to the FOCUS
strategy.  During the lesson, each student is evaluated for: (a) eye contact with the
speaker, (b) demonstration of listening by not talking to others, (c) use of correct sitting
posture, (d) listening to other students’ comments, (e) use of relevant comments or
questions, and (f) ability to follow directions (such as look at the board, take out your
pencil, or turn to your neighbor).  These behaviors can be easily rated during the lesson
using the FOCUS Observation Chart (Figure 2)

Figure 2. FOCUS observation chart.

253
Secondly, comprehension questions related to the mini lesson are developed for
assessment after the lesson.  These questions can be given orally or in written form
depending on the skills of the students.  Each student’s score on the comprehension
questions can be tracked to document progress using the FOCUS Progress Chart (Figure
3). 

Figure 3. FOCUS progress chart

254
These two methods of evaluation should be employed for each mini lesson in pre-test,
controlled practice, advanced practice, post-test, and maintenance to obtain data.  The
students should be able to gain 80% accuracy or above on the comprehension questions
following the mini lessons and on the FOCUS behavior evaluation to demonstrate
mastery at each level.

Conclusion

Students with ADHD face numerous challenges, with listening effectively being one. 
Listening is used in every class and in every situation throughout each school day. 
Students can apply the steps of the FOCUS strategy as they sit in class, go through the
lunch line, complete group work, and interact with peers on the playground.  Teaching
students FOCUS and providing them with a variety of opportunities in which to practice

255
effective use of the strategy can give them a tool to improve their functioning across the
curriculum.

References

Alberta Education. (2006). Focusing on Success: Teaching Students with Attention


Deficit/Hyperactivity Disorder, grades 1-12. Retrieved May 3, 2010 from
http://education.alberta.ca/admin/special/resources/adhd.aspx

Beckman, P. (2002). Strategy instruction. ERIC digest (Digest number E638). Arlington,
VA: ERIC Clearinghouse on Disabilities and Gifted Education, Council for Exceptional
Children. (ERIC Document Reproduction Service No. ED474302).

Bloom, B. & Cohen R.  (2007). Summary health statistics for U.S. children: National
health interview survey, 2006. National Center for Health Statistics. Vital Health
Statistics, 10(234), 5. Retreived May 3, 2010 from
http://www.cdc.gov/nchs/data/series/sr_10/sr10_234.pdf

Brent, R. & Anderson, P. (1993). Developing children’s classroom listening strategies.


The Reading Teacher, 47, 122-126. Retrieved from
http://www.reading.org/general/Publications/Journals/RT.aspx

Hopkins, G. (2002). Math magic. Education world: The educator’s best friend. Retrieved
June 19, 2009, from http://www.educationworld.com/a_lesson/02/lp265-03.shtml

Jalongo, M. (1991). Strategies for developing children's listening skills: Fastback 314.
Bloomington, IN: Phi Delta Kappa Educational Foundation. (ERIC Document
Reproduction Service No. ED331099).

Maag, J. & Anderson, J. (2007). Sound-field amplification to increase compliance to


directions in students with ADHD. Behavioral Disorders, 32, 238-253.

Owca, S., Pawlak, E., & Pronobis, M. (2003). Improving student academic success
through the promotion of listening skills. Master’s Action Research Project, Saint Xavier
University and IRI/Skylight. (ERIC Document Reproduction Service No. ED478233).

Oxford, R.  (1990).  Language learning strategies: What every teacher should know.
Boston: Heinle & Heinle.

Pressley, M. & Woloshyn, V. (1995). Cognitive strategy instruction that really improves
children’s academic performance (2nd ed.).  Cambridge, MA: Brookline Books.

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Reid, R., & Lienemann, T.O. (2006). Strategy instruction for students with learning
disabilities: What works for special needs learners? New York, NY: Gilford
Publications.

Scott, V.G., & Compton, L. (2007). A new TRICK for the trade: A strategy for keeping
an agenda book for secondary students. Intervention in School and Clinic, 42, 280-284.

See Your World, LLC. (2009). Nineteen insanely weird animals. Life: Your World in
Pictures. Retrieved June 19, 2009, from http://www.life.com/image/first/in-
gallery/26582/19-insanely-weird-animals

Zentall, S. (2005). Theory- and evidence-based strategies for children with attentional
problems. Psychology in the Schools, 42, 821-836. doi: 10.1002/pits.20114

Source:- http://education.jhu.edu/PD/newhorizons/Journals/Winter2011/Scott

“Look, Ma, I Can Do It!”


The responsibilities that come with adulthood can be daunting, especially if
one of them is managing your ADHD. Learn why following your heart and
staying healthy are key for any teen.

BY PETER JAKSA, PH.D.

Teen with ADHD looking at paper in high school hallway

Welcome to adulthood! Late adolescence and early adulthood are exciting times, bringing
tremendous change and personal growth. From choices about higher education to
decisions about a career and family, there is so much ahead that it may seem
overwhelming. Take heart – every adult has faced these same decisions and met the same
challenges. You’ll do fine.

257
As an ADD teen, however, be aware that you have some additional responsibilities and
concerns to shoulder. As someone who has been there, let me outline six points to
consider, and offer some advice and inspiration, as you enter the next phase of your life.

1. Take responsibility for managing ADD in your life

Be honest – by now, you’re a little sick of hearing about ADD, reading about ADD,
being treated for ADD, and just plain dealing with ADD. As you take responsibility for
your own life, you might consider discontinuing medical treatment or letting go of the
organizational strategies that you’ve developed to cope with ADD. This would be a
mistake, one with potentially very damaging consequences. As life becomes more
complicated and responsibilities increase (college, relationships, work), the need to
manage ADD effectively becomes more important, not less.

Let go of any stigma or resentment you may have about ADD, so that you can manage it
as honestly and constructively as possible. ADD is simply a part of who you are, like the
color of your hair or your athletic ability. Companionship helps, so join a support group
in your town or online, and talk with those who’ve learned to look beyond the ADD
label. Feel comfortable with your unique kind of brain, one that has its positives as well
as its negatives.

Get involved with your own treatment. Do you know not only the name, but the dosage
of and schedule for taking your medication? Can you tell whether it’s working properly
or not? Can you monitor any side effects? Build a relationship with your doctor and take
on the responsibility for refilling your own prescriptions.

Healthy self-awareness starts with a realistic picture of one’s strengths and weaknesses,
and willingness to work with them (or around them). Building on strengths and
overcoming areas of weakness are two skills that help us succeed in everything we do in
life. Accepting ADD is a step toward accepting yourself for who you are.

2. Don’t feel that you must go to college – at least not right away

Attending college after graduating from high school is increasingly seen as a given: “Of
course, I’m going to college – doesn’t everyone?” But sometimes it makes sense to delay
that next step, or not to attend college at all.You may be so tired after 12 years of
struggling in school that, instead of seeing college as an opportunity for growth, it feels
like a dreaded obligation. If your enthusiasm about this next stage is only lukewarm,
consider deferring your enrollment. A college education should not be a race among
friends to see who graduates first. Or, if you are not academically ready for a fulltime
college program, consider taking classes at a community college, and transferring to a
four-year school in your own good time.

In fact, for many, a college degree may not even be necessary for them to achieve their
life goals. If you excel at carpentry or mechanics, for example, and you’re thinking of
pursuing a career in those fields, you don’t need to spend four years at college. Consider

258
your individual interests and abilities, rather than general societal expectations, before
making a decision about the next steps in your education.

3. Develop life skills before you leave home

As a psychologist, I am always pained to see an optimistic 18-year-old go away to


school, only to return home in a state of shock after the first semester, dismayed,
demoralized, and possibly even failing his courses. Usually this happened because the
student wasn’t sufficiently prepared to function without the external structure that was in
place while he was living at home during high school.

Start developing skills for independent living before you leave for college – long before.
Take inventory of your survival skills. Are you more productive when you have a set
routine? Start getting to bed at the same time and setting your own alarm clock. Which
accommodations have worked best for you at your high school? Contact the office of
disabilities or student services at the college you’ll be attending and ask for similar
accommodations there. Whether you’re still in junior high or are finishing your last
semester of high school, it’s not too late, as long as you take action now, so these
measures will be in place by the time you leave for freshman year.

And don’t forget about Mom and Dad. You may have forgotten that they can be your best
resource. Tell your parents that you want to participate in your IEP meetings; ask them to
teach you how to budget money, shop for groceries, and do laundry. As you acquire these
skills, you won’t need to depend on your parents as much, and they will certainly send
you in the right direction.

Already in college and feeling a little lost? Don’t rely on your academic advisor or the
office of disabilities alone. Find a local therapist or a coach who specializes in working
with students with ADD. The strategies you come up with together will be tailored to
meet the demands of your current life.

4. Follow your heart to the right job or career

The old saying “follow your heart and the money will follow” is, for most people, a
matter of career satisfaction. For ADDers, it is usually a matter of career survival. A
strong personal interest in an activity or subject is critical to both focus and motivation.
There is no such thing as the perfect ADD-friendly job or career. The right career for you
is the one that you are passionate about. Discovering your passions needs to be your
focus during this period of your life. If you need help identifying your areas of interest,
vocational testing and career counseling can be very helpful.

5. Take care of your brain by taking care of your body

Remember all the advice your mother gave you about the benefits of exercise, sleep, and
proper nutrition? Well, it turns out that she was right. A healthy lifestyle makes a

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significant difference in attention, concentration, memory, irritability, and mood control –
all of which are directly affected by ADD.

 Exercise: Regular, sustained aerobic exercise is the most effective natural way to
raise levels of dopamine and the other brain neurotransmitters that improve your
mood and ability to focus.

 Sleep: More than 70 percent of ADD adults over age 30 report problems falling
asleep and staying asleep – another good reason to develop a healthy sleep routine
now. Go to bed at the same time each night and try to get at least eight hours of
sleep to avoid aggravating your ADD symptoms.

 Nutrition: Inadequate nutrition, including low blood-sugar levels caused by


skipping meals, impairs concentration and other aspects of functioning that are
already affected by ADD.

A note of caution: Adults with untreated ADD are at greater risk for substance abuse and
addiction than adults without ADD. Studies indicate that the rate of substance abuse
among the untreated adult ADD population is roughly twice as high as in the non-ADD
population. The levels of abuse in the treated ADD population and the non-ADD
population, however, are about the same. Remember that the perceived “benefits” of self-
medicating with recreational drugs never come close to the benefits provided by
medication used in the course of proper medical care.

6. On the river of life, be a boat – not a log

People with ADD tend to live in the here and now, caught up in whatever captures their
interest at a given point in time. Having a vision for the future and an understanding that
your life’s course is the result of your own actions is critical. Now is the time to start
thinking about the life you want to lead down the road. Planning doesn’t come naturally
to any of us, so no one expects you to have a detailed, 10-year plan in place by high
school graduation. But you’ll find that planning for the future, even by establishing short-
term goals, is worth the effort. Setting goals will ideally lead to a long-term plan – and to
living a fulfilling life and accomplishing the things we want to accomplish.

It doesn’t matter if you change your mind later about some of your plans, or even change
the direction you want to go in. In fact, you should expect to have some shifts in interests
along the way. Think about it this way: As you plunge into the river of life, be a boat, not
a log. As a log, all you can do is float where the current takes you. As a boat, you can
drift if you want to, but you have the ability to direct your course when you know where
you want to go.

Here’s the key for ADDers: Our passions often help us set and achieve our goals.
Understanding what interests you, what you love, and what you value in life, may
provide the direction and the motivation necessary to commit to a goal and stay focused

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on it until you achieve it. Take time to think about what you really enjoy, set your sights,
and, above all, believe in yourself.

Tags: April/May 2005 Issue of ADDitude Magazine

Source:- https://www.additudemag.com/teen-becoming-adult/

Watch Out for Sex!


Young adults with ADHD are often impulsive, which interferes with smart decisions
— especially when it comes to sex. Check out these three tips to help keep your sex
life happy, healthy, and safe.

BY WES CRENSHAW, PH.D.

For young adults with ADHD, sex can be dangerous. I’m not moralizing here. I do sex
therapy. I like helping young people of any sexual or gender orientation understand sex
and sexuality, so don’t give up on me yet.

Sex is fun only when you treat it responsibly. This is tricky for anyone, but ADHD
inhibits your ability to focus on what is most important in a situation and to choose the
correct action to take. You should think things through before you act on impulse.

As a teen or young adult with ADHD, your goal in approaching sex is to act intentionally.
Here are three safe sex guidelines that can help you see danger coming, so you can either
step out of the way or get on it:

1. Health. The people who devise government-sponsored programs seem to think that
scaring kids with creepy sexually transmitted infection (STI) threats will prevent them
from having sex. It never has, and it never will. So, I’ll just say that teens and young
adults who have sex with several partners raise their chances of coming down with

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something. If you have multiple partners, and don’t get every single one tested before you
hook up, it’s almost inevitable that you’ll get an STI.

Herpes (HSV2) is easy to catch, even if you use a condom, and impossible to really get
rid of. Human papillomavirus (HPV) is easier to acquire, so girls should get a Gardasil
shot before becoming sexually active to reduce the risk of cervical cancer. The shot is
also recommended for boys now, so that they don’t pass HPV around. However, the
vaccine won’t keep you safe from all strains. You can carry certain STIs with no sign of
symptoms, so don’t wait until things aren’t feeling right to be tested. Remember, random
hook-ups are more fun than their consequences. Think it through.

2. Emotions. People with ADHD have a tough time with emotional intimacy. Sex, for
them, is more an awesome adventure than a way to express sentiment or make a spiritual
connection. That goes for girls and guys, though they express it differently.

What seems exciting at 20 may be remembered differently at 25, when you look back on
your years of sexual exploration with self-judgment and disappointment. I see some
young people in their mid-20s as traumatized by their own early sexual conduct as are
those who have been assaulted or molested.

A good rule of thumb is to decide up front whether you will look back on what you’re
about to do with pride or regret. Sexual impulses are normal, and sometimes it’s OK to
act on them. Other times, it isn’t wise to do so. Though ADHD makes those decisions
tougher, your job is to figure out the difference and act accordingly.

3. Ethics. Instructions for ethical sexual conduct would fill a book, which, by the way, I
am writing this year. Though everyone should be honest in sexual expression, people
with ADHD must be especially mindful to treat themselves and their partners with moral
and psychological integrity. At the top of the list of considerations is reproduction. It’s
never ethical to produce children you can’t care for or don’t want, so if you’re straight,
master contraception.

Teen girls can get the Depo-Provera shot or the Nexplanon implant, or use NuvaRing,
rather than have to remember to take a pill every day. Boys shouldn’t trust anyone’s
contraception but their own. Resist the impulse to toss the condoms unless you’re in an
exclusive relationship and you have verified your partner’s contraception status.
Everyone of every orientation and identity should be honest about their intentions with
themselves and their partner. Is this a hook-up or something more intense? Are you
capable of an exclusive relationship right now? Are you having sex with other people?

These guidelines aren’t intended to limit your options for sexual expression. If you
practice them correctly, they won’t. I know many sexually active teens and young adults,
with and without ADHD, who have thought through sex, are doing what they mean to do,
and are pretty satisfied with the outcome.

Tags: dating, sex, Winter 2014 Issue of ADDitude Magazine

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Source:- https://www.additudemag.com/safe-sex-tips-help-teens-adults-adhd-impulsive/

Get Your Teen Ready for Life


It’s almost time for you to step back and let your ADHDer solve his own problems –
but before you do, check out these ways to prepare him for the challenge.

BY COLIN GUARE, PEG DAWSON, ED.D., RICHARD GUARE

ADHD teen learns how to be independent

Parents walk a tightrope trying to help their ADHD teens get ready to take
responsibilities on their own. Perhaps you are a micromanager and you’ve been acting as
your teen’s “surrogate frontal lobe.” Now that he’s older, you’re getting some pushback
from him, and you wonder if there’s a way to step back without seeing him flounder.

Perhaps your daughter gladly accepts your assistance in getting organized and attending
to everyday chores, but you’re unsure about how much to help her. You don’t want her to
become dependent on you, but you don’t want her to fail. Maybe your son has dug in and
refuses to acknowledge that he has any challenges at school or his job, but you feel that if
you don’t push him to act, he won’t be able to overcome his problems.
What’s a parent to do? Follow these guidelines, many of which allow your teen to take
the lead in solving a problem.

Provide Only the Help Your Teen Needs

1. Whenever possible, communicate indirectly – using a note or text message. The


idea is to create distance between you and your teen, so that the cue can work without
both of you being in the same place at the same time.

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2. Send notes, don’t nag. A voicemail, note, or text message reminding your son to
empty the dishwasher before he goes to the dance may get him to do it. Nagging won’t.
In the case of regular chores or routines, try reminders for a few weeks. Then stop
prompting him and see if he does the chore on his own. If not, return to the reminders.

3. Ask your teen to develop his own cues. This is a way to hand off the skill to the teen,
so she can remind herself in her own way.

4. Edit your words. When it comes to reminders, parents talk too much, include lessons
and lectures, and use an irritated voice. This frequently leads to conflict.

5. Use an outside expert to teach your child a skill. If teens are going to be independent
problem solvers, they need to use people and information, not their parents, to help them.
While we all feel good when our teen asks us for help from time to time, this does not
increase their independence, unless they internalize the information and stop coming to
us.

Identify One Challenge and the Times It Occurs

6. Let your teen choose which challenge to work on first, and how to address it. It
could be moving too slowly in the morning or driving carelessly. Anything that increases
your teen’s interest in the problem increases her investment in solving it.

7. If your teen is open to help, choose a goal for which implementation is shared. By
letting your teen decide in what way you can help, you decrease the burden the task
places on you. The objective is to fade out your help over time, but not so quickly that
your teen fails at a task.

8. Start with a problem that is small and easily tackled. This will build your teen’s
confidence and will increase the likelihood that he will be willing to work on other
problems. In the morning routine, you can move from waking your teen to having him
wake himself.

9. Address a problem that puts your teen at immediate risk. This is when parental
judgment and decision-making must override teen choice. If your teen has trouble
controlling emotions or sustaining attention, which you fear may pose a risk of unsafe
driving or substance abuse, closely monitor his behavior. This will strike your teen as
intrusive, but a parent’s job is to keep the teen “in the game.” This does not mean that
parents should lock up their teen during his adolescence, but it does mean that parents
find ways to balance choice and risk management.

Meet Resistance with Creativity

10. Be open to negotiation. If you have approached a problem as a “have to” or a “do it
or else,” consider offering an exchange. You’ll give up something you want if the teen
will give up something she wants (or do something you want). If you want chores done in

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exchange for using the car, change the chores to errands you need done and offer the car
if she’ll run a couple of errands for you before she goes off with friends.

11. Use your teen’s personal goals to teach executive skills. Virtually any goal requires
planning, time management, sustained attention, task initiation, and goal-directed
persistence. Focus on personal goals that are a high priority for your teen – saving to buy
a car or going to Europe next summer. These are ideal vehicles for learning executive
skills, and have the
advantage of built-in motivation if they come from your teen.

12. Consider more rewards. Parents are often cheap in terms of what they will offer
their teen, because they are annoyed at having to offer anything at all. If you accept that
these are difficult skills for your teen to learn, understand what is needed for her to make
the effort.

Excerpted from Smart but Scattered Teens: The “Executive Skills” Program for Helping
Teens Reach Their Potential, by Richard Guare, Ph.D., Peg Dawson, Ed.D., and Colin
Guare. Copyright © 2013. Reprinted with permission of The Guilford Press, New York.

How did you encourage your teen to take on more responsibilities? Share your story in
the Parents of ADHD Teens and Young Adults support group on ADDConnect.

Source:- https://www.additudemag.com/get-your-teen-ready-for-life/

A Dyslexic Child in the Classroom


A Guide for Teachers and Parents
Author
Patricia Hodge, Dip.spld (dyslexia)  © 2000

Listen

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Proficient reading is an essential tool for learning a large part of the
subject matter taught at school. With an ever increasing emphasis on
education and literacy, more and more children and adults are needing help in
learning to read, spell, express their thoughts on paper and acquire adequate
use of grammar.

A dyslexic child who finds the acquisition of these literacy skills difficult can
also suffer a lot of anguish and trauma when they may feel mentally abused
by their peers within the school environment, because they have a learning
difficulty. Much can be done to alleviate this by integrating the child into the
class environment (which is predominantly a learning environment) where
he/she can feel comfortable and develop confidence and self esteem.

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Class teachers may be particularly confused by the student whose consistent
underachievement seems due to what may look like carelessness or lack of
effort.

These children can be made to feel very different from their peers simply
because they may be unable to follow simple instructions, which for others
seem easy. It is a class teacher’s responsibility to provide an atmosphere
conducive to learning for all pupils within their class.

Class teachers need to have an understanding of the problems that the


dyslexic child may have within the classroom situation. Hopefully, with this
knowledge, a great deal of misunderstanding of a child’s behaviour can be
prevented. In a positive and encouraging environment, a dyslexic child will
experience the feeling of success and self-value.

Of particular importance is an understanding of the problems that poor


auditory short term memory can cause, in terms of retaining input from the
teacher.

Examples of poor auditory short term memory can be a difficulty in


remembering the sounds in spoken words long enough to match these, in
sequence, with letters for spelling. Often children with poor auditory short
term memory cannot remember even a short list of instructions.

The following items should provide useful guidelines for


teachers and parents to follow and support :

In the class

 Of value to all children in the class is an outline of what is going to be


taught in the lesson, ending the lesson with a resume of what has been
taught. In this way information is more likely to go from short term
memory to long term memory.

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 When homework is set, it is important to check that the child correctly
writes down exactly what is required. Try to ensure that the
appropriate worksheets and books are with the child to take home.
 In the front of the pupils’ homework book get them to write down the
telephone numbers of a couple of friends. Then, if there is any doubt
over homework, they can ring up and check, rather than worry or spend
time doing the wrong work.
 Make sure that messages and day to day classroom activities are
written down, and never sent verbally. i.e. music, P. E. swimming etc.
 Make a daily check list for the pupil to refer to each evening.
Encourage a daily routine to help develop the child’s own self-reliance
and responsibilities.
 Encourage good organizational skills by the use of folders and dividers
to keep work easily accessible and in an orderly fashion.
 Break tasks down into small easily remembered pieces of information.
 If visual memory is poor, copying must be kept to a minimum. Notes or
handouts are far more useful.
 Seat the child fairly near the class teacher so that the teacher is
available to help if necessary, or he can be supported by a well-
motivated and sympathetic classmate

Copying from the blackboard

 Use different colour chalks for each line if there is a lot of written
information on the board, or underline every second line with a
different coloured chalk.
 Ensure that the writing is well spaced.
 Leave the writing on the blackboard long enough to ensure the child
doesn’t rush, or that the work is not erased from the board before the
child has finished copying

Reading

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 A structured reading scheme that involves repetition and introduces
new words slowly is extremely important. This allows the child to
develop confidence and self esteem when reading.
 Don’t ask pupils to read a book at a level beyond their current skills,
this will instantly demotivate them. Motivation is far better when
demands are not too high, and the child can actually enjoy the book. If
he has to labour over every word he will forget the meaning of what he
is reading.
 Save the dyslexic child the ordeal of having to ‘read aloud in class’.
Reserve this for a quiet time with the class teacher. Alternatively,
perhaps give the child advanced time to read pre-selected reading
material, to be practiced at home the day before. This will help ensure
that the child is seen to be able to read out loud, along with other
children
 Real books should also be available for paired reading with an adult,
which will often generate enthusiasm for books. Story tapes can be of
great benefit for the enjoyment and enhancement of vocabulary. No
child should be denied the pleasure of gaining access to the meaning of
print even if he cannot decode it fully.
 Remember reading should be fun.

Spelling

 Many of the normal classroom techniques used to teach spellings do


not help the dyslexic child. All pupils in the class can benefit from
structured and systematic exposure to rules and patterns that underpin
a language.
 Spelling rules can be given to the whole class. Words for class spelling
tests are often topic based rather than grouped for structure. If there
are one or two dyslexics in the class, a short list of structure-based
words for their weekly spelling test, will be far more helpful than
random words. Three or four irregular words can be included each

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week, eventually this should be seen to improve their free-writing
skills.
 All children should be encouraged to proof read, which can be useful
for initial correction of spellings. Dyslexics seem to be unable to
correct their spellings spontaneously as they write, but they can be
trained to look out for errors that are particular to them.
 Remember, poor spelling is not an indication of low intelligence.

Maths

 Maths has its own language, and this can be the root of many problems.
Whilst some dyslexic students are good at maths, it has been estimated
that around 90% of dyslexic children have problems in at least some
areas of maths. General mathematical terminology words need to be
clearly understood before they can be used in calculations, e.g. add,
plus, sum of, increase and total, all describe a single mathematical
process. Other related difficulties could be with visual/perceptual
skills, directional confusion, sequencing, word skills and memory.
Dyslexic students may have special difficulties with aspects of maths
that require many steps or place a heavy load on the short-term
memory, e.g. long division or algebra.
 The value of learning the skills of estimation cannot be too strongly
stressed for the dyslexic child. Use and encourage the use of
estimation. The child should be taught to form the habit of checking
his answers against the question when he has finished the calculation,
i.e. is the answer possible, sensible or ludicrous?
 When using mental arithmetic allow the dyslexic child to jot down the
key number and the appropriate mathematical sign from the question.
 Encourage pupils to verbalize and to talk their way through each step
of the problem. Many children find this very helpful.
 Teach the pupil how to use the times table square and encourage him to
say his workings out as he uses it.

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 Encourage a dyslexic child to use a calculator. Make sure he fully
understand how to use it. Ensure that he has been taught to estimate to
check his calculations. This is a way of ‘proof reading’ what he does.
 Put key words on a card index system or on the inside cover of the
pupils maths book so it can be used for reference and revision.
 Rehearse mathematical vocabulary constantly, using multi
sensory/kinesthetic methods.
 Put the decimal point in red ink. It helps visual perception with the
dyslexic child.

Handwriting

 Reasons for poor handwriting at any age can be poor motor control,
tension, badly formed letters, speed etc. A cursive joined style is most
helpful to children with dyslexic problems. Encourage the children to
study their writing and be self-critical. Get them to decide for
themselves where faults lie and what improvements can be made, so
that no resentment is built up at yet another person complaining about
their written work.
 Discuss the advantages of good handwriting and the goals to be
achieved with the class. Analyze common faults in writing, by writing
a few well chosen words on the board for class comment.
 Make sure a small reference chart is available to serve as a constant
reminder for the cursive script in upper and lower case.
 If handwriting practice is needed it is essential to use words that
present no problem to the dyslexic child in terms of meaning or
spelling.
 Improvement in handwriting skills can improve self confidence, which
in turn reflects favorably throughout a pupil’s work.

Marking

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 Credit for effort as well as achievement are both essential. This gives
the pupil a better chance of getting a balanced mark. Creative writing
should be marked on context.
 Spelling mistakes pinpointed should be those appropriate to the child’s
level of spelling. Marking should be done in pencil and have positive
comments.
 Try not to use red pens to mark the dyslexic child’s work. There’s
nothing more disheartening for the child than to have work returned
covered in red ink, when they’ve inevitably tried harder than their
peers to produce the work.
 Only ask a pupil to rewrite a piece of work that is going to be
displayed. Rewriting pages for no reason at all is soul destroying as
usually much effort will have already been put into the original piece
of work

Homework

 By the end of a school day a dyslexic child is generally more tired than
his peers because everything requires more thought, tasks take longer
and nothing comes easily. More errors are likely to be made. Only set
homework that will be of real benefit to the child.
 In allocating homework and exercises that may be a little different or
less demanding, it is important to use tact. Self-esteem is rapidly
undermined if a teacher is underlining the differences between those
with difficulties and their peers. However, it should also be
remembered that far more effort may be needed for a dyslexic child to
complete the assignment than for their peers.
 Set a limit on time spent on homework, as often a dyslexic child will
take a lot longer to produce the same work that another child with good
literacy skills may produce easily

Integration

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 A dyslexic child’s ability to write down thoughts and ideas will be
quite different from the level of information the child can give
verbally. For successful integration, the pupil must be able to
demonstrate to the teacher that he knows the information and where he
is in each subject. Be prepared to accept verbal descriptions as an
alternative to written descriptions if appropriate.Alternative ways of
recording should be looked at, such as :
o The use of computers for word processing.
o Audio tapes for recording lessons that can then be written up at
a later stage.
o Written record of the pupil’s verbal account, or voice activated
software can be used.
 More time should be allocated for completion of work because of the
extra time a dyslexic child needs for reading, planning, rewriting and
proofreading their work.
 For a dyslexic child the feeling of being ‘different’ can be acute when
faced with the obvious and very important need of ‘specialist’ help for
his literacy and possibly mathematical skills. Some specialist methods
can be incorporated into the classroom so all children can benefit from
them, thus reducing the feeling of ‘difference’.

Conclusion:

In order to be able to teach, as far as possible, according to each child’s


educational needs, it is essential to see him or her as a whole person,
complete with individual strengths and weaknesses.

An understanding of the pupil’s specific difficulties, and how they may affect
the student’s classroom performance, can enable the teacher to adopt teaching
methods and strategies to help the dyslexic child to be successfully integrated
into the classroom environment.

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Dyslexics have many strengths: oral skills, comprehension, good visual
spatial awareness/artistic abilities. More and more dyslexic children could
become talented and gifted members of our schools if we worked not only
with their specific areas of difficulty, but also their specific areas of
strengths from an early age. To do this we have to let go of outmoded
viewpoints that a dyslexic child must first fail, in order to be identified.

These are the children of our future and they have a right to help and support
before they develop the dreadful sense of failure which is so insidious.

Class teachers dealing with dyslexic children need to be flexible in their


approach, so that they can, as far as possible, find a method that suits the
pupil, rather than expecting that all pupils will learn in the same way.

Above all, there must be an understanding from all who teach them, that they
may have many talents and skills. Their abilities must not be measured purely
on the basis of their difficulties in acquiring literacy skills. Dyslexic
children, like all children, thrive on challenges and success.

 Source:- https://www.dyslexia.com/about-dyslexia/understanding-
dyslexia/guide-for-classroom-teachers/

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Strategies for Teachers

Upon completion of this section, you will


 Acquire general recommendations for the classroom that enrich learning for
beginning readers and writers
 Identify tips for the different parts of the reading process that enrich
comprehension, fluency, and vocabulary
 Have ideas to use when teaching children with visual deficits
Quicklinks
 Beginning readers
 General recommendations
 Comprehension and fluency
 Vocabulary
 Writing
 Students with visual deficits

Sparking new ideas for your classroom

Malcolm Alexander, the acclaimed dyslexic sculptor, tells a story about one of his
teachers who made a difference. According to Malcolm, that teacher said, "When I

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teach, when I look at a student's work, I always try to find something nice in it. And
then go into the rest of it."

This is a gift you can give all students, but particularly those who are dyslexic: find
something positive, something they have done well, and acknowledge it. They will
remember that comment — and you.

As a teacher, you most likely already have a print-rich environment in your classroom.
We know that all teachers, whether they are new to the profession or seasoned veterans,
continue to look for suggestions and tweak their skills so they are better able to help their
students.

The following suggestions may spark a new idea for your classroom. The good news
about honing one's teaching for individuals with dyslexia is that many of the strategies
will be helpful to the typical learner as well. And, of importance, the strategies will be
particularly helpful to any struggling readers and writers in your classroom.

In addition to general recommendations, there are suggestions to promote phonological


awareness skills, reading comprehension and fluency, vocabulary development, oral
reading, comprehension of written directions, spelling, and writing. As always, choose
the strategies and activities that best fit your students, your classroom, and you.

Some general recommendations for teachers of beginning readers and


writers
1. Make personalized books and stories with the student’s name and photos.
Alternatively, have him or her dictate a story and draw pictures, which an adult can
then transcribe and bind with a cover.
2. Increase print awareness by asking your student to look for everything he/she can
find with writing (i.e. McDonald’s sign, labels, and packages).
3. Provide multisensory experiences for students related to each book that they read,
such as using stories and coloring pages (available with a story teller guide).
4. Choose rhyming books with high repetition of words and phrases.
5. Dramatically pause to allow students to fill in the refrain as you are reading.
6. Play sound matching games. For example, say, “Let’s think of as many things as
we can that start with Mmmm.” Your student might say “Mouse, moo, milk.” If your
student has difficulty, give him or her clues. Say: “We drink mmmmm.” Wait two
seconds and then provide the answer (“milk”).
7. Increase the repertoire of shapes your student draws to include circles, triangles,
squares, and various facial features, such as eyes and a mouth.

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8. Increase the repertoire of letters your student writes to include all the letters in the
alphabet and numbers up to 10.
9. Guide your student’s drawing and writing by placing your hand on top of his or
her hand. Gradually fade the level of assistance.

General recommendations
1. During times when other students are independently working on class work, the
student should have the option to work in a study carrel with headphones to eliminate
distractions.
2. Allow extra time to complete tests.
3. Provide a regular study buddy whom the student sits next to in class.
4. Give “THINK TIME” before answering a question. This can be done by
presenting a question and then pausing or by coming back to the student after a little
while and repeating the question. Alternatively, have multiple students answer the
same question. In this way, several models are provided.
5. Provide opportunities for writing and spelling every day, in a variety of formats,
such as writing in a journal, sending an email, writing or copying a list of homework
activities, writing on a large wall calendar, writing thank you letters, or archiving
items in a collection.
6. Explicitly teach organization and planning skills for completing and tracking
homework. Instruct students how to break down large projects into smaller tasks.
7. Improve word retrieval for naming through participation in one or more of these
games: Scattegories, Taboo, Guesstures, Password, Scrabble, logic puzzles, rebus
puzzles, Catch-Phrase, UpWords, Tribond, Plexers, crosswords and other word
puzzles.
8. Give manipulatives (things to touch and move around) whenever possible to work
on math related to time, money, or fractions.
9. Explicitly and systematically teach math to students with dyslexia (including
models of proficient problem solving, verbalization of thought processes, guided
practice, corrective feedback, and frequent cumulative review). Dyslexia and
Mathematics Second Edition edited by T. R. Miles and Elaine Miles, 1992, and The
Institute of Education Sciences (IES) Guide for Assisting Students Struggling with
Mathematics: Response to Intervention (RtI) for Elementary and Middle Schools
provide more information.

Recommendations to support reading comprehension and fluency for


classroom materials

Before reading

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1. Preview the title, pictures, chapter names, and bold-faced words in order to make
a prediction.
2. Connect new information to previously learned information by talking about a
personal experience related to the theme.
3. Verbalize or write questions prior to reading the text.
4. Discuss reading schemas for different types of textbooks (i.e. compare math and
history). Highlight salient information that each genre addresses. Visual webs are
useful for the student to preview and complete as they encounter key information.
5. Pre-teach key vocabulary for a particular unit or chapter before introducing the
text.
6. Pre-teach themes or background information (i.e. historical context) for reading
fiction.
7. Explicitly teach “how to use” the table of contents, glossary, index, headings,
sidebars, charts, captions, and review questions in a text book.

During reading
1. Provide a set of textbooks for the student to take home and to highlight.
2. Assign class readings a week ahead of time for students to preview. This will
improve attention and comprehension.
3. Provide audio recordings for the student to use while reading the text.
o Books on tape and audio equipment may be obtained, free of charge,
through the National Library Service.
o A large range of books are already scanned and available for free through
Bookshare.
4. Give the student a choice of what to read within selected genres, topics, and
themes. High interest reading facilitates comprehension and reading for pleasure. In
addition to classroom learning, the “curriculum” should cultivate the students’
interests and strengths (both in and outside of the classroom). The Time on My Hands
and Affinities checklists at All Kinds of Minds may be helpful in guiding the student
to high-interest reading materials.
5. Make texts at a variety of reading levels available so that students can read
fluently but also be slightly challenged (the appropriate instructional level).
6. Allow the student to use text-to-speech software for information on the computer.
o This may be established by setting preferences on a Macintosh computer.
o Text-to-speech software is available through a free trial over at CNET.
o A scanner with OCR (optical character recognition) may be used to scan
textbooks onto the computer.

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7. Model self-monitoring skills with the following questions: “Does what I’m
reading make sense?” “What do I think will happen next?” “Are there any words that I
don’t know?” “Can I figure out what the words mean from the sentences around
them?”
8. Encourage sub-vocalization of the text and self-monitoring questions.
9. Model active engagement with the text through visualization of the scene (i.e.
trying to make a “photograph” of the word in his/her mind’s eye while enhancing
visual features), highlighting, note taking, or jotting down a question.
10. Train students to silently read at various rates depending on the purpose; for
example, skimming to find a particular term or to get the main idea or gist vs. reading
more carefully for directions or comprehension of key concept.
11. Encourage multiple readings of a text.
12. Provide templates for students to jot down notes and key concepts as they read
(i.e. a story line, visual web, or list of WH-questions).
o If a student is reading a chapter book or novel, one template should be
completed for each scene or chapter.
o Pre-made templates are available for free at Inspiration Software. These
can be customized as well. Many teachers have made their Inspiration
units/lessons available on the web.
13. Bolster comprehension of idioms and more abstract language through reading the
scripts of everyday conversations on Randall’s Listening Lab. Students can listen to
the conversation as they read. Key vocabulary is highlighted and defined.

Supporting vocabulary while reading


1. Log unfamiliar words in a personal dictionary that includes the sentence that
contains the word, page number, a guess about the meaning, the pronunciation, a
dictionary definition, and a new sentence using the word.
2. Improve vocabulary for written and verbal expression by forming associations
between words, paraphrasing, and elaborating on an idea.
3. Teach prefixes, suffixes, and root words to students to improve spelling,
decoding, and comprehension.
4. Give ample opportunities to practice writing target words. The student might be
asked to say them, or use them in sentences or a story.
5. Look up unfamiliar words with an electronic speller that has speech output (such
as the Franklin Speller) or a web-based dictionary. For example, Dictionary.com
provides the pronunciation and definition of a word.

After reading

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1. Verbalize or write the answers to the pre-reading questions and share the answers
with a friend or family member.
2. Compose an alternative ending for the story or write a sequel.
3. Act out key scenes from a text or give “How To” demonstrations for kinesthetic
learners.
4. Challenge students to draw inferences from the text (i.e. "How do you think the
main character feels?" "Do you think it will be harder to stop a heavier or lighter
object traveling at the same velocity?").

Oral reading
1. Increase reading fluency through a “reading apprenticeship” incorporating the
following elements:
1. Models of fluent reading.
2. Repetition of the same passage, until reading is fluent.
3. Dramatic readings (i.e. skits, poetry, and speeches).
4. Regular tracking and graphing of reading rate and fluency.
2. See Read Naturally for a systematic program that incorporates choral reading
(reading at the same time as a fluent reader), repetitions, and tracking of reading
fluency.
3. For more information on reading apprenticeships, see The Fluent Reader: Oral
Reading Strategies for Building Word Recognition, Fluency, and Comprehension, by
Timothy Rasinski.

Supporting comprehension of written directions


1. Present less written material per page with no more than two directions in a
sentence. Double spacing and bullets or numbers are also helpful.
2. Provide additional time to take tests.
3. Assist the student in breaking apart the written directions into smaller steps.
4. Check for comprehension of the directions.
5. Both auditory and written instructions should be provided.
6. Sub-rehearse (quietly or silently repeating) the directions to keep them in working
memory long enough to complete them.

Recommendations to support writing in school


1. Increase phonetic spelling of unfamiliar words by counting the number of sounds
in a word, and then correlating the sounds with letters.
2. Explicitly teach phonics rules and review them multiple times.

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3. Provide a disproportionate amount of positive feedback for writing (relative to
correction). Students should be praised for words that are spelled phonetically and
accurately.
4. Use Kidspiration, Inspiration or other webbing strategies for planning.
5. Institute delays that require the student to wait 5 minutes before starting a writing
task. The student should be instructed to spend those 5 minutes planning.
6. Explicitly teach the elements of writing narratives or essays.
7. Brainstorm key vocabulary prior to writing.
8. Provide a focused spelling program such as Spellography to work on learning
specific morphological, semantic and mental orthographic spelling rules.
9. Group words into word families with multiple exemplars of each phonetic pattern.
10. Provide models of “good essays” for struggling writers to use as a template.
11. Dictate stories with an audio recording or dictation software.
12. Emphasize the need to write in “stages” rather than completing a long narrative in
one sitting. The stages should include: planning, writing, and revision.
13. Teach mnemonic devices for editing such as: SCOPE (spelling, organization,
order of words, punctuation, and expresses a complete thought)
14. Instruct students to create an alternate ending for a familiar story, make a modern
day story historic, or create a comic strip of two of the characters having a
conversation.
15. Use word prediction software such as Co:Writer for improving spelling and
complex sentence structure.
16. Text-to-speech software and word processing should be available for editing
written work.
17. Encourage students to keep a journal. To increase motivation, visual images
should be added to each page (i.e. “things found” throughout the day: maps, photos, or
clippings from a magazine or the internet).
18. Improve penmanship with a larger pen or pencil grip and raised-line paper.
19. Practice handwriting using the following low-tech strategies: pencil grips, paper
with raised lines and a slant board.

Recommendations for students with visual deficits


1. Encourage students to use a line guide as he/she is reading, to avoid skipping
lines.
2. Use cut-out window for completing math worksheets.
3. Give visual pictures for commonly reversed or flipped letters: (i.e. “Which way
does the “b”/ “d” go in “bed?”).

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4. Utilize a highlighter for key words, concepts, and/or directions when presented
with written material.
5. Give visual images to associate with problematic sounds such as “short a” and “e”
(i.e. Does the “e” in “bed” sound like a “short e” in “elephant” or a “long e” in
“eagle?" "Does the “a” in “angel” sound like the “short a” in “alligator” or the “long
a” in “ape?”).
6. Encourage students to keep a copy of a “letter shaping card” in his/her school
supplies and homework supplies for an easy reference.

Source:- http://dyslexiahelp.umich.edu/professionals/dyslexia-school/strategies-
for-teachers

10 Teaching Tips for Dyslexia


 1. Praise Gives Power Criticism Kills

A person with dyslexia needs a boost to their self-confidence before they can learn to
overcome their difficulties. They have already experienced failure and deep down they
often don’t believe they are capable of learning.

To re-establish self-confidence provide the opportunity to succeed and give praise for
small achievements.

2. Don’t ask person with dyslexia to read aloud

Words are likely to be misread or skipped, causing embarrassment.

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 3. Don’t give a punishment for forgetting books or sports kit

Offer positive strategies such as having one place to put things away.

 4. Don’t use the word ‘lazy’

People with dyslexia have to work harder to produce a smaller amount.

They will have difficulty staying focused when reading, writing or listening.

5. Expect less written work

A person with dyslexia may be verbally bright but struggle to put ideas into writing.

Allow more time for reading, listening and understanding.

 6. Prepare a printout of homework and stick it in their book

Provide numbered steps, e.g. 1. Do this. 2. Do that etc.

 7. Do not ask them to copy text from a board or book

Give a printout. Suggest they highlight key areas and draw thumbnail pictures in the
margin to represent the most important points.

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8. Accept homework created on a computer

Physical handwriting is torture for most people with dyslexia. Word processors make life
much easier. Allow them to use the Spell checker and help with grammar and
punctuation so that you can see the quality of the content.

 9. Discuss an activity to make sure it is understood

Visualising the activity or linking it to a funny action may help someone with dyslexia
remember.

 10. Give the opportunity to answer questions orally

Often people with dyslexia can demonstrate their understanding with a spoken answer but
are unable with to put those ideas in writing.

 Source:- https://www.nessy.com/uk/teachers/essential-teaching-tips-dyslexia/

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A confession: I get a significant thrill from reading research that confirms my
personal suspicions. This happened recently when I dug into some studies about
reading and achievement.  According to the National Assessment of Educational
Progress (NAEP), not only does the amount of reading “for fun” outside of school
directly correlate to academic achievement, but there are numerous other studies
to demonstrate that there is no better way to increase vocabulary than
independent reading.

The NAEP study does not distinguish whether the higher achievement scores of
students who read more reflected an increased exposure to more words or the
specific act of decoding, but I would argue that it is the former.  It is hard to
imagine that the mechanics related to reading are responsible for these academic
gains.  We know that good thinkers need words, and reading is a gateway into the
world of words and ideas.  Therefore it would follow that how one gathers words
is less important than how many words one gathers.

What does this mean for dyslexics?  Reading is harder and slower for
dyslexic students. Consequently, they typically read less.  If they are to keep up
with their peers academically, then it is imperative to find additional ways to
expose them to as many words and ideas as possible.

This is a challenge.  Dyslexics often encounter a gap between their reading level
and their intellectual level.  This can turn them off of reading altogether.  They
don’t want to read “baby books”.  Some handle this by faking engagement with
thick sophisticated titles while others decide that they don’t like to read at all and
avoid it completely.  Both can be disastrous responses.  Fortunately, there are a

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few tried and true tricks for building word power for elementary students with
dyslexia. 

Many Ways to Read

We all agree that children benefit from exposure to stories for their content,
structure, and new vocabularies.  But reading independently is not the only way
to gain access to stories. 

Read Aloud: There are few things as powerful for encouraging a love of reading
as a well-read story.  This goes for all children.  It is never too early to start
reading books to children (and surprisingly, they are rarely too old to enjoy the
act of being read to).  In Naked Reading: Uncovering What Tweens Need to
Become Lifelong Readers, Teri Lesesne cites Becoming a Nation of Readers, a
study that was commissioned to examine reading in the United States, to make
her own case for why teachers
should not abandon reading to
their classes once their students
become independent readers. 
According to the study, reading

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aloud was the single most effective activity for building to eventual success in
reading.

Listening to books read aloud allows students to have access to stories that are
out of their reading range but within their comprehension zone. Even the most
rigorous high school English teachers understand the power
and potential of reading aloud to their classes. It also gives
teachers an opportunity to model oral reading skills like
fluency, proper pronounciation, and oral expression. These
conditions serve all students, but they are critical to
dyslexics.  Dyslexics particularly benefit when they visually
track with the reader as much as possible. 

“Reading along” gives the listening student an increased


exposure to the look of words and makes explicit the process
of converting letter combinations to sounds.  In classrooms,
using an “Elmo” gives the entire class a way to follow along
with the text.  In one-on-one situations, something as simple
as sitting next to the child serves the same purpose. 

Reading aloud also helps develop the building blocks of


reading comprehension.  Students are able to discover new
vocabulary, formulate predictions, and make outside

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connections. When children are read to they usually ask questions.  Their
questions help to clarify what they are taking in and allow them to make meaning
with someone else.  It’s like having their own built-in book club. Having access to
a discussion partner actually gives them an advantage over their silent-reading
peers.  Many more able readers will rip through stacks of books without pausing
for reflection or questioning, thus reducing the potential for grasping many of the
ideas or cultural/ literary references in the story.  Students who are read to
actually have a unique opportunity to discuss and question along the way.

Things to think about with read aloud:  Read aloud is powerful because of
the opportunity to model reading fluency and expression.  Consequently, the
reader should be comfortable and familiar with the text.  Previewing allows the
adult reader to know the overarching architecture of the story and the
personalities of the individual characters so that they can employ appropriate
voice and tone.  Also, many teachers confuse reading aloud with a round robin
student read.  Unfortunately, round robin reads are often very stressful for
student readers (they obsess and rehearse their turn instead of listening to the
story).  It is also typically a choppy and fragmented version of the story and not
effective for encouraging focus and engagement. 

Recorded Books:  Listening to audiobooks is a way to deliver words and ideas


to a child with limited access to an adult reader.  Recorded books are wonderful,
particularly when authors or professional actors read them.  Listening to stories
being read aloud by master storytellers goes a long way to cultivate a love of
literature.  The drawbacks are that the child cannot ask questions or engage with
the recorded storyteller and it is more difficult to follow along with the words. 
Additionally, recorded books also make it more difficult to maneuver around the
pages (relocating a passage or a reference requires skill and patience).  Despite
these drawbacks, recorded books remain a great supplemental way to keep a
dyslexic reader well supplied with rich stories. 

Vocabulary Building

Standardized tests, humanities teachers, and the culture at large reward those
with a strong vocabulary.  On a subtle level, vocabulary is often used as an

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unconscious gauge to determine someone’s level of
intelligence.  But much less subtly, having a strong working
vocabulary helps one make meaning from the oral and
written world. 

It should be no surprise that dyslexic students struggle with written vocabulary. 


Often complex words are challenging because of difficult pronunciations. 
Dyslexic students may even know the written word when used in a context or
read aloud, but on a written word list it means nothing.  Teachers often deliver
vocabulary in unimaginative and problematic ways, but the good news is there
are many ways to supplement vocabulary instruction that will help every dyslexic
child get more out of word studies. 

Illustrating New words: Vocabulary instruction is best when it involves


having students draw a symbolic or realistic representation of the word.  It
requires them to make meaning from a word in a way that memorization of a
definition does not.  One can’t fake a picture.  The first step in generating an
illustration involves grasping the meaning or the context of the word.  It doesn’t
require artistic skill, but it does require thinking deeply.  Creating the image also
stores the word’s meaning in a different part of the brain, generating a visual
association.  Having students make pictorial flashcards can be a helpful strategy.
Making a little drawing next to the word and its definition is another good
practice. 

Standardized Test Preparation:  Publishers of test prep books are starting to


catch on to the power of imagery to create additional associations for memorizing
words.  There are many vocabulary book and flashcards available now that are
organized around images and cartoons.  These tools can be helpful for dyslexic
students preparing for standardized tests. 

Acting Out a Word: Dyslexics also benefit from acting out words.  Having to
bring a word to life is a little like a game of charades.  The beauty of the game is
that it requires the actor to understand the word in a deep way.  Acting out the
meaning of a word is particularly helpful to a child who is a tactile learner (one

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who learns through using his body), but everyone benefits from creating
additional associations for words.

Writing a story using vocabulary words:  It is amazing what a random


word list can do to spark a child’s creativity.  When students are asked to use all
the words on their vocabulary list to write a story, not only do they need to
understand all the words in context, but students often come up with some very
imaginative tales.  Dyslexics remember things much better when the information
has a context or a narrative attached.

Context, Context, Context


If there is an overall theme to building word power for dyslexics, it is this: context
matters.  Dyslexic students understand and remember information by relating
facts to larger ideas.  In order for information to be understood and remembered,
it needs to be attached to an idea.  It’s no wonder that studies indicate that
students who read a lot do better academically and have superior vocabularies. 
Stories are wonderful for offering a context that supports memory and meaning
for all students.

It is sobering, but not surprising, to know that how much time one spends
reading influences academic achievement.  However, it is also a great relief to
know that there are many ways to gather words even when reading is not easy. 
Dyslexic children usually need additional support in their quest to find a way to
gain access to the world of words, but in most cases, all that is required is an
alternative path. 

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Source:- http://dyslexia.yale.edu/EDU_wordvocab.html

37 Ways to Help Students with Dyslexia Flourish in


the Mainstream Classroom
Minds in Bloom is excited to present Anne-Marie of Bay Tree Blog , who is
giving us a TON of great tips on teaching students with dyslexia.

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You work so hard. You’re dynamite with your students. You spend hours
preparing your classroom activities. And yet, your hard work isn’t paying off
for all of your students. You’re not alone. Most classroom teachers have a
small handful of students who misspell words, struggle to memorize math
facts, or hate to read out loud. Sound familiar? Chances are good that some of
these students have dyslexia.

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Dyslexia is a loaded word.

 There are lots of misconceptions and misunderstandings about this condition. Maybe
you’ve heard a few of these myths?

 People with dyslexia see words backwards.

 Only boys are impacted by dyslexia.


 People with dyslexia are less intelligent.
 Dyslexia is caused by bad teaching.
 People with dyslexia can’t learn to read.

Here’s what we know to be true.

Dyslexia is a language-based learning disability that can impact reading,


writing, and spelling. People with dyslexia struggle to match up letters with
their sounds. Typical learners use the temporal-occipital lobe to read.
Individuals with dyslexia use different neural pathways and different areas of
the brain to read. As a result, reading is often slow and inaccurate.

 I’m going to be honest with you: dyslexia interventions are time-intensive. As an


educational therapist, I frequently schedule over 100 sessions per year with individual
students. You probably have 25 other students in your classroom, lessons to plan, and
homework packets to correct. So, the question is…

 What can you do right now to reach the students in your classroom who struggle with
dyslexia?

 Thirty-seven things, actually. Well, you don’t have to do all of them once! But seriously,
I hope that as you read this list, a few items pop out at you, and you’re able to add one or
two more instruments to your toolbox.

Explicit Instruction

1. Make directions clear. Kids with dyslexia often can’t remember


multi-step or complex directions.   Speak briefly and clearly, and always
provide written directions. Try this: Video yourself for an hour and see how
you can tighten up your delivery.
2. Get students interacting! To ensure that all of your students are
engaged, require frequent responses from students. Kids with dyslexia have
perfected how to fly under the radar.   This will also allow you to provide
immediate corrective and positive feedback.

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3. Build in review. To help students retain information, check for
mastery before jumping into a new topic.

Reading

1. Use an Orton-Gillingham-based reading program. Orton-


Gillingham  is explicit, systematic, and multi-sensory. It works. Other good
programs: Lindamood-Bell , RAVE-O , Slingerland , Wilson , and Barton . Many
classroom teachers successfully use  Fundations  for whole class instruction.
2. Act on your suspicions. If you have concerns about a student’s
reading progress, refer him or her for appropriate services. Kids don’t
outgrow dyslexia! Early intervention can change the way the brain reads,
preventing decades of struggle.
3. Use audiobooks, too. Audiobooks allow all students to access
the curriculum. They help students build background knowledge,
comprehension skills, and vocabulary. Audio books can be found at  Learning
Ally and Bookshare .
4. Teach phonemic awareness. All students in kindergarten, first,
and second grade need daily phonemic awareness instruction. Phonemic
awareness creates the foundation for long-term success in reading and
spelling. Here are two fantastic programs:  Phonemic Awareness in Young
Children  and Road to the Code .

5. Read aloud to students. This is the perfect way to develop


vocabulary and explicitly model reading comprehension strategies. Even
better, you can demonstrate your love of books.
6. Teach phonics. New readers and older students who struggle to
decode need help. Make sure students know their letter sounds and can blend
sounds together.

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7. Teach reading fluency. Once students have mastered basic
phonics and decoding skills, make sure they can read with grade level speed
and accuracy.
8. Monitor reading progress. One straightforward way to monitor
progress and spot problems is the DIBELS  program.
9. Use speech-to-text software. With headphones and a computer,
students can “read with their ears,” regaining independence. Here are two
videos on how to set this up for PC  and for Mac .
10. Don’t require students to read aloud. Many adults with dyslexia
vividly describe the shame they felt when they read in front of the class as
children.

Writing

1. Teach specific strategies.  Decades of research have


demonstrated that one method, Self-Regulated Strategy Development,
produces significant improvements in students’ writing. (Graham & Harris,
2005). This book  will save you hours preparing your writing lessons.

1. Give credit for graphic organizer use. Do you have students with great
ideas, but their writing is unclear?   Show the class how to use graphic
organizers. If you give credit for  thoughtfully filled out graphic organizers,
your students will buy in!

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2. Use speech-to-text software. Make sure handwriting and spelling
challenges don’t get in the way of students expressing their ideas. Say
goodbye to resistance to writing.  Dragon Dictate  is popular.
3. Teach handwriting. Research has shown that elementary students who
write legibly automatically write longer and better compositions (Graham,
Bernginer, Abbott, Abbott, & Whitaker, 1997).
4. Teach spelling. Spelling instruction needs to continue through seventh
grade, according to researchers (Jushi, Treiman, Carreker, & Moats, 2008).
Here are some of the best programs for providing explicit, differentiated
instruction: Spellography , Spelling Through Patterns , and Words Their Way .
5. Use Ginger. Students with dyslexia sometimes can’t effectively use the
built-in spell checker because spell checkers are designed for fixing typos.
Programs like Ginger  correct severe spelling mistakes.
6. Help students with persistent letter reversals.  In my article, What
Tigers Can Teach Us About Letter Reversals , I explain why letter reversals
happen and how to help students avoid them. I also offer a  free workbook  of
activities for eliminating letter reversals in my Teachers Pay Teachers store.

Math

1. Teach with manipulatives. Kids with dyslexia don’t always


understand symbols immediately. You can use manipulatives like base-10
blocks to teach basic math operations. Avoid rote learning like the plague.
2. Write accessible word problems. Use straightforward language
with simple vocabulary and short sentences.
3. Spend more time teaching math facts.  Mastery of math facts
frees up working memory for other cognitive demands.
4. Use graph paper. Sometimes kids with dyslexia have a hard time
lining up their numbers.
5. Try alternate methods for teaching math facts. Many of my
students finally learned their math facts with the Schoolhouse Rock songs.
6. Avoid timed math drills. Timed tasks send anxiety levels
skyrocketing. You can use the same tests and turn off the timer. Some kids
prefer to be tested privately so they can’t compare themselves to others.
7. Provide calculators. I recommend allowing students to use
calculators once they’ve demonstrated conceptual proficiency and fact
fluency. This will free up working memory so they can do higher level work.
8. Invest in programs designed for all kinds of learners. I’ve found
the Making Math Real  and Jump Math  programs helpful.

Social-Emotional

1. Teach to strengths. Students with dyslexia often have


pronounced strengths in big picture thinking, problem solving, creativity, and
design. Check out the Strengths Assessment  from Headstrong Nation to find
out where your students shine.

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2. Emphasize problem solving and critical thinking.  Try
some of Rachel’s fabulous tips .
3. Read books that feature characters who learn differently.
Here are a few of my student’s favorites:  The   Dunderheads , Tacky the
Penguin , Thank You, Mr. Falker , Percy Jackson , Two Minute Drill .

1. Build rapport. Students with dyslexia are hungry for approval.


Make a point to greet students daily and connect about their personal
interests.
2. Call home with good news. This is powerful reinforcement that
students with dyslexia rarely get.
3. Feature all student work. Some of my students have never had
their work displayed or held up as an example of good work.
4. Be on the lookout for bullying, and stop it.

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5. Help students build community.  Kids with dyslexia need to
know that they are not alone.  Eye to Eye  is a national mentoring organization
that pairs college students and elementary-aged students with learning
disabilities.
6. Empathize. Motivate your students by helping them feel
understood and respected. On my website, I share my favorite strategies
for building empathy .

Thank you, Rachel, for helping me share these tips and strategies!

P.S. – If you found some of the suggestions on this list helpful, you may also
enjoy using my free resource book on letter reversals,  The Eliminating Letter
Reversals Workbook for b and d . Each activity in the book includes concise
teacher instructions and full-color worksheets. Please enjoy!

Anne-Marie Morey provides tools and strategies for educators who teach kids
with learning differences at Bay Tree Blog . A Board Certified Educational
Therapist, she runs a private practice in the San Francisco Bay Area. She
loves to help students with learning disabilities build foundational academic
and life skills.

Source:- http://minds-in-bloom.com/37-ways-to-help-students-with-dyslexia/

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Teaching Students with ADHD
Helping Students with Attention Deficit Disorder Succeed at School

If you’re a teacher, you know these kids: The one who stares out the window,
substituting the arc of a bird in flight for her math lesson. The one who wouldn’t
be able to keep his rear end in the chair if you used Krazy Glue. The one who
answers the question, “Who can tell me what the 6th Amendment guarantees?”
with “Mrs. M, do you dye your hair?”

Students who exhibit ADHD’s hallmark symptoms of inattention, hyperactivity,


and impulsivity can be frustrating. You know the brainpower is there, but they just
can’t seem to focus on the material you’re working hard to deliver. Plus, their
behaviors take time away from instruction and disrupt the whole class.

Challenges of ADHD in the classroom

Think of what the school setting requires children to do: Sit still. Listen quietly.
Pay attention. Follow instructions. Concentrate. These are the very things kids
with attention deficit hyperactivity disorder (ADHD or ADD) have a hard time
doing—not because they aren’t willing, but because their brains won’t let them.
That doesn’t make teaching them any easier, of course.

Challenges created by students with ADHD:

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 They demand attention by talking out of turn or moving around the room;
they don’t pull their weight during group work and may even keep a group
from accomplishing its task.
 They have trouble following instructions, especially when they’re
presented in a list, and with operations that require ordered steps, such as
long division or solving equations.
 They often forget to write down homework assignments, do them, or bring
completed 
work to school.
 They often lack fine motor control, which makes note-taking difficult and
handwriting a 
trial to read.
 They usually have problems with long-term projects where there is no
direct supervision.

Students with ADHD pay the price for their problems in low grades, scolding and
punishment, teasing from peers, and low self-esteem. Meanwhile, you, the
teacher, wind up taking complaints from parents who feel their kids are being
cheated of your instruction and feeling guilty because you can’t reach the child
with ADHD.

How teachers can help children with ADHD

So how do you teach a kid who won’t settle down and listen? The answer: with a
lot of patience, creativity, and consistency. As a teacher, your role is to evaluate
each child’s individual needs and strengths. Then you can develop strategies that
will help students with ADHD focus, stay on task, and learn to their full
capabilities.

Successful programs for children with ADHD integrate the following


three components:
1. Accommodations: what you can do to make learning easier for students
with ADHD.
2. Instruction: the methods you use in teaching.
3. Intervention: How you head off behaviors that disrupt concentration or
distract other students.

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Your most effective tool, however, in helping a student with ADHD is a positive
attitude. Make the student your partner by saying, “Let’s figure out ways together
to help you get your work done.” Assure the student that you’ll be looking for
good behavior and quality work and when you see it, reinforce it with immediate
and sincere praise. Finally, look for ways to motivate a student with ADHD by
offering rewards on a point or token system.

Dealing with disruptive classroom behavior

To head off behavior that takes time from other students, work out a couple of
warning signals with the student who has ADHD. This can be a hand signal, an
unobtrusive shoulder squeeze, or a sticky note on the student’s desk. If you have
to discuss the student’s behavior, do so in private. And try to ignore mildly
inappropriate behavior if it’s unintentional and isn’t distracting other students or
disrupting the lesson.

Accommodating students with ADHD in the classroom

As a teacher, you can make changes in the classroom to help minimize the
distractions and
disruptions of ADHD.

Seating

Seat the student with ADHD away from windows and the door, right in front of
your desk unless that would be a distraction for the student.

Seats in rows, with focus on the teacher, usually work better than having students
seated around tables or facing one another in other arrangements.

Information delivery

Give instructions one at a time and repeat as necessary. If possible, work on the
most difficult material early in the day.

Use visuals: charts, pictures, color coding. Create outlines for note-taking that
organize the information as you deliver it.

Student work

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Create a quiet area free of distractions for test-taking and quiet study.

Reduce the number of timed tests. Test the student with ADHD in the way he or
she does best, such as orally or filling in blanks; give frequent short quizzes
rather than long tests.

Let the student do as much work as possible on computer. Show him or her how to
use a pointer or bookmark to track written words on a page.

Divide long-term projects into segments and assign a completion goal for each
segment. Create worksheets and tests with fewer items

Accept late work and give partial credit for partial work.

Organization

Have the student keep a master binder with a separate section for each subject,
and make sure everything that goes into the notebook is put in the correct
section. Color-code materials for each subject.

Provide a three-pocket notebook insert for homework assignments, completed


homework, and “mail” to parents (permission slips, PTA flyers).

Make sure the student has a system for writing down assignments and important
dates and uses it. Allow time for the student to organize materials and
assignments for home. Post steps for getting ready to go home.

Teaching techniques for students with ADHD

Teaching techniques that help students with ADHD focus and maintain their
concentration on your lesson and their work can be beneficial to the entire class.

Starting a lesson

Signal the start of a lesson with an aural cue, such as an egg timer, a cowbell or a
horn. (You can use subsequent cues to show much time remains in a lesson.)

Establish eye contact with any student who has ADHD and list the activities of the
lesson on the board.              

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In opening the lesson, tell students what they’re going to learn and what your
expectations are. Tell students exactly what materials they’ll need.

Conducting the lesson

Keep instructions simple and structured. Use props, charts, and other visual aids.

Vary the pace and include different kinds of activities. Many students with ADHD
do well with competitive games or other activities that are rapid and intense.

Have an unobtrusive cue set up with the student who has ADHD, such as a touch
on the shoulder or placing a sticky note on the student’s desk, to remind the
student to stay on task.

Allow a student with ADHD frequent breaks and let him or her squeeze a rubber
ball or tap something that doesn’t make noise as a physical outlet. Try not to ask
a student with ADHD perform a task or answer a question publicly that might be
too difficult.

Ending the lesson

Summarize key points. If you give an assignment, have three different students
repeat it, then have the class say it in unison, and put it on the board.

Be specific about what to take home.

Source:- https://www.helpguide.org/articles/add-adhd/teaching-
students-with-adhd-attention-deficit-disorder.htm

Preparing for Employment and Careers for Intellectually


Disabled Students

Employment is a big step for children with intellectual disabilities. This article describes
the curriculum and process for employment preparation for students with intellectual
disabilities.

Why Employment Preparation?

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Children with intellectual disabilities may not be able to go through the regular
educational system that prepares them for careers and jobs. They may not be able to cope
with high school or college.

Preparing for Employment and Careers for Intellectually Disabled Students

School always provides a very fun and supportive environment for a child. At school,
teachers accept the child’s work, and always appreciate them for it, irrespective of how good
it actually is. Special children especially are given a lot of space and are allowed to do what
is comfortable for them. This is great for a special child; however, this means that they need
additional training to be able to integrate into regular work. This is why it is important for
children to be a part of pre-vocational training before they are ready for employment.

 Areas of Preparation

Some of the aspects that are covered in employment preparation for students with
intellectual disabilities are:
Functional Literacy:
Children may require training in basic literacy. Sight reading, identifying their name and
writing it, identifying and writing their address are some of the tasks.
Functional Math:
Children will require training in simple calculations, use of a calculator, counting,
sorting, arranging in numerical order etc. Skills in weighing, and measuring are also very
useful.

Work behaviors:
Children will require training in producing neat and quality work, punctuality and
regularity, reporting once a task is completed, correct use and maintenance of tools and
other materials. They also need to know and learn about the behavior that is expected at
the workplace.

 Social skills:
Children will need to learn to relate to their supervisor and colleagues, ask and answer
questions and build relationships with others. In addition, the child must be taught to
accept criticism from the supervisor and to express frustration in an acceptable way.

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Exposure to different occupations and work tasks:
While preparing for employment, the child must be exposed to a variety of work tasks.
This will help teachers and family to understand more about the aptitude and skills of the
child.

Steps to Integrate Into Employment

Employment is a huge change for a child with an intellectual disability, and a child needs
to be prepared for it physically, mentally as well as emotionally. A lot of encouragement
and psychological support is required at this time. Discussions with the child, teachers,
parents and other professionals will help choose the right type of employment for the
child.You can also use special curriculums to train and teach children.
Another important aspect is good communication with the future employer. If the
employer can understand the needs, strengths and weaknesses of the child, it will help the
child have a positive experience at work. Even after starting work, regular follow up and
discussions with the child and the employer will help the child be successful at work.
Teachers and parents have an important role to play in employment preparation for
students with intellectual disabilities. Devoting six months to two years to this task, will
help a child comfortably integrate into regular work.
Source:- http://www.brighthubeducation.com/special-ed-neurological-disorders/75447-
preparing-students-with-intellectual-disabilities-for-employment/

Previous Article / Next Article

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Postsecondary Programs for Students with Intellectual
Disabilities: Emerging Standards, Quality Indicators and
Benchmarks

The growth of postsecondary education programs for people with intellectual disabilities
over the past decade, coupled with important changes to the Higher Education
Opportunity Act (HEOA), have led to a need for a more standardized approach to
determine the efficacy and quality of such programs. Therefore, in 2008, the National
Institute on Disability and Rehabilitation Research (NIDRR) and the Administration on
Developmental Disabilities funded research to determine a set of standards, quality
indicators, and benchmarks that could be used by existing and new programs. The
Institute for Community Inclusion at University of Massachusetts Boston, in partnership
with TransCen, Inc., received funding to complete this research, and the process to
develop a validated set of standards commenced in 2009. The ongoing research is
resulting in a validated set of practices that can be used by institutes of higher education
to create, expand or enhance high-quality, inclusive postsecondary education experiences
to support positive outcomes for individuals with intellectual disabilities. Further, the
standards, indicators, and benchmarks are aligned with the definition of a comprehensive
postsecondary and transition program for students with intellectual disabilities contained
in the HEOA in an effort to assist with compliance with these parameters.

The resulting standards, quality indicators, and benchmark tool includes eight
overarching standards that have been identified as critical areas of focus for
postsecondary education programs for students with intellectual disabilities. They are:
Academic Access, Career Development, Social Networks, Fostering Self-Determination,
Integration with College Systems and Practices, Coordination and Collaboration,
Sustainability, and Evaluation. These eight standards represent the key areas that those
establishing and/or improving these programs should consider. Each represents an area
that is vital to establishing a comprehensive, inclusive educational experience for students
with intellectual disabilities, and to assure alignment with requirements in the HEOA. In
this way, the standards will assist programs in applying to be an "eligible program" under
the HEOA and therefore be eligible for financial aid for its students.

By mid-2011 the final validated standards, quality indicators, and benchmarks will be
posted on the Think College Web site (www.thinkcollege.net) as a resource for new and
existing programs, eventually available on the Web site as a downloadable guide. In
addition, an online self-assessment tool will also be developed that will allow those who
are implementing a postsecondary education program to rate their practices with those
reflected in the standards. For those establishing a new postsecondary program, the
standards will provide guidance on what is promising practice in the field and what is
required by the HEOA.

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Contributed by Cate Weir, Debra Hart and Meg Grigal, of Think College, Institute for
Community Inclusion, University of Massachusetts, Boston. To learn more see
http://thinkcollege.net

The Power of Inclusion: Personal Reflections on Creating


Change

by Shea Howell

What then would be our reason for instituting a program for students whose goal is not
degree completion? The participation of students with cognitive disabilities on our
campus indicates that we have a broader view of our institution as a center for
learning... The liberal arts tradition maintains that higher education is more than
preparation for a specific career or profession. It is about the continual quest for deeper
understanding, richer life experiences, and personal growth; in short, the overused term
– life-long learning. If we accept this as the role of higher education, then we must
believe that this is our mission toward all individuals.
– Virinder Moudgil, Senior Vice President for Academic Affairs and Provost, Oakland
University, delivered at Options Graduation Ceremony, April 19, 2010

Micah Fialka-Feldman graduated from Oakland University in the spring of 2010,


completing six years in a program designed to provide a fully inclusive university
experience to young people with intellectual disabilities. With the support of Micah, his
family, and visionary educational professionals, Oakland University opened its doors for
full inclusion. In the course of this experience I was able to observe the power of
inclusion to transform institutions and individuals.

I taught Micah in two classes during his final semester. He was in a public speaking class
and I directed his capstone course. A year earlier Micah also took my class Persuasion
and Social Movements. I was involved in his course selection throughout his academic
career. I was able to watch Micah grow as an individual and to observe the impact he had
on other students.

My first classroom experience with Micah was in Persuasion and Social Movements.
This class fit his strengths. His family members are well-known activists and he has spent
a lifetime surrounded by people engaged in movements for change. Micah has a keen
interest in politics; he was among the most-informed students in the class and participated
fully in discussions. During the class he was the first to have seen Milk, a film about gay
activist Harvey Milk of San Francisco. He encouraged classmates to see it and talked
about how important it was for people to understand the struggles individuals faced. This
kind of contribution was typical of Micah's participation, offering resources and insights
to others.

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Grades in that course depended on papers discussing some aspect of social movements.
The only modification I made was to allow Micah to substitute video interviews for
written papers. This did require giving him some clear direction in how to frame
questions and approach issues. Generally, it was helpful for me to develop a few ideas
and present them to Micah so that he could chose among them. He followed the same
assignment schedule and handed in his interviews along with everyone else's papers. He
worked with another student on their final presentation, analyzing his effort to overturn a
university ruling preventing him from living in the dorm.

The second class, Public Speaking, also drew on Micah's strengths. During high school,
he spoke to groups about people with disabilities. By the time he came to the university
he had established a record of speaking events. Micah not only spoke on campus, but
traveled locally and nationally to make presentations to gatherings large and small.
Depending primarily on Power PointTM presentations to provide structure, Micah was
comfortable as a speaker. In a class with mostly freshman and sophomores he was among
the most natural, organized, and effective speakers. Micah's main challenge was to move
beyond material that he had presented and to explore new ideas. Here, too, the primary
strategy I used was to develop some options for Micah so that he could select among
ideas. While it was often difficult for him to generate new topic areas, once he grasped a
direction he was able to move forward.

His final speech presentation in the course, on the use of the word "retarded," required
research and organizational skills that challenged him. Working with his parents and
another student, Micah crafted and delivered an excellent presentation, earning one of the
highest grades in the class. More importantly, the speech touched off a discussion with
students saying how much they appreciated Micah's perspective and how he made them
think about things they had never considered. The experience of inviting people to think
more deeply and to rethink old ideas are important gifts of inclusion to the campus
community.

For the capstone course, Micah worked with Sarah Vore, a student doing a capstone in
writing. Together, they produced a film about Micah's experiences at Oakland. Sarah and
Micah met with Micah's family at their initiation and with Micah's permission. This
proved to be an important support in developing the project. Micah's parents helped
Sarah understand how to work with him to get his best ideas. They encouraged Sarah to
not only help him frame questions for interviews, but to be willing to challenge him.
Having high expectations and not settling for less were important for their success in the
project. Sarah wrote in her capstone paper about the experience:

Having never given much thought to higher education for this select group of individuals,
my experiences with Micah have completely opened my eyes to the academic and social
enrichment capabilities of those who are classified as "intellectually disabled." (p. 3)

Earlier Sarah described her first meeting with Micah and how she was able to confront
her own stereotypes:

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I felt both a sense of intrigue and enthusiasm as we easily made conversation. It was
during that moment that my prior myths associated with intellectual disabilities were
dispelled. (p. 1)

Sarah's reaction to Micah was not unusual. By his senior year he was among the most
recognized students on the campus. In chronicling the highlights of the graduating class,
the Oakland Post, the student newspaper, listed ground-breaking for new buildings, a 9%
tuition hike, a faculty strike, and "After covering his story for over a year, Micah Fialka-
Feldman won his personal battle to live on campus..." ("Return the favor," 2010). This is
perhaps my greatest lesson from this experience with Micah and efforts at inclusion. It is
not only important for the growth of the individual, but it radically challenges and
changes the stereotypes of others.

Even in the earliest days of the program, the potential for altering thinking was clear. In a
book chapter co-written by Marshall Kitchens, the director of the Writing Center, and one
of his students, Sandra Dukhie, about tutoring Micah on the use of assistive technologies,
they noted the benefit to Micah's increased confidence, but went on to say:

A primary benefit for Sandra was the sense of social awareness because of the project.
Sandra describes working with Micah as "a wonderful experience." Over the weeks that
they worked together, she says, she acquired a greater appreciation for individuals with
disabilities: "I now have a better understanding of some of the frustrations encountered
by many individuals with cognitive impairments." At the same time, Micah not only
benefited from the experience in terms of communicative growth, but also from the social
interaction, citing the social nature of the sessions as the most beneficial aspect. (p. 214)

Micah's visible presence on campus resonated with other students with disabilities. In a
moving article in the Oakland Post, Shawn Minnix (2010) wrote:

I thought I would take a minute to congratulate all of the seniors on their upcoming
graduation. There is one person that I wish to acknowledge separately, and that would be
Micah Fialka-Feldman, or as we just know him Micah. Micah has a cognitive disability,
and is set to get his certificate at the end of this semester, finishing his odyssey and
completing his education. I look at Micah and what he has accomplished and smile. He
inspires us all to do greater things. I should know. In some ways, I used to BE Micah. I
was placed in a school for the emotionally impaired when I was 6 years old, and I stayed
there until I was 14 and it was hell from the start. I was told by my own principal that I
would never finish high school.

The full inclusion of Micah and other students required professors who were willing to
think creatively about what would enable students to contribute and learn in classes. The
single most important source of these strategies emerged from meetings with Micah, with
his administrative support team of professionals, and with his family. Out of these
meetings we were able to make adaptations that enriched the class experience for
everyone. We recognized no one strategy fit all students or all classes, but through open
communication and attention to the goal of full participation, we were able to find ways

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to meet the needs of all students. Adapting classes to meet the needs of students with
cognitive disabilities took minimal effort. As a community we grew tremendously
because of it.

References

Kitchens, M. & Dukhie, S. Chapter 9: Speech-to-text: Peer tutoring, technology, and


students with cognitive impairments. In R. Day Babcock & S. Daniels (Eds.), Writing
centers and disability (pp. 193-222). Unpublished manuscript.

Minnix, S. (2010, April 13). Underdogs succeed at Oakland. Oakland Post. Retrieved
12/8/10 from http://oaklandpostonline.com/2010/04/13/perspectives/underdogs-succeed-
at-oakland/

Moudgil, V. (2010). Unpublished remarks delivered upon the completion of the Options
program, Oakland University, April 19, 2010.

Return the favor, rise up; If you stay or go, improve what was left for you: Staff editorial.
(2010, April 14). Oakland Post. Retrieved 12/8/10 from
http://oaklandpostonline.com/2010/04/13/editorial/return-the-favor-rise-up-if-you-stay-
or-go-improve-what-was-left-for-you/

Vore, S. (2010). Micah Fialka-Feldman. Unpublished senior capstone project (WRT 491
Internship), Oakland University, Rochester, Michigan.

Shea Howell is Professor of Communication at Oakland University, Rochester,


Michigan. She may be reached at howell@oakland.edu or 248/370-4120.

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The None Traditional High Schools Such As
Cumberland High & Charlie Smith High Must Learn To
Provide Some-Things For Themselves-Stop Waiting On
Government!

If the Ministry of Education out of negligence, lack of concern or simple meanness of


spirit, fails to provide the musical equipment needed for the conduct of music classes for
all students and in particular for those with learning and emotional difficulties, there is no
reason why the Mathematics Department by itself or working in conjunction with the
Industrial Arts Department cannot make simple music equipment.

Does it make sense for a teacher of Mathematics to stand in front of a class claiming to
teach, when his or her students are not able because of real challenges unable to learn? Is
that not collecting pay for work not done? The same could be asked of the English
teachers and all other teachers. Does it make sense for the Dean of Discipline and the
Guidance Councilor to complain about student indiscipline when they know that those
students are in need of help which the school can provide but refuse to? Are shipping
pallets too humble a material to be used to make musical instruments? Are those schools
so broke that they cannot buy a few lengths of wood, some sheets of sand paper, a tin of
varnish and other such material?

Yes many students might be able to purchase “recorders”, the problem is that experience
has shown that only a very small handful of students in Jamaica have learnt to play that
equipment in school. In the minds of most students a recorder is not a real music
instrument, there is a cultural preference for percussion instruments and string
instruments, look at the instruments used in popular music culture. Start from that which
is culturally close to those who are being taught and are expected to learn.

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Beyond Their Abilities and Imagination.

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The Teachers At Cumberland High School and Charlie Smith High School Should
Strat The Students Out By Playing By Hear and Not Boring Them With Musical
Notes. If A Child Has Difficulty Reading Standard English How Much More
Difficulty He Or She Has Learning To Read Scrolls? Start By Hear And Explaining
The Notes Heard. The Reading Of Music Can Come Later.

 For Parents
 Treating Your Child

NATURAL TREATMENTS

How Music Unlocked My Son’s ADHD Brain


Traditional learning programs helped my son, who has ADHD and other special needs,
concentrate and focus — but nothing helped him as much as music. Whether he was
learning an instrument, listening to a classical concerto, or just clapping along to a beat,
Brandon found himself and his strengths in the power of sound.

BY SHARLENE HABERMEYER

 

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Children do not come in tidy packages — they come with spontaneity, energy, and
delicious individuality. Some have learning challenges that affect them physically,
cognitively, emotionally, and/or behaviorally. The good news is that music can help with
most of them.

In 1982, my third son, Brandon, suffered a traumatic birth that left him with pre-frontal
cortex damage. He was a fussy baby, cried all the time, and had constant ear infections,
speech and language delays, and severe separation anxiety. At six, he was diagnosed with
ADHD, auditory processing, auditory discrimination, visual-motor, visual perception,
and sensory motor problems. The difference between his oral and written IQ was 38
points, indicating severe learning disabilities. A team of school and professional experts
concluded that he would have a hard time learning, focusing, and concentrating. They
said he may not graduate from high school; college was out of the question.

I decided to take the experts’ conclusions as one possibility, and not get too discouraged.
I researched ADHD and learning disabilities — asking questions and aggressively
networking. I learned that it takes time to solve such challenges. I learned that all learning
disabilities start with auditory processing — the child can hear, but has difficulty
processing what he hears. This can affect his ability to concentrate and focus. I enrolled
Brandon in learning programs, many of which helped. But music — and
particularly musical instruments — were the real keys to unlocking his ability to learn.

Rhythm of Change

Music strengthens the areas of the brain that, in the child with ADHD, are weak. Music
builds and strengthens the auditory, visual/spatial, and motor cortices of the brain. These
areas are tied to speech and language, reading, reading comprehension, math, problem
solving, brain organization, focusing, concentration, and attention issues. Studies indicate
that when children with ADHD or learning disabilities learn a musical instrument,
attention, concentration, impulse control, social functioning, self-esteem, self-expression,
motivation, and memory improve. Some studies show that children who have difficulty
focusing when there is background noise are particularly helped by music lessons.

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Starting from birth, Brandon listened to classical music and, by age three, he was taking
group music lessons. By five, I was teaching him piano by color-coding the keyboard. By
eight, he was taking private lessons.

To support Brandon in school, I created musical games. For instance, I made up musical
jingles to teach him spelling. We clapped out rhythms while learning addition,
subtraction, and multiplication facts. I created songs, jingles, and rhyming couplets for
material he was learning in social studies, science, and language arts. Coupled with
formal music lessons, concepts became easier for him to grasp and understand. His
ability to concentrate and focus for longer periods increased each year. After a long, hard
climb, Brandon was accepted to a four-year university, and he eventually graduated with
straight A’s in film and philosophy.

Here are the sound strategies I used with Brandon. I have no doubt that they will work
with your child as well.

> Start group music lessons. When he is about 18 months old, find a group music
program for your child.

> Get into the rhythm. Our biological systems work on precise rhythms (think
heartbeat). If these rhythms are out of sync, it is hard for anyone to focus and stay on
task. Using rhythm instruments is a powerful way to sync the natural biorhythms of the
body, allowing the child to feel “in tune” with his environment. So put on music with a
strong beat — the “Baby Dance” CD is good — and beat out, bang out, or clang out the
rhythm of the music with your child.

> Dance to the music. Movement for a child with ADHD is a must! In fact, movement is
an indispensable part of learning, thinking, and focusing. As a child moves to different
cadences and rhythms, his physical coordination and ability to concentrate improve.

> Draw what you hear. Many children with ADHD are creative and in search of
creative outlets. Drawing or doodling engages motor skills, organizes the brain, and
stimulates artistic juices. After a busy day at school, and before your child jumps into
homework, give her paper and crayons, put on some classical music, and let her draw.

I used to play a game with Brandon called “Draw What You Hear.” I put on classical
music and Brandon drew or doodled to the music. Later, when he was in high school,
these exercises helped him shut out outside noise, and relaxed his mind.

> Read music books. I’m a strong advocate of reading to your children every day.
Reading builds focus, concentration, vocabulary, speech and language, and writing skills.
I read many books to our sons, some of which were associated with music: Swine Lake ,
by James Marshall (a great book to introduce your kids to the ballet Swan Lake),
and Lentil  by Robert McCloskey.

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> Start private music lessons between the ages of five and seven. If you are a parent
with ADHD, take music lessons along with your child.

> Find an ADHD-friendly instrument. The string bass, woodwinds, and percussion


instruments are good choices, because a child can stand and move while playing them.
Let your child choose his own instrument. If he decides on drums, buy earplugs!

> March in the morning. Children with ADHD usually have a hard time attending to
tasks during the busy morning hours. Every morning, play marching music (John Philip
Sousa tunes are great) and march from activity to activity — getting dressed, making
beds, eating breakfast, brushing teeth — with feet moving and arms swaying.

> Sing your way to school. Teachers want students to be ready to learn when they come
to class. So, on your way to school, sing in the car or play classical music. Singing
demands total focus. “The Alphabet Operetta,” by Mindy Manley Little, is perfect.

> Orchestrate homework. Some classical music changes the way the brain processes
information by changing its electromagnetic frequencies. As a result of listening, children
and adults are able to absorb, retain, and retrieve information better. When doing
homework, try listening to George Frederic Handel’s Water Music or Johann Sebastian
Bach’s Brandenburg Concerti.

> Combine music and nature. Studies show that listening to music while walking in
nature has a beneficial effect on the brain. The combination re-sets the brain —
increasing its focus and priming it for learning.

How is Brandon doing today? He is married, works in the film industry, and writes blogs
on philosophy. Music is still an important part of his life. He listens to classical music
while traveling to work each day and plays the piano weekly. Brandon has the tools and
understanding to make ADHD his “friend.” He will always be somewhat of a round peg
expected to fit in a square hole, but he is a happy, successful adult who embraces the
differences in people.

Source:- https://www.additudemag.com/ta-dah/

 Music and Specific Learning Difficulties - by Karen Marshall


Teaching / 04/07/2016

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HOW IT STARTED

In the year 2000 I started to teach a student with dyslexia.  Unusually his parents brought
him to me with a wealth of information on what dyslexia was and how it affected him. 
As a teacher I was very lucky to be given information because, the only thing I knew
about dyslexia was that it caused spelling difficulties.  After spending time with this
student I noticed other students – who had not been assessed as dyslexic – displaying
some of the same traits.  Over the next couple of years, some of these students were also
assessed with dyslexia or another specific leaning difficulty (spLD). 

It became quickly apparent that my usual teaching style was not being particularly
effective.  I read as much as I could but found that this information described many of the
problems but gave few practical solutions.  I contacted the British Dyslexia Association
who referred me to the late Margaret Hubiki (Emeritus Professor from the Royal
Academy of Music).  Over the last few years of her life – by telephone – Peggy Hubiki
taught me how to multi-sensory music teach.  I will never forget her words.  Try to focus
on three questions with a student:  What do you see?  What do you feel?  What do you
hear?  The results using this style of teaching for these students and others have been
quite extraordinary.     

WHAT ARE SPECIFIC LEARNING DIFFICULTIES (SPLDS)?

     Dyslexia – difficulties with processing words (can be seeing and hearing)
     Dyscalculia – difficulties with processing number
     Dysgraphia – difficulties with the process of writing

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     Dyspraxia – difficulties processing movement
     ADHD / ADD – difficulty with concentration
     Asperger’s Autism – difficulty processing emotion
In addition to these problems, many of these difficulties are also accompanied by
memory problems, short term and working memory.

WHAT IS MULTI-SENSORY MUSIC TEACHING?

Multi-sensory music teaching is just what it sounds, using all the senses to teach music. 
The main three employed are visual (seeing), auditory (hearing) and kinaesthetic (doing). 
I’d also add in reading and writing (text) as the literate nature of our world shows, many
people find this useful (even those with dyslexia).  Multi-sensory music teaching can be
seen in some of the most respected music teaching approaches in the world such as
Dalcroze, Kodály, Suzuki and Orff.  It can benefit all learners, but especially those with
specific learning difficulties like dyslexia.

Sheila Oglethorpe in Instrumental Music for Dyslexics: A Teaching Handbook (Whurr,


1996) states:  “The foremost advice that is given to teachers of dyslexics in the classroom
is to teach in a multi-sensory way.  They are exhorted to employ as many of the child’s
senses as possible in the hope that the stronger senses will compensate for the weaker
ones and a pathway into the brain and the memory will be found.”

HOW CAN WE TEACH MUSIC IN A MULTI-SENSORY WAY?

Multi-sensory teaching (MST) is regularly employed when teaching a child to read. My


own daughter was shown pictures of the letters (visual), listened to how the letters are
pronounced (auditory), and drew the letters in a tray of sand (kinaesthetic).  Learning to
play and read music can also be taught using all the senses.  As already mentioned it’s
one of the most effective ways to teach a student with learning difficulties.  Here’s an
example, teaching C major scale on a piano.

These exercises can be adapted for instruments other than the piano.  If you are teaching
the flute let the student see, hear and feel, the fingering on the pads, if the trumpet, the
position on the valves, the violin, the fingering on the strings. 

AUDITORY

•    Sing to ‘la’ the C major scale with the student.

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•    Sing the ascending scale again for the student to listen to, using the letter names C D
E F G A B C, and then sing them descending while the student follows the progress on
the keyboard (or fingering on another instrument).

•    Sing the scale again to the student but this time using the finger numbers 123 12345
etc. as you sing up and down.

•    Play the intervals of a major 2nd and a semi-tone.  Help the student aurally identify
these intervals within the scale.   

VISUAL

•    Provide the student with a picture of the keyboard with the finger numbers of the scale
on it.  Some students do not think in terms of finger numbers: if this is the case, try
another way.

•    Show the student the scale written out as notes on the stave.

•    Get the student to look at the keyboard and see the shape of the scale in relation to the
white and black notes.

•    I have a student who always remembers the D major scale as the one with Fish and
Chips in – the Fish representing F sharp and Chips reminding them of the C sharp.

KINAESTHETIC

•    Finger numbers need to be learnt.  This can be done with a simple song (like ‘Once I
caught a fish alive), doing the actions of the finger numbers at the same time.

•    Invite the student to use the right hand and depress the first three notes of the scale
(notes CDE) together on the keyboard, then place the thumb on F and depress the next
four notes with fingers 1234 (notes FGAB) – ascending up the keyboard. 

•    Get the student to close their eyes and feel the fingering of the scale.

•    Ask the student using their right hand to put finger 3 on the E and then tuck their
thumb under onto the F.

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•    Walk the pattern of the tones and semi tones one the floor, a tone (large step), semi-
tone (small step).

HERE ARE SOME MORE GENERAL HINTS AND TIPS FOR


TEACHING DYSLEXIC STUDENTS:

•    Teach in a multi-sensory way and use colour, pattern and music recordings to aid your
teaching if helpful to the student.

•    Be aware that dyslexic students may confuse left and right.  Avoid using these terms:
find other ways.

•    Sensitively encourage students to say things out loud what they need to learn.  This is
a good way to check their understanding.

•    Produce well-structured lessons.  It helps to use a regular format so that the student
knows in what order you do things.

•    Watch the body language to see if “Yes I understand” really means “No I don’t but I
don’t want to say”.  Test the understanding without challenging the student and then
teach the concept in another way.

•    Always OVER-TEACH information.  Poor short-term memory is a particular


weakness for dyslexic students.  Use mnemonics if they help.

•    Beware of sequencing problems.  Many dyslexic students can find it difficult to
sequence note names backwards.

•    Build the student’s self-esteem: focus on strengths.

•    Do not speak too much or too fast, and try to use short sentences.  

•    If the dyslexic student complains about the notes dancing, produce enlarged or
simplified copies of the music, try covering the music with coloured acetate, or copy the
music onto coloured paper. 

•    Set realistic goals and ensure all results are rewarded.

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•    Help with personal organisation.  Try highlighting things to be practised by putting a
small bookmark in the music, with no more than three things to practise listed on it. 
Even better, use pictures.

•    Work in partnership with the parent.

•    Be flexible and persistent.  If something isn’t successful, keep on trying new things.

ADDITIONAL RESOURCES

 Get Set Piano! – Karen Marshall and Heather Hammond, A&C Black: These tutor
books incorporate MST teaching throughout.  Suitable for beginner pianists, Book 1
takes the student to prep test and book 2 to Grade 1. 
 E-MusicMaestro's new Piano Sight Reading Grades 1 - 3: online sight reading
practice with a huge number of examples, all of which can be viewed large on a
dyslexia-friendly, cream background. 
 My First Theory Book and Theory Made Easy for Little Children by Lina Ng  -
these include stickers which are very popular with young children.
 Life size stave:  Create using masking tape on the floor or an old piece of carpet
with black carpet tape (this is then transportable).  Get the student to sing the letter
names of the different pitches as they stand in the correlating space on the stave, play
musical twister, marking and singing different words on the stave, stand on the note
pitch and play the corresponding note on an instrument (use a picture of the keyboard
for pianists).

Source:- http://www.e-musicmaestro.com/blog/23/music-and-specific-learning-
difficulties-by-karen-marshall

It's a Snap! 4 Ways to Use Music With Special


Needs Students
S EP TE MB ER 18, 2014

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I’ve heard Pharrell Williams' song "Happy" a few times in the last week, and the unhappy
news is that it's now playing on repeat inside my head . . . over and over and over again.
The good news is that we can actually use this scenario to our advantage with our
difficult-to-reach students and special learners. Music can often be the key that unlocks
the door to learning for children who think outside of the box. In fact, studies have found
that individuals with diagnoses such as autism and Williams syndrome frequently have
preserved musical abilities despite challenges in non-music functioning.

Capitalizing on these benefits, board-certified music therapists develop music-based


interventions to help students make progress in educational goal areas. Music therapy is
even recognized by the U.S. Department of Education and states such as California as a
related service which may be required for a student to benefit from his or her educational
program.

As music therapists, we have the unique opportunity to compose educational songs, write
learning chants, and use musical cues to target goals that students are having difficulty
meeting. We use music as a motivator, memory tool, timekeeper, and way to elicit
communication when other strategies have not been effective. In school settings, music
therapists provide consultation, training, and resources to the child's teacher and other
members of the IEP team.

Even if you sing off-key, there are many simple ways for integrating music-assisted
learning techniques to help your students tune in. Here are four music therapist-
recommended strategies to use music as a teaching tool in special education.

1. Music + Visual Supports = Increased Comprehension


While music is an effective memory cue and learning modality, many students still
perform best when visual cues are paired with auditory stimuli. Using flash cards, song

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story books, digital pictures, and even physical gestures can increase students'
understanding of the lyrics they are hearing or singing. Here's an example of a song about
money with simple visual supports:

2. Favorite Songs as a Teaching Tool


For students who have limited interests or are difficult to engage, try creating a lesson
plan around one of their favorite songs. Let's take the earlier example of the song
"Happy." Given printed or digital lyric sheets, students can read the song lyrics out loud,
identify unfamiliar vocabulary, circle key words, and discuss the song's meaning.
Afterward, students can complete a related writing activity based on the central themes in
the song.

For younger students, provide pictures or photos that relate to the main characters,
animals, objects, or actions from a song. Engage the student in selecting the correct
pictures as you sing the words from the song, or have them sequence the pictures in order
from memory after listening to the song.

3. Rhythm Is Your Friend


There is a focus in special education (especially with autism intervention) on structuring
the student's visual environment. What about auditory information? Verbal instructions
and dialog can also be overwhelming for students who have difficulty filtering for the
important information they should attend to. Rhythm helps emphasize key words, add a
predictable cadence, and naturally gets the body in sync with and tuned into the activity.

Try this simple greeting chant:

 Let’s go 'round in a circle.


 Let’s go 'round in a game.
 When I get to you, tell me, what’s your name?

Students can tap the syllables to their name on a drum to help with their articulation and
pacing. Tapping a rhythm on the table, a knee, or a drum is also a great tool for students
who speak too fast or are difficult to understand.

4. Generalization Is Key
It's great to see a student who can sing his or her phone number, math facts, or classroom
rules through a song, but what happens when music time is over? It's our job as educators
to facilitate the generalization of skills from the music to the non-music setting. Some
ways to do this include:

 After a song, ask the students "Wh" questions (who, what, when, where, why)
about the song content in spoken language.
 Use visual supports from the song during related non-music activities. You might
use pictures from a hand-washing song as cues during actual hand washing at the sink.

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 Use lyrics from the song as cues throughout the week. If you have a behavioral
song cuing the student to keep their hands down, you might start by singing the "hands
down" phrase at other times during the day when you see the student becoming
restless. Later you can fade the singing into a spoken voice.

Now it's your turn to get those songs out of your head and into the classroom! And please
share with us how you use music with your special education students.
MICHELLE LAZAR, MA, MT-BC'S PROFILE

Source:- https://www.edutopia.org/blog/music-with-special-needs-students-michelle-
lazar

WORLD  PEOPLE MAKING A DIFFERENCE


Difference Maker
Finnish teacher unlocks music for special-needs
students

Save for later

Simplified, accessible music notation lets their talent, not their needs, take
center stage.
By Stacy Teicher Khadaroo, Staff writer of The Christian Science MonitorAPRIL 29, 2009
Save for later

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HELSINKI, FINLAND — Jamming on keyboards, bass guitar, and drums, four

young men fill a basement room with harmony. The only unusual items here

are the colorful squares, triangles, and circles up on a magnet board. The

symbols are stand-ins for conventional musical notes – the keys that have

unlocked music for the students here.

The Special Music Center Resonaari has a humble, cozy setting – a converted

two-story home in Finland 's capital. But for the 170 people with intellectual

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or developmental disabilities who take music classes here each week, it's a

place where their talents, not their special needs, take center stage.

For music teacher Markku Kaikkonen , the director, it's also the nucleus of a

"cultural revolution."

Recommended: Could you pass a US citizenship test?

"Our pupils, many of them, have lived in the margin of society. But now, with

the help of ... music education, they are coming closer and closer to the center

of society," Mr. Kaikkonen says, leaning forward with excitement, his brown

hair hanging loosely about his shoulders.

Could you pass a US citizenship test?


TEST YOUR KNOWLEDGE  

Finnish teacher unlocks music for special-needs students

327
Photos of the day 02/08
PHOTOS OF THE DAY  

The effects spread far beyond the students, Kaikkonen says. They change

attitudes among families, neighbors, and the audiences who see them

perform.

Figurenotes, a system of notation and teaching, has been developed and

tested over the past decade by Kaikkonen and codirector Kaarlo Uusitalo.

Students learn to play by matching the symbols to keys on a piano or frets on

a guitar. Colors indicate notes, shapes show the octave, and arrows show

sharps and flats. It's a simple way to convey all the information in traditional

notation.

The Figurenotes method has spread to Japan, Estonia, and Scotland .

"What they're teaching us is that people with learning disabilities are capable

of doing so much more in terms of their musical ability than what we

previously knew," says Brian Cope, artistic director of Drake Music Scotland,

a charity that uses Figurenotes in both mainstream and special education.

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Students often arrive with no concept of rhythm, melody, or other basics.

Some can use only one finger to play. Others are very shy. It can take years to

reach the point of performing in annual concerts, which draw hundreds.

Kaikkonen and his teachers patiently rejoice in every step of progress.

"In the beginning, it's only colors and symbols, but then suddenly it starts to

be music, and it's the miracle moment," Kaikkonen says. "When a person is

playing for the first time in his life, and he understands, 'I played music!' ... I

call it the big-smile effect." It kicks off a lifelong cycle of learning, he says.

When student Marko Koivu arrived for classes about 10 years ago, he had

only two friends: his mother and a nurse. "He was a really passive boy,"

Kaikkonen recalls.

Before long, Marko was learning to play the keyboard. "His mother called to

say, 'Marko is teaching me how to play chords. Are these real chords?' "

Kaikkonen says. "It was a great moment ... when the son ... had knowledge

about something that the mother didn't know anything about."

Marko started exploring bus routes to rehearsals, instead of relying on his

free taxi card. He befriended some famous Finnish musicians, who joined him

and other Resonaari students onstage.

"Music is my life," he says. "When we have concerts, it is giving me a good

feeling."

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Kaikkonen studied music education and music therapy at Helsinki 's

prestigious Sibelius Academy  long before good methods for teaching music to

the disabled had been found. But as a teacher at a secondary school and as a

music therapist at a mental hospital, he learned to turn chaos into order

among students with behavioral problems. And two "master teachers" showed

him how to bring out people's hidden talents.

"When working with special-needs people, Markku treats them with respect

and humanity, with trust in their potential," writes Ulla Hairo-Lax  in an e-

mail interview. A music teacher and researcher in Helsinki, she has observed

his work and credits him with "boundless 'innovativeness' " and a "hilarious

sense of humor."

Kaikkonen joins Marko's band practice, tapping a plaid-slippered foot on a set

of bongos on the floor, his hand tucked into a back pocket of his black

jeans. Mr. Uusitalo  leads the group as they play (and sing in Finnish) John

Fogerty 's zesty "Proud Mary."

Perhaps they'll perform it at the next concert. The Resonaari players'

professionalism, and their ties to the well-known artists who perform with

them, are central to Kaikkonen's "cultural revolution."

They challenge people's notions of who can be a musician, he says. "People

are coming because the music is so good. For the audience, it is the moment

when they start to think [about] the power of these people." Maybe they look

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a bit different, but what the audience finds isn't a needy person. It's a "person

who is as talented as anybody."•

Source:- http://www.csmonitor.com/World/Making-a-difference/2009/0429/p47s01-
lign.html

Music Reading and Students with Special Needs


"The Big Four" by Dr. Alice M. Hammel 
Music Reading and Students with Special Needs
When teaching students with special needs to read music, set the stage for success by
creating an optimal learning environment. As many distractions as possible should be
removed from the environment, keeping the student’s area neat and clear of clutter,
adjusting lighting and making certain students are not near windows or uncontrolled
lighting to prevent glare that may detract from the music reading process.
Students with special needs can sometimes be easily distracted, however, learning can
improve if adaptations to music are made in advance. When a task such as music reading
is difficult, getting “off-task” in a lesson can be very easy. Preparing necessary materials
before the lesson may diminish these issues.
Color, Size, Modality and Pacing
The “Big Four” of color, size, modality, and pacing should guide every teacher’s
approach.
Color

Students with learning differences have difficulty reading music primarily because they
cannot easily see black print on white paper. Adding color to the page heightens the
detection ability of the rods and cones that help eyes see and send messages to the brain.
Some of the following color adaptations include:
 A piece of colored transparency paper placed over the music helps to organize the
visual process and can bring the notes into proper perspective;
 A highlighter with an eraser on the opposite can be used to highlight an area and
erase when the music reading focus moves to a different part of the page;
 Color photographs of information also help students visualize materials; and
 Music can be coded with colors or familiar symbols to help students remember
notes or rhythms, for example, pink is C, blue is D, and E is green. Colors
(familiar to students) remove a step in the music reading process. When students
are able to recognize notes on the staff, the next set of notes can be color coded.

Size
Students with learning differences respond very well when music is simplified or made
larger and bolder, thereby increasing the student’s ability to focus on specific elements in

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the teaching process. The following recommendations will help decrease a student’s
frustration level:
 Use an overhead projector, copy machine, or computer to enlarge materials;
 Begin with a blank score and add information as needed during the process to
indicate tempo, meter, key signature, note values, or write measure numbers as
needed; or
 Create visual aids for difficult words, and provide visual cues for phrases or score
markings.

These strategies help students gain control over the speed of information they are asked
to process.

Modality
All students learn through various modalities (visual, aural, and kinesthetic); however,
students with special needs sometimes process information best through one or two,
rather than all, modalities. Music educators should plan to present information in at least
three ways and encourage students to respond through one or more modalities. The
following examples are multi-sensory approaches that will help address multiple
modalities:
 Provide written materials for all spoken instruction;
 Provide multiple opportunities to reinforce concepts with manipulatives such as a
felt board, a raised texture board with heavy rope, foam or plastic shaped notes
and clefs;
 Allow students to tape record rehearsals for personal practice at a slower pace or
in their preferred modality;
 Ask students to respond according to their strongest modality (visually, orally, or
kinesthetically); and
 Allow students to use a Word Bank (list of key words) when completing
assessments to stimulate memory of definitions or applications of knowledge.

Pacing
Students with learning differences may have to complete the entire process of building a
piece from a blank score throughout their music study. This can be a source of frustration
for both the student and teacher as the task can appear to be overwhelming. The
following process is effective in guiding students to reading music:
 Use a scaffolding technique by introducing and increasing the amount of music
reading a student performs independently;
 Separate rhythmic and melodic elements until a student can combine them;
 Provide a list of the multiple steps (or a visual model of the steps) involved for
learning the music. The student can follow the list while practicing at home to
develop the independence necessary for music reading.
 Separate pieces into small chunks, a measure or short phrase that can be put
together at a later time;

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 Incorporate computer software programs for students who need extra drill and
practice in note and rhythm reading;
 Ask students to practice for a short period of time at more frequent intervals, for
example, two 10 minute practice sessions rather than one 20 minute practice
session to encourage students to work at an even pace and decrease frustration
levels;
 Wait to prompt students for verbal answers to questions until at least 5 seconds
have passed; and
 Identify “strong” students who will be a good friend and practice buddy for a
special student who needs help.

Students with special needs need a longer period of time to process questions and
determine appropriate responses. Music reading processes may need to be reviewed each
time the student begins a new piece of music. Students with learning differences will
appreciate the extra time to process the information and will begin to feel their input is
valuable. Learning will be more successful when students are full participants in the
process.
These accommodations are entirely appropriate because students with learning
differences complete many more steps than non-disabled students. Frustration levels can
be lowered if students can demonstrate competency by completing a few problems or
performing a few measures rather than an entire page. Because the process is more
difficult for students with learning differences, each response requires much more effort.

Source:- http://www.people.vcu.edu/~bhammel/special/resources/articles/big_four.htm

Getting Musical With Kids Who Have Physical Disabilities


written by: Anne Vize • edited by: SForsyth • updated: 8/2/2012
Making music is fun, and most kids learn much from music. Creative expression and the
ability to communicate in a language that involves sound and rhythm and beat can be an
extremely satisfying experience for all. Music activities for kids with special needs can
take many forms

 Group Music Experiences


Group musical experiences are easy to run in a school setting, particularly if you have
access to a trained music teacher or music therapist. The teacher or music leader is
responsible for planning the session, ensuring a logical flow of learning from one session
to the next, and for planning, implementing and reporting on the outcomes of the music
classes. Here are some great music activities to try with kids with special needs in a
group setting:
 Keep the beat here - One student starts a beat by tapping on a part of their
body and, without using words, everyone copies that person's action. When the
teacher points at another student, the new person starts a beat on a different part of
their body.

333
 Song choice - Use Compic cards or Makaton signs for songs that are
familiar to students so a student can choose what they would like to play or hear. This
is great for encouraging turn-taking, teamwork and communication skills with special
needs students.
 My big bass drum - The song 'I can play on my big bass drum' is great for
kids with special needs who have a physical and auditory disability. They can gain
lots of sensory feedback and sensory information through a bass drum, while being
able to play it fairly easily from a seated position. For a wheelchair student, ensure
the drum is positioned in a stable place and that the student is able to hit the drum
with part of their body without hurting themselves on the rim of the drum.

 Adapting Musical Instruments


Sometimes instruments and other musical items need to be adapted so they can be used
easily by a student with a physical disability. You could try:
 Adding a piece of sponge wrapped around a handle of an instrument (such
as a tone block handle or a xylophone beater) to increase the grip size.
 Mounting an instrument onto a flat board so it remains still, or clamping it
to a table top using a monkey grip
 Adding a circle of soft elastic to a handle of an instrument so it is not lost
by a student who has trouble maintaining a strong hand grip.
 Using a nail brush to act as a holder to keep a piece of music upright
(laminate the page first to give it the necessary stiffness; otherwise it will fall over)--
This can be placed on a wheelchair tray or table top so it can be seen while playing an
instrument.
 Consulting with a therapist (such as an occupational therapist) about more
technical ways of making instruments and music accessible to an individual student.

 Respecting Different Intelligences


You've know the concept of different types of intelligences. Remember that musical
intelligence is another form that needs to be cared for and nurtured so that it can grow
and develop. Find the music intelligence in all your students and take the time to adapt
and plan for their individual needs. If you do, you will discover that music activities for
kids with special needs could become one of the most rewarding parts of your week as a
teacher.

Source:- http://www.brighthubeducation.com/special-ed-physical-disabilities/43084-
classroom-music-activities-for-students-with-physical-challenges/

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Children with Special Needs Thrive in Music Program That Teaches Music for
Music's Sake
A New Jersey music school helps special needs students
achieve more than learning an instrument – opening a world
of opportunity
Article ID: 642341
Released: 30-Oct-2015 9:05 AM EDT
Source Newsroom: Rutgers University
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KEYWORDS
 special needs children, Autism, autistic adults, autistic child, Music Education

335
Credit: Photo: Courtesy of Octopus Music School
Octopus Music School founder Joseph Fekete and guitar instructor Ariella Gizzi.

Credit: Photo: Courtesy of Octopus Music School


Guitar instructor Ariella Gizzi has taught Victor Grigorov, who has autism, for three years.

336
Credit: Photo: Courtesy of Octopus Music School
Octopus Music School founder Joseph Fekete and guitar instructor Ariella Gizzi.

Credit: Photo: Courtesy of Octopus Music School


Guitar instructor Ariella Gizzi has taught Victor Grigorov, who has autism, for three
years.
PrevNext
Music can be life changing. Newswise — Just ask Dimitar Grigorov. When his then-12-
year-old son, Victor, asked to take guitar lessons, the Highland Park, N.J., father was
skeptical. Victor, who is autistic, was prone to anxiety and had difficulty focusing his
attention on one task. But Victor was insistent: He was going to play the guitar. “There’s
no denying Victor when he sets his mind on something,” Grigorov says. “I figured it was
worth a shot.” Grigorov started calling music schools but became discouraged: Most

337
teachers had never taught a child with special needs and weren’t sure they could. He had
almost given up when a friend recommended Octopus Music School in downtown New
Brunswick, owned by Rutgers University alumnus Joseph Fekete. “It was wonderful to
finally hear a yes,” Grigorov says. The school had never taught a child with special
needs. But Fekete and guitar instructor Ariella Gizzi, a fellow Rutgers graduate who
works during the day as a special education teacher, were willing to try. “We are music
teachers, not music therapists, but we saw a child who just wanted to learn how to play
an instrument,” Fekete says. “We decided: Why not teach music for music’s sake, and if
in doing so, we provide something therapeutic, all the better.” In his early sessions,
Victor was anxious and experienced panic attacks. “Teaching him guitar was secondary
to keeping him engaged in the lesson,” Fekete says. “But soon, Victor started to express
his understanding and appreciation of music. It was pretty amazing what he achieved.”
Today, Victor, 15, practices daily, researches music that he’d like to play and has
performed in the school’s annual spring showcase along with his typically functioning
peers at the George Street Playhouse in New Brunswick. Beyond the technical skills,
Grigorov ticks off the personal benefits: Victor’s communication, patience and
interaction with the world around him have improved. And the teen, who at one time
could only tolerate the lowest volumes while watching television, now can be found in
the audience at rock concerts. “We’ve seen the loudest bands we could – The Rolling
Stones, Whitesnake, AC/DC,” says Grigorov. “I have to wear cotton in my ears, but
Victor takes his out.” Since enrolling Victor, Octopus’s special needs program has taken
off, primarily through word of mouth: Of the approximately 200 students the school
teaches each week, one-quarter has disabilities, such as autism and Down syndrome. As
a Division of Developmental Disabilities service provider, Octopus also offers music
instruction to special needs adults attending area day programs.
“Victor opened our eyes to the fact that there is a population of people who want to learn
music, but have few opportunities,” says Fekete. “Students come to us from across the
state.” Fekete – a French cultural studies and political science double major who worked
his way through college by teaching guitar at his off-campus home – opened Octopus
Music School upon his graduation from Rutgers in 2008. Since then, the business has
grown from one to four rooms and boasts a stable of 10 instructors who teach guitar,
bass, piano, violin, drum and voice. The quirky name is a nod to Fekete’s original home
studio. “The street number was eight, and the room where I taught was so tiny that the
equipment cables unraveled all over the place,” he says. “I referred to it as ‘the octopus’
and the name stuck.” He says the greatest satisfaction comes from watching children,
regardless of ability, learn to appreciate music. “Teaching a special needs student is no
different than teaching a typically functioning student,” Fekete explains. “Every person
is unique in how he or she learns. We get to know the individual first and create lessons
accordingly.” Gizzi, who previously worked at Rutgers’ Douglass Developmental
Disabilities Center, draws upon her education and experience to apply instructional
techniques to teaching music theory. “Some students do not require modified content,”
she says. “For others, I focus more on providing the foundations and basics of rhythm
and note reading. I add visuals, body movements and verbal cues to enhance my
instruction.” Beyond music education, students in the program have reaped other
benefits, such as improved motor or communication skills. Gizzi encourages parents to
see their special needs children as capable of learning an instrument. “The progress they

338
see is incredible,” she says. “They will leave their lessons with a sense of purpose and
with a skill that they themselves have worked to achieve.”

Source:- http://www.newswise.com/articles/children-with-special-needs-thrive-in-music-
program-that-teaches-music-for-music-s-sake

Key Roles in Planning the Transition to College and Careers

by Margo Vreeburg Izzo

Students with disabilities have the most important role in planning their own transition
from high school to postsecondary education, employment, and independent living.
However, parents, educators, and adult services personnel also have crucial roles in the
teams that work with the students to prepare for post-high school life. This article
provides an overview of some of the key roles of those adults in assisting students to
explore, plan for, and move into further education and career preparation opportunities
after high school.

The Role of the IEP Team

Federal legislation provides very clear guidance on how educators and parents must
design special education and related services to prepare students with disabilities for
further education, employment, and independent living. The Individuals with Disabilities
Education Act (IDEA) of 2004 requires school personnel to begin planning transition
services with the student, parents, and other agency representatives prior to the student's
16th birthday, or younger if determined appropriate. The Individualized Education
Program (IEP) team must review the IEP annually and update the:

(aa) "appropriate measurable postsecondary goals based upon age-appropriate transition


assessments related to training, education, employment, and, where appropriate,
independent living skills;
(bb) transition services (including courses of study) needed to assist the child in reaching
those goals."
(IDEA of 2004, Section 614, d, VIII)

The IEP team meets on an annual basis to discuss the student's vision for the future,
present levels of performance, transition services, and annual goals. The IEP is developed
to prepare the student for postsecondary education and employment. Once students reach
the age of 16, they assist the IEP team to develop measurable postsecondary goals.
Examples of such goals are: "After high school, Liz will obtain a two-year degree in
Allied Health's Patient Care Program" and "After high school, Juan will attend classes at
Independence Community College and work part-time on campus in the bookstore or
student center." Once these measurable postsecondary goals are developed, the IEP team
writes annual goals and identifies transition services needed to prepare students to reach

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their postsecondary goals. Since students' postsecondary goals guide what types of annual
goals and transition services are delivered, it is essential to identify postsecondary goals
that students are motivated to achieve. For example, if a student wants to go to college
but doesn't currently have the study habits and educational track record to make that a
realistic goal, then teachers and parents need to share their concerns with the student.
They need to give him or her an opportunity to take steps toward better preparation to
achieve that goal or to revise the goal. Going to college will require attending classes,
doing homework, and receiving grades. If a student does not like these tasks, perhaps the
student could look at alternative forms of post-high-school education, such as attending
non-credit adult learning classes through the local adult and community education
program where participants do not have to complete homework or take tests.

The IEP team is also involved in planning community experiences with the student to
confirm potential employment and postsecondary goals and to explore various work and
college settings. Research indicates that the best predictor of employment following high
school is paid work experience in high school. Gaining the skills to maintain employment
is critical even if a student wants to go to college. Ultimately, employment is the goal of
both high school and college programs.

Finally, the IEP must include a statement of the interagency responsibilities or any
needed linkages. For example, a rehabilitation counselor may support a summer work
experience by funding a job developer and coach to work with a student. By including
descriptions of both educational and adult services in the IEP, a coordinated set of
transition services leading to postsecondary education and careers is more likely to occur.

The Role of Transition Services

Transition services are designed to facilitate movement from school to adult settings
including college, vocational education, employment, continuing and adult education,
adult services, independent living, and community participation. IEP teams consider
students' strengths, preferences and interests when planning these services. Transition
services are provided by teachers and related services personnel such as occupational
therapists, transition specialists, and rehabilitation counselors. These school and adult
services personnel provide instruction and community experiences to develop the skills
students need to navigate college and employment settings. Bridge programs located on
college campuses, but designed for high school students, are becoming increasingly
popular. These programs give students opportunities to navigate college settings with
their age-peers without disabilities, enroll in or audit college classes, and move toward
employment and adult participation in the community.

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The Role of Rehabilitation Services

The Rehabilitation Act was reauthorized under the Workforce Investment Act of 1998 to
consolidate, coordinate, and improve employment, training, literacy, and vocational
rehabilitation services. The act mandates that vocational rehabilitation (VR) counselors
participate in transition planning for students served under IDEA, at the very least, in the
form of consultation and technical assistance (National Council on Disability, 2009).
Students with disabilities are eligible for VR services if they meet the following three
criteria:

 Their physical or mental impairment constitutes or results in a substantial


impediment to employment.

 They can benefit from VR services in terms of an employment outcome.


 They require VR services to prepare for, secure, retain or regain employment.

However, not all eligible students can be served by VR due to a lack of funds.

Vocational rehabilitation counselors provide direct services to help transition-age youth


gain the educational and vocational skills needed to transition to living, working, and
participating as adults in community life. The VR counselor works with eligible youth
and the IEP team to develop an Individual Plan for Employment (IPE) designed to assess,
plan, develop and provide VR services to prepare for, and engage in, gainful employment
(National Council on Disability, 2009). An IPE contains the specific employment
outcome that is chosen by the eligible individual, and any services provided by VR listed
and described in the IPE must be focused toward securing a reasonable employment
outcome. VR counselors provide services to enable youth with disabilities to leave high
school, attain postsecondary education and training, and achieve employment rates and
levels of wages comparable to their peers without disabilities. Services provided through
the IPE to youth and adults eligible for VR include assessment, counseling and guidance,
referral, job-related services, corrective surgery, therapeutic treatment that may reduce or
eliminate an employment impediment, prosthetics, employment-related transportation,
related personal services, interpreter services, and rehabilitation technology.

Several studies have reported that students with intellectual and developmental
disabilities who participate in postsecondary education have increased their earnings
(Grigal & Dwyre, 2010). Despite this, not all VR counselors will include the costs for
college as a VR service in the IPE. However, many professionals and parents can attest to
the significant growth in employability skills that occurs when young adults with
disabilities are participating in college classes with their age-peers. The skills of being a
good student overlap considerably with those skills needed for successful employment.

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Conclusion

In summary, professionals and parents should encourage high school students with
intellectual disabilities to take the lead in exploring the skills and education needed to
transition to college and careers of interest. Students must take an active role in
developing their IEPs and be comfortable talking about the nature of their disabilities
with both educators and other professionals. Encouraging students to advocate for
necessary accommodations in the high school setting will prepare them for college.
Finally, empowering students to embrace their futures with the self-determination needed
to set goals and make adjustments on a daily basis will help ensure their success.

References

Grigal, M. & Dwyre, A. (October 2010). Employment activities and outcomes of college-
based transition programs with students with intellectual disabilities. Insight, 3. Retrieved
1/12/11 from http://www.thinkcollege.net/about-us/publications

Individuals with Disabilities Education Improvement Act, 20 U.S.C. 1400 et seq. (2004).

National Council on Disability. (2009). National disability policy: A progress report.


Washington, DC: Author. Retrieved 5/24/09 from
http://www.ncd.gov/newsroom/publications/2009/publications.htm

Margo Vreeburg Izzo is Associate Director and Program Director of Special Education
and Transition at the Nisonger Center, The Ohio State University, Columbus. She may be
reached at 614/292-9218 or izzo.1@osu.edu.

Creating a Transition Portfolio

The transition portfolio is a collection of documents students prepare to help develop


their postsecondary goals and their plans to achieve those goals. Students print out and
place these documents in a binder and save them electronically for easy updating in the
future. Many of the documents can be developed in English or technology classes to meet
required academic standards and course objectives. The following items are suggested for
inclusion in the portfolio:

 PowerPointTM presentation outlining results of students' transition assessment


surveys, careers of high interest, postsecondary goals, and transition activities
they will implement to prepare for college and careers.

 Job comparison chart outlining the nature of work, working conditions, salary and
education needed to enter their top two careers.

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 College comparison chart outlining the costs, size, residential options, majors and
supports available at two or three colleges of high interest.
 Career narrative explaining their postsecondary plans.
 Measurable postsecondary goals for employment and education or training that
students and their IEP team can consider including in the IEP.
 Short-term, annual goals students can complete this year to help them meet their
long-term postsecondary goals.
 Resume and cover letter for students to attach to a job or college application.
 Completed job and college applications to use as samples for future applications.
 Written interview with a professional from their chosen career area.
 Checklist of tasks that must be completed to reach their postsecondary goals.
 Bookmarks listing Web sites that have been helpful in clarifying the students'
career goals and transition plans.

Contributed by Margo Izzo, Associate Director and Program Director of Special


Education and Transition at the Nisonger Center, The Ohio State University, Columbus.

Using Individual Supports to Customize a Postsecondary


Education Experience

by Cate Weir

With special programs for students with intellectual disabilities now in place on
approximately 200 college campuses in the U.S., the opportunities for people with
intellectual disabilities to attend college as part of an organized program are greater than
they have ever been. While a program may offer classes and social events specifically for
students with intellectual disabilities, and for many individuals this may be the route they
would like to go, others may want to go a different route. They may want to attend a
college that is near to their home or one that offers the courses they are interested in even
though it does not have a program specifically for them. It is still possible for people with
intellectual disabilities to attend a college of their choice, even if a special program does
not exist. This can be accomplished through the creative use of individualized,
collaborative supports that are designed around the unique needs and desires of the
student.

What Are Individual Supports?

It may be helpful to describe what individual supports are not. They are not
predetermined, they are not on a menu to pick from, and they are not packaged together
into anything that would resemble a program. Where programs may be developed on a
campus with the generic needs of a group of students in mind (for example, those with

343
labels of autism) and then students with this label are directed into that program,
individual supports start with the unique needs and desires of the student. A key
difference between programs and individual supports is the level of choice one has of
which college to attend. Another critical distinction is that individual supports utilize
existing college support systems, perhaps supplementing those with additional services
such as vocational rehabilitation and other adult support agencies; but it does not create a
special support system designed only for program participants.

The essence of individual supports is person-centeredness – the student her or himself is


determining the process, and supports are coordinated by the student or a person that
student picks. This may be a friend, a case manager, a high school teacher, a vocational
rehabilitation counselor or a staff person from an adult support agency. This method
requires good communication among the people involved in supporting the student, and
that all parties be knowledgeable about how college supports work.

The Process of Creating Supports

To prepare for college while still in high school, students who receive special education
services must be assisted to develop independence in the use of accommodations they
need, be encouraged to pursue the academic coursework needed for college courses that
they desire to take, and have the opportunity to attend college fairs along with their peers.
Once a student has decided to attend a particular college, if it is in or near the student's
home community the student's school district can assist him or her to prepare for entry to
that college by including a college support person on the transition team. The district can
also provide the student with a document to share with the college that explains the best
learning and teaching strategies for this student's success. In some instances, when a
student is under the age of 21 and still eligible for their school district's support, tutoring,
transportation or classroom assistance may be provided by the district on the college
campus.

In planning for individual supports for attending college, the person with an intellectual
disability – whether still in high school or post-high school – and a team of people
representing both professional and personal relationships meet to identify challenges the
student may face in college and to plan for supports for those areas. Collaboration and
person-centered planning are both key features of individual supports for college. The
person is supported to attend regular college classes and activities, and supports are
provided in much the same fashion as supports are provided to any student who requires
assistance. Key considerations in creating individual supports include the following:

 Resource mapping: Identify all resources available to the person that can offer
supports and services to assist at college. Examples of resources that students
have used include vocational rehabilitation services, developmental disability
agencies, Medicaid funding, private pay tutors, public transportation, college

344
disability services, Americorps, mentor programs on college campuses, family
resources, along with school district resources for those under age 21.

 Creative use of generic resources: It may not be readily apparent that some of the
supports a person has can be used to attend college. For example, an adult
developmental disability agency may offer staff support to a person to do their
shopping or learn to clean their apartment; but that staff support could also be
used to help them with homework or learning to use the college cafeteria.
 Technology: For individuals with disabilities technology can be a critical support
in attending college and can also offer long-term independence. Perhaps the best
technology solutions are devices that all students are using, such as cell phones,
smart phones, iPods, and computers with their many applications that can be used
to help support students on campus and improve communication and personal
organization. In addition, many campuses have technology centers equipped with
special software and hardware to assist students with disabilities in their school
work, and vocational rehabilitation services may also be able to help with
obtaining assistive technology to help the student be more independent.
 Person-centered planning: With a commitment to planning that puts the person's
dreams at the center, it is more likely that the services and assistance that are
designed to support their college education are aligned with the true wishes of the
person. It also opens up the type of creative, out-of-the-box thinking that
effectively supporting a college education requires. Rather than fitting a person
into a pre-existing "slot" the resources can be aligned with what that person wants
to do.
 Coordination: An individual approach to services and supports for people with
disabilities seeking postsecondary education requires someone who is aware of all
the pieces and can coordinate them to maximize the usefulness of each one. This
role can be filled by a transition coordinator at a school district, by a case
coordinator at an agency, or sometimes by a parent. Certainly it is sometimes the
student himself or herself who does the coordinating. But someone who is always
seeing the big picture is a key to success.
 Collaboration and communication: Many individuals with intellectual disabilities
who want to attend college have had less-than-successful experiences when the
communication between and among all the players, especially college faculty and
staff, is not effective. For many college personnel, their experience with people
with intellectual disabilities is limited, and their understanding of why people with
significant disabilities want to go to college may be lacking. Many students have
found it helpful to identify a "champion" on campus. That "champion" can help
college faculty and staff understand the student's commitment to a college
education, help address concerns and answer questions, and facilitate
collaboration and communication between all involved parties.
 Knowledge of how college differs from high school: Because a college education
is not a guaranteed right like a K-12 education is, there are different ways to
approach a college. There are things that are not available to students who are not
"matriculated" – not admitted fully into the college certificate or degree programs.
Students with intellectual disabilities often enter the college through continuing
education divisions and classes, rather than through the certificate or degree

345
application process. Discussions on what courses are available, how to register,
and how to obtain services from the disability services office all need to take
place before the individual attends. Conversations with the college are critical to
laying the groundwork and the understanding between and among all the people
involved, and setting the expectations for everyone involved.

Conclusion

Through pre-planning that emphasizes the goals and dreams of the student, creative use
of existing resources and a willingness to challenge assumptions about the capacity of
individuals with significant disabilities, students with intellectual disabilities are
attending college in increasing numbers. Here are some of the supports and strategies
students are using to make their dreams of college come true:

 A student who never received a high school diploma took college classes through
the university's division of continuing education. His successful completion of
college level courses showed that he was qualified to continue his education. He
used support from his family, an adult support agency, and vocational
rehabilitation services in addition to the supports provided to him as a student
with a disability through the Access Office on campus.

 The state Vocational Rehabilitation agency financially supported a young woman


to meet state licensing requirements by completing two college courses in child
development. The agency paid for professional tutoring for the student to
supplement the peer tutoring available at the college. The student and her tutor
developed grids for the child observations that were required in her class that
were adopted by all of her classmates. Child observations had been a historically
difficult area for all students, and this approach proved very successful for all
students in the class.
 A course of study was individually designed for a student interested in completing
a degree that will allow her to work in the animal grooming field. Together with
her academic advisor, the student was able to design a major that highlighted her
strengths and interests. For those classes that were particularly difficult, she
audited the class first, and then took the course for credit, allowing her more time
to learn the essential material.

Cate Weir is Project Coordinator for Think College at the Institute for Community
Inclusion, University of Massachusetts Boston. She may be reached at 603/848-4901 or
cathryn.weir@umb.edu.

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Previous Article / Next Article

Preparing Students with Intellectual Disabilities for College: Tips


for Parents and Teachers

by Beth Swedeen

Last year while attending our state's transition conference, my 17-year-old daughter told
me she wanted to speak at the conference this coming year. Over the summer we
developed and submitted a proposal that tells her story: how a student with
developmental disabilities fully participates in family, school, and community life. I was
both proud and a bit surprised when the proposal was one of the few chosen for a very
limited number of breakout sessions. However, it also saddened me that her experiences
are so unusual: She takes almost all general education courses (with modifications) in a
large, comprehensive high school where she participates in extra-curricular clubs and
leadership opportunities; has started and maintains a small jewelry business with her
sister; and is active in volunteer and other community service work. She also is on the
local "speaking circuit" to college students and parent groups.

In reality, even 35 years after the passage of legislation opening up public school
experiences for our children, students with intellectual disabilities often remain on the
fringes of school and community life. They continue to experience lower levels of
involvement in activities, organizations, and life experiences compared with their peers,
often resulting in a lack of skills needed for postsecondary and employment success. In
addition, they are not forming the relationships through which so many of us learn about
opportunities. How many high school students learn about a job or become interested in a
college through their connections with a friend or relative? For this to happen, those
relationships need to be taking place.

Developing family, school, and community expectations that individuals with disabilities
will participate across the lifespan in their schools, on the job, and in their communities is
essential in creating both the opportunities and relationships necessary for students with
intellectual disabilities to develop goals and achieve their dreams. While some families
have paved the way in creating the expectation that students with intellectual disabilities
can and should attend college, many other families who have experienced years of low
expectations from schools and other professionals may need support to develop that
vision.

As for any young adults, preparation for college for students with intellectual disabilities
needs to begin years before those application forms are filled out and a tuition down
payment is made. Students with intellectual disabilities may benefit from even more
exposure and practice than their peers in making choices, exploring options, developing

347
self-advocacy skills, and learning to navigate their communities. Sadly, most are getting
far fewer, if any, opportunities compared with their peers.

Here are some ways families and schools can begin early in encouraging, providing, and
supporting those critical experiences and opportunities that help students with intellectual
disabilities prepare academically, form social connections, develop self-advocacy skills,
and increase independence. These four components are all necessary – regardless of
disability – for the success of students in college.

Beginning in Middle School

During 6th and 7th grade, the following preparations for college can begin:

 Talk with the student about a range of careers and necessary preparation.

 Use person-centered planning tools (e.g., PATH, MAPS, Essential Lifestyle


Plans) to identify the student's strengths, interests, motivators, connections, and
potential resources.
 Look at different postsecondary programs online with the student.
 Attend college sports activities, plays, or other events together if you live near a
college or university.
 Encourage the student to use the Internet to conduct searches about careers and
postsecondary options.
 Encourage the student to make choices and his or her own purchases at stores,
restaurants, movie theaters.
 Have the student sign-in or check-in for doctor and dentist visits.
 Make sure the student has a library card. Libraries are a great resource for practice
making choices and performing independent transactions. Students also begin to
learn responsibility for keeping track of the card and checked-out resources.
 Include and involve the student in general education courses.
 Encourage use of technologies other students use (Internet, iPods, email), as well
as assistive technology such as voice to text programs.
 Discuss with the student extra-curricular and other community opportunities that
match his or her interests.
 Discuss and set-up necessary supports for the student to participate in extra-
curricular activities.
 Involve the student in aspects of the IEP process (e.g., display or discuss the
student's portfolio of work, talk about goals for the coming year, decide who to
invite).

348
During Eighth Grade

Parents and teachers can support preparation for postsecondary education by doing the
following while the student is in 8th grade:

 Continue to discuss with the student possible career paths and interests.

 Administer age-appropriate transition assessments, including person-centered


planning tools.
 Connect the student to possible leadership opportunities (e.g., 4-H, self-advocacy
training, school leadership teams).
 Work with the student to develop high school class schedules aligned to his or her
transition path and course of study, with a priority on general education courses
with accommodations/modifications as needed.
 Discuss the value of extra-curricular activity involvement and encourage the
student to identify and participate in at least one activity during freshman year.
 Include a high school teacher on the 8th grade transition IEP team.
 Set up a high school tour and spend some time in the high school setting as part of
the 8th grade transition process, if needed.
 Consider peer mentors, as opposed to adult supports, as guides, tutors, or supports
when possible.
 Encourage participation in programs and activities that have an overnight
component, such as Scouting and other camps, recreation programs, sleep-overs
with friends, etc.
 Provide opportunities for the student to have some ownership in planning and
participating in the IEP process (e.g., welcoming participants, sharing favorite
experiences from the school or a new interest discovered).
 Discuss possible summer activities that align with the student's career and
academic interests, such as volunteer opportunities, interest camps and recreation
programs, and part-time work.
 Continue to explore with the student technologies teens use to connect and
communicate (e.g., Facebook, cell phones, texting, instant messaging).
 Reflect with the student, toward the end of the year, on school and community
experiences in which he or she participated during middle school. Evaluate what
went well, what supports were helpful, and what activities are worth pursuing in
high school.

Beginning in 9th Grade

Among the steps parents and teachers can take to further prepare a student for
postsecondary education beginning in 9th grade and continuing through the remainder of
high school are these:

349
 Continue discussions with the student about his or her interests, aptitudes, and
motivators throughout high school.

 Continue using age-appropriate transition assessments.


 Provide opportunities to encourage development of self-advocacy and other self-
help skills through typical high school experiences (e.g., field trips in which the
student makes his or her own lunch and incidental purchases, learning to ride the
city bus, buying items at the school store, signing up for peer tutoring, etc.).
 Provide support for the student to keep and use a daily planner.
 Work with the student to design a class schedule based on ability, interests, and
postsecondary options, prioritizing general education classes with appropriate
accommodations and modifications as needed.
 Further facilitate discussion and exploration of career options through career fairs,
job shadows, in-school and community volunteer experiences, and service
learning.
 Begin to fade the use of one-on-one supports. Encourage connections with peers
for support, such as peer-tutoring, mentoring, and study groups.
 Help the student learn to identify when he or she needs help, and then ask peers
for support when needed.
 Support the student to learn appropriate self-regulation and classroom behaviors
(e.g., asking for a break, asking for help from a peer, not interrupting classroom
discussion).
 Discuss ways that the student can begin to take ownership for daily chores at
home (e.g., making lunch, cleaning room, adhering to a medication schedule).
 Encourage establishment of a bank account and use of a debit card and/or
checkbook.

Conclusion

My daughter's presentation for the conference is a work in progress. She continues to


work on new skills. These include using her planner every single day and getting a ride
home from a friend after school, then letting herself into the house with her key and
calling me to say she got home. It seems like the set of skills to learn is endless, but
having those opportunities to practice problem-solving and take some risks are what
growing up is all about. And they certainly increase any young person's chances of
success in college.

Beth Swedeen is Executive Director with the Wisconsin Board for People with
Developmental Disabilities, and former Transition Specialist with the Waisman Center at
the University of Wisconsin, Madison. She may be reached at
Beth.Swedeen@wisconsin.gov.

350
Retrieved from the Web site of the Institute on Community Integration, University of Minnesota
(http://ici.umn.edu/products/impact/233). Citation: Weir, C., Fialka, J., Timmons, J., Nord, D., & Gaylord,
V. (Eds.). (Autumn/Winter 2010/2011). Impact: Feature Issue on Postsecondary Education and Students
with Intellectual, Developmental and Other Disabilities, 23(3). [Minneapolis: University of Minnesota,
Institute on Community Integration].
__________

Hard copies of Impact are available from the Publications Office of the Institute on Community Integration.
The first copy of this issue is free; additional copies are $4 each. You can request copies by phone at
612/624-4512 or e-mail at icipub@umn.edu, or you can fax or mail us an order form. See our listing of
other issues of Impact for more information.

The PDF version of this Impact, with photos and graphics, is also online at
http://ici.umn.edu/products/impact/233/233.pdf.

Source:- https://ici.umn.edu/products/impact/233/14.html

Celebrity Quotes: Learning From Challenges


By Amanda Morin

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Celebrities with learning and attention issues are often willing to share what those
challenges have taught them. Here’s what 9 famous people with ADHD, dyslexia and
more have to say.

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351
Orlando Bloom, actor

Dyslexia

“If you have kids who are struggling with dyslexia, the greatest gift you can give them is
the sense that nothing is unattainable. With dyslexia comes a very great gift, which is the
way that your mind can think creatively.”
—Child Mind Institute

Orlando Bloom, actor

Dyslexia

“If you have kids who are struggling with dyslexia, the greatest gift you can give them is
the sense that nothing is unattainable. With dyslexia comes a very great gift, which is the
way that your mind can think creatively.”
—Child Mind Institute

352
Will.i.am, Grammy-winning singer and producer

ADHD

“You’re always moving and thinking about a whole bunch of things. But those traits
work well for me in studios and in meetings about creative ideas. If you listen to the
songs I write, they are the most ADHD songs ever. They have five hooks in one and it all
happens in three minutes. I figured out a way of working with it.”
—Daily Mirror

353
Tim Tebow, former NFL quarterback

Dyslexia

“It has nothing to do with how intelligent you are. You can be extremely bright and still
have dyslexia. You just have to understand how you learn and how you process
information. When you know that, you can overcome a lot of the obstacles that come
with dyslexia. When you figure out how you learn, you can accomplish whatever you
want.”
—ESPN

354
Whoopi Goldberg, award-winning actress and comedian

Dyslexia

“They thought I was lazy so they put me in the slow class. But my mom was a Head Start
teacher, and she told me, ‘You’re not slow, you’re just different.’”
—Brattleboro Reformer

355
Ty Pennington, host of “Extreme Makeover: Home Edition”

ADHD

“That’s the other thing: Even if you’re on medication, you still have to treat your body
properly and take care of yourself. The idea that [ADHD] goes away or you grow out of
it isn’t true.”
—Huffington Post

Source:- https://www.understood.org/en/learning-attention-issues/personal-
stories/famous-people/celebrity-quotes-learning-from-challenges#slide-5

356
Teaching Tips for Children and Adults
with Autism
Temple Grandin, Ph.D.
Assistant Professor
Colorado State University
Fort Collins, CO 80523, USA
(Revised: December 2002)

Good teachers helped me to achieve success. I was able to overcome autism because I
had good teachers. At age 2 1/2 I was placed in a structured nursery school with
experienced teachers. From an early age I was taught to have good manners and to
behave at the dinner table. Children with autism need to have a structured day, and
teachers who know how to be firm but gentle.

Between the ages of 2 1/4 and 5 my day was structured, and I was not allowed to tune
out. I had 45 minutes of one-to-one speech therapy five days a week, and my mother
hired a nanny who spent three to four hours a day playing games with me and my sister.
She taught 'turn taking' during play activities. When we made a snowman, she had me
roll the bottom ball; and then my sister had to make the next part. At mealtimes, every-
body ate together; and I was not allowed to do any "stims." The only time I was allowed
to revert back to autistic behavior was during a one-hour rest period after lunch. The
combination of the nursery school, speech therapy, play activities, and "miss manners"
meals added up to 40 hours a week, where my brain was kept connected to the world.

1. Many people with autism are visual thinkers. I think in pictures. I do not think in
language. All my thoughts are like videotapes running in my imagination.
Pictures are my first language, and words are my second language. Nouns were
the easiest words to learn because I could make a picture in my mind of the word.
To learn words like "up" or "down," the teacher should demonstrate them to the
child. For example, take a toy airplane and say "up" as you make the airplane
takeoff from a desk. Some children will learn better if cards with the words "up"
and "down" are attached to the toy airplane. The "up" card is attached when the
plane takes off. The "down" card is attached when it lands.
2. Avoid long strings of verbal instructions. People with autism have problems with
remembering the sequence. If the child can read, write the instructions down on a
piece of paper. I am unable to remember sequences. If I ask for directions at a gas
station, I can only remember three steps. Directions with more than three steps
have to be written down. I also have difficulty remembering phone numbers
because I cannot make a picture in my mind.
3. Many children with autism are good at drawing, art and computer programming.
These talent areas should be encouraged. I think there needs to be much more
emphasis on developing the child's talents. Talents can be turned into skills that
can be used for future employment.

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4. Many autistic children get fixated on one subject such as trains or maps. The best
way to deal with fixations is to use them to motivate school work. If the child
likes trains, then use trains to teach reading and math. Read a book about a train
and do math problems with trains. For example, calculate how long it takes for a
train to go between New York and Washington.
5. Use concrete visual methods to teach number concepts. My parents gave me a
math toy which helped me to learn numbers. It consisted of a set of blocks which
had a different length and a different color for the numbers one through ten. With
this I learned how to add and subtract. To learn fractions my teacher had a
wooden apple that was cut up into four pieces and a wooden pear that was cut in
half. From this I learned the concept of quarters and halves.
6. I had the worst handwriting in my class. Many autistic children have problems
with motor control in their hands. Neat handwriting is sometimes very hard. This
can totally frustrate the child. To reduce frustration and help the child to enjoy
writing, let him type on the computer. Typing is often much easier.
7. Some autistic children will learn reading more easily with phonics, and others will
learn best by memorizing whole words. I learned with phonics. My mother taught
me the phonics rules and then had me sound out my words. Children with lots of
echolalia will often learn best if flash cards and picture books are used so that the
whole words are associated with pictures. It is important to have the picture and
the printed word on the same side of the card. When teaching nouns the child
must hear you speak the word and view the picture and printed word
simultaneously. An example of teaching a verb would be to hold a card that says
"jump," and you would jump up and down while saying "jump."
8. When I was a child, loud sounds like the school bell hurt my ears like a dentist
drill hitting a nerve. Children with autism need to be protected from sounds that
hurt their ears. The sounds that will cause the most problems are school bells, PA
systems, buzzers on the score board in the gym, and the sound of chairs scraping
on the floor. In many cases the child will be able to tolerate the bell or buzzer if it
is muffled slightly by stuffing it with tissues or duct tape. Scraping chairs can be
silenced by placing slit tennis balls on the ends of the legs or installing carpet. A
child may fear a certain room because he is afraid he may be suddenly subjected
to squealing microphone feedback from the PA system. The fear of a dreaded
sound can cause bad behavior. If a child covers his ears, it is an indicator that a
certain sound hurts his ears. Sometimes sound sensitivity to a particular sound,
such as the fire alarm, can be desensitized by recording the sound on a tape
recorder. This will allow the child to initiate the sound and gradually increase its
volume. The child must have control of playback of the sound.
9. Some autistic people are bothered by visual distractions and fluorescent lights.
They can see the flicker of the 60-cycle electricity. To avoid this problem, place
the child's desk near the window or try to avoid using fluorescent lights. If the
lights cannot be avoided, use the newest bulbs you can get. New bulbs flicker
less. The flickering of fluorescent lights can also be reduced by putting a lamp
with an old-fashioned incandescent light bulb next to the child's desk.
10. Some hyperactive autistic children who fidget all the time will often be calmer if
they are given a padded weighted vest to wear. Pressure from the garment helps to

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calm the nervous system. I was greatly calmed by pressure. For best results, the
vest should be worn for twenty minutes and then taken off for a few minutes. This
prevents the nervous system from adapting to it.
11. Some individuals with autism will respond better and have improved eye contact
and speech if the teacher interacts with them while they are swinging on a swing
or rolled up in a mat. Sensory input from swinging or pressure from the mat
sometimes helps to improve speech. Swinging should always be done as a fun
game. It must NEVER be forced.
12. Some children and adults can sing better than they can speak. They may respond
better if words and sentences are sung to them. Some children with extreme sound
sensitivity will respond better if the teacher talks to them in a low whisper.
13. Some nonverbal children and adults cannot process visual and auditory input at
the same time. They are mono-channel. They cannot see and hear at the same
time. They should not be asked to look and listen at the same time. They should
be given either a visual task or an auditory task. Their immature nervous system is
not able to process simultaneous visual and auditory input.
14. In older nonverbal children and adults touch is often their most reliable sense. It is
often easier for them to feel. Letters can be taught by letting them feel plastic
letters. They can learn their daily schedule by feeling objects a few minutes before
a scheduled activity. For example, fifteen minutes before lunch give the person a
spoon to hold. Let them hold a toy car a few minutes before going in the car.
15. Some children and adults with autism will learn more easily if the computer key-
board is placed close to the screen. This enables the individual to simultaneously
see the keyboard and screen. Some individuals have difficulty remembering if
they have to look up after they have hit a key on the keyboard.
16. Nonverbal children and adults will find it easier to associate words with pictures
if they see the printed word and a picture on a flashcard. Some individuals do not
under-stand line drawings, so it is recommended to work with real objects and
photos first. The picture and the word must be on the same side of the card.
17. Some autistic individuals do not know that speech is used for communication.
Language learning can be facilitated if language exercises promote
communication. If the child asks for a cup, then give him a cup. If the child asks
for a plate, when he wants a cup, give him a plate. The individual needs to learn
that when he says words, concrete things happen. It is easier for an individual
with autism to learn that their words are wrong if the incorrect word resulted in
the incorrect object.
18. Many individuals with autism have difficulty using a computer mouse. Try a
roller ball (or tracking ball) pointing device that has a separate button for clicking.
Autistics with motor control problems in their hands find it very difficult to hold
the mouse still during clicking.
19. Children who have difficulty understanding speech have a hard time
differentiating between hard consonant sounds such as 'D' in dog and 'L' in log.
My speech teacher helped me to learn to hear these sounds by stretching out and
enunciating hard consonant sounds. Even though the child may have passed a
pure tone hearing test he may still have difficulty hearing hard consonants.
Children who talk in vowel sounds are not hearing consonants.

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20. Several parents have informed me that using the closed captions on the television
helped their child to learn to read. The child was able to read the captions and
match the printed works with spoken speech. Recording a favorite program with
captions on a tape would be helpful because the tape can be played over and over
again and stopped.
21. Some autistic individuals do not understand that a computer mouse moves the
arrow on the screen. They may learn more easily if a paper arrow that looks
EXACTLY like the arrow on the screen is taped to the mouse.
22. Children and adults with visual processing problems can see flicker on TV type
computer monitors. They can sometimes see better on laptops and flat panel
displays which have less flicker.
23. Children and adults who fear escalators often have visual processing problems.
They fear the escalator because they cannot determine when to get on or off.
These individuals may also not be able to tolerate fluorescent lights. The Irlen
colored glasses may be helpful for them.
24. Individuals with visual processing problems often find it easier to read if black
print is printed on colored paper to reduce contrast. Try light tan, light blue, gray,
or light green paper. Experiment with different colors. Avoid bright yellow--it
may hurt the individual's eyes. Irlen colored glasses may also make reading easier.
(Click here to visit the Irlen Institute's web site.)
25. Teaching generalization is often a problem for children with autism. To teach a
child to generalize the principle of not running across the street, it must be taught
in many different locations. If he is taught in only one location, the child will
think that the rule only applies to one specific place.
26. A common problem is that a child may be able to use the toilet correctly at home
but refuses to use it at school. This may be due to a failure to recognize the toilet.
Hilde de Clereq from Belgium discovered that an autistic child may use a small
non-relevant detail to recognize an object such as a toilet. It takes detective work
to find that detail. In one case a boy would only use the toilet at home that had a
black seat. His parents and teacher were able to get him to use the toilet at school
by covering its white seat with black tape. The tape was then gradually removed
and toilets with white seats were now recognized as toilets.
27. Sequencing is very difficult for individuals with severe autism. Sometimes they
do not understand when a task is presented as a series of steps. An occupational
therapist successfully taught a nonverbal autistic child to use a playground slide
by walking his body through climbing the ladder and going down the slide. It
must be taught by touch and motor rather than showing him visually. Putting on
shoes can be taught in a similar manner. The teacher should put her hands on top
of the child’s hands and move the child’s hands over his foot so he feels and
understands the shape of his foot. The next step is feeling the inside and the
outside of a slip-on shoe. To put the shoe on, the teacher guides the child’s hands
to the shoe and, using the hand-over-hand method, slides the shoe onto the child’s
foot. This enables the child to feel the entire task of putting on his shoe.
28. Fussy eating is a common problem. In some cases the child may be fixated on a
detail that identifies a certain food. Hilde de Clerq found that one child only ate
Chiquita bananas because he fixated on the labels. Other fruit such as apples and

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oranges were readily accepted when Chiquita labels were put on them. Try
putting different but similar foods in the cereal box or another package of a
favorite food. Another mother had success by putting a homemade hamburger
with a wheat free bun in a McDonald’s package.

December 2002

Source:- https://www.iidc.indiana.edu/pages/Teaching-Tips-for-Children-and-Adults-
with-Autism

Teaching young children on the autism spectrum

If you have a young child in your class who has autistic traits (whether or not
they have received a formal diagnosis), this guide explains more about
autism and suggests some strategies for helping them in nursery and
preschool.

For ease of reference, the word 'child' refers to 'child on the autism
spectrum'.

What is autism?

Autism is a lifelong disability that affects the way a person communicates


and relates to people around them. Children on the autism spectrum have
difficulty relating to others in a meaningful way. Their ability to develop
friendships is generally limited as is their capacity to understand other
people's emotional expression.

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Some children may have an accompanying learning disability, a specific
learning difficulty or an additional developmental disorder. All children on
the autism spectrum have impairments in social interaction, social
communication and imagination. This is known as the 'triad of impairments'.

What is Asperger syndrome?

Children with Asperger syndrome may have fewer problems with language


than other autistic children, often speaking fluently, though their words can
sometimes sound formal or stilted. People with Asperger syndrome do not
usually have an accompanying learning disability. They are often of average
or above average intelligence, although some may have an accompanying
specific learning difficulty. With an understanding of their needs, the right
support and encouragement, many can attend a mainstream school, make
good progress and go on to further education and employment.

It's important to remember that each child on the autism spectrum is an


individual and so their needs and the appropriate interventions to meet
them will vary.

Signs of autism in young children

Children on the autism spectrum exhibit a wide range of behaviours,


including:

 difficulty relating to others and making friends

 difficulty in communicating (some children may not talk at all)


 being unable to engage in imaginative play.

Other signs of autism include:

 obsessions

 fears
 a lack of awareness of danger
 ritualistic play and behaviour
 inappropriate eye contact
 hypersensitivity to sound, light
 spinning objects
 hand flapping.

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A child does not need to show all these signs to be diagnosed as on the
autism spectrum and some children who are not autistic may exhibit some of
these behaviours.

Communication difficulties

Some children never develop spoken language and their understanding may
be limited. Others develop speech although this may begin much later than
normal.

Echolalia

Some of these children will develop echolalia, repeating words that may have
little meaning for the child or repeating what you say. For example, when
asking a child if he wants a drink, he may reply 'Do you want a drink?' The
child may also use the words 'Do you want a drink?' to actually ask for a
drink. He may also repeat words or phrases that he has heard in the past -
including phrases from television programmes. For those children whose
language develops beyond echolalia, they may have great difficulty with
grammar and word meanings.

Non-verbal communication

Non-verbal communication is also impaired. Young children may even have


difficulty in understanding simple gestures such as nodding and shaking the
head. They also have great difficulty in using such language, although they
often develop simple skills as they grow older. The basic rule is to be clear,
concise and consistent.

Children with Asperger syndrome and communication

Children with Asperger syndrome may appear to have normal language. This
can be deceptive as they still have a range of subtle problems and it should
not be assumed they understand what they are saying. Their conversation
may be repetitive and non-conversational. Some children will repeatedly ask
the same question regardless of the answer or insisting that the same
answer is given.

How to communicate with young children on the autism spectrum

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Use simple language

It is crucial to use simple language when talking to the child, speaking slowly
and clearly. For example, rather than saying 'Tommy, put your coat on. It's
time to go home', saying 'Tommy, coat' may be more effective. Point to the
coat at the same time and use the child's name.

For children with better comprehension, speak in sentences, but ensure that
they are short and simple and not ambiguous. Stress keywords if necessary
and try to put them at the end of the sentence, eg 'It is time for a drink'.

Use symbols or pictures

Another technique is to use symbols and


pictures or a real object. If you are telling a child it's time for a drink, show
them a picture of a drink. Such techniques will also help reduce the
frustration a child feels at not being able to communicate verbally. For very
young children the real object may be better, possibly backed up with a
symbol. You need to be careful with pictures because the child could focus
on the background if the picture has too much detail. Also, if not exactly the
same drink, eg the picture is of milk and you are offering blackcurrant, they
may not recognise it is still a drink. He may view it as something different.

Picture timetables give children a sense of structure to their day and make
them feel more secure. A variety of types of pictures can be used –
photographs, drawings, symbols etc – depending on the child's
understanding. More able children may prefer words. What is important is
that the timetable is clear, unambiguous and does not give too much
information at once. Visual timetables can also be used to break an activity
down into steps. Hannah (2001) discusses in detail how to design and
implement a good timetable.

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Picture symbols were used with Emma to help her use the toilet. A

picture of the toilet was placed next to the toilet and this was shown

to her every time she went to there. Once she had associated the

symbol with the toilet an identical symbol was shown to her in the

playroom when the staff member was going to take her there. At the

same time she was told 'Emma, toilet'. As time went on, Emma was

able to show a member of staff the appropriate picture when she

needed to use the toilet."

Literal understanding

Always be aware of what you are saying and how the child might
misunderstand it. Their understanding is likely to be literal: for example, if
you say 'it's raining cats and dogs', they may look for cats and dogs falling
from the sky. An expression such as 'crying your eyes out' can be taken at
face value and cause distress or even terror.

Repeat instructions

Continually check that the child is listening and understanding. Many


children may not look at you or the object but still may be taking everything
in. Don't be afraid of repeating what you have said if you don't think they
have understood the first time. It is essential to give the young child a much
longer time to process the information than you would expect for other
children. Also, if you repeat the instruction, repeat it in exactly the same way.
If you say the phrase slightly differently the child may have to process the
information all over again. This is particularly important if the child is in a
group. Young children may not understand that they are included, so you
may need to address them by name or talk to them alone, then to the group.

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Always address a child by their name first

Don't assume if you say 'John' to a child they will automatically respond or, if
the tone of voice implies 'stop that' or 'come here' that they will comply. Give
positive instruction – ie what you want them to do rather than what you
don't want them to do, eg, 'Sahid, slow down' rather than 'Sahid, stop
running'.

Introducing a young child on the autism spectrum to the nursery

Any child is likely to be overwhelmed by the


noise, light, number of children present etc. This is particularly true of the
child on the autism spectrum who may be hypersensitive to these things.
Make the introduction to nursery gradual:

 Take photographs of the nursery and make a picture book

 Arrange for staff to visit the child at home


 The child can visit the nursery when no other children are present and
be introduced to staff and activities
 Then introduce the child to the other children, gradually increasing the
amount of time he spends at nursery.

It may also be useful for staff to have a photograph and name on a badge so
that the child begins to recognise them and their name. For children who
don't like change, it might be useful to have a display board with photos
showing which staff are in that particular day.

Toileting problems

Some children find toileting very difficult, especially if they have learning
difficulties. You may find that a child who is dry at home may need nappies at

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nursery. Other children may use other places than the toilet, not realising
that this is inappropriate. Autism makes it very difficult for the child to
understand social rules. They are not being naughty.

Dealing with toileting problems

Try and establish a routine. For example, take the child to the toilet or potty
about 20 minutes after every meal. You can also look out for non-verbal
signals that indicate the child wants a wee or poo. Parents should be able to
advise on this. Take the child to the toilet and encourage them to sit on the
toilet or potty. Try and get them to sit for a short period of time, say five
minutes, before you let them off. If they don't do anything let them off but
return a short while later, especially if they give signals that they are about to
do something in their nappy or pants.

Keep a record when a child goes to the toilet

It is important to keep a record when a child goes to the toilet – a simple w/p
key (w=wee/p=poo) when using the toilet eg did a wee, did a poo, pants wet,
just sat etc. This will give useful information in order to determine whether
visits to the toilets should have shorter/longer intervals and whether a child
wets/poos at around the same time daily. Timings of visits can then be
adjusted accordingly.

For a child who dislikes using the potty/toilet, it may be useful to give them a
favourite book/toy to use while getting them to tolerate just sitting down. For
a child who holds on to their urine, it might be worth plying them with their
favourite drinks throughout the day.

Rewards for using the toilet

Rewards for using the toilet need to be instant so that the child relates the
reward with the correct action.

It may be an idea to set up a reward system when toilet training. Rewards


can be anything from praise to allowing the child to undertake a favourite
activity, for example.

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Problems with eating

Lunch time can be particularly difficult for children at nursery. Some are very
sensitive to certain textures or flavours, or are frightened of trying new
foods. Many are overactive and find it hard to sit down and eat at a table. It is
therefore important to take things in small steps and praise the child for
their progress. They may find eating as part of a group overwhelming - sitting
the child at their own table and gradually introducing other children may
help.

Establishing a lunchtime routine

Lunch time must be a very consistent routine with, perhaps, a personal table
mat so that the child knows that it is time to sit down and eat. Encourage the
child only to eat when sitting. Keep returning them to their chair to sit for a
few minutes to eat. Be very clear what you are working on, eg favourite
foods, so that the child wants to sit down and eat.

Gradually build up the amount and variety of food presented to the child.
During the early days, only present the foods that the child knows and likes.
Then put one small new item in middle of a favourite food e.g. one pea in a
jacket potato and gradually build up. If they show interest in other foods, by
all means then try the new food, unless the child is on a special diet. Give
praise once the food has been swallowed, and not before. If the child leaves
food on their plate, just remove their plate without comment. Accept it may
be better for a child to initially use their fingers, rather than cutlery, if you
just want them to eat. Teach one skill at a time.

Obsessions

Many children will have one or more obsessions eg Thomas the Tank Engine
or dinosaurs. A child may talk repeatedly about the object. It may be
necessary to have rules such as they can only bring one engine to
nursery and that he can only talk about Thomas at certain times. The visual
timetable can be used to implement this.However, a child's special interest
can be used as a tool. For example, Thomas and the other engines can be
used to teach numbers and colours.

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Meltdowns

Some children have meltdowns because they are unable to communicate


what they want or express their feelings in any other way. They may also
have difficulty in understanding what they are being told.

The use of picture cards may help overcome some of these problems. It is
also essential to keep your language clear and brief and to emphasis
important words.

However, don't just assume it is a communication problem. Try to get as


much information as possible from parents eg did he sleep well, did they
have breakfast, are they ill, frightened etc. If a child has meltdowns often, it
would be helpful to record these - time, date, what was happening just
before the incident, during the incident, and how did the child calm down. A
pattern might emerge which might identify triggers. If a child is non-verbal it
would be helpful to teach a child to initially point or take an adult's hand to
items they want. This will reduce the frustration of not having some of their
needs met.

Difficulty choosing activities or toys

During free time, the child may find it very difficult to choose what to do.
They may stand on the perimeter engaging in self-stimulatory activity, such
as flicking their fingers. Slowly build up the choices that are available to the
child - initially offer them a favourite activity together with something they do
not enjoy. Gradually build up to two desired activities. Alternatively, they may
always choose the same activity, such as playing with the toy train. A picture
timetable can be used, alternating the train play with other activities.

Adapting the curriculum

As with all children, children on the autism spectrum will be required to


follow the early years foundation stage of education from the age of three to
the end of reception year. However, children on the autism spectrum have
differences in their brain development and they may have difficulties in
learning those skills which typically developing children learn naturally.
Essentially, a young child needs to develop 'learning to learn' skills in order to
access a curriculum - sitting for short periods, looking, listening, attention,
concentration, enjoyment, simple self- help skills, eg toileting.

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Cumine, Leach and Stevenson (2000) give an outline as to how this
curriculum can be adapted to meet the needs of children on the autism
spectrum. They emphasise the child's special needs and give hints on
teaching, with case study examples.

 Personal, social and emotional development


What a child learns in the early years is crucial in the development of his
social competence. Specific social interaction skills need to be taught - using
real social situations.

 Communication, language and literacy


Similarly, the child may have great difficulty in understanding
communication, verbal and non-verbal. Again, this may need to be taught.
 Mathematical development
This may be an area of strength. However, mathematical experiences will
need to made meaningful for the child.
 Knowledge and understanding the world
The child may not be naturally inquisitive and this will need to be fostered.
However, they may have extreme curiosity for certain things. Help will be
needed to make sense of past, present and future events.
 Physical development
Be vigilant with those children whose agility outstrips their sense of danger.
Clear safety rules that the child understands will be necessary.
 Creative development
Help the child reflect on previous experiences and learning and help them
make connections between past and present learning.

Toys and play for children on the autism spectrum

Play can be particularly difficult. Research has shown that for young children
on the autism spectrum, sensory motor play (eg putting toys in the mouth)
dominates beyond the age at which it declines in children without autism.

They may also use objects in an inflexible way, for example spinning the
wheels of a toy car rather than playing a racing game.

They may often prefer to play by themselves, rather than with other children.
Children, especially those with Asperger syndrome, sometimes want to play
with other children, but do not know how.

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Adult assistance may greatly help these children. Interactive play, such as
singing games, can also be very popular. Sherratt and Peter (2002) give a
wide range of practical strategies for teaching play, depending on the child's
level of functioning. Some of these can be used on a one-to-one basis; others
involve other children. Moor (2002) also has a wealth of practical advice to
offer on play ideas.

Imaginary play (eg doctors and nurses) is rare. Often when it does appear, it
is in fact an enactment of something they have seen on television and they
will repeat the same scene over and over again.

Trying new toys/experiences

Many young children on the autism spectrum have poor self-occupancy skills
and lack the imagination to truly experiment and examine toys. Because of
their rigid behaviours they may not want to try new toys/experiences. One-
to-one teaching of how to use functional toys may not necessarily teach a
child how to 'play' but, through routine, they may learn to occupy themselves
in a more constructive and appropriate way. The child's range of toys could
be systematically increased thus increasing the child's ability to make
choices. The more familiar a child becomes with a range of toys, the more
they are likely to use them.

Ideas for toys and activities for young children with autism

Shields (1999) has compiled a lists of toys that have been demonstrated as
being popular with young children on the autism spectrum:

Toys which are visually interesting:

 bubbles

 shape and colour matching or sorting toys


 jigsaws
 Jack-in-the-box
 lego
 videos especially Thomas the Tank Engine, Pingu and Disney
 books, especially those with flaps or items to touch, puzzle books,
word books.

Other toys:

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 physical activity toys eg swing, slide, trampoline, rocking horse, ride-on
toys, climbing frame, football etc

 games to play with other people eg tapes of singing and dancing


games, picture lotto, snap, Connect 4, snakes and ladders, ludo, chess
 computer software - early years programmes, characters (eg Thomas
the Tank Engine, Pingu, Disney), software to develop vocabulary, factual
software.

Health and safety

Some children do not seem to react to pain. They may not cry when hurt and
show little or no awareness of danger. It is therefore advised that they are
carefully monitored when playing on play equipment.

They may also lack awareness of other children's safety eg pushing another
child aside. This is not to intentionally hurt the child, rather they are unaware
that the other child may get hurt or be angry at being pushed aside.

Training for teachers and support staff

If possible, try and arrange training for all staff. To arrange in-house training
and consultancy, contact our Training Department on 0141 285 7117 or
email training@nas.org.uk. You may also consider our Ask Autism training for
staff. 

Important points:

 All staff need to be aware of the needs of the child and interventions
should be used consistently.

 Language should be clear and simple. 


 Use rewards, not punishment
 Share information/experiences with parents/carers
 Be aware of what might upset the child.

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Books and resources for teachers of young children on the
autism spectrum

Hannah, L. (2001). Teaching young children with autistic spectrum disorders: a


practical guide for parents and staff in mainstream schools and nurseries.
London: The National Autistic Society

Hannah, L. (2007). My friend Sam: introducing a child with autism to nursery


school. London: The National Autistic Society - A book for preschool children
about autism

Leicestershire County Council and Fosse Health Trust. (1998). Autism: how to
help your young child. London: The National Autistic Society

Moor, J. (2002). Playing, laughing and learning with children on the autism
spectrum: a practical resource of play ideas for parents and carers. London:
Jessica Kingsley

Peters, C. (2007). Thats not fair! Leicester: Leicester City Council - A book for
preschool children about autism

Plimley, L., Bowen, M. and Morgan, H. (2007). Autistic spectrum disorders in the
early years. London: Paul Chapman

Sherratt, D. and Peters, M. (2002). Developing play and drama in children with
autistic spectrum disorders. London: David Fulton

Shields, J. (1999). Ideas for toys and leisure. In: The autistic spectrum - a
handbook 1999. London: The National Autistic Society

Sussman, F. (1999). More than words: helping parents promote communication


and social skills in children with autism spectrum disorder. Toronto, Ontario:
The Hanen Program

Wall, K. (2004). Autism and early years practice: a guide for early years
professionals, teachers and parents. London: Paul Chapman

Wing, L. (1996). The autistic spectrum: a guide for parents and professionals.
London: Constable

Quick link to this page: www.autism.org.uk/teachingyoungchildren

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Source:- http://www.autism.org.uk/professionals/teachers/teaching-young-children.aspx

12 Things I’d Like Teachers to Understand about Autism


The post below is by Lisa Smith, the mother of seven children, two with special needs.
Her son Tate has autism. Lisa blogs about her experiences and can be found on
Facebook at Quirks and Chaos or at  quirks-and-chaos.blogspot.com. For more
resources for teachers and help with inclusion and acceptance at school, check out the
Autism Speaks School Community Tool Kit here.

I have a follower who is a teacher and she asked me to do a “Ten things I’d like to tell
teachers about autism” list. I came up with 12 things that I would tell my son’s teachers
in grade school if I could go back in time. 

1. Autism is a huge spectrum. 

If you have taught other children with autism you may have a good general idea of what
autism looks like but my son will still be different than the others. If you have questions
about my son or how autism affects him, ask me. Nothing will impress me more about
you than your willingness to learn about my son and his needs.

2. A routine and transition warnings are helpful for a child with autism.

While we know that flexibility is an important life skill and one we need to work on, my
son does not handle surprises or big changes in his routine well. Things like a substitute
teacher, a fire drill, or a field trip are all going to cause anxiety for my son. A warning
and clear instructions will help. A visual schedule would be a helpful tool for my son. A
five-minute warning, a two-minute warning, and tolerance are needed. 

3. A child with autism needs extra time to process language. 

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Use simple language and short sentences. Give no more than two-step instructions. Give
my son at least three full seconds after you make a statement or ask a question to respond.
If you choose to repeat, do not rephrase, as then he will have to start processing over
again. Trying to hurry my son will only slow him down further.

4. Receptive language and expressive language are two different things.

My son may understand much more than you think he does. He may not be able to put
into words all the things he wants to say. On the other hand he may be able to quote long
complicated phrases or passages without understanding any of the meaning of the words.
It is difficult to know exactly what my child really knows and what he still needs to learn
sometimes.

5. Children with autism are literal.

Figurative language and abstract ideas are a mystery to a child with autism. So, when you
say things like, “Pick up the pace” and your other students know you want them to walk
faster, my son will be looking for something called “pace” that he should be lifting from
the floor. These things happen all day long.

6. A child with autism can get stuck on one subject.

My son obsesses about things that do not matter to you or I. He might want to talk about
Disney movie characters for a long period of time and there will be little you can do to
distract him. He gets stuck in a continuous loop. Occasionally these topics of interest can
be incorporated into his learning but mostly they distract him from learning.

7. A child with autism may need help with social interactions.

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My son will probably appear disinterested in his peers and he may actually be
disinterested but he will never learn social skills unless we keep trying. You have him in
a perfect setting for teaching social skills. It is an environment I cannot recreate at home.
It would be so helpful if you would use every opportunity available there to teach and
reteach social skills.

8. Sensory issues are a distraction for many children with autism.

Sounds that are barely noticeable to you may distract my child and keep him from
learning. Textures may cause my son to recoil in disgust. Smells may cause him to gag.
Please be considerate of this. Over stimulation can sometimes overwhelm him and cause
a meltdown. A meltdown looks similar to a temper tantrum but it is not the same at all.

9. Children with autism use stereotypic behaviors or repetitive behaviors when they
are excited, bored, or stressed.

My son will need redirection throughout the day. The behaviors will cause him to appear
odd to his peers. Please consider giving the class an age appropriate definition of autism
to help his peers understand.

10. Positive Reinforcement will be helpful but punishments will not.

Punishments or threats of punishment will probably result in anxiety and impede


progress. He will work toward a reward but will shut down if he fears a punishment.

11. People with autism tell the truth as they see it.

My son may let you know you need to lose weight, you need a shave, or your breath
smells bad. Do not take it personally. A sense of humor is a must when working with
children with autism.

12. Kids with autism are not scary or unlovable. They are just different.

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Sometimes different is intimidating but educating yourself about autism and about my
son will help. I’m can help with that! I will willingly answer any questions you have. 

For more resources for teachers and help with inclusion and acceptance at school,
check out the Autism Speaks School Community Tool Kit here.

Everyone deserves the chance to reach their full potential. We need your help to tell
lawmakers that improving education for children and young adults with autism is a
priority for our community. Sign the petition here to have your voice heard.

The Autism Speaks blog features opinions from people throughout the autism
community. Each blog represents the point of view of the author and does not necessarily
reflect Autism Speaks' beliefs or point of view.

Source:- https://www.autismspeaks.org/blog/2015/03/09/12-things-i%E2%80%99d-
teachers-understand-about-autism

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One in three teens with autism earns driver's license
Large study yields insights into family decision-making around the balance
between safety and independence

A large new study found that a third of teens who have autism without intellectual
disability earn a driver's license. Nearly 90 percent of them do so within two years of
getting their learner’s permit. That’s strong evidence, the researchers say, that most
families are making an informed decision about whether a teen with autism has the
potential to be a safe and successful driver before he or she ever gets behind the wheel.

Appearing in the journal Autism, the study included 52,172 New Jersey teens seen in the
healthcare network of Children’s Hospital of Philadelphia (CHOP). CHOP is one of 13
centers in the Autism Speaks Autism Treatment Network.

To their unique analysis, the researchers cross-linked autism diagnoses from CHOP’s
electronic health records with a New Jersey driver-licensing database, identifying 609
teens who had autism.

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Key findings included:

* Of the teens who had autism (without intellectual disability), 34 percent earned a
driver’s license, compared to 83 percent of teens without autism.

* Nearly 90 percent of those with autism progressed from learner’s permit to intermediate
license within 2 years. By comparison, this was true of 98 percent of teens not affected by
autism. (With an intermediate license, New Jersey drivers can legally drive independently
between 5 am and 11 pm with no more than one non-family passenger.)

* On average, those with autism took 9 months longer to progress from learner’s permit
to intermediate license than did the other teens.

Given the high rate of success once a teen with autism gets a learner’s permit, the
researchers conclude that, overall, families are doing a good job assessing whether their
teens are capable of driving safely before they agree to embark on learning to drive.

Since car crashes are the number one cause of death for adolescents, the authors urge
further research to understand how families make the decision of whether a teen with
autism should pursue a driver's license – and how healthcare providers and driving
educators can best support them.

"For teens on the autism spectrum, the decision to pursue a driver's license is one of
several milestones that other families might take for granted,” says Benjamin Yerys,
study co-author and a scientist at the Center for Autism Research at the children’s
hospital. "ASD can affect decision-making, information processing and attention to
varying degrees. We need to understand what resources, specialized instruction and other
supports might be helpful for teens and adults with ASD who are considering or
preparing to drive."

"Our best advice to parents and caregivers of teens with ASD who are considering
driving is to schedule a doctor's appointment to address any concerns, such as attention
issues," adds co-author Patty Huang, a developmental pediatrician. "Parents may also
want to seek the advice of an occupational therapist who specializes in driving or a
driving educator who has training in working with individuals with special needs."

Funding for this study was provided by the Eunice Kennedy Shriver National Institute of
Child Health and Human Development at the National Institutes of Health (NIH).

Editor’s note: For more guidance on this important topic, see the DriveAdvise video
below, developed by Boston’s Beth Israel Deaconess Medical Center with the help of a
community grant from Autism Speaks.

Source :- https://www.autismspeaks.org/blog/2017/04/12/one-three-teens-autism-earns-
drivers-license

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Teen with autism reluctant to drive; should this parent
push?

Photo by Jesse Uli

“My son, who has autism, is not sure if he wants to learn to drive. He’s nervous
about getting into an accident. He follows laws, is very careful and has driven go
carts. His coordination is clumsy in games like catch or basketball. But he has good
balance. I’m encouraging him to be open about the idea. What are your thoughts?”

Today’s “Got Questions?” answer is by


psychologist Cathryn Lehman, of the Center for
Autism and Developmental Disorders, at the
University of Pittsburgh Medical Center. The
medical center is one of 14 sites in the Autism
Speaks Autism Treatment Network.

What a great question! Of course, many parents


grapple with this topic to one degree or another.

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How do I know if and when my child is ready to drive? The level of concern is
understandably elevated when your child has autism.

It’s important to remember that there’s no set rule to determine when someone is ready to
drive, regardless of autism-related challenges. Some teenagers feel ready to drive as soon
as they’re old enough. Others wait several years or choose the alternative of navigating
their local public transportation system.

Often, life circumstances play the largest role in the decision-making process. For
example, if your son is going to be responsible for commuting to and from college or a
job, learning to drive may become an important component of his independence.
However, if there’s a bus or subway stop nearby, learning to drive may not be imperative.

Here are a few points to consider when helping your son to make this important decision:

A checklist of crucial driving skills

You mention that your son is good at following laws. That’s a great start, and a strength
frequently associated with autism. Of course, there’s much more to driving than simply
remembering rules. In order to drive safely and effectively, an individual must use:

Social judgement and perspective-taking – For example, a good driver has to ask and
answer such questions as “Is the driver in the opposing lane going to allow me to turn in
front of him?”

Fine and gross motor skills – Can the driver use the wheel, brake and gas pedals and
other controls in an effective and timely manner?

Physical coordination – Maneuvering a vehicle requires the driver to use hands and feet
simultaneously and in coordination.

Planning – A driver needs to know how to plan a route and follow it without getting
disoriented. He or she also needs to understand when the car needs gas or service.

Cognitive flexibility – A driver needs to figure out to do when the unexpected happens.
What if a road is closed or there’s construction? What if it starts to rain or snow heavily?
What if the car gets a flat tire or otherwise starts making an unexpected sound that may
require a response?

Sustained attention – The average commute is about 25 minutes. Drivers needs to keep
their full attention on driving for the entire length of a trip.

Impulse control and emotion regulation – How would your son react if another driver
shouted at him or used a rude gesture? Would he respond appropriately if pulled over by
police? How would he respond if other drivers were not abiding by the rules of the road
as precisely as he thought they should?

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Multi-tasking and prioritizing – Many distractions can and will compete for a driver’s
attention. A cell phone rings. A drink spills. An irritating – or favorite – song plays on the
radio. For safety’s sake, a driver must continually evaluate what should be foremost in his
or her attention and screen out distractors as needed.

Handling potential sensory overload

Second, many people on the autism spectrum have a tendency to be over-stimulated by


the sights, sounds, smells and other sensory information in their environment. It is
important to consider the very real possibility that situations such as heavy traffic,
highway speeds or a profusion of road signs will prove over-stimulating to a driver who
has autism.

Get expert advice

Third, you and your son do not need to make this decision alone! A variety of
professionals can help you and your son determine if he’s ready and able to drive safely.
Such an expert may also be able to help your son become more confident in his skills.

One place to start is through your son’s Individualized Education Plan (IEP), if he has
one. The school district’s IEP transition coordinator should be able to connect you with
someone who can conduct a driver readiness assessment. Another possible resource
would be a community organization that specializes in vocation rehabilitation services.
Even a local driving school can be a great resource if it has instructors who can recognize
and assess your son’s issues.

Autism study looks at driver readiness


In a 2012 study, researchers at the Children’s Hospital of Philadelphia surveyed nearly
300 parents of teens with autism who were registered with the Interactive Autism
Network. In the process, they identified some of the characteristics increased the
likelihood that a teen with autism was driving. These factors included having an
Individualized Education Plan that included driving goals, planning to attend college,
holding a paid job outside the home and having a parent who had previously taught a teen
to drive. These aren’t requirements for driving with autism. Rather they represent some
additional characteristics that might help you and your son determine whether driving is
right for him at this time.

And if he’s not comfortable with learning to drive now, encourage him to keep an open
mind as he might feel ready in a few years.

Good luck to you and your son and thank you again for your question!

Source:- https://www.autismspeaks.org/blog/2016/03/18/teen-autism-reluctant-drive-
should-parent-push

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Choosing the Right Job for People with
Autism or Asperger's Syndrome
Temple Grandin, Ph.D.
Assistant Professor
Colorado State University
Fort Collins, CO 80523, USA
(November, 1999)

Jobs need to be chosen that make use of the strengths of people with autism or Asperger's
syndrome. Both high and low functioning people have very poor short-term working
memory, but they often have a better long-term memory than most normal people. I have
great difficulty with tasks that put high demands on short-term working memory. I cannot
handle multiple tasks at the same time. Table 1 is a list of BAD jobs that I would have
great difficulty doing. Table 2 is a list of easy jobs for a visual thinker like me. I have
difficulty doing abstract math such as algebra and most of the jobs on Table 2 do not
require complex math. Many of the visual thinking jobs would also be good for people
with dyslexia.

The visual thinking jobs on Table 2 put very little demand on fast processing of
information in short-term working memory. They would fully utilize my visual thinking
and large long-term memory. Table 3 is a list of jobs that non-visual thinkers who are
good with numbers, facts and music could do easily. They also put low demands on
short-term working memory and utilize an excellent long-term memory. Table 4 shows
jobs that lower functioning people with autism could do well. For all types of autism and
Asperger's syndrome, demands on short-term working memory must be kept low. If I
were a computer, I would have a huge hard drive that could hold 10 times as much
information as an ordinary computer but my processor chip would be small. To use 1999
computer terminology, I have a 1000 gigabyte hard drive and a little 286 processor.
Normal people may have only 10 gigabytes of disc space on their hard drive and a
Pentium for a processor. I cannot do two or three things at once.

Some job tips for people with autism or Asperger's syndrome:

 Jobs should have a well-defined goal or endpoint.


 Sell your work, not your personality. Make a portfolio of your work.
 The boss must recognize your social limitations.

It is important that high functioning autistics and Asperger's syndrome people pick a
college major in an area where they can get jobs. Computer science is a good choice
because it is very likely that many of the best programmers have either Asperger's

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syndrome or some of its traits. Other good majors are: accounting, engineering, library
science, and art with an emphasis on commercial art and drafting. Majors in history,
political science, business, English or pure math should be avoided. However, one could
major in library science with a minor in history, but the library science degree makes it
easier to get a good job.

Some individuals while they are still in high school should be encouraged to take courses
at a local college in drafting, computer programming or commercial art. This will help
keep them motivated and serve as a refuge from teasing. Families with low income may
be wondering how they can afford computers for their child to learn programming or
computer aided drafting. Used computers can often be obtained for free or at a very low
cost when a business or an engineering company upgrades their equipment. Many people
do not realize that there are many usable older computers sitting in storerooms at schools,
banks, factories and other businesses. It will not be the latest new thing, but it is more
than adequate for a student to learn on.

In conclusion: a person with Asperger's syndrome or autism has to compensate for poor
social skills by making themselves so good in a specialized field that people will be
willing to "buy" their skill even though social skills are poor. This is why making a
portfolio of your work is so important. You need to learn a few social survival skills, but
you will make friends at work by sharing your shared interest with the other people who
work in your specialty. My social life is almost all work related. I am friends with people
I do interesting work with.

Table 1
Bad Jobs for People with High Functioning Autism or Asperger's Syndrome: Jobs that
require high demands on short-term working memory

 Cashier -- making change quickly puts too much demand on short-term working
memory
 Short order cook -- Have to keep track of many orders and cook many different
things at the same time
 Waitress -- Especially difficult if have to keep track of many different tables
 Casino dealer -- Too many things to keep track of
 Taxi dispatcher -- Too many things to keep track of
 Taking oral dictation -- Difficult due to auditory processing problems
 Airline ticket agent -- Deal with angry people when flights are cancelled
 Future market trader -- Totally impossible
 Air traffic controller -- Information overload and stress
 Receptionist and telephone operator -- Would have problems when the switch
board got busy

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Table 2
Good Jobs for Visual Thinkers

 Computer programming -- Wide-open field with many jobs available especially in


industrial automation, software design, business computers, communications and
network systems
 Drafting -- Engineering drawings and computer aided drafting. This job can offer
many opportunities. Drafting is an excellent portal of entry for many interesting
technical jobs. I know people who started out at a company doing drafting and
then moved into designing and laying out entire factories. To become really
skilled at drafting, one needs to learn how to draw by hand first. I have observed
that most of the people who draw beautiful drawings on a computer learned to
draw by hand first. People who never learn to draw by hand first tend to leave
important details out of their drawings.
 Commercial art -- Advertising and magazine layout can be done as freelance work
 Photography -- Still and video, TV cameraman can be done as freelance work
 Equipment designing -- Many industries, often a person starts as a draftsman and
then moves into designing factory equipment
 Animal trainer or veterinary technician -- Dog obedience trainer, behavior
problem consultant
 Automobile mechanic -- Can visualize how the entire car works
 Computer-troubleshooter and repair -- Can visualize problems in computers and
networks
 Small appliance and lawnmower repair -- Can make a nice local business
 Handcrafts of many different types such as wood carving, jewelry making,
ceramics, etc.
 Laboratory technician -- Who modifies and builds specialized lab equipment
 Web page design -- Find a good niche market can be done as freelance work
 Building trades -- Carpenter or welder. These jobs make good use of visual skills
but some people will not be able to do them well due to motor and coordination
problems.
 Video game designer -- Stay out of this field. Jobs are scarce and the field is
overcrowded. There are many more jobs in industrial, communications business
and software design computer programming. Another bad thing about this job is
exposure to violent images.
 Computer animation -- Visual thinkers would be very good at this field, but there
is more competition in this field than in business or industrial computer
programming. Businesses are recruiting immigrants from overseas because there
is a shortage of good programmers in business and industrial fields.
 Building maintenance -- Fixes broken pipes, windows and other things in an
apartment complex, hotel or office building
 Factory maintenance -- Repairs and fixes factory equipment

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Table 3
Good Jobs for Non-Visual Thinkers: Those who are good at math, music or facts

 Accounting -- Get very good in a specialized field such as income taxes


 Library science -- reference librarian. Help people find information in the library
or on the Internet.
 Computer programming -- Less visual types can be done as freelance work
 Engineering -- Electrical, electronic and chemical engineering
 Journalist -- Very accurate facts, can be done as freelance
 Copy editor -- Corrects manuscripts. Many people freelance for larger publishers
 Taxi driver -- Knows where every street is
 Inventory control -- Keeps track of merchandise stocked in a store
 Tuning pianos and other musical instruments, can be done as freelance work
 Laboratory technician -- Running laboratory equipment
 Bank Teller -- Very accurate money counting, much less demand on short-term
working memory than a busy cashier who mostly makes change quickly
 Clerk and filing jobs -- knows where every file is
 Telemarketing -- Get to repeat the same thing over and over, selling on the
telephone. Noisy environment may be a problem. Telephone sales avoids many
social problems.
 Statistician -- Work in many different fields such as research, census bureau,
industrial quality control, U.S. Dept. of Agriculture, etc.
 Physicist or mathematician -- There are very few jobs in these fields. Only the
very brilliant can get and keep jobs. Jobs are much more plentiful in computer
programming and accounting.

Table 4
Jobs for Nonverbal People with Autism or People with Poor Verbal Skills

 Reshelving library books -- Can memorize the entire numbering system and shelf
locations
 Factory assembly work -- Especially if the environment is quiet
 Copy shop -- Running photocopies. Printing jobs should be lined up by somebody
else
 Janitor jobs -- Cleaning floors, toilets, windows and offices
 Restocking shelves -- In many types of stores
 Recycling plant -- Sorting jobs
 Warehouse -- Loading trucks, stacking boxes
 Lawn and garden work -- Mowing lawns and landscaping work
 Data entry -- If the person has fine motor problems, this would be a bad job

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 Fast food restaurant -- Cleaning and cooking jobs with little demand on short-term
memory
 Plant care -- Water plants in a large office building

Source:- https://www.iidc.indiana.edu/pages/Choosing-the-Right-Job-for-People-with-
Autism-or-Aspergers-Syndrome

The Best Tech Jobs For Individuals With Autism

Robert J. Szczerba ,  

Contributor

Exploring the future of science and tech

Opinions expressed by Forbes Contributors are their own.

As the CEO of X Tech Ventures, I focus on applying game-changing technologies from


multiple, diverse domains to revolutionize healthcare. Previously, I was a Senior Fellow
Emeritus and the Corporate Director of Global Healthcare and Life Sciences at Lockheed
Martin. I’ve worked on a wide variety of advanced technologies in such areas as
autonomous systems, unmanned vehicles, virtual environments, data analytics, artificial
intelligence, healthcare, and social networking. I received my doctorate from the

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University of Notre Dame in Computer Science and Engineering, am a prolific author
and inventor, and have served on advisory boards of leading universities and
corporations. I tend to look at the world a little differently than others and am an
unabashed technology geek. As an advocate for children with special needs, the role I’m
most proud of is being the father of a wonderful little boy with autism. Every day is a
new adventure.

The author is a Forbes contributor. The opinions expressed are those of the writer.

The transition between adolescent to adult is a difficult process for anyone. It can be even
more challenging for individuals on the autism spectrum, especially when it comes to
finding a meaningful vocation. As the father of a wonderful 10-year-old boy with autism,
much of my time is spent worrying about what opportunities will be available to him
once he reaches adulthood. According to some estimates, the unemployment rate for
adults on the autism spectrum exceeds 90%.

Recently this problem has been combated with rising interest on individuals with special
needs in the workforce. With proper training, support and opportunity these individuals
with developmental disabilities are able to maintain and even excel at professions in the
mainstream workforce. Some of these innovative companies are highlighted in a recent
Forbes post, A New Business Model for Autism.

But even if employment opportunities are available, what types of jobs are best suited to
individuals on the autism spectrum – especially those with an interest in technology?

Temple Grandin, one of the more famous individuals with autism and an unwavering
advocate for autism rights, has written often about employment opportunities for
individuals with cognitive disabilities. Autistic individuals who are both high and low
functioning often have poor short-term working memory, but often have much better
long-term memory that typical individuals. Any job search activity certainly needs to take
this into account.

Grandin tends to break down job categories into two groups: (1) individuals with strong
visual / spatial learning skills or visual thinking, and (2) individuals who are not strong
visual thinkers who, nevertheless may be strong at such skills as mathematics, music, or
fact memorization. Below, Grandin provides examples of technical jobs in each of these
areas.

Good Occupational Choices for Visual Thinkers

 Equipment Designer: Design is intrinsically visual in nature. Often a person starts


as a draftsman and then moves into designing more complex equipment.
 Computer Repair: Individuals in this field can usually visualize problems in
computers and networks.
 Web Site Design: The ability to visualize is paramount to design work. It helps to
find a good niche market and can also be done as freelance work.

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 Computer Graphics / Animation: Visual thinkers would be very good at this
profession, but there is much more competition here than in business or industrial
computer programming domains.
 Auto Mechanic: Visual thinking individuals can visualize how the entire car
works and therefore could make excellent mechanics.
 Drafting: Engineering drawings and computer aided drafting can offer many
opportunities for visual thinkers. Drafting is an excellent portal of entry for many
interesting technical jobs.

Though famed autism advocate Temple Grandin made her career in the area of animal
sciences, she also has insights for individuals with autism wanting to enter the tech
sector.  (Image Credit: Steve Jurvetson via Wikimedia Commons)

Good Occupational Choices for Non-Visual Thinkers

 Computer Programming: This is a diverse field with many different job types
available, including industrial automation, software design, business
communications and network systems. There is almost always a shortage of good
programmers in business and industrial fields.
 Engineering: Electrical, electronic and chemical engineering are all good choices
for those skilled in quantitative and mathematical thinking.
 Laboratory technician: Modifying and building specialized lab equipment as well
as operating said equipment is a good fit for non-visual thinkers.
 Statistician: A talent with numbers can lead to work in many different fields such
as research, industrial quality control, U.S. Dept. of Agriculture, the census
bureau, etc.

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 Physicist or Mathematician: These jobs, especially in an academic environment,
are quite competitive and difficult to get.  However, if one is able to make the cut,
the potential exists for an extremely satisfying career.
 Data Entry: Depends on the strengths of the individual. Would not be a good job
for individuals with fine motor skill problems.

Regardless of the career chosen, the most important factor for those on the autism
spectrum is the same as it is for anyone; understanding individual strengths and
weaknesses can lead to a good career fit. And for those on the spectrum it can mean
finding an employer who knows and appreciates that special needs often comes with
special abilities.

Source:- https://www.forbes.com/sites/robertszczerba/2015/06/08/the-best-tech-jobs-for-
individuals-with-autism/#41061897185d

11 Famous People With Autism


DRESDEN SHUMAKER

When celebrities are open about their private lives, they do us all a favor by raising
awareness about various health issues and causes. John Wayne, for example, is
considered a trailblazer in Hollywood for coming forward about having cancer during an
era when celebrities typically did not speak of such things.

“Leo Kanner first described autism almost 70 years ago, in 1944. Before that, autism
didn’t exist as far as clinicians were concerned, and its official prevalence was, therefore,
zero. There were, obviously, people with autism, but they were simply considered
insane.” — Discover

Autism is considered a new developmental disorder as it did not clinically exist until
1944. This list of famous people with autism includes the full spectrum of the diagnosis.
There are many celebrities and famous people that are just now being diagnosed as
adults. Here are a few well-known celebrities of today as well as other classic figures
from the past.

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1. Wolfgang Amadeus Mozart

Image Source: Wikimedia

Mozart is said to have had repeated facial expressions and was in need of constant motion
of his hands and feet. His hearing was also very sensitive. By studying letters between the
musician and his family, historians have shared that one day Mozart was having a bit of a
bored moment so he jumped up and hurdled over tables and chairs, meowed like a cat
and did somersaults.

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2. James Durbin

Image Source: PCN

James was a hero to many when he competed on Season 10 of American Idol and was
open about his Tourettes and Asperger’s syndromes. James’ debut album, Memories of a
Beautiful Disaster, was released in 2011 and got solid reviews.

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3. Daryl Hannah

Image Source: PCN

Daryl has said that being diagnosed with Asperger’s syndrome nearly ruined her career in
Hollywood. “I never went on talk shows, never went to premieres,” she says. “Going to
the Academy Awards was so painful for me. I’d almost faint just walking down the red
carpet. I was so socially awkward and uncomfortable that I eventually got blacklisted.”

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4. Tim Burton

Image Source: PCN

Tim’s wife, Helena Bonham Carter, diagnosed him with Asperger’s syndrome. While she
was researching for a film she had a bit of an “a-ha moment” when so many of the
symptoms of Asperger’s syndrome lined up with the traits that she loves in her husband.
Helena says: “We were watching a documentary about autism and he said that’s how he
felt as a child. Autistic people have application and dedication. You can say something to
Tim when he’s working and he doesn’t hear you. But that quality also makes him a
fantastic father, he has an amazing sense of humor and imagination. He sees things other
people don’t see.”

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5. Andy Warhol

Image source: Getty Images

We all know the soup cans, right? The simple, repeating pattern defined an entire era of
art. Dr Judith Gould, director of Eliot House, Britain’s leading diagnostic center for
autism and Asperger’s syndrome, suggests that Warhol’s love of repetition was actually a
symptom of autism.

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6. Dan Harmon

Image Source: Wikimedia

Dan is the creator and writer of the hit TV show Community. While developing one of
the characters on his show, he began researching Asperger’s syndrome and realized that
he related to the character’s pathology. In a fantastic interview with Wired Magazine,
Dan shares his self-diagnosis of Asperger’s: “I started looking up these symptoms, just to
know what they are. And the more I looked them up, the more familiar they started to
seem. Then I started taking these Internet tests.”

397
7. Marty Balin

Image Source: Wikimedia

Marty Balin founded the psychedelic rock band Jefferson Airplane in 1965. There are
many casual references online to him as a “singer who overcame partial autism as a
young child.” He has also recorded a song and intro to a short film about children with
autism.

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8. Lewis Carroll

Image Source: Wikimedia

Did Lewis Carroll have Asperger’s syndrome? Historians aren’t exactly sure. Professor
Michael Fitzgerald, of Dublin’s Trinity College compared the behavior of his patients
with Asperger’s syndrome with that described in the biographies of several famous men
and determined that they would have been diagnosed with Asperger’s syndrome. Lewis
was on his list.

399
9. Courtney Love

Image Source: PCN

In a biography by Poppy Z, we learn that Courtney was was diagnosed by one of her
therapists as mildly autistic.

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10. Temple Grandin

Image Source: Wikimedia

“The thing about being autistic is that you gradually get less and less autistic, because
you keep learning, you keep learning how to behave. It’s like being in a play; I’m always
in a play.” – Temple Grandin

You can watch the movie about Temple (yes, the one where Claire Danes won a ton of
well deserved rewards) on DVD.

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11. Dan Aykoyrd

Image source: Getty Images

According to a 2007 article in The Guardian, as a child, actor Dan Aykroyd was expelled
from two schools for acting up and a psychiatrist had diagnosed him with a mild
Asperger’s syndrome. He also had a few tics and had shown signs of obsessive
compulsive disorder.

Source:- https://www.babble.com/entertainment/famous-people-with-autism-2/

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Teaching Students with Down Syndrome
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A young boy enjoys participating in a theater troupe with typically developing peers.
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403
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by Sue Watson
Updated June 21, 2016

Down Syndrome is a chromosomal abnormality and the most common genetic condition,
and occurs in approximately one in every seven hundred to one thousand live births.
Down Syndrome accounts for approximately 5-6 per cent of intellectual disabilities (until
recently also called retardation.)  Most students with Down's Syndrome are between the
mild to moderate range of cognitive impairment.

Down's Syndrome has also been known as Mongolism due to the physical characteristics
of the disorder, which presents in slanted eyes, much like the Asian epicanthal folds of
typical Asian eyes.

 Physically, a student with Down's Syndrome is easily recognizable due to characteristics


like a smaller overall stature, flat facial profile, thick epicanthal folds in the corners of
their eyes, protruding tongues and muscle hypotonia - low muscle tone.

Cause

First identified as a discrete disorder with a set of similar of symptoms/characteristics


which are related to the presence of an extra chromosone 21.  Those characteristics
include:

 Short stature and shortened bones.


 Thick tongues and small oral cavities.
 Moderate to mild intellectual disabilities.
 Low or inadequate muscle tone. 

Best Practices

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 Inclusion: Students with special needs should be full members of age appropriate
inclusional classes to the extent they can be. Effective inclusion means that the
teacher must be fully supportive of the model. The strategies you use to reach and
teach the Down's student will often be beneficial to many learners in the
classroom. See the inclusional checklist Inclusion is a good practice for students
with Down's Syndrome. The inclusional environment is less likely to stigmatize
and provide a much more natural environment for the students. There are more
opportunities for peer relationships to occur and much of the research states that
full integration works better.

 Self-Esteem: The physical characteristics of a Down's student will often result in


a lowered self-esteem which means you will need to take every opportunity to
boost self confidence and instill pride through a variety of strategies.
 Intellectual: Down's students usually face many intellectual challenges.
Strategies that work for mildly retarded students and or students with significant
learning disabilities will also work with Down's students. Much literature have
stated that most individuals with Down syndrome do not progress beyond the
intellectual capabilities of a normal developing six to eight year old (Kliewer
1993). However, always strive to move the child progressively along the learning
continuum, never assume the child isn't capable. Solid intervention and high
quality instruction have been proven to lead to improved academic achievement
for Down's students. Use a multi-modal approach which works best for all
students. Use as many concrete materials and real world authentic situations as is
possible. Use language appropriate for student understanding and speak slowly
when necessary. Always break tasks into smaller steps and provide instruction for
each step. Remember, a student with Down's Syndrome will usually have a good
short term memory.

 Short attention spans are also prevalent among students with Down's. Direct
instruction in short periods of time along with smaller chunks of activities will
help to support learning. Introducing new material slowly, sequentially and in a
step by step fashion will help to ensure maximum learning occurs.
 Distractibility: Down's students are ofen easily distracted. You'll need to employ
strategies that work to minimize distractions such as keeping the student away
from the window, using a slightly more structured environment, keeping the noise
level down and having an orderly classroom where students are free from
surprises and know what your expectations, routines and rules are.
 Speech and Language: Down's students all suffer from serious problems such as
hearing difficulties and articulation problems. Sometimes they will require
speech/language intervention and a great deal of direct instruction. In some cases,
augmentative or facilitated communication will be a good alternative for
communication. Use patience and model appropriate interactions at all times.
 Behavior Management Techniques used for other students should not differ for
the student with Down's Syndrome. Again, positive reinforcement is a much
better method than anything punitive. Reinforcers need to be meaningful.

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Todays classroom has many special needs students, and the inclusional model is often the
best model and one supported by research. The inclusive classrooms lets all students
learn what it means to be a full member of a school community. Treat all students as
valued learners. Although many teachers don't have experience with Down's Syndrome,
they have been teaching these students very well for a long time.

Source:- https://www.thoughtco.com/teaching-students-with-down-syndrome-3110772

Down Syndrome Characteristics - Strengths and Needs


A Chromosomal Aberration Affecting Cognition, Physiology and
Motor Strength
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Student with Down Syndrome. Sigrid Gombert/Getty Images

406
For Educators
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by Jerry Webster
Updated June 26, 2016

 Biological Foundation of Down Syndrome

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Over the years individuals with the common chromosomal aberration in the 21st
chromosome have been identified as being mongoloid, cretins, and finally, in the late
19th century, Down Syndrome, after John Langdon Down, an English Physician who
first described the set of characteristics that have long been associated with the genetic
abnormality. 

The chromosomal aberration is an additional full or partial copy of the 21st chromosome
which causes a change in the developmental arch of the organism (child) and therefore
the developmental differences.

 There is no definite cause for the presence of Down Syndrome than the random presence
of this mutation.  There is a higher incidence of Down Syndrome births to mothers as
their age increases, but there is no familial or genetic component.

Physical Traits

Short stature:  Often a child can be diagnosed based on the ratio of length and width of
the bones in the finger.  Adult males average a height of five foot one inch and adult
females average four foot eight inches.   The stature issue is also reflected in difficulty
with balance, short, broad fingers and hands and later motor.  

A Flat Nasal Ridge: a flattening of the face and large tongue often contribute to sleep
apnea.  

Wide Spread Feet:  Students with Down Syndrome usually have an extra large space
between their big and second toes.   This creates some challenges for coordination and
mobility.  

Neurological Traits

Intellectual deficits:  Children with Down Syndrome have mild (IQ or Intelligence
Quotient of 50 to 70) or moderate (IQ of 30 to 50) intellectual disabilities, although a few
have severe intellectual disabilities with an IQ from 20 to 35.

Language:  Children with Down Syndrome often have stronger receptive


(understanding, comprehension) language than expressive language.  In part it is because
the facial differences (flat nose ridge, a thick tongue, often attached to the bottom of the
mouth requiring a simple surgery.  

Children with Down Syndrome are capable of making intelligible language, but require
speech language therapy and lots of patience in order to master articulation.

 There physical differences create articulation challenges, but children with Down
Syndrome are often anxious to please and will work hard to create clear conversation.

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Social Traits

Unlike other disabilities such as Autism Spectrum Disorders which create difficulties
with social skills and attachment, children with Down Syndrome are often enthusiastic to
engage other people, and are very social.  It is a reason that inclusion is a valuable part of
a child with Down Syndrome's educational career, since they are often very motivated to
interact with typical peers, will benefit from participating in a general education classes.  

Students with Down Syndrome are often very affectionate, and may benefit from social
training that includes helping students identify socially appropriate and inappropriate
interactions.  .

Motor and Health Challenges

Weak gross motor skills and a tendency of parents to isolate their children may lead to
long term health problems, including obesity and a lack of aerobic and gross motor skills.
Students with Downs Syndrome will benefit from physical education programs that
encourage aerobic activity and builds their social skills in a new, athletic setting. 

As children with Down Syndrome age, they will have health challenges related to their
physical difference.

 They are prone to arthritis due to the skeletal stresses related to their short stature and
their low muscular tone.  They often do not get enough aerobic education and can often
suffer from heart disease. 

Co-Morbidity

Often students with disabilities will have more than a single (primary) disabling
condition.  When this occurs, it is referred to as "Co-Morbidity."  Although some sort of
co-morbidity is common in all disabilities, some disabilities are more likely to have co-
morbid pairs.  With Down Syndrome, it can include schizophrenia, depression and
obsessive compulsive disorders.  Being attentive to the symptoms is essential to
providing the best sort of educational support. 

Sources:- https://www.thoughtco.com/down-syndrome-characteristics-strengths-and-
needs-4057710

409
Including children with Down
syndrome (Part 1)
Sue Buckley and Gillian Bird
This article provides guidelines to good practice in developing the inclusive school,
considering the importance of the role of the Headteacher and managers in developing
school philosophy, values and culture, school organisation, staff training and the
management of resources. We then consider the role of the teacher in developing
inclusive classrooms and finally the role of all the pupils in developing peer support.

Buckley SJ, Bird G. Including children with Down syndrome (Part 1). Down Syndrome
News and Update. 1998;1(1);5-13.

doi:10.3104/practice.139

Getting the culture right

Why inclusion?

Why should you, as a headteacher, school governor, teacher or parent, be concerned


about how well your school is meeting the needs of children with significant special
educational needs?

Firstly, because the evidence is that the individual schools who are the most successful at
including and educating these children are also the best schools for all the other children
in them (1).

Secondly, where whole education systems have shifted to be fully inclusive and to
provide for all children within mainstream schools, they report that the quality of
education has improved over time for all children (2).

The implication of these statements is that if we want our schools to provide the best
possible education for all our children we need to explore what makes the inclusion of

410
children with significant special educational needs successful. We also need to ask why
mainstream school systems improve when changing to successfully meet the challenge of
educating these children.

The first part of the article provides guidelines to good practice in developing the
inclusive school, considering the importance of the role of the Headteacher and managers
in developing school philosophy, values and culture, school organisation, staff training
and the management of resources. We then consider the role of the teacher in developing
inclusive classrooms and finally the role of all the pupils in developing peer support.

Developing inclusive schools

For us, the opportunity to go to a school in the community in which you live, with the
other children who live in your neighbourhood, regardless of disability or special
educational need is a human rights issue. We do not expect all readers to agree with us
but we do hope that this article will challenge some of the current assumptions about the
roles of schools in our society and that it will provoke discussion with your staff and
colleagues.

In this article we will explore these issues, sharing the experiences that we have gained
from developing inclusive placements for children with Down syndrome in the UK over
the last ten years - children who would otherwise have been placed in special schools.
During this time we have learned a great deal about the school factors which lead to
success or failure. With other colleagues in The Sarah Duffen Centre and in the
Department of Psychology, University of Portsmouth, we have also been studying the
cognitive, social and behavioural progress of these children in inclusive placements in
some detail. This work has relevance to a wide range of children and will be reviewed in
part 2 of this article.

We are psychologists specialising in working with children with moderate to severe


learning difficulties and between us we have some 45 years of experience. However, until
we became involved in the implementation of the 1981 Act in the late 80s, all our
experience had been in special education settings.

Promoting mainstreaming

411
The last ten years have been the most rewarding and exciting of our careers. We have
been most impressed by the ways in which children with Down syndrome and significant
special needs have been welcomed in the majority of mainstream schools and by the
skills, enthusiasm and professionalism of the majority of mainstream teachers with whom
we have worked. We have seen successful placements and great progress for the majority
of the children during most of their school years. Some have had good and bad
experiences as they have moved up the school and we will return to the reasons for this
later in the article.

We have been involved in the direct support of many individual children from the start of
their school careers through to secondary school. We have also provided INSET training
around the country and offered advice on individual placements at particular points in
time. Much of the content of this article draws on our extensive opportunities to learn
alongside the teachers who are successfully including and educating children with
significant learning difficulties or disabilities in their classrooms (3).

At the start of our involvement with mainstreaming, we made links with research groups
and education programmes in other countries in order to learn from their experience. We
are confident that our experience is valid as success or failure in our placements has been
the result of the same criteria reported by others in places where they are further down the
road towards fully inclusive education systems.

We use the term mainstreaming deliberately to describe our early experience. When we
began to ask schools to accept a child with severe learning difficulties in their school, we
were asking them to take a child with the support of an untrained Learning Support
Assistant into the regular classroom environment with little or no preparation. The
teacher had to try to meet this child's needs without time to think about changing the
classroom environment or teaching styles or to learn new skills. This is what our
American colleagues in Madison, Wisconsin call the "dump and hope" phase! In Madison
they closed their last segregated special school site in 1976 (4) so they have more than
twenty tears of experience to draw on.

Moving to inclusion

412
Inclusion is more than mainstreaming. It is the result of rethinking the role of education
and usually requires a change in school and classroom culture and organisation.

Over time we have seen a shift in the UK towards the development of inclusive school
cultures but this is still mostly because individual schools have developed their skills and
changed their beliefs about the role of schools. It is rarely the result of planning for an
inclusive system by Local Educational Authorities. In these inclusive schools there is
more awareness of the individual needs of all children, more flexibility in the curriculum
and a valuing of diversity. This shift has been particularly noticeable over the last few
years, since the establishment of Special Educational Needs Co-ordinator's and the
implementation of the Code of Practice, following the special needs legislation in the
1993 Education Act.

There are very few UK Education Authorities that have actually embraced an inclusive
philosophy and actively managed change. The London Borough of Newham is one
example where an inclusive policy is in place. It has received much of its impetus from
effective lobbying by parents of children with disabilities and special educational needs.
The Wisconsin changes were also driven by parent pressure in the early years. In both the
Newham and the Wisconsin situations, change has progressed in the same way. Both
replaced segregated special schools with special units or special resources on some
mainstream sites. Both found that these could be phased out over time as all teachers
increased their range of skills and all schools became more confident at meeting a variety
of needs. The specialist skills of the teachers who used to work only on segregated sites
become available to all children in the system and to colleagues and this helps the process
of change as well as benefiting many more children.

Whole school issues and the role of the headteacher

School philosophy and culture

The schools that we would rate as the most successful have established an inclusive
culture. They have thought about and explicitly embraced a philosophy that values all
children equally and celebrates the diversity of the human population. They believe that
the role of education is broad and would accept Lou Brown's definition that it is the task

413
of schools "to prepare children to live, work and play in an inclusive society". (Lou
Brown is the Professor of Special Education, University of Wisconsin, Madison(4)).

Schools as agents of change

A school has the opportunity to establish a community that demonstrates the values that
we might wish to see expressed in the wider society outside school.

We can use the example of disability to explore this argument further. It is common for
adults with disabilities to observe that their lives are far more restricted by the attitudes of
the non-disabled majority towards them than by the limits actually imposed by their
disability. One reason for this may be the lack of contact with people with disabilities that
most of the non-disabled population have as a result of mainly segregated schooling and
segregated services for children and adults with disabilities. This has lead to a society
where the majority of individuals do not understand the needs of people with disabilities
nor feel at ease in relating to or working with them.

The decisions that are made about the design of our schools, work places, transport and
communication facilities take little account of the needs of those with physical or sensory
impairments. Access to the daily opportunities that the rest of us take for granted is
therefore denied to most children and adults with disabilities. Until recently, all children
with identifiable disabilities experienced this lack of access from earliest childhood, when
they were denied the opportunity to benefit from the same educational experiences as
other children. This resulted in two main disadvantages - a restricted access to the
curriculum and no opportunity to be part of the ordinary social world of childhood. In
other words, most children with disabilities experienced both social and educational
deprivation during childhood, leading to social isolation, under achievement and
impoverished lives as adults.

If all children are able to grow and learn together, the child with special needs has the
optimal opportunity to reach his or her potential, to make friends and to become fully
integrated into mainstream society.

The other children have the opportunity to learn to understand the effects of disability and
to learn how to care for and support children with a variety of needs. They will learn that

414
all children with disabilities are children first, with the same psychological, emotional
and social needs as all other children. Like the rest of us, significant relationships with
others are central to their well-being as children and adults and the opportunity to
establish and maintain friendships during childhood is important preparation for
successfully developing these relationships in adult life. The non-disabled students will
become better friends, neighbours, workmates and bosses for people with disabilities in
their adult lives.

This may require schools to recognise that social development should be an explicit part
of the curriculum, giving children the opportunity to think about friendships, loneliness
and social isolation (5).

The experience of communities who have had fully inclusive education systems for a
generation is that these gains do occur. Attitudes do change throughout the community
and opportunities become more equal. More young adults with significant disabilities are
able to work, live independently, establish their own families and enjoy the same leisure
facilities as everyone else. More of the young adults who, though not disabled, were in
the less able third of the mainstream school population in terms of academic progress,
also do better in these inclusive school systems.

The skills developed by all teachers as they are required to meet the educational needs of
those with the most significant difficulties benefit many others who have always been in
the mainstream but not always had their needs met. Teachers learn how to address social
and behavioural needs more effectively and to extend access to the curriculum to a wider
range of children.

However, these benefits will only be the outcome if inclusion is done well.

The individual educational needs of all children must be met as well as they would be in
separate facilities. Mixing with children with significant disabilities can result in other
children becoming less tolerant and sympathetic if the experience is unpleasant for any
reason, so how do we move forward successfully?

415
Strategies for success

Valuing diversity and building self-esteem

The successful schools see all their pupils as individuals and value them equally. They
encourage their students to recognise that we are all individuals and to recognise that we
all have strengths and weaknesses.

Healthy adjustment in adult life is likely to come from a realistic appraisal of oneself,
therefore setting goals that are achievable and appropriate and which lead to a positive
self concept - feeling good about oneself. Building positive self-esteem in all pupils
should be a primary goal for all teachers (6). This is no easy task. It means helping all
students to identify their strengths and their limitations so that they choose to develop
their strengths.

It means that those schools with authoritarian cultures need to change, and that ridicule
and humiliation of children should have no part in the school culture or in any teacher's
repertoire. One of us (SB) has had the opportunity to travel extensively and experience
the atmosphere in schools where building self-esteem is a primary goal. We do
experience this in some of our UK schools, but not to the extent that is common in parts
of North America and Canada.

Our experience in the UK is that the culture and philosophy in schools can be very
different, even in neighbouring schools. We can illustrate this with a real example. The
student's name has been changed to preserve confidentiality in this and later case
examples.

Several years ago one of us (SB) received a phone-call from a distressed parent, asking if
one of us could attend a review meeting with her and her husband, as she feared that the
school no longer wanted her daughter as a pupil. Her daughter Sally was 13 years old and
had Down syndrome. She had received all her education to that time in mainstream
school with full time non-teaching support provided. She was nearing the end of her
second year in secondary education and the school were expressing considerable concern
about her progress both educationally and socially.

416
SB arranged to arrive at the school in time to meet Sally and to talk with the staff before
the review meeting. It was quickly apparent that the staff had no positive commitment to
meeting this student's needs. The Head of Learning Support made clear to SB that she
and her staff did not have the time to differentiate work for Sally, seeing this an
inappropriate use of their time. They were also concerned that she was becoming
increasingly socially isolated. They did not want advice from us on how they could
change this state of affairs and make the placement successful. This would of course
mean accepting that the school might be failing Sally. Their perception of the situation
was that Sally should not be in their school. All the difficulties they were experiencing
were the result of her disability and she should be in a special school. They even
expressed negative views about her in her presence and seemed to have no sensitivity to
the probable effect of their attitudes towards her on her progress or happiness within the
school.

The review meeting was a formal affair involving the Headteacher, Head of Learning
Support and five other professionals from local and county LEAs and chaired by the
Deputy Head. The Head was visibly annoyed by SB's presence and did his best to prevent
her from contributing to the discussion. The meeting had clearly been called with one aim
- to agree to remove Sally from the school and put her where this Head made plain he
thought that she belonged - in a school for children with severe learning difficulties. He
seemed to have little understanding of the social influences on any child's performance
and progress. He saw Sally's present difficulties in his school as entirely her problem, the
result of her disability. He certainly did not want any advice. For him, the last straw was
when SB secured the agreement of the LEA to continue to the same level of Learning
Support Assistant support for Sally if we found her another mainstream placement as this
clearly implied that she believed this school was failing Sally.

With Sally's parents, SB approached another mainstream school near her home. This
school expressed a willingness to accept her and a visit was arranged. The contrast in the
two school's philosophies and cultures was extreme. The Headteacher of the new school
greeted SB warmly and informed her that he would be delighted to accept Sally in his
school. He explained that this was a community school - in name and in philosophy. He
wanted all the children in the neighbourhood to be welcome in his school and had been
developing his learning support resources accordingly, since coming to the school as

417
Head four years earlier. He then took SB to meet the Head of Learner Support. She
explained that she had no previous experience of teaching a child with Down syndrome
but that she had given some thought to our request and was looking forward to supporting
Sally in the school. She added that she had considered what she would have wanted if
Sally had been her daughter and knew that she would have wanted an education with
mainstream peers within her own community for her.

At this point SB knew that this placement was going to be a success. She was then asked
about Sally's achievements in literacy and numeracy and was told that there were other
students of her age working at the same level so she could join their groups. The Head
then asked SB what year group Sally should join. SB said that she was unsure as Sally
was probably less socially and emotionally mature than other girls of her age. The Head
laughed and said that some girls of her age were more like 18 year olds in social and
emotional development, others more like 9 year olds - he felt sure she would be fine in
her correct year group!

At this time, we had little experience of secondary schools and this case made us feel that
we were on a steep learning curve! SB was quite shaken by the contrast in the attitudes
and beliefs of the two headteachers and their staff. One school had told her that Sally
could never fit in, as she was so different from their other pupils. Another school just
down the road had no problem seeing Sally as happily fitting in to their school
community and pointing out that her needs were not different from those of some of the
other mainstream pupils in the school, either academically or socially. Could the
populations of children in the two schools really be that different or was it the way the
staff perceived their children that was different?

The evidence on the school intakes supported the latter view. We cannot help worrying
about the educational experience of many of the other children in the first school, not just
those less academically able, but also those with social and emotional needs. In both
these schools it seemed that the Headteacher was determining the culture and values of
the whole school, for good or ill.

We would ask all Heads and managers to reflect on their own personal attitudes to
disability and to children with special needs. It is likely that your personal attitudes and

418
your emotional reactions to disability will be influencing the decisions that you are
making and will be apparent to your staff and to your pupils. You might also reflect on
what educational and social opportunities you would want for your own child, if you had
a child with a disability.

Staff attitudes

In our experience, the single most important predictor of success for placements is staff
attitude. If the staff believe that the child is appropriately placed in their school, the
placement will be a success. We have seen very disabled children, with significant
dependency needs, flourish in schools were they are wanted. We have seen children with
obvious disabilities but academic progress within the norms for their age, fail in schools
that do not want them - or should we say failed by schools that do not want them.

The evidence in favour of the importance of staff attitude is particularly striking when a
pupil flourishes in one school but has a miserable time in the next school.

We have had this experience with several children whom we know well. One young
friend of ours, Gerry, is now 11 years old. Gerry has Down syndrome. He went to the
same mainstream nursery as his brother and then into the infant school where he made
extremely good progress. The school had given much thought to meeting his needs and
the staff were rightly proud of his achievements.

In Gerry's last year in this school, his class teacher was sharing her experiences at a
training day at our Centre. She described how, as Gerry's strengths were his literacy skills
and his computer skills, he was spending some time each week helping children in the
reception class and in Year 1, listening to them read and showing them how to use the
computer. This teacher had deliberately constructed opportunities to build Gerry's self-
confidence and self-esteem. These situations also showed the other children that, despite
his disability, Gerry had strengths and could help others as well as benefit from their help
at other times. His literacy skills were within the range of his classmates.

Imagine our concern when he moves to the junior school with these peers the very next
term and the new class teacher phones us expressing the view that he has no place in their
school - he should be in a school for children with severe learning difficulties! Before

419
long Gerry was showing his distress by bedwetting, something he had not done since the
age of three years. We were able to improve this situation somewhat but it continued to
be less than satisfactory by our standards.

At this time, we were supporting another lad with Down syndrome of the same age and
with a very similar profile of abilities and special needs in a nearby school. The contrast
was dramatic. This junior school had two children with Down syndrome on the school
roll and all the staff were immensely proud of the progress of both of them. We would
observe that the two schools had different atmospheres and different attitudes to all their
children, confirming what we had read and have stated at the start of this article.

The schools that are best for all children are the best for those with very special needs.

Some headteachers might reflect further on the significance of this as it implies that
schools who are not good at meeting the needs of special students may not be the best
schools for all the other children in them either.

We could give more examples of this kind, where a child has made very different
progress after a school move and has been perceived and described very differently by
Headteachers and teachers in the two schools.

The message from this section is threefold. Firstly, successful schools clearly recognise
the wide range of educational needs present in any year group in any school population
and they acknowledge that it is their job to meet this wide range of educational needs.
Secondly, successful schools develop a culture that is caring and supportive of all in the
school

community, aiming to value diversity and to build positive self-esteem for all its pupils.
Thirdly, successful schools appreciate the effect of being valued and feeling liked by staff
and other pupils on the progress of all children.

School organisation and the use of resources

If schools are to succeed in meeting this wide range of needs successfully, there needs to
be flexibility within the classroom, within the year group and across year groups.

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Flexibility in the classroom is easier to achieve in the primary years when small group
working is often the norm within the class. This enables children to work at their own
pace within the class. A statemented child in the class with the support of an Learning
Support Assistant can provide a bonus for other children in the class. This was one of the
things that we learned as soon as we began to place children with Down syndrome in
infant schools with a full-time Learning Support Assistant. The Learning Support
Assistant could often work with a group of children, all of whom benefited from the extra
help.

After a year, we suggested to our LEA that it would be cheaper to give every reception
class an additional Learning Support Assistant than bother to try assessing children for
Statements before they were in school. There are only a finite number of different special
educational needs and we argued that all schools should be able to meet the needs of the
four and five year olds in their community, with an Learning Support Assistant in the
class and appropriate peripatetic advisory or teaching input. We also argued that
assessing the child's educational needs once they were in a school environment might
lead to more valid and useful Statements. Our advice was not taken!

We are not in favour of special classes or units as we feel these are not usually necessary
and carry the risk of segregating children again. They also do not recognise that all
children are children first, regardless of disability or other special needs. There is no
reason why any child cannot be a member of an ordinary class, in the correct year group,
even if his or her educational programme has to be provided on an individual or small
group basis.

This is the model that we see working well in many secondary schools. All children are
members of ordinary classes and ordinary tutor groups even when they have considerable
special educational needs. Their educational programme is then worked out for them as
an individual, just as it for the other pupils as they make their choices of subjects that
they wish to study. It then becomes no more stigmatising or isolating to have a lesson in
the Learning Support Centre than it does to study Spanish rather than physics. Nor is it
any more difficult to staff an expert Learning Support Centre than an English or
Mathematics Department.

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In Wisconsin, regular schools not only have expert special educators on their staff but
also speech and language therapists, physiotherapists and occupational therapists as well.
This means that their expertise is available to all children in the community, in a much
more accessible way than in the UK at present.

While we try to support children's learning within the classroom in the early years, to
ensure maximum social integration and access to the curriculum, there should be no rigid
rules about this. Every school, especially every junior school, would benefit from a
learning resource centre, where children can have the benefit of individual or small group
work.

One of the best examples of planning such a centre that we have come across was in a
secondary school, where the learning resource centre had been deliberately sited right in
the centre of the school. In addition to providing for those with special educational needs,
it housed the school's best computer resources so that it really was a learning resource for
all pupils. This meant that any pupil could use the centre without embarrassment and that
one was as likely to find a gifted child working there as a child needing special additional
teaching or adapted resources.

The role of Learning Support Assistants

The success of many of the placements that we have supported has been due in large part
to the skill and commitment of the Learning Support Assistant assigned to support the
child. However, many of the schools that we have worked with do not know how to
support and make full use of their Learning Support Assistants. While recognising that
the work of Learning Support Assistants is critical to the access to mainstream school for
many children in the UK at the present time, we are building a system on the cheap as
most are poorly paid, have minimal training and no career progression open to them.

This situation highlights the lack of real policy commitment to or planning for inclusion
in this country. Some other countries, Italy for example, provide extra training for
qualified teachers so that they can become facilitators for inclusion. This recognises the
importance of changing the whole philosophy and culture in many schools and in
classrooms, if they are to become truly inclusive communities. Is there a message here for
our Special Educational Needs Co-ordinator's and their training?

422
Many of our children would not have made the academic progress that they have without
the one-to-one teaching provided by their Learning Support Assistant. However, striking
the right balance between supporting the child and encouraging independence is not easy.
Too much one-to-one support for learning can make the child dependent on adult support.
The child needs to learn as part of a group and to work independently. Too much adult
support can also make the child seem more different to the other children than is
necessary and prevent them offering support to the special child in ways that may come
quite naturally to the children.

In some schools, Learning Support Assistant's have a very difficult time. They have no
professional training or status and are sometimes not treated well. We have been to
schools asking for advice for a child, where the Learning Support Assistant was not
allowed to talk with us, the clear message being that she could not have any useful views
and must not be allowed to get above her station! More commonly, we find Learning
Support Assistant's who are given too much responsibility for the education of the child
they are supporting either because the school feels no commitment to the child or because
they do not know how to plan an educational programme for them. The class teacher
must recognise that he or she has the responsibility for the education of a statemented
child and that they have the same right to be a full member of the class as any other child.

Another difficulty an Learning Support Assistant can encounter is the responsibility of


knowing that a child is not receiving an appropriate educational programme in the school
but not having the status to do anything to change the situation. They may also be the
main link between school and family, party to the concerns of both sides but without the
power to solve any conflicts of opinion. This can be very stressful for the Learning
Support Assistant.

These are matters for the Headteacher to be alert to and in many schools the status of the
Learning Support Assistant's has improved. Many are highly valued and well supported
by their Special Educational Needs Co-ordinator's. Training programmes for Learning
Support Assistants are improving.

Working with parents

423
Many parents of children with special educational needs have become experts. They will
be experts in their knowledge of the effects of the child's disability on their development
and experts in teaching their own child. Parents of children with identifiable disabilities
often join parent support groups and quickly access a wide range of information on their
child's condition.

Parents are likely to have been actively recruited into early intervention programmes by
the time their child was one year old. In these programmes they will have been treated as
equal partners by the professionals and expected to be their child's main educator. Most
early intervention programmes recognise that home is the most significant learning
environment for any child's development and that parents can be the child's best teachers,
so they actively pass on their skills and knowledge to parents. Parents choose learning
goals and set priorities based on their view of the child's needs and their awareness of the
whole family's needs and resources.

This parent-professional partnership approach has been very successful in pre-school


years but parents often find that schools do not know how to form the same effective
partnerships. Teachers in the mainstream are not always good at forming a positive
relationship with parents of children with special needs. Teachers do not always
recognise the contribution that parents can make in helping the teacher to realise the
child's full potential, if only teacher and parent could work together.

Most parents know that their child will benefit if they continue to teach them or help
them to consolidate skills out of school hours, but they need to know the teacher's current
goals for the child. They may also need materials or ideas for activities to be provided
from school, though often parents could supply materials for use in the classroom. We
know many who create wonderful learning materials and games at home that children in
the class would all benefit from. Bringing in such games can raise the self-esteem of the
special child, as they are used and enjoyed by others in their class.

Many parents have valuable specialist knowledge of their child and their condition to
share with their child's teacher if given the opportunity. We often meet frustrated parents
who cannot offer the information they know the teacher would find useful because the
teacher will not accept it. It seems that many teachers do not know how to establish a

424
partnership with parents. Too often, we come across situations where the teacher seems
to feel threatened and to fear loss of face if he or she admits that parents could know
some things that she does not. This is an important issue which may need to be addressed
by training and staff development in many schools.

Peer support

In our experience, many schools fail to realise that the biggest resource that they have
available to them to support children with special educational needs is the other children
in the school.

If a child needs more help, the first reaction is to send for another adult, either an
assistant or external specialist. The use of strategies such as peer tutoring, cross-age
tutoring, co-operative group learning and team projects is not as widely developed in the
UK as in North America. All children benefit from these activities as they all learn how
to teach and to co-operate with others. These are very valuable skills to take to the adult
work place (7).

Explicit use of peers to prevent social isolation and to build circles of friends increases all
children's sensitivity to how others feel if ignored or actively rejected. Many
academically able children do not make friends easily, so all children in the school will
benefit when involved in projects to help friendships. Most teachers would benefit from
some training in the techniques of developing peer support systems for teaching and for
social support.

Behaviour

Effective behaviour management is another area where some staff training would be
beneficial in the majority of schools we visit. While children with learning difficulties
may be particularly at risk for developing behaviour problems as a result of frustration or
failure, any child can present such difficulties. In the past few years, a variety of good
written resources to support good behaviour management have become available.

425
Like developing the school culture and values, this is a whole school issue. All staff need
to have consistent, positive behaviour management strategies, not just the special needs
staff.

Staff training

We have mentioned staff training a number of times already. Staff development is clearly
the responsibility of the Headteacher and in most schools, teachers are able to access a
variety of training opportunities. However, if you want to change the school culture and
become an inclusive school, creating the optimal learning environment for all, then some
whole school training will be necessary. You must have your whole school staff signed
up to creating the social culture you are aiming at (8).

In our experience, training sessions for the whole staff team are extremely valuable in
giving an opportunity to debate these issues and make them explicit in everyone's
thinking. You will be very fortunate if all your staff have positive attitudes towards a
truly inclusive culture, but it is useful for the whole staff team to be aware of the attitudes
and prejudices of colleagues. It can also be salutary for those with negative views to
realise that they are in a minority. In addition to a programme of training for your whole
staff aimed at developing an inclusive culture throughout the school, for the benefit of all
your pupils, it is important to consider the preparation of staff and other pupils for the
arrival of a pupil with a particular disability.

We find that a session on Down syndrome, for example, for the whole staff team, before
the child arrives at school, is very helpful in preparing the way for successful placement.
We can answer questions about the condition, often clearing away myths, and we can
explain how and why this placement will really benefit this child. It is not appropriate to
expect the special needs staff to educate the rest of the staff team or to expect them to
succeed in an atmosphere where a majority of staff do not think that they have any
responsibility for children with special needs in the school.

Preparation of pupils is also important if a child with obvious special needs is coming
into a school with no other similarly disabled pupils. We would suggest both a whole
school approach and a class approach. The whole school approach might use an assembly
to make clear to all children the welcome and support expected for the child, and

426
therefore reinforcing explicit awareness of the school's values. The class approach can
include discussion of explicit strategies for welcome and for peer support for the child as
well as giving children an opportunity to be informed about the specific disability so that
they can understand the child's needs and respond sensitively.

Financial Resources

We have deliberately left the issue of costs until the end of the article as, while we
recognise that additional support for children with special needs costs money, our value
system would lead us to argue that children with special needs have the same right to
share in the community's resources as all other children. They have a right to be part of
the ordinary world of childhood in their community - and that means a right to go to
school with the children in their neighbourhood.

On a national, or on an area education authority scale, it does not cost more to put the
resources into mainstream rather than special segregated school. In fact many would
argue that it is a fairer use of specialist resources (since, when specialist teachers and
therapists are moved to mainstream sites, their expertise is available to many more
children). But this requires a full commitment to inclusion and a total reorganisation of
the education system. It certainly costs more to include statemented children while still
maintaining special schools.

We would argue that the challenge for an education authority or a school is to make the
best use of its resources in an equitable way for all its pupils. Lack of money should
never be an excuse for not allowing access to a statemented child - this amounts to
discrimination on the basis of disability (as do the other clauses allowing exclusion in our
legislation!).

Conclusions

In this article, we have emphasised the effect of social opportunities on the development
of all children and the role of the school in providing a social world that promotes the
values we would like to see expressed in our society at large. We have argued that such a
school will provide the environment for all children to flourish, socially, emotionally and
academically.

427
References
1. Ainscow, M (Ed.) (1991) Effective Schools for All. London: Fulton.
2. Brown, L., Long, E., Udvari-Solner, A., Schwartz, P., VanDeventer, P., Ahlgren,
C., Johnson, F., Gruenewald, L. & Jorgensen, J. (1989) Should students with severe
intellectual disabilities be based in regular or special education classrooms in home
schools. Journal of the Association for Persons with Severe Handicaps, 14(1), 8-12.
3. Bird, G. & Buckley, S. (1994) Meeting the Educational Needs of Children with
Down Syndrome: A handbook for teachers. University of Portsmouth.
4. Brown. L. (1994) Inclusion in Education and Employment. Paper presented at the
5th World Congress on Down Syndrome. Orlando, USA.
5. Roffey, S., Tarrant, T. & Majors, K. (1994) Young Friends: School and
Friendship. London: Cassell.
6. Lawrence, D. (1996) Enhancing Self-Esteem in the Classroom. Paul Chapman
Publishing.
7. Johnson, D.W. & Johnson, R.T. (1994) Learning Together and Alone. Boston:
Allyn & Bacon.
8. Ainscow, M. (1993a) Teacher education as a strategy for developing inclusive
schools. In R. Slee (Ed.) Is There a Desk with My Name On It? The Politics of
Integration. London: Falmer.

Bibliography
 Ainscow, M., Hopkins, D., Southworth, G. & West, M (1994) Creating the
Conditions for School Improvement. London: Fulton.
 Clark, C., Dyson, A. & Millward, A. (Eds.) (1995) Towards Inclusive Schooling.
London: Fulton.
 Carpenter, B., Ashdown, R. & Bovair, K. (Eds.) (1996) Enabling Access:
Effective Teaching and Learning for Pupils with Learning Difficulties. London: Fulton.
 Garner, P., Hinchcliffe, V. & Sandow, S. (1995) What Teachers Do:
Developments in Special Education. Paul Chapman Publishing Limited.
 O'Brien, J. & Forest, M. (1989) Action for Inclusion. Inclusion Press.
 Wong, B. Y. L. (1996) The ABC's of Learning Disabilities. Academic Press.

428
The Authors

Sue Buckley is Professor of Developmental Disability at the Department of Psychology


at the University of Portsmouth, UK. She is also Director of The Centre for Disability
Studies at The University of Portsmouth and Director of Research and Information
Services and at The Down Syndrome Educational Trust. She also serves as a Non-
Executive Director of the Portsmouth and South East Hampshire District Health
Authority and on the boards of the European Down Syndrome Association and the
International Down Syndrome Federation.

Gillian Bird is Director of Consultancy and Education Services at The Down Syndrome
Educational Trust and has been been supporting children with Down syndrome in
mainstream school placements for the past 10 years.

Both Sue Buckley and Gillian Bird regularly provide consultancy and training for schools
and LEAs through Down Syndrome Education International

Source:- https://www.down-syndrome.org/practice/139/

Down Syndrome: Other FAQs


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Basic information for topics, such as “What is it?” and “How many people are
affected?” is available in the Condition Information section. Frequently Asked
Questions (FAQs) that are specific to a certain topic are answered in this
section.
 Is there a cure for Down syndrome?
 How can parents and providers help teens and young adults with Down syndrome
transition into adulthood?
 What are the health issues for adults with Down syndrome?

Is there a cure for Down syndrome?


Currently, there is no cure for Down syndrome. However, researchers are
exploring a number of ways to address and correct many aspects of the
syndrome.

429
For example, NICHD researchers have used mouse models to test treatments
for preventing the intellectual and developmental disabilities associated with
Down syndrome. One study found that mice with Down syndrome who were
treated in the womb with specific chemicals had no delay in achieving several
developmental milestones.1 Another study found that specific chemicals
prevented learning deficits in adult mice who had Down syndrome.2
Learn more about NICHD research on Down syndrome.
[top]

How can parents and providers help teens and young adults with Down
syndrome transition into adulthood?

More and more youth and young


adults with Down syndrome are achieving some of the same milestones as
other young people, such as driving a car and finishing high school. As they
start to live more independently, young people with Down syndrome get
jobs, move into group homes or individual housing, or pursue further
education, often at community colleges. Families may need to be advocates
to ensure that their young adult children don’t “fall through the cracks.”

430
Sometimes, young people with Down syndrome in the midst of these
transitions start to do worse in school or undergo major mood changes. In
these cases, additional school assistance or evaluation for hypothyroidism or
depression may be appropriate.
Many adolescents and adults with Down syndrome find success in jobs. The
Americans with Disabilities Act (ADA) makes it illegal for an employer of more
than 15 individuals to discriminate against people with disabilities who are
qualified to carry out a particular job, and the law requires employers to
provide reasonable accommodation. When considering whether their older
child with Down syndrome might be ready to look for work, parents should
keep several factors in mind: Success depends on a healthy sense of self-
esteem, the ability to complete tasks without help, a willingness to separate
emotionally from family, and access to personal recreational activities. 3
Assistive electronic devices can help, too.
Adolescents often switch from care by a pediatrician to adult care, and this
change can be difficult for young people with Down syndrome. Families and
young people with Down syndrome often have strong bonds of trust with
their pediatricians, and adult health care providers may be poorly prepared
to meet the needs of maturing patients with Down syndrome. Individuals
who receive care at special Down syndrome clinics that provide lifelong care
might prefer to stay with the providers at these clinics as adults. 4, 5
Teenagers with Down syndrome undergo hormonal changes like any other
teen. Parents should encourage their teenagers with Down syndrome to
develop independent skills in hygiene and self-care, to be aware of privacy
issues, and to manage their behavior appropriately. Teenagers with Down
syndrome also should be educated about puberty, sexuality, sexual activity,
and the consequences of such activity. Males with Down syndrome generally
have a reduced sperm count and are usually unable to father children. In
contrast, females with Down syndrome have regular menstrual periods and
can get pregnant and carry a baby to term. Therefore, health care providers
and families should consider having discussions with their teens with Down
syndrome about birth control and preventing sexually transmitted diseases
(STDs).
[top]

What are the health issues for adults with Down syndrome?

431
The life expectancy for people with Down syndrome has increased
substantially in the last few decades, to an average age of 50 years and
beyond. In addition to living longer, people with Down syndrome now live
fuller, richer lives than ever before as family members and contributors to
their community. Many adults with Down syndrome form meaningful
relationships and eventually marry. Now that people with Down syndrome
are living longer, the needs of adults with Down syndrome are receiving
greater attention. With assistance from family and caretakers, many adults
with Down syndrome have developed the skills required to hold jobs and to
live independently well into later adult life.
Increased life expectancy in individuals with Down syndrome puts them at
risk as they age for developing mental health issues, such as depression.
Death of parents, changes in caregivers, and medical issues often contribute
to such changes in mental health. Individuals with Down syndrome seem to
respond well to treatment with medication, but it is important that they
follow instructions for taking these medications closely.6
Premature aging is a characteristic of adults with Down syndrome, as is
dementia, memory loss, and impaired judgment similar to that occurring in
individuals with Alzheimer disease.6 Although much has been learned about
Alzheimer disease as it affects individuals with Down syndrome, effective
treatments and diagnostic tools that can identify early stages of dementia or
the symptoms of mild cognitive impairment are still needed. Currently,
changes in behavior may be the best indicators of dementia in people with
Down syndrome. Families should look for associations between the type of
behavior, how often the behavior occurs, when the behavior occurs, and the
persistence of specific behaviors as a way to check for dementia and memory
loss in a person with Down syndrome.6,7 Family members and caretakers may
need to step in if the individual begins to lose the skills required for
independent living.
Other medical issues associated with aging in individuals with Down
syndrome include high cholesterol (which can be treated with medications),
obesity, metabolic syndrome, diabetes, cataracts and other visual problems,
and early menopause. In contrast, individuals with Down syndrome appear
to be "protected" from certain diseases that are common in the elderly: they
do not develop hardening of the arteries; they have fewer solid tumor
cancers (for example, breast cancer), and they have low blood pressure. 8,9,10,11

432
Longitudinal studies of aging in Down syndrome (some ongoing for more
than 25 years) reveal that healthy aging occurs in most individuals with Down
syndrome if they continue to receive routine medical care and attention to
their special needs.
[top]

1. Toso, L., Cameroni, I., Roberson, R., Abebe, D., Bissell, S., & Spong, C. Y.
(2008). Prevention of developmental delays in a Down syndrome mouse model.
Obstetrics and Gynecology, 112, 1242–1251. [top]
2. Incerti, M., Toso, L., Vink, J., Roberson, R., Nold, C., Abebe, D., & Spong, C. Y.
(2011). Prevention of learning deficit in a Down syndrome model. Obstetrics and
Gynecology, 117, 354–361. [top]
3. Roizin, N. J. (2007). Down Syndrome., in: Batwhaw, M. L., Pellegrino, L.,
Roizin, N. J. (Eds.) Children with Disabilities. Brookes (Baltimore), 264–273.
[top]
4. American Academy of Pediatrics. (2002). A consensus statement on health care
transitions for young adults with special health care needs. Pediatrics, 110, 1304–
1306. [top]
5. Schrander-Stumpel, C. T., Sinnema, M., van den Hout, L., Maaskant, M. A., van
Schrojenstein Lantman-de Valk, H. M., Wagemans, A., Schrander, J. J., et al.
(2007). Healthcare transition in persons with intellectual disabilities: general
issues, the Maastricht model, and Prader-Willi syndrome. American Journal of
Medical Genetics Part C: Seminars in Medical Genetics, 145C, 241–247. [top]
6. Urv, T. K., Zigman, W. B., & Silverman, W. (2010). Psychiatric symptoms in
adults with Down syndrome and Alzheimer's disease. American Journal on
Intellectual and Developmental Disability, 115, 265–276. [top]
7. Krinsky-McHale, S. J., Devenny D. A., Kittler, P., & Silverman, W. (2008).
Selective attention deficits associated with mild cognitive impairment and early
stage Alzheimer's disease in adults with Down syndrome. American Journal of
Mental Retardation, 113, 369–386. [top]
8. Draheim, C. C., Geijer, J. R., & Dengel, D. R. (2010). Comparison of intima-
media thickness of the carotid artery and cardiovascular disease risk factors in
adults with versus without the Down syndrome. American Journal of Cardiology,
106, 1512–1516. [top]
9. Rodrigues, A. N., Coelho, L. C., Goncalves, W. L., Gouvea, S. A., Vasconcellos,
M. J., Cunha, R. S., & Abreu, G. R. (2011). Stiffness of the large arteries in
individuals with and without Down syndrome. Journal of Vascular Health Risk
Management, 7, 375–381. [top]
10. Ehara, H., Ohno, K., & Ito H. (2011). Benign and malignant tumors in Down
syndrome: Analysis of the 1514 autopsied cases in Japan. Pediatrics
International, 53, 72–77. [top]
11. Kwak, H. I., Gustafson, T., Metz, R. P., Laffin, B., Schedin, P., & Porter W. W.
(2007). Inhibition of breast cancer growth and invasion by single-minded 2s.
Carcinogenesis, 28, 259–266. [top

433
Source:- https://www.nichd.nih.gov/health/topics/down/conditioninfo/Pages/faqs.aspx

What conditions or disorders are commonly associated


with Down syndrome?
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In addition to intellectual and developmental disabilities, children with Down


syndrome are at an increased risk for certain health problems. However,
each individual with Down syndrome is different, and not every person will
have serious health problems. Many of these associated conditions can be
treated with medication, surgery, or other interventions.
Some of the conditions that occur more often among children with Down
syndrome include:

Heart defects. Almost one-half of babies with Down syndrome have congenital
heart disease (CHD), the most common type of birth defect. CHD can lead to high
blood pressure in the lungs, an inability of the heart to effectively and efficiently
pump blood, and cyanosis (blue-tinted skin caused by reduced oxygen in the
blood). For this reason, the American Academy of Pediatrics (AAP) Committee
on Genetics recommends infants with Down syndrome receive an
echocardiogram (a sound “picture” of the heart) and an evaluation from a
pediatric cardiologist. Sometimes, the heart defect can be detected before birth,
but testing after birth is more accurate. Some heart defects are minor and may be
treated with medication, but others require immediate surgery.1

Vision problems. More than 60% of children with Down syndrome have vision
problems, including cataracts (clouding of the eye lens) that may be present at
birth. The risk of cataract increases with age. Other eye problems that are more
likely in children with Down syndrome are near-sightedness, “crossed” eyes, and
rapid, involuntary eye movements. Glasses, surgery, or other treatments usually
improve vision. The AAP recommends that infants with Down syndrome be
examined by a pediatric eye specialist during the newborn period, and then have
vision exams regularly as recommended.1

Hearing loss. About 70% to 75% of children with Down syndrome have some
hearing loss, sometimes because of problems with ear structures. The AAP
recommends that babies with Down syndrome be screened for hearing loss at
birth and have regular follow-up hearing exams. Many inherited hearing problems
can be corrected. Children with Down syndrome also tend to get a lot of ear
infections. These should be treated quickly to prevent possible hearing loss.1,2

Infections. People with Down syndrome are 12 times more likely to die from
untreated and unmonitored infections than other people. Down syndrome often
causes problems in the immune system that can make it difficult for the body to

434
fight off infections, so even seemingly minor infections should be treated quickly
and monitored continuously. Caregivers also should make sure that children with
Down syndrome receive all recommended immunizations to help prevent certain
infections. Infants with Down syndrome have a 62-fold higher rate of pneumonia,
especially in the first year after birth, than do infants without Down syndrome, for
example.2

Hypothyroidism. The thyroid is a gland that makes hormones the body uses to
regulate things such as temperature and energy. Hypothyroidism, when the
thyroid makes little or no thyroid hormone, occurs more often in children with
Down syndrome than in children without Down syndrome. Taking thyroid
hormone by mouth, throughout life, can successfully treat the condition. A child
may have thyroid problems at birth or may develop them later, so health care
providers recommend a thyroid examination at birth, at 6 months, and annually
throughout life.1,3 Routine newborn screening may detect hypothyroidism at birth.
However, some state newborn screening programs only screen for
hypothyroidism one way, by measuring free thyroxine (T4) in the blood. Because
many infants with Down syndrome have normal T4, they should be screened for
levels of thyroid stimulating hormone (TSH) in these states as well.4

Blood disorders. Children with Down syndrome are 10 to 15 times more likely
than other children to develop leukemia (pronounced loo-KEE-mee-uh), which is
cancer of the white blood cells. Children with leukemia should receive
appropriate cancer treatment, which may include chemotherapy.5 Those with
Down syndrome are also more likely to have anemia (low iron in the blood) and
polycythemia (high red blood cell levels), among other blood disorders. These
conditions may require additional treatment and monitoring.1

Hypotonia (poor muscle tone). Poor muscle tone and low strength contribute to
the delays in rolling over, sitting up, crawling, and walking that are common in
children with Down syndrome. Despite these delays, children with Down
syndrome can learn to participate in physical activities like other children.6

Poor muscle tone, combined with a tendency for the tongue to stick out, can also
make it difficult for an infant with Down syndrome to feed properly, regardless of
whether they are breastfed or fed from a bottle. Infants may need nutritional
supplements to ensure they are getting all the nutrients they need. Parents can
work with breastfeeding experts and pediatric nutritionists to ensure proper
nutrition.7 In some cases, the weak muscles can cause problems along the
digestive tract, leading to various digestive problems, from difficulty swallowing
to constipation. Families may need to work with a gastroenterologist to overcome
these problems.

Problems with the upper part of the spine. One or two of every ten children
with Down syndrome has misshapen bones in the upper part of the spine,
underneath the base of the skull. These misshaped bones can press on the spinal
cord and increase the risk for injury. It is important to determine if these spinal
problems (called atlantoaxial [pronounced at-lan-to-AK-se-al] instability) are
present before the child has any surgery because certain movements required for
anesthesia or surgery could cause permanent injury. In addition, some sports have

435
an increased risk of spinal injury, so possible precautions should be discussed
with a child's health care provider.1

Disrupted sleep patterns and sleep disorders. Many children with Down
syndrome have disrupted sleep patterns and often have obstructive sleep apnea,
which causes significant pauses in breathing during sleep. A child's health care
provider may recommend a sleep study in a special sleep lab to detect problems
and determine possible solutions.1 It might be necessary to remove the tonsils or
to use a continuous positive airway pressure device to create airflow during sleep.

Gum disease and dental problems. Children with Down syndrome may develop
teeth more slowly than other children, develop teeth in a different order, develop
fewer teeth, or have misaligned teeth compared to children who do not have
Down syndrome. Gum disease (periodontal disease), a more serious health issue,
may develop for a number of reasons, including poor oral hygiene. Health care
providers recommend visiting the dentist within 6 months of the appearance of the
child's first tooth or by the time the child is 1 year old.8

Epilepsy. Children with Down syndrome are more likely to have epilepsy, a
condition characterized by seizures, than those without Down syndrome. The risk
for epilepsy increases with age, but seizures usually occur either during the first 2
years of life or after the third decade of life. Almost one-half of people with Down
syndrome who are older than age 50 have epilepsy. Seizures can usually be
treated and controlled well with medication.9,10

Digestive problems. Digestive problems range from structural defects in the
digestive system or its organs, to problems digesting certain types of foods or
food ingredients. Treatments for these problems vary based on the specific
problem. Some structural defects require surgery. Some people with Down
syndrome have to eat a special diet throughout their lifetime.1,3

Celiac disease. People with celiac disease experience intestinal problems when
they eat gluten, a protein in wheat, barley, and rye. Because children with Down
syndrome are more likely to have celiac disease, health care providers recommend
testing for it at age 2 or even younger if the child is having celiac symptoms.3

Mental health and emotional problems. Children with Down syndrome may
experience behavioral and emotional problems, including anxiety, depression, and
Attention Deficit Hyperactivity Disorder. They might also display repetitive
movements, aggression, autism, psychosis, or social withdrawal. Although they
are not more likely to experience these problems, they are more likely to have
difficulty coping with the problems in positive ways, especially during
adolescence. Treatments may include working with a behavioral specialist and
taking medications.11,12

The conditions listed above are ones that are commonly found in children
with Down syndrome. Adults with Down syndrome may have many of these
as well as additional health issues. Visit the What are the health issues for
adults with Down syndrome? section on the Other FAQs page for more
information.13

436
1. Bull, M. J., & the Committee on Genetics. (2011). Health supervision for children
with Down syndrome. Pediatrics, 128, 393–406. [top]
2. So, S. A., Urbano, R. C., & Hodapp, R. M. (2007) Hospitalizations of infants and
young children with Down syndrome: Evidence from inpatient person-records
from a statewide administrative database. Journal of Intellectual Disability
Research, 51, 1030–1038. [top]
3. Davidson, M. A. (2008). Primary care for children and adolescents with Down
syndrome. Pediatric Clinics of North America, 55, 1099–1111. [top]
4. Hardy, O., Worley, G., Lee, M. M., Chaing, S., Mackey, J., Crissman, B., et al.
(2004). Hypothyroidism in Down syndrome: screening guidelines and testing
methodology. American Journal of Medical Genetics, 124A(4), 436-437. [top]
5. Khan, I., Malinge, S., & Crispino, J. (2011). Myeloid leukemia in Down
syndrome. Critical Reviews in Oncogenesis, 16, 25–36. [top]
6. Winders, P. C. (n.d.). Gross motor development and Down syndrome. Retrieved
June 11, 2012, from the NDSS website: http://www.ndss.org/en/Education-
Development--Community-Life/Therapies--Development/Physical--
Occupational-Therapy/#gross [top]
7. NDSS. (n.d.). Early intervention. Retrieved June 11, 2012, from
http://www.ndss.org/en/Education-Development--Community-Life/Early-
Intervention/Early-Intervention [top]
8. Debord, J. (n.d). Dental issues and Down syndrome. Retrieved June 11, 2012,
from the National Down Syndrome Society website:
http://www.ndss.org/en/Healthcare/Associated-Conditions/Dental-Issues-and-
Down-Syndrome [top]
9. Lujić, L., Bosnjak, V. M., Delin, S., Duranović, V., & Krakar, G. (2011). Infantile
spasms in children with Down syndrome. Collegium Antropologicum, 35, 213–
218. [top]
10. Goldberg-Stern, H., Strawsburg, R. H., Patterson, B., Hickey, F., Bare, M.,
Gadoth, N., & Degrauw, T. J. (2001). Seizure frequency and characteristics in
children with Down syndrome. Brain & Development, 23, 375–378. [top]
11. Munir, K. (n.d). Mental health issues and Down syndrome. Retrieved June 11
2012, from the NDSS website: http://www.ndss.org/Resources/Health-
Care/Associated-Conditions/Mental-Health-Issues--Down-Syndrome/ [top]
12. Capone, G., Goyal, P., Ares, W., & Lannigan, E. (2006) Neurobehavioral
disorders in children, adolescents, and young adults with Down syndrome.
American Journal of Medical Genetics. Part C, Seminars in Medical Genetics,
142C, 158–172. [top]
13. NDSS. (n.d.). Alzheimer's and Down syndrome. Retrieved June 22, 2012, from
http://www.ndss.org/Resources/Health-Care/Associated-Conditions/Alzheimers-
Disease--Down-Syndrome/ [top]

Source:-
https://www.nichd.nih.gov/health/topics/down/conditioninfo/Pages/associated.aspx

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Life After High School
 24 0  5 11 48

We are all constantly transitioning throughout our lives. We go from one grade
to the next, from one job to another, or from living at home to living on our own.
While all of us handle change in our own way, major transitions often give rise to
conflicting feelings. For example, we might look forward to new experiences, yet
worry about the unknown. Taking adequate time to prepare and planning well
are the best ways to alleviate the stresses that can accompany transition.

With that in mind, it is important for individuals with Down syndrome and their
families to begin thinking about one of the most important transitions of all —
the move from high school to life after high school — and to encourage them to
start making plans as early as possible.

The period of time following high school graduation can present many
challenges. But it can also be a time of excitement, productivity and great
satisfaction. Planning for this transition from an early age can help the individual
with Down syndrome mature into an adult who is as independent as possible. A
well-developed transition plan ensures that the student has steps in place to
reach his or her goals after high school.

What Will Change After High School?

While in school, most, if not all, of the resources that make up a student's
principal support system of special education and related services are mandated
by law. Upon graduation, the student will no longer be eligible for many of the
services, and the responsibility of identifying, locating and coordinating
appropriate resources will fall mainly upon the individuals and their families.

With proper planning, many important resource links can already be in place by
the time the student graduates. There are many options available to individuals
with Down syndrome after high school, but the best way to ensure a successful
transition is to start planning for it long before graduation.

What Does Transition Planning Involve?

Transition planning involves looking towards the future and envisioning all the
skills and preparations that will be needed to lead the most fulfilling life

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possible. Looked at in this way, all training and education received during
childhood and adolescence are part of transition planning.

However, formal transition planning involves a document called a transition


plan, which is required by law to form part of a student's Individualized
Education Plan (IEP) starting at age 14.

Initially, the IEP can include general transition goals, but by age 16, the
Individuals with Disabilities Education Act (IDEA) requires that the IEP contain a
statement of "transition services," or postsecondary agency or services links,
that the student needs in order to transition successfully.

Transition planning is, therefore, a right that exists for all students with
disabilities. It is important that individuals with Down syndrome be as involved
as possible in making decisions about their future. Transition goals should
reflect a student's interests, abilities and dreams, and the plan should outline
specific objectives to help him or her achieve those goals.

What Kinds of Opportunities Are Available After High School for


Individuals with Down Syndrome?

There are many opportunities for individuals with cognitive disabilities after
graduation, but the three areas most frequently considered are: postsecondary
education, employment and housing. Today, there are more opportunities than
ever before for individuals with Down syndrome to pursue goals in these areas.

Successful transitioning will not only depend on a good understanding of the


individual's personal strengths and interests, but also on knowledge of what
options and services are available in the community.

Postsecondary Education

Individuals with Down syndrome have the opportunity to participate in a variety


of postsecondary education programs, such as:
Academic programs or courses at a community college or other college or
university; Vocational or training programs, such as apprenticeships and trade
schools; or Innovative programs that combine these two types of education.

Programs and schools vary widely in terms of what they offer with respect to
academics, independent living skills training, residential options, and the type of
diploma or certificate earned. Even though IDEA requires that all schools make
proper accommodations for their students with disabilities, it is very important

439
to find a school whose staff clearly respects the student's learning style and is
willing to go the extra mile to meet his or her needs. As many of these
postsecondary education programs have eligibility or entrance requirements
and are not necessarily located in your community, it is important to start
researching early. Knowledge of existing programs and entrance requirements
can help identify specific goals to include in the transition plan. For example,
students can plan to take certain courses in high school as preparation for
particular programs. Or, they might secure part-time jobs or volunteer work in a
specific field of interest.

Deciding which program to enroll in is just like researching any college or


program. It is important to find a good fit between the individual and the school.

Employment

In general, there are three types of employment options available to individuals


with Down syndrome: competitive, supported and sheltered.

In competitive employment, the individual secures employment in the


community — for example, by responding to ads or job postings or proactively
approaching businesses — and works independently without any support
services.

More common is supported employment, in which the individual works in an


integrated setting and receives support services from a job coach. The job coach
accompanies the individual to the workplace to enable him or her to learn the
necessary job skills and to prepare to work independently. Usually, the job coach
works with the individual full-time at first, and moves toward the goal of
providing only periodic support such as visiting the job site to assist in training
the individual for new assignments.

In sheltered employment, individuals work in self-contained settings with others


who have disabilities without the integration of non-disabled workers. Sheltered
employment is often obtained through agencies, and wages for this type of work
are typically lower than for other types of jobs. Sheltered employment usually
involves manual labor tasks such as assembling goods. In addition to these
types of employment, there are also many innovative programs that focus on
business ownership and entrepreneurship for individuals with disabilities. These
businesses may include artistic or creative ventures that allow the individual to
focus on a specific talent or ability, such as photography or public speaking.

440
Regardless of the type of employment that is pursued, the challenge will often
be locating a job and coordinating appropriate support services. There are laws
and government agencies that aid individuals with disabilities in defining their
employment goals, locating jobs, and obtaining the services they need to
perform those jobs successfully.

Housing

Individuals with Down syndrome and their families often explore possible
changes in living arrangements as part of the transition to adulthood and the
move towards greater independence. Not every student will want, need or be
able to move from the family's home to more independent housing. Still, the
question of where the student will live must be addressed in transition planning.

There are many housing options available:

 The individual might maintain the status quo and continue living
with his or her family.

 Individuals enrolled in postsecondary education programs may


reside in student housing, such as dormitories.
 Some individuals may choose supportive living arrangements, in
which they can live in a home of their own, with or without
roommates, and receive support services as needed.
 Others may choose a group living situation, in which they share a
home with other individuals with disabilities and have a 24-hour
support staff.

The transition plan should identify not only where the student will live, but also
which skills he or she will need to develop to successfully manage that
arrangement. Such skills can include caring for personal hygiene, managing
finances and preparing meals. They might also include learning how to drive or
how to navigate public transportation to get to and from school, work or other
activities.

In making decisions about living arrangements, families must weigh the desires
of the individual, his or her independent living skills, and available resources.

What Are the Components of a Transition Plan?

The IEP's transition plan is the creative roadmap that a student will follow to
prepare for life after high school. It identifies the individual's postsecondary

441
education, employment and housing goals, and outlines specific steps to achieve
them.

There are no hard and fast rules regarding transition plans, but in general, the
transition team should set out to achieve the following: Assess, or identify the
student's strengths, needs and preferences in terms of postsecondary
education, employment and housing; Develop an awareness of various options
in these areas and of the skills needed; Match the student to a desired
postsecondary educational program, job and/or living arrangement; Train and
prepare the student for the planned course of action; and help the student
achieve a successful placement and ensure that appropriate support services
are in place.

To accomplish all of this, the transition plan needs to describe specific long-term
goals and identify smaller, measurable steps that will help achieve each goal. A
good plan will include strategies to learn specialized skills such as operating a
particular piece of equipment or completing a certain course, as well as basic
skills such as punctuality and working well with others. Transition plans also
identify who is responsible for each step and set target dates for each objective.

Who Is Responsible for Developing the Transition Plan?

Because parents are in the position to know their child best, and to be their
child's greatest advocate, ultimate responsibility for good transition planning
falls on them. However, since the transition plan is part of the IEP, the entire IEP
team works together to develop the document.

The IEP team includes the student, teachers, parents (or legal guardians), school
administrators and representatives of any other agency that may be responsible
for providing transition services.

The process of developing a transition plan requires both creativity and


coordination. It is a cooperative venture that requires input and participation by
the entire team. While the role of each team member is important, the individual
with Down syndrome should be as involved as possible in all decision-making,
and efforts should remain focused on his or her needs and desires.

What General Skills Should the Transition Plan Address?

The National Dissemination Center for Children with Disabilities identifies the
following four skills as critical for individuals making a successful transition to life
after high school:

442
 The ability for self-assessment - An awareness of the
accommodations that they need because of their disability

 Knowledge of their legal rights to these accommodations - Self-


advocacy skills to express their needs in the workplace and the
community

Parents can get their children off to a good start by helping them begin to
develop these general skills at an early age. The transition plan should reflect
specific strategies for further strengthening the skills the individual has
developed over time, and for helping him or her acquire those missing or
underdeveloped skills.

Can a Transition Plan Be Changed?

Yes! A transition plan must be flexible. It is designed to be a working document


that can change as needed. Changes may be the result of any number of
reasons - an individual may have already acquired certain skills and is ready to
focus on new ones, or he or she may have developed different interests and
goals.

To make the best decisions as to when and how to modify a transition plan, it is
important to develop solid evaluation criteria and to regularly review the
individual's progress against these criteria.

How Do I Know if the Transition Plan Is Working?

The goals and objectives stated in the plan should be clearly measurable in
order to determine success. Evaluation of the plan may include observation,
discussion and interaction with the student, team members, and relevant
professionals.

The input of all team members and most importantly, the individual with Down
syndrome, is key to making the determination of how well the plan is working.
This input will provide valuable insights into the kinds of modifications that may
need to be made to ensure that goals are met.

Transition Skills Checklist

Vocational Skills

Can your child:

443
 Get to and from work, on time

 Perform work satisfactorily


 Work cooperatively with others
 Take break or lunch appropriately
 Wear suitable clothing
 Use appropriate safety procedures
 Follow directions
 Accept supervision
 Community Skills

Can your child:

 Use public transportation

 Shop for groceries, clothing


 Make necessary appointments
 Use a phone
 Use bank accounts
 Be safe in traffic, among strangers
 Know how to seek help
 Handle money
 Use an ATM
 Use vending machines (laundry machines, fare cards, and so on)

Domestic Skills

Can your child:

 Plan menus

 Make shopping list from menus


 Prepare breakfast, lunch, supper, snack, or pack a lunch
 Wash dishes, pots, and pans
 Clean up apartment (bathroom, living areas, kitchen, and so on)
 Clean own room
 Do laundry: use washer, dryer, and iron

Social & Personal Skills

Can your child:

 Supply appropriate personal identification

444
 Greet people appropriately
 Use contemporary style of dress, hair, make-up
 Use good grooming, hygiene skills consistently
 "Talk" with friends and coworkers
 Be courteous
 Be responsible
 Be happy

Recreation & Leisure Skills

Can your child:

 Use free time for pleasure

 Choose reasonable activities


 Pick a hobby
 Perform required activities
 Use community resources
 Call friends to make plans with them

Other Useful Skills

Can your child:

 Use a cell phone

 Use a datebook
 Take prescriptions as directed
 Use over-the-counter medications appropriately
 Use sunscreen when needed
 Use insect repellent when needed

Sample IEP Transition Goals

Long-term postsecondary education goal:

Student would like to enroll in a teaching assistant certification program at


community college.

Possible short-term objectives

Person/Agency Responsible
Visit or contact local colleges to learn about course/program offerings

445
Research entrance requirements and pre-requisites
Ensure student is enrolled in courses that will prepare him/her for college
requirements
Student, parents
Student, guidance counselor
Teacher-advisor, guidance
department and student
Long-term postsecondary education goal:

After graduation, student would like to have paid employment, but is not yet
sure what kind of work he or she would like to do.

Possible short-term objectives Person/Agency Responsible


Enroll student in a career investigation course.
Locate volunteer opportunities in one or more area(s) of interest.
Or, find part-time employment that will give student a chance to develop general
job skills
Teacher-advisor, guidance
department and student
Student, parents, guidance department
Transition service provider, student, teacher-advisor, parents
Long-term housing goal:

Student wants to eventually live on his or her own and share an apartment with
a roommate.

Possible short-term objectives Person/Agency Responsible


Enroll student in course that will help him or her develop independent-living
skills.
Student will take on new responsibilities/chores at home.
Teacher-advisor, guidance
department and student
Student, parents

Things to keep in mind:

 Transition plan goals for postsecondary education, employment


and housing often overlap.

 Short-term objectives can be general or very specific. However, it is


important to set measurable goals.
 The IEP must include a target date for each short-term objective.

446
It is very important to make sure that all related factors be considered in
planning for a goal. For example, a goal of working part-time must address the
question of how the student will get to and from work. Similarly, a student's goal
to live on his or her own must address how expenses such as rent, utility bills
and groceries will be paid for.

Source:- http://www.ndss.org/Resources/Transition-and-Beyond/Life-After-High-School/

9 successful people with Down syndrome who prove life


is worth living
By Nancy Flanders | November 8, 2014 , 10:20am

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Ninety percent of people diagnosed with Down syndrome are never allowed to be born.
This is a staggering statistic that we hear quite often. Lives are struck down before they
ever have a chance to fulfill their missions, succeed at their dreams, or even flash a smile
at their parents.

447
This all started when people began to believe that those with Down syndrome are better
off never being born. It’s the most judgmental action our society does – deciding that
someone’s life isn’t worth living. It’s time we stop believing that lie. These nine
individuals with Down syndrome prove that joy and success are attainable to anyone.

1. Angela Bachiller. In 2013 in Valladolid, Span, Angela became the first person


with Down syndrome ever to be elected councilwoman. She worked for three years
in Social Welfare and Family as an administrative assistant, and loves reading and
traveling. She hopes to shine a light on the normalcy of life with Down syndrome
and make a difference in the lives of those with disabilities.
2. Megan McCormick. The first person with Down syndrome to graduate with
honors from a technical college, Megan attended Bluegrass Community Technical
College. She wants to work in education at the elementary level. She proves that
with the right support and resources, people anywhere can reach their goals, Down
syndrome or not.
3. Tim Harris. Tim is the owner of his own restaurant called Tim’s Place. In high
school he was elected homecoming king (by the highest margin of votes in the
school’s history), and was named Student of the Year as well. He dreamed of
owning a restaurant, so he found jobs in the industry to learn as much as he could.
And, according to the Tim’s Place web site, former employer Red Robin says that
the store’s revenue went up during Tim’s shifts. He graduated from college with
certificates in Food Services, Office Skills, and Restaurant Hosting. In addition,
Tim recently created Tim’s Big Heart Foundation to help other people with
disabilities start their own businesses.
4. Pablo Pineda.  Pablo earned a bachelor’s degree in educational psychology and
has gone on to be a writer, speaker, and actor. Born in Spain, he is a successful
actor in his home country, receiving the Silver Shell award for his acting skills as
well as the San Sebastian International Film Festival’s “Concha de Plata” as best
actor of 2009 for his lead role in the film Yo Tambien.
5. Christian Royal. School never came easy to Christian, but that is just fine
because he holds a skill many of us admire. Christian is highly talented at making
pottery. He sells his beautiful dishes and bowls online and at an art gallery in South
Carolina.
6. Bernadette Resha. Bernadette is also an artist who has made a name for
herself. She and her work have been featured on television shows, in music videos,
commercials, and magazines. In addition to creating beautiful paintings, she is a
public speaker and violinist as well.
7. Michael Johnson. A painter, Michael is a self-taught Naïve Folk Artist. He has
painted more than 500 commissioned portraits and had a solo exhibition at
Vanderbilt University in 2001. His art has been featured in posters and on the cover
of the American Journal of Public Health.
8. Sujeet Desai. A musician, Sujeet graduated from high school with a 4.3 grade
average and went on to graduate from the Berkshire Hills Music Academy. He
plays seven instruments including the violin, piano, trumpet and saxophone. He has

448
received numerous awards and was even featured in the Wall Street Journal and
Time Magazine as well as on 20/20 and the Oprah Winfrey Show. In 2006 he
married Carolyn Bergeron who also has Down syndrome.
9. Melissa Reilly. Melissa has accomplished quite a lot in her life. She has
travelled the country as an inspirational speaker. She is a decorated, gold medal
winning skier, cycler, and swimmer and she has interned for a state senator.
Melissa also teaches reading and math to preschoolers with Down syndrome. She
says she loves her life 100%, and she proves that you can have a very fulfilling life
with Down syndrome.

The world is a very different place for people with Down syndrome than it was 50 years
ago, in both positive and negative ways. People with Down syndrome are no longer
automatically placed in group homes, but instead are raised by their parents who nurture
their child’s talents and abilities rather than focusing on any disabilities.

However, in this day and age, a person with Down syndrome is lucky to be born at all
due to prenatal testing and recommendations from uninformed doctors to abort.
Thankfully there are many successful and happy people with Down syndrome sharing
their story so that fewer and fewer parents who receive a prenatal Down syndrome
diagnosis will be pressured into aborting their child.

Source:- http://www.liveaction.org/news/9-successful-people-with-down-syndrome-who-
prove-life-is-worth-living/

Famous People with Down Syndrome


Life
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Introduction
8 Famous People with Down Syndrome
1 Luke Zimmerman
2 Lauren Potter
3 Tommy Jessop
4 Chris Burke
5 Edward Barbanell
6 Jamie Brewer
7 Angela Bachiller
8 Michael Johnson

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Myths About Down Syndrome Debunked
1 Myth: Down syndrome children are only born to older parents.
2 Myth: Having a Down syndrome child can place strain on a relationship.
3 Myth: Siblings are negatively affected.
4 Myth: Down syndrome people have a shorter life expectancy.
5 Myth: They are limited physically.
6 Myth: They cannot read or write.
7 Myth: They cannot attend regular school.
8 Myth: Those with Down syndrome don't feel pain.
9 Myth: The all look alike.
10 Myth: They are all overweight.
11 Myth: They are unable to have children.
12 Myth: They have poor memories.

Xinyi

8 Famous People with Down Syndrome

Myths About Down Syndrome Debunked

Down syndrome is a genetic condition that is caused by an extra chromosome in the body's
cells. People with Down syndrome have characteristic facial and other physical features.
There is a degree of mental disability associated with this condition. However, this varies
from individual to individual. There may also be some other inherent problems with some
organs of the body like the heart, lungs, ears or intestines. Most people with Down syndrome
can live normal, happy lives with the correct care and support.

8 Famous People with Down Syndrome


The more educated and informed society is made on Down syndrome, the better these
individuals are understood and incorporated into everyday life. Just because they look
different doesn't mean they have no valuable impact to make on society. This is clearly
illustrated in Hollywood, which has seen a few great actors with Down syndrome elevate the
art of acting.
1

Luke Zimmerman

450
He starred in the series called The Secret Life of the American Teenager. Although he had
been involved in acting for most of his life, the role of the adopted older brother in this family
series is what catapulted him into celebrity status.

Lauren Potter
Lauren Potter is one of the famous people with Down syndrome. This blonde actress gained
popularity on the TV show Glee.

451
3

Tommy Jessop
A star in his own right in the British Documentary Growing Up Down's. This documentary
follows 3 individuals with Down syndrome and their daily ups and downs as they produce the
Shakespeare play, Hamlet. This British actor has been acting since 2007.

452
4

Chris Burke
Christ Burke is the National Down Syndrome Society's Goodwill Ambassador since 1994. He
has used his celebrity status to bring awareness to Down syndrome worldwide. He is famous
for his role as the beloved brother, Corcky of the Thacher family, in the popular TV show Life
Goes On. His other TV appearances include: ER, Touched by an Angel and the successful
movie Mona Lisa Smile.

453
454
5

Edward Barbanell
Edward Barbanell, a comedian who has appeared in productions like The Ringer,
Workaholics and The New Normal. He has also made a guest appearance in Johnny
Knoxville's Jackass 3D.

Jamie Brewer
Jamie Brewer is another one of the famous people with Down syndrome. He plays the
clairvoyant witch Nan in the popular TV show American Horror Story: Coven.

455
7

Angela Bachiller
Angela Bachiller became the first person with Down syndrome to be elected a councilwoman
in her native Spain. Prior to that, she worked as an administrative assistant in the department
of Social Welfare and Family. Her favorite pastime activities include reading and travelling.
Her hope is to make a difference to the lives of people with disabilities and educate people
on the normality of those with Down syndrome.

456
8

Michael Johnson
Michael Johnson is a famous painter who has exhibited his artwork at Vanderbilt University.
He has created more than 500 commissioned paintings and has had his art featured on the
cover of American Journal of Public Health.

457
Myths About Down Syndrome Debunked
Apart from the famous people with Down syndrome, there are also common people with
Down syndrome who need understanding. Here are more truths about Down syndrome.

Myth: Down syndrome children are only born to older


parents.
Truth: Whilst the chances of having a baby with an extra chromosome increase after the age
of 35, it has been found that 80% of children with this condition are born to women under the
age of 35.

Myth: Having a Down syndrome child can place strain on a


relationship.
Truth: The American Association of Intellectual Disabilities published a recent study which
suggested that rates of divorce are lower in families with Down syndrome.

Myth: Siblings are negatively affected.

458
Truth: Another study conducted found that siblings of people with Down syndrome actually
are more tolerant, compassionate individuals compared to their peers.

Myth: Down syndrome people have a shorter life


expectancy.
Truth: An individual with Down syndrome has an average life expectancy of 60 years. Some
have been known to exceed this number and survived well into their 80's.

Myth: They are limited physically.


Truth: Problem with walking is not an inherent problem of Down syndrome. Physical therapy
as a child can help with agility and physical prowess. There are Special Olympics that cater
to these individuals in the form of the Special Olympics.

Myth: They cannot read or write.


Truth: Well-trained staffs are able to teach children to read and write quite proficiently.

Myth: They cannot attend regular school.


Truth: In countries like the US, it is required by law to accept a child with Down syndrome.
They are required to provide appropriate education to suit the child's needs.

Myth: Those with Down syndrome don't feel pain.


Truth: This is absolutely untrue and medical practitioners should provide the same level of
pain medication as for other people. People with Down syndrome may be slow to react to
pain stimuli but they still feel it to the same extent as others.

Myth: The all look alike.


Truth: Not all individuals share the same physical characteristics like almond-shaped eyes
and a shorter height. They usually resemble their families.

Myth: They are all overweight.


Truth: Studies have found that Down syndrome individuals have thyroid and metabolic
problems which could predispose them to obesity. This can be rectified by eating a healthy
diet and exercising moderately.

Myth: They are unable to have children.


Truth: Older studies have suggested that males with Down syndrome are infertile but there
have been documented cases of males having fathered children. Women are fertile and are
able to bear children.

459
Myth: They have poor memories.
Truth: This is untrue and the degree of memory retention depends on the individual, as is the
case with other typical people.

Source:- https://www.enkivillage.org/famous-people-with-down-syndrome.html

Generalized Anxiety Disorder (GAD)


Generalized Anxiety Disorder (GAD), which affects 6.8 million adults or 3.1 percent of
the U.S. population, is characterized by persistent and excessive worry about a number of
different things.  Individuals with GAD find it difficult to control their worry.  They may
worry more than seems warranted about actual events or may expect the worst even when
there is no apparent reason for concern.

People with the disorder, which is also referred to as GAD, experience excessive anxiety
and worry, often expecting the worst even when there is no apparent reason for concern.
They anticipate disaster and may be overly concerned about money, health, family, work,
or other issues. GAD is diagnosed when a person finds it difficult to control worry on
more days than not for at least six months and has three or more symptoms. Learn more
symptoms.
 Request a brochure.
 Screen yourself or a loved one for an anxiety disorder.
Sometimes just the thought of getting through the day produces anxiety. They don’t know
how to stop the worry cycle and feel it is beyond their control, even though they usually
realize that their anxiety is more intense than the situation warrants.

GAD affects 6.8 million adults, or 3.1% of the U.S. population, in any given year.
Women are twice as likely to be affected.

The disorder comes on gradually and can begin across the life cycle, though the risk is
highest between childhood and middle age. Although the exact cause of GAD is
unknown, there is evidence that biological factors, family background, and life
experiences, particularly stressful ones, play a role.

460
When their anxiety level is mild, people with GAD can function socially and be gainfully
employed. Although they may avoid some situations because they have the disorder,
some people can have difficulty carrying out the simplest daily activities when their
anxiety is severe.

Source:- https://www.adaa.org/understanding-anxiety/generalized-anxiety-disorder-gad

Symptoms
People with generalized anxiety disorder (GAD) experience excessive anxiety and worry,
often about health, family, money, or work. This worrying goes on every day, possibly all
day. It disrupts social activities and interferes with work, school, or family.

GAD is diagnosed in adults when they experience at least three of the symptoms below
on more days than not for at least six months; only one symptom is required in children.

Symptoms of GAD include the following:

 restlessness or feeling keyed up or on edge


 being easily fatigued
 difficulty concentrating or mind going blank
 irritability
 muscle tension
 sleep disturbance (difficulty falling or staying asleep, or restless, unsatisfying
sleep)
(Source: DSM-5)

Source:- https://www.adaa.org/understanding-anxiety/generalized-anxiety-disorder-
gad/symptoms

Panic Disorder & Agoraphobia


Panic disorder is diagnosed in people who experience spontaneous seemingly out-of-the-
blue panic attacks and are preoccupied with the fear of a recurring attack. Panic attacks
occur unexpectedly, sometimes even during sleep.

461
Learn the symptoms of a panic attack, also known as an anxiety attack.
About six million American adults experience panic disorder in a given year. Typically
developing in early adulthood, women are twice as likely as men to have panic disorder.

 Request a brochure.
Many people don't know that their disorder is real and highly responsive to treatment.
Some are afraid or embarrassed to tell anyone, including their doctors and loved ones,
about what they experience for fear of being considered a hypochondriac. Instead they
suffer in silence, distancing themselves from friends, family, and others who could be
helpful or supportive.

Facing Panic: Learn seven self-help steps to break the cycle of panic


and regain control of your life. This book includes techniques and exercises to manage
and overcome panic attacks and panic disorder. Download the charts found in Facing
Panic, Self-Help for People with Panic Attacks to help you practice and track the skills
you learn to overcome your panic.
 Download the charts found in this book to help you practice and track the skills
you learn to overcome your panic.
The disorder often occurs with other mental and physical disorders, including other
anxiety disorders, depression, irritable bowel syndrome, asthma, or substance abuse. This
may complicate of getting a correct diagnosis.

Agoraphobia

Some people stop going into situations or places in which they've previously had a panic
attack in anticipation of it happening again.

462
These people have agoraphobia, and they typically avoid public places where they feel
immediate escape might be difficult, such as shopping malls, public transportation, or
large sports arenas. About one in three people with panic disorder develops agoraphobia.
Their world may become smaller as they are constantly on guard, waiting for the next
panic attack. Some people develop a fixed route or territory, and it may become
impossible for them to travel beyond their safety zones without suffering severe anxiety.

Read this March 28, 2017 US News & World Report article about agoraphobia featuring
ADAA member Karen Cassiday

Source:- https://www.adaa.org/understanding-anxiety/panic-disorder-agoraphobia

The Panic Attack Symptoms


Nobody Talks About
Shares

I’ve lived with panic attacks for five years now. I’ve had so many panic attacks, I’ve
stopped counting. Memories of my worst attacks stick in my mind like bad nightmares.
The time I was house-sitting for my friend. The countless attacks in my college dorm
room. I will never forget them.

When I have panic attacks, I have the symptoms everyone always mentions. These are
the symptoms you can quickly find with a Google search of “What is a panic attack?”
The rapid, pounding heartbeat that feels like a giant bird is stuck in my chest, the sweaty
palms, the nausea and the trembling. These are the terrifying physical symptoms of panic
attacks, and chances are most people can say they’ve experienced something close to this
at least once in their life.

Panic attacks are more than a sudden feeling ofanxiety. They’re much more than the
feeling you get when someone scares you and you say without thinking, “You almost

463
gave me a panic attack!” Panic attacks can be incredibly traumatic experiences that
happen over and over.

What people don’t realize is the physical experience of panic attacks isn’t always the
worst part. There are some pretty terrifying things that can go on inside your head.
Some of my worst panic attacks involve two symptoms no one really talks about
when they talk about panic disorder: derealization and depersonalization.

Derealization is a fancy word for feeling like you are detached from your surroundings.
When I experience this during panic attacks, everything around me feels unfamiliar. I
could be in my bedroom, surrounded by things I’ve seen many times, like my cat, my bed
or my clothes. Yet, I feel like I’m in a strange world. I feel like an alien who was beamed
down into a random house.

RELATED STORIES

 The Panic Attack Symptoms Nobody Talks About


 The Internal Monologue of Someone Having a Panic Attack

Not only this, but things around me appear foggy and fake. Becoming detached like this
is terrifying. My brain is doing something incredibly strange I don’t understand and I’m
stuck in my body, trying to make sense of it. During panic attacks, I need something to
hold onto that I can rely on. The familiar is what I crave, but my mind makes seeing the
familiar difficult.

The people I love feel like strangers to me during panic attacks. It’s because of
derealization that I worry about traveling to unfamiliar places. I love traveling, but the
fear of unraveling can be enough to hold me back.

Depersonalization is a completely different sensation than derealization. Sometimes, the


two happen at the same time. Depersonalization is the “out of body” experience. I feel
detached from myself, like I’m looking at myself from afar. It’s tough to remember
what’s important to me during this experience. I’m just going through the motions with
no purpose.

464
Panic attacks leave me exhausted and searching for reminders of who I am and what
makes me feel comfortable in my skin. A panic attack like this is a journey to find myself
again. When I have them frequently, it’s like I’m constantly having to affirm who I am.

For me, depersonalization and derealization are the most terrifying sensations because I
know they are coming from my brain instead of my body. They’re the symptoms no one
else can see and this makes them even scarier. Both sensations are met with this
overwhelming feeling of going “crazy” and losing control over everything.

Sometimes, I have a strange feeling that the entirety of the world’s problems, the news
stories I hear daily, are on my shoulders. My panic attacks have themes like this. This
feeling and the fear of going “crazy” make the panicking worse. I fall into a terrible cycle
of panic that makes it hard to stop.

RELATED STORIES

 What It's Like to Have a Panic Attack, From 24 People Who've Been
There
 When I Realized the 'Weirdest Hangover I've Ever Had' Was Actually a
Panic Attack

I wish people understood panic attacks aren’t always just a pounding heart. They aren’t
always a prolonging of that startled feeling when someone spooks you. The solution isn’t
always to relax and breathe slowly. Sometimes, it is to hold on for dear life to what you
know is real and remind yourself the people and things around you are familiar. It means
trying not to freak out even more and wait patiently until the sensations pass, even though
you want to scream and cry.

During panic attacks, the body is doing what it knows to do when afraid and this can
mean disconnecting from the world for a little while. I like to remind myself of this
because it makes the panic attacks feel controllable. The body is doing what it needs to
do.

465
Panic attacks are a delicate dance between reality and fantasy. Although
depersonalization and derealization are terrifying, I know they will pass. I know I will
eventually get back to who I am and the people I love.

My panic attacks can feel like a long and treacherous journey back to normalcy.
Although I might feel “crazy” and out of control for a little while, the journey has a finish
line. I try to remind myself of this when my heart starts pounding.

Source:- https://themighty.com/2016/08/derealization-and-depersonalization-mental-
symptoms-of-panic-attacks/

Social Anxiety Disorder


It’s the extreme fear of being scrutinized and judged by others in social or performance
situations: Social anxiety disorder can wreak havoc on the lives of those who suffer from
it. This disorder is not simply shyness that has been inappropriately medicalized: Read
about the difference.
Symptoms may be so extreme that they disrupt daily life. People with this disorder, also
called social phobia, may have few or no social or romantic relationships, making them
feel powerless, alone, or even ashamed.

 About 15 million American adults have social anxiety disorder


 Typical age of onset: 13 years old
 36 percent of people with social anxiety disorder report symptoms for 10 or more
years before seeking help
Although they recognize that the fear is excessive and unreasonable, people with social
anxiety disorder feel powerless against their anxiety. They are terrified they will
humiliate or embarrass themselves.

 Request a brochure.
 Screen yourself or a loved one for an anxiety disorder.
The anxiety can interfere significantly with daily routines, occupational performance, or
social life, making it difficult to complete school, interview and get a job, and have
friendships and romantic relationships.

466
Social anxiety disorder usually begins in childhood or adolescence, and children are
prone to clinging behavior, tantrums, and even mutism.
 When Young People Suffer Social Anxiety Disorder: What Parents Can Do
Triumph Over Shyness: Conquering Social Anxiety Disorder,
Second Edition
Exclusively from ADAA, this book is full of practical tips, helpful techniques, and more
to help manage anxious thoughts and physical symptoms of social anxiety disorder.

Look inside: Read an excerpt of Triumph Over Shyness: Conquering Social Anxiety
Disorder.
Using humor, warmth, and language that is easy to understand, authors Murray Stein,
MD, MPH, and John Walker, PhD, explain what causes social anxiety disorder, how it
impacts social and romantic relationships, and what treatments work. Order your copy
today.

Source:- https://www.adaa.org/understanding-anxiety/social-anxiety-disorder

Posttraumatic Stress Disorder in Children


Updated: Sep 22, 2016 
 Author: Roy H Lubit, MD, PhD; Chief Editor: Caroly Pataki,
MD  more...

Practice Essentials
Posttraumatic stress disorder (PTSD) in children and adolescents
occurs as a result of a child’s exposure to 1 or more traumatic events:
actual or threatened death, serious injury, or sexual violence. The victim
may experience the event, witness it, learn about it from close family
members or friends, or experience repeated or extreme exposue to
aversive details of the event. Potentially traumatic events include
physical or sexual assaults, natural disasters, and accidents.
The impact of single-incident trauma (such as a car accident or being
beaten up) is different from that of chronic trauma such as ongoing child
abuse. In addition to the symptoms of PTSD, sexual assaults have
widespread impacts on the victim's psychological functioning and
development. Abuse by a caretaker also creates special problems.  
The impact of traumatic events on children is often more far reaching
than trauma on an adults, not simply because the child has fewer

467
emotional and intellectual resources to cope, but because the child's
development is adversely affected. If an adult suffers trauma and a
deterioration in functioning, after time when the person heals, he can
generally go back to his previous state of functioning, assuming that he
has not done serious damage to his relationships, studies, and work. A
child, however, will be knocked off of his developmental path and after
healing from the trauma will be out of step with his peers and school
demands. He will therefore suffer ongoing frustration and
disappointments even when he has healed from the trauma.
Many individuals who suffer traumatic events develop depressive or
anxiety symptoms other than PTSD. An individual who has some
symptoms of PTSD but not enough to fulfill the diagnostic criteria is still
adversely affected. The diagnosis of Unspecified Trauma- and Stressor-
Related Disorder should be considerred. [1]
Roughly, 15% to 43% of children suffer a traumatic incident. Of these
children, 3% to 15% of girls and 1% to 6% of boys develop PTSD.
Rates of PTSD are higher for interpersonal violence. Higher-intensiity
events have a greater risk to induce PTSD.
See Posttraumatic Stress Disorder (PTSD), a Critical Images slideshow,
to help recognize the symptoms of PTSD and to determine effective
treatment options.
Signs and symptoms
The most common symptoms of PTSD include the following:
 Reexperiencing the trauma (nightmares, intrusive recollections,
flashbacks, traumatic play)
 Avoidance of traumatic triggers, memories and situations that
remind the child of the traumatic event
 Exaggerated negative beliefs about onself and the world arising
from the event
 Persisitent negative emotional state or inability to experience
positive emotions
 Feelings of detachment from people
 Marked loss of interest in or participation in significant activities
 Inability to remember part of the traumatic event
 Sleep problems
 Irritability
 Reckless or self-destructive behavior
 Hypervigilence
 Exaggerated startle
 Concentration problems

468
Children may reexperience traumatic events in various ways, such as
the following:
 Flashbacks and memories
 Behavioral reenactment
 Reenactment through play
No specific physical signs of PTSD exist; however, various physical
findings have been noted in children with PTSD, including the following:
 Smaller hippocampal volume
 Altered metabolism in areas of the brain involved in threat
perception (eg, amygdala)
 Decreased activity of the anterior cingulate
 Low basal cortisol levels
 Increased cortisol response to dexamethasone
 Increased concentration of glucocorticoid receptors and, possibly,
glucocorticoid receptor activity in the hippocampus
See Presentation for more detail.
Diagnosis
The American Psychiatric Association’s Diagnostic and Statistical
Manual, Fifth Edition (DSM-5), lists the following diagnostic criteria for
PTSD in adults, adolescents, and children older than 6 years:
 Exposure to actual or threatened death, serious injury, or sexual
violence (any undesired sexual activity is sexual violence.
 Presence of 1 or more specified intrusion symptoms in
association with the traumatic event(s)
 Persistent avoidance of stimuli associated with the traumatic
event(s)
 Negative alterations in cognitions and mood associated with the
traumatic event(s)
 Marked alterations in arousal and reactivity associated with the
traumatic events(s)
 Duration of the disturbance exceeding 1 month
 Clinically significant distress or impairment in important areas of
functioning
 Inability to attribute the disturbance to the physiologic effects of a
substance or another medical condition
DSM-5 criteria for PTSD in children aged 6 years or younger are as
follows:
 Directly experiencing the traumatic event, witnessing the event, or
learning it occurred to a parent or caregiver

469
 Intrusion symptoms associated with the event (recurrent
memories, distressing dreams, dissociative reactions, marked
distress or physiological reaction in response to exposure to
traumatic triggers)
 Avoidance of situations or things that arouse recollections of the
trauma OR negative alterations in cognitions (increased negative
emotions, decreased interest in significant activities, social
withdrawal, decreased positive emotions)
 Alterations in arousal and reactivity associated with the traumatic
events (two of irritability, hyperigilance, exaggerated startle,
concentration problems, sleep disturbance )
 Duration of the disturbance exceeding 1 month
 Clinically significant distress or impairment in relationships with
parents, siblings, peers, or other caregivers or in school behavior
 Inability to attribute the disturbance to the physiologic effects of a
substance or another medical condition
There are no specific laboratory studies or specific imaging studies that
establish the diagnosis of PTSD. Several psychological tests may be
helpful in PTSD, including the following:
 Child and Adolescent Psychiatric Assessment: Life Events
Section and PTSD Module (CAPA-PTSD)
 Children’s PTSD Inventory (CPTSDI)
 Child PTSD Symptom Scale (CPSS)
 Abbreviated UCLA PTSD Reaction Index
 Trauma Symptom Checklist for Children (TSCC)
 Impact of Events Scale
 Screen for Child Anxiety Related Disorders (SCARED)
 Beck Depression Inventory
 Mississippi Scale for Combat-Related PTSD
See Overview and Workup for more detail.
Management
The initial goals of treatment for children with PTSD are as follows:
 Provide a safe environment
 Reasurance, emotional support, nurturance
 Attend to urgent medical needs
Psychological therapy for PTSD in children involves the following:
 Helping the child gain a sense of safety
 Addressing the multiple emotional and behavioral problems that
can arise
Nonpharmacologic forms of therapy include the following:

470
 Cognitive-behavioral therapy (CBT), especially trauma-focused
CBT (TF-CBT) 
 Dialectical Behavior Therapy (DBT)
 Relaxation techniques (eg, biofeedback, yoga, deep relaxation,
self-hypnosis, or meditation; efficacy unproven)
 Play therapy
In children who have persistent symptoms despite CBT or who need
additional help with control of symptoms, pharmacologic treatment may
be considered, as follows:
 Selective serotonin reuptake inhibitors (SSRIs) - Medications of
choice for managing anxiety, depression, avoidance behavior, and
intrusive recollections; however, not specifically approved by the
FDA for treatment of PTSD in the pediatric population
 Beta blockers (eg, propranolol)
 Alpha-adrenergic agonists (eg, guanfacine and clonidine)
 Mood stabilizers (eg, carbamazepine and valproic acid)
 Atypical antipsychotics (infrequently used)
See Treatment and Medication more detail.
Next: Background

Posttraumatic Stress Disorder in Children


Updated: Sep 22, 2016 
 Author: Roy H Lubit, MD, PhD; Chief Editor: Caroly Pataki, MD  more...

Practice Essentials
Posttraumatic stress disorder (PTSD) in children and adolescents occurs as a
result of a child’s exposure to 1 or more traumatic events: actual or threatened
death, serious injury, or sexual violence. The victim may experience the event,
witness it, learn about it from close family members or friends, or experience
repeated or extreme exposue to aversive details of the event. Potentially
traumatic events include physical or sexual assaults, natural disasters, and
accidents.
The impact of single-incident trauma (such as a car accident or being beaten
up) is different from that of chronic trauma such as ongoing child abuse. In
addition to the symptoms of PTSD, sexual assaults have widespread impacts on
the victim's psychological functioning and development. Abuse by a caretaker
also creates special problems.  
The impact of traumatic events on children is often more far reaching than
trauma on an adults, not simply because the child has fewer emotional and
intellectual resources to cope, but because the child's development is adversely

471
affected. If an adult suffers trauma and a deterioration in functioning, after time
when the person heals, he can generally go back to his previous state of
functioning, assuming that he has not done serious damage to his relationships,
studies, and work. A child, however, will be knocked off of his developmental
path and after healing from the trauma will be out of step with his peers and
school demands. He will therefore suffer ongoing frustration and
disappointments even when he has healed from the trauma.
Many individuals who suffer traumatic events develop depressive or anxiety
symptoms other than PTSD. An individual who has some symptoms of PTSD
but not enough to fulfill the diagnostic criteria is still adversely affected. The
diagnosis of Unspecified Trauma- and Stressor-Related Disorder should be
considerred. [1]
Roughly, 15% to 43% of children suffer a traumatic incident. Of these children,
3% to 15% of girls and 1% to 6% of boys develop PTSD. Rates of PTSD are
higher for interpersonal violence. Higher-intensiity events have a greater risk to
induce PTSD.
See Posttraumatic Stress Disorder (PTSD), a Critical Images slideshow, to help
recognize the symptoms of PTSD and to determine effective treatment options.
Signs and symptoms
The most common symptoms of PTSD include the following:
 Reexperiencing the trauma (nightmares, intrusive recollections,
flashbacks, traumatic play)
 Avoidance of traumatic triggers, memories and situations that remind the
child of the traumatic event
 Exaggerated negative beliefs about onself and the world arising from the
event
 Persisitent negative emotional state or inability to experience positive
emotions
 Feelings of detachment from people
 Marked loss of interest in or participation in significant activities
 Inability to remember part of the traumatic event
 Sleep problems
 Irritability
 Reckless or self-destructive behavior
 Hypervigilence
 Exaggerated startle
 Concentration problems
Children may reexperience traumatic events in various ways, such as the
following:
 Flashbacks and memories

472
 Behavioral reenactment
 Reenactment through play
No specific physical signs of PTSD exist; however, various physical findings
have been noted in children with PTSD, including the following:
 Smaller hippocampal volume
 Altered metabolism in areas of the brain involved in threat perception
(eg, amygdala)
 Decreased activity of the anterior cingulate
 Low basal cortisol levels
 Increased cortisol response to dexamethasone
 Increased concentration of glucocorticoid receptors and, possibly,
glucocorticoid receptor activity in the hippocampus
See Presentation for more detail.
Diagnosis
The American Psychiatric Association’s Diagnostic and Statistical Manual,
Fifth Edition (DSM-5), lists the following diagnostic criteria for PTSD in
adults, adolescents, and children older than 6 years:
 Exposure to actual or threatened death, serious injury, or sexual violence
(any undesired sexual activity is sexual violence.
 Presence of 1 or more specified intrusion symptoms in association with
the traumatic event(s)
 Persistent avoidance of stimuli associated with the traumatic event(s)
 Negative alterations in cognitions and mood associated with the
traumatic event(s)
 Marked alterations in arousal and reactivity associated with the traumatic
events(s)
 Duration of the disturbance exceeding 1 month
 Clinically significant distress or impairment in important areas of
functioning
 Inability to attribute the disturbance to the physiologic effects of a
substance or another medical condition
DSM-5 criteria for PTSD in children aged 6 years or younger are as follows:
 Directly experiencing the traumatic event, witnessing the event, or
learning it occurred to a parent or caregiver
 Intrusion symptoms associated with the event (recurrent memories,
distressing dreams, dissociative reactions, marked distress or physiological
reaction in response to exposure to traumatic triggers)
 Avoidance of situations or things that arouse recollections of the trauma
OR negative alterations in cognitions (increased negative emotions,

473
decreased interest in significant activities, social withdrawal, decreased
positive emotions)
 Alterations in arousal and reactivity associated with the traumatic events
(two of irritability, hyperigilance, exaggerated startle, concentration
problems, sleep disturbance )
 Duration of the disturbance exceeding 1 month
 Clinically significant distress or impairment in relationships with
parents, siblings, peers, or other caregivers or in school behavior
 Inability to attribute the disturbance to the physiologic effects of a
substance or another medical condition
There are no specific laboratory studies or specific imaging studies that
establish the diagnosis of PTSD. Several psychological tests may be helpful in
PTSD, including the following:
 Child and Adolescent Psychiatric Assessment: Life Events Section and
PTSD Module (CAPA-PTSD)
 Children’s PTSD Inventory (CPTSDI)
 Child PTSD Symptom Scale (CPSS)
 Abbreviated UCLA PTSD Reaction Index
 Trauma Symptom Checklist for Children (TSCC)
 Impact of Events Scale
 Screen for Child Anxiety Related Disorders (SCARED)
 Beck Depression Inventory
 Mississippi Scale for Combat-Related PTSD
See Overview and Workup for more detail.
Management
The initial goals of treatment for children with PTSD are as follows:
 Provide a safe environment
 Reasurance, emotional support, nurturance
 Attend to urgent medical needs
Psychological therapy for PTSD in children involves the following:
 Helping the child gain a sense of safety
 Addressing the multiple emotional and behavioral problems that can
arise
Nonpharmacologic forms of therapy include the following:
 Cognitive-behavioral therapy (CBT), especially trauma-focused CBT
(TF-CBT) 
 Dialectical Behavior Therapy (DBT)
 Relaxation techniques (eg, biofeedback, yoga, deep relaxation, self-
hypnosis, or meditation; efficacy unproven)
 Play therapy

474
In children who have persistent symptoms despite CBT or who need additional
help with control of symptoms, pharmacologic treatment may be considered, as
follows:
 Selective serotonin reuptake inhibitors (SSRIs) - Medications of choice
for managing anxiety, depression, avoidance behavior, and intrusive
recollections; however, not specifically approved by the FDA for
treatment of PTSD in the pediatric population
 Beta blockers (eg, propranolol)
 Alpha-adrenergic agonists (eg, guanfacine and clonidine)
 Mood stabilizers (eg, carbamazepine and valproic acid)
 Atypical antipsychotics (infrequently used)
See Treatment and Medication more detail.

Posttraumatic Stress Disorder in Children


Updated: Sep 22, 2016 
 Author: Roy H Lubit, MD, PhD; Chief Editor: Caroly Pataki,
MD  more...

Background
Posttraumatic stress disorder (PTSD) in children and adolescents occurs as a
result of a child’s exposure to one or more traumatic events that were perceived
to threaten serious injury to self or others and led the child to feel intense fear,
helplessness, or horror. Traumatic events can take many forms, including
accidents, painful medical procedures, physical or sexual assaults, natural
disasters, traumatic death or injury of a loved one, and emotional abuse or
neglect. [2, 3, 4, 5]
A 2005 survey of mental health clinicians who treat pediatric patients found
interpersonal victimization to be the most prevalent form of trauma exposure;
this includes physical abuse, sexual abuse, and emotional abuse, as well as
exposure to domestic violence and the disorganization that results from parental
substance abuse in the household. [6] The prevalence of childhood exposure to
noninterpersonal trauma (eg, accidents, disasters, or illness) is significantly
less. [7]
Traumatic events overwhelm the individual’s ability to cope and leave the child
or adolescent feeling that the world is dangerous and out of control. The
traumatic event deeply affects the child or adolescent’s view of himself or
herself and of the world. The memory of the event is encoded differently from
normal memories. Rather than thinking about it, the person reexperiences it
when it comes to memory. The pain of reexperiencing leads the individual to be
afraid of the memory, and not simply afraid of the event.

475
The key elements of PTSD are the intrusive recollections, numbing and
withdrawal, cognitive changes, and hyperarrousal. Many individuals develop
depression or an anxiety disorder after a traumatic event, rather than PTSD.
There are other impacts as well. Suffering a traumatic event or events fosters an
external locus of control. The individual feels that he or she is at the mercy of
the world rather than the master of one’s own fate. This has serious
implications for how the individual leads his or her life in the future. Learned
helplessness, a tendency to fail to escape from dangerous situations when
escape is possible, also often results. Decreased resilience and increased
vulnerability to future traumatic events also results.
Traumatic experiences, especially repeated ones, as occurs in child abuse,
greatly increases the risk for the development of borderline personality
disorder, oppositional defiant disorder, conduct disorder, and depression in
adult years. Studies have shown a marked increase in medical costs in children
who suffered abuse in childhood. Sexual abuse has wide-ranging impacts on
the child’s ability to have stable and fulfilling romantic relationships during
adult years. Dissociative disorders can also result.
Females are twice as likely to develop PTSD as males are, whereas males are
more likely to exhibit conduct disorder, antisocial behavior, or criminal
behavior after significant violent trauma.  [8]
The main pathogenic elements in PTSD are the loss of control, the
unpredictability, and the extremely aversive nature of the event(s). Most
traumatized children do not develop long-term sequelae as a result of the
trauma, but a significant minority respond in a way that has a long-lasting
major impact on their emotions and behaviors. These children are at risk for
PTSD, regardless of whether the trauma arose from a single event or from an
ongoing pattern of abuse.
The family is known to pay a vital role in determining the eventual impact of
the traumatic experience on the child, and parental support is often a key
mediating factor in how the child experiences and adapts to the victimizing
circumstances. [7]The support of a child’s family, along with adequate coping
and emotional functioning of the child’s parents, may very well militate against
the development of PTSD in a child exposed to trauma.
Severe emotional trauma has widespread effects on children’s development.
These effects include undermining children’s sense of security in a reasonable
and safe world in which they can grow and explore, as well as rendering them
unable to believe that their parents can protect them from harm. The premature
destruction of these beliefs can have profound negative consequences on
development.
Traumatized children and adolescents are frequently preoccupied with danger
and vulnerability, and this preoccupation sometimes leads to misperceptions of

476
danger, even in situations that are not threatening. Multiple researchers (eg,
Kardiner and van der Kolk [9] ) note that once posttraumatic stress symptoms
emerge, PTSD leads to neurophysiologic correlates that impact brain function
in developing children and adolescents.
Some forms of child maltreatment result in actual physical injuries that may
call for intensive medical treatment that can be painful and frightening for the
child. In such cases, the psychological impact encompasses the experiences of
both the physical abuse and the medical treatment required. Accordingly, it is
left to the child victim to define an event or experience as traumatic; the role of
the health care professional who seeks to help such a child is to shoulder the
responsibility of treatment and assistance.
For further information on the problem of child and adolescent maltreatment
and disordered parent-child relationships, see Child Abuse & Neglect: Physical
Abuse, Child Abuse & Neglect: Sexual Abuse, and Child Abuse & Neglect:
Reactive Attachment Disorder.
Diagnostic criteria (DSM-5) in individuals older than 6 years
In the American Psychiatric Association’s Diagnostic and Statistical Manual,
Fifth Edition (DSM-5), there are 8 specific diagnostic criteria for PTSD in
adults, adolescents, and children older than 6 years.  [1]
The first criterion is exposure to actual or threatened death, serious injury, or
sexual violation in 1 or more of the following ways:
 Direct experience of the traumatic events(s)
 In-person witnessing of the event(s) occurring to others
 Learning that the event(s) occurred to a close family member or close
friend (in cases of actual or threatened death, the event[s] must have been
violent or accidental)
 Experience of repeated or extreme exposure to aversive details of the
traumatic event(s) (eg, first responders collecting human remains or police
officers repeatedly exposed to details of child abuse)
The second criterion is the presence of 1 or more of the following intrusion
symptoms in association with the traumatic event(s), beginning after the
event(s) occurred:
 Recurrent, involuntary, and intrusive distressing memories of the
traumatic event(s); in children older than 6 years, repetitive play may
occur in which themes or aspects of the traumatic event(s) are expressed
 Recurrent distressing dreams in which the content or affect of the dream
is related to the event(s); children may have frightening dreams without
recognizable content

477
 Dissociative reactions (eg, flashbacks) in which the individual feels or
acts as if the traumatic event(s) were recurring; children may carry out
trauma-specific reenactment during play
 Intense or prolonged psychological distress at exposure to internal or
external cues that symbolize or resemble any aspect of the traumatic
event(s)
 Marked physiologic reactions to internal or external cues that symbolize
or resemble an aspect of the traumatic event(s)
The third criterion is persistent avoidance of stimuli associated with the
traumatic event(s), beginning after the event(s) occurred, as evidenced by either
or both of the following:
 Avoidance of or efforts to avoid distressing memories, thoughts, or
feelings about or closely associated with the traumatic event(s)
 Avoidance of or efforts to avoid external reminders (eg, people, places,
conversations, activities, objects, or situations) that arouse distressing
memories, thoughts, or feelings about or closely associated with the
traumatic event(s)
The fourth criterion is the presence of negative alterations in cognitions and
mood associated with the traumatic event(s), beginning or worsening after the
event(s) occurred, as evidenced by 2 or more of the following:
 Inability to remember an important aspect of the traumatic event(s)
(typically a consequence of dissociative amnesia and not of factors such as
head injury, alcohol or drugs)
 Persistent and exaggerated negative beliefs or expectations about self,
others, or the world
 Persistent distorted cognitions about the cause or consequences of the
traumatic event(s) that lead individuals to blame themselves or others
 Persistent negative emotional state (eg, fear, horror, anger, guilt, or
shame)
 Markedly diminished interest or participation in significant activities
 Feelings of detachment or estrangement from others
 Persistent inability to experience positive emotions (eg, happiness,
satisfaction, or loving feelings)
The fifth criterion is the development of marked alterations in arousal and
reactivity associated with the traumatic events(s), beginning or worsening after
the event(s) occurred, as evidenced by 2 or more of the following:
 Irritable behavior and angry outbursts (with little or no provocation),
typically expressed as verbal or physical aggression toward people or
objects
 Reckless or self-destructive behavior
 Hypervigilance

478
 Problems with concentration
 Exaggerated startle response
 Sleep disturbance (eg, difficulty in falling or staying asleep or
restlessness during sleep)
The sixth criterion is that the duration of the disturbance must exceed 1 month.
The seventh criterion is that the disturbance causes clinically significant
distress or impairment in social, occupational, or other important areas of
functioning.
The eighth and final criterion is that the disturbance cannot be attributed to the
physiologic effects of a substance (eg, a medication or alcohol) or another
medical condition.
Additional specifiers that may be used include the following:
 With dissociative symptoms - The patient shows persistent or recurrent
symptoms of depersonalization or derealization
 With delayed expression - Full diagnostic criteria are not met until 6
months after the traumatic event (though some symptoms may develop
immediately)
Diagnostic criteria (DSM-5) in children aged 6 years or younger (preschool
subtype)
DSM-5 list 7 specific diagnostic criteria for PTSD in children aged 6 years or
younger. [1]
The first criterion is exposure to actual or threatened death, serious injury, or
sexual violation in 1 or more of the following ways:
 Direct experience of the traumatic events(s)
 In-person witnessing of the event(s) occurring to others, especially
primary caregivers
 Learning that the event(s) occurred to a parent or caring figure
The second criterion is the presence of 1 or more of the following intrusion
symptoms in association with the traumatic event(s), beginning after the
event(s) occurred:
 Recurrent, involuntary, and intrusive distressing memories of the
traumatic event(s); spontaneous and intrusive memories may not
necessarily appear distressing and may be expressed as play reenactment
 Recurrent distressing dreams in which the content or affect of the dream
is related to the event(s); it may not be possible to establish that the
frightening content is related to the traumatic event
 Dissociative reactions (eg, flashbacks) in which the child feels or acts as
if the traumatic event(s) were recurring; children may carry out trauma-
specific reenactment during play

479
 Intense or prolonged psychological distress at exposure to internal or
external cues that symbolize or resemble any aspect of the traumatic
event(s)
 Marked physiologic reactions to reminders of the traumatic event(s)
The third criterion is the presence of 1 or more of the following symptoms,
representing either persistent avoidance of stimuli associated with the trauma
(the first 2 symptoms) or negative alterations in cognition and mood associated
with the traumatic event(s) or worsening after the trauma (the last 4 symptoms):
 Avoidance of or efforts to avoid distressing memories, thoughts, or
feelings about or closely associated with the traumatic event(s)
 Avoidance of or efforts to avoid people, places, conversations, or
interpersonal situations that arouse recollections of the traumatic event(s)
 Increased frequency of negative emotional states (eg, fear, horror, anger,
guilt, or shame)
 Markedly diminished interest or participation in significant activities,
including constriction of play
 Socially withdrawn behavior
 Persistent reduction in expression of positive emotions
The fourth criterion is the development of alterations in arousal and reactivity
associated with the traumatic events(s), beginning or worsening after the
event(s) occurred, as evidenced by 2 or more of the following:
 Irritable behavior and angry outbursts (with little or no provocation),
typically expressed as verbal or physical aggression toward people or
objects (including extreme temper tantrums)
 Hypervigilance
 Exaggerated startle response
 Problems with concentration
 Sleep disturbance (eg, difficulty in falling or staying asleep or
restlessness during sleep)
The fifth criterion is that the duration of the disturbance must exceed 1 month.
The sixth criterion is that the disturbance causes clinically significant distress
or impairment in relationships with parents, siblings, peers, or other caregivers
or in school behavior.
The seventh and final criterion is that the disturbance cannot be attributed to the
physiologic effects of a substance (eg, a medication or alcohol) or another
medical condition.
Additional specifiers that may be used include the following:
 With dissociative symptoms - The patient shows persistent or recurrent
symptoms of depersonalization or derealization

480
 With delayed expression - Full diagnostic criteria are not met until 6
months after the traumatic event (though some symptoms may develop
immediately)

Source:- http://emedicine.medscape.com/article/918844-overview#a2

Responding to Students with PTSD in Schools


Sheryl Kataoka, MD, MSHS,a,b Audra Langley, PhD,c Marleen Wong, PhD,d Shilpa Baweja,
MA,e and Bradley Stein, MD, PhDf,g

Author information ► Article notes ► Copyright and License information ►

The publisher's final edited version of this article is available at Child Adolesc Psychiatr Clin N Am

See other articles in PMC that cite the published article.

The prevalence of trauma exposure among youth is a major public health concern, 6 with
a third of adolescents nationally reporting that they have been in a physical fight in the
past twelve months and 9% having been threatened or injured with a weapon on school
property. 7 Studies have documented the broad range of negative sequelae of trauma
exposure for youth, including posttraumatic stress disorder (PTSD), other anxiety
problems, depressive symptoms, and dissociation.17,23,31,44 In addition, decreased IQ and
reading ability, lower grade-point average (GPA), more days of school absence, and
decreased rates of high school graduation have been associated with exposure to
traumatic events.11,35 Evidence suggests that youth exposed to trauma have decreased
social competence and increased rates of peer rejection.43 Therefore, students who have
experienced a traumatic event are at increased risk for academic, social, and emotional
problems as a result of these experiences. Schools can be an ideal setting for mental
health professionals to intervene with traumatized students, by supporting both their
trauma-related psychological problems and their ability to learn in the classroom. The
President’s New Freedom Commission Report on Mental Health also highlights the need
to improve access to services that address trauma-related mental health problems,
especially in naturalistic settings such as schools where youth can readily receive these
services.49

Types of traumatic events that affect students


Students can experience a wide range of traumatic events that can impact their
functioning in school. Some traumas can affect students more individually such as
assaults, serious accidents, abuse, community or domestic violence. Other traumatic
events impact the entire school community, such as a school shooting, terrorist attack,
natural disaster, or a traumatic incident that occurs on campus. Differences in the type of
traumatic experience may also influence whether the choice of an approach. is a school-
wide intervention, an individual or group treatment, or something targeted for certain
school staff or students, each of which will be discussed in more detail later in this
chapter. Understanding the types and extent of traumatic events students have

481
experienced,, as well as which events are perceived by the student to be the most salient
can be a critical first step in the treatment process.

Posttraumatic stress disorder (PTSD)


Although students may experience significant traumatic events, not everyone will
develop PTSD. For some, brief distress following a trauma without significant
impairment in functioning may be characterized as a normal reaction to the event. For
others, trauma-related symptoms will occur in the immediate period following a
traumatic event, and if symptoms similar to PTSD are present within the first month
following the trauma along with significant distress or impairment, a diagnosis of Acute
Stress Disorder may be warranted.
It is estimated that approximately 4–6% of youth in the general population nationwide
will meet criteria for a diagnosis of PTSD following a traumatic event, including
symptoms such as poor concentration and intrusive thoughts, which can also severely
interfere with school functioning.17,23,31,38,44,47 Since 1987, the childhood manifestations of
PTSD symptoms have been described in the Diagnostic Symptom Manual (DSM) and
have included specific characteristics that can be seen in children. Further refinement of
the PTSD diagnostic criteria are being discussed for DSM-V, such as developmental
manifestations of PTSD.3,36 Currently, for a diagnosis of PTSD the student must
experience a traumatic event in which he/she perceives a threat to either self or others and
must experience distress (horror, fear, helplessness).2 For children, this distress can
manifest in disorganized behavior or agitation. The three symptom clusters for PTSD
include re-experiencing (for children, this can repetitive play or re-enacting the trauma in
play), numbing and avoidance (such as avoiding traumatic reminders and talking about
trauma, not participating in activities previously enjoyed), and hyperarousal (such as
irritability, anger, difficulty sleeping).
Following exposure to a traumatic event, some students may be more likely to develop
PTSD than others. Risk factors for PTSD include characteristics of the trauma exposure
(greater trauma severity, proximity to the event), individual factors (female gender,
history of psychopathology), and parent characteristics (parental psychopathology
including PTSD and other trauma-related symptoms, lack of parental support following
the trauma). Those students who have had multiple traumatic events and those who
experience interpersonal trauma such as an assault, can also be at increased risk for
developing PTSD.17,23,31,38,44,45,47
Of those with PTSD, 75% have additional mental health problems such as other anxiety
disorders,15,33,44depressive symptoms,23,28,31,34 dissociation,35 substance use,27 and aggressive
and delinquent behavior.5,12,14,17,18,24,31 Students exposed to violence subsequently may be
violent themselves resulting in them perpetrating violence on others.4,13,16,19
Go to:

482
Evidence-based treatments for students with PTSD
The most well-studied treatments for PTSD in youth have been cognitive behavioral
therapy (CBT) approaches. Studies have documented that CBT effectively treats PTSD
due to child sexual abuse,9 intimate partner violence,10 single incident trauma,1,30 co-
morbid PTSD and substance abuse32 and more general community
violence.26,42,46 According to the practice parameters outlined by the American Academy of
Child and Adolescent Psychiatry (2010),8 when treating PTSD in children, the
interventions should include core components of cognitive behavioral therapy including
direct exploration of the trauma, stress management techniques, and correction of
cognitive distortions. Treatment should also include collateral sessions with parents for
optimal treatment outcomes.8 One intervention that has been identified as potentially
harmful following a traumatic event is holding therapy that forcibly restricts children who
have experienced severe and chronic trauma.
Psychopharmacological treatments have been understudied. A recent review by Strawn
and colleagues (2010) conclude that pharmacological agents should not be used as first
line treatment for PTSD in youth.48SSRI’s may be helpful, although a recent RCT found
no difference compared to placebo.37 Only open trials currently exist for other
medications such as antiadrenergic agents, antipsychotic medications, and mood
stabilizers.
School-based services may be particularly important for underserved ethnic minority
youth who traditionally are less likely to receive such services. For example, a
randomized study comparing two efficacious treatments for youth with posttraumatic
stress symptoms in post-Katrina New Orleans found that 91% of the youth completed the
school-based intervention compared to only 15% who completed the clinic-based
intervention.21
The Cognitive Behavioral Intervention for Trauma in Schools (CBITS) program, a brief,
ten-session group school-based program, has been studied in a quasi-experimental trial
(Kataoka) and randomized controlled trial (Stein), both delivered by school-based
clinicians. Findings have demonstrated improvements in posttraumatic stress disorder
(PTSD) and depressive symptoms among elementary and middle school students exposed
to violence who have received CBITS compared to those on a waitlist.26,46 Preliminary
findings also suggest that this program may have effects on school performance, with
students who receive CBITS early in the school year doing better in math and language
arts grades than students who receive the intervention later that same academic
year.25 The CBITS program was developed in collaboration and partnership with school
and community leaders and was specifically designed for school-based delivery for
greater fit and sustainability within the school environment. Support for Students
Exposed to Trauma (SSET), is an adaptation of CBITS which can be delivered by non-
mental health trained school staff (teachers, school counselors).22 Results of a small
randomized controlled trial suggest that SSET can be delivered by school staff
effectively, resulting in modest improvements in trauma-related mental health symptoms.
Given the lack of mental health resources typically found in schools and the tremendous
need for access to trauma interventions, SSET is a promising early intervention that can
be feasibly delivered in schools.

483
Other trauma interventions have also been developed and studied in the context of
schools. The Multimodality Trauma Treatment (MMTT) or Trauma-Focused Coping is a
14 session group intervention program that adapts basic cognitive behavioral techniques
for students who have experienced a single incident trauma. Grounded in social learning
theory, MMTT utilizes peer modeling of effective coping, storybooks, narrative
exposure, and cognitive games to alleviate trauma resulting from a natural disaster,
exposure to violence, murder, suicide, fire, and accidents. The program is not suitable for
children with chronic abuse related PTSD because the school-based protocol does not
incorporate family sessions necessary to address interpersonal victimization.30 Controlled
studies conducted in elementary, middle and high school demonstrate a marked reduction
in PTSD, depression, anxiety, and anger symptoms following the treatment
intervention.1,30
The University of California Trauma Grief Component Treatment (TGCT) program is
designed for adolescents exposed to multiple types of violence and traumatic loss.39 This
intervention includes an extensive assessment protocol followed by 16–20 group
psychotherapy sessions to mitigate functional impairment associated with PTSD,
depression, and grief reactions. Results of a randomized controlled trial conducted with
adolescents in post-war Bosnia indicate notable improvement in PTSD, depression, and
complicated grief symptoms.29 Another promising intervention implemented with war-
exposed children in Israel is Stress-Inoculation Training (SIT). This school-based
universal prevention program aims to prevent PTSD by teaching adaptive coping skills
and fostering resilience. The curriculum is integrated into mainstream classrooms and
teacher implemented. In a school-matched controlled study, results indicated lower levels
of symptoms of posttraumatic stress, depression, and anxiety in those who received the
intervention compared to those on a waitlist.50
Go to:

Practical Approaches

Supporting school personnel following a school-wide trauma


A trauma that affects the school campus can be a sudden, unexpected, or unanticipated
event that not only can disrupt the school’s daily functioning, but can involve short-term
turmoil such as shock, confusion, and fear. Although each student, teacher, parent or
other school community member experiences each crisis differently, a school-wide
trauma can have a broad and immediate impact on many children and adults sufficient to
interfere with teaching, learning, attendance, and behavior. A trauma that impacts a
school can affect a single building or an entire district or community. The following are
examples of school-wide traumatic events: an accident on or near the school grounds, a
violent incident or crime on campus or near a school that jeopardizes the safety of
students and staff, a suicide of a student or staff member, the sudden death of a student,
staff member or one of their family members, a natural disaster such as an earthquake,
hurricane or tornado, a man-made disaster such as a terrorist attack.
The impact of these traumatic events can be manifested at three distinct levels: the
individual (student or staff), the school system, and/or the surrounding school

484
community. The most obvious impact and easiest to identify are physical injuries to
students are/or staff. Psychological and cognitive disruptions also occur frequently, but
may be more difficult to identify. For example, interference with the ability of students
and staff to focus on learning is a common reaction to a school-wide traumatic event.
Disruptions to the school system frequently occur following a traumatic event with
changes to regular school functions and routines (i.e changes to safety protocols). In
addition, traumatic events often raise significant concerns from parents and when not
properly addressed, may prolong the disruption to regular school routines. Large scale
events may garner concentrated attention from the community and news media. This can
lead to prolonged disruptions across the broader community, with repeated exposure to
media coverage potentially causing significant trauma-related symptoms in students.
One important role that the mental health professional on campus can play is being part
of a multi-disciplinary school crisis team, often also composed of a school administrator,
school counselors, school psychologists, nurses, lead teachers, a custodian, and other
school or district personnel. Their collective skills can ensure that critical services are
provided for the school and the greater community such as: assessing the range of crisis
interventions needed for a specific crisis situation; limiting the exposure to scenes of
trauma, injury or death; advising and assisting the principal and teachers on how to
restore regular school functions and routines as efficiently and quickly as possible; and
providing psychological first aid to students.

Psychological First Aid for Schools


Psychological First Aid for Schools (PFA) are key skills that can be delivered by school
staff following a traumatic event to help students acknowledge how the traumatic event
has been disruptive to the school environment and to their own emotional equilibrium. By
teaching school staff how to respond to students following a trauma, PFA helps stabilize
the emotions and behaviors of students, school staff, and parents. It also allows students
to return to a safe environment and calm routine in an improved psychological and
emotional state. Through PFA, students are able to re-establish “social connectedness”
with family, teachers and peers, as wells as minimize the negative effects of trauma to all
involved. The skills students acquire through PFA enable them to identify personal and
commonly experienced trauma-related emotions and reactions. PFA can also improve the
social support on the school campus, leading to constructive coping behaviors and
resilience of students, parents and teachers, which can ultimately facilitate student
attendance and participation in the learning process. Finally, PFA can help establish
systems on campus to prepare students and teachers for future challenges and adjustments
following the traumatic event that are frequently confronted by schools after a trauma.
The widespread use of Psychological First Aid (PFA) is evidenced by the fact that the
Inter-Agency Standing Committee (IASC), an international humanitarian assistance
forum, has developed Guidelines on Mental Health and Psychosocial Support in
Emergency Settings that recommend, “All aid workers provide very basic psychological
first aid.”20 The IASC guidelines further define the components of PFA to include among
many others, the following actions:
 Protect survivors from further physical or psychological harm;

485
 Identify and provide support for those most distressed;
 Reestablish social supports:
 Return to school and familiar routines;
 Facilitate communication among families, students and community agencies;
 Educate those affected about the expectable psychological responses, and basic
coping tools, to stressful and traumatic events;
 Identify basic practical needs and ensure that these are met;
 Ask for people’s concerns and try to address these;
 Encourage participation in normal daily routines (if possible) and use of positive
means of coping; and
 As appropriate, refer to locally available support mechanisms or to trained
clinicians.

Listen, Protect, Connect (LPC): An Evidence- Informed Model. 40,41


In keeping with IASC’s guidelines, LPC is a form of PFA strategies focusing on children,
parents, families and community members. LPC uses parents, teachers, primary care and
“neighbor-to-neighbor” providers to give basic psychological support. A version of PFA
specifically designed for children to be used by educators and other adult staff in schools
is available. In the immediate aftermath and during the early phases of recovery in this
version, “Psychological First Aid for Students and Teachers: Listen, Protect, Connect—
Model & Teach,” (hereafter, LPC—Model & Teach) is a five-step crisis response
strategy designed to reduce the initial distress of students or adults and to help students
return to school, stay in school and resume their learning. It is not a single session recital
of events, but a model that can guide the interactions of students and educators over time
through the process of their recovery. Teachers, counselors and other adults can use their
discretion to apply these guiding principles in a flexible manner.

Step 1: Listen
During step one, teachers or adult school staff should provide students with an
opportunity to share their experiences and express feelings of worry, anxiety, fear or
other concerns about their safety. Speaking with students can occur one-on-one if a
teacher and student find themselves in a relatively private place to talk. The adult should
convey interest, empathy and availability, and let students know they are ready to listen.
The teacher can open the discussion by acknowledging what has happened and letting
students know that it is not only acceptable to share their experiences, and establishing
that the school is a safe place to do this.
Adults should avoid making judgments and predictions, such as “You’ll get over it,” or
“Only the strong survive.” It is important to validate the students’ life experiences
without probing students for more details than they are willing to share. Forcing students
to go over their experiences in too much detail, especially immediately after the crisis,
can re-traumatize the student and may cause more emotional and psychological distress
to themselves and to others who may hear additional details about the event.

Step 2: Protect

486
For this second step in the LPC—Model & Teach intervention, adults should try to
reestablish students’ feelings of both physical and emotional safety. They can honestly
inform students about events surrounding the crisis, such as sharing with them
information about what is being done in the community and school to keep everyone
safe. This information should be provided in a developmentally and age-appropriate
manner. In the classroom, or around school, adults should maintain structure, stability
and predictability, and make efforts to reestablish routines, expectations and rules. For
example, bell schedules should return to normal as soon as possible. If shortened days are
required, keep them to a minimum. Traumatized students may experience more confusion
when disruption comes to their school routines, including after school activities, by too
many changes to their regular schedules. Concerns about separation from parents or
caregivers are frequently children’s paramount concern. Parents can help stabilize
children’s reactions by resuming mealtime, homework, and bedtime routines as well as
community or church activities disrupted by the crisis or emergency. It is also important
at this phase to protect students from further physical harm or psychological trauma
which can occur through their viewing or hearing repetitive media reports on the incident
or through bullying by peers at school.

Step 3: Connect
One of the most common reactions to trauma or fear is emotional and social isolation and
the sense of loss of social supports. It can occur automatically, without students or adults
realizing that they are withdrawing from their teachers or peers, respectively. The third
objective of LPC—Model & Teach is to help students reestablish their normal social
relationships and stay connected to others in order to experience social support. Restoring
and building connections promotes stability, recovery and predictability in students’
lives. A student’s classroom and school is a safe place to begin restoring normalcy during
a crisis or disaster. Through the eyes of children, adults can identify the “systems of care”
that are part of their everyday life, move from beyond the classroom and school to the
family and then to other community anchors including preexisting faith and cultural
supports. This objective serves to help students reconstitute the relationships between the
key community systems or “anchors” in their lives. Teachers or other school staff that
reach out and check in with students on a regular basis can do this reconstitution,
sometimes several times a day Students also can be encouraged to interact, share
“recovery” activities and take on team projects with other students, friends or teachers.
With this type of interaction, students feel the caring and consistent support of adults in
their lives, even during a difficult time of coping.

Step 4: Model Calm and Optimistic Behavior


Adults can model calm and optimistic behavior in many ways, including the following:
 Maintain level emotions • and reactions with students to help them achieve
balance;
 Take constructive actions to assure student safety, such as engaging in a safety
drill to remind them of how to stay safe, or planning a project that improves the
physical or social climate of the school;

487
 Express positive thoughts for the future, like “Recovery from this disaster may
take some time, but we’ll work on improving the conditions at our school every
day;” and
 Help students to cope with day-to-day challenges by thinking aloud with them
about ways they can solve their problems.

Step 5: Teach
To support and facilitate the coping process, it is important to help students understand
the range of normal stress reactions. School counselors, nurses, psychologists or social
workers can take on this task. They can help students become familiar with the range of
normal reactions that can occur immediately after a traumatic event or disaster and teach
relevant coping and problem solving skills.
With early intervention and psychological first aid, the majority of students and adults
may be able to resume a new normality of function and routine. However, those with a
“trauma history” of previous exposure and experience with violence may require follow-
up care and treatment for PTSD, depression, severe behavioral disorders, or suicidal
ideation.
School staff must be made aware of the risk factors that may indicate a mental health
evaluation is warranted. These risks factors include:
 Loss of a family member, schoolmate or friend
 Fear for their lives, observing serious injury or the death of another person
 Family members or friends missing after the event
 Getting sick or becoming hurt due to the event
 Home loss, family moves, changes in neighborhoods, changes in schools or loss
of belongings
 Being unable to evacuate quickly
 Past traumatic experiences or losses
 Pet loss
 Past history of post-traumatic stress disorder (PTSD), anxiety or mood disorders
coupled with any of the above

Talking to Parents about PTSD


Parents and other caregivers play an important role in supporting school efforts to help
children with PTSD and other sequelae of trauma exposure. In this section we highlight
some of the information that is most useful to share with parents to help them in
supporting the efforts of schools to assist their traumatized children.
When a child is suffering from PTSD or other trauma exposure, it is helpful for parents to
understand that their child’s behavior can be affected in a variety of different ways, not
all of which are obviously related to the experience. In preschool aged children, in
addition to the classic symptoms of PTSD, parents may notice the child exhibiting
separation anxiety from parents or teachers, regressing in previously mastered stages of
development such as bedwetting, having difficulty at naptimes or bedtime, and having

488
increased physical complaints or new fears. Elementary school aged children may also
exhibit many of these same symptoms, as well as asking questions about death and dying,
having more difficulty with authority and overreacting to criticism, being more jumpy,
and showing less trust in others. Parents of older children in middle and high school may
also notice their children having more physical complaints and difficulties with authority
and criticism, as well as noticing that their child may appear to be more focused on topics
of death and dying as well as being less optimistic about their own future. Parents of
older children should also be aware that their child is at greater risk for using alcohol and
illicit drugs.
Parents of children suffering from PTSD or other sequelae of traumatic events should
know that they can play a very important role in supporting school efforts to assist their
child. Things that parents can do to support their child with PTSD include helping their
child to reestablish a sense of safety, providing their child with the opportunity to talk
about their experience in a safe, supportive environment, by expressing positive thoughts
about the future, by helping their child to cope with day to day problems, and by
providing predictable routines, clear expectations, consistent rules, and immediate
feedback.
Parents should also be aware that they can also be affected by their child’s PTSD, both
through helping their child cope with their experience, as well as if they were also
exposed to the same trauma that their child was. Sometimes parents find that they can’t
stop thinking or dreaming about their child’s experience. In other cases parents may have
trouble concentrating or sleeping, are more irritable than normal, or find that they are
feeling numb or detached. In these situations, it is important that the parent seek someone
to help them with their own feelings.

Clinical strategies in working with students with PTSD


As described above, evidence-based models for treating childhood PTSD typically
include the cognitive behavioral components described below. First, it may be helpful to
think about a case example.
Veronica, a 12 year old middle school student, is referred to the school-based mental
health clinician-by her Language Arts teacher. Her teacher explains that Veronica is
typically a conscientious student, especially in language arts, and has a number of friends.
Over the last few months, however, her teacher has noticed that Veronica has begun to
miss class, which is negatively impacting her grades. Her teacher reports that she seems
withdrawn from her friends, sad, and distracted in class. When the teacher provided
minor verbal feedback on an assignment, Veronica became tearful and angry and
subsequently asked for a pass to the nurse’s office saying that she felt sick to her
stomach. When you meet with Veronica, you ask if she has recently experienced any
frightening, difficult, or very stressful events and she replies that 3 months ago, she and
her friends witnessed a boy being beaten up and held at gunpoint by a gang in the park.
Since then, she can’t stop thinking about what happened and worrying that it could
happen to her, her friends, or her family and feeling sick to her stomach. She feels upset
each time she sees her friends and feels sad and alienated from her peers in general.
“How do they expect me to concentrate on grammar and essays when I can’t stop

489
thinking about the boy with a bloody face and the gun in the gang member’s hand when
he spotted us before we ran?”

Working with the parent


During your initial meeting and assessment with Veronica, you find that she meets
criteria for a diagnosis of PTSD. You get permission from her mother to provide her with
mental health treatment at school. Although her mother is not aware of this incident, she
knows that they live in a neighborhood with gang activity, and also shares that the family
has been struggling financially since her husband lost his job last year. She also reports
that Veronica has been more sad and tired, has been asking for medicine to calm her
stomach over the last few months, easily loses her patience with siblings, and does not
like to go to school. She agrees that she would like Veronica to receive support and learn
coping skills so she can feel better. Her mother works 2 jobs and has 2 younger children,
making it feel impossible to accompany Veronica or provide transportation for services,
so she is grateful that she can receive such services at school and free of charge. While
you have her on the phone, you provide Veronica’s mother with brief information about
the treatment components likely to be included in your work with Veronica, and convey
that it will be helpful to have her mother involved to the extent possible. She agrees to do
her best to get time off to attend 1–2 sessions and to support Veronica’s practice of
coping skills at home as she progresses through treatment. You give her your contact
information and ask her to provide you with any alternative contact information for her
and best times to contact her if needed.
Creative approaches to communicating with parents can help overcome obstacles
associated with parents being able to come to the school for sessions. Information may be
conveyed via telephone calls, exchanging notes and treatment materials (back and forth)
and/or via the child sharing and even demonstrating treatment elements for their parents
and caregivers. If parents transport their children to or from school, you may be able to
catch them at drop off or pick up times or arrange to meet briefly during those times in
advance. It is also helpful to identify times when parents may already be on campus, such
as for a school assembly or evening performance, open house, or a school-wide parent
meeting. For example, with Veronica’s mom, you arrange to meet on one of her days off
just after drop off. You review common reactions to stress and trauma, have her engage
in the same relaxation training exercises you will do with Veronica, discuss the link
between thoughts, feelings and behaviors and the rationale for the PTSD treatment, and
review problem solving. You highlight the issue of avoidance and why it is important for
youth to be able to process and digest their traumatic experiences by telling their stories.
You emphasize that Veronica will be practicing skills between sessions at home, and may
need support in doing so, especially as she works toward getting back to doing things that
she may have been avoiding.

Treatment Rationale and Psychoeducation


One way to convey the rationale for cognitive behavioral intervention for PTSD to
students is to create a triangle with thoughts, feelings, and behaviors at each of the
corners and discuss that scary or traumatic events affect everything about us-all 3 of these
things-- and provide an example of how they are linked and affect each other. For

490
example, given the experience that Veronica has had, she can see how she
now thinks that if she goes to the park with her friends or family, one of them could get
beaten up or shot and that makes her feel very nervous and afraid, so she doesn’t hang out
with his friends anymore near the park or want her family to go out of the house
(behaviors). You validate that those thoughts and feelings and behaviors make sense
given went Veronica has been through. You can impart the idea that the intervention you
are providing helps students who have been through difficult things like Veronica to
think and feel and act in a way that makes them feel better so they can get back to doing
what they like and need to do that is safe. You ask Veronica about the goals that she has
for treatment and agree together on a treatment plan including information about the
different treatment components so that Veronica knows what to expect. You provide
Veronica with information about common reactions to stress and trauma and explore
what symptoms have been coming up for her and hope for how treatment may help it
improve. For example, Veronica offers that she has not wanted to go places or see people
that remind her of what happened. You state that “avoidance is common and makes sense
because you may feel better for the moment, but just like not wanting to talk or think
about the trauma, avoiding situations or people that remind you of the gang incident in
the park can keep you from doing normal things that are an important part of your life,
right? In treatment, we’ll be learning about how to cope with some of these bad feelings
so you can get back to doing those things.” You ask Veronica to share a worksheet on
common reactions to stress and trauma with her mother and to share some of the
symptoms that she has been experiencing. You leave a space where her mother can add
any comments or questions that Veronica can bring back to you.

Relaxation Training
Teaching different forms of relaxation training, such as deep breathing, progressive
muscle relaxation, positive imagery, and/or mindfulness can help students with affect
regulation as they manage their PTSD symptoms. Moreover, it is an easy skill to transfer
over to the classroom setting and for young people to practice in the classroom and at
home when they are struggling with anxiety, frustration, or irritability/anger. You explain
the idea of a feeling thermometer (0–10; where 0 is feeling okay and 10 is feeling very,
very upset/anxious/scared) and ask for ratings before and after the relaxation exercises.
Veronica is asked to practice the different relaxation techniques during the week and to
teach mom how to do them with her at home, if possible. Veronica quickly recognizes
that relaxation could also be something she could try when her stomach is bothering her
at school, before asking for a pass to go to the bathroom or the nurse’s office.

Cognitive Restructuring
Cognitive restructuring for children and adolescents with PTSD focuses on ways in
which the experience of traumatic events may have affected the young person’s
cognitions about him or herself, other people, and the world around him/her. These
negative or threat cognitions can generalize to many people, situations, and things which
can lead to a great deal of functional impairment in school, socially and within the
family. It is important to allow students to practice first being aware of the automatic
thoughts that they have in various situations (including those that are anxiety provoking)

491
and how those thoughts can fuel their feelings and actions. Then, students can practice
replacing negative thoughts with more helpful and accurate thoughts and logging
situations where they are able to do so between sessions. You can ask students to write
down a couple of helpful thoughts on a small card to carry with them and pull out in
situations when their thoughts may be getting in their way. Veronica became so familiar
with these statements that she would just touch the card inside her pocket to remind
herself to check her thoughts and see if she needed to replace them with a more helpful or
realistic thought.

Trauma Narrative
Developing a narrative of the child’s traumatic experience enables them to process and
digest their story and what they have been through. It is not uncommon that this
opportunity in treatment is the first the child has had to recount their story. The trauma
narrative can be done in writing and/or pictures and then read and processed aloud or it
can be a verbal recounting of the trauma memory. In either case it is important that the
child is able to tell or review their story several times in order to decrease the amount of
anxiety that the trauma memory provokes at present. Explaining that being able to talk
about what happened and work through some of the thoughts and feelings associated with
parts of the story as it was happening and in the present time, can make it less difficult to
think or talk about what happened now. As a clinician, you are able to bear witness to the
child’s memory of their experience, providing support and assistance in reframing some
of his or her maladaptive thoughts about what happened and his/her role in it. You will
need to determine the number of sessions to focus on the trauma narrative, but you
typically don’t want it to be more than a third of the total sessions, so that many sessions
focus on the present and skill-building for the future. By the second session of the trauma
narrative with Veronica, she has created some drawings and narrated her traumatic
experience several times and it is much easier for her to talk about what she went
through. Veronica thinks that she is ready to share her story with her mother. You help
her think through and plan a good time to talk to her mother and role play how it might
go. You let her know that you will be calling mom to give her an update on Veronica’s
progress and that you will talk to mom about how to be supportive if/when Veronica
shares the story with her. You also offer to invite her mother to join you for a session
next week in case she doesn’t find a time to do it herself during the week, or after she has
shared the information, either way. You encourage Veronica to do something fun this
week to take care of herself because she has been working through difficult issues.

In Vivo Gradual Exposure to Trauma Reminders


This component focuses on the creation of a hierarchical list of things that the student
may be avoiding since their traumatic event. Students make a list of things they have
been avoiding that they would like to be able to do again and you assist them in refining a
hierarchy of gradual approach steps, getting feeling thermometer ratings for each of the
steps. Each week you can assist the student in selecting 1–2 things that can feasibly be
practiced over the next week that are rated at 3–4 or under on their feeling thermometer.
Typically once a student gains mastery over the items lower on their list they are ready to
move onto items that were once rated a bit higher. This is something you want to start by

492
the mid point in treatment so that there are several weeks of in vivo exposure practice and
a sense of accomplishment in moving up the hierarchy. For example, Veronica has
stopped letting her siblings play outside when she cares for them, which is frequently due
to mom’s work schedule. After assessing for the safety of having siblings play outside
(“Do other children in the neighborhood play outside?” “Did they used to be able to play
outside safely?” “Is there a place it is safest to be while playing outside?” “Is it safe to do
so during the day/evening/weekends?”), you help Veronica list the following steps for
allowing the kids to play outside and she assigns each a rating of how anxious it will
make her feel to do so (at present):

Siblings outside in yard while Veronica is inside (weekdays) 8

Siblings outside in yard with Veronica (weekdays) 6

Siblings outside in yard while Veronica is inside (weekends) 5

Siblings outside in yard with Veronica (weekends) 4

Siblings play outside at cousin’s house 3

Imagine siblings playing outside with Veronica supervising 2

Veronica decides that this week she will practice letting her siblings play outside at her
cousin’s house 1–2 times. She will also imagine them playing outside with her a few
times over the week.

Problem Solving
Teaching problem solving skills can be a key part of intervening with students with
PTSD. Clearly, the physiological arousal, hypervigilance, increased anger and irritability,
and cognitive threat bias associated with PTSD can sometimes lead students to react with
increased aggression or impulsivity. Also, given the real problems that children and
adolescents may face, taking the time to look at options for handling difficult situations,

493
and managing social, academic, or familial problems can be a powerful tool that can start
having an impact right away. In session(s) covering problem solving you will again link
feelings, thoughts and actions by working through examples and listing potential actions
one could take and making links to the underlying thoughts and feelings. You will want
to ascertain the problems that the student may be encountering in daily life. Examples of
these types of situations may include: someone tagging something bad about you on the
bathroom wall, a teacher yelling at you, and parents fighting with each other. You then
engage the student in brainstorming options/solutions, rating each option in terms of how
effective it may be in solving the problem with as few negatives as possible (i.e., without
hurting anyone or getting themselves in trouble), and selecting potential actions to try for
the situation.
Go to:

Conclusions
Intervening with traumatized youth on school campuses is a much needed role for the
school mental health consultant. As this chapter illustrates, there are important roles in
terms of working with the school staff and addressing the needs of children and families
following a traumatic event. Whether a trauma occurs on the school campus, in the
surrounding community, or to individual students and families, teachers and
administrators may be uncertain how to best support the affected students. A key role that
a mental health professional can play is giving school staff the tools in which to support
and refer students who may be suffering with PTSD and other trauma-related mental
health conditions. School-based clinicians can and should be aligned with the educational
mission of schools. By providing early intervention services to students who have PTSD
symptoms, clinicians can not only help in improving the social-emotional well-being of
students, but also their academic performance in the classroom.
Go to:

Acknowledgments
This work was supported by Grant No. Center grant, NIMH R21, SAMHSA grant
Go to:

Notes
This paper was supported by the following grant(s):
National Institute of Mental Health : NIMH P30 MH082760-03 || MH.
Go to:

Footnotes
The authors have nothing to disclose.

Go to:

494
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Source:- https://www.ncbi.nlm.nih.gov/pmc/articles/PMC3287974/

A school-based mental health program for


traumatized Latino immigrant children.
Kataoka SH1, Stein BD, Jaycox LH, Wong M, Escudero P, Tu W, Zaragoza C, Fink A.
Author information
Abstract
OBJECTIVE:
To pilot-test a school mental health program for Latino immigrant students who have been
exposed to community violence.

METHOD:
In this quasi-experimental study conducted from January through June 2000, 198 students in
third through eighth grade with trauma-related depression and/or posttraumatic stress
disorder symptoms were compared after receiving an intervention or being on a waitlist. The
intervention consisted of a manual-based, eight-session, group cognitive-behavioral therapy
(CBT) delivered in Spanish by bilingual, bicultural school social workers. Parents and
teachers were eligible to receive psychoeducation and support services.

RESULTS:
Students in the intervention group ( = 152) had significantly greater improvement in
posttraumatic stress disorder and depressive symptoms compared with those on the waitlist
( = 47) at 3-month follow-up, adjusting for relevant covariates.

CONCLUSIONS:
A collaborative research team of school clinicians, educators, and researchers developed
this trauma-focused CBT program for Latino immigrant students and their families. This pilot
test demonstrated that this program for traumatized youths, designed for delivery on school
campuses by school clinicians, can be implemented and evaluated in the school setting and
is associated with a modest decline in trauma-related mental health problems.

Source:- https://www.ncbi.nlm.nih.gov/pubmed/12595784

Child Adolesc Psychiatr Clin N Am. 2012 Jan;21(1):105-18, ix. doi: 10.1016/j.chc.2011.08.011.

498
Treating adolescents with social anxiety disorder in
schools.
Ryan JL1, Warner CM.
Author information
Abstract
As is evident from the topic of this issue, schools can play an important role in addressing
the unmet mental health needs of youth. Social anxiety disorder is particularly suited to being
treated in the school setting. This article describes an empirically supported school-based
intervention for social anxiety disorder, skills for academic and social success, and provides
specific strategies to school counselors, teachers and community practitioners for
implementing these methods. This article focuses on practical approaches for working with
socially anxious adolescents in the school setting and how to increase awareness of social
anxiety with parents and school personnel.
Source:- https://www.ncbi.nlm.nih.gov/pubmed/22137815

Clin Child Fam Psychol Rev. 2004 Dec;7(4):241-9.

Skills for social and academic success: a school-


based intervention for social anxiety disorder in
adolescents.
Fisher PH1, Masia-Warner C, Klein RG.
Author information
Abstract
This paper describes Skills for Academic and Social Success (SASS), a cognitive-
behavioral, school-based intervention for adolescents with social anxiety disorder. Clinic-
based treatment studies for socially anxious youth are reviewed, and a strong rationale for
transporting empirically-based interventions into schools, such as SASS, is provided. The
SASS program consists of 12, 40-min group sessions that emphasize social skills and in-vivo
exposure. In addition to group sessions, students are seen individually at least twice and
participate in 4 weekend social events with prosocial peers from their high schools. Meetings
with teachers provide information about social anxiety and facilitate classroom exposures for
socially anxious participants. Parents attend 2 psychoeducational meetings about social
anxiety, its treatment, and approaches for managing their child's anxiety. Initial findings
regarding the program's effectiveness are presented. We conclude by discussing the
challenges involved in implementing treatment protocols in schools and provide suggestions
to address these issues.

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Source:- https://www.ncbi.nlm.nih.gov/pubmed/15648278

News
Jamaica’s crime stats among
highest worldwide, despite reduction
Monday, February 08, 2016     137 Comments

BUNTING ... even when we have cut crime in half, it still leaves us with the highest categories
worldwide

ALTHOUGH all the categories of serious and violent crimes have been on a decline locally,
Jamaica still records some of the highest crime stats worldwide.

Minister of National Security Peter Bunting made the revelation while speaking recently at the
launch of the Next GENDERation toolkit — an initiative led by the World Bank to support efforts to
stem Jamaica’s epidemic of violent crimes.

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Bunting said that despite efforts to curb these numbers, the Caribbean and Central America
continue to top the charts in violent crimes, adding that the problem isn’t only one of law
enforcement.

“Violent crime is largely a youth-based phenomenon in terms of the perpetrators and in terms of
the victims. If I were to look at one of the primary indicators of gender-based violence, which is
rape, and I were to go back five years, we have seen rapes in year to date January at about a
third of what they were five years ago,” Bunting said.

So we’ve seen a 60-odd-percent decline in that regard. It has not happened purely by accident’ it
has happened by aggressive enforcement work by agencies like CISOCA, OCA, CDA, OCR, and
through a lot of the social intervention programmes that have been running by a wide range of
agencies across the society.

“But, [though] all the categories of serious and violent crimes have been on a decline — a long-
term trend — the challenge is we started from such a high level that even when we have cut it in
half, it still leaves us with the highest categories worldwide.

“Our region unfortunately, the Caribbean and Central America, is the region with the highest level
of violent crimes in the world. It is really a development imperative not just for Jamaica, but for the
entire region.”

The national security minister said one contributing factor that needs to be addressed in the “most
urgent and profound way” is the impact of ‘fatherlessness’ on our children.

Bunting, who was quoting statistics he said he received from Dr Michael Coombs, founder of the
National Association of the Family, said that based on research done in the United States, United
Kingdom and the Caribbean, fatherless children may be the reason for the crime epidemic.

“It indicates that fatherless boys, for example, that’s 50 per cent of our boys in Jamaica, are 11
times more likely to display violent behaviour, nine times more likely to run away from home and
become victims or perpetrators of crime, twice as likely to drop out of school, nine times more
likely to become gang members, and six times more likely to end up in prison,” he said.

Added Bunting: “Fatherless girls are more than twice as likely to experience teenage pregnancies
and nine times more likely to be victims of sexual abuse.”

Subsequently, he said making this one adjustment and getting fathers involved in the lives of their
children could significantly create a shift in the existing social paradigm, leading to a phenomenal
change.

Additionally, Bunting said he has recognised the influence that gender dynamics has on violence,
and his ministry has engaged a gender specialist in phase three of their Citizens Security and
Justice Programme to ensure gender sensitivity and equity in all its intervention activities.

“We want to ensure that we have a better understanding of how the risk of violence affects young
men and young women differently and to implement that in our various outreach programmes,”
he said.

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Bunting maintained that he, along with the Ministry of National Security, is commited to working
with its partners — the world bank, other international and multilateral partners, private sector and
civil society — to change the negative social norms that have so deeply scarred many of our
young men and young women.

— Kimberley Hibbert

Source:- http://www.jamaicaobserver.com/news/Jamaica---s-crime-
stats-among-highest-worldwide--despite-reduction-_1107

Jamaica homicides jump 20 per


cent, highest level in 5 years
Monday, January 11, 2016     47 Comments

KINGSTON, Jamaica (AP) — Violent rivalries among Jamaica’s lottery scam rings have
helped to drive the Caribbean island’s homicide rate to the highest level in five years,
according to police.

The Jamaica Constabulary Force said the country had at least 1,192 slayings in 2015, a roughly
20 percent increase from the previous year. There were 1,005 killings in 2014, the lowest annual
total since 2003 in this country that has long struggled with violent crime.

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Jamaica had about 45 slayings per 100,000 people in 2015, keeping it ranked among the most
violent countries in the world. In recent years, the UN listed the island as having the world’s sixth-
worst homicide rate. The World Bank ranked Jamaica in the top five in 2013.

By comparison, Chicago, which has roughly the same population as Jamaica at 2.7 million, had
468 killings in 2015.

Last year’s total is a long way from National Security Minister Peter Bunting’s goal of reducing the
annual homicide numbers to 320 killings by 2017. He first stated this goal shortly after starting as
national security minister in early 2012.

Bunting, who had called the reduction in 2014 a breakthrough in the fight against crime, said
officials “will not be deterred or daunted by this setback”.

Authorities attribute the rise in killings to clashes among lottery scam rings over money and “lead
lists” containing identity information about targets living abroad, mostly in the United States.
Fighting between gangs has long been blamed for the majority of Jamaica’s homicides.

Herbert Gayle, an anthropologist of social violence at Jamaica’s University of the West Indies,
Mona, said Wednesday that authorities have not addressed the root cause of violence in
Jamaica, so it was only a matter of time before killings ticked upward.

While killings increased last year, other crimes, such as rape, aggravated assault, robberies and
larcenies, decreased.

 Source:- http://www.jamaicaobserver.com/news/Jamaica-homicides-jump-20-per-cent--highest-
level-in-5-years_48331

Women March Against Violence


By Marlon Tingling February 7, 2017
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 Email

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Photo: Marlon TinglingGovernment Senator, Charles Sinclair (centre), joins women in a peaceful protest
against violence against women and children held in Sam Sharpe Square today (February 6).

Story Highlights

 Scores of women drawn from all sectors of society staged a peaceful march in Montego Bay

on Monday (Feb.6) to call for an end to violence against women and children.
 The placard-bearing women, accompanied by a small contingent of men including

Government Senator Charles Sinclair, marched from Barnett Street into the historic Sam

Sharpe Square, where they blended their voices in a unified call for an end to violence.

 Senator Sinclair said as a citizen of Montego Bay, and councillor in the St. James Municipal

Corporation he had to come out in support of the march.

Scores of women drawn from all sectors of society staged a peaceful march in Montego Bay
on Monday (Feb.6) to call for an end to violence against women and children.

The placard-bearing women, accompanied by a small contingent of men including


Government Senator Charles Sinclair, marched from Barnett Street into the historic Sam
Sharpe Square, where they blended their voices in a unified call for an end to violence.

The placards had messages such as “end violence now”, “save our children”, “protect our
girls and women”, and “enough is enough.”

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Chief organiser, Natasha Wilson, told JIS News that the march was aimed at sending a
strong message to the perpetrators of crimes against women as well as to the relevant
authorities that the women and, by extension, the country was at a breaking point.

She said the march was also aimed at moving the conversation about violence against
women and children from the social medial platforms to public spaces.

“The women’s movement has decided to stand up against what is happening against women
and children. Persons share these situations on social media and they made individual calls
to their friends but we need to stand up in the public and say no to what is happening,” she
said.

She is also calling on citizens to pay closer attention to domestic or other forms of violence
being committed in their homes and communities.

“We need to start from within our homes and our communities, these small areas that are
personal to us. In your homes, persons see the abuse. In your communities, you know about
the neighbours, who are being abused…you need to speak out,” Ms. Wilson said.

Meanwhile, Senator Sinclair said as a citizen of Montego Bay, and councillor in the St.
James Municipal Corporation he had to come out in support of the march.

“I would support …any coming together of law-abiding citizens against violence generally,
and violence against vulnerable persons. I am here …to show that we can bond together as
a community and make our voices heard,” he said.

Senator Sinclair expressed confidence that the cries of the women in St. James will be heard
by the relevant authorities, who must now move to not only address the scourge of crime and
violence, but to bring some form of comfort to those who are affected and grieving.

He invited a delegation from the organising group to attend the regular monthly meeting of
the St. James Municipal Corporation on Thursday (Feb. 9) to seek the full support of the
local authorities in their call for an end to crime and violence, particularly against women.

http://jis.gov.jm/women-march-violence/

JAMAICA 2016/2017
Unlawful killings and extrajudicial executions continued. Violence against women and
discrimination against lesbian, gay, bisexual, transgender and intersex (LGBTI) people
persisted. Children continued to be detained in violation of international standards.

Background
In February, the Jamaica Labour Party won the general election and Andrew Holness
became Prime Minister.

Despite committing to the establishment of a national human rights institution, Jamaica had
not established the mechanism by the end of the year.

Jamaica continued to have one of the highest homicide rates in the Americas.

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Police and security forces
In June, a Commission of Enquiry published its much-anticipated report into the events that
took place in Western Kingston during the state of emergency, declared on 23 May 2010,
which left at least 69 people dead. Almost 900 pages long, the report identified a number of
cases of possible extrajudicial execution and produced a number of important
recommendations for police reform.1

In an official response, the Jamaica Constabulary Force accepted a number of


recommendations, such as committing to hold administrative reviews into the conduct of
officers named in the Commissioners’ report. However, the police continued to refuse to
accept any responsibility for human rights violations or extrajudicial executions during the
state of emergency. By the end of the year, the government had still not officially indicated
how it would implement the recommendations of the Commissioners.

While the number of killings by police have significantly reduced in recent years, 111 people
were killed by law enforcement officials in 2016, compared with 101 in 2015. Women whose
relatives were killed by police, and their families, experienced pervasive police harassment
and intimidation, and faced multiple barriers to accessing justice, truth and reparation.

Violence against women and girls


According to local NGOs, national legislation to address violence against women remained
inadequate. For example, the Sexual Offences Act continued to narrowly define rape as non-
consensual penile penetration of a woman’s vagina by a man, and to protect against marital
rape in certain circumstances only. By December, over 470 women and girls had reported
rape during the year, according to the police.

Criminalization of women engaged in sex work continued to place them at risk of


discrimination, arbitrary arrest and violence by the police. 2

Children’s rights
The NGO Jamaicans for Justice reported that children were still being detained in police
lockups for being “uncontrollable”, often for illegal periods and in inhumane conditions.

Rights of lesbian, gay, bisexual, transgender and intersex people


There remained no legal protection against discrimination based on real or perceived sexual
orientation or gender identity. Young LGBTI people continued to face bullying and
harassment in the absence of legal protection. Consensual sex between men remained
criminalized.

Between January and June, 23 people reported to the LGBTI rights NGO J-FLAG that they
had been physically assaulted or attacked because of their real or perceived sexual
orientation or gender identity.

A survey published by J-FLAG found deeply homophobic attitudes. For example, only 36%
of Jamaicans surveyed said they would allow their gay child to continue to live at home.
Almost 60% of respondents said they would harm an LGBTI person who approached them.

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In June, the Attorney General used social media to criticize the US Embassy for flying a
Pride flag after the killings of LGBTI people in a nightclub in Orlando, USA.

In August, for the second year in a row, J-FLAG held activities to celebrate Pride Week.

International Justice
Jamaica again failed to ratify the Rome Statute of the International Criminal Court, signed in
September 2000, nor had it adhered to the UN Convention against Torture or the
International Convention for the Protection of All Persons from Enforced Disappearance.

1. Jamaica: State of Emergency 2010 – ten things the government must learn, and ten
things it must do (AMR 38/4337/2016)

"I feel scared all the time": A Jamaican sex worker tells her story (News story 27 May 2016)

https://www.amnesty.org/en/countries/americas/jamaica/report-jamaica/

CHILD ABUSE AND NEGLECT STILL ON THE


RISE IN JAMAICA
OCTOBER 8, 2016
BREAKING NEWSJAMAICAN NEWS
A high level of abuse, neglect and behavioural problems of children is on the rise in
Jamaica, according to government officials.
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There is a high level of abuse and neglect of children in the society


of Jamaica, according to the Child Development Agency (CDA).

From parishes to major cities and urban centres, children are being abused all over
the island nation.

The cases range from physical, sexual, emotional, parental neglect, trafficking, child
labour, children in need of care and attention and children exhibiting behavioural
problems.

Audrey Budhi, the director of children and family programmes at the CDA, who was
speaking recently at a seminar, revealed some of the common issues found are learning
disorders, enuresis, depression, suicide ideation, and attention deficit hyperactivity
disorder among children who have been abused or neglected.

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She said that those symptoms are usually linked to several factors such as abuse, post-
traumatic stress, developmental delays, fear, anxiety and trauma.

With cases of child abuse rising at an alarming rate, it is no more an issue that can be
tackled solely by the government or with the assistance of few support groups. It is a call
for the whole nation to unify and act as a committed force to wipe out these sinful
practices.

According to Missing Children Statistics Report 2015 (OCR), 1077 reports on child
abuse were registered out of which 870 have been recovered, 5 are deceased and 202 are
still missing. There are thousands of cases that go unreported.

“Reports that we get we see what we call ‘hot spots’ such as


Westmoreland. The whole belt from just near Savana-La- Mar,
Negril, going back to Green Island, Hanover is a hot spot. We see
right now in Westmoreland alone 500 active cases of reports that are
being investigated,” said an official at the CDA during a march to
lobby in 2015.

Other hot spots to which the CDA pointed were St Ann; May Pen and hilly areas of
Clarendon; Kingston and St Andrew; and St Thomas.

Following are some of the steps to address the issue:

Enforcement of existing laws: Laws such as Child Care and Protection Act, The sexual
offences Act, Offences against the person Act are all there but how promptly are they
being imposed “when required” is the real question. The government has to be vigorous
regarding data collection and monitoring of child abuse offences. We have to optimise
the use of existing laws.

Public Education: Masses should be educated on how not to entertain any incident of


child abuse around them. They should be reminded that being silent is a crime in itself.
Education can be provided in schools, colleges, churches, private and public sectors.
Educators should familiarise themselves with signs of abuse in children. Since they are
the ones students spend their majority of the time with, they can immediately report such
cases.

Eliminate Parental Neglect: Parental neglect can be eliminated by asking parents to


monitor their children from an early age and identify signs of sudden change in their
behaviour. Often parental neglect is seen due to poor family planning accompanied by a
lack of financial resources.

Under the Jamaica’s amended “Domestic Violence Act 2004” single mothers are to be
protected and financially maintained and the visiting partner shall provide maintenance to
her children, whether or not he is their biological father. More such amendments and
budgetary support from the government can eliminate parental neglect.

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Advocacy for Child abuse on social and cultural grounds: A lot of cases of sexual
abuse are a result of cultural and social factors. An old cultural norm of father’s to take
their daughter’s virginity is still prevailing in not only the parishes but major cities as
well. In many cases, the perpetrator is someone from within or very close to the family.
These cases go unreported due to cultural and social circumstances. Such cases should
not be ignored.

Counselling and therapy sessions: The recovered cases need to be backed by


counselling and therapy sessions for the victims of child abuse. A child undergoes not
only physical but immense emotional trauma in such cases. Voluntary organisations or
adding a counselling cell to every existing support group can add a new meaning to their
life.

Source:- https://hypelifemagazine.com/newsreports/jamaica-child-
abuse-neglect-rising-high-level/

News
16,790 cases of sexual abuse
against children recorded in eight
years
Friday, May 13, 2016 | 2:27 PM     5 Comments

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Executive Director of the JASL, Kandasi Levermore

KINGSTON, Jamaica – Over an eight year period, from 2007 to 2015, approximately 16,790
reports of sexual abuse against children were recorded by the Office of Children Registry.

These incidents, according to the Jamaica AIDS Support for Life (JASL), increase the risk for
sexually transmitted infections (STIs) including the human immunodeficiency virus (HIV) which
leads to AIDS.

Executive Director of the JASL, Kandasi Levermore remarked that, “as we celebrate the
importance of the growth and development of our children this Child’s Month, let’s also remember
to place their safety and security front and centre.”

Data from the Ministry of Health shows that the youth are significantly affected by HIV. Girls,
however, account for the larger percentage of cases in the 10 – 29 age range. In the age group
15 – 19 years, four times more girls have reported cases of AIDS than boys. In many of the
reported cases, young girls are forced into sex, therefore resulting in various health issues.

According to the JASL, in a recent report a 14-year-old girl was sexually assaulted by three men.
Upon further investigation it was discovered that the young girl was homeless after her mother
kicked her out because she did not believe her daughter’s accusation that her father raped and
physically assaulted her. The matter was reported to the relevant authorities.

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JASL recently launched its ‘End Violence Against Women & Girls’ media campaign to raise
awareness about the effect of violence and the spread of HIV nationally. The campaign aims to
stem the prevailing attitudes and behaviours in the Jamaican society that condone violence
against girls.

“We all need to develop a mind-set of zero tolerance to all kinds of abuse, but especially when it
involves our children. Everyone has a role to play and a duty to report any act of violence
involving a child,” Levermore said.

Source:- http://www.jamaicaobserver.com/news/16-790-cases-of-
sexual-abuse-against-children-recorded-in-eight-years

Obsessive-Compulsive Disorder (OCD)


This page is brought to you by nOCD. Download this mobile tool
for  free!

Obsessive-compulsive disorder, commonly called OCD, appears in different ways, and


not every person has the same symptoms; many people have combinations of various
OCD symptoms. In general, those who have OCD suffer from unwanted and intrusive
thoughts that they can't seem to get out of their heads (obsessions), often compelling
them to repeatedly perform ritualistic behaviors and routines (compulsions) to try and
ease their anxiety.
If you or a loved one suffers from OCD, you’re not alone. Millions of people have it, and
it doesn’t discriminate: This disorder affects men, women, teens, and children from every
background, race, and ethnicity. But with the appropriate treatment, you are most likely
to find relief. 

Most adults who have OCD are aware that their obsessions and compulsions are
irrational, yet they feel powerless to stop them. They may spend several hours every day
focusing on obsessive thoughts and performing seemingly senseless rituals involving
hand-washing, counting, or checking to ward off persistent, unwelcome thoughts,
feelings, or images. These can interfere with a person's normal routine, schoolwork, job,
family, or social activities. Trying to concentrate on daily activities may be difficult.

Untreated OCD can be detrimental to all aspects of life, so getting proper treatment is
essential to taking control over the illness and gaining relief. Learning about the disorder
is critical to finding the right treatment and overcoming frequently incapacitating

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symptoms.
 
Unlike adults, children and teens with OCD may not realize that their obsessions and
compulsions are excessive or even view their symptoms as a disorder that can be treated.

Learn about related disorders: trichotillomania and Tourette syndrome.


Source:- https://www.adaa.org/understanding-anxiety/obsessive-
compulsive-disorder-ocd

Information for Parents: Behaviors That Could


Be Symptoms of OCD
In some cases, children with OCD exhibit symptoms that may not immediately be
associated with the disorder. Or their behavior may mimic symptoms of other disorders.

Here are examples of some of these behaviors:

Eating Rituals

Some children with OCD may need to eat foods in a certain order; chew a certain number
of times; refuse to eat certain foods (that they may have eaten in the past) because they
are afraid; cut food into a specific number of pieces; or tap their fork or spoon a certain
number of times before eating. If they are unable to complete these rituals, they may
refuse to eat. It’s important to differentiate these OCD symptoms from symptoms of
anorexia nervosa, bulimia, other eating disorders; these may occur at the same time as
OCD.

Inability to Make Decisions

In some cases, young people experience serious concerns in making a selection. The
result may be an inability or serious reservations about making any decisions at all.

Extreme Separation Anxiety

Some children, especially younger ones, may have overwhelming fears of being left
alone or that their parents or caregivers will never return. While this behavior is

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reminiscent of separation anxiety disorder, it may also signal OCD in a child fearing that
his or her parents will be harmed or even die.

Unusual Secretiveness

Children with OCD sometimes hide their activities or make their rooms or possessions
off limits to siblings and parents. Frequently embarrassed by their rituals, young people
want to keep them hidden so they carry them out in secret. Also, children who have
contamination fears may not want anyone to touch anything in their rooms or their
possessions.

Temper Tantrums

When a normal routine or a seemingly regular activity is disrupted, some children may
have a temper tantrum; for example, inflexibility to the point of a tantrum if a small part
of a bedtime ritual or other household routines are changed.  For some children, rituals
must be repeated a certain or “magic” number of times. If a child’s magic number
happens to be 11, and he is interrupted at repeating number 10, he will have to start over
from the beginning while experiencing a great deal of frustration. Also, children who
experience fears of harm to themselves or loved ones may become panicked if their
rituals that are intended to prevent harm are interrupted.

It’s important that great care be taken when observing and documenting a child’s
behavior to make an accurate diagnosis.

Finding Therapist: What to Ask

A cognitive-behavior therapist should be agreeable to speaking with you about your


child’s OCD and answering all your questions. You need to be comfortable with the
therapist, because he or she will be guiding you through every step of your child’s
treatment. He or she will also be giving you advice, ideas and directions to help you
manage your child’s progress between sessions. It’s also extremely important that your
child and the therapist are a good match, or “click.”
State-of-the-art treatment for OCD is cognitive-behavior therapy (CBT), which involves
exposure and response prevention (ERP) and cognitive therapy (CT), sometimes in

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combination with medication. It cannot be stressed strongly enough that your child’s
therapist actually be trained in CBT.
There is no evidence to support the use of talk therapy, however, to treat OCD. If the
therapist tells you that he or she treats OCD using talk therapy or role playing, walk
away. Keep in mind that supportive therapy (e.g., counseling) may help children manage
conflicts due to OCD, including difficulties with school, peers and family members.
Family members may also benefit from supportive therapy; most CBT approaches
involve families in treatment. You should also walk away if you’re told that your
parenting actions have caused your child’s OCD. In addition, the therapist should be able
to assess all of your child’s symptoms to determine if your child has OCD and any other
coexisting disorders that require treatment.

Here are some questions to ask a prospective therapist:


 Do you have a background in child and family therapy?
 What techniques do you use to treat this specific form of OCD? (You’re looking
for responses that include CBT and cognitive therapy.)
 Are you trained to use CBT, including ERP, to treat OCD?
 Where did you obtain your training? (You’re looking for them to tell you about an
established training program in CBT.)
 Are you licensed to practice in this state? (Beware of unlicensed therapists.)
 How many children (or teens) with OCD have you successfully treated?
 Will you conduct therapy sessions (if necessary) by telephone, online or via
Skype; are you willing to evaluate and treat OCD in the setting in which it usually
occurs (e.g., home, school)?
 Are you willing to work with other professionals such as the primary care
physician, school counselor or social worker to ensure a coordinated approach to
treatment?
 How do you involve the family in the treatment of OCD? (You want a therapist
who will teach parents how to monitor and support the homework assignments given
to the child or teen.)
Avoid a treatment provider who…
 Believes that OCD is caused by childhood trauma, toilet training, self-esteem
issues or family dynamics;

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 Claims that the main technique for managing OCD is relaxation, talk therapy or
play therapy;
 Blames parents or one’s upbringing for OCD;
 Seems guarded or angry at questions about treatment techniques;
 Claims that medication alone is a treatment for OCD; or
 Suggests your child will need years of therapy: CBT is not intended to go on
indefinitely.
Source:- https://www.adaa.org/understanding-anxiety/obsessive-
compulsive-disorder-ocd/symptoms/info-for-parents

17 Quotes That Prove OCD Is So


Much More Than Being Neat
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Shares

For many, obsessive compulsive disorder is synonymous with hand-washing, organizing,


color-coding and cleaning. And while associating OCD with these habits isn’t
exactly wrong, it leaves out an important part of the picture. It’s easy to look at these
behaviors and think, Oh, that’s not so bad. I would love to keep my room so
clean. Or, Oh, I hate when my room is a mess. I’m so OCD too. 

But what you don’t see, and what puts the “D” in OCD, are the thought processes behind
the compulsive actions. People with OCD don’t organize because it brings them joy.
They don’t clean because it’s one of their hobbies. And sometimes, people with OCD
don’t clean or organize at all. OCD manifests itself in so many different ways, and
likening it to a quirk can be hurtful for those who live with it every day.

So, with the help of the International OCD Foundation, The Mighty asked people with
OCD to explain what it’s really like.

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Here’s what it’s like to have OCD, from people who live with it: 

1. “OCD is like having a bully stuck inside your head and nobody else can see it.”
— Krissy McDermott

RELATED STORIES

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 26 Pictures That Show What OCD Really 'Looks' Like
 17 Quotes That Prove OCD Is So Much More Than Being Neat

2. “You lose time. You lose entire blocks of your day to obsessive thoughts or actions. I
spend so much time finishing songs in my car before I can get out or redoing my entire
shower routine because I lost count of how many times I scrubbed my left arm.” — Kelly
Hill

3. “[It’s] like that song that plays over and over in your head, only you can’t get rid of it.”
— Kimberly Matthews-Cifra

4. “It’s like having mental hiccups. Mostly, we can function despite the ‘hiccups,’ but
we’re exhausted attempting to carry on as if they didn’t exist.” — Sheila Cavanaugh

5. “It’s like being controlled by a puppeteer. Every time you try and just walk away he
pulls you back. Are you sure the stove is off and everything is unplugged? Back up we
go. Are you sure your hands are as clean as they can get? Back ya go. Are you sure the
doors are securely locked? Back down we go. How many people have touched this
object? Wash your hands again.” — Toni Neville

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RELATED STORIES

 I Have OCD. This Is What It’s Like to Be in My Mind for 3 Minutes.


 When I Realized I Was Not the 'Cure' for My Daughter’s OCD

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6. “A physical sensation crawls up my arm as I avoid compulsions. But if I complete it,
the world resets itself for a moment like everything will be just fine. But only for a
moment.” —  Mardy M. Berlinger

7. “For me, it’s like someone else has control of your brain. Like you’re being forced to
do an endless number of completely random, pointless tasks you don’t want to do. It’s so
exhausting and emotionally draining — like your brain needs an off switch!” — Clarissa
Chay

8. “It’s like a broken machine. Thoughts go in your head, get stuck and keep going
around and around.” —  Megan Flynn

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9. “Ever seen ‘Inside Out’? With OCD, it’s like Doubt has it’s own control console.”
— Josey Eloy Franco

10. “It can look like still waters on the outside while a hurricane is swirling in your
mind.” — Marcie Barber Phares

11. “Imagine all your worst thoughts as a soundtrack running through your mind 24/7,
day after day.” — Adam Walker Cleveland

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12. “Picture standing in a room filled with flies and pouring a bottle of syrup over
yourself. The flies constantly swarm about you, buzzing around your head and in your
face. You swat and swat, but they keep coming. The flies are like obsessional thoughts —
you can’t stop them, you just have to fend them off. The swatting is like compulsions —
you can’t resist the urge to do it, even though you know it won’t really keep the flies at
bay more than for a brief moment.” — Cheryl Little Sutton

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13. “For me, it’s an ever-present nagging feeling that something is just ‘not right.’ I
can never really, truly ‘make it right.’ I have to learn to live with the all-consuming
feeling of mental discomfort.” — Laura McCarthy

14. “It’s like looking through a magnifying glass that only picks up on the potentially
dangerous, harmful and scary.” — Laura

15. “It means constantly questioning whether what I’m thinking or feeling is me or the
OCD. The decision is usually a crap shoot. And then you question the decision over, and

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over, and over, and over and over, trying to come up with the ‘right’ answer.” —  Anna
Stinson

16. “It’s like listening to a CD with an invisible scratch.” — Penny Hare

17. “It’s like you have two brains — a rational brain and an irrational brain. And they’re
constantly fighting.” — Emilie Ford

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Bipolar Disorder
Most people feel anxious at times and have their ups and downs. It is natural for a mood
to change or anxiety level to rise when a stressful or difficult event occurs.

But some people experience feelings of anxiety or depression or suffer mood swings that
are so severe and overwhelming that they interfere with personal relationships, job
responsibilities, and daily functioning. These people may be suffering from an anxiety
disorder, bipolar disorder, or both.
It is not uncommon for someone with an anxiety disorder to also suffer from bipolar
disorder. Many people with bipolar disorder will suffer from at least one anxiety disorder
at some point in their lives.

The good news is that the disorders are treatable separately and together.

General Info
Co-Occuring Anxiety Disorder and Bipolar Disorder
The Course of Bipolar Disorder
Treatment
Getting Help
MoodNetwork
More Steps to Reduce Anxiety and Regulate Mood
Helping Others
Helping Your Child
Find Out More 
General Info

Bipolar disorder, also known as manic-depressive illness, is a brain disorder that causes
unusual shifts in a person's mood, energy, and ability to function.

The mood episodes associated with the disorder persist from days to weeks or longer, and
can be dramatic, with periods of being overly high and/or irritable to periods of persistent
sadness and hopelessness.

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Severe changes in behavior go along with the mood changes. These periods of highs and
lows, called episodes of mania and depression, can be distinct episodes often recurring
over time, or they may occur together in a so-called mixed state. Often people with
bipolar disorder experience periods of normal mood in between mood episodes.

A manic episode is diagnosed if an elevated mood occurs with three or more primary
symptoms most of the day, nearly every day, for at least one week. With an irritable
mood, four additional symptoms must be present for a diagnosis.
Signs and symptoms of a manic episode can include the following:

 Increased energy, activity, and restlessness


 Excessively high, overly good, euphoric mood
 Extreme irritability
 Racing thoughts and talking very fast, jumping from one idea to another
 Distractibility, inability to concentrate well
 Little sleep needed
 Unrealistic beliefs in one's abilities and powers
 Poor judgment
 Spending sprees
 A lasting period of behavior that is different from usual
 Increased sexual drive
 Abuse of drugs, particularly cocaine, alcohol, and sleeping medications
 Provocative, intrusive, or aggressive behavior
 Denial that anything is wrong
A depressive episode is diagnosed if five or more primary depressive symptoms last
most of the day, nearly every day, for a period of two weeks or longer.
Signs and symptoms of a depressive episode can include the following:

 Lasting sad or empty mood


 Feelings of hopelessness or pessimism
 Feelings of guilt, worthlessness, or helplessness
 Loss of interest or pleasure in activities once enjoyed, including sex
 Decreased energy, a feeling of fatigue or of being "slowed down"

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 Difficulty concentrating, remembering, making decisions
 Restlessness or irritability
 Sleeping too much, or having trouble sleeping
 Change in appetite or unintended weight loss or gain
 Thoughts of death or suicide, or 
 Suicide attempts
It can be helpful to think of bipolar disorder as a spectrum of moods.

At one end is severe depression, above which is moderate depression, and then mild low
mood, which may be called the blues when it is short-lived and dysthymia when it is
chronic.

Next is normal or balanced mood, then hypomania (mild mania that may feel good and be
relatively brief and less severe), and then severe mania, which can include hallucinations,
delusions, or other symptoms of psychosis.

Some people may experience symptoms of mania and depression together in what is
called a mixed bipolar state. Symptoms often include agitation, trouble sleeping,
significant change in appetite, psychosis, and suicidal thinking. A person may have a very
sad hopeless mood even while feeling extremely energized.

Read more about bipolar disorder in adults and find out about the illness in children and
teens. 
Co-Occurring Anxiety Disorder and Bipolar Disorder

According to Naomi M. Simon, MD, Associate Director of the Center for Anxiety and
Traumatic Stress Disorders at Massachusetts General Hospital and Assistant Professor in
psychiatry at Harvard Medical School, making a diagnosis of an anxiety disorder plus
bipolar disorder can be confusing, and it is best to seek help from a mental health
professional.

But, Dr. Simon says, a few clues may suggest the presence of both an anxiety disorder
and bipolar disorder:

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 The presence of panic attacks, significant anxiety, nervousness, worry, or fearful
avoidance of activities in addition to periods of depression and mania or hypomania.
 The development of symptoms as a child or young adult, which people with both
disorders are more likely to report.
 Significant problems with sleep and persistent anxiety even when not in a manic
state, and lack of response to initial treatment.
 Increased sensitivity to initial side effects of medication, and sometimes a longer
time frame for finding the right medication combination and dosing.
Suffering from an anxiety disorder and bipolar disorder has been associated with
decreased functioning and quality of life and an increased likelihood of substance abuse
and suicide attempts. Insomnia, a common anxiety disorder symptom, is a significant
trigger for manic episodes.

Many children with bipolar disorder also suffer from at least one co-occurring anxiety
disorder. The age of onset for an anxiety disorder often precedes the age of onset for
bipolar disorder. The co-occurrence of an anxiety disorder with bipolar disorder can
worsen the symptoms and course of each disorder, so it’s essential that both are treated.

Sometimes severe mood episodes, extreme irritability, and other pronounced symptoms
of bipolar disorder mask underlying obsessive thoughts, compulsions, worries, or other
anxiety symptoms. It’s recommended that children with bipolar disorder are also assessed
for an anxiety disorder.

The Course of Bipolar Disorder


Episodes of mania and depression typically recur across the life span. Between episodes,
most people with bipolar disorder are free of symptoms, but as many as one-third find
that some linger. A small percentage experience chronic unremitting symptoms despite
treatment.

Bipolar I disorder is the classic form of the illness, which involves recurrent episodes of
mania and depression. People with bipolar II disorder never develop severe mania;
instead they experience episodes of hypomania that alternate with depression.
When four or more episodes of illness occur within a twelve-month period, a person is
said to have rapid-cycling bipolar disorder. Some people experience multiple episodes
within a single week, or even within a single day. Rapid cycling tends to develop later in
the course of illness and is more common among women than among men.

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Most people with bipolar disorder can lead healthy and productive lives when the illness
is properly treated. Without treatment, however, the disorder tends to worsen. Over time
a person may suffer more frequent and more severe manic and depressive episodes than
when the illness first appeared.

Some people with bipolar disorder become suicidal. Risk for suicide appears to be greater
earlier in the course of the illness. A person with bipolar disorder, or anyone thinking
about committing suicide, needs immediate attention from a mental health professional or
a physician. 
Treatment
To achieve wellness, it is essential that people receive treatment for a co-occurring
anxiety disorder and bipolar disorder. Treatment for both, however, is more complex than
treatment for one.

Carefully consider all treatment options with your doctor or mental health provider:
medication, therapy, or a combination. With proper treatment, anxiety disorders and
bipolar disorder can be overcome.

Medications
When treating a co-occurring anxiety and bipolar disorder with medication, most doctors
first prescribe a mood stabilizer to address the bipolar disorder.
Starting an antidepressant (a common medication approach for anxiety disorders) before
mood stabilization is achieved may worsen the bipolar disorder symptoms. However, an
antidepressant can trigger manic episodes, even while taking a mood stabilizer.

For this reason, doctors sometimes avoid prescribing antidepressants or prescribe them at
a low dose for patients with co-occurring disorders, and they monitor carefully any
patients who are taking a mood stabilizer and an antidepressant.

Because benzodiazepines (a class of drugs often used to treat anxiety disorders) do not
appear to have negative effects on bipolar disorder, they may be used for anxiety in
patients with co-occurring bipolar disorder. However, they may cause side effects,
including physical dependence and tolerance (a need for more medication over time), and
there is some risk of abuse among people suffering from bipolar disorder, particularly
those who have experienced alcohol or substance abuse.

People may need to try a few different combinations to find the most effective
medications.

Types of Therapy
People with bipolar disorder should receive medication for mood stabilization. But
therapy also plays an important role.
Using cognitive-behavioral therapy (CBT) or another evidence-based psychotherapy
instead of medication for an anxiety disorder addresses concerns about side effects from
taking mood stabilizers with anti-anxiety medications.

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Below are forms of therapy with varying levels of research evidence for anxiety
disorders:

 Cognitive-Behavioral Therapy. Many therapists use cognitive and behavior


therapies, often referred to as CBT, which is a short-term form of
psychotherapy. Learn more about CBT.
 Family Therapy. This form of therapy uses strategies to reduce the level of
distress within a family that may either contribute to an ill person’s symptoms or
result from them.
 Relaxation Techniques. These techniques may help people develop the ability to
cope more effectively with the stresses that contribute to anxiety and mood, as well as
with any associated physical symptoms. Breathing re-training, progressive muscle
relaxation, and exercise are among the techniques.
 Interpersonal and Social Rhythm Therapy. Effective for bipolar disorder, this
treatment program stresses maintaining a regular schedule of daily activities and
stability in personal relationships. Patients record the timing of their activities, moods,
and levels of social stimulation. As treatment progresses, they work to keep stable
social rhythms (when to sleep, exercise, eat, etc.), anticipate events that could disrupt
rhythms, and develop plans for continued mood and social rhythm stability. 
Getting Help
Find a therapist who treats anxiety disorders.
Consider asking the following questions during your initial consultation:

 What training and experience do you have in treating anxiety disorders and
bipolar disorder?
 What is your basic approach to treatment?
 Do you recommend treating the anxiety first or the bipolar disorder?
 How do you manage treatment if I am seeing another doctor/therapist for
treatment as well?
 Can you prescribe medication or refer me to someone who can?
 How long is the course of treatment?
 How frequent are treatment sessions and how long do they last?
 Do you include family members in therapy?
 Will it be possible to reach you after hours in the event of an emergency or crisis?
 What is your fee schedule, and do you have a sliding scale for varying financial
circumstances?
 What kinds of health insurance do you accept? 

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MoodNetwork

If you have have experienced depression and bipolar disorder,


you will be able to track your progress, share information, ask questions, and evaluate
your treatments. How? Become a participant in the MoodNetwork. Participants will also
be contributing to the largest pool of data ever collected about mood disorders, which
will lead to evaluating treatments and helping to set priorities for future research studies.
With the goal of transforming the lives of nearly 54 million Americans affected by
depression and bipolar disorder, the MoodNetwork is creating a community of patients,
researchers, and clinicians. Participants will get involved in their own treatment as well
as research for new treatments.
Mood disorders are complex conditions, and effective treatments can offer people
substantial improvements. But clinicians are unable to match patients to treatments, and
more research is needed to create personalized care. MoodNetwork needs your
experience and your help.

 Read our blog post about the benefits of joining the MoodNetwork.
  Join here.  
 
More Steps to Reduce Anxiety and Regulate Mood
Join a support group. Search for one here. Learn about other self-help groups at
the Depression and Bipolar Support Alliance (DBSA) website.
Exercise regularly. Exercise can have a beneficial effect on anxiety, bipolar disorder,
and depression because chemicals released during exercise have a stabilizing effect on
mood. Set a goal of 30 minutes of activity three to five times a week: Jog, walk, bike, or
dance.
Get a good night’s sleep. Sleep deprivation is never beneficial. As noted above,
insomnia can be a trigger for manic episodes. Learn more about anxiety and sleep
disorders[LINK to new page].
Avoid alcohol and drugs. Alcohol and drugs that have not been prescribed can
aggravate anxiety, trigger panic attacks, and worsen episodes of mood disorders. Find out
more about anxiety disorders and substance abuse.

Helping Others
The support of family and friends is important to the recovery process for anyone
diagnosed with co-occurring anxiety and bipolar disorders. Taking these steps can help a
loved one:
 Learn about the disorders.
 Recognize and praise small accomplishments.
 Modify expectations during stressful periods.

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 Measure progress on the basis of individual improvement, not against some
absolute standard.
 Be flexible and try to maintain a normal routine.
 Keep track of symptoms. Loved ones may notice a change in behavior or
symptoms before the person suffering from them does, and treatment modification
based on these changes may help stave off a severe episode.
 Provide ongoing encouragement during the treatment process, and help your
loved ones consistently take their medication and keep therapy appointments,
particularly when they are not feeling well. Be aware that it may take awhile to find
the best individual treatment plan.
 Make a clear plan for emergency situations should symptoms become severe or
hospitalization become necessary.
 Keep in mind that the recovery process is stressful for family and friends. Try to
build a support network of relatives, friends, and therapists, if necessary. 
Helping Your Child
Consult a mental health provider or physician as soon as possible if your child exhibits
symptoms of an anxiety or bipolar disorder.

Find out more information about helping your child, including suggestions to find the
right mental health professional. The Balanced Mind Foundation website provides
information about finding a therapist.
NOTE: This information is not intended to provide a diagnosis or specific clinical advice
to individuals about their psychiatric condition, nor to the family members or friends of
individuals with psychiatric conditions. Anyone seeking to rule out or establish a
diagnosis or anyone seeking immediate help for a psychiatric condition should contact a
mental health professional. 

Source:- https://www.adaa.org/understanding-anxiety/related-
illnesses/bipolar-disorder-3

Teaching Strategies For


Children With Bipolar
Disorder



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Bipolar disorder is a condition that causes a child to suffer from severe mood changes
and behavior.  Children will present different symptoms than adults with this condition,
and their symptoms can often occur many times a day.  Due to the fact that these children
have these sudden mood changes, are typically anxious and easily frustrated, there needs
to be specific teaching strategies for children with bipolar disorder in place.

There actually have been findings in recent studies that brains in children suffering from
bipolar disorder differ biologically from other children.  The disorder affects learning in a
variety of ways due to the symptoms of the condition, but also often because of the
medications they are taking as well.

The condition will cause problems with learning due to difficulties in paying attention,
remembering information, inability to think critically, lack of problem solving skills,
problems with eye hand coordination skills, impulsiveness, being easily distracted,
feeling withdrawn and unmotivated – depending on the child”s mood at the time.

Some of the most important teaching adaptations that must be implemented for children with
bipolar disorder include:
·               Flexibility.  It is important to remember that these children will have difficulty in the
more structured curriculum and lesson plans, so it will be necessary to adapt assignments
and lessons to allow for their differences.
·               Tolerance and patience.  These traits will be extremely important for teaching the
child with this condition.  Minor problems need to be overlooked and positive behavior needs
to be properly recognized and praised.
·               Consistent schedules.  These children need to have schedules that are made up
of many breaks to help them continue to focus and stay positive.
·               Few distractions.  Distractions can cause more disruptive behaviors and can
seriously influence the child”s ability to focus.
·               Shorter assignments.  Focusing on the quality of the work they present is far
more important than worrying about the quantity that they have completed.
·               Good communication between schools, parents and doctors.  It is important
to keep the lines open and be ready to adapt and try different approaches for the child if
something is not working.
·               Safe place.  Children suffering from bipolar disorder need at least one person and
place that they can go when they begin to feel overwhelmed.  These children can very often
be unsure with how to deal with the intensity of their emotions at times, and they need to
know that there is a place that they can go when they begin to feel like they are out of
control.
Teaching strategies for children with bipolar disorder focus on helping the child to adapt and
offering them room to have some control over their situations.  They will require a patient
hand and an ability to adapt and try new approaches to help them learn and grow.

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Read more: Teaching Strategies for Children with Bipolar
Disorder https://www.healthstatus.com/health_blog/add-adhd-attention-deficit/teaching-
strategies-for-children-with-bipolar-disorder/#ixzz4e9JkWNjs 
#HealthStatus 
Follow us: @glwHealthStatus on Twitter | healthstatuscom on Facebook

Suggestions for Teaching a Bipolar Child


For those teaching a child with bipolar disorder, it is often difficult to not only see, but understand, how
the illness is affecting their lives.

Children with bipolar disorder have many symptoms that can interfere with their ability to work:

 irritability
 impulsivity
 racing thoughts
 sudden mood changes
 distractibility
 intense energy or lack of energy
 difficulty with transitions
 difficulty with multi-step tasks

Additionally, a child with bipolar disorder may experience symptoms from medication such as nausea,
increased appetite, spacey feelings, headaches, and fatigue. Possible side effects of medications and
symptoms of bipolar disorder are all things that those working with children with bipolar disorder
should keep in mind when wondering why the child isn't working at what the teacher would consider a
"normal" mode.

Teachers and school staff should also keep in mind that children with bipolar disorder are extremely
sensitive and often feel things much more intensely than their peers. They very much want to be
accepted and just like everyone else - they expend a large amount of energy in just trying to be
"normal" and keep things together as best they can.

Frequently, children with bipolar disorder are unable to admit and communicate to teachers and school
staff when they are getting frustrated, behind on work, don't understand something, or need help. It is
important to continually monitor both their work and their progress. There may be times when it is

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extremely difficult for the child to stay on task, absorb details, and complete their work.

Teachers should always communicate with parents as soon as possible when a child with bipolar
disorder is struggling with work or is getting out of control. What sometimes may appear to be a
student who just doesn't want to do the work or is acting out, is often the sign of something much
more serious in a child with bipolar disorder.

SCHOOL PROGRAM MODIFICATIONS

From the beginning, it is extremely important that effective lines of communication are developed and
fostered between school personnel and parents. If a school-based counselor or psychologist who has an
understanding of the illness is available, he or she can be an invaluable asset in explaining the impact
and effects of the child's illness within the various areas of the academic setting.

Teachers and school staff should also look to the parents who know their child best to discover what
works or doesn't work with the child. Parents can also be an invaluable resource to teachers as they
may have information that can be shared with teachers to help them better understand both childhood
bipolar disorder and their child.

There are several practical strategies that can be implemented. Recommendations can include some or
all of the following, based upon the student's indivdual needs.

1. REDUCED ACADEMIC LEVEL: Due to attention, cognitive, and memory-related issues, students
often find advanced level courses too difficult. General level courses may be more appropriate. Some
may feel that taking classes of a lower academic standing is undesirable, but what we want for these
children is a successful outcome, which is even more important.
2. TAILORED COURSES: Offering courses that focus on the strengths and interests of a child with
bipolar disorder may be more appropriate than taking a general curriculum. It should be noted that
courses, like math, that require a high level of concentration may be exceptionally difficult.
3. REDUCED COURSE LOAD: Children with bipolar disorder often experience problems with fatigue
and concentration. A reduced course load, or offering courses requiring higher amounts of
concentration should be offered at times when the child is functioning at their highest level.
Afternoons are typically periods where functioning and concentration are lower.
4. RECOMMENDATIONS FOR TEACHERS: Teachers with a calm demeanor who provide structure but
can maintain flexibility often work best with children with bipolar disorder. Teachers who are very
detail-oriented or demanding may increase the anxiety level of the child. Careful matching of student
to teacher is a very helpful strategy, but will require the cooperation of school administrators.
5. TIME-OUTS: With the various medication side effects and symptoms of the illness experienced by
children with bipolar disorder, students may need brief breaks or time-outs from the classroom.
These should be set up in a structured or scheduled fashion in order to minimize disruption to
classmates and limit attention to the child's difficulties.
6. TIME EXTENSIONS: Additional time may be needed for timed tasks and test due to issues such as
slower working/processing memory and medication-related writing difficulties like hand tremors.
7. ORAL TESTS: Issues from hand tremors, fine motor skills, or thought expression and writing may
require the presentation of content orally.
8. INDIVIDUALIZED PROGRAMS/PROGRAM CHANGES: Allowing the student to work at his/her
own pace can be very beneficial as well as providing flexibility in the evaluation process.

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TECHNIQUES THAT CAN HELP STUDENTS WITH CHRONIC NEUROBIOLOGICAL CONDITIONS

1. Keep the "I" in IEP (Individualized Education Plan). This means to individualize the IEP plan. As each
child is unique and different, no IEP should be the same. Try and give the student activities and
classes that he/she loves and enjoys. On the other hand, if the child has a strong dislike for
something or it is difficult for them, try and avoid it.
2. Linear progression from the student should not be expected. A severe chronic neurobiological
disorder, like bipolar disorder, is a chronic, physical medical illness, which implies relapses and
remissions. Be just as understanding of this student as you would one with other illnesses or
diseases.
3. Be flexible. If one method doesn't work, try something else. Keep trying until you find something
that does work. Remember the same method will not work, even for the same child.
4. Work with the student to help him/her manage symptoms of his/her illness and that he/she has
some control.
5. If the student is agitated, anxious, lethargic, paranoid, or otherwise suffering from symptoms of
his/her illness, let him/her take some space or even lie down for a while.
6. If the student is angry, talk to him/her in a non-judgmental way. Do not attempt to "find" reasons
for why he/she is feeling this way. Do ask the child what they think might help.
7. If, for whatever reason, the student is having a hard time focusing and doing his/her work well, try
to make the task easier. Tell the student "do what you can" or " it is okay to work at your own pace".

8. Arrange for regularly scheduled check-in times that coincide with the teacher's schedule. The
scheduled check-in times can be for 5 every 1 to 2 hours or for 10 minutes twice per day, during
which the student can talk to a designated, sympathetic adult who understands the nature of the
student's illness. This person can listen and offer support and advice to the student as needed.

Source:- http://www.bipolarchildsupport.com/teachingbipolarchild.html

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Reduction in Number of Missing
Children
By Marlon Tingling May 1, 2015

+
Photo: Marlon TinglingRegistrar at the Office of the Children’s Registry (OCR), Mr. Greig Smith.

Story Highlights

 Registrar at the Office of the Children’s Registry, Mr. Greig Smith, said there was a 10 per

cent reduction in the number of missing children in 2014.


 This reduction, Mr. Smith said, was achieved by the OCR working closely with a number of

state agencies, including the Jamaica Constabulary Force (JCF).

 Comparing data for the first quarter of 2015 with the similar period for 2014, Mr. Smith said

there has also been a reduction in the number of children being reported missing.

Registrar at the Office of the Children’s Registry, Mr. Greig Smith, said there was a 10 per
cent reduction in the number of missing children in 2014.

This reduction, Mr. Smith said, was achieved by the OCR working closely with a number of
state agencies, including the Jamaica Constabulary Force (JCF).

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He was speaking on April 30 at a ceremony where a Memorandum of Understanding (MoU)
was signed between the OCR and the Savanna-la-Mar-based cable provider, Cabletron
Network Systems, for the airing of Ananda Alerts on missing children.

The function was held at the National Centre for Youth Development in Savanna-la-Mar,
Westmoreland.

“During 2014, some 1,984 children were reported missing, while a total of 2,205 were
reported missing for the year 2013,” Mr. Smith informed.

Comparing data for the first quarter of 2015 with the similar period for 2014, Mr. Smith said
there has also been a reduction in the number of children being reported missing.

“We are also making strides as indicated by preliminary data for the period January to March
2015. When compared to that quarter of 2014 we would have seen 559 children for January
to March 2014 being reported missing, compared to 505 for January to March 2015. We are
hopeful that this trend will continue,” he said.

Mr. Smith said since the OCR began operation on January 1, 2007, it has received reports of
over 37,000 cases of child abuse.

The OCR Head expressed the view that with some 26 children murdered since the start of
the year, there could be a link between child abuse and reports of children going missing.

“The data suggest that there ought to be a link between child abuse and missing children.
There is also the suggestion that some children leave home because of disagreements with
their parents,” he added.

Meanwhile, Mr. Smith said the partnership between the OCR and Cabletron Network
Systems will bolster the efforts being made to bring public attention to reports of children
going missing.

He noted that the OCR has been working with the Jamaica Library Service, Parish Councils,
Post Offices and other Government and Non-Government entities to ensure that all reports
of missing children get to the public.

Source:- http://jis.gov.jm/reduction-number-missing-children/

THE MYSTERY OF MISSING CHILDREN


IN JAMAICA
by | Jun 15, 2016 | Uncategorized | 0 comments

The issue of missing children in Jamaica has been a topic of concern for the
society. Children go missing in Jamaica every day. And it is reported that the
number of females missing is far more than the number of males. Also, the
children who go missing are usually between the ages of 12 to 17 years.

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There are various factors that have caused the crisis of missing children in
Jamaica. Jamaica faces many challenges such as human trafficking, sexual
exploitation, child abuse, child labour, unemployment, crime, drug trade and
much more. All these reasons are responsible for the problem Jamaica is
facing.
The key problem
The root of all the reasons is one- human trafficking, which has been a major
problem in Jamaica. Jamaica has been prominently involved in trafficking
women and children, who are exploited as labourers or forced into
prostitution.
Many of the people who had become a prey of human trafficking knew their
exploiters directly and had left home in search of opportunities. In other
cases, children are kidnapped or lured by their captives. The future of these
children often ends up in prostitution or forced labour.
In extreme situations, these children have to go through forced marriages,
work in unhealthy conditions, beg on the streets, or the worst, their organs
are sold.
Most of the girls trafficked are below 18 years of age. Their tender age and
ignorance work in favour of their captives. These women are often lured by
several job prospects which finally lead them into prostitution.
Tourist-prostitution is another reason that has led to the increasing number
of missing children in Jamaica.
The problem within Jamaica
 One of the root reasons children go missing in Jamaica lies within the
family. The issues of family conflict, mental illness, financial difficulties and
peer pressure are of primary concern and need to be paid heed.
Most Jamaican households face financial difficulties which lead to various
problems within the household. Family conflicts often result in troublesome
situations which may disturb people mentally and physically.
In such a situation, people especially children leave their homes out of
rebellion. These children, unaware of the cruelty of the world outside, land
up in unfavourable places where they are abused as labourers and
prostitutes.
 Another major issue of concern in Jamaica is sexual abuse. Jamaica has
reported many cases where children as young as 18 months old were abused
by family members or known persons.

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The disturbing situation of child abuse within the family has been prevalent
in the Jamaican society and has depressing consequences. It not only affects
the mental health of the children but also results in various diseases.
Children are often silenced and don’t know who to approach. They loose on
their self-esteem and in many cases are led in the wrong direction. They run
away from their homes to escape the society and often fall prey to the
human traffickers who promise them a good life.
 Family breakdown and peer pressure are also influential in leading
children in the wrong direction. It is difficult for single parents to deal with
family issues and financial crisis. They often unknowingly neglect their
children which lead them to enter into harmful situations.
These children because of peer pressure and to fulfill their needs are
influenced by the traffickers and kidnappers who lead them into dangerous
circumstances.
Working together to bring back our children
The issue of missing children in Jamaica requires a high degree of attention.
Other than giving counselling to families the society needs to be aware of the
causes and consequences of children going missing.
Various measures need to be taken to deal with the problem of missing
children in Jamaica. Some of these are:
 Counselling: Families of missing children should be provided guidance
and support to deal with the crisis. They should be given moral support and
information on how they should proceed further to locate their children.
Also, single parents should be given appropriate counselling on how they
should manage their resources and provide their children with a safe
environment.
 Increasing investigative resources: There should be a proper
investigation in cases of missing children. Lawmakers should take this issue
seriously and work towards it. Authorities must encourage people to report
cases of abuse, missing children and other related crimes.
 Coordination between local and international agencies: The
missing children can be trafficked to any part of the world. It is thus
important for the local intelligence agencies to work in coordination with
international agencies in tracking their children.

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The government must support the United Nations Voluntary Trust Fund
for Victims of Trafficking in Persons as a step towards supporting the issue
of missing children in Jamaica.
The problem of missing children in Jamaica is heart-breaking and must be
uprooted. To eradicate this evil in the society Hear the Children’s Cry has
been working for over a decade to provide assistance and counselling to the
families of missing children and to the missing children who have returned.
It also started a Missing Children’s Support Programme in association with
Jamaica Yellow Pages. The organization publishes photos and details of
missing children on the site. Their aim is to provide support and
encouragement to the children of Jamaica.
FacebookTwitterGoogle+Pinterest

Source:- http://www.hearthechildrencryja.com/2016/06/15/the-mystery-of-
missing-children-in-jamaica/

Child Month Fact – How Many


Children Have Been Reported
Missing?
Posted on May 11, 2015 by  diGJamaica — 0 Comments
0

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Despite this alarming number, Jamaica is leading the region in sustainable mechanisms implemented
to deal with the issue of missing children, according to Katia Dantas, policy director for Latin
America and the Caribbean with the International Centre for Missing and Exploited Children.

Source:- http://digjamaica.com/blog/2015/05/11/child-month-fact-how-many-
children-have-been-reported-missing/

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Stress
Everyone experiences stress and anxiety at one time or another. The difference between
them is that stress is a response to a threat in a situation. Anxiety is a reaction to the
stress.

Whether in good times or bad, most people say that stress interferes at least moderately
with their lives. Chronic stress can affect your health, causing symptoms from headaches,
high blood pressure, and chest pain to heart palpitations, skin rashes, and loss of sleep.
But you can learn how to reduce the impact of stress and manage your symptoms.

Physical activity is a proven way to reduce stress. Regular participation in aerobic


exercise has been shown to decrease overall levels of tension, elevate and stabilize mood,
and improve sleep and self-esteem. Other effective methods include mind-body
practices of breathing exercises, yoga, and meditation.
Relaxation techniques have been used to assist in the treatment of phobias, panic
disorder, and depression, as well as providing relief for people in stressful situations. Find
out more about complementary and alternative medicine.
Try these tips when you're feeling stressed or anxious.
This fact sheet from the National Institute of Mental Health explains the different types of
stress, the effect on your health, and how to manage it.

https://www.adaa.org/understanding-anxiety/related-illnesses/stress

News
60 children murdered, 99 shot and
injured in past 16 months
Monday, June 02, 2014     8 Comments

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Penda Honeyghan reads to children from Craig Town, Kingston who are participating in
mentorship programme managed by students of the AZ Preston Hall at University of the
West Indies.

Sixty children were murdered and 99 shot and injured by criminals between January 2013 and May 2014,
according to the latest data from the Jamaica Constabulary Force (JCF) Statistics Department.

Police report that, in the last two months alone, seven children between the ages of 7seven and 17 years
were murdered, while one was shot and injured.

The Police High Command, in response to the brutal attacks has issued a call on all Jamaicans to redouble
their efforts to safeguard the nation’s youth.

The police said they were also concerned about the number of youths becoming involved in gun-related
crimes, citing statistics to show that, for the period January 1, 2013 to May 25, 2014, some 44 children
were charged with murder, 40 with shooting and 94 with breaches of the Firearms Act.

“Police intelligence suggests that gangs continue to co-opt children in their criminal organisations to
commit crimes," the Police High Command reported.

"Children are routinely found to be armed with weapons of all kinds — knives, machetes, even cleverly
made home-made firearms, which are believed to be supplied by criminal gangs," the police said.

While the police continue to enforce the law and employ policing strategies to dissuade young people from
a life of crime, parents, caregivers and communities were being urged to care for children and to seek the

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assistance of the police, the Child Development Agency, or other appropriate authorities where necessary.
The Plolice also urged citizens to report any abuse of children or their involvement in crimes.

"Children are too precious a resource for well-thinking Jamaicans to stand by and do nothing to help them.
Now more than ever, Jamaicans must unite for change; it is our civic duty to care for and protect our
children," the police said.

— Kimmo Matthews

Source:- http://www.jamaicaobserver.com/news/60-children-murdered--99-shot-and-
injured-in-past-16-months

Gunmen murder two children, man in


Hanover
BY HORACE HINES Observer staff reporter hinesh@jamaicaobserver.com

Friday, January 20, 2017     131 Comments

A resident cries on Thursday after two children and a man were killed Wednesday night
when gunmen invaded the community of Williamsfield in Hanover. Photos: Philp
Lemonte 

WILLIAMSFIELD, Hanover — Two children and a man were Wednesday night shot dead in
seemingly connected incidents when heavily armed men invaded this rustic

community, leaving a trail of grief and horror in their wake.

The deceased have been identified as Hopeton Lee, 34; five-year-old Kimani Johnson and one-
year-old Daquan Davidson, all of Williamsfield in Dias, Hanover.

The Hanover police reported that the armed thugs shot and killed Lee about 11:05 pm after
gaining entry to his house by kicking open a door.

The assailants’ rampage did not stop there as they later went to a board house, about half-mile
away, and peppered the building with bullets.

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After the shooting subsided, the two children, along with three others, were discovered with
multiple gunshot wounds.

They were rushed to a hospital, where Kimani and Daquan were pronounced dead and the others
admitted in serious condition.

The police believe that the killings were linked to the murder of a woman in the community last
November.

The cops theorise that Lee might have been killed because he had witnessed that killing, despite
later declining to participate in an identification parade.

“What we theorise is that there is a correlation with that (last year’s incident). Lee was a witness
to a murder and when the person was taken into custody, he backed out to say he was a
Christian now,” Deputy Superintendent of Police Ainsley McCarthy told reporters.

“If you witness a murder, come forward because backing out does not mean that you will be
spared,” he added. “Because here it is that he backed out of the identification parade and he
ended up dead, and we are theorising that it is from the same incident that he was killed.”

Lee was said to have been a close friend of the occupants of the house where the second
shooting occurred.

At the same time, DSP McCarthy disclosed that the police had kept a close eye on the once-
peaceful community after residents became petrified following a second murder in December, last
year.

“There was a second murder in December and the citizens showed some sort of fear, so the
police were here with them. Over the weekend we had a special bike patrol in the area because
of the terrain,” DSP McCarthy said.

Yesterday, residents of the community said they were in fear. Both houses where the shootings
occurred were empty.

Member of Parliament for Hanover Western Ian Hayles wept openly upon visiting the vacant,
bullet-riddled house where the two children were killed.

“You ask them (children) to say a prayer at nights and go to bed. You ask God to keep them safe
and ensure that they wake up and they can go to school today. Those kids can’t go to school
today (yesterday), because they are at a morgue and they are at a morgue because someone
went and sprayed their house with over 30 bullets,” the parliamentarian lamented.

“It is a single mother with two kids; no man live in the house. And if you see how the bullets were
sprayed on to the house. They sprayed from top to bottom. Even if the kids went under the bed,
they still would have lost their lives,” he added.

Minister of State in the Ministry of Education Youth and Information Floyd Green also expressed
dismay and anger following the killing of the two children.

“Today is another sad day in the history of our country; these wanton, callous and senseless acts
of violence against our children must be brought to an end,” Green was quoted in a news release
from the ministry. “As a society we cannot sit back and allow this to be the new norm...

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“Someone knows who committed this act and must give the information to the police; these
villains must have nowhere to hide,” Minister Green said.

Minister Green also said that a team from the Child Development Agency was on the scene
yesterday working with the other children in the family.

The residents, whose faces were etched with grief, were tight-lipped about the incident and
requested that their pictures not be taken, telling the

Jamaica Observer that they feared for their lives.

One elderly man, who said he heard the explosions Wednesday night, claimed he will not cower
and run away from the community.

“Mi born here and them have to kill me right here because I am not leaving,” the elderly man
stated. “Me can always dead now.”

In the meantime, Hayles is calling on the Police High Command to beef up police presence in the
area and upgrade the fleet of motor vehicles in the Hanover Police Division.

“Hanover was promised some vehicles from last year. We are yet to receive those vehicles from
the Ministry of National Security. We need more resources, in terms of boots on the ground. If
you look at the number of police officers in Hanover, it has been dwindling without any
replacement,” Hayles said.

Source:- http://www.jamaicaobserver.com/news/Gunmen-murder-two-children--man-in-
Hanover-_87058

Understanding Dissociative
Identity Disorder in Children
Signs and symptoms of DID in children
Posted Dec 27, 2013

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Leigh was four years old the first time she came to therapy. Her father and step-
mother thought she should see a therapist because Leigh had recently begun
complaining about nightmares and ear pain (with no physical origin) and had
become very clingy. Leigh’s behaviour varied a lot from session to session, she
was sometimes aggressive, kicking and cursing at the therapist, insisting her
name was Melissa, and at other times Leigh sat quietly, as if in her own world.

During one particular session Leigh had an aggressive tantrum, where she threw
a vase at the therapist and ran out of the room. When she came back, quiet
and shy, she asked the therapist what happened to her arm and could not
remember what had just transpired. After a few months of therapy, the clinician
discovered that Leigh had resumed contact with her biological mother, who had
abandoned her at the age of two, and whenever she went to visit her biological

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mother’s home, her step-father’s nine year-old son secretly sexually abused her.
Soon, Leigh was diagnosed with Dissociative Identity Disorder.

The International Society for the Study of Trauma and Dissociation characterizes
Dissociative Identity Disorders (DID; previously known as Multiple Personality
Disorder) by the presence of more than one distinct identity or personality, each
of which takes control of the person’s behaviour at different times. There is a
striking inability to recall important personal information. Each personality state
can have a distinct name, past, identity, age, and even various abilities and
disabilities. Most of us are familiar with DID in adults, as depicted in film or TV.
However, DID can also be seen in children since the disorder usually starts early
due to severe neglect, abuse or trauma that occurred in childhood.

Psychiatrist Frank Putnam, National Institute of Mental Health, supports this view


of the disorder’s etiology. Young children faced with severe sexual or physical
abuse or neglect, have no effective way of fighting or avoiding the offender. To
escape the painful reality, the only tool available during the abusive incident is
that of dissociation. Separating mind from physical experience provides a sense
of protection. In addition, dissociation interferes with the process of memory
encoding, so that sometimes there is little or no memory of the traumatic event.

Although dissociation may help children cope with maltreatment in the short run,
it can become problematic. Some traumatized children use dissociation to cope
with stress in a wide variety of settings, including the classroom, playground, and
at home. Frequent dissociation of memories, emotions, and thoughts interferes
with normal functioning and results in socialization problems.

Accurately diagnosing children with DID can be a challenge. And often, children
are misdiagnosed with more common mental illnesses such
as depression and attention deficit hyperactivity disorder, leading to incorrect
treatment.

Jeffrey Haugaard, a professor of human development at Cornell University


outlines some symptoms in children with DID. Common signs are frequent
trance-like states (“spacing out” or daydreaming), as well as the child reporting

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that people often become angry or upset with them for unknown reasons. Or, the
child shows dramatic changes in preferences, such as food, games, or clothes,
as well as changes in language, accent, or even voice or handwriting style. The
child may experience recurrent periods of amnesia or missing blocks of time,
such as having no memory of the previous day, which may include denying
behaviours that others have personally witnessed the child do. These could be
negative behaviors, but may also include behaviours that the child would appear
to have little motivation to deny. Additional common signs in children with DID
are having an imaginary friend well into school-age, as well as unprovoked rages
and violent behaviour that may seem to come out of nowhere.

Lise McLewin, a psychologist practicing in Victoria, British Columbia suggests a


few differences between the imaginary play of typically developing children and
those with DID. Children with DID are much more likely to develop imaginary
friends at a younger age (two or three years old), and often have more of them.
These friends seem very real to the child with a great deal of reality confusion
and persistent impersonation. The imaginary friend does not always “act” in the
best interest of the child. And, the child may be truly unable to remember
misbehaviours, blaming it on the imaginary friend.

Typically developing children better appreciate the difference between real and
pretend, and that their imaginary friends are not real. They also tend to
discontinue this kind of play by the age of ten.

Individuals with DID are treated mostly with psychotherapy. Nonverbal forms of


psychotherapy such as hypnosis, art, and play therapy are also common
because they help the patient express the trauma when it is too difficult to
express verbally. Children with DID are easier to treat than adults and have
higher recovery rates, so it is important to bring to the attention of healthcare
professionals and parents the signs of this disorder so that it can be treated early
on.

 Contributing Writer: Noga Lutzky Cohen, The Trauma & Mental Health Report

-- Chief Editor: Robert T. Muller, The Trauma & Mental Health Report

 Copyright Robert T. Muller

Source:- https://www.psychologytoday.com/blog/talking-about-
trauma/201312/understanding-dissociative-identity-disorder-in-children

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4 Truths About Children Showing
Signs of “Multiple Personality
Disorder”
By Támara Hill, MS, LPC 
~ 9 min read

Photo by apdk

At what age did you (or someone you know) have an imaginary friend as a child? Were you
able to “see” this imaginary friend and hear his or her voice? At what age did this imaginary
world begin and end? For many adults, a child’s imaginary friends and world are the epitome
of a great early childhood experience. It’s a normalized part of childhood development. In
fact, it’s a normal part of development throughout the lifespan. Most parents become greatly
concerned if their child doesn’t have a fantasy world at some point during the early years.
Even more, many of us adults enjoy the fantasy world of Walt Disney World and Disney
Land fictional characters. Some of us would spend our entire paycheck just to see Mickey
and Minnie Mouse! But we know that these fictional characters are just that, they’re fictional.
For children who are showing signs and symptoms of something more severe such as a
psychotic disorder, the fantasy world is not a fantasy, but a very real part of their lives. This
article will explore and discuss dissociative symptoms and psychotic symptoms that could
eventually become “multiple personality disorder” (or as it is referred to today Dissociative
Identity Disorder – DID). In the questions and answers section, I would love to hear your
thoughts on whether or not you believe the disorder of multiple personality disorder or DID
actually exists. It continues to be very controversial.

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It is important to mention at the start of this article that multiple personality disorder is not a
common diagnosis in children. In fact, there is very little to no literature that explores the
diagnosis of multiple personality disorder in children or teens. Most clinical studies have
involved adults who had very traumatizing childhoods. However, there are research studies
focusing on childhood symptoms such as dissociation that can eventually become a multiple
personality disorder in adulthood. Multiple personality disorder is a very controversial
diagnosis and it has been since its birth in the 3rd edition of the DSM which was around
1980. It wasn’t until 1994 that multiple personality disorder was changed to DID –
Dissociative Identity Disorder. This title change not only de-stigmatizes the so-called
illness but also captures the essence of the disorder’s main characteristic, which is the
dissociative symptoms that removes the person from reality. Dissociation has been defined
as a separation from reality or an unconsciousness that disrupts memory, identity, or sense of
self for a temporary period of time. It is a more severe and complicated form of daydreaming
and tends to occur under stress, fear, a history of severe abuse and trauma, or anxiety. For
many people, dissociation occurs on a spectrum in which there are mild forms and severe
forms requiring medication and therapy. In some severe and rare cases, hospitalization or
placement is required. As I have explained in previous articles on this topic, some cultures
refer to dissociation as a “possession” or a “possession trance.” Possession trance is a term
more frequently used in Asia and India and refers to a transient alteration whereby one’s
normal identification is replaced by a spirit, ghost, or other similar entity. This view of
dissociation is culture-bound but can offer a great deal of insight into what some people feel
they actually experience.
For the purposes of keeping this subject simple and to the point, I will use the former term
multiple personality disorder throughout this article. It is very difficult for many of us to
imagine what a multiple personality disorder could look like. We don’t typically see
examples of this in daily life and many psychiatrists and other mental health professionals
stray away from discussing this topic, diagnosing the disorder, or educating the public about
it. It’s highly controversial, research is lacking for certain populations such as children and
teens, and many mental health professionals have not been trained to treat it or provide
education on it. Sadly, society has been left to learn about the diagnosis through television or
movies which tend to sensationalize the illness. However, some professionals have had the
rare experience of having a client who exhibits traits of multiple personality disorder (or
DID) which makes identification of similar clients a bit easier. Such an experience occurred
in my agency some years ago. I was assigned a case of a child who had experienced a
significant amount of trauma while growing up in an orphanage in Russia. The child was
brought to my agency for behavioral problems in the home, school, and community.

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Behavioral problems were severe and often included extreme outbursts toward family and
friends, refusal to complete schoolwork, and oppositional behaviors. Tantrums were severe,
behaviors were threatening, and verbal aggression became increasingly more difficult over
time. But what really stood out about this client was that his so called “bad self” was named
“Billy.” “Billy” was the child who would grab knives from the kitchen at night to kill his
mother, he was the child who would refuse to do schoolwork because he was powerful
enough not to receive consequences, and who would hurl so many insults and curse words
that one bar of soap wouldn’t stop it. “Billy” would mysteriously appear during restraints in
the agency, during moments where this child would not listen to staff or comply with rules or
routine. “Billy” was also the child who would refuse to have individual and family sessions
because ‘ “Billy” only had so many hours he would be here with me.’ My client identified
himself so much with this other person that other therapists in the agency began to refer to
“Billy” as an alter ego, a different version of the child or the opposite side of his personality.
But the truth was that this “Billy” person did not appear to be an alter ego of some kind but
rather a a highly entwined component of my client’s overall identity. An alter ego is basically
a personality that might reflect opposite behaviors, desires, or emotions than your true
personality. Sometimes we will dress according to the way in which we believe our alter ego
would have us dress. For example, you might dress very conservatively during the workweek
and dress very down during the weekend. Your work attire might reflect a clam, laid back
business person. But your weekend attire might reflect a 90s pop style or very much like me,
you might enjoy wearing your converse shoes, curly hair, and hip jeans to the grocery story.
An alter ego is another aspect of your steady personality. It is not psychotic, it is not
abnormal.

An individual with a multiple personality disorder can be difficult to understand because the
“different personality” causes noticeable changes in attitude, dressing style, language, writing
style, memory, and even tone of voice. The above client would sometimes report to therapy
with a very confident and arrogant attitude one week and return the next week very irritable
and self-conscious. This child did not exhibit a different tone of voice, accent, or attitude, but
called on “Billy” when he felt trapped, unsafe, challenged, or afraid. Once “Billy” would
appear, my client would appear extremely intuitive, calm, and in control. At times, staff
would have to restrain him as “Billy” would become violent and challenging. Once the
incident of being restrained was over, the child would “forget” everything and report that he
was “gone for a little bit so Billy could take over and protect me.” His adoptive parents
thought that he had an imaginary friend that he fantasized as his rescuer. But when this idea
fell to the ground, they then began to think that perhaps Billy was an excuse for negative

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behaviors and a way to control others. After 90 days of observing this child, I began to
suspect that “Billy” was actually a component of the client’s self that is stronger and less
afraid than he himself. During the extreme trauma of his early childhood years, he had no
way of escape but to dissociate from the fear, the pain, the trauma. His “dissociation” created
a “stronger self” that exited at opportune times to protect his fragile inner-self. Whether this
was a true “DID” remains to be seen, but he certainly created “two selves” to cope with his
trauma.

For many people, including mental health professionals, the idea of multiple personality
disorder is not only complicated but hard to believe. Even as a professional, I wrestle with
questions of my own such as “why doesn’t most people who experience severe trauma
exhibit this pattern of behavior? or “why do we see this pattern of behavior in adults and not
children as much?” or “why have we stayed away from diagnosing children with DID (even
when they exhibit symptoms that are very similar) if we believe the disorder truly exists? Of
course, I am not the only professional in this field who asks these questions. You must
understand that mental health professionals are always in search of answers to life’s most
complicated situations. But reality is that we don’t always have the answers and if we do find
what appears to be the answer, we can guarantee that there are more questions to be
answered. It’s a very complex dichotomy. Even clergymen and theologians struggles to find
answers to this “diagnosis.” For many laypeople, the diagnosis does not exist. There are so
many opinions and views on this single diagnosis.

After having worked with a few children who exhibit very similar behaviors to DID, I found
specific ways to challenge myself to identify what could possibly be going on. There are
4 signs that a child could possibly be exhibiting signs of severe dissociation. You want to
remember that:
1. It is not schizophrenia: Dissociative symptoms can look very much like
schizophrenia or some kind of psychotic disorder. Some parents have asked me what
the differences are due to the behavior appearing “psychotic” and very similar. I
agree. But the difference is that dissociation is a split-off from reality into another
realm of existence that can often be accompanied by a change in appearance, tone of
voice, writing style, or attitude and behavior. A hallucination is a perception of
something that is not present such as a figure or voice. For example, a visual
hallucination is the perception of a figure or person or “ghost” that others cannot see.
An auditory hallucination is hearing things others cannot see. Dissociation is a
splitting off from reality (a severe form of daydreaming or zoning out).

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2. It is not a delusion: A delusion is a false belief held to be true despite evidence to
the contrary. It is a belief that something is truly happening that is not happening. For
example, a delusional belief could be that you will one day marry your favorite
celebrity and that he/she has been sending you signals through their movies or music
that you are their chosen one. You might go so far as to try to track this celebrity
down or send he/she letters. Despite being arrested, having a PFA put on you, or
being told by family and friends that you need psychiatric treatment, you believe you
will one day be married. Severe dissociation can result in false beliefs but again, a
delusion is not dissociation.
3. It is not a state that someone can “snap out of”: For those of us who don’t fully
understand dissociative symptoms, it can be very frustrating to live with this person
or even provide therapy. It’s as if you are trying to provide therapy to or live with a
totally different person. Some parents, like the parents above in the example case,
yell “snap out of it would you?” to their children on a daily basis. But the reality is
that this state of existence is not one that someone can just snap out of. It is a part of
who they are. It’s their reality.
4. It could be a good excuse for negative behaviors: Some kids, primarily those who
are developing sociopathic or antisocial traits, are very good at manipulating
situations for their benefit. Manipulation might include trying to convince others that
they are “crazy” or not able to function appropriately or understand expectations.
Some highly resistant children come to therapy and sit there, staring at everyone.
Some kids are asked questions about their severe behaviors and kids often respond
“what?” “What did you say, I didn’t hear you.” These kids often have a noticeable
“blank stare” on their faces or you often feel as if you are not being listened to. This
is not dissociation. It’s resistance.
 

It’s important to understand that self-diagnosis will never help you understand symptoms, but
seeking professional input will. Because diagnosing someone can take weeks to months to
years and require multiple tests, it’s truly difficult to compare symptoms online or take online
tests to get answers. It’s best to seek out someone who has experience with DID or
dissociation and ask for a consultation or meeting to discuss concerns. In many cases, you
will have to do your own research and search for people who understand the specific
symptoms you are observing (in yourself or someone else). Self-knowledge is extremely
important and I encourage you to educate yourself, your family, and even the sufferer.
 

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Do you know someone, possibly a child, who could have symptoms of multiple personality
disorder? Why do you think multiple personality could be the diagnosis? Do you even
believe this is a true diagnosis?

As always, I wish you well

Please share with your friends:

About Támara Hill, MS, LPC

Támara Hill, MS, LPC, is a licensed therapist and certified trauma professional who specializes in working with

children and adolescents who suffer from mood disorders, trauma, and disruptive behavioral disorders. Hill strives to

help clients to realize and actualize their strengths in their home environments and in their relationships within the

community. She credits her career passion to a “divine calling” and is internationally recognized for corresponding

literary works as well as appearances on radio and other media platforms. She is an author, family consultant, and

founder of Anchored in Knowledge.com. Visit her at Anchored-In-Knowledge or Twitter.


APA Reference 
Hill, T. (2015). 4 Truths About Children Showing Signs of “Multiple Personality Disorder”. Psych Central. Retrieved on April 13, 2017, from
https://blogs.psychcentral.com/caregivers/2015/04/4-truths-about-children-showing-signs-of-did/
Last updated: 2 May 2015
Views expressed are those solely of the writer and have not been reviewed. 
Originally published on PsychCentral.com on 29 Apr 2015. All rights reserved.
 

Source:- https://blogs.psychcentral.com/caregivers/2015/04/4-truths-about-children-
showing-signs-of-did/

The Differences Between Bipolar


Disorder, Schizophrenia and
Multiple Personality Disorder
By John M. Grohol, Psy.D.
~ 5 min read

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Pages: 1 2All
Sometimes people confuse three mental disorders, only one of which could be referred to as
“common” within the population — bipolar disorder (also known as manic-
depression), schizophrenia, and multiple personality disorder (also known by its clinical
name, dissociative identity disorder). This confusion has largely resulted from the common
use of some of these names in popular media, and as short-hand by people referring to
someone who is grappling with a mental health issue. The disorders, however, have little in
common other than the fact that many who have them are still stigmatized by society.
Bipolar Disorder
Bipolar disorder is a fairly common mental disorder compared with the other two disorders.
Bipolar disorder is also well-understood and readily treated by a combination of medications
and psychotherapy. It is characterized by alternating moods of mania and depression, both of
which usually last weeks or even months in most people who have the disorder. People who
are manic have a high energy level and often irrational beliefs about the amount of work they
can accomplish in a short amount of time. They sometimes take on a million different
projects at once and finish none of them. Some people with mania talk at a faster rate and
seem to the people around them to be constantly in motion.
After a manic mood, a person with bipolar disorder will often “crash” into
a depressive mood, which is characterized by sadness, lethargy, and by a feeling that there’s
not much point in doing anything. Problems with sleep occur during both types of mood.
Bipolar disorder affects both men and women equally and can be first diagnosed throughout a
person’s life.
Bipolar disorder can be challenging to treat because, while a person will take
an antidepressant medication to help alleviate a depressed mood, they are less likely to
remain on the medications which help reign in the manic mood. Those medications tend to
make a person feel “like a zombie” or “emotionless,” which are feelings most people
wouldn’t want to experience. So many people with bipolar disorder find it difficult to
maintain treatment while in their manic phase. However, most people with bipolar disorder
function relatively well in normal society and manage to cope with their mood swings, even
if they don’t always keep on their prescribed medications.
For more information about bipolar disorder, please see our Bipolar Guide.
Schizophrenia
Schizophrenia is less common than bipolar disorder and is usually first diagnosed in a
person’s late teens or early to late 20’s. More men than women receive a diagnosis of

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schizophrenia, which is characterized by having both hallucinations and delusions.
Hallucinations are seeing or hearing things that aren’t there. Delusions are the belief in
something that isn’t true. People who have delusions will continue with their delusions even
when shown evidence that contradicts the delusion. That’s because, like hallucinations,
delusions are “irrational” — the opposite of logic and reason. Since reason doesn’t apply to
someone who has a schizophrenic delusion, arguing with it logically gets a person nowhere.

Schizophrenia is also challenging to treat mainly because people with this disorder don’t
function as well in society and have difficulty maintaining the treatment regimen. Such
treatment usually involves medications and psychotherapy, but can also involve a day
program for people who have more severe or treatment-resistant forms of the disorder.

Because of the nature of the symptoms of schizophrenia, people with this disorder often find
it difficult to interact with others, and conduct normal life activities, such as holding down a
job. Many people with schizophrenia go off of treatment (sometimes, for instance, because a
hallucination may tell them to do so), and end up homeless.

For more information about Schizophrenia, please see our Schizophrenia Guide.


Multiple Personality Disorder (Dissociative Identity Disorder)
This disorder used to be known as multiple personality disorder (and is still commonly
referred to as such in the media), but is now known by its newer clinical name, dissociative
identity disorder (DID). DID is characterized by a set of one or more distinct identities that a
person believes to exist within themselves. These identities can talk to the person, and the
person can answer back. The identities often are formed to help a person cope with different
parts of their life, and seem to have distinct personalities that are unique and different than
the person’s core personality.

Sometimes, people with DID will lose track of time or will be unable to account for blocks of
time during their day. This occurs when one of the identities within the person takes control
of the individual and engages in behaviors that the core personality would otherwise not
engage in. For instance, the person with DID may be unable to be assertive in a situation with
her boss, so the assertive identity takes over for the important meeting to ensure the
individual is assertive.

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Dissociative identity disorder is not commonly diagnosed within the population, and is not
well understood by mental health professionals and researchers. Treatment typically involves
psychotherapy to help integrate all of the identities into the core personality and can take
years when successful.

For more information about Multiple Personality Disorders, please see our Multiple
Personality Disorder Guide.
Contrasting the Three Very Different Disorders
People with bipolar disorder usually can lead fairly “normal” lives, hold down a regular job,
have a happy relationship and family, even be very successful in a career. People with bipolar
disorder do not hear voices that aren’t there, and they do not have multiple personalities in
their bodies. People with bipolar disorder do best when they stick to some treatment regimen.

Many people with schizophrenia often have a more difficult time functioning in normal
society. Because of the nature of the disorder, people with schizophrenia often have a hard
time staying in treatment, and an even harder time with social relationships, family, friends,
and work. Still one of the most stigmatized disorders in mental health, help in many
communities can be hard to come by and many people with schizophrenia end up homeless
and forgotten by their family and society.

People with schizophrenia who have strong community and family support and resources do
well, and can lead happy, healthy, fulfilling lives, with rewarding family and social
relationships. People with schizophrenia can be depressed or manic, but it is usually as a
result of the schizophrenia itself (e.g. they are depressed because they have schizophrenia). If
a person hears voices (not all people with schizophrenia do), they do not recognize the voices
as being a part of themselves.

People with multiple personality disorder, or dissociative identity disorder (DID), can often
lead successful, “normal” lives with healthy, happy relationships with others. While, like
people with schizophrenia, they can “hear voices” in their head, the voices are recognized by
the person as different identities within themselves (not as external voices from outside
themselves). Such identities may help the person function in life, and may allow the person to
live their lives with only disruption. Others with DID have a more difficult time, because the
identities take over parts of their life, making accounting for time throughout the day
challenging and frustrating. While a person may become depressed with DID, it is secondary

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to the DID symptoms themselves (e.g., the person is depressed because they are trying to
cope with their DID).

People seem to most often confuse someone who is suffering from schizophrenia with
someone who has dissociative identity disorder. While both are chronic, serious mental
health concerns, the differences between these two disorders are stark. People with
schizophrenia hear or see things that aren’t there and believe things that aren’t true, often tied
into a complex, irrational belief system. They do not have multiple identities or personalities.
People with DID do not have delusion beliefs, outside of their multiple personalities or
identities. The only voices they hear or talk to are these identities.

Source:- https://psychcentral.com/lib/the-differences-between-bipolar-disorder-
schizophrenia-and-multiple-personality-disorder/2/

Teaching and Understanding Students with


Schizophrenia
Copyright 2006 by mgscmwa
Schizophrenia Definition
Schizophrenia is a mental disorder or illness that affects as many of 2 million
Americans each year. It is a mental disorder that cannot be cured and can
have severe and even disabling symptoms that can affect individuals their
entire lives. Many people estimate that as many as one percent of the world
population is affected by schizophrenia. Many believe that the disorder can
effect men and women equally; but most would agree that men are often
effected at earlier ages and often more severely than women. (Grohol, n.d.).
Some others think that the numbers of people affected by Schizophrenia are
closer to nearly 1 in every 100 people, as does Professor John McGrath of
Queensland Centre for Mental Health Research. There is a strong believe by
some that schizophrenia does occur more often in males than it does in
females and that in different areas of the world the numbers of cases of
schizophrenia differ. (Prevalence of, 2005). The only thing that the
professional seem to agree fully on is that that is no clear cause for this
disorder. 

Symptoms
As is true with most mental illnesses or disorders, symptoms do not always
fit exactly and can actually represent a variety of illnesses and disorders; so
it is very important to rule out all possible physical problems and ailments
before considering schizophrenia as a diagnosis. Also it is worth noting that
many mental illnesses and disorders share common symptoms, and
schizophrenia is no different in this respect. There are several symptoms

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associated with Schizophrenia. 
* Distorted perceptions of Reality. Because schizophrenics live an existence
that includes delusions and hallucinations, they often have a much skewed
view of reality. They often find themselves living in their own world or
reality. 
* Hallucinations and Illusions. Hallucinations and illusions are very common
for people suffering from schizophrenia. Hallucinations can occur by use of
any sense perception, but auditory (hearing voices) is the most common for
of hallucination for schizophrenics. These voices can talk to the
schizophrenic, advice them, carry on regular conversations with them, and
direct them to do certain things. An Illusions is a real sensory stimulus, but
one that the schizophrenic individual interrupts wrongly. 
* Delusions. A delusion is considered a false belief that has no rational basis.
A person with schizophrenia may have feeling of being persecuted or spied
upon. 
* Disordered thinking. The schizophrenic is often not able to think clearly or
"think straight". 
* Emotional Expression. Those suffering from schizophrenia often show little
to no emotion and even go as far as changing their speech patterns to
expression filled speech to a monotone flat speech. 
* Normal versus Abnormal degrees. Though everyone that is considered
normal may exhibit some of the symptoms listed above some of the time;
schizophrenics exhibits at least 2 or more of the symptoms in a more chronic
or persistent manner. (Grohol, n.d.)

Types of Schizophrenia
There different types of sub-categories of schizophrenia. All of the sub-
categories of schizophrenia are defined and recognized by their main
characteristic or symptoms. 
* Paranoid Schizophrenia. The main symptoms that are exhibited in this sub-
category are feeling of persecution or conspiracy and auditory hallucinations. 
* Disorganized Subtype. This sub-category is characterized with severe
inability to organize and arrange daily living activities such as bathing,
dressing, and eating. Hallucinations and delusions are usually less seen in
this sub-category. 
* Catatonic Subtype. This sub-category is one of the most severe degrees of
schizophrenia. An example of the sub-category might be a person lying in the
fatal position and able to respond to any stimulus. This state of schizophrenia
can also include repetitive and meaningless sounds and movements though.
In other words, the person can be void of any real communication but still
make mimicking sounds or movements mocking those people around. 
* Undifferentiated subtype. This sub-category is used for individuals with a
diagnosis of schizophrenia, but that do not fit clearly into one of the other
sub-categories. It is a sort of "catch all" sub-category. 
* Residual subtype. This sub-category refers to individuals with a
schizophrenic diagnosis, but that are not currently exhibiting any of the

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severe symptoms associated with the illness. These could be persons on
medication or persons with a period of a type of remission or rather absence
of the more severe symptoms. (Bengtson, 2001).

Treatment
As with most mental illnesses and disorders, schizophrenics benefit from a
variety of treatments and medications. There seems to be two main issues to
first address when caring for someone with schizophrenia and those are;
make sure the person is taking their medication regularly and try to provide
a safe and secure home environment. Those are just the beginning steps and
there are more specific treatments that are available. 

In all cases of schizophrenia, antipsychotic medications are almost always


utilized. Some of the older medications have been available since the 1950's.
These drugs; Thorazine, Haldol, Prolixin, Navane, and others were referred to
as "neuroleptics" because they caused neurological side effects and had little
effect on the emotional expressiveness of the patients. Since 1989 a new
series of medications have been introduced including; Clozaril, Risperdal,
Zyprexa, Abilify, and some others. These medication generally take two to
four weeks to really take effect and have fewer side effects neurologically,
but they all do still have some and varied side effects. It may take time to
adjust the medication to obtain the correct dosage for each individual. One
major draw back to these new medications is that failure to use them or
irregular use can cause the schizophrenic individual to relapse more quickly.
Still with all of the side effects and problems, antipsychotic medications are
required for most schizophrenic patients. 

Schizophrenics often have problems with daily living skills, relationships,


communication skills and motivation. For these reasons it is almost
imperative that schizophrenics get some type of psychosocial assistance.
Sessions with psychologists or psychiatrists are very important to these
patients' social growth. This is even more so important since the majority of
cases begin at the early teen ages when social growth is so important. Family
counseling with the patient in a group setting is also important. Between
medications and proper counseling, most schizophrenics are able to live near
normal lives. (Schizophrenia, 2006). 

Educating Individuals with Schizophrenia


To this point we have discussed what people diagnosed with schizophrenia
can do to help themselves, and even what family and relations can do to
help; but there is still the issue of how to educate these individuals in our
classrooms. There are several good suggestions as to how educators can
address the problems faced with teaching students with schizophrenia. The
first and foremost important issue for the educator placed in this position is
to be well educated about the illness. Be ware of available treatments,
causes, and symptoms so that you can discuss intelligently with parents or
students issues concerning education. Reduce stress in the room as much as
possible. Work with the student with schizophrenia to help them set realistic

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academic and social goals. Establish regular meetings with the family or
student to discuss issues, problems, or successes. As much as possible,
encourage participation and interaction between the student with the illness
and other students. (Basic facts, 2001). 

Accommodations and Modifications


With many disorders, disabilities, and illnesses there can be a variety of
problems and learning problems associated with the person. Many
schizophrenics can have learning disabilities in connection with their mental
disorders. Addressing accommodations and modifications for individuals with
schizophrenia is as individual as each person. There are many
accommodations that can be used to make the schizophrenic's academic
experience a positive one. 

Stress seems to be one thing that can worsen the schizophrenic's chances for
success. Relieving stress from the environment is one thing that should be
used. Allowing the student to have a quiet secluded place to complete
assignments and tests is one way to provide the student with a stress free
environment. Internet courses are also a way for these students to be able to
complete courses in a safe and stress free environment. The main
accommodation that can be provided is priority registration. With priority
registration students can choose times and teachers that will best fit into
their routine and fit their needs. These are just a very few accommodations
that are readily available for these students. 

Schizophrenia is an illness that affects many Americans and people world


wide. It is an illness that can be disabling if not treated appropriately; but
can be just a minor hindrance if treated properly and addressed early. With
the number of cases growing and with the prime time for onset of
schizophrenia being generally early teens and early twenties, school age
students are greatly affected. It becomes important for educators to become
more aware of the disease and more aware of how to address this illness and
the students that have it. 

Copyright 2006 by mgscmwa

Source:- http://www.articlesforeducators.com/article.asp?aid=93#.WO-2F0XyvIU

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How to Teach Schizophrenic
Students
By Dahloan Hembree
Teaching a student with Schizophrenia can be a challenge for teachers. The student
with this mental disability falls under the Educable Mentally Handicapped category
of the Emotionally or Behaviorally Handicapped Student (EH). This is an industry-
wide criteria that assists teachers in knowing what a child's needs are. Teaching the
student includes putting together an Individual Educational Plan (IEP) or specific
learning guide for each student. An IEP often calls for accommodations and
modifications for the student who has schizophrenia. Some specific
accommodations and modifications would include using graphic organizers for
comprehension and mnemonic devices to aid memory recall.

Step 1
Create an Individual Educational Plan (IEP). This is a plan that is created specifically
for each student with a disability, including students who are schizophrenic. A
meeting should be held with all teachers who teach the students, the school
psychologist, therapists, a guidance counselor, parents, and the student if they are
old enough and able to comprehend. At this meeting, staff will create a plan for the
student including any accommodations or modifications that will help the student.
Some of these changes might include using graphic organizers, mnemonic devices
or using a different text book.

Step 2
Use accommodations for your student with schizophrenia. Accommodations simply
means changes are made in how the student learns. Students with schizophrenia
often have problems with comprehension and memory recall. Graphic organizers are
a visual map of ideas or concepts that a student should comprehend. They are
worksheets used to organize thoughts. They help a student to comprehend what
they are reading. Please click on the "Graphic Organizers" link in the reference
section for a good place to find graphic organizers. Students are first taught how to
use the graphic organizer, then practice using it with a study or lesson. The student
can then use these in later assignments to help with comprehension.

Another accommodation is to teach the student how to use mneomonic devices.


Most people remember a mnemonic device they learned in math: Please Excuse My
Dear Aunt Sally, which gives the order of operations in math (paranthesis, exponents,
multiplication, division, addition, and subtraction). These devices help a student
remember a list, information, or a process order. Some of these can be found by

563
clicking on the link associated with "Mneomonic Devices" in the reference section of
this article.

Step 3
Put in place modifications for the student. A modification is a change to what the
student is expected to learn and how they will be tested and graded. If a student is
placed in a regular classroom, there will be little, if any, modifications. The student
will learn what other students are learning. A modification has more value in a
special education classroom. Students who are schizophrenic will have
modifications which include working on a lower grade level book. A student who
takes a different, easier standardized test, would also be taking advantage of a
modification.

Source:- http://classroom.synonym.com/teach-schizophrenic-students-5626126.html

Schizophrenia
WHAT IS IT?
Schizophrenia is a chronic, severe, and disabling brain disease. Approximately 1
percent of the population develops schizophrenia during their lifetime—more
than 2 million Americans suffer from the illness in a given year. Although
schizophrenia affects men and women with equal frequency, the disorder often
appears earlier in men, usually in the late teens or early twenties, than in women,
who are generally affected in the twenties to early thirties. People with
schizophrenia often suffer terrifying symptoms such as hearing internal voices
not heard by others, or believing that other people are reading their minds,
controlling their thoughts, or plotting to harm them. These symptoms may leave
them fearful and withdrawn. Their speech and behavior can be so disorganized
that they may be incomprehensible or frightening to others. Available treatments
can relieve many symptoms, but most people with schizohphrenia continue to
suffer some symptoms throughout their lives; it has been estimated that no more
than one in five individuals recovers completely.

This is a time of hope for people with schizophrenia and their


families. Research is gradually leading to new and safer medications and
unraveling the complex causes of the disease. Scientists are using many
approaches from the study of molecular genetics to the study of populations to
learn about schizophrenia. Methods of imaging the brain’s structure and function
hold the promise of new insights into the disorder.

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Schizophrenia as an Illness
Schizophrenia is found all over the world. The severity of the symptoms and long-
lasting, chronic pattern of schizophrenia often cause a high degree of disability.
Medications and other treatments for schizophrenia, when used regularly and as
prescribed, can help reduce and control the distressing symptoms of the illness.
However, some people are not greatly helped by available treatments or may
prematurely discontinue treatment because of unpleasant side effects or other
reasons. Even when treatment is effective, persisting consequences of the illness
—lost opportunities, stigma, residual symptoms, and medication side effects—
may be very troubling.

The first signs of schizophrenia often appear as confusing, or even shocking,


changes in behavior. Coping with the symptoms of schizophrenia can be
especially difficult for family members who remember how involved or vivacious
a person was before they became ill. The sudden onset of severe psychotic
symptoms is referred to as an “acute” phase of schizophrenia. “Psychosis,” a
common condition in schizophrenia, is a state of mental impairment marked by
hallucinations, which are disturbances of sensory perception, and/or delusions,
which are false yet strongly held personal beliefs that result from an inability to
separate real from unreal experiences. Less obvious symptoms, such as social
isolation or withdrawal, or unusual speech, thinking, or behavior, may precede,
be seen along with, or follow the psychotic symptoms. Some people have only one
such psychotic episode; others have many episodes during a lifetime, but lead
relatively normal lives during the interim periods. However, the individual with
“chronic” schizophrenia, or a continuous or recurring pattern of illness, often
does not fully recover normal functioning and typically requires long-term
treatment, generally including medication, to control the symptoms.
Making a Diagnosis
It is important to rule out other illnesses, as sometimes people suffer severe
mental symptoms or even psychosis due to undetected underlying medical
conditions. For this reason, a medical history should be taken and a physical
examination and laboratory tests should be done to rule out other possible causes
of the symptoms before concluding that a person has schizophrenia. In addition,
since commonly abused drugs may cause symptoms resembling schizophrenia,
blood or urine samples from the person can be tested at hospitals or physicians’
offices for the presence of these drugs.

At times, it is difficult to tell one mental disorder from another. For instance,
some people with symptoms of schizophrenia exhibit prolonged extremes of

565
elated or depressed mood, and it is important to determine whether such a
patient has schizophrenia or actually has a manic-depressive (or bipolar) disorder
or major depressive disorder. Persons whose symptoms cannot be clearly
categorized are sometimes diagnosed as having a “schizoaffective disorder.”
Can Children Have Schizophrenia?
Children over the age of five can develop schizophrenia, but it is very rare before
adolescence. Although some people who later develop schizophrenia may have
seemed different from other children at an early age, the psychotic symptoms of
schizophrenia—hallucinations and delusions—are extremely uncommon before
adolescence.
The World of People With Schizophrenia
Distorted Perceptions of Reality
People with schizophrenia may have perceptions of reality that are strikingly
different from the reality seen and shared by others around them. Living in a
world distorted by hallucinations and delusions, individuals with schizophrenia
may feel frightened, anxious, and confused.

In part because of the unusual realities they experience, people with


schizophrenia may behave very differently at various times. Sometimes they may
seem distant, detached, or preoccupied and may even sit as rigidly as a stone, not
moving for hours or uttering a sound. Other times they may move about
constantly—always occupied, appearing wide-awake, vigilant, and alert.
Hallucinations and Illusions
Hallucinations and illusions are disturbances of perception that are common in
people suffering from schizophrenia. Hallucinations are perceptions that occur
without connection to an appropriate source. Although hallucinations can occur
in any sensory form—auditory (sound), visual (sight), tactile (touch), gustatory
(taste), and olfactory (smell)—hearing voices that other people do not hear is the
most common type of hallucination in schizophrenia. Voices may describe the
patient’s activities, carry on a conversation, warn of impending dangers, or even
issue orders to the individual. Illusions, on the other hand, occur when a sensory
stimulus is present but is incorrectly interpreted by the individual.
Delusions
Delusions are false personal beliefs that are not subject to reason or contradictory
evidence and are not explained by a person’s usual cultural concepts. Delusions
may take on different themes. For example, patients suffering from paranoid-

566
type symptoms—roughly one-third of people with schizophrenia—often have
delusions of persecution, or false and irrational beliefs that they are being
cheated, harassed, poisoned, or conspired against. These patients may believe
that they, or a member of the family or someone close to them, are the focus of
this persecution. In addition, delusions of grandeur, in which a person may
believe he or she is a famous or important figure, may occur in schizophrenia.
Sometimes the delusions experienced by people with schizophrenia are quite
bizarre; for instance, believing that a neighbor is controlling their behavior with
magnetic waves; that people on television are directing special messages to them;
or that their thoughts are being broadcast aloud to others.
Disordered Thinking
Schizophrenia often affects a person’s ability to “think straight.” Thoughts may
come and go rapidly; the person may not be able to concentrate on one thought
for very long and may be easily distracted, unable to focus attention.

People with schizophrenia may not be able to sort out what is relevant and what
is not relevant to a situation. The person may be unable to connect thoughts into
logical sequences, with thoughts becoming disorganized and fragmented. This
lack of logical continuity of thought, termed “thought disorder,” can make
conversation very difficult and may contribute to social isolation. If people cannot
make sense of what an individual is saying, they are likely to become
uncomfortable and tend to leave that person alone.
Emotional Expression
People with schizophrenia often show “blunted” or “flat” affect. This refers to a
severe reduction in emotional expressiveness. A person with schizophrenia may
not show the signs of normal emotion, perhaps may speak in a monotonous
voice, have diminished facial expressions, and appear extremely apathetic. The
person may withdraw socially, avoiding contact with others; and when forced to
interact, he or she may have nothing to say, reflecting “impoverished thought.”
Motivation can be greatly decreased, as can interest in or enjoyment of life. In
some severe cases, a person can spend entire days doing nothing at all, even
neglecting basic hygiene. These problems with emotional expression and
motivation, which may be extremely troubling to family members and friends,
are symptoms of schizophrenia—not character flaws or personal weaknesses.
Normal Versus Abnormal
At times, normal individuals may feel, think, or act in ways that resemble
schizophrenia. Normal people may sometimes be unable to “think straight.” They

567
may become extremely anxious, for example, when speaking in front of groups
and may feel confused, be unable to pull their thoughts together, and forget what
they had intended to say. This is not schizophrenia. At the same time, people with
schizophrenia do not always act abnormally. Indeed, some people with the illness
can appear completely normal and be perfectly responsible, even while they
experience hallucinations or delusions. An individual’s behavior may change over
time, becoming bizarre if medication is stopped and returning closer to normal
when receiving appropriate treatment.

Are People With Schizophrenia Likely To Be


Violent?
News and entertainment media tend to link mental illness and criminal violence;
however, studies indicate that except for those persons with a record of criminal
violence before becoming ill, and those with substance abuse or alcohol
problems, people with Schizophrenia are not especially prone to violence.

Most individuals with schizophrenia are not violent; more typically, they are
withdrawn and prefer to be left alone. Most violent crimes are not committed by
persons with schizophrenia, and most persons with schizophrenia do not commit
violent crimes.

Substance abuse significantly raises the rate of violence in people with


schizophrenia but also in people who do not have any mental illness. People with
paranoid and psychotic symptoms, which can become worse if medications are
discontinued, may also be at higher risk for violent behavior. When violence does
occur, it is most frequently targeted at family members and friends, and more
often takes place at home.
Substance Abuse
Substance abuse is a common concern of the family and friends of people with
schizophrenia. Since some people who abuse drugs may show symptoms similar
to those of schizophrenia, people with schizophrenia may be mistaken for people
“high on drugs.” while most researchers do not believe that substance
abuse causes schizophrenia, people who have schizophrenia often abuse alcohol
and/or drugs, and may have particularly bad reactions to certain drugs.
Substance abuse can reduce the effectiveness of treatment for schizophrenia.
Stimulants (such as amphetamines or cocaine) may cause major problems for
patients with schizophrenia, as may PCP or marijuana. In fact, some people
experience a worsening of their schizophrenic symptoms when they are taking

568
such drugs. Substance abuse also reduces the likelihood that patients will follow
the treatment plans recommended by their doctors.
Schizophrenia and Nicotine
The most common form of substance use disorder in people with schizophrenia is
nicotine dependence due to smoking. While the prevalence of smoking in the U.S.
population is about 25 to 30 percent, the prevalence among people with
schizophrenia is approximately three times as high. Research has shown that the
relationship between smoking and schizophrenia is complex. Although people
with schizophrenia may smoke to self medicate their symptoms, smoking
interferes with the response to antipsychotic drugs. Several studies have found
that schizophrenia patients who smoke need higher doses of antipsychotic
medication. Quitting smoking may be especially difficult for people with
schizophrenia, because the symptoms of nicotine withdrawal may cause a
temporary worsening of schizophrenia symptoms. However, smoking cessation
strategies that include nicotine replacement methods may be effective. Doctors
should carefully monitor medication dosage and response when patients with
schizophrenia either start or stop smoking.

What About Suicide?


Suicide is a serious danger in people who have schizophrenia. If an individual
tries to commit suicide or threatens to do so, professional help should be sought
immediately. People with schizophrenia have a higher rate of suicide than the
general population. Approximately 10 percent of people with schizophrenia
(especially younger adult males) commit suicide. Unfortunately, the prediction of
suicide in people with schizophrenia can be especially difficult.

WHAT CAUSES SCHIZOPHRENIA?


There is no known single cause of schizophrenia. Many diseases, such as heart
disease, result from an interplay of genetic, environmental, and behavioral
factors; and this may be the case for schizophrenia as well. Scientists do not yet
understand all of the factors necessary to produce schizophrenia, but all the tools
of modern biomedical research are being used to search for genes, critical
moments in brain development, and environmental factors that may lead to the
illness.
Is Schizophrenia Inherited?

569
It has long been known that schizophrenia runs in families. People who have a
close relative with schizophrenia are more likely to develop the disorder than are
people who have no relatives with the illness. For example, a monozygotic
(identical) twin of a person with schizophrenia has the highest risk—40 to 50
percent—of developing the illness. A child whose parent has schizophrenia has
about a 10 percent chance. By comparison, the risk of schizophrenia in the
general population is about 1 percent.

Scientists are studying genetic factors in schizophrenia. It appears likely that


multiple genes are involved in creating a predisposition to develop the disorder.
In addition, factors such as prenatal difficulties like intrauterine starvation or
viral infections, perinatal complications, and various nonspecific stressors, seem
to influence the development of schizophrenia. However, it is not yet understood
how the genetic predisposition is transmitted, and it cannot yet be accurately
predicted whether a given person will or will not develop the disorder.

Several regions of the human genome are being investigated to identify genes
that may confer susceptibility for schizophrenia. The strongest evidence to date
leads to chromosomes 13 and 6 but remains unconfirmed. Identification of
specific genes involved in the development of schizophrenia will provide
important clues into what goes wrong in the brain to produce and sustain the
illness and will guide the development of new and better treatments. To learn
more about the genetic basis for schizophrenia, the NIMH has established a
Schizophrenia Genetics Initiative that is gathering data from a large number of
families of people with the illness.
Is Schizophrenia Associated With a Chemical Defect in the
Brain?
Basic knowledge about brain chemistry and its link to schizophrenia is expanding
rapidly. Neurotransmitters, substances that allow communication between nerve
cells, have long been thought to be involved in the development of schizophrenia.
It is likely, although not yet certain, that the disorder is associated with some
imbalance of the complex, interrelated chemical systems of the brain, perhaps
involving the neurotransmitters dopamine and glutamate. This area of research is
promising.
Is Schizophrenia Caused by a Physical Abnormality in the
Brain?
There have been dramatic advances in neuroimaging technology that permit
scientists to study brain structure and function in living individuals. Many
studies of people with schizophrenia have found abnormalities in brain structure

570
(for example, enlargement of the fluid-filled cavities, called the ventricles, in the
interior of the brain, and decreased size of certain brain regions) or function (for
example, decreased metabolic activity in certain brain regions). It should be
emphasized that these abnormalities are quite subtle and are not characteristic
of all people with schizophrenia, nor do they occur only in individuals with this
illness. Microscopic studies of brain tissue after death have also shown small
changes in distribution or number of brain cells in people with schizophrenia. It
appears that many (but probably not all) of these changes are present before an
individual becomes ill, and schizophrenia may be, in part, a disorder in
development of the brain.

Developmental neurobiologists funded by the National Institute of Mental Health


(NIMH) have found that schizophrenia may be a developmental disorder
resulting when neurons form inappropriate connections during fetal
development. These errors may lie dormant until puberty, when changes in the
brain that occur normally during this critical stage of maturation interact
adversely with the faulty connections. This research has spurred efforts to
identify prenatal factors that may have some bearing on the apparent
developmental abnormality.

In other studies, investigators using brain-imaging techniques have found


evidence of early biochemical changes that may precede the onset of disease
symptoms, prompting examination of the neural circuits that are most likely to
be involved in producing those symptoms. Scientists working at the molecular
level, meanwhile, are exploring the genetic basis for abnormalities in brain
development and in the neurotransmitter systems regulating brain function.

HOW IS IT TREATED?
Since schizophrenia may not be a single condition and its causes are not yet
known, current treatment methods are based on both clinical research and
experience. These approaches are chosen on the basis of their ability to reduce
the symptoms of schizophrenia and to lessen the chances that symptoms will
return.
What About Medications?
Antipsychotic medications have been available since the mid-1950s. They have
greatly improved the outlook for individual patients. These medications reduce
the psychotic symptoms of schizophrenia and usually allow the patient to
function more effectively and appropriately. Antipsychotic drugs are the best

571
treatment now available, but they do not “cure” schizophrenia or ensure that
there will be no further psychotic episodes. The choice and dosage of medication
can be made only by a qualified physician who is well trained in the medical
treatment of mental disorders. The dosage of medication is individualized for
each patient, since people may vary a great deal in the amount of drug needed to
reduce symptoms without producing troublesome side effects.

The large majority of people with schizophrenia show substantial improvement


when treated with antipsychotic drugs. Some patients, however, are not helped
very much by the medications and a few do not seem to need them. It is difficult
to predict which patients will fall into these two groups and to distinguish them
from the large majority of patients who do benefit from treatment with
antipsychotic drugs.

A number of new antipsychotic drugs (the so-called “atypical antipsychotics”)


have been introduced since 1990. The first of these, clozapine (Clozaril®), has
been shown to be more effective than other antipsychotics, although the
possibility of severe side effects—in particular, a condition called agranulocytosis
(loss of the white blood cells that fight infection)—requires that patients be
monitored with blood tests every one or two weeks. Even newer antipsychotic
drugs, such as risperidone (Risperdal®) and olanzapine (Zyprexa®), are safer
than the older drugs or clozapine, and they also may be better tolerated. They
may or may not treat the illness as well as clozapine, however. Several additional
antipsychotics are currently under development.

Antipsychotic drugs are often very effective in treating certain symptoms of


schizophrenia, particularly hallucinations and delusions; unfortunately, the drugs
may not be as helpful with other symptoms, such as reduced motivation and
emotional expressiveness. Indeed, the older antipsychotics (which also went by
the name of “neuroleptics”), medicines like haloperidol (Haldol®) or
chlorpromazine (Thorazine®), may even produce side effects that resemble the
more difficult to treat symptoms. Often, lowering the dose or switching to a
different medicine may reduce these side effects; the newer medicines, including
olanzapine (Zyprexa®), quetiapine (Seroquel®), and risperidone (Risperdal®),
appear less likely to have this problem. Sometimes when people with
schizophrenia become depressed, other symptoms can appear to worsen. The
symptoms may improve with the addition of an antidepressant medication.

Patients and families sometimes become worried about the antipsychotic


medications used to treat schizophrenia. In addition to concern about side
effects, they may worry that such drugs could lead to addiction. However,

572
antipsychotic medications do not produce a “high” (euphoria) or addictive
behavior in people who take them.

Another misconception about antipsychotic drugs is that they act as a kind of


mind control, or a “chemical straitjacket.” Anti-psychotic drugs used at the
appropriate dosage do not “knock out” people or take away their free will. While
these medications can be sedating, and while this effect can be useful when
treatment is initiated particularly if an individual is quite agitated, the utility of
the drugs is not due to sedation but to their ability to diminish the hallucinations,
agitation, confusion, and delusions of a psychotic episode. Thus, antipsychotic
medications should eventually help an individual with schizophrenia to deal with
the world more rationally.
How Long Should People With Schizophrenia Take
Antipsychotic Drugs?
Antipsychotic medications reduce the risk of future psychotic episodes in patients
who have recovered from an acute episode. Even with continued drug treatment,
some people who have recovered will suffer relapses. Far higher relapse rates are
seen when medication is discontinued. In most cases, it would not be accurate to
say that continued drug treatment “prevents” relapses; rather, it reduces their
intensity and frequency. The treatment of severe psychotic symptoms generally
requires higher dosages than those used for maintenance treatment. If symptoms
reappear on a lower dosage, a temporary increase in dosage may prevent a full-
blown relapse.

Because relapse of illness is more likely when antipsychotic medications are


discontinued or taken irregularly, it is very important that people with
schizophrenia work together with their doctors and family members to adhere to
their treatment plan. Adherence to treatment refers to the degree to which
patients follow the treatment plans decided upon with their doctors. Good
adherence involves taking prescribed medication at the correct dose and proper
times each day, attending clinic appointments, and/or carefully following other
treatment procedures. Treatment adherence is often difficult for people with
schizophrenia, but it can be made easier with the help of several strategies and
can lead to improved quality of life.

There are a variety of reasons why people with schizophrenia may not adhere to
treatment. Patients may not believe they are ill and may deny the need for
medication, or they may have such disorganized thinking that they cannot
remember to take their daily doses. Family members or friends may not
understand schizophrenia and may inappropriately advise the person with

573
schizophrenia to stop treatment when he or she is feeling better. Physicians, who
play an important role in helping their patients adhere to treatment, may neglect
to ask patients how often they are taking their medications, or may be unwilling
to accommodate a patient’s request to change dosages or try a new treatment.
Some patients report that side effects of the medications seem worse than the
illness itself. Further, substance abuse can interfere with the effectiveness of
treatment, leading patients to discontinue medications. When a complicated
treatment plan is added to any of these factors, good adherence may become even
more challenging.

Fortunately, there are many strategies that patients, doctors, and families can use
to improve adherence and prevent worsening of the illness. Some antipsychotic
medications, including haloperidol (Haldol®), fluphenazine (Prolixin®),
perphenazine (Trilafon®) and others, are available in long-acting injectable
forms that eliminate the need to take pills every day. A major goal of current
research on treatments for schizophrenia is to develop a wider variety of long-
acting antipsychotics, especially the newer agents with milder side effects, which
can be delivered through injection. Medication calendars or pill boxes labeled
with the days of the week can help patients and caregivers know when
medications have or have not been taken. Using electronic timers that beep when
medications should be taken, or pairing medication taking with routine daily
events like meals, can help patients remember and adhere to their dosing
schedule. Engaging family members in observing oral medication taking by
patients can help ensure adherence. In addition, through a variety of other
methods of adherence monitoring, doctors can identify when pill taking is a
problem for their patients and can work with them to make adherence easier. It is
important to help motivate patients to continue taking their medications
properly.

In addition to any of these adherence strategies, patient and family education


about schizophrenia, its symptoms, and the medications being prescribed to treat
the disease is an important part of the treatment process and helps support the
rationale for good adherence.
What About Side Effects?
Antipsychotic drugs, like virtually all medications, have unwanted effects along
with their beneficial effects. During the early phases of drug treatment, patients
may be troubled by side effects such as drowsiness, restlessness, muscle spasms,
tremor, dry mouth, or blurring of vision. Most of these can be corrected by
lowering the dosage or can be controlled by other medications. Different patients

574
have different treatment responses and side effects to various antipsychotic
drugs. A patient may do better with one drug than another.

The long-term side effects of antipsychotic drugs may pose a considerably more
serious problem. Tardive dyskinesia (TD) is a disorder characterized by
involuntary movements most often affecting the mouth, lips, and tongue, and
sometimes the trunk or other parts of the body such as arms and legs. It occurs in
about 15 to 20 percent of patients who have been receiving the older, “typical”
antipsychotic drugs for many years, but TD can also develop in patients who have
been treated with these drugs for shorter periods of time. In most cases, the
symptoms of TD are mild, and the patient may be unaware of the movements.

Antipsychotic medications developed in recent years all appear to have a much


lower risk of producing TD than the older, traditional antipsychotics. The risk is
not zero, however, and they can produce side effects of their own such as weight
gain. In addition, if given at too high of a dose, the newer medications may lead to
problems such as social withdrawal and symptoms resembling Parkinson’s
disease, a disorder that affects movement. Nevertheless, the newer antipsychotics
are a significant advance in treatment, and their optimal use in people with
schizophrenia is a subject of much current research.
What About Psychosocial Treatments?
Antipsychotic drugs have proven to be crucial in relieving the psychotic
symptoms of schizophrenia—hallucinations, delusions, and incoherence—but are
not consistent in relieving the behavioral symptoms of the disorder. Even when
patients with schizophrenia are relatively free of psychotic symptoms, many still
have extraordinary difficulty with communication, motivation, self-care, and
establishing and maintaining relationships with others. Moreover, because
patients with schizophrenia frequently become ill during the critical career-
forming years of life (e.g., ages 18 to 35), they are less likely to complete the
training required for skilled work. As a result, many with schizophrenia not only
suffer thinking and emotional difficulties, but lack social and work skills and
experience as well.

It is with these psychological, social, and occupational problems that psychosocial


treatments may help most. While psychosocial approaches have limited value for
acutely psychotic patients (those who are out of touch with reality or have
prominent hallucinations or delusions), they may be useful for patients with less
severe symptoms or for patients whose psychotic symptoms are under control.
Numerous forms of psychosocial therapy are available for people with
schizophrenia, and most focus on improving the patient’s social functioning—

575
whether in the hospital or community, at home, or on the job. Some of these
approaches are described here. Unfortunately, the availability of different forms
of treatment varies greatly from place to place.
Schizophrenia Is Not "Split Personality"
There is a common notion that schizophrenia is the same as "split personality"—a
Dr. Jekyll-Mr. Hyde switch in character.

This is not correct.


Rehabilitation
Broadly defined, rehabilitation includes a wide array of non-medical
interventions for those with schizophrenia. Rehabilitation programs emphasize
social and vocational training to help patients and former patients overcome
difficulties in these areas. Programs may include vocational counseling, job
training, problem-solving and money management skills, use of public
transportation, and social skills training. These approaches are important for the
success of the community-centered treatment of schizophrenia, because they
provide discharged patients with the skills necessary to lead productive lives
outside the sheltered confines of a mental hospital.
Individual Psychotherapy
Individual psychotherapy involves regularly scheduled talks between the patient
and a mental health professional such as a psychiatrist, psychologist, psychiatric
social worker, or nurse. The sessions may focus on current or past problems,
experiences, thoughts, feelings, or relationships. By sharing experiences with a
trained empathic person—talking about their world with someone outside it—
individuals with schizophrenia may gradually come to understand more about
themselves and their problems. They can also learn to sort out the real from the
unreal and distorted. Recent studies indicate that supportive, reality-oriented,
individual psychotherapy, and cognitive-behavioral approaches that teach coping
and problem-solving skills, can be beneficial for outpatients with schizophrenia.
However, psychotherapy is not a substitute for antipsychotic medication; it is
most helpful once drug treatment first has relieved a patient’s psychotic
symptoms.
Family Education
Very often, patients with schizophrenia are discharged from the hospital into the
care of their family; so it is important that family members learn all they can
about schizophrenia and understand the difficulties and problems associated

576
with the illness. It is also helpful for family members to learn ways to minimize
the patient’s chance of relapse—for example, by using different treatment
adherence strategies—and to be aware of the various kinds of outpatient and
family services available in the period after hospitalization. Family
“psychoeducation,” which includes teaching various coping strategies and
problem-solving skills, may help families deal more effectively with their ill
relative and may contribute to an improved outcome for the patient.
Self-Help Groups
Self-help groups for people and families dealing with schizophrenia are becoming
increasingly common. Although not led by a professional therapist, these groups
may be therapeutic because members provide continuing mutual support as well
as comfort in knowing that they are not alone in the problems they face. Self-help
groups may also serve other important functions. Families working together can
more effectively serve as advocates for needed research and hospital and
community treatment programs. Patients acting as a group rather than
individually may be better able to dispel stigma and draw public attention to such
abuses as discrimination against the mentally ill.

Family and peer support and advocacy groups are very active and provide useful
information and assistance for patients and families of patients with
schizophrenia and other mental disorders. A list of some of these organizations is
included at the back of this booklet.

HOW CAN OTHER PEOPLE HELP?


A patient's support system may come from several sources, including the family,
a professional residential or day program provider, shelter operators, friends or
roommates, professional case managers, churches and synagogues, and others.
Because many patients live with their families, the following discussion
frequently uses the term "family." However, this should not be taken to imply
that families ought to be the primary support system.

There are numerous situations in which patients with schizophrenia may need
help from people in their family or community. Often, a person with
schizophrenia will resist treatment, believing that delusions or hallucinations are
real and that psychiatric help is not required. At times, family or friends may
need to take an active role in having them seen and evaluated by a professional.
The issue of civil rights enters into any attempts to provide treatment. Laws
protecting patients from involuntary commitment have become very strict, and

577
families and community organizations may be frustrated in their efforts to see
that a severely mentally ill individual gets needed help. These laws vary from
state to state; but generally, when people are dangerous to themselves or others
due to a mental disorder, the police can assist in getting them an emergency
psychiatric evaluation and, if necessary, hospitalization. In some places, staff
from a local community mental health center can evaluate an individual's illness
at home if he or she will not voluntarily go in for treatment.

Sometimes only the family or others close to the person with schizophrenia will
be aware of strange behavior or ideas that the person has expressed. Since
patients may not volunteer such information during an examination, family
members or friends should ask to speak with the person evaluating the patient so
that all relevant information can be taken into account.

Ensuring that a person with schizophrenia continues to get treatment after


hospitalization is also important. A patient may discontinue medications or stop
going for follow-up treatment, often leading to a return of psychotic symptoms.
Encouraging the patient to continue treatment and assisting him or her in the
treatment process can positively influence recovery. Without treatment, some
people with schizophrenia become so psychotic and disorganized that they
cannot care for their basic needs, such as food, clothing, and shelter. All too often,
people with severe mental illnesses such as schizophrenia end up on the streets or
in jails, where they rarely receive the kinds of treatment they need.

Those close to people with schizophrenia are often unsure of how to respond
when patients make statements that seem strange or are clearly false. For the
individual with schizophrenia, the bizarre beliefs or hallucinations seem quite
real—they are not just "imaginary fantasies." Instead of “going along with ” a
person's delusions, family members or friends can tell the person that they do not
see things the same way or do not agree with his or her conclusions, while
acknowledging that things may appear otherwise to the patient.

It may also be useful for those who know the person with schizophrenia well to
keep a record of what types of symptoms have appeared, what medications
(including dosage) have been taken, and what effects various treatments have
had. By knowing what symptoms have been present before, family members may
know better what to look for in the future. Families may even be able to identify
some "early warning signs" of potential relapses, such as increased withdrawal or
changes in sleep patterns, even better and earlier than the patients themselves.
Thus, return of psychosis may be detected early and treatment may prevent a
full-blown relapse. Also, by knowing which medications have helped and which

578
have caused troublesome side effects in the past, the family can help those
treating the patient to find the best treatment more quickly.

In addition to involvement in seeking help, family, friends, and peer groups can
provide support and encourage the person with schizophrenia to regain his or her
abilities. It is important that goals be attainable, since a patient who feels
pressured and/or repeatedly criticized by others will probably experience stress
that may lead to a worsening of symptoms. Like anyone else, people with
schizophrenia need to know when they are doing things right. A positive
approach may be helpful and perhaps more effective in the long run than
criticism. This advice applies to everyone who interacts with the person.

WHAT IS THE OUTLOOK?


The outlook for people with schizophrenia has improved over the last 25 years.
Although no totally effective therapy has yet been devised, it is important to
remember that many people with the illness improve enough to lead
independent, satisfying lives. As we learn more about the causes and treatments
of schizophrenia, we should be able to help more patients achieve successful
outcomes.

Studies that have followed people with schizophrenia for long periods, from the
first episode to old age, reveal that a wide range of outcomes is possible. When
large groups of patients are studied, certain factors tend to be associated with a
better outcome—for example, a pre-illness history of normal social, school, and
work adjustment. However, the current state of knowledge does not allow for a
sufficiently accurate prediction of long-term outcome.

Given the complexity of schizophrenia, the major questions about this disorder—
its cause or causes, prevention, and treatment—must be addressed with research.
The public should beware of those offering "the cure" for (or "the cause" of)
schizophrenia. Such claims can provoke unrealistic expectations that, when
unfulfilled, lead to further disappointment. Although progress has been made
toward better understanding and treatment of schizophrenia, continued
investigation is urgently needed. As the lead Federal agency for research on
mental disorders, NIMH conducts and supports a broad spectrum of mental
illness research from molecular genetics to large-scale epidemiologic studies of
populations. It is thought that this wide-ranging research effort, including basic
studies on the brain, will continue to illuminate processes and principles
important for understanding the causes of schizophrenia and for developing
more effective treatments.

579
Source:- https://www.naset.org/schizophrenia2.0.html

 
An aspect of the Center for Children and Families

Topic: Childhood Schizophrenia
Researched and written by:  Martina Miller 
                                                I attest that the following report is a product of my own original
work.

Summary
Full Report
Related Websites
References 
 

Summary 
 

Abstract

Childhood schizophrenia is a disorder of the brain that is characterized by

hallucinations, delusions, thought disturbances, disorganized behavior,

inappropriate or flat affect, and significant impairment in

580
functioning.  Childhood schizophrenia has a gradual onset with significant

impairment in social and academic competence and the symptoms usually stay

with them into adulthood.  Childhood schizophrenia is very rare in children

under 12; it affects 1 in 40,000 children.  Onset is usually not before age

5.  Medication has, in most cases, been the most successful in treating childhood

schizophrenia, although there can be side-effects.  The best programs for

treating childhood schizophrenia in the classroom seem to be behavioral in

nature.  Therefore the best treatment is a combination of medicine and a

behavioral therapy program.   


 
Full Report

Overview/Definition of Childhood Schizophrenia

Childhood – onset schizophrenia is a disorder of the brain that is characterized by

hallucinations, delusions, thought disturbances, disorganized behavior, inappropriate or flat

affect, and significant impairment in functioning (Mash & Wolfe, 2002).  Childhood

schizophrenia can be diagnosed with the same criteria as adult schizophrenia and it seems to be

a more severe form than adults.  In the early phases, children may begin to lose sleep and have
difficulty concentrating.  The child may start to avoid friends and stop doing well in

school.  They may start to have delusions and hallucinations, believe they have powers or think

they are being watched.  These children could become violent and have suicidal

thoughts.  Childhood schizophrenia has a gradual onset with significant impairment in social

and academic competence and the symptoms usually stay with them into adulthood (Mash &

Wolfe, 2002). 

 Adolescents with mild schizophrenia tend to be anxious and tired.  They are more

irritable than normal, and could be depressed and suicidal.  They show less empathy toward

581
others.  Like childhood-onset schizophrenia, adolescent schizophrenia is better treated if it is

discovered earlier and adolescents usually respond well to antipsychotic drugs (Bauer & Bauer,

1982).

Many people confuse schizophrenia in children with autism.  There are, however, a few

ways to tell the two apart.  With schizophrenia, the problem develops at a later age, there is less

intellectual impairment, social and language deficits are not as severe, hallucinations and

delusions are present as the child gets older, and there are more relapses and remissions (The

National Institute of Mental Health, 2003).  Some disorders are commonly misdiagnosed as

childhood onset schizophrenia.  Children having bi-polar disorder, autism, attention-deficit

hyperactivity disorder, mental retardation, major depressive disorder, mood disorders, organic

disorders, and obsessive-compulsive disorder often get this label (Werry, 1992).  The most

common comorbid disorders are conduct/oppositional defiant disorder and major

depression.       

Statistics

            Childhood schizophrenia is very rare in children under 12; it affects 1 in 40,000

children.  Usually it is not diagnosed before the age of 5, but if it is diagnosed before 5 then it

usually occurs in males ages 2-4.  It occurs 100 times more frequently in adults. The prognosis

is usually not good for children with schizophrenia.  In research done by Kydd and Werry

(1982), they found that 40 percent of the cases in their study were in remission, which was good

compared to previous research that only had a 20 percent result.  Childhood schizophrenia is

twice as common in boys as it is in girls.  This difference seems to disappear in

adolescence.  Research has shown that childhood schizophrenics come from less educated

families and patients have a low-average to average range of intelligence (Yates, 2003).  There

is little information about socioeconomic class, cultural patterns and childhood schizophrenia. 

582
Eighty percent of children have auditory hallucinations and 50 percent have

delusions.  The National Institute of Mental Health (2003), did research on 49 patients that did

not respond to conventional therapy.  They found that 55 percent had language difficulties, 57

percent had motor abnormalities, 55 percent had social abnormalities, and 63.3 percent had

either failed a grade or required placement in special education.  The participants’ families had

high rates of personality disorders, 45 percent had at least one relative with a personality

disorder.  Seventy-seven percent of the patients whose family members had a personality

disorder had already been diagnosed with a language abnormality (Yates, 2003).

Characteristics of Childhood Schizophrenia

            For a diagnosis of childhood schizophrenia at least two or more of 5 characteristics must

be met.  The first characteristic is delusions which are strong beliefs that somebody is after you,

spying on you or following you when this is not true.  The second characteristic is hallucinations

which are seeing, hearing, or sensing that things are there when they really are not, such as bugs

are crawling on the wall, or the devil is telling you to kill someone.  A third characteristic is

disorganized speech, which is talking about things that do not make sense or just saying words

that do not go together.  An example would be saying “I am going to the fifth kingdom, only I’m

allowed there and the spiders are coming with me.” The fourth characteristic is grossly

disorganized or catatonic behavior, which is performing behaviors such as sitting still for hours

at a time in the same position, this would be catatonic.  Disorganized behaviors would be taking

all the puzzle pieces out of a box then putting them back in a hundred times.  The fifth

characteristic is negative symptoms, like affective flattening, alogia, or avolition (Mash &

Wolfe, 2002).  Affective flattening is when someone shows no emotions.  Alogia is when

someone does not speak very much.  Avolition is when someone can not start or complete a

job.  These characteristics need to be significantly taking over a child’s life for a month or more

583
(American Psychiatric Association, 2000). 

            DeCesare, Pellegrino, & Yuhasz (No Date), said there are other characteristics that

maybe associated with childhood schizophrenia.  Usually children with schizophrenia will have

poor language abilities, poor coordination, poor or nonexistent social skills, and poor

psychomotor and executive functioning.  There are different phases of schizophrenia, the first

being the prodromal phase which occurs prior to developing acute psychotic symptoms.  This

phase happens when the child starts to perform poorly on things at school and has no friends,

and everything seems different and starts to go wrong.  The second phase is the acute phase

which is when a child goes for treatment; this usually happens when psychotic symptoms are

present and level of functioning goes down.  The third phase is the recovery phase which is

marked by the active phase and psychotic symptoms are still present with confusion,

disorganization, and/or dysphoria.  The fourth and last phase is the residual phase where positive

psychotic symptoms are minimal, but negative ones are still there (DeCesare, Pellegrino, &

Yuhasz, No Date).  Positive symptoms are a presence of unusual perceptions, thoughts, or

behaviors, such as, delusions, hallucinations, disorganized thought or speech, and disorganized

or catatonic behavior.  Negative symptoms involve the absence of behaviors, rather than the

presence of behaviors, such as affective flattening, alogia, and avolition (Nolen-Hoeksema,

2004).

            Other signs of childhood schizophrenia are low cognitive functioning, low

socioeconomic class, immature thinking and behaving, low academic success, low social

interactions, less likely to live independently as an adult, increased risk for substance abuse,

increased suicide rates, increased anxiety, family problems, attention problems, and bizarre

thoughts (DeCesare, Pellegrino, & Yuhasz, No Date).

Childhood-Onset Schizophrenia in the Classroom/Treatment for the Classroom

584
            Martin, England, Kaprowy, Kilgour, & Pilek, (1968) did a study with autistic children’s

behavior in the classroom.  Children with autism and schizophrenia can show similar behaviors

so the treatment for autism could also be effective with certain schizophrenic behaviors.  One

child in their study was named Peter and he had a lot of tantrums which they believe were

reinforced by attention from whoever was around him.  They did the therapy sessions at

the Manitoba Training School.  The sessions were for 1 ½ hours in the morning and afternoon

with each session having a 15 minute break.  They used the child’s breakfast and lunch as

reinforcers.  In the first week the trainers conducted session in a small room with one trainer per

child and arranged it so the children could not get up and leave easily.  They focused on

reducing tantrum behavior, sitting quietly, teaching more words, and using a token system.  In

the second week the session in the morning was still in the same room and the afternoon session

was in a regular classroom.  They still had one trainer per child and tried to reduce the

disturbance of moving to the regular classroom.  In the third week, to the sixth week, they

moved the desks to look like a normal classroom and increased the number of children in the

class to seven.  Also, the child had more trainers with him or her for certain tasks in the

classroom.  In the seventh through twelfth weeks the children had to begin with sitting quietly in

their classroom.  One trainer gave verbal training to seven children for 30 minutes.  Some of the

children went to other rooms for 30 minute periods to learn matching, tracing, or copying.  The

children who were left in the class were taught by one trainer on verbal skills and commands

(Martin et al., 1968). 

            The researcher found with initial behavior problems, such as tantrums, by ignoring this

behavior and eliminating the attention given, the tantrums were almost completely

eliminated.  In order to use tokens as reinforcers, the researchers had to first pair a token with

food, then they worked as reinforcers and when the child received five tokens they could cash

them in for a piece of food.  Then they used the tokens to reinforce sitting quietly.  They

585
received a token for sitting still for 15 seconds.  After several reinforced periods of time the

seconds it took to get a token were increased.  By the end of three week most of the children

would sit still and quietly in their seats (Martin et al., 1968). 

Next they looked at the verbal training and they used something called fading.  Fading is

basically teaching a child to respond to something and switching it so they respond to a different

set of stimuli.  An example would be point to your nose and say nose enough times so the child

says nose when you point to it.  Now start saying what is this and point to your nose, then say

nose.  Keep doing this until the child can say nose when you ask what is this.  This procedure

worked for most of the children and helped them gain a small naming vocabulary.  Next the

researchers measured tracing and copying abilities.  In these procedures they taught the children

to trace lines and figures and then copy them from a picture.  First, the researchers guided the

child’s hand while tracing a shape.  Then eventually faded out holding the child’s hand.  After

they traced the line correctly then were asked to trace a picture that had dotted lines.  This

procedure was not as successful with all the children.  Some traced the lines and copied pictures

and others did not.  Next they taught the children how to match two things that were alike.  They

would show pictures of objects and ask the child to show them, one shoe then two shoes.  Two

of the children acquired this skill, but the remaining children did not (Martin et al., 1968). 

One thing that made this program effective was the reinforcement program they

used.  Another thing they thought was effective was the control they had over the children’s

food before breakfast.  After the end of this study, the researchers implemented the following

changes, the breakfast and lunch were eventually eliminated as reinforcers and replaced with

candy, chips, and popcorn.  Instead of using poker chips for tokens, they used stars, and the

children began meeting as a group with a kindergarten teacher at the Manitoba School for a 1 ½

a day.  The researchers concluded that the children were not close to being able to be in a

normal kindergarten class, but they could sit still and respond with only one teacher (Martin et

586
al., 1968).

Riester (1986) did research on how to teach the schizophrenic child.  He developed a

questionnaire that he used to interview teachers.  Five questions were about behaviors shown by

schizophrenic children and 1 question was about the teacher’s personal attributes.  The teachers

chosen to answer these questions had worked with schizophrenic children and emotionally

disturbed children for years and were considered experts.  Together they came up with a

summary of the things they considered to work best with teaching the schizophrenic child

(Riester, 1986). 

These teachers found one of the most important things to be having a very clearly

defined system and rules.  Intervention for impaired reality testing, in school, causes poorly

oriented time and space and the children are unable to set limits and boundaries.  One suggestion

they gave for this problem is to have clear rules and consequences, and to give the child a highly

structured learning environment.  Another problem is children with schizophrenia have selective

attention.  A way to increase selective attention is to put a student in a desk that is free of

distractions, and divide longer assignments into shorter ones.  Another problem that

schizophrenic children have in school is not having any friends or the ability to make them.  A

way to help with this is to engage in frequent interactions to gain trust, and tell how friends

interact with one another (Riester, 1986).   

Having poor organization skills and not setting schedules occur often in children with

schizophrenia.  To help this, they suggested putting up schedules in the class and keeping the

classroom organized.   The last problem the teachers talked about was verbal and nonverbal

behavior does not match the conversation and these children do not learn interpersonal

skills. Ways to improve this are to use positive reinforcement and model and teach appropriate

behavior.  Riester (1986) concludes with saying these intervention strategies are not certain, but

587
they do seem to be effective.  He believes that in the future students in college going for

teaching should have a class on teaching the schizophrenic child. 

Rangaswamy and Jalaludeen (1982) did research on treating schizophrenic

children.  They developed a treatment program and used one child as a case study.  There were

three goals in this program, the first being to improve emotional relationships with others. The

second was to get rid of habit behaviors, behavior problems, and phobias.  The third was to

improve his academic skills.  The researchers used eye contact training and imitation

training.  The children were taught to share, to reduce habit disorders, and repetitive

behaviors.  They treated phobias and improved their academic abilities using token

reinforcers.  Finally the children were taught to manage their classroom problems.  It is

important to include parents in training and teaching.  Nine months after treatment the child still

maintained his achievements.  The researchers concluded that overall, his academic abilities

improved dramatically (Rangaswamy & Jalaludeen, 1982).

In Alaska, Konopasek (1984) did research on their only residential psychiatric facility

for children.  At this place they have a school staff to teach the children when they are

admitted. They have a two teachers and an aide.  When the child is admitted the staff assesses

their level of academic functioning and decides what classroom they will be in.  Konopasek

(1984) says early signs of schizophrenia are deteriorating academic functioning and psychotic

episodes.  When a child becomes psychotic a change in medicine is usually needed.  The

children start school at the same time everyday and with the same teacher, and they follow the

same schedule each day.  It is important for the teachers to be aware of the side-effect of the

medicine.  Medicine could make the child appear tired or not interested.  Usually the child is

interested and does not want to be tired, but the side effects cause them to be that way.  Teachers

should conform to each individual student’s need to help with academic performance.  Another

suggestion in the classroom is arranging the child’s desk to be free of distractions.  Children that

588
are having delusions or hallucinations need support.  Not support for their delusions and

hallucinations, but to know they are safe and help to see their thoughts and beliefs are not

real. Teachers need to know what their student’s hallucinations and delusions are and plan the

lessons so they do not bring on these hallucinations or delusions.  These interventions are

intended to be useful in general classroom and are not a prevention or cure. They are only

intended to help assist with a child during a psychotic period (Konopasek, 1984).

Medication has, in most cases, been the most successful in treating childhood

schizophrenia, although there can be side-effects.  The most serious side effect is tardive

dyskinesia, but it is usually rare and with children very rare.  Tardive dyskinesia seems to

progress with age.  Most patients do well on medicine although it may take a while to find the

right combination and dose level.  One problem with medication is some people are unwilling to

take it (Werry, 1992).  Combining antipsychotic drugs with these behavior programs in school

will turn out to be the best possible treatment for children with schizophrenia.

In conclusion, the best programs for treating childhood schizophrenia in the classroom

seem to be behavioral in nature.  They seem to share in common some sort of point or token

system with positive reinforcement.  All of the programs also suggest clearly defining the rules

in the classroom and what is expected from the child with the token system.  Another suggestion

for treating schizophrenia is make sure to know how long the child has been experiencing it and

how often the child has relapsed.  For childhood schizophrenia, an absolute in treatment is

always medicine.  The stress and pain on the families of children with childhood schizophrenia

is devastating.  There is still so much to learn about this very complex, rare disorder, therefore

more research should be done in the future.

Source:- http://faculty.frostburg.edu/mbradley/EC/childhoodschizophrenia.html

589
Church robbed of $700,000 in equipment
by
George Henry
November 07, 2016

 Photo

Thieves went on a rampage in the fast developing town of Spaldings in


Clarendon on the weekend, robbing a church, a Western Union outlet, and a
service station of more than $3 million.
Worshippers who turned up at the Spaldings New Testament Church of God in
Clarendon for early morning prayer meeting on Saturday discovered that the
church was broken into and several pieces of equipment were missing.
Pastor of the church, Bishop Donovan Knight, told THE STAR that robbers
entered the church by cutting burglar bars, and removed equipment valued more
than $700,000. He said the equipment included a keyboard, speaker boxes, a
flat-screen monitor, and several ceiling fans.
Church members have started a nine-day fast, the number of days they are
giving the robbers to return what they stole.“The God who is a merciful God is
also a God of wrath. So take back what is God’s before He starts His action. All
the things taken are marked,” warned Knight.
He said the crime was reported to the Spaldings police.

590
The police also reported that robbers broke into the Western Union outlet by
removing burglar bars and taking $750,000 in cash. They also said that a vault
that held $1.5 million in cash was removed from the service station, which is
adjacent to the Western Union outlet. The thieves also took several bottles of
liquor. 

Source:- http://jamaica-star.com/article/news/20161107/church-robbed-700000-equipment

News
Church robbers make off with $1M
worth of equipment
BY ALESIA EDWARDS Observer staff reporter alesiae@jamaicaobserver.com

Saturday, February 06, 2010    

Rev Dr Cecil Fisher points to a section of the grille which was cut by robbers to gain
entry to the church. (Photo: Alesia Edwards)

OCHO RIOS, St Ann —Thieves this week broke into the New Testament Church in Harris Town, near this
resort town, and made off with more than $1 million worth of equipment.

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The thieves, church officials told the Observer, gained entry to the building through a side door after they
broke off the lock and cut the grille. They then forced open doors to the offices and storage areas and
removed the items.

The items were discovered missing Wednesday morning when the church secretary turned up to find the
offices and storage areas ransacked.

The church's pastor, Rev Dr Cecil Fisher, said among the items stolen were two amplifiers valued at over
$200,000; a mixer board, worth approximately $100,000; a generator and keyboard, also worth more than
$200,000.

The robbers also stole a computer, scanner, printer, camcorder, floodlights, music speakers, processors,
microphones and standing fans.

A drum set, tambourines and old speaker boxes which were of little value were left behind.

"They didn't even leave me with one of the fans in my office; we just spend $1.6 million to upgrade the
church," Dr Fisher said.

He had a warning for the culprits: "People who take vessels of God out of God's house are in jeopardy of
losing their lives, the Bible tells us that."

"... We had break-ins before; one particular gentleman who took doors from the church hanged himself on
the very door that he took from the church," Dr Fisher said.

Said the pastor: "We work with this community, bury their dead, marry their couples, bless their babies,
help with senior citizens and children going to school and look what has been done to the church."

Dr Fisher said the items are of great importance to the church and work of God and has appealed to the
robbers to return them.

"I would just appeal to them, to their good sense, to bring back the items to the church yard; this is a
community church that helps the people in the community so when they take these items we have nothing
to work with," said the pastor.

Source:- http://www.jamaicaobserver.com/news/Church-robbed---p3-----feb-6--pr_7393515

592
News
Robbery turns away US church group
KARYL WALKER, Crime/Court co-ordinator walkerk@jamaicaobserver.com

Tuesday, July 01, 2008    

A US-based church mission has cancelled plans to come to Jamaica after 39 of its
colleagues were roused from their beds and robbed at gunpoint at the Salvation Army at
Mannings Hill Road in St Andrew hours before dawn on Monday.

According to Major Ward Matthews, secretary for business administration for the Salvation Army
in the Caribbean, the robbers gained access to a secure area where the Americans were
sleeping at the rear of the School for the Blind compound.

"There were three armed men who ordered everybody to hand over their wallets, hand bags,
digital cameras and cellular phones. They escaped over a wall at the back," Matthews told the
Observer yesterday.

The robbers also stole an American passport but the travel document was later found near a wall
at the back of the premises, Matthews said.

"Thankfully, that person got their passport back," he said. "It seems they were not interested in
that."

News of the robbery has caused another mission from the Adventures in Missions charity group
to take an about turn from Jamaica. The group was scheduled to arrive in the island on July 15.

"They are now trying to go somewhere else. This is a group of young people in their late teens to
early 20s," Matthews said. "It's shameful that we all live in fear, and that friends from the United
States who come to help us improve our work among the poor are targeted."

The robbery victims consisted of members of three churches based in the states of Washington,
Ohio and North Carolina and were in the island to offer medical assistance to the students of the
School for the Blind and several elderly persons who are housed at the Francis Ham Home for
the aged.

While the three gunmen were busy relieving the foreigners of their valuables, two others were
reportedly attempting to saw through a grille to a residence occupied by Salvation Army officers
who were assigned here from Canada. That attempt was, however, unsuccessful.

593
Head of the St Andrew North police division, Superintendent Anthony Morris, said the police
would be leaving no stone unturned in bringing the robbers to justice.

'We expect to make a breakthrough soon, as these things have a way of surfacing," Morris said.

Yesterday, cops searched several premises in the Sherlock Crescent area but came up empty-
handed.

Earlier in the day, a 2004 Toyota Hiace assigned to The Salvation Army's College, which trains
Salvation Army officers to serve throughout the Caribbean, was stolen in Montego Bay.

The Salvation Army has been assisting the poor and needy in Jamaica since 1887 and has set up
a number of orphanages, old age homes and the School for the Blind, the only institution in the
island to offer residential schooling for blind and visually impaired children.

The theft of the bus left Matthews upset.

"The bus was clearly marked as an official Salvation Army vehicle," he said. "The thieves knew
they were targeting and stealing from The Salvation Army."

The Salvation Army property at Mannings Hill Road has been targetted by petty thieves and
cocaine addicts who steal regularly from the property.

Source:- http://www.jamaicaobserver.com/news/137318_Robbery-turns-away-US-church-group

594
2nd arrest in double
murder of U.S.
missionaries in
Jamaica

Randy Hentzel

 
 CBS AFFILIATE KCCI

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595
 

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NEW YORK -- Jamaican authorities announced Wednesday that a


second man has been charged with murder in the deaths of two American
missionaries found shot on April 30.

Police say Dwight Henry and Andre Thomas, both 25, killed Randy Hentzel
and Harold Nichols during a robbery in St. Mary's Parish Jamaica, where
the two American missionaries have lived for years.

Both were shot, but a coroner determined that one of the victims
succumbed to machete wounds suffered after the shooting, according to
Jamaica Constabulary Force Superintendent Stephanie Lindsay.

Hentzel and Nichols had both worked for a Pennsylvania-based religious


organization called Teams for Medical Missions. The two men and their
families did evangelism and Bible ministry and built homes.

Thomas was charged on June 23. Police detained Henry the next day, but
he was not charged until Wednesday. Both men faces counts of murder and
illegal firearm possession.

Court dates have not yet been set for the suspects.
© 2016 CBS Interactive Inc. All Rights Reserved.

Source:- http://www.cbsnews.com/news/2nd-arrest-in-double-murder-of-u-s-missionaries-in-
jamaica/

596
Dissociative Disorders
 Overview
 Treatment
 Support
 Discuss

Dissociative disorders are characterized by an involuntary escape from reality


characterized by a disconnection between thoughts, identity, consciousness and
memory. People from all age groups and racial, ethnic and socioeconomic
backgrounds can experience a dissociative disorder.
Its estimated that 2% of people experience dissociative disorders, with women
being more likely than men to be diagnosed. Almost half of adults in the United
States experience at least one depersonalization/derealization episode in their
lives, with only 2% meeting the full criteria for chronic episodes.
The symptoms of a dissociative disorder usually first develop as a response to a
traumatic event, such as abuse or military combat, to keep those memories
under control. Stressful situations can worsen symptoms and cause problems
with functioning in everyday activities. However, the symptoms a person
experiences will depend on the type of dissociative disorder that a person has.
Treatment for dissociative disorders often involves psychotherapy and
medication. Though finding an effective treatment plan can be difficult, many
people are able to live healthy and productive lives.

Symptoms
Symptoms and signs of dissociative disorders include:
 Significant memory loss of specific times, people and events
 Out-of-body experiences, such as feeling as though you are watching a
movie of yourself
 Mental health problems such as depression, anxiety and thoughts of
suicide
 A sense of detachment from your emotions, or emotional numbness
 A lack of a sense of self-identity

The symptoms of dissociative disorders depend on the type of disorder that has
been diagnosed. There are three types of dissociative disorders defined in
the Diagnostic and Statistical Manual of Mental Disorders (DSM):
 Dissociative Amnesia. The main symptom is difficulty remembering
important information about one’s self. Dissociative amnesia may
surround a particular event, such as combat or abuse, or more rarely,

597
information about identity and life history. The onset for an amnesic
episode is usually sudden, and an episode can last minutes, hours, days,
or, rarely, months or years. There is no average for age onset or
percentage, and a person may experience multiple episodes throughout
her life.
 Depersonalization disorder. This disorder involves ongoing feelings of
detachment from actions, feelings, thoughts and sensations as if they are
watching a movie (depersonalization). Sometimes other people and things
may feel like people and things in the world around them are unreal
(derealization). A person may experience depersonalization, derealization
or both. Symptoms can last just a matter of moments or return at times
over the years. The average onset age is 16, although depersonalization
episodes can start anywhere from early to mid childhood. Less than 20%
of people with this disorder start experiencing episodes after the age of
20.
 Dissociative identity disorder. Formerly known as multiple personality
disorder, this disorder is characterized by alternating between multiple
identities. A person may feel like one or more voices are trying to take
control in their head. Often these identities may have unique names,
characteristics, mannerisms and voices. People with DID will experience
gaps in memory of every day events, personal information and trauma.
Women are more likely to be diagnosed, as they more frequently present
with acute dissociative symptoms. Men are more likely to deny symptoms
and trauma histories, and commonly exhibit more violent behavior, rather
than amnesia or fugue states. This can lead to elevated false negative
diagnosis.

Causes
Dissociative disorders usually develop as a way of dealing with trauma.
Dissociative disorders most often form in children exposed to long-term physical,
sexual or emotional abuse. Natural disasters and combat can also cause
dissociative disorders.

Diagnosis
Doctors diagnose dissociative disorders based on a review of symptoms and
personal history. A doctor may perform tests to rule out physical conditions that
can cause symptoms such as memory loss and a sense of unreality (for
example, head injury, brain lesions or tumors, sleep deprivation or intoxication). If
physical causes are ruled out, a mental health specialist is often consulted to
make an evaluation.
Many features of dissociative disorders can be influenced by a person’s cultural
background. In the case of dissociative identity disorder and dissociative

598
amnesia, patients may present with unexplained, non-epileptic seizures,
paralyses or sensory loss. In settings where possession is part of cultural beliefs,
the fragmented identities of a person who has DID may take the form of spirits,
deities, demons or animals. Intercultural contact may also influence the
characteristics of other identities. For example, a person in India exposed to
Western culture may present with an “alter” who only speaks English. In cultures
with highly restrictive social conditions, amnesia is frequently triggered by severe
psychological stress such as conflict caused by oppression. Finally, voluntarily
induced states of depersonalization can be a part of meditative practices
prevalent in many religions and cultures, and should not be diagnosed as a
disorder.

Treatment
Dissociative disorders are managed through various therapies including:
 Psychotherapies such as cognitive behavioral therapy (CBT) and dialectical
behavioral therapy (DBT)
 Eye movement desensitization and reprocessing (EMDR)
 Medications such as antidepressants can treat symptoms of related
conditions

Related Conditions
Because dissociative disorders appear on the trauma spectrum, many patients
may have conditions associated with trauma, as well as additional trauma-based
conditions.
 Posttraumatic stress disorder (PTSD)
 Borderline personality disorder (BPD)
 Substance abuse
 Depression
 Anxiety
- See more at: http://www.nami.org/Learn-More/Mental-Health-
Conditions/Dissociative-Disorders#sthash.ds6yP15A.dpuf

Source:- http://www.nami.org/Learn-More/Mental-Health-Conditions/Dissociative-
Disorders

Review - Dissociative Children


Bridging the Inner and Outer Worlds
by Lynda Shirar
W W Norton & Company, 1996
Review by Vicki Jung, M.A., CMHC
Jun 29th 1999 (Volume 3, Issue 26)

599
Everyone dissociates.  Dissociation is a common defense mechanism that is available to all of us. 
Children quite commonly use dissociative defenses and most dissociative disorders start in
childhood.  Yet, many clinicians are unaware of how prevalent dissociative disorders are or even
how to assess them.  Dissociative Identity Disorder was formerly known as Multiple Personality
Disorder and was considered to be rare.  Only Sybil and Eve suffered from it according to the
majority of psychiatrists and psychologists.  When we look at the prevalence of sexual abuse,
domestic violence, and child abuse, it makes sense that there are many more people who suffer
from dissociative disorders than are diagnosed.

Having worked for 10 years with adults who suffer from Dissociative Identity Disorders, it has
become apparent to me that these adults didn't wake up one morning as an adult with multiple
personalities!  In listening to their stories, each one of them had started dissociating as children;
but nobody knew it.  Consequently they continued to dissociate into their adult years leaving a trail
of pain and suffering for not only them,  but for those intimately around them as well.  If they were
fortunate enough to be diagnosed as adults, their healing process became even more complex
because of the many years of not being properly diagnosed.

Dissociative Children educates the readers as to what dissociation is and how it works.  Lynda Shirar
also teaches us of the difficulty in distinguishing behaviors that often get mis-diagnosed as Attention
Deficit Disorders, oppositional or conduct disorders, anxiety and panic disorders, Post Traumatic
Stress Disorders, depression and suicidal ideation, and substance abuse.  As adults, the most
common mis-diagnosis is Borderline Personality Disorder.  If for no other reason than to learn how
to recognize and properly diagnose children, Dissociative Children is worth reading.  For if we do not
properly diagnose these children, how can we help them?

Beyond teaching how to recognize and diagnose dissociation, the author also provides treatment
plans and techniques useful in helping to work with Dissociative Children.  She emphasizes the
importance of helping a child to remember and resolve the trauma from their history of abuse in
order for them to heal and function as an adult.  Included in the book is a dissociative checklist
along with the common signs and symptoms which are helpful in identifying these children who so
desperately need someone who can start them on the path to healing.  The drawings included are
an added bonus.  They help us to see how the children see their world and of the importance of art
therapy in the healing process.

When counseling children who have dissociative disorders, family involvement is imperative. Shirar
addresses that issue and gives specific direction in how to educate parents and how to assess
families as to whether they will be able to help their child integrate. Diagnosing is not enough. 
Parents must become educated and take an active part in order for the child to heal.  Without the
support of the parents, the prognosis of healing as a child becomes less likely to happen.

Realizing the prevalence of diagnosing children with ADHD and medicating them with Ritalin, I often
wonder how many of them are improperly diagnosed.  I believe it is time to take a closer look at
some of these children and ask, " Could it be that this child is dissociating...and if so, why?"  It is
becoming all to easy to say they are hyperactive and pop 'em a pill.

Reading Shirar's book made me stop and think differently about the way I work with the children in
my practice.  What I have learned is that the majority of them are dissociating from their feelings. 
As they continue to disconnect from their feelings, they have repressed their hurt and pain which
eventually develops into anger and often rage.  If not addressed, that anger can sometimes be the
path to acting out suicidal fantasies or murderous rage.  We only have to listen to the news or read
the paper to be aware of the prevalence of violence in our society by children.  As clinicians, we
have a responsibility to identify these children as early as possible to help them reconnect with their
feelings and work through their pain.  Maybe they don't have multiple personalities that have

600
developed, but teaching children and their parents about dissociation and the problems that can
develop in continuing to use it as the primary defense mechanism is a must.

Perhaps the most powerful paragraph in the book is on page 27, where the author says, "The
penalty of childhood trauma and the necessary dissociative coping become increasingly costly for
the child growing up, even after the trauma itself has stopped.  Any child who has dissociative
symptoms, whether, mild or severe, can benefit from identification and treatment of those
symptoms.  Given the opportunity, children can heal while they are still children."

Think about how drastically this could change our society in the reduction of pain and suffering and
violence when children can see the world through healed eyes.  I highly recommend this book to not
only clinicians, but teachers and parents.  It is clearly written and easily understood.  Any adult who
relates to children on a regular basis would benefit from reading Dissociative Children. 
 

Vicki has been in the field of mental health for over 16 years. 
Since  1990 she has worked in  private practice through Jung,
Jung and Associates in Bothell, Washington.  As co-founder of
the Youth Suicide Prevention Center in 1985, she counseled
over 450 youths-at-risk of suicide through group intervention
until it closed in 1990.  Her work has a broad range of
experience including not only suicide and self-harm behaviors,
but grief and loss, survivors of sexual abuse, victims of crime,
anger and violence, marriage and family counseling, Post
Traumatic Stress Disorders, and Dissociative Disorders. 
Through her career she has worked extensively with
individuals, couples, and groups including children,
adolescents, and adults.  In addition to traditional therapeutic
skills, she utilizes art and sand tray therapy and has a special
interest in pet-facilitated therapy.  Her Chihuahua, Sarina
Marie, works as her co-therapist.

Source:- http://metapsychology.mentalhelp.net/poc/view_doc.php?
type=book&id=92&cn=393

CLASSROOM ACTIVITIES
Assignments
Psychological Trauma-Based Presentation and Paper Assignment by Bethany Brand, Ph.D.
Trauma Reflection Essays by Bethany Brand, Ph.D.

601
Lesson  Ideas
TED Talk Discussion: How Childhood Trauma Affects Health Across a
Lifetime [1]
Summary: “Childhood trauma isn’t something you just get over as you grow up. Pediatrician Nadine Burke
Harris explains that the repeated stress of abuse, neglect and parents struggling with mental health or
substance abuse issues has real, tangible effects on the development of the brain. This unfolds across a
lifetime, to the point where those who’ve experienced high levels of trauma are at triple the risk for heart
disease and lung cancer. An impassioned plea for pediatric medicine to confront the prevention and
treatment of trauma, head-on.”

A meaningful class discussion could be based around this video. A few sample discussion questions are
outlined below:

 What is your opinion on the ACE studies? Do you think they are representative of the population?
Do you think the results are a product of “science” or simply a rough childhood?
 Why do you think children are especially susceptible to trauma?
 Do you think it health care professionals should be required to screen patients for trauma as a part
of an intake packet, such as part of the initial screening when patients meet with therapists such as
psychologists or social workers? Is screening for trauma an invasion of privacy?
 Do you think it should be mandated that all health professionals receive education about the effects
of trauma and how to assess for trauma?
PsychologyTools: Posttraumatic Stress Disorder [2]
Wonderfully informative website that has CBT based worksheets for PTSD, treatment guidelines,
assessment/evaluation tools, intervention guides, general information, grounding techniques,
lectures/workshops, key papers, complex PTSD information, and more.

These tools could be useful for multiple lessons related to PTSD. For example, students can be directed to
read a case study about PTSD or to watch a movie about someone who is traumatized and asked to complete
the form on this site titled “Cognitive Model of Post-Traumatic Stress Disorder.”

Posttraumatic Stress Disorder of Victims of Violent Crimes Activity [3]


Through this lesson, students will be able to understand the intersection of PTSD and violent crimes,
understand the importance of emotional management, and analyze how art may play a role in soothing the
mind and body. This lesson is based on the documentary, The Interrupters.

Students will analyze and discuss appropriate texts to build upon the key concepts raised throughout the
lesson. Students will apply their knowledge by drawing, analyzing artistic works of art, and engaging in
reflective activities.

These assignments can be altered depending on the experience and education level of the audience. The
lessons as they are written on this website are particularly well-suited for high school students and college
students, but the documentary, The Interrupters, and the related assignments, could easily be adapted for
graduate students. The third lesson, Building Vocabulary, is particularly helpful for less advanced students.
Mini Trauma Activity [4]
This is a very simple, yet powerful way for students to begin understanding what it is like to experience a
traumatic event. It will be important to set aside some time to talk to students about their reactions to doing
this exercise. It is also important to consider giving students the option to not participate if they feel this

602
activity might be distressing to them. Let students know in advance that they do not need to share any
information that they feel uncomfortable discussing.

INSTRUCTIONS:
 Ask students to write down the name of a very close loved one
 Ask students to write down their favorite activity
 Ask them to write down their favorite place to go
 Ask them to write down (or simply think about) a secret they have that is embarrassing to the point
very few, if no one, knows about it (they can use a symbol if they don’t want to write it down or
simply think of it without writing anything). Assure students that the papers will not be collected.
READ PROMPT:
 Imagine you have now become a victim of the crime. Take paper 1 and rip it up, because this
person doesn’t exist to you: you learned that they have been a victim to a homicide and are
deceased.
 Now rip up paper 2 because you just learned the homicide occurred during the time you were
involved in your favorite activity. This activity is no longer enjoyable to you because it reminds you
of the loss of your loved one so this activity doesn’t exist for you anymore.
 Now rip up paper 3. Your favorite place is gone now too because this is where the murder occurred.
This place no longer exists for you because you cannot go there without thinking of the loss of your
loved one and the incident surrounding their death.
 Now what you have left is a secret. Something that makes you feel ashamed, and blaming yourself
and helpless. This is similar to the feelings you might have for not being able to save your loved
one. This is what you have left. Each victim has a personal experience and reaction. As a supporter
and loved one of a victim, the closer you are, the more real it becomes.
 Discussion: Discuss what they have learned about how it would feel to lose someone they love to a
violent crime. What reactions did they have that surprised them? What do they think would help
victims of violent crime recover from such a powerful and painful experience? What would be
unhelpful for people to say to them? What would be helpful for people to say to them?
NPR Discussion: To Head Off Trauma’s Legacy, Start Young [5]
Summary: Health professionals discuss the importance of supporting parents to help break generational
cycles of trauma and abuse and measuring childhood adversity.

A meaningful class discussion could be based around this video. A few sample discussion questions are
outlined below:

 Why do you think it is important to measure childhood adversity? At what age should children
begin to screened for childhood adversities?
 Do you think it would be helpful or hurtful to label a child with an “adversity score”? Would a label
potentially create more problems or create opportunities to help children with high adversity
scores?
 Do you think it is ethical or unethical to let the parents know about their child’s adversity score if
asked? What if the parent is the cause?
NPR Discussion: Exploring Multiple Personalities In ‘Sybil Exposed’ [6]
Summary: Writer Debbie Nathan reports that she reviewed archived material documenting the experiences
of a patient known as “Sybil” who reportedly suffered from multiple personality disorder in her book, Sybil
Exposed. Ira Flatow and guests, Debbie Nathan, Paul McHugh, M.D., and dissociation expert, Bethany
Brand, Ph.D., discuss multiple personality disorder and its modern equivalent—dissociative identity disorder
(DID).

A meaningful class discussion could be based around this video. A few sample discussion questions are
outlined below:

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 Is there a way for mental health professionals to know if a now deceased patient such as Sybil
actually had DID?
 What research supports the existence of DID and its treatment? What evidence is offered in support
of the view that DID is created by therapists or other cultural influences?
 What are the points of view offered by each guest? Which guest(s) provide scientific evidence to
support their point of view?
NPR Discussion: In ‘The Evil Hours,’ A Journalist Shares His Struggle
With PTSD [7]
Summary: War correspondent and former Marine David Morris discusses the history and science of PTSD,
as well as his own struggle with the disorder after encountering multiple traumatic events overseas.

A meaningful class discussion could be based around this video. A few sample discussion questions are
outlined below:

 Davies and Morris discuss Prolonged Exposure Treatment and the controversy surrounding it.
What is your opinion on this treatment? Is this treatment more beneficial or harmful? Should it only
be used on a case-by-case basis or routinely administered?
 Morris states that he personally found alcohol in moderation to be one of the “best PTSD drugs
ever invented” and that other survivors have agreed with him. What do you think of this statement?
Is this a slippery slope? If you were speaking with Morris, how would you reply to him?
 Why do you think Morris’ symptoms of PTSD became more exaggerated after a period of two
years? Why do you think some individuals develop PTSD symptoms while others do not, even
when faced with the same situation?

[1] Harris, N. B. (2014). How childhood trauma affects health across a lifetime. Retrieved from
https://www.ted.com/talks/nadine_burke_harris_how_childhood_trauma
_affects_health_across_a_lifetime
[2] Psychology Tools. (2015). Post-traumatic stress disorder (PTSD). Retrieved from
http://psychology.tools/ptsd.html
[3] Swope, M. (2015). Post traumatic stress disorder of victims of violent crimes. Retrieved from
http://interruptviolence.com/assets/uploads/site/The-Interrupters-Curriculum-Lessons,Module-6.pdf
[4] Harwood, B. & Haas, S. (2012). Your duty to crime victims: Know the right, do the right. Adapted from
http://www.mdle.net/pdf/crimeviclesplan2012.pdf
[5] Starecheski, L. (2015). To head off trauma’s legacy, start young. Retrieved from
http://www.npr.org/sections/health-shots/2015/03/09/377569414/to-head-off-traumas-legacy-start-young
[6] Flatow, I., Nathan, D., McHugh, P., & Brand, B. (2011). Exploring multiple personalities in ‘Sybil
Exposed’. Retrieved from http://www.npr.org/2011/10/21/141591185/exploring-multiple-personalities-in-
sybil-exposed
[7] Davies, D. & Morris, D. (2015). In ‘The Evil Hours’, a journalist shares his struggle with PTSD.
Retrieved from http://www.npr.org/2015/01/20/378586235/in-the-evil-hours-a-journalist-shares-his-
struggle-with-ptsd
Source:- http://www.teachtrauma.com/educational-tools/classroom-activities/

The Effects of DID on Children of Trauma


Survivors
Home / Resources / For Survivors and Loved Ones / The Effects of DID on Children of Trauma Survivors

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By Esther Giller President, The Sidran Institute Reprinted with permission from CASA Connection, vol.
2, no. 2, Spring 1995.
 
One of the significant mental health issues of the 1990s concerns the recognition of trauma as the root
cause of some psychiatric conditions. Until recently, Multiple Personality Disorder (MPD) and other
Dissociative Disorders (DDs) have been considered to be rare and extraordinary phenomena. It is now
understood that these conditions can be common effects of severe trauma in early childhood, most typically
extreme, repeated physical, sexual, and/or emotional abuse. In 1994, with the publication of the American
Psychiatric Association’s Diagnostic and Statistical Manual of Mental Disorders-IV, the name and some of
the diagnostic criteria for Multiple Personality Disorder (MPD) were changed to Dissociative Identity
Disorder (DID), reflecting changes in professional understanding of the disorder. To make this article
easier to read, I will use the acronym DID throughout; the points made, however, may apply to a variety of
dissociative conditions.
Parenting is difficult under the best of circumstances, but parents who have trauma disorders have
particular challenges. Advocates who work with children of people with dissociative or other trauma
disorders can be more effective if they appreciate the unique stressors faced by parents and children in
these often troubled families. The intergenerational effects of dissociative and other trauma disorders is an
area of study that is truly on “the cutting edge” for clinicians, researchers, and the legal and social service
fields. Although several institutions are currently studying the effects on children of living with a
dissociative parent, there is as yet very little data on the children themselves. For this reason, much of this
article focuses on the parents, in the hope of shedding light on the dynamics within the families.
People who chronically dissociate often refer to the experience as “spacing out” or “trancing.” Technically,
dissociation is a mental process which produces a lack of connection in a person’s thoughts, memories,
feelings, actions, or sense of identity. When a person is dissociating, certain information is not associated
with other information as it normally would be. For example, during a traumatic experience, a person may
dissociate the memory of the place and circumstances of the trauma from his ongoing memory, resulting in
a temporary mental escape from the fear and pain of the trauma and, in some cases, a memory gap
surrounding the experience. Because this process can produce changes in memory, people who frequently
dissociate often find their senses of personal history and identity are affected.
Most clinicians believe that dissociation exists on a continuum of severity. This continuum reflects a wide
range of experiences and/or symptoms. At one end are mild dissociative experiences common to most
people, such as daydreaming, highway hypnosis, or “getting lost” in a book or movie, all of which involve
“losing touch” with conscious awareness of one’s immediate surroundings. At the other extreme is
complex, chronic dissociation, which may result in serious impairment or inability to function.
It is important to understand, however, especially in light of implications for parenting, that many people
with DID can hold highly responsible jobs and contribute to society in a variety of professional, artistic,

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and service-oriented ways. To family members, co-workers, and neighbors with whom they interact daily,
they apparently function normally. Any evaluation of a person’s ability to be a successful parent should be
based on the circumstances of each particular case, and not on the fact that a person has been diagnosed
with a dissociative disorder. People who have DID can be responsible, loving parents.
Dissociative disorders develop under fairly consistent circumstances. When faced with overwhelmingly
traumatic situations from which there is no physical escape, a child may resort to “going away” in his or
her head. This ability is typically used by children as an extremely effective defense against acute physical
and emotional pain, or anxious anticipation of that pain. By this dissociative process, thoughts, feelings,
memories, and perceptions of the traumatic experiences can be separated off psychologically, allowing the
child to function as if the trauma had not occurred.
Dissociation is often referred to as a highly creative survival technique because it allows individuals
enduring “hopeless” circumstances to preserve some areas of healthy functioning. Over time, however, for
a child who has been repeatedly physically and sexually assaulted, defensive dissociation becomes
reinforced and conditioned. Because the dissociative escape is so effective, children who are very practiced
at it may automatically use it whenever they feel threatened or anxious—even if the anxiety-producing
situation is not abusive. Often, even after the traumatic circumstances are long past, the left-over pattern of
defensive dissociation remains. Chronic defensive dissociation may lead to serious dysfunction in work,
family, social, and daily activities. Repeated dissociation may result in a series of separate entities, or
mental states, which the trauma survivor may perceive as having identities of their own. These entities may
become the internal “personality states” of a DID system. Changing between these states of consciousness
is described as “switching.”
People with dissociative disorders may experience any of the following: depression, mood swings, suicidal
tendencies, sleep disorders (insomnia, night terrors, and sleep walking), panic attacks and phobias
(flashbacks, reactions to stimuli or “triggers”), alcohol and drug abuse, compulsions and rituals, psychotic-
like symptoms (including auditory and visual hallucinations), and eating disorders. In addition, individuals
with DID can experience headaches, amnesias, time loss, trances, and “out of body experiences.” Some
people with dissociative disorders have a tendency toward self-persecution, self-sabotage, and even
violence (both self-inflicted and outwardly directed). Parents debilitated by trauma disorders share common
family difficulties with other parents who have mental illnesses. These parents may be emotionally
unavailable to their children, may neglect them, and may be unable to model responsible adult behavior.
Often in such families, young children become “parentified,” taking on the nurturing parental role, caring
for younger children and for the disabled parent, as well.
The vast majority (as many as 98 to 99%) of individuals who develop DID have documented histories of
repetitive, overwhelming, and often life-threatening trauma at a sensitive developmental stage of childhood
(usually before the age of nine), and they may possess an inherited biological predisposition for
dissociation. In our culture the most frequent precursor to DID is extreme physical, emotional, and sexual

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abuse in childhood, but survivors of other kinds of trauma in childhood (such as natural disasters, invasive
medical procedures, war, and torture) have also reacted by developing DID.
Survivors of extreme trauma may also have additional parenting problems different from those of people
with other psychiatric disabilities. For example, although a minority admit to being abusive, adults who
grew up in violent, abusive families typically have no experience with parenting behavior other than that
which is violent and abusive. All parents live vicariously, to some extent, through the experiences and
activities of their children. Unfortunately, it is not unusual for a dissociative parent to functionally
decompensate when their own children reach the age at which he or she was traumatized. Even if the parent
does not become functionally impaired, the child’s age, appearance, and behavior may act as a “trigger,”
reminding the parent of his or her own childhood abuse and subconsciously causing the parent to respond
in a non-nurturing way.
People often ask whether individuals diagnosed with DID actually have more than one personality. The
answer is yes, and no. One reason for the name change from Multiple Personality Disorder to Dissociative
Identity Disorder is that “multiple personalities” is a somewhat misleading term. A person diagnosed with
DID perceives having within her two or more entities, or personality states, each with its own independent
way of relating, perceiving, thinking and remembering about herself and her life. These entities previously
were often called “personalities,” even though the term did not accurately reflect the common definition of
the word. Other terms often used by therapists and survivors to describe these entities are: “alternate
personalities”, “alters,” “parts,” “states of consciousness,” “ego states,” and “identities.” It is important to
keep in mind that although these alternate personality states may appear to be very different, they are all
manifestations of a single person.
The fluctuations of alternate personality states may be a particular problem for the children of parents with
DID. Most parents who have dissociative disorders perceive themselves as “good” mothers or fathers, and
most have nurturing parental alters. A minority, however, are frankly abusive or deliberately hurtful:
children may be injured when they are misperceived as someone else, or when an aggressive alter becomes
hostile. More commonly, dissociative parents may elope for periods of time, fail to protect their children,
and model inappropriate and non-nurturing behavior.
Even in the best of cases, the children are often so attuned to the changes in the dissociative parent’s alters
that they accommodate their own behavior accordingly. For example, children may learn to promote
parental dissociation, encouraging permissive personalities to allow questionable activities, or using periods
of parental amnesia to cover misbehavior. In many families with a dissociative parent, the inconsistencies
of values, disciplinary codes, memory of daily routines, etc., can severely compromise the safety of the
children and the level of function within the family.
One complex aspect of the mental health picture in regard to children with a dissociative disorder is the
recently recognized phenomenon of secondary traumatic stress. Children can be vicariously traumatized by
living with a dissociative parent who may be self-destructive or prone to flashbacks of trauma experiences.

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In addition, trauma survivors often find themselves in circumstances that are revictimizing, and their
children may also be victimized in these situations. For example, it is not uncommon for people with
histories of childhood victimization to connect with partners who are abusive, patterns which increase the
risk to children and step-children.
The standards of practice guidelines of the International Society for the Study of Trauma and Dissociation
suggests that the children of dissociative parents also be evaluated by a professional familiar with the
indicators for dissociative disorders and child abuse. These are children who are at risk for a wide variety of
psychiatric disabilities due to the instability in these families, risk of exposure to violence, and possible
genetic factors. There is some evidence for a biological predisposition to dissociation. Because children of
dissociative parents may have been left with extended family members who may be abusive, careful history
taking regarding childcare arrangements is essential. Case studies of children of dissociative parents
suggest that even without extreme abuse histories, these children may rely on fantasy and dissociative
defenses for coping. Fortunately, if dissociative disorders are diagnosed in children, treatment tends to be
quick and successful.
Psychoeducation for children, to familiarize them with their parent’s problems, is an important
intervention. Parents may have involved children too much, or conversely withheld information from them.
Children need to learn to regard the parent’s dissociative behavior as a manifestation of an illness, rather
than something to be imitated or manipulated. Many children in dissociative households have been placed
in parent-like roles in the family to take care of parents who may regress. Family therapy to reestablish
appropriate boundaries is important. Individual therapy for the child should focus on ambivalent feelings
about the parents, and deal with traumatic exposure to family violence or witnessing of parental suicide
attempts. Other therapeutic interventions might include confirmation of a child’s perception of their
parent’s changeability and inconsistency; reality-orientation; and crisis intervention (focusing on fears,
ambivalence, confusion over a parent’s bizarre behavior, and guilt over wished-for removal of the parent).
Dissociative disorders are highly responsive to individual psychotherapy, or “talk therapy,” as well as
medications, hypnotherapy, and adjunctive therapies such as art or movement therapy. In fact, DID may be
the psychiatric condition that carries the best prognosis, if proper treatment is undertaken and completed.
The course of treatment is long-term, intensive, and invariably painful, as it generally involves
remembering and reclaiming the dissociated traumatic experiences. Nevertheless, individuals with DID
have been successfully treated by therapists of all professional backgrounds working in a variety of
settings.
Sometimes DID parents involved in custody disputes are portrayed by their partners as “hopelessly
mentally ill” and their utilization of therapy is portrayed as a weakness rather than as a strength. In legal
proceedings it is extremely important to evaluate each case based on its own merits, using experts as
necessary. Many DID patients are excellent parents who have made commitments not to recreate the
patterns of abuse that existed in their families of origin. After a proper course of treatment specifically for

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dissociative disorders, it is possible that even people who have had periods of compromised parenting can
be successful and nurturing parents.
 
References
International Society for the Study of Dissociation, Guidelines for Treating Dissociative Identity Disorder
(Multiple Personality Disorder) in Adults, Chicago, IL: ISSD, 1994
Kluft, R., Clinical Perspectives on Multiple Personality Disorder, Washington, D.C.: American Psychiatric
Press, 1993.
Putnam, F.W., Diagnosis and Treatment of Multiple Personality Disorder, New York, NY: Guilford Press,
1989.
General Reading about Dissociative Disorders
Cohen, B., Giller, E., and W., L., Multiple Personality Disorder from the Inside Out, Baltimore, MD:
Sidran Institute Press, 1991.
Rivera, M., Multiple Personality Disorder: An Outcome of Child Abuse, Toronto, ON:
Education/Dissociation, 1991.
Speigel, D., Dissociative Disorders: A Clinical Review, Baltimore, MD: Sidran Institute Press, 1993.
For Children of Parents with Dissociative Disorders
Boat, B., and Peterson, G., Multiple Personality Disorder (MPD) Explained for Kids, Chapel Hill, NC: The
Childhood Trust, 1991.
Sessions, D., My Mom Is Different, Baltimore, MD: Sidran Institute Press, 1994.
These titles and other books, brochures, videotapes, and DVDs about trauma and dissociation are available
from Sidran Institute. Visit www.sidran.org.

Source:- https://www.sidran.org/resources/for-survivors-and-loved-ones/the-
effects-of-did-on-children-of-trauma-survivors/

Dissociative Parenting: Memory,


Mistakes, and Middle School
T H U R S D A Y , S E P T E M B E R 9 2 0 1 0  H O L L Y G R A Y
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Yesterday was a big day for me and my son. He started middle school. I received a
painful reminder that I’d be a better mother if I didn’t have Dissociative Identity
Disorder and the unique memory problems that go with it. I knew it’d be a stressful day
for him. The first day of the school year is always a little nerve-racking. Ratcheting up the
tension was the newness of middle school – lockers, changing classrooms, six teachers

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instead of one. I really wanted him to have a good first day. I made sure he had all of his
school supplies and some new clothes. I took him to an orientation last week where he
got his schedule, toured the school, and met his teachers. We talked about what to
expect and how he felt. I dropped him off at 8am yesterday, satisfied that I’d done all I
could to make his first day go smoothly.

Photo by House Of Sims

I Forgot I’m Parenting with A Handicap Called


Dissociative Identity Disorder
“How was it?” I asked as he got in the car after school. He didn’t look at me, but I could
see he was trying not to cry. I shifted into empathetic mother mode and got ready to
save the day. I took my cape off when he said, voice breaking:

I missed the first day of school. It was yesterday. My friends asked me where I
was and I thought it was a prank. It wasn’t. Everybody knew what they were doing
but me. It was embarrassing.

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There’s plenty about Dissociative Identity Disorder that’s painful, but nothing hurts
like failing my child. I know mistakes are part of parenting. And I know that you don’t
have to have DID to take your kid to the first day of middle school on what is actually the
second day. Normal parents with reasonably cohesive identities occasionally forget
really important things. But I’m not a normal parent with a reasonably cohesive identity.
And mine aren’t your garden variety memory problems. When things like this happen, I
don’t smack my forehead and say, “Oh that’s right! I forgot!” Because I didn’t forget. I
never knew. I didn’t know yesterday was the first day of school.

When I Say Memory Problems …


People with Dissociative Identity Disorder don’t forget in the same way the rest of the
world forgets. My brain’s default setting is compartmentalization to a degree that most
people don’t experience or understand. Information comes in, but I may never see it
before it’s stored somewhere that’s inaccessible to me. Without outsourcing memory to
tools like calendars and cell phone alerts, everything – including parenting – is a
crapshoot. I rely on those and other tools to tell me what to do because so often I don’t
know what to do. Still, they’re not foolproof. Evidence of that is on my desk in the form
of my calendar, open to Wednesday, September 8. Written in large, bold letters are the
words, “First day of school!”

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Tags:
dissociation, dissociative identity disorder, Memory, mistakes, Parenting - TV Show Blog
Dissociative Identity Disorder Video: Negotiating with Alters
Disclosing Dissociative Identity Disorder

ABOUT THE AUTHOR

 
Holly Gray
Holly Gray

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10 thoughts on “Dissociative Parenting: Memory,
Mistakes, and Middle School”

1. Lori says:

September 9, 2010 at 1:33 pm

611
Hi,

I too have a mental illness, but complicating that is I also have a very challenging
special needs and mentally ill 13 year old child. So you put the two of us together
and the recipe is not great.

I have suffered much guilt over what I have not been able to do, to follow all the
many suggestions given to me by the experts on how to parent my son – I do
give him love and a stable home – all of my health and my time has gone into
researching ways to help him, fighting for resources, for which now I have
received basically all of them. Then all of the input and suggestions pushed me
over the edge – I ended up having to say no, push the experts away and ask
them to please leave us alone.

I believe my son may have done better if I could have kept up the consistancy of
all of their suggestions – remained tough enough to withstand all of his
resistance, oppositional and anger, but my mental illness of bipolar depression
exacerbated with the enormous amount of stress involved trying to parent this
extremely challenging child.

I’m supposed to be consistant with getting my two children to do chores, put


more energy into balanced nutrition, brushing their teeth, more productive
activities, but I barely have enough emotional and physical energy to provide for
their basic needs, which is to be there for them, make sure they have food, love,
stable home. That’s all I can do. Just basic survival. I feel I have short-changed
them – time is spent with experts, appointments, extra time needed to try to
help my son, plus the experts want me to find some “me” time. That’s mostly
possible with someone without a mental illness, who doesn’t have the extra
challenges I have.

There is no opportunity to be able to take for granted what other families appear
to be able to take for granted – normal children who are not mentally
challenged, who can take part in normal activities, children who don’t suffer from
depression and are constantly sad, angry and negative. We cannot live as a
family – my husband is the primary caregiver for my 13 year old son – I am the
primary caregiver for my 10 year old daughter. We cannot do anything as a
family, go out, have people over, even sit at the dinner table together – my son is
too ill.

I try to relish the rare moments of calm when there is not a tornado going on in
our home, one in which each of us suffers. I try to look ahead to a few years
from now, hoping there will be an end to this, and wishing for the old difficult
life, not realizing how my life was to become a lot more difficult.

Sorry to sound like such a whiner.

Reply

612
1. Holly Gray says:

September 11, 2010 at 5:20 pm

Hi Lori,

I really can’t imagine what it would be like to not only parent with
Dissociative Identity Disorder, but parent a mentally ill child with
Dissociative Identity Disorder. Parenting, and life in general, would be far
more difficult, I’ve no doubt.

Even so, I can certainly relate to some of what you’ve shared.

“I’m supposed to be consistant with getting my two children to do chores,


put more energy into balanced nutrition, brushing their teeth, more
productive activities, but I barely have enough emotional and physical
energy to provide for their basic needs, which is to be there for them,
make sure they have food, love, stable home.”

My child isn’t mentally ill, but the above resonates so well with my
experience as a mother I could have written it myself.

Those of us who don’t have mentally ill children probably do take some
things for granted now and then. And a little perspective goes a long way
towards reminding us to be grateful for what we have. With that in mind,
I’d like to thank you for commenting and sharing some of your story. But
I’d also like to point out that though many families may take things like
well children for granted, many also struggle privately with other
challenges that make life exceedingly difficult, though in different ways.
It’s also worth noting that grief and frustration does not preclude
gratitude. In other words, even if a family truly does have the easiest
possible existence, and even if they sometimes give voice to complaints
and grievances that seem comparatively trivial, it doesn’t mean they’re
not also capable of recognizing their good fortune.

And for what it’s worth, your comment doesn’t read as whining to me at
all.

Reply

2. Lori says:

September 14, 2010 at 11:35 am

Hi Holly,

613
Thank you for your kind comment. As I read back what I wrote, I can see where I
made a blanket statement regarding normal children. That was just my
bitterness and jealousy coming through and it was good for me to have a reality
check through your responses. Of course most parents are aware and grateful
their children are well, plus they have their own private struggles, and out of my
own pain, my comment was somewhat narrow-minded to say the least.

Your blog really hit home when you wrote about your experience trying to
parent your child while suffering from a mental illness. I sit here paralyzed by my
illness, feeling guilty for not being more involved in my other child’s life (my ill
child refuses to have anything to do with me). Yet my well child, 10 year old
daughter is the opposite – trying to compensate for her brother? She’s cheerful,
spirited, positive, loving and we are almost joined at the hip. Because I am not
well right now, she sits there right along with me and watches Dallas reruns.

In a perfect world, I would like to be teaching her cooking, to clean her room,
help with chores, be involved with her school. It started out that way – until my
son got so ill and brought me down with him.

My friends and family don’t understand, and it’s hard to try to get together with
them, and try to talk about normal things, to hide all the pain I’m in – they’ve
heard it from me all before – it gets so tiresome to be the one taking and not
able to be giving. I don’t want to call anyone because I’ll break down into tears
just hearing their kind voices. I just do want to do that AGAIN!! That old merry go
round has to stop!!

I should mention I am a psychiatric nurse working here in British Columbia,


Canada. I get the rewards from work instead of the constant failures, frustrations
and disappointments from home. I have a different face and another tank that is
not empty and I can give and inspire from my heart, my education and
experience.

I had a wonderful, lively conversation with a group of patients all mentally ill
enough to be hospitalized. They were all higher educated, more intelligent and
knowledgeable than I was. The theories and opinions they all had, all university
educated, some more than with one degree, yet too ill at this time to be able to
function in their day to day lives.

I am able to sound more optimistic than this, I am just having a low moment.
Thank goodness for this blog – a place where I am not speaking a foreign
language and people understand, plus I am no longer the only one, I can now
speak about myself.

You and I have different illnesses – myself bipolar depression, but the outcome is
still the same – pain, guilt and frustration.

Reply

614
1. Holly Gray says:

September 16, 2010 at 11:50 am

Lori –

Your earlier comment didn’t read as narrow-minded to me at all. I just


wanted to share a version of that oft repeated caution against
“comparing your insides with other people’s outsides.” It’s a little
simplistic, I know, and it irritates me sometimes because I believe there’s
true value in comparisons. But particularly when I feel defeated by my
limitations in some area – like I did about parenting the day I wrote this
post – it helps me to remember that I cannot know anyone’s private
struggles like I know my own. Mental illness brings with it real isolation,
and I certainly don’t mean to gloss that over with a peppy, “Well,
everyone has struggles!” There is no denying that your situation as a
parent is not something most people can relate to. And that’s lonely and
it makes the day-to-day struggle that much harder. It just helps me to
remember that everyone knows some sort of struggle, even if they don’t
or are unwilling to understand mine. I guess it makes me feel like a
human being, a fallible member of the human race.

“In a perfect world, I would like to be teaching her cooking, to clean her
room, help with chores, be involved with her school. ”

I definitely relate to feeling like you’re shortchanging your child because


of the demands and limitations of mental illness. I worry about that
often. My mother did a great job with that kind of stuff – teaching those
basic skills like how to do laundry, cook, etc. Meanwhile my son will be
twelve tomorrow and doesn’t know how to properly wash a dish.

“You and I have different illnesses – myself bipolar depression, but the
outcome is still the same – pain, guilt and frustration.”

That’s for sure.

Thanks, Lori, for commenting.

Reply

3. Pilgrim says:

May 31, 2011 at 3:03 pm

615
I have the worst memory in the world. I’m so absent-minded that I feel
downright stupid sometimes. This sounds like something I would do, miss the
1st day of school. Information goes into my head (supposedly) and I dont know
where it goes.

Reply

4. Holly Keller says:

March 1, 2015 at 5:34 pm

Greetings to all,
I was so excited when I stumbled across this blog. I could identify with
everything. I too am bi-polar along with personality disorder.
I was blaming my memory problems on the side affect from being on chemo for
a year after being diagnosed with melanoma. I knew it was more than a little
memory problem when I woke up to see my sister, with whom I live with getting
dressed; I asked where she was going and she replied, “to work” with a confused
look on her face and I said, “what happened to Saturday and Sunday”? I didn’t
remember where I went, what I ate or even what I wore! I knew this was more
than a little memory problem. My short term memory is nonexistent! It’s scary,
embarrassing because I can’t hold a normal conversation with people and
frustrating to say the least. My world revolves around calendars, post-it notes
and phone reminders. I have not been diagnosed professionaly but after reading
these blogs I am Definately going to talk to my doctor. Thanks to all of you who
were brave enough to share your stories.

Reply

5. Jess says:

February 5, 2016 at 12:15 pm

I was looking through Internet resources for parenting with DID and I found this.
I’m soon to be a young mom with DID. I’m only 25 and my child is due in August.
My husband, of course, is supportive of me and my alters but I haven’t a clue
how this whole parenting thing is going to go.

I like to think I have a healthy handle on my disorder but the memory problems
drive me insane. I always repeat myself because I don’t remember telling people
what I just said. I ask the same questions over and over because I can’t
remember what the answer was or even if I asked the question. I have to leave
bills on the fridge and remove them as they get paid and check them each day to

616
make sure I don’t miss the due dates. I feel like someone with early dementia
because I just can’t remember sometimes.

So I guess the question is, what are your effective ways to keep track of
important dates. I don’t work right now so I don’t have a system set up but I
know I’m really going to need one. I’m going to try and remember important
dates but like you told, it doesn’t always work. So I’m going to need a good
system. What works for you?

Reply

6. Linda says:

February 14, 2016 at 11:24 am

Hi Jess,
It helps me to put everything on my phone with alarms. My therapist and my
instructor at college think I’m very detail oriented and organized, but my kids
would laugh if they heard it. Before the smart phone I would miss appointments,
despite having a calendar and white board in the hallway to remind me. It
worked to an extent, but the alarms dinging work better for me.

Reply

7. Mama86 says:

June 5, 2016 at 6:21 pm

I have DID. Ive known for years but have kept it to myself. I stopped going to
therapy when they suggested it. I was and still am afraid. I wanted to have a
normal life, you know, with kids and a husband and a house with a white fence
and such. It seems my hidden self has made it very difficult to find my
happyness. Im married, but every day is a fight. He doesnt understand why one
day i say and do and dress one way, then the next i seem to have forgotten all
about it and am “another person” he loves one of me and hates another and has
no patience for the third. Worst yet, he does not believe in mental illness which i
thought was a blessing so he would never guess my secret, but now that ive tried
explaining in order to save our failing relationship, i see it for the curse it is. On
top of that, one of me hates him and just keeps hurting him and i can make up
for it any more. Added to the mix, we have two boys 5 and 2 who both have ASD
and my oldest Exhibits signs of DID. His alter is mean and violent and hurts
himself sometimes. Now he has another someone who seems to be female. My
husband insists there is no such thing as mental illness and says our sons are

617
just trying to get attention. I still dont want to come out with my illness because
im afraid someone will use it to take my boys from me and regardless of my
alters, we love our sons more than life. I know if my boys were not here, i would
have killed myself long ago. I know in the face of immenent divorce, i need help,
but can anyone tell me, if i do get help, can it be used against me to take my kids
away?

Reply

8. kari says:

October 16, 2016 at 10:02 pm

I lose track of time everyday. A couple of years ago i noticed stuff would appear
in my home. It’s been nerve racking today because I’ve noticed changes have
been in the weirdest places. It’s as if they moved on there own or that I’m not
alone. It only happens as far as i know a couple times a month. It’s getting really
difficult for me to find a doctor to listen to me and to actually admit i have DID. I
have talked to doctors about it all my life and everyone has a different
diagnoses.

Source:-
http://www.healthyplace.com/blogs/dissociativeliving/2010/09/dissociative-
parenting-memory-mistakes-and-middle-school/

Gunmen invade Cumberland High in


search of students
1:16 pm, Wed November 9, 2016

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A heavy contingent of police officers responded to a chaotic scene at
Cumberland High School in Portmore, St. Catherine on Wednesday morning as
gunmen reportedly invaded the institution in search of certain students. 
    
RJR News has been informed that the incident is connected to last week's
murder of a student, Deandre Erlington, in Windsor Heights.
     
It is believed the gunmen came on the school compound in search of his friends
who still attend Cumberland High.
     
The police in response flooded the panic-filled school.
     
Students were reportedly traumatised, with some fainting.
      
Parents are reportedly picking up their children
Source:- http://rjrnewsonline.com/local/gunmen-invade-cumberland-high-in-
search-of-students

Advertisement

Gunmen invade St. Catherine school


5:16 pm, Thu November 11, 2010

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Teachers at the Spring Gardens All-Age School in St. Catherine have been left
shaken after gunmen entered the institution during devotions Wednesday
morning.

It is reported that two men entered the school compound about 7o'clock but were
spotted by students who alerted the teachers.

The police were notified and a team was sent to the school but by that time the
men had already left the compound.

Not long after the cops left, it is reported that the men returned, and again the
police were alerted.

On their second visit, the police had a brief meeting with the students and staff.

The two men are suspected to have carried out a robbery at the school a few
months ago.

During that incident, two men robbed the occupants of a vehicle that was
delivering buns to the school.

The teachers are calling for increased security presence at the school.

 
Source:- http://rjrnewsonline.com/local/gunmen-invade-st-catherine-school

News
Gunmen invade Manchester school
BY MARK CUMMINGS Observer staff writer cummingsm@jamaicaobserver.com

Wednesday, July 14, 2010 | 4:25 PM    

GUNMEN invaded the McIntosh Memorial Primary School in Williamsfield, Manchester this
afternoon and stole an undetermined sum of money, laptop computers and other items, after gun-
butting two teachers.

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Principal of the school Sheron Anderson, told the Observer that at about 1:40 pm armed men
entered the classrooms where the teachers were working, gun butted them and stole their hand
bags containing money and other items, as well as laptop computers before escaping on foot.

Anderson said it was the second time in two months that the school was robbed.

Six weeks ago, she said, thieves cut the roof in a section of canteen and stole food items valued
at over $60,000.

The police have confirmed both incidents.

Source:- http://www.jamaicaobserver.com/news/Gunmen-invade-Manchester-school

10-year-old robbed on his way to school


by
Andre Williams
December 01, 2016

 Photo

The Stadium Gardens police are seeking a man who held up and robbed a 10-
year-old student of his cell phone while he was making his way to school
yesterday morning.
Information reaching THE STAR is that shortly after 6:30 a.m., the grade-five
student of Excelsior Primary was approached by a man on a bicycle, who
demanded his cell phone.

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expressed concern
The incident reportedly, took place on Courtney Avenue a few metres away from
the school.
Novelette Smith-Rickets, the child's mother, told THE STAR yesterday evening
about the incident, and expressed concern not just for her son, but for other
children.
"He is very shaken up and sad. I spoke to him about the student who was
stabbed to death a few weeks ago for a cell phone so he told me he did not resist
when the robber requested the phone," she said.
"Everybody was touched by what happen and how that child died, so we all fear
for the children," she added.
THE STAR was told that following yesterday's robbery, the child cried his way to
school and notified personnel there about what transpired.
Our news team gathered that Smith-Rickets was summoned to the school and
took her son to the police to file a report.
"We were interviewed by two officers who took a signed statement from him.
They said the matter is simple larceny," said Smith-Rickets.
The Stadium Gardens police confirmed an official report was made and the
matter is being investigated.
This incident comes after third- form Jamaica College student Nicholas Francis
was killed in late October after he was robbed of his cell phone.
Just days later, a Camperdown High student was stabbed and robbed of his
phone as well.
Source:- http://jamaica-star.com/article/news/20161201/10-year-old-robbed-his-way-school

More students robbed in Corporate Area


since JC student's killing
12:27 pm, Tue November 1, 2016

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Errol Holmes, PTA President at Jamaica College

It has revealed that there have been more attacks on students in the Corporate
Area, following last week's fatal stabbing of 14-year-old Jamaica College student
Nicholas Francis.    
  
Errol Holmes, President of the Parent Teacher Association (PTA) at Jamaica
College, has shared information that at least two other attacks have taken place,
which involved students from the institution, as well as Ardenne High and
Kingston College.
   
Mr. Holmes made the disclosure following Monday's silent protest at Jamaica
College against violence affecting children. 
  
He is pushing for an exclusive JUTC school bus service for the Corporate Area
during peak hours or for legislative changes to be made, which will force public
transport operators to have video recording devices in their vehicles.

Source:- http://rjrnewsonline.com/local/more-students-robbed-in-corporate-area-
since-jc-students-killing

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Vere Tech students robbed at
gunpoint on school's dormitory
By KARYL WALKER Editor - Crime/court desk walkerk@jamaicaobserver.com

Thursday, September 26, 2013     9 Comments

A section of the dormitory where gunmen held up nine students of the Vere Technical
High School early yesterday. (PHOTO: KARL MCLARTY

THE Clarendon police were yesterday maintaining a presence at the Vere Technical High School
at Hayes in the parish following the armed robbery of nine students on the school's dormitory
yesterday morning.

Police report that four men barged into the dormitory about 2:15 am, armed with handguns and
high-powered rifles, and robbed the students at gunpoint.

The gunmen made off with cellular phones, laptop computers, bags, and books.

None of the students were injured.

Yesterday, staff at the school were tight-lipped about the incident and refused to speak with the
Jamaica Observer.

However, one student said the victims were traumatised.

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"The man dem shaken up bad. The gunman dem point dem guns at them and some a dem still
scared," the student said.

A resident of Hayes told the Observer that this was the second time in recent months that
students at the school were being robbed.

"Is mus' be people who know the area do this. Is the second time now this happen at Vere. Every
school under threat because time get hard and the robber dem on the loose," the resident said.

The dormitory area of Vere Technical is located at the back of the school compound, very close
to an area with heavy brush. There is no wall or fence behind the buildings.

It is suspected that the gunmen made their escape through the bushes.

Another student said the fear factor was very high.

"People are very afraid and we are very concerned for our fellow students who went through that
terrible ordeal. I am just glad that no one was hurt. I hope whoever do it get catch because it
wrong to rob schoolchildren whose parents work hard to make them comfortable," the student
said.

An officer at the Hayes Police Station said an investigation into the incident had begun.

Source:- http://www.jamaicaobserver.com/news/Vere-Tech-students-robbed-at-
gunpoint-on-school-s-dormitory_15139304

News
School plagued by theft, other
problems, in need of help
BY JEDIAEL CARTER Sunday Observer reporter carterj@jamaicaobserver.com

Sunday, February 07, 2016     4 Comments

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A section of the school that is slowly being eaten away by soil erosion.

The age-old proverb ‘All work and no play makes Jack a dull boy’ is generally accepted as
sound advice. But in an environment where there is little room for play, students of Mount
Hermon Primary School have had to adapt.

“We have lots of unsafe areas,” teacher Cynthia Wolfe Anderson told the Jamaica Observer last
Friday during a tour of the small compound which has approximately 20 out-of-bounds areas
labelled ‘Unsafe Area’.

According to Wolfe Anderson, safety is one of the school’s major concerns as landslides and soil
erosion have been getting the better of the terrain.

“All of this is going,” Wolfe Anderson said, pointing to the edge of the property in Riversdale, St
Catherine. “We’re trying to hold it back with the planting of grass, but weathering is just making it
difficult.”

When asked how the children were controlled, Anderson shivered and said the security guard
and other members of staff watch them as they play during the break periods.

The concern for safety is underlined by the fact that the property is not fenced, a project that the
school has been hoping to get under way for a while now.

“The persons from the Ministry of Education came and they looked at it for the rails. They said
that the rails would have been put up for about a year now [but] there are [still] no rails,” Wolfe
Anderson lamented.

She said the lack of fencing has led to incidents of theft from the property. This, she added, has
stifled the school’s initiative in poultry rearing.

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“We put chickens in it (the coop) [but] we had to stop because over the holidays what persons do,
because security is not 24 hours [and] teachers and students are out, the coop is left
unsupervised [and] people come help themselves,” the educator told the

Sunday Observer.

The school also experiences water theft, due to the fact that the community suffers from a
shortage of the commodity. In addition, furniture and other school amenities are stolen.

“We got some chairs and desks from Food For the Poor and it was a trailer-load of desks and
chairs and... some of the times you come, three suites gone, that is a desk and a chair,” she said.

“I brought a new bin into my classroom and I left it, you know, because we have the water
shortage in the community. I came back Monday morning, the bin was gone. They moved with
the cover, the bin, everything,” Wolfe Anderson said.

But theft and eroding terrain are not the only setbacks for Mount Hermon Primary. According to
Wolfe Anderson, there is a decline in the school’s population because of the increase in parents’
concern for the safety of their children when travelling to school.

In the rural community children usually walk to school, but the loneliness of the road has caused
parents to reconsider that mode of travel.

“We don’t have enough taxis on this route to say okay, they will get taxi to come. There are only
two, sometimes one regular taxi driver, that’s on this route, so to get the children up [here] they
have to walk. Parents are saying, ‘no Mount Hermon’ because they can’t take for them to be
walking on the lonely road,” she told the Sunday Observer.

The school currently has 103 students enrolled, with the largest class numbering 28. When asked
to make a juxtaposition of what the population once was, Wolfe Anderson said when she started
working at the school there were over 400 students enrolled.

She also highlighted a need for computers and other high technology items to help enhance the
children’s learning experience and save the school money. Mount Hermon Primary is currently
without functioning computers and only has one small functional printer.

This was underlined by principal Alvin Walker’s response when asked what was the main thing he
would lobby for as headmaster. “One of the main things that we actually lobby for is computers,
because we are living in a technological age and children tend to have an affinity to technology.
They like technology and that will go a far way in enhancing students’ learning. Everybody is into
tablets and such things, we have no such,” he said.

“So we would like to have a computer lab, and even the regular desktop computers, hardly
anybody uses those anymore or really go for those, so if we could get some laptops, some
tablets, trust me, that would really enhance our effort a whole lot,” he said.

The school has a few computers set up for display in strategic areas, but unfortunately they don’t
work. “These are just models for the children,” Wolfe Anderson told the Sunday Observer as she
guided the newspaper through the computer lab.

“The computers you see, we got as a donation,” she explained. “They worked for about two
months or something and stopped. We tried to fix some, but the cost was too much, so they are
just here stored.”

627
When asked how test papers were printed, the teacher stated that private institutions are utilised.

“We collect donations from children towards it, and then we’d go out and print, or a teacher would
take his or her printer from home and we use it. There is only one functioning printer which is
used in the guidance office,” she explained.

Echoing the call for technology, the principal also highlighted the need for a photocopying
machine to assist the school during test periods.

The school has also been without Internet access for the past year, courtesy of vandals who have
stolen the phone lines which have not been replaced. According to Wolfe Anderson, the school
has since adapted and has been using teachers’ cellphones to circulate administrative and other
school-related matters.

Walker also noted the need for an additional tank to store drinking water for children, as the five
tanks on the compound are used to store rain water, which is not safe for drinking.

“The water that we have at the school, the children are not allowed to drink it. They have to carry
their own when they come to school. Who don’t carry, drink juice,” Wolfe Anderson told
the Sunday Observer.

The stored water is sufficient to maintain the canteen and the bathrooms, but during the drought
periods water use and distribution become problematic.

“We pray that there isn’t a drought, because when it’s drought we have to depend on the truck...
and we have to wait weeks upon weeks upon weeks and then you see the truck finally roll in,”
Wolfe Anderson said.

But staff at Mount Hermon Primary are not daunted by their reality and continue to work to
improve student performance.

“We have to see school as a business these days, because there is competition. Everybody
pretty much is going for the best in the area, so if we don’t perform on par with them, and even
better than them, then we will always be losing our students to them,” the headmaster said in
reference to the declining population.

He said that last year there was an increase in the school’s numeracy and literacy rates, noting
that they have made tremendous strides in recent times.

“For 2015 we improved our numeracy rate from 41 per cent to 55 per cent, and literacy from 71 to
85, that’s commendable, so we just want to continue to improve in that area; go in the right
direction,” he said.

He admitted that Grade Six Achievement Test (GSAT) pass rates are a challenge, but said efforts
and changes are being made to improve this,especially because in the education ministry’s
recently released results, Mount Hermon Primary’s averages were below the regional and
national averages.

But the principal has been using his background in Mathematics training to help strengthen the
math grades of the sixth grade boys – the ones considered the weakest in that area. What he
does is take them from class for an hour daily and tutors them. Additionally, he hosts a Saturday
class for all GSAT students.

628
“We have a lot of potential, but we just need to put the effort in and we have been putting the
effort in to rise to the level where we want to reach,” he noted.

“So, in order to be able to have the enrolment of the school from where it is now, we have to look
more at improving the performances in the academics, as well as the co-curricular activities. So
we have our 4H club, our Red Cross, JCDC [Jamaica Cultural Development Commission],
spelling, all those things. So we are trying to do our best in these areas because we want to
attract the children, even if it’s not from this area,” he continued.

The National Education Inspectorate report done recently labelled the school a failing institution
for its poor infrastructure. But with over half the population on PATH (the Government programme
that provides assistance to needy Jamaicans), the school has had difficulty collecting its
development fund from parents – a mere $1,500 annually – which would assist in infrastructural
improvement.

That, Walker said, is due to the fact that many parents in the farming community are not working.
“Just a few persons pay in spite of us encouraging them to pay, even in small instalments,”
Walker said.

Source:- http://www.jamaicaobserver.com/news/School-plagued-by-theft--other-
problems--in-need-of-help_50951

Robberies choking Walkerswood All-


Age
Computers, toilets, food items taken in 8th break-in since 2011

BY RENAE DIXON Sunday Observer staff reporter dixonr@jamaicaobserver.com

Sunday, January 26, 2014     5 Comments

629
The school proudly displays portraits of Jamaica’s National heroes and Heroine.
(PHOTOS: RENAE DIXON)

WALKERSWOOD, St Ann — Parents, teachers and other staff members of the Walkerswood All-
Age School in St Ann have stated that they are fed up with a series of robberies which has been
plaguing the institution.

The most recent robbery occurred some time over last weekend, with thieves removing food
items from the school's canteen valuing at over $7,000.

According to school officials, items bought last week totalled over $7,000; however, there were
other items in the canteen before that purchase.

The school has lost several items in eight robberies which have occurred since May 2011, with
six robberies within the last six months. Among the items lost are three toilet boils which were
removed from the students' restroom. The discovery of the missing toilets was made as the
school prepared for the new term earlier this month.

Two weeks later, the school was to make another depressing find. Five gallons of oil, a half-a-bag of
cornmeal, along with several other food items, including eggs which were to be used to prepare meals for
the students during the course of last week, were taken.

The string of robberies has been disheartening for the teachers. According to Principal Marsha Henry,
during a staff meeting on Tuesday morning, January 21, teachers openly cried.

630
"We have to start all over. We had a meeting this morning and teachers were crying," Henry said.

"It is as if the effort we have made is not appreciated," she added.

The school is still trying to recover from previous robberies which saw all six computers owned by the
institution being removed, along with an HP laser jet printer, a camera, an IBM laptop, laptop bag, a
television and a Toshiba DVD Player. A refrigerator was also taken from the school.

"Everything that can use to enhance teaching and learning has been taken away," Henry told the Jamaica
Observer during

an interview.

She said that all the computers used in the library to help to enhance the children's reading were taken,
along with the one computer in the administrative office.

"We are back at square one," she said. "All the computers that the school has ever owned were taken."

Henry said that she has to be doing things the old way; getting letters done by hand, for example.

Several of the items stolen were donated by Coldax Mart through the Digicel Foundation. Thieves have
also made off with a Literacy Cart donated by the Foundation. The cart was one of 50 donated to schools
across the island.

A safe at the institution, with important documents, was stolen last year. Henry said that she was preparing
for national inspection and had put all her documents together when the safe was removed.

She believes that the culprits may have thought that the box contained money.

Materials bought to be used to make tablecloths in a dinning area for the school's 147 students were also
stolen.

Following several robberies at the school in 2013, the Ministry of Education ensured that the school had
adequate lighting and that all classrooms had doors. However, that has not deterred criminals who have
repeatedly picked the locks and entered the school to remove items.

What has been even more unsettling for Henry and her staff is the way the criminals have been operating.

"They close back the doors, the windows and grilles when they leave, so you do not know that there has
been a robbery until you actually go inside," she explained.

631
She pointed out that with the robbery of the toilets, she only found out that they were missing when the
janitor went to clean the restroom, as the culprits had closed back the door and turned off the water leading
to the facility.

During the robberies, charts and several other items used by teachers were also destroyed.

With work being done on the institution, workmen had left plyboard in a classroom at the institution, some
of which were also stolen.

The school currently has no security guard or watchman and is not fenced and so it is forced to continue to
operate at risk, until the situation is addressed.

"There is nothing we can do but try and protect ourselves," Henry stated.

She said students are depending on the school for meals, and so food items will still have to be bought
although there is no guarantee that they will not be stolen.

Henry and her team are now awaiting plans by the ministry to have the school secured.

According to her, Regional Director Maxine Headlam, head of Region Three, and other personnel have
been very supportive. She explained that Headlam is now looking to have security personnel placed at the
institution.

Henry said that she has written a letter to the ministry outlining the urgency with which the matter needs to
be addressed.

Parents staged a peaceful demonstration at the institution on Tuesday. They said that if nothing is done to
address the issues faced by the school they will mount a bigger demonstration.

Henry said that the school has been receiving assistance from the Jamaica Defence Force, which has
collaborated with the Ministry of Education to get work at the institution done. The Ferncourt High School
has also been assisting with metal work to increase the security at the school.

"A number of persons have offered to assist," Henry said.

Source:- http://m.jamaicaobserver.com/news/Robberies-choking-Walkerswood-
All-Age_15865978

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UPDATE - 11 year old accused of killing
14 year old in police custody
8:20 am, Tue April 4, 2017

The 11 year old boy who allegedly chopped to death 14 year old, Orane Johnson
in Low River in Wait-A-Bit, Trelawny yesterday is in police custody.

The 11 year old was taken to the Wait-A-Bit Police Station by family members
Monday night.
  
Along with the police, family members  found the 11 year old in the bushes.
 
"He'll be interviewed... you know he's a very young man," said Acting
Commanding Officer for the Trelawny Police, Deputy Superintendent Carlos
Russell.
 
Orane was a student of Albert Town High School.

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http://rjrnewsonline.com/local/update-11-year-old-accused-of-killing-14-year-old-
in-police-custody

Brothers chopped to death by nephew in


Clarendon
12:17 pm, Fri December 16, 2016

Two brothers were chopped to death Thursday evening during a dispute with
their nephew in Pennants, Clarendon.
   
They have been identified as 67-year-old farmer Desmond McKenzie and 50-
year-old mechanic Cecil McKenzie, otherwise called Dean. Both men are from of
John Austin in Clarendon.
   
Their nephew is in custody.
 
According to the Clarendon police, shortly before 7:00 p.m., the accused
removed furniture from a family house.
    
He was about to drive out with the items when his uncles and two cousins drove
up to the gate in a car.

634
    
The men reportedly alighted with handguns and attacked him. He retaliated by
chopping them with a machete.
    
His uncles were pronounced dead at the Chapelton Hospital. One of his cousins
has been admitted in stable condition.
    
The other cousin, who reportedly fired several rounds at the accused, escaped.
    
It is believed that the incident stemmed from a dispute over the family house.
    
The police say Desmond McKenzie was released from prison two years ago after
serving 20 years for murder.
    
His brother, Cecil McKenzie, was featured in an RJR Newscast on Wednesday,
when he spoke of his business being displaced during the construction of a
bridge in Pennants by China Harbour Engineering Company (CHEC).
    
Hours before his death on Thursday, Mr. McKenzie met with the National Works
Agency's Communication Manager during a tour of the area.
Source:- http://rjrnewsonline.com/local/brothers-chopped-to-death-by-nephew-in-
clarendon

NEWS

Man says he chopped teens to death because they stole


from his farm
Friday, March 17, 2017 

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KINGSTON, Jamaica — The man accused of killing two St Elizabeth students in
January 2014 was yesterday convicted on two counts of murder.

The accused, 26-year-old Alton Baker, was charged after allegedly chopping to
death 15-year-old boys Desrick Williams, a student of Balaclava High School and
Ashnell Coke of Maggotty High on January 8, 2014.

The Director of Public Prosecutions, in a release today, outlined that on the


afternoon of their deaths, Williams and Coke went to a river in the community of
Thornton in St Elizabeth to catch shrimp. However, when the youngsters did not
return home their fathers and other community members went in search of them.

Their bodies were found about 10:00pm that night by a river in a farmland known
as Jackass Pasture, covered with bushes, with several gaping chop wounds to
their heads.  The scene was processed and their bodies were moved to the
morgue.

Baker was arrested about 3:00 am the following morning.

When confronted with the allegations he told the investigating officer: “Mi ketch
dem a tief out mi grung; a long time dem a dweet so mi give dem two outta mi
machete,” the DPP reported.

Baker gave an unsworn statement during trial and nine witnesses were called.

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He will be sentenced in the St Elizabeth Circuit Court on March 30th.
Leave your comments below...

Source:- http://m.jamaicaobserver.com/mobile/news/Man-says-he-chopped-
teens-to-death-because-they-stole-from-his-farm

End

Women march against violence in


MoBay
Monday, February 06, 2017 | 7:24 PM     28 Comments

Protesters in Sam Sharpe Square, Montego Bay, today during a peaceful protest against
violence against women and children. (Photo: JIS)

ST JAMES, Jamaica (JIS) — Scores of women drawn from all sectors of society staged a
peaceful march in Montego Bay on Monday to call for an end to violence against women and
children.

The placard-bearing women, accompanied by a small contingent of men including Government


Senator Charles Sinclair, marched from Barnett Street into the historic Sam Sharpe Square,
where they blended their voices in a unified call for an end to violence.

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The placards had messages such as “end violence now”, “save our children”, “protect our girls
and women”, and “enough is enough.”

Chief organiser, Natasha Wilson, told JIS News that the march was aimed at sending a strong
message to the perpetrators of crimes against women as well as to the relevant authorities that
the women and, by extension, the country was at a breaking point.

She said the march was also aimed at moving the conversation about violence against women
and children from the social medial platforms to public spaces.

 “The women’s movement has decided to stand up against what is happening against women and
children. Persons share these situations on social media and they made individual calls to their
friends but we need to stand up in the public and say no to what is happening,” she said. 

She is also calling on citizens to pay closer attention to domestic or other forms of violence being
committed in their homes and communities.

“We need to start from within our homes and our communities, these small areas that are
personal to us. In your homes, persons see the abuse. In your communities, you know about the
neighbours, who are being abused…you need to speak out,” Wilson said.

Meanwhile, Sinclair said as a citizen of Montego Bay, and councillor in the St. James Municipal
Corporation he had to come out in support of the march.

“I would support …any coming together of law-abiding citizens against violence generally, and
violence against vulnerable persons. I am here …to show that we can bond together as a
community and make our voices heard,” he said.

Sinclair expressed confidence that the cries of the women in St James will be heard by the
relevant authorities, who must now move to not only address the scourge of crime and violence,
but to bring some form of comfort to those who are affected and grieving.

He invited a delegation from the organising group to attend the regular monthly meeting of the St
James Municipal Corporation on Thursday to seek the full support of the local authorities in their
call for an end to crime and violence, particularly against women.

Source:- http://www.jamaicaobserver.com/news/Women-march-against-violence-
in-MoBay

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News
Over 1,400 perpetrators of crime
against women, children arrested —
Grant
Wednesday, February 08, 2017 | 7:23 PM     19 Comments

KINGSTON, Jamaica — Acting Commissioner of Police Novelette Grant has disclosed that the
police have arrested just over 1,400 perpetrators of crimes against women and children over the
past 13 months.

Speaking at a press conference called by Prime Minister Andrew Holness at Jamaica House this
afternoon, Grant said the 1,442 people who were held between January 1 last year and Saturday
(February 4), fall within the category of assault or property crimes involving women and children.

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Holness and a team of Government and security personnel addressed the media during a break
of Cabinet discussions on crime fighting recommendations, which were made by the National
Security Council (NSC).  

Grant outlined that 86 people were held for shooting, 67 for murder and 252 for rape. Some of the
perpetrators for rape, she noted, were facing multiple charges.

In the meantime, 280 arrests were made for robbery, 202 for sexual offences/ indecent assault
and 237 for sexual intercourse with a girl under the age of 16.

A total of 169 people were arrested for break-ins while 54 were held for larceny under the
category of crimes against women and children, the acting commissioner disclosed.

The figures come amidst public outcry for authorities to implement measures to stem the surge of
crime and violence, especially those involving women and children.

An announcement is expected to be made on Cabinet-approved crime fighting measures after


careful deliberation and assessment of options suggested by the NSC that can be immediately
implemented.

Source:- http://www.jamaicaobserver.com/news/Over-1-400-perpetrators-of-
crime-against-women--children-arrested---Grant

Jamaicans wear black to protest


violence against women and
children
BY:  JULIAN RICHARDSON
19:50, February 6, 2017
1578 VIEWS

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Thousands of Jamaicans wore black clothing on Monday in widespread protest to

bring attention to spiralling violence against women and children on the island.

The protest followed a string of reports of females and children being murdered over the last
week, including 15-year-old Green Pond High student Shineka Gray, 30-year-old Hanover
resident Tasha Gordon, and 23-year-old Denham Town resident Nile Brown.
Jamaicans from all walks of life on Monday united in silent protest against the terrifying
development. 
Tishan Lee, head of marketing at Jamaica Public Service Company,
was instrumental in organising and galvanising support for the initiative even though the
protest wasn't her original idea. Having received an invitation, via Whatsapp, to join in
the protest by wearing black, Lee enhanced the movement through the creation of an
artwork that included the names of victims and instructed participants to wear black for the
specific deceased individuals. 
Lee believes the protest will "ignite an important conversation". 
"I wear black for our women and children. Not because I think my dress code will solve our
problems, but because I believe this statement will ignite an important conversation. I wear

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black as my personal commitment to not let this conversation die, as so many others before
it, but to play my part, no matter how small, in taking it from dialogue to meaningful and
sustainable action," Lee told Loop News. 
She added, "We are powerful beyond measure; it’s time we step into our purpose, own our
strength and make this time count or live with the consequences of our silence." 
Digicel Foundation's Krystal Tomlinson, who also wore black in solidarity with the movement,
shared Lee's sentiments.
"It is important for women to see themselves in a place of power and understand that they
can do better," Tomlinson said, adding "Let them understand that we are with them and are
willing to speak out on their behalf if they can't speak for themselves."
The bodies of Gray and Gordon were found days apart last week after both went missing - in
separate incidents - for a period of time. Brown was found stuffed in a barrel in St Thomas on
Sunday; she was reported missing on Friday after she failed to turn up to work at Burger
King Cross Roads.
More than two dozen women were reportedly killed across the island in 2016, the majority by
their former lovers.
Loop News joined in the silent protest on Monday and will launch its own campaign against
gender-based violence in March.
Camille West, marketing manager at Loop News publisher Trend Media Group,
explained: "At Loop, we see first-hand the reports of gruesome crimes committed with
women of all ages as targets. The No More Abuse Campaign is a social challenge launching
this March across all of Loop’s platforms.
"It will not only shine the light on the abuse that often goes unreported, but will seek to raise
funds for the Women’s Resource Outreach Centre (WROC) - an organization dedicated to
empowering women who are at risk or victims of abuse," West said.
FEATURED PHOTO: Staff members of Trend Media Group, publisher of Loop News,
joined in the silent protest on Monday.

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Model: Gianna Photo: Michael Gordon)
Violence against women: the full story
ALL WOMAN Monday, November 30, 2009 ,

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VICIOUS attacks against women continued unabated this year as a number of women were raped, assaulted, shot and
murdered. Just two weekends ago, news broke of the death of Manchester resident, 58-year-old Doreen Roach and
bartender Nikesha Hewitt who were murdered in separate incidents.

Roach was allegedly chopped several times two Fridays ago during a dispute with her 55-year-old husband at their
home in Christiana. Hewitt's attack occurred the Saturday following this incident. She was allegedly stabbed to death
by her boyfriend and the father of her two children while walking home with him from work. The attack was reportedly
fuelled by jealousy.

In January this year, a pregnant woman, 25-year-old Antoinette Gooden was among three persons fatally shot by
gunmen at Varma Road, Kingston 11.

And earlier this month a 90-year-old woman was killed in an arson attack in a section of Newlands, Portmore.

Police statistics showed that in just September alone of this year, 16 women were killed in comparison to 11 during the
same time last year. There were also incidents of decomposing bodies presumably of females found.

From all indications, it seems 2009 is turning out to be just as bad or worst than 2008 for women. Police statistics show
that there were 610 carnal abuse cases, 849 rape cases and 45 incest cases last year. Six women committed suicide,
1,315 were wounded and 2,615 were assaulted. In addition to this, 151 women were shot and 165 females were either
killed.

In recognition of International Day for the Elimination of Violence Against Women, 16 days of activism against
violence began on Wednesday, Nov 25 and ends December 10 - International Human Rights Day.

The theme is 'Commit, Act, Demand: Women and Men Unite to End Violence Against Women'.

The period is being used to educate a wide cross-section of persons on issues relating to gender-based violence; to
empower persons to assist in dealing with victims of gender-based violence; and to foster collaboration with partners
towards the elimination of all forms of violence against women and the girl-child.

Here is a guide for women as we observe this period.

Resources for women

If you are a woman involved in a violent relationship, you don't have to suffer alone. There are a number of
organisations that have been established to assist women like yourself who feel that there is just no way out.

Woman Inc

This is a non-profit organisation that provides assistance to victims of rape, incest, domestic violence and sexual
harassment at the workplace. The organisation operates a crisis centre where women can receive individualised
counselling and a crisis shelter for abused women. The crisis centre has been in existence since 1985 and with the co-

644
operation of volunteer counsellors, has given hope to countless women over the years. The centre operates a 24-hour
hotline in Kingston and one in Montego Bay between 9:00 am to 5:00 pm. The crisis shelter was introduced by Woman
Inc in 1988 in Kingston and is the only facility of its kind in Jamaica. The shelter provides emergency housing for
women to get them out of their abusive settings. Woman Inc also networks with police rape units and professional legal
and medical volunteers who also assist victims.

The Bureau of Women's Affairs

The Bureau of Women's Affair is an organisation mandated by the Government to address the problems encountered by
women in Jamaica, such as abuse and sexual harassment. The main objective is to enable women to reach their full
potential and this is done through public education and training, the planning and monitoring of projects and research
and development. Although the organisation does not offer counselling services, it helps with the referral of women to
other organisations that do so. It has also helped women to gain skills and access to employment so that women might
become independent. By becoming independent, women will no longer have to stay in abusive relationships for the
sole purpose of wanting to be financially secure.

Women's Centre of Jamaica Foundation

Although the primary focus of this group is to provide some form of intervention to girls who have dropped out of
school as a result of their pregnancies, the organisation also offers counselling services to children, adolescents and
young adults. Victims of carnal abuse are given the opportunity to continue their schooling and also receive skills
training to empower themselves. The girls are then assisted in getting back into the formal school system after their
pregnancy.

Victim Support Unit (Ministry of Justice)

This unit has a group counselling programme known as 'Overcomers in action' that provides healing and restoration to
women who are being abused physically, emotionally or sexually through group therapy. These counselling sessions
are offered by professional counselors who address the needs of women regardless of their age. The services are free of
cost and are confidential. The aim of the programme is to provide strength to victimised women through the
encouragement and support of other persons who have been in their situation and through releasing bitterness and hurt
brought on by their abuse.

Women's Media Watch

With the objective of reducing violence against women and promoting a more gender-aware media, the WMA offers
workshops, multi-media presentations and seminars to educate and train persons about gender-sensitive issues among
other things. The non-government organisation provides a multi-faceted approach to dealing with violence and works
with media organisations, schools, youth and service clubs, churches and other women's groups to advocate and lobby
for women rights. They also provide information to women on what they can do to counteract abuse through the issuing
of brochures.

The Centre for Investigation of Sexual Offences and Child Abuse (CISOCA)

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CISOCA is the arm of the Jamaica Constabulary Force, which is mandated to investigate sexual offences and
offenders. CISOCA also offers counselling and support to sexually abused victims and conducts medical examinations
to gather evidence which might lead to the prosecution of perpetrators.

Women's Resource and Outreach Centre

This non-government organisation helps to promote gender equity and empowerment of women through social,
economic and advocacy programmes. The organisation operates a clinic, which sees a number of women getting help
with medical issues twice per week. They also have a counselling programme that benefits women who have
relationship issues and might need help dealing with certain issues such as abuse.

10 stances to take to protect your rights

WOMEN have been struggling for years to be recognised and treated with the same respect that is often meted out to
men. Time and time again their rights have been violated in one way or the other. Below are 10 stances women can
take ensure their rights are protected, as supplied by Hilary Nicholson of Women's Media Watch.

1. Knowledge is power, and as such, your best weapon is learning what rights you have under the law. You can't
protect your rights unless you know what they are.

2. Understand what is meant by 'human rights'.

3. Learn what some of the laws and policies are to protect your rights - laws against domestic violence, sexual offences,
as well as laws to protect workers' rights.

4. Learn about reproductive rights and sexual rights

5. Learn about specific laws related to women, so that just because we're women, we cannot be discriminated against -
like the right to maternity leave.

6. Believe in gender equality!

7. Nobody has the right to dominate, coerce or abuse another person. Never believe that you did something to deserve
abuse. Abusers have to take responsibility for their actions.

8. Believe in yourself, develop self-worth and self-esteem, so that you will have the confidence to protect yourself and
claim your rights.

9. Develop supportive, respectful friendships with other women - there is strength in unity - so that you can together
seek protection or claim your rights.

10. Never buy into that silly saying that woman is woman's worst enemy. This is not true, we are our best supporters
and friends!

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Violence around the world

MILLIONS of women and girls around the world encounter rape, domestic abuse, mutilation and other forms of
gender-based violence daily. While measures are sometimes in place to prevent or lessen these crimes, abuse against
women continues to take its toll. This year was no exception, as all around the world as women fell prey to violence
committed against them.

Here are some examples.

. Woman stabbed in front of police

In what police called a tragedy, a woman was killed by her former boyfriend, who was then killed by officers in Los
Angeles, USA last month. The woman, Flor Medrano, 30, had just filed a domestic abuse complaint and officers were
outside her home waiting for her abuser when she was fatally stabbed. Information is that police went to her home but
did not find the man, who they suspected was in the area. They then waited outside in an unmarked police vehicle
hoping to catch the man. The officers eventually called the house to make sure Medrano was safe and let her know they
were about to leave. The cellphone call was interrupted, and when the connection was re-established, the officers heard
Medrano screaming. The officers rushed into the building and they observed through the window Medrano being
stabbed by her ex.

. Female Genital Mutilation

In the middle east, Egypt, Sudan, Somalia, Djibouti, Saudi Arabia, Yemen, Mauritania and other countries, Female
Genital Mutilation (FGM) is carried out with knives, scissors, scalpels, pieces of glass or razor blades. Anaesthetic and
antiseptics are not generally used. According to a World Health Organisation report, an estimated 100 to 140 million
girls and women worldwide are currently living with the consequences of FGM. In Africa, about three million girls are
at risk for FGM annually.

If a man hits you once, he'll do it again.

Source:- http://www.jamaicaobserver.com/magazines/allwoman/Violence-
against-women--the-full-story

Jamaica still has a lot to answer for on the treatment of women and girls by

society and institutions. When it comes to violence against women, Jamaica is

still woefully behind other countries in terms of actions against this social

problem. Thirty years ago, in 1984, wife beating and rape were the main crimes

against women. Now crimes against women have escalated to include

abduction, rape, murder, domestic violence, and other acts of violence.

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According to the World Health Organisation (WHO) intimate partner and sexual

violence against women were major public health concerns and violations

against the human rights of women.

The official numbers of reported cases of violence against women reflect only the tip

of the iceberg as such numbers identify those victims who spoke up. The fact is that

violence against women continues with the silence of victims. One statistic suggests

that more than 30 percent of victims never report the assault; but as more women

are employed and laws are put in place to protect them more victims are making

reports. It is however still shameful how the police treat domestic violence incidents

when these are reported to them by victims who are brave enough to come forward.

The lack of action that usually follows such reports because it is �family business�

creates the impetus for continued abuse of women in the home.

Information from the Bureau of Gender Affairs (formerly the Bureau of Women's

Affairs) indicate that most incidents of domestic violence involve male anger against

their female partners. The difference between genders may be deeply rooted in how

they are socialised. The World Health Organisation also noted that in terms of global

prevalence of violence against women, approximately 35 percent of women

worldwide have experienced intimate partner violence or sexual violence committed

by non-partners during their lifetime. The same source also found that an average of

30 percent of women who have ever been in a relationship have experienced some

form of sexual and physical violence by their partner. Crime victimisation surveys

carried out by the Ministry of National Security also show a predominance of female

victims of violence.

Is this OK though? The United Nations Population Fund has placed it on the table

that to end gender-based violence must involve a change in cultural concepts

surrounding masculinity. Such a process must actively involve men at every level, be

it at the policy making level to within the domestic sphere. The way men and boys

648
view masculinity and the way they view women must change in order to remove the

tacit acceptance of violence against women as a norm. Male attitudes are not the

only thing that needs changing, however, as female acceptance of the violence,

especially within the family, should also be addressed. The Government of Jamaica

has recently developed a National Strategic Action Plan to Eliminate Gender-Based

Violence (2014 � 2024). This Action Plan was put together after intensive

consultations with key stakeholders including the civil society groups, the police,

men's and women's groups and academia. The �five P� approach to gender

based violence, namely � Prevention, Protection, Prosecution and investigation,

Punishment and Provision of redress have been adopted within this Action Plan to

strengthen Jamaica's legal framework.


Source:- http://www.onlyinnajamaica.com/2014/10/24/violence-against-women-
still-a-problem-in-jamaica/

A Self-Regulatory Model of Behavioral Disinhibition in Late


Adolescence: Integrating Personality Traits, Externalizing
Psychopathology, and Cognitive Capacity
Tim Bogg and Peter R. Finn

Author information ► Copyright and License information ►

The publisher's final edited version of this article is available at J Pers

See other articles in PMC that cite the published article.

Abstract
Behavioral disinhibition refers to a pattern of antisocial, impulsive, norm-violating,
sensation-seeking, and externalizing tendencies and problems (e.g., substance use,
attention deficit; Iacono et al., 1999), which has been shown to be a primary
psychological substrate of several of the leading behavioral contributors to mortality (i.e.,
alcohol, drug, and firearms-related deaths; Bogg & Roberts, 2004; Mokdad et al., 2004).
Researchers index behavioral disinhibition using a variety of constructs, including
personality traits related to impulsivity and socialization (Clark & Watson,
1999; Donovan, Jessor, & Costa, 1991), sensation-seeking (Justus, Finn, & Steinmetz,
2000), externalizing psychopathology (alcohol, marijuana, and other drug
problems; Krueger & Markon, 2006), and, less frequently, as cognitive ability variables,

649
such as intelligence, short-term memory, and working memory (Finn, Justus, Mazas, &
Steinmetz, 1999). Although these and other indicators of behavioral disinhibition have
and continue to be targets of inquiry, a more complete model of the self-regulatory
influences fundamental to behavioral disinhibition remains somewhat obscured by a lack
of integration across these disparate research traditions (cf. Finn, 2002).
To address the need for a clearer articulation of the relations among disinhibited
personality traits, externalizing problems, and cognitive capacity, the current study
addresses two major goals: 1) model the associations among the related domains of
disinhibited personality traits and externalizing psychopathology and; 2) investigate the
resultant model’s relations to cognitive capacity outcomes previously found to be
associated with various indicators of behavioral disinhibition. Compared to previous
research, which has focused on a limited set of personality traits or externalizing
problems, and has often excluded important cognitive capacity constructs, the approach
of the current study attempts to provide a more comprehensive depiction of a self-
regulatory model of behavioral disinhibition in late adolescence.

Disinhibited Personality Traits and Externalizing Psychopathology


Recent research demonstrates the presence of an underlying continuum of
psychopathology and personality traits related to impulsivity and socialization that can
help explain the multi-morbidity of externalizing problems (e.g., Kendler, Prescott,
Myers, & Neale, 2003; Krueger & Markon, 2006). Specifically, research has shown that
adolescent antisocial behavior, conduct disorder, alcohol dependence, drug dependence,
and the personality trait of constraint share a common etiologic (primarily genetic) origin
(Krueger et al., 2002). In addition, statistical modeling has shown this externalizing factor
to be dimensional, rather than categorical in nature (Krueger, Markon, Patrick, & Iacono,
2005; Markon & Krueger, 2005). Taken together, the findings of a common genetic
influence and a latent trait model for antisocial behavior and substance use problems
indicate a coherence that can be conceptualized as a liability or spectrum for
externalizing problems.
Although substantial progress has been made in understanding the meaning of the multi-
morbidity of various externalizing disorders and their relation to disinhibited personality
traits (cf. Krueger et al., 2007), it remains unclear how the structure of a more full
account of disinhibited factors—a structure that would include multiple personality trait
indicators of impulsivity and socialization, as well as externalizing disorder problems—
might be related to important cognitive capacity outcomes. The structure of these
multiple self-regulatory influences on behavioral disinhibition is important given
that Krueger et al. (2002) have shown these traits (measured more narrowly as constraint
in their work), while sharing a common additive genetic etiology with externalizing
disorder problems, also have a significant component of additive genetic variance that is
independent of that shared with externalizing problems. That is, there is a meaningful
portion of the additive genetic variance of traits related to impulsivity and socialization
that is unique to a source other than that which is shared with the externalizing disorder
problems. In fact, in behavior genetic research, Krueger et al. (2002) found only 22
percent of the variance in constraint to be accounted for by the externalizing factor. This

650
finding suggests that traits related to impulsivity and socialization, while sharing
meaningful psychological (and biological) space with externalizing problems, are not
wholesale components of an externalizing liability. In part, the current research is
designed to further elucidate the relations among the components and subsequently
examine how these components of behavioral disinhibition are related to multiple
indicators of cognitive capacity.

Cognitive Capacity, Self-Regulation, and Behavioral Disinhibition


Working memory is an important component of a system of inter-related executive
cognitive functions (Zelazo & Frye, 1998), including attentional capacity, attentional
control, and attention shifting (Cowan, 1999), that plays a critical role in self-regulation
and decision-making (Barkley, 1997, 2001, Bechara & Martin, 2004; Finn,
2002; Kimberg & Farah, 1993). As it pertains to self-regulation, increased working
memory capacity enables fluid shifting of attention during the decision-making process
from more salient proximal (immediate) to less salient distal (long-term) outcomes and
allows for appropriate weighting and consideration of long-term consequences of
decisions (i.e., less impulsive decisions; Finn, 2002; Finn & Hall, 2004; Oberauer, 2002).
By contrast, reduced working memory capacity is related to general behavioral
disinhibition (Barkley; 1997; 2001; Finn, 2002; Finn & Hall, 2004; Hinson, Jameson, &
Whitney, 2003), which reflects the basic dispositional processes underlying externalizing
problems (Finn, 2002; Krueger et al., 2002; Slutske et al., 2002). More generally,
working memory is required for activated self-directed speech, self-reflection, and
maintaining representations for the purpose of problem solving to guide socially adaptive
behavior (Barkley, 2001; Finn, 2002; Oberauer, 2002).
In the present research, multiple measures of working memory capacity are included
because working memory is complex, involving several inter-related processes associated
with behavioral regulation, including short-term memory capacity, resistance to
distraction, mental manipulation, attentional control in divided attention/dual task
contexts, and maintenance of memory traces over time (Baddeley & Logie, 1999; Cowan,
1999; Engle et al., 1999; Finn, 2002). Engle et al. (1999) and Finn (2002) proposed
multidimensional models of working memory capacity that distinguish a short-term
capacity dimension, indicated by performance on simple span tasks, from a working
memory capacity dimension, indicated by performance on complex, dual-task, span tasks
requiring attention-shifting and maintenance. Engle et al. (1999) showed that these two
dimensions of working memory were distinct from measures of intelligence. The current
research uses this three-dimensional model of short-term memory, working memory, and
intelligence and tests its viability using confirmatory factor analyses.
Recent research suggests that diminished executive cognitive capacities involved in
working memory, short-term memory, and intelligence contribute to the development and
maintenance of externalizing problems (Aytaclar, Tarter, Kirisci, & Lu 1999; Finn &
Hall, 2004; Harden & Pihl, 1995; Pihl, Peterson & Finn, 1990; Poon, Ellis, Fitzgerald, &
Zucker, 2000). Diminished capacity in these domains of cognitive ability also is thought
to reflect a general predisposition to disinhibited, poorly regulated behavior rather than a
vulnerability to a specific disorder (Finn, 2002, Finn & Hall, 2004; Giancola, Zeichner,

651
Yarnell, & Dickenson, 1996; Harden & Pihl, 1995). In turn, this disinhibited
predisposition can be made manifest as externalizing behavior, such as alcohol
dependence, childhood conduct problems, adult antisocial behavior, or other substance
abuse (Barkley, 1997; 2001; Finn, 2002; Finn & Hall, 2004; Krueger et al., 2002). As
such, these indicators of cognitive capacity represent integral components of a systematic
approach to modeling self-regulatory influences on behavioral disinhibition. It should be
noted that incentive (i.e., reward) structures, delay of reward components, or learning
components are absent from these cognitive tasks. The tasks used in the current study
assess general cognitive capacity in the absence of contextual manipulations.
Similarly, the current study did not incorporate an appetitive or incentive (i.e., reward)
structure or component to the cognitive tasks. Unlike the Iowa gambling task (Bechara,
Damasio, Damasio, & Anderson, 1994), for example, the short-term memory and
working memory tasks are not designed to assess or account for the influence of
appetitive influences that call upon self-control for optimal performance. Instead, the
tasks are agnostic in regard to such influences and are intended to assess decontextualized
cognitive capacity (e.g., performance not influenced by monetary gains or losses).

The Present Study


The primary aim of the present research is to examine the structure of a self-regulatory
model of behavioral disinhibition. Although other personality trait domains are relevant
to behavioral disinhibition (e.g., agreeableness, hostility, emotional stability), we focus
on traits related to impulsivity and socialization, as well as externalizing problems, as
important and related components of behavioral disinhibition (e.g., Bogg & Roberts,
2004; Finn, 2002; Iacono et al., 1999; McGue, Iacono, & Krueger, 2006). Two large-
scale community samples are used to model the relations among these disinhibited (i.e.,
related to impulsivity and socialization) personality traits and externalizing problems.
Aside from modeling the relations among disinhibited personality traits and externalizing
problems, we examine how the resulting model is related to cognitive capacity (Engle et
al., 1999); a set of abilities which research has shown differentiate individuals who meet
diagnostic criteria for externalizing disorders from those who do not (Aytaclar et al.,
1999; Finn & Hall, 2004; Harden & Pihl, 1995). Specifically, we attempt to clarify these
relations by examining three competing models of the structure of disinhibited traits and
externalizing problems in late adolescent/young adult samples. Previous research
indicates individuals in late adolescence and emerging adulthood are establishing patterns
of behavioral disinhibition, while remaining somewhat developmentally and
neurologically malleable, and are well suited for addressing self-regulatory questions
whose answers can provide needed perspective on early intervention and treatment for at-
risk individuals (Lubman, Yücel, & Hall, 2007; Monti et al., 2005; Zucker et al., 2006).
Based in part on the behavior genetic research of Krueger et al. (2002), we expect the
initial structure to yield separable components of disinhibited personality traits and
externalizing problems, rather than a single factor. Three approaches guided the modeling
process.
First, in line with the idea of an underlying dimension of behavioral disinhibition
(e.g., Iacono et al., 1999), a measurement model consisting of one latent variable (with

652
ten indicators—four comprised of lifetime externalizing problem counts and six of
disinhibited personality trait scales) was examined. If it best represented the data, then
this one-factor model of disinhibited personality traits and externalizing problems would
maximize parsimony while indicating that the covariance shared among the ten indicators
did, in fact, represent a single dimension of behavioral disinhibition that accounted for
the multi-morbidity of externalizing disorders and explained the interrelations of traits
related to impulsivity and socialization and externalizing problems.
The second approach to modeling was guided, in part, by research examining the factor
structure of personality scales and inventories related to the Big Five personality trait
domain of conscientiousness (Roberts, Chernyshenko, Stark, & Goldberg, 2005).
Inherent in the domain of conscientiousness is a consideration of disinhibition,
which Clark and Watson (1999) in their “Big Three” model of personality traits describe
as disinhibition versus constraint, wherein “disinhibited individuals are impulsive and
somewhat reckless and are oriented primarily toward the feelings and sensations of the
immediate moment; conversely, constrained individuals plan carefully, avoid risk or
danger, and are controlled more strongly by the longer-term implication of their behavior
(p. 403).” This definition maps neatly onto a similar framework outlined by Pickering
and Gray (1999; see also Zuckerman (2003; 2005)), who label this constellation of facets
impulsive sensation-seeking. Consistent with these conceptions, Roberts et al.
(2005) factor-analyzed 36 conscientiousness-related scales from seven personality
inventories and found a six-factor structure labeled order, self-control, responsibility,
industriousness, traditionalism, and virtue. Based on this six-factor structure, the
impulsivity and socialization-related scales included in the current study load onto the
factors of self-control and responsibility. In line with the definition of Pickering and Gray
(1999), we take a more expansive view of self-control, and use the label impulsive
sensation-seeking for the personality scales aligning with this factor (i.e., the impulsivity
subscale of the Eysenck impulsivity/venturesomeness scale, the control subscale of the
Multidimensional Personality Questionnaire, and the disinhibition and boredom
susceptibility subscales of the Sensation Seeking Scale). Conversely, although there are
aspects of irresponsibility in the measures of socialization used in the current study, this
factor is more accurately labeled anti-sociality/unconventionality, reflecting the more
heterogeneous content of the scales used to assess this factor (i.e., the socialization
subscale of the California Psychological Inventory and the psychopathic deviate scale of
the Minnesota Multiphasic Personality Inventory-2). A third factor representing
externalizing problems (i.e., lifetime alcohol, marijuana, other drug, and
conduct/antisocial personality disorder problem counts) was examined in conjunction
with impulsive sensation-seeking and anti-sociality/unconventionality to provide
representation of the subclinical and clinical symptomatic expression of behavioral
disinhibition that might be distinguished from disinhibited personality trait tendencies.
Finally, in keeping with the idea of an overlying tendency, a latent superfactor,
behavioral disinhibition, was modeled and indicated by the impulsive sensation-seeking,
anti-sociality/unconventionality, and externalizing problems factors. If it best represented
the data, then this hierarchical four-factor model would provide an intuitive dimensional
system of disinhibited personality traits and externalizing tendencies made manifest by
the expression of impulsive, antisocial, and externalizing tendencies and problems,
organized under a general disposition for behavioral disinhibition.

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The third approach to modeling was derived from previous research examining the
structure of traits related to disinhibition (Justus et al., 2000). The findings of Justus et al.
(2000) revealed a structure consisting of, 1) impulsivity (comprised of the impulsivity
subscale of the Eysenck impulsivity/venturesomeness scale and the control subscale of
the Multidimensional Personality Questionnaire; 2) social deviance proneness (comprised
of the socialization subscale of the California Psychological Inventory, the psychopathic
deviate scale of the Minnesota Multiphasic Personality Inventory-2, and a total count of
antisocial problems); and 3) excitement seeking (comprised of the disinhibition and
boredom susceptibility subscales of the Sensation Seeking Scale). In the current research,
a fourth factor related to substance use problems (indicated by lifetime alcohol,
marijuana, and other drug problem counts) is examined in conjunction with the three
factors described above to provide an account of the covariance among the alcohol,
marijuana, and other drug problems that might be distinguishable from antisocial
personality and conduct problems (in contrast to the lower-order externalizing factor
described in the second approach). Similar to the second approach outlined above, a fifth
overlying factor, behavioral disinhibition, was modeled and indicated by the impulsivity,
social deviance proneness, excitement seeking, and substance use problems subfactors. If
it best represented the data, then this hierarchical five-factor model would serve to
replicate and extend the research of Justus et al. (2000) and would suggest a more
thoroughly segmented framework with multiple related dimensions of disinhibited traits
and externalizing problems, organized under a general disposition for behavioral
disinhibition.
Assuming replication of one of the above structural models of disinhibited personality
traits and externalizing problems from the first sample to the second, the final model
including correlations to cognitive capacity should represent a more coherent self-
regulatory system of behavioral disinhibition; one that accounts for the interrelations
among externalizing problems and personality traits related to impulsivity and
socialization, while allowing for unique relations from these domains to cognitive
capacity outcomes.
Go to:

Method

Participants

Sample 1
We recruited a community sample (n = 541) of adolescents and young adults with a
mean age of 20.7 (SD = 1.87) years. The sample was sex-balanced (48.1 % women) and
most participants were European-American/Caucasian (81.9 %), followed by
Asian/Asian-American (9.4 %), African-American (3.5 %), Hispanic (2.9 %), and Native
American (2.2 %). At the time of assessment, the sample averaged 14.1 years of
education (SD = 1.66 years), indicating an over-representation of college students in the
sample. Nearly half of the Study 1 sample participants met diagnostic criteria for alcohol
dependence (47 %), 36.2 % for marijuana dependence, and 43.1 % for other drug

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dependence. Additionally, 36.9 % met diagnostic criteria for conduct disorder, and 23.3
% for antisocial personality disorder. Slightly more than one-third of the sample (34.1 %)
did not meet diagnostic criteria for any of the above problems.

Sample 2
We recruited a community sample (n = 463) of adolescents and young adults with a
mean age of 21.98 (SD = 2.85) years. The sample was sex-balanced (46.4 % women) and
most participants were European-American/Caucasian (76.9 %), followed by African-
American (12.5 %), Asian/Asian-American (6.5 %), Hispanic (3.5 %), and Other (.6 %).
At the time of assessment, the sample averaged 13.81 years of education (SD = 1.99
years), indicating an over-representation of college students in the sample. More than half
of the Study 2 sample participants met diagnostic criteria for alcohol dependence (56.4
%), 36.1 % for marijuana dependence, and 22.9 % for other drug dependence
Additionally, 49 % met diagnostic criteria for conduct disorder and 16 % for antisocial
personality disorder. Slightly less than one-third of the sample (30.2 %) did not meet
diagnostic criteria for any of the above problems.

Assessment Materials

Diagnostic interviews
Substance dependence (i.e., alcohol, marijuana, and other drug) diagnoses and problem
counts were ascertained from responses on the Semi-structured Assessment for the
Genetics of Alcoholism (Bucholz et al., 1994) using criteria from the Diagnostic and
Statistical Manual of Mental Disorders, 4th edition (DSM-IV, American Psychiatric
Association, 1994). Histories and lifetime problem counts for childhood conduct and
antisocial personality disorders also were ascertained from responses to the SSAGA, also
using DSM-IV criteria. In subsequent analyses, lifetime problem counts for conduct
disorder and ASPD were summed to form a CDASPD variable that reflected a lifetime
history of antisocial behavior problems and tendencies. Because of their skewed
distributions, all problem counts were Blom transformed for subsequent
analyses.1 Descriptive statistics for the raw lifetime problem counts are presented in Table
1.

Table 1
Descriptive Statistics for Externalizing Problem Counts and Disinhibited Personality
Trait Scale Scores

Sample 1 Mean (SD) Sample 2 Mean (SD)

Lifetime alcohol problems 19.67 (16.82) 27.99 (21.70)

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Sample 1 Mean (SD) Sample 2 Mean (SD)

Lifetime marijuana problems 3.34 (4.18) 10.04 (11.71)

Lifetime other drug problems 2.66 (6.10) 14.37 (26.37)

Lifetime CDASPD problems 13.13 (8.87) 26.54 (16.33)

CPI Socialization 31.95 (6.80) 28.78 (8.04)

EYS Impulsiveness 9.17 (4.72) 10.28 (4.61)

MMPI-2 Psychopathic Deviate 19.43 (5.49) 21.89 (6.31)

MPQ Control 12.43 (6.36) 11.44 (6.01)

SSS Boredom Susceptibility 3.81 (1.98) 3.71 (2.05)

SSS Disinhibition 4.27 (1.79) 4.42 (1.65)

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Note. Problems are lifetime history problem counts from the Semi-structured Assessment for the Genetics
of Alcoholism (SSAGA). CDASPD = Sum of lifetime 

Personality trait indicators


Six well-validated personality scales were used to assess traits related to impulsivity and
socialization: The Impulsivity scale from the Eysenck Impulsivity-Venturesomeness test
(EYS-IMP; Eysenck & Eysenck, 1978), the Control subscale of the Multidimensional
Personality Questionnaire (MPQ-Control; Tellegen, 1982), the Disinhibition (DIS) and
Boredom Susceptibility (BS) subscales of the Sensation Seeking Scale (SSS; Zuckerman,
1979), the Psychopathic Deviate (Pd) scale of the Minnesota Multiphasic Personality
Inventory-2 (MMPI-2-Pd; Hathaway & McKinley, 1989), and the Socialization (So)
scale of the California Psychological Inventory (Gough, 1969).2 The EIV-IMP scale is
comprised of 19 items (e.g., “Do you need to use a lot of self-control to keep out of
trouble?”) using a dichotomous response scale (i.e., “yes” or “no”; sample 2, α = .83).
The MPQ-Control scale is comprised of 24 items (e.g., “When faced with a decision I
usually take time to consider and weigh all aspects.”) using a dichotomous response scale
(i.e., “true” or “false”; sample 2, α = .87). High EIV-IMP scores and low MPQ-Control
scores reflect low self-control, spontaneity, recklessness, and a lack of planning and
foresight. The SSS-DIS scale is comprised of 10 forced-choice items (e.g., “I like “wild”
uninhibited parties” versus “I prefer quiet parties with good conversation”; sample 2,
α = .53) and the SSS-BS is comprised of 10 forced-choice items (e.g., “I enjoy looking at
home movies or travel slides” versus “Looking at someone’s home movies or travel
slides bores me tremendously”; sample 2, α = .55).3 Three items that directly referred to
drinking or drug use were dropped from the DIS scale: “I often like to get high (drinking
liquor or smoking marijuana)”; “Keeping drinks full is the key to a good party”; and “I
feel best after taking a couple of drinks.” The MMPI-2-Pd scale is comprised of 50 items
(e.g., “What others think of me does not bother me,” “Sometimes when I was young I
stole things,” “No one seems to understand me”) using a dichotomous response scale
(i.e., “true” or “false”: sample 2, α = .76). High scores on the MMPI-2-Pd scale indicate
impulsivity, problems with authority, antisocial acts, and alienation (Almagor & Koren,
2001). One item (“I have used alcohol excessively”) was dropped from the Pd scale
because of contamination with the lifetime alcohol problem counts. The CPI-So scale is
comprised of 54 items (e.g., “I often act on the spur of the moment without stopping to
think,” “I keep out of trouble at all costs,” “As a youngster in school, I used to give the
teachers lots of trouble”: sample 2, α = .80). Low scores on the CPI-So scale reflect
under-socialized and norm-violating tendencies. All the personality scales have shown
relations with behaviors and outcomes related to substance use and antisocial behaviors
and problems (Bogg & Roberts, 2004). Descriptive statistics for the six personality scales
are presented in Table 1.

Intelligence
Intelligence was measured using the Shipley Institute of Living Scale estimates of IQ
(Zachary, 1986). The Shipley is a self-administered measure of intelligence that strongly
correlates (median correlation = .79) with the WAIS Full Scale IQ (Zachary, 1986). As
with other abbreviated measures of general intelligence, the Shipley does not include a
component for testing memory.

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Short-term memory capacity
Short-term memory capacity was assessed with the digits forward and backward scales of
the Digit Span subtest of the Wechsler Adult Intelligence Scale-Revised (WAIS-
R; Wechsler, 1981). Digits forward and backward are commonly used measures of STM
capacity and general attentional capacity in working memory system studies (Engle et al.,
1999; Finn, 2002). Short-term memory capacity also was assessed with the letter-number
sequencing task from the WAIS-III (Wechsler, 1997). The letter-number sequencing task
involves the presentation of increasingly larger sets of letters and numbers (e.g., G-6-B-2)
to the participant who, at the end of each set, is asked to verbally recall the numbers in
numerical order (e.g., 2–6) and the letters in alphabetical order (e.g., B-G). Set sizes vary
from 2 to 8 items.

Working memory capacity


Working memory functions of dual task ability, divided attention, and maintenance
capacity were assessed with the Operation-Word Span test (OPWS; Conway and Engle,
1994) and a modified version of the Auditory Consonant Trigram test (ACT: Brown,
1958). The OPWS involves competition for attentional resources (divided attention) and
the maintenance of activation of mental representations in a dual task context. This task
requires the participant to solve a simple mathematical operation while remembering a
word (6/3 + 2 = 4 DOG). The participant reads the math operation aloud, responds “yes”
or “no” to indicate if the answer is correct or not and then says the word. One half of the
mathematical operations are correct. After a series of operation-word pairs, the
participant is asked to recall the words (series vary from 2 to 6 operation/word pairs). The
total number of correctly recalled words is the variable derived from the OPWS.
The ACT was modified to include four and five nonsensical strings of consonants, in
addition to the original three-string (trigram) consonant stimuli, to increase the overall
load on the working memory system. The ACT requires the experimenter to read aloud a
string of consonants at a rate of one letter per second, and immediately following the
string, to read aloud a random three-digit number. The participant is then asked to begin
counting aloud backwards in increments of three from the random three-digit number for
an interval of 18 or 36 seconds, at which time the participant is asked to stop counting
and recall the original consonant string. This task taps divided attention and the strength
of the maintenance/decay of the contents of working memory over time (Brown,
1958; Stuss et al., 1987). Counting backwards is used to prevent rehearsal of the
consonant string. The task included four different three, four, and five consonant strings.
For each string length, two were followed by 18-second delay intervals and two were
followed by 36-second delay intervals. The dependent variable is the total number of
correct consonants recalled across all string lengths and delay intervals.
Single-factor and correlated three-factor models of the cognitive capacity variables were
compared to assess the appropriateness of the three-factor model indicated by Engle et al.
(1999) and Finn (2002). As suggested by a more negative BIC value and a lower AIC
value (the fit indices are described in greater detail below), the three-factor model
provided better fit [χ2(7, N = 463) = 13.10, p = .07, RMSEA = 0.043, BIC = −42.14, AIC
= −0.90] than the one-factor model [χ2(9, N = 463) = 117.56, p < .05, RMSEA = .162,

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BIC = 62.32, AIC = 99.56] and was used in subsequent correlation analyses. The
correlated three-factor model was comprised of 1) Shipley IQ (IQ); 2) short-term memory
(indicated by letter number, digits forward, and digits backward scores); and 3) working
memory (indicated by operation word-span and auditory consonant trigram scores).

Procedure
Participants were recruited from the community by screening telephone responses to
advertisements placed in local newspapers and around the local community.
Advertisements were designed using Widom’s (1977) approach to attract responses from
individuals varying in terms of the level of disinhibited traits and tendencies. Highly
disinhibited participants were targeted with advertisements asking for responses from
“adventurous, carefree individuals who have led exciting and impulsive lives,” “daring,
rebellious, defiant individuals,” “individuals on probation or who have been in trouble
with the law,” as well as “persons with a drinking problem,” and “social drinkers.”
Participants with average or low levels of disinhibited traits were targeted with
advertisements asking for responses from “persons interested in psychological research”
or “quiet, reflective and introspective persons.” Participants were excluded if they were
not between 18 and 25 years of age, were taking any psychotropic or antihistamine
medications, had never consumed alcohol, had a history of heart disease or psychosis,
were not able to speak or read English, or had less than a grade 6 education level.
Participants were asked to refrain from excessive use of alcohol or drugs for the 24-hour
period prior to each session, to refrain from any use for at least 12 hours prior to testing,
and to eat a meal within three hours of testing. Prior to testing, participants were
administered a breath-alcohol test using an AlcoSensor-III (Intoximeters, Inc.) to ensure
that their breath-alcohol level (BAL) was 0.00%.
Participants completed a questionnaire asking about when they had last eaten food, their
drug use in the past 24 hours, and their level of fatigue. If a participant had a BAL greater
than 0.00%, reported taking any other psychoactive drugs the day the testing, appeared to
be high the day of testing, or was extremely fatigued, then the participant was
rescheduled. Participants read and signed an informed consent to participate, were free to
refuse any procedure, and were paid $7.00 per hour. The diagnostic interview was
administered first, followed by an interspersed ordering of the personality trait and
cognitive capacity measures. The total time of assessment was approximately 2–3 hours
in sample 1 and 3–4 hours in sample 2.

Analyses
In samples 1 and 2, the three measurement models of the covariance among the four
problem-count indicators (alcohol, marijuana, other drug, and CDASPD) and the six
personality trait indicators were analyzed using structural equation modeling (via AMOS
7). A single latent factor model (i.e., behavioral disinhibition), a hierarchical four-factor
model (i.e., impulsive sensation-seeking, anti-sociality/unconventionality, externalizing
problems, and behavioral disinhibition superfactor), and a hierarchical five-factor model
(i.e., impulsivity, social deviance proneness, excitement-seeking, substance use problems,
and behavioral disinhibition superfactor) were analyzed.

659
In the one-factor and four-factor models, residual terms for the substance use problem
variables (i.e., alcohol, marijuana, other drug) were allowed to freely co-vary to take into
account the unique variance of these variables that was not shared with the other
indicators. It was anticipated that the residual variance of the substance use indicators
reflected meaningful components of substance use variance that were not captured by
covariation with the personality trait indicators and/or the CDASPD indicator in the one-
and four-factor models. The residual terms for each substance use variable were expected
to represent unique components of substance use problems that would correlate with the
residual terms of the other substance use variables in the context of other non-substance-
use indicators. In the five-factor model, the three substance use variables indicated a
separate and ‘clean’ substance-use latent variable, thereby negating the need to allow for
their residual terms to freely co-vary in that model.
The three models were compared using the Bayesian Information Criterion (BIC) and the
Akaike Information Criterion (AIC) as the primary arbiters of appropriateness in the
process of selecting one model over the others. Both BIC and AIC aid in selecting models
by identifying which model among competing models reproduces the observed variances
and covariances with the fewest estimated parameters (i.e., with the most parsimony).
Lower (i.e., more negative) BIC values indicate better comparative fit in terms of the
odds of one model being superior to the other (Raftery, 1995). Specifically, a difference
of 10 points between two given models indicates that the odds are approximately 150:1
that the model with the lower (i.e., more negative) BIC value provides a better fit than the
model with the higher (i.e., less negative) BIC value (Raftery, 1995). Lower AIC scores
also indicate better comparative fit (Akaike, 1987), but are not interpreted as odds. The
Root Mean Square Error of Approximation (RMSEA) also is reported, but is not used for
comparative purposes. Rather it is used to quantify the closeness of fit of each model in
relation to its degrees of freedom (Browne & Cudeck, 1993), with values approaching
zero indicating close fit. Browne and Cudeck (1993) advise that a RMSEA value of
approximately .08 indicates a reasonable error of approximation. Similarly, the
Comparative Fit Index (CFI; Bentler, 1990) is reported. CFI scores range from 0–1,
where a score of .85, for example, means that 85 % of the covariation in the data is
reproduced by a tested model. A CFI score above .90 suggests adequate fit.
Using only sample 2, correlations were examined between the latent factors of the
selected measurement model found in sample 1 and replicated in sample 2 and the three-
factor model of cognitive capacity.
Go to:

Results

Intercorrelations among trait and problem count indicators


Table 2 displays the intercorrelations among the disinhibited personality trait scales and
the lifetime externalizing problem counts for both samples.

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Table 2
Intercorrelations Among Lifetime Externalizing Problem Counts and Disinhibited
Personality Traits

Other
ALC MARJ Drug CDASPD CPI- EYS- MMPI- MPQ- SSS- SSS-
Problems Problems Problems Problems Soc Imp PD Contr BS Dis

ALC -- .55 .55 .56 −.45 .34 .35 −.33 .27 .23
Problems

MARJ .64 -- .56 .45 −.44 .24 .36 −.26 .17 .25
Problems

Other .53 .54 -- .45 −.39 .21 .32 −.19 .15 .12
Drug
Problems

CDASP .69 .60 .52 -- −.74 .48 .57 −.43 .38 .32
D
Problems

CPI-Soc −.56 −.51 −.48 −.66 -- −.53 −.71 .52 −.39 −.32

EYS-Imp .49 .37 .33 .51 −.54 -- .41 −.74 .41 .33

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Other
ALC MARJ Drug CDASPD CPI- EYS- MMPI- MPQ- SSS- SSS-
Problems Problems Problems Problems Soc Imp PD Contr BS Dis

MMPI- .53 .40 .39 .62 −.73 .46 -- −.33 .28 .21
PD

MPQ- −.45 −.31 −.26 −.39 .46 −.73 −.38 -- −.38 −.32
Contr

SSS-BS .21 .15 .12 .23 −.28 .35 .24 −.40 -- .39

SSS-Dis .27 .16 .09 .24 −.22 .36 .12 −.37 .37 --

Note. Sample 1 (N = 541) correlations above diagonal, Sample 2 (N = 463) correlations below diagonal.
ALC Problems = Sum of alcohol problem counts from the Semi-structured Assessment for the Genetics of
Alcoholism (SSAGA), MARJ Problems = Sum of marijuana problem counts from the SSAGA, Other Drug
Problems = Sum of other drug problem counts from the SSAGA, CDASPD = Sum of problem counts for
conduct disorder and antisocial personality disorder from the SSAGA, CPI-Soc = Socialization scale from
California Psychological Inventory, EYS-Imp = Impulsivity scale from Eysenck Impulsivity-
Venturesomeness test , MMPI-PD = Psychopathic Deviate scale form Minnesota Multiphasic Personality
Inventory-2, MPQ-Contr = Control subscale from Multidimensional Personality Questionnaire, SSS-BS =
Boredom Susceptibility scale from the Sensation Seeking Scale, SSS-Dis = Disinhibition scale from the
Sensation Seeking Scale. All correlations are statistically significant at p < .05.

Sample 1 Model Comparisons


Table 3 displays the fit statistics and indices associated with the one-, four-, and five-
factor models in sample 1. As is indicated by its more negative BIC value and lower AIC
value, the hierarchical four-factor model of impulsive sensation-seeking,
antisociality/unconventionality, externalizing problems, and behavioral disinhibition
provided the best comparative fit among the models.4 In addition, the RMSEA score of
the hierarchical four-factor model indicated a reasonable error of approximation. The CFI
score also suggested good fit, indicating more than 96 % of the covariation in the data
was reproduced by the four-factor model

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Table 3
Four-Factor Hierarchical Model of Disinhibited Personality Traits and Externalizing
Problems Provides Best Fit Across Samples 1 and 2

Fit Statistics and Indices

χ2 df RMSEA CFI BIC AIC

Sample 1 (N = 541)

One-Factor 405.14* 32 .147 .854 203.75 341.14


Model 

Four-Factor 115.05* 29 .074 .966 −67.46 57.05


Model 

Five-Factor 339.68* 32 .133 .880 138.29 275.68


Model 

Sample 2 (N = 463)

One-Factor 434.17* 32 .165 .832 237.76 370.17


Model 

Four-Factor 95.85* 29 .071 .972 −82.14 37.85

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Fit Statistics and Indices

χ2 df RMSEA CFI BIC AIC

Model 

Five-Factor 351.76* 32 .147 .867 155.35 287.76


Model 

Note. RMSEA = Root Mean Square Error of Approximation; CFI = Comparative Fit Index; BIC =
Bayesian Information Criterion; AIC = Akaike Information Criterion. Lower RMSEA indicates better
closeness of fit for each model in relation to its own degrees of freedom. CFI above .90 indicates good fit
(i.e., covariation in the data is reproduced by the model). Lower (i.e., more negative) BIC scores and lower
AIC scores indicate better comparative fit.

Figure 1 shows path weights (single arrows) of three sets of endogenous indicators for
impulsive sensation-seeking, anti-sociality/unconventionality, and externalizing
problems, as well as the path weights for the three subfactors from the behavioral
disinhibition superfactor (all p < .05). The expected pattern of covariation between the
residual terms of the substance use indicators was found. The correlations for the residual
terms of the substance use indicators are illustrated by the double arrows among the
residual terms (small circles) in Figure 1.

Figure 1

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Hierarchical four-factor structure of disinhibited personality traits and externalizing
problems for sample 1 (N = 541). EYS-Imp = Impulsivity scale from Eysenck
Impulsivity-Venturesomeness test , MPQ-Contr = Control subscale from
Multidimensional Personality Questionnaire, SSS-BS = Boredom Susceptibility scale
from the Sensation Seeking Scale, SSS-Dis = Disinhibition scale from the Sensation
Seeking Scale, CPI-Soc = Socialization scale from California Psychological Inventory,
MMPI-PD = Psychopathic Deviate scale form Minnesota Multiphasic Personality
Inventory-2, CDASPD = Sum of problem counts for conduct disorder and antisocial
personality disorder from the Semi-structured Assessment for the Genetics of Alcoholism
(SSAGA), ALC problems = Sum of alcohol problem counts from the SSAGA, MARJ
Problems = Sum of marijuana problem counts from the SSAGA, Other Drug Problems =
Sum of other drug problem counts from the SSAGA. All paths (single-arrowed lines) and
correlations (double-arrowed lines) are statistically significant (p < .05).

Images in this article

Sample 2 Model Comparisons


Table 3 also displays the fit statistics and indices associated with the one-, four-, and five-
factor models in sample 2. As is indicated by its more negative BIC value and lower AIC
value, the hierarchical four-factor model of impulsive sensation-seeking,
antisociality/unconventionality, externalizing problems, and behavioral disinhibition
provided the best comparative fit among the models. In addition, the RMSEA score of the
hierarchical four-factor model indicated a reasonable error of approximation. The CFI
score also suggested good fit, indicating more than 97 % of the covariation in the data
was reproduced by the four-factor model. These results replicate the findings from

665
sample 1, which also indicated the comparative superiority of the hierarchical four-factor
model.

Sample 2 Correlated Model of Behavioral Disinhibition and Cognitive


Capacity
Figure 2 shows the path weights of impulsive sensation-seeking, anti-
sociality/unconventionality, and externalizing problems from the behavioral disinhibition
superfactor (all p < .05). The initial correlated model from the hierarchical four-factor
model to the cognitive capacity variables designated bi-directional paths from the higher-
order behavioral disinhibition factor to IQ, short-term memory, and working memory
[χ2(93, N = 463) = 195.39, p < .05, RMSEA = 0.05], all of which resulted in significant
correlations (p < .05). Three subsequent models examined bi-directional paths from the
residual terms of the three subfactors (i.e., impulsive sensation-seeking, anti-
sociality/unconventionality, and externalizing problems) to the cognitive capacity
variables. None of these models resulted in statistically significant correlations (rs = .01
to −.11, all p > .05). As a result, the final predictive model depicted in Figure 2 excludes
these nonsignificant paths. The final model shows that increased behavioral disinhibition,
as indicated by impulsive sensation-seeking, anti-sociality/unconventionality, and
externalizing problems, is associated with reduced cognitive capacity in the forms of
reduced working memory capacity, lower IQ, and reduced short-term memory capacity.

Figure 2

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Final correlated model of Behavioral Disinhibition and the cognitive capacity constructs
for sample 2 (N = 463). ACT = Auditory Consonant Trigram score, OPW = Operation
Word Span score, DIG FOR = WAIS-R digits forward score, DIG BAC = WAIS-R digits
backward score, LTR NMBR = WAIS-III letter-number sequencing score. All paths
(single-arrowed lines) and correlations (double-arrowed lines) are statistically significant
(p < .05).

Discussion
The goal of the present research was to evaluate a self-regulatory model of behavioral
disinhibition in late adolescence/early adulthood. Two large samples were administered
multiple personality scales assessing impulsive, norm-violating, and sensation-seeking
tendencies (i.e., disinhibited personality traits) and were assessed for externalizing
problems. Structural modeling identified a hierarchical four-factor structure of impulsive
sensation-seeking, antisociality/unconventionality, externalizing problems, and a higher-
order superfactor of disinhibition across both samples. Furthermore, a negative
association between behavioral disinhibition and multiple domains of cognitive capacity
was found, including IQ and indicators of short-term memory and working memory. The
approach used in the current study augments the burgeoning literature examining

667
psychopathology using continuous models of problems and symptoms by incorporating
components of the larger system of self-regulatory influence that are known to be
integrally related to behavioral disinhibition; namely, disinhibited personality traits and
executive cognitive capacity.
The hierarchical four-factor structure of disinhibited personality traits and externalizing
psychopathology found in the present research conforms to previous research on the
etiology of these traits and problems (Krueger et al., 2002). Although these traits and
problems have been shown to share a component of additive genetic influence, it also has
been shown that the traits (measured as constraint) retain a substantial component of
unique additive genetic influence. The modeling of the current research reflects these
findings in the parsing of the various indicators as distinguishable factors of impulsive
sensation-seeking, antisociality/unconventionality, and externalizing problems.
The finding of the divisibility of impulsive/sensation-seeking and antisocial traits also
supports, in part, previous research on the lower-order structure of the personality trait
domain of conscientiousness (Roberts et al., 2005), as well as theoretical positions and
empirical evidence related to the division and content of the scales used in the present
study. Specifically, narrative and factor-analytic depictions of the content of the CPI-
Socialization and MMPI-2 Psychopathic Deviate scales converge on a description of
these scales as assessing a heterogeneous pattern of alienated, antisocial, and norm-
violating tendencies (Almagor & Koren, 2001; Gough, 1994), while Reinforcement
Sensitivity Theory suggests the cluster of approach-oriented, uninhibited, and
undercontrolled traits assessed via the MPQ-Control, EIV-Impulsiveness, SSS-Boredom
Susceptibility, and SSS-Disinhibition scales represents a coherent domain (Pickering &
Gray, 1999). The anti-sociality/unconventionality and impulsive sensation-seeking
factors identified in the current research reflect these perspectives and provide some
support for the separation of disinhibited traits along these two dimensions.
Although the structure of the subfactors represents a defensible division of related
disinhibited tendencies, the results of the correlation analyses in sample 2 point to the
important role of a behavioral disinhibition superfactor in an account of reduced
cognitive capacity in the forms of working memory, short-term memory, and IQ. These
results suggest that it is not any of the subfactors per se that is significantly related to the
cognitive capacity outcomes, but the covariation among the subfactors. Consistent
with Iacono et al.’s (1999) view of behavioral disinhibition as a generalized risk factor
for various problems and disorders, the current research shows that it is a broad
disposition of behavioral disinhibition that is associated with reduced working memory
and short-term memory capacity, as well as lower IQ.
Keeping in mind the self-regulatory influence of working memory, the implication of this
relation is that being behaviorally disinhibited means, in part, having a decreased capacity
to keep something in mind (e.g., a behavioral norm) while being required to monitor and
make decisions about the environment (e.g., a situational distraction that might interfere
with keeping a behavioral norm in mind). Greater behavioral disinhibition increases the
likelihood of an individual experiencing reduced capacity in his or her ability to retain
sufficient attentional control to mitigate the influence of persistent distractions. An

668
individual with greater behavioral disinhibition also is more likely to have reduced
attentional capacity, as well as lower general cognitive ability.
More generally, the structural and correlated modeling results suggest behavioral
disinhibition: 1) is a coherent global dispositional tendency, with strongly related
components and manifestations; 2) demonstrates a global pattern of relations to three
interrelated components of cognitive capacity; and 3) via its pattern of relations to the
cognitive capacity constructs, provides a useful depiction of a larger system of self-
regulatory influences, one which recognizes that cognitive capacity, disinhibited
personality traits, and externalizing psychopathology are mutually informing and
reinforcing.

Limitations and Conclusions


The current research is not without limitations and caveats. Primary among them is its
cross-sectional design. The analyses in sample 2, in particular, do nothing to establish the
predictive primacy of behavioral disinhibition or cognitive capacity. The predictive status
that might be afforded these domains requires a longitudinal design. Such a design would
1) better account for cumulative development and transactions among disinhibited
personality traits, externalizing psychopathology, and cognitive capacity; and 2) establish
the predictive ordering of one or more sets of these constructs—assuming such an issue
proves relevant. In addition to the limitation of a cross-sectional design was the targeted
sampling scheme used in the current study. Although the sampling procedure was
successful in recruiting disinhibited individuals, the resulting samples do not reflect the
prevalence of these trait levels or problems in a ‘natural’ population. A large-scale,
population-based longitudinal design would be better suited to establish a more precise
structure as well as better estimates of the magnitude of the relations within that structure.
A second limitation concerns the network of individual difference constructs appropriate
for inclusion in a depiction of relevant self-regulatory factors underlying behavioral
disinhibition. Although somewhat more comprehensive than most previous research
investigating aspects of behavioral disinhibition, the assessment of disinhibited
personality traits, externalizing psychopathology, and cognitive capacity in the current
research does not provide full coverage of the self-regulatory influences underlying
behavioral disinhibition. Additional relevant individual differences factors include
agreeableness, hostility/irritability/trait anger, neuroticism, and negative
affect/emotionality, among others (Bettencourt, Talley, Benjamin, & Valentine,
2006; Elkins, King, McGue, & Iacono, 2006; Ohannessian & Hesselbrock, 2008).
Similarly, the current study did not incorporate an appetitive or incentive (i.e., reward)
structure or component to the cognitive tasks. Unlike the Iowa gambling task (Bechara,
Damasio, Damasio, & Anderson, 1994), for example, the short-term memory and
working memory tasks are not designed to assess or account for the influence of
appetitive influences that call upon self-control for optimal performance. The inclusion of
such tasks would undoubtedly aid in a more contextualized understanding of the
relationship between cognitive capacity and behavioral disinhibition. Moreover, in any
modeling of factors affecting the expression of any observable psychological features,
one must also take into account the interplay of genetic and environmental influences.

669
The above concerns do not invalidate the approach or findings of the present research so
much as call attention to the array of influences underlying behavioral disinhibition—
most of which could not possibly be assessed in a single design, but which deserve
further integration so as to arrive at a better understanding of the self-regulatory substrata
of behavioral disinhibition.
In spite of the limitations, the results of the studies suggest three important trends. First,
across two samples, a dimensional approach to behavioral disinhibition yielded a
structure of impulsive sensation-seeking, anti-sociality/unconventionality, and
externalizing problems, with a behavioral disinhibition superfactor, that reflects the
empirical and conceptual rendering of these tendencies found in diagnostic interviews
and manuals, the findings of etiologic and factor-analytic research, and long-standing
theoretical perspectives. Second, the behavioral disinhibition superfactor, but not the
subfactors, was directly associated with reduced cognitive capacity in the forms of IQ,
short-term memory, and working memory, revealing the global relations of this broad
disposition. This second trend resulted from the finding that it was the covariation among
the three lower-order latent indicators (represented as the behavioral disinhibition
superfactor) that was related to cognitive capacity, rather than the indicators themselves.
Third, and more broadly, the integration of disinhibited personality traits, externalizing
problems, and cognitive capacity illuminates a larger system of interrelated self-
regulatory influences underlying behavioral disinhibition—one of the most individually
and interpersonally problematic patterns of behavioral expression.
Go to:

Acknowledgments
This research was supported by National Institutes of Alcohol Abuse and Alcoholism
grants R01 AA13650 and R01 AA10120 to Peter R. Finn.
Go to:

Notes
This paper was supported by the following grant(s):
National Institute on Alcohol Abuse and Alcoholism : NIAAA R01 AA013650-07 || AA.
Go to:

Footnotes
1
Blom transformations rank order raw scores (settling ties by using the mean of the contested ranks)
and then transform the ranks to z scores using the normal distribution. Simulation research comparing
various transformations has shown that a Blom transformation of psychiatric symptom count data
allowed for a more accurate selection of a true model from a set of alternative models (van den Oord
et al., 2000).
2
The sample 1 assessment was conducted in the mid-1990s. Subsequently, and as part of the process
of culling older data sets, data from the sample 1 assessment were compiled into a summary database
that did not retain individual item responses. This process was implemented without foresight for the
emergence of dimensional models of externalizing problems and disinhibited personality traits (and the

670
subsequent desire to conduct reliability analyses). Consequently, alpha coefficients for sample 1 are
not reported.
3
The DIS and BS scales, and not the Experience Seeking (ES) and Thrill and Adventure (TAS) scales,
were used because research indicates that the DIS and BS scales reflect an underlying subfactor of
sensation seeking with common genetic origins (Koopmans, Boomsma, Heath, & van Doornen, 1995)
that better reflects excitement seeking (Finn et al., 2000). The TAS scale reflects low harm avoidance,
rather than excitement seeking (Finn et al., 2000; 2002) and the ES scale reflects a preference for
different types of experiences, rather than excitement seeking per se (Finn et al., 2000; 2002).
4
Although the approach for modeling the disinhibited personality scales and lifetime problem counts
was guided by conceptual and/or theoretical arguments (i.e., confirmatory approach), one could argue
that an exploratory approach is an appropriate alternative or complement. To address this concern,
two exploratory approaches were used to investigate other possible structures of the personality
scales and lifetime problem counts. The first approach used principal components analysis with
oblique (Oblimin) rotation to identify two factors (via visual examination of the scree plot and
Eigenvalues > 1.0) that explained 60–64 % of the variance across the two samples. The first factor
was comprised of lifetime CDASPD, alcohol, marijuana, other drug problem counts, as well as the
MMPI-PD and CPI-Soc scales; the second factor was comprised of the MPQ-Control, EIV-Imp, SSS-
BS, and SSS-Dis scales. When analyzed in a latent variable framework, this correlated two-factor
structure demonstrated poorer model-specific (RMSEA > .12, CFI < .91) and relative fit (ΔBIC > 10)
than the hierarchical four-factor model examined using confirmatory analyses. The second exploratory
approach used exploratory two-factor model specification searches (i.e., all possible indicator-factor
combinations are analyzed—where 10 indicator variables and two latent variables yield 1,048,576
possible models). The searches produced inconsistent models across the two samples (likely due to
sensitivity to smaller effects in these larger samples), as well as poorer model-specific and relative fit
than the hierarchical four-factor model analyzed using the confirmatory approach. As a result of the
poorer fit and inconsistent pattern of results for the exploratory approaches, and in keeping with the a
priori conceptual rationales guiding the approaches to modeling the personality scales and lifetime
problem counts, only the results of the confirmatory analyses are presented and discussed in the body
of the report. Interested readers are invited to contact the first author regarding the specific findings
(e.g., factor loadings) of the exploratory analyses.

Go to:

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Source:- https://www.ncbi.nlm.nih.gov/pmc/articles/PMC3145208/

Symptoms of Disinhibited Social


Engagement Disorder
By John M. Grohol, Psy.D.
~ 1 min read

The primary defining feature of Disinhibited Social


Engagement Disorder is a person’s pattern of behavior that involves culturally inappropriate,
overly familiar behavior with relative strangers. This behavior violates the ordinary social
customs and boundaries of the culture.
Specific Symptoms of Disinhibited Social Engagement Disorder

676
1. A pattern of behavior in which a child actively approaches and interacts with unfamiliar
adults and exhibits at least 2 of the following:

 Reduced or absent reticence in approaching and interacting with unfamiliar adults.

 Overly familiar verbal or physical behavior (that is not consistent with culturally
sanctioned and with age-appropriate social boundaries).

 Diminished or absent checking back with adult caregiver after venturing away, even
in unfamiliar settings.

 Willingness to go off with an unfamiliar adult with minimal or no hesitation.

2. The above behaviors are not limited to impulsivity (as in attention deficit hyperactivity
disorder) but include socially disinhibited behavior.
3. The child has experienced a pattern of extremes of insufficient care as evidenced by at
least one of the following:

 Social neglect or deprivation in the form of persistent lack of having basic emotional
needs for comfort, stimulation, and affection met by caregiving adults.

 Repeated changes of primary caregivers that limit opportunities to form stable


attachments (e.g., frequent changes in foster care).

 Rearing in unusual settings that severely limit opportunities to form selective


attachments (e.g., institutions with high child-to-caregiver ratios).

4. The care in the above behaviors (#3) is presumed to be responsible for the disturbed
behavior in #1 — e.g., the behaviors in #1 began after the care in #3.

5. The child has a developmental age of at least 9 months old.

Specify if:
Persistent: The disorder has been present for more than 12 months.
 

New diagnosis to the DSM-5. Code: 313.89 (F94.2)

Source:- https://psychcentral.com/disorders/symptoms-of-disinhibited-social-
engagement-disorder/

677
Disinhibition
Disinhibition can be described as the partial to complete loss of restraint in governing
normal behavior and decision-making processes. It is manifested by impulsivity, poor risk
assessment, and disregard for social conventions. A person with drug-induced disinhibition
will experience a decreased ability to control and manage their immediate impulsive
responses to the external environment.
For the most part, disinhibition simply allows one to overcome emotional apprehension and
suppressed social skills in a manner that is quite controllable for the average person. In
many cases, the disinhibited individual may be unable to or have a lack of desire to disguise
their emotional responses, sometimes at the expense of politeness, sensitivity, or social
appropriateness. This lack of constraint can be positive or negative depending on the group
or individual. The removal of social filter generally cannot be regarded as an alteration of
one's views; it is simply an increased ease at displaying how one already feels.
Disinhibition often occurs along with amnesia and anxiety suppression. It is also a defining
characteristic of alcohol and benzodiazepines.
Psychoactive substances
Compounds within our psychoactive substance index which may cause this effect include:
(please follow imbedded links.

 1,4-Butanediol
 2-FA
 2-FMA
 2-Fluorodeschloroketamine
 2-Oxo-PCE
 2M2B
 3-FPM
 3-MeO-PCE
 3-MeO-PCMo
 3-MeO-PCP
 4-FMA
 4-MeO-PCP
 A-PHP
 A-PVP
 Alcohol
 Alprazolam
 Carisoprodol
 Clonazepam
 Cocaine
 Deschloroetizolam
 Deschloroketamine
 Dextromethorphan
 Diazepam
 Diclazepam
 Diphenhydramine

678
 Diphenidine
 Efavirenz
 Ephenidine
 Etizolam
 Experience:3-MeO-PCP, LSD, Clonazolam, and Amphetamine - Excessive Amounts
and Excessive Confusion
 F-Phenibut
 Flubromazepam
 Flubromazolam
 GBL
 GHB
 Hexedrone
 Hexen
 Ketamine
 Lorazepam
 Mephedrone
 Methaqualone
 Methoxetamine
 Methoxphenidine
 Metizolam
 N-Ethyl-(nor)-Pentedrone
 Nifoxipam
 PCE
 PCP
 Pentedrone
 Pentobarbital
 ... further results

See also

 Responsible use
 Subjective effects index
 Psychedelics - Subjective effects
 Dissociatives - Subjective effects
 Deliriants - Subjective effects
 Benzodiazepines
 Alcohol

Source:- https://psychonautwiki.org/wiki/Disinhibition

Responding to Inappropriate Sexual Behaviors Displayed by


Adolescents With Autism Spectrum Disorders
Jenny Tuzikow, Psy.D., BCBA-D
Adolescents with autism spectrum disorders (ASD) may exhibit many challenging
behaviors during puberty. Similar to adolescents without ASD, adolescents with ASD
experience hormonal changes and sexual curiosity during this time. One major difference

679
is that individuals with ASD experience these changes in addition to communication,
socialization, and behavior difficulties. It is important for parents to recognize that it is
common for individuals with ASD to display sexual behaviors (Van Bourgondien,
Reichle, & Palmer, 1997). The majority of parents of adolescents with ASD experience
the challenge of teaching their adolescents to behave in an appropriate sexual manner.
Act Early
Although it may be difficult, it is critical for parents to identify inappropriate sexual
behaviors early on and respond accordingly. The longer a parent waits to intervene, the
more difficult it will be to address the behavior. Frequently reported inappropriate sexual
behaviors include touching self, touching others, masturbation in public, and disrobing
(Haracopos & Peedersen, 1992; Ruble & Dalrymple, 1993). If appropriate social skills,
self-care skills, and language skills have not been learned prior to puberty, parents may
have difficulty responding to their child’s inappropriate sexual behaviors in a positive and
productive manner.
Ideally, parents should seek treatment from a qualified professional in order to address
their concerns and to develop an individualized treatment plan to reduce their child’s
inappropriate behaviors. Parents are encouraged to contact their child’s school
psychologist, a licensed psychologist with training or expertise in behavior assessment
and management, or a certified behavior analyst to obtain services (see www.bacb.com
for a registry of Board Certified Behavior Analysts). Individuals with ASD possess a
range of skills and cognitive abilities. Therefore, an individualized plan is the most
appropriate option available in order to meet the needs of the individual.
Many adolescents with ASD may benefit from a sexual education-training program,
however other adolescents with limited expressive and receptive skills may benefit from
a more intensive behavior modification program. Regardless of the type of program
developed for an adolescent with ASD, there are some general strategies that are evident
in most quality programs.
Using Environmental Modifications to Improve Behavior
An initial step in addressing inappropriate sexual behaviors is to determine what, if any,
environmental changes can be made to reduce the likelihood that an inappropriate sexual
behavior will occur. Parents are often very creative in their attempts to modify
environments, and these simple modifications can frequently prevent inappropriate
behaviors. For example, some parents have reported that purchasing different types or
styles of undergarments or clothing reduced the likelihood that their child would engage
in inappropriate behaviors. Other parents have reported that insisting that their child wear
a belt has reduced their child’s attempts to engage in inappropriate self-touching. If a
specific object is frequently associated with the behavior, limiting the adolescent’s access
to the object can also be effective. Modifications such as these can produce immediate
results and are often implemented with minimal effort.

680
Saying Yes to Appropriate Behaviors
Another effective strategy involves telling an adolescent what to do as opposed to what
not to do. Often, an initial reaction is for parents to tell their child to "stop" engaging in
the behavior, however this is only part of the answer. Based on the teaching principals of
applied behavior analysis (ABA), when attempting to decrease any behavior, it is most
effective to teach a behavior to replace the inappropriate behavior. Therefore, telling a
child to "stop" may result in the child questioning, "What do I do instead?" and may
result in the child engaging in another inappropriate behavior. An example of a mother
implementing this strategy in the grocery store would involve her asking her son to push
the cart when she observed him attempting to touch himself inappropriately. If he is told
to push the cart, he is aware of the desired appropriate behavior and unable to touch
himself since both hands are on the cart.
For behaviors that the parents deem appropriate in private places, but not in public places,
adolescents can be taught to discriminate between private places (e.g. bedroom) and
public places (e.g. outside, living room, etc.). Once adolescents can discriminate between
acceptable and unacceptable locations, they can be taught to engage in the sexual
behavior only in the private/acceptable location. All attempts to engage in the behavior in
public locations should be interrupted immediately. This procedure allows adolescents to
engage in the sexual behavior while also teaching them that it is unacceptable in public.
Additionally, it is not only important to teach the adolescents to discriminate between
locations, but also between people. For example, parents may believe that it is
appropriate for adolescents to be affectionate towards familiar people, but not towards
strangers. Therefore, adolescents need to be taught the difference between a stranger and
a familiar person with whom affection is appropriate, before they can be expected to
know why affection is only sometimes appropriate.
Be Consistent
Consistency is an additional factor that plays a critical role in addressing inappropriate
displays of sexual behavior. Everyone who has a relationship with the adolescent needs to
be consistent when responding to inappropriate behavior. If an adolescent receives
inconsistent feedback, he or she will have more difficulty learning what is and what is not
acceptable. For example, treatment of an adolescent who engages in disrobing would
require the adolescent’s parents and teachers to enforce the rule of remaining dressed
throughout the day, every day. By having consistent expectations, parents and teachers
may avoid difficult experiences in the future.
Remember the Potential for Inadvertent Outcomes
Think ahead. When implementing any intervention, it is essential to consider how it will
generalize to other settings. Often, professionals and parents strive for the generalization
of skills. When a child is taught to say "please" during requesting, professionals and
parents expect the child to eventually say "please" at home, at school, and with his or her

681
parents, siblings, and teachers. Generalization is often a desirable outcome. However, it
can also be undesirable. This occurs when a child is allowed to engage in sexual
behaviors in the bathroom at home and then begins to engage in the same behaviors in the
bathroom at school. For this reason, parents and professionals should use a great deal of
consideration when choosing appropriate interventions.
It is vitally important to teach adolescents to refrain from engaging in inappropriate
sexual behaviors. Adolescents who are able to manage their sexual behaviors
appropriately have access to a greater number of vocational, social, and educational
opportunities, and are less likely to be involved in situations which could lead to
irreparable consequences. Professionals are available to help, and effective interventions
do exist. Addressing concerns with professionals and seeking effective treatment for an
adolescent child’s inappropriate behaviors can make a significant difference in the child’s
success.
References
 Haracopos, D. & Pedersen, L. (1992). Sexuality and autism: Danish report.
United Kingdom: Society for the Autistically Handicapped.
 Ruble, L.A. & Dalrymple, N.J. (1993). Social/sexual awareness of person’s
with autism: A parental perspective. Archives of Sexual Behavior, 22(3),
229-240.
 Van Bourgondien, M.E., Reichle, N.C., & Palmer, A. (1997). Sexual
behavior in adults with autism. Journal of Autism and Developmental
Disorders, 27(2), 113-125.
Dr. Jenny Tuzikow is a licensed psychologist and certified behavior analyst at the New
York State Institute for Basic Research in Developmental Disabilities on Staten Island.
She can be reached at Jenny.Tuzikow@opwdd.ny.gov.

Source:-
https://opwdd.ny.gov/opwdd_community_connections/autism_platform/parents_corner/re
sponding_to_inappropriate_sexual_behaviors

682
Moments Of Memory- Charlie Smith High School, A Holding Center & Not
By Choice An Institution Of Learning-Is Cumberland High School Any
Better Off?

It would be normal to assume that any institution which claims to be a high school,
designed for teaching and learning would have been so equipped as to fulfill that mission.
Sadly:-
 Charlie Smith High School in the early 1990s was a high school, which had all the
plumbing fixtures required of a high school but with no water in the pipes. One
can but imagine the state of the students’ wash rooms.
 Charlie Smith High School as a school which was attended also by students, who
were illiterate, did not have a single remedial teacher on staff.
 Charlie Smith High School did not have science lab.
 Charlie Smith High School did not have a music room.
 Charlie Smith High School did not have an auditorium where students could
assemble.
 And one can go on listing what should have been there for its normal functioning
as a high school. Let simple say that a parent could make the effort and sacrifices
needed to send a child through basic school, primary school and high school and
that child leave the school system practically illiterate. The leadership of schools
which falls under the direct influence of the political directorate and its
functionaries cannot go lodging complaints or protesting working conditions; in
Jamaica of 2017 that remains unthinkable and dangerous to ones career and future
employment.

683
Sexual behavior and drinking style among teenagers: a
population-based study in Finland 
Hanna M. Lavikainen
 
Tomi Lintonen
 
Elise Kosunen
Health Promot Int (2009) 24 (2): 108-119.
 

SUMMARY
In this large-scale study, we examined the relationship between an adolescent’s sexual
behavior and drinking style. Three aspects of sexual risk-taking were included: early
activity, unprotected sexual intercourse and having sex with multiple partners. A
distinction was made between different drinking styles, i.e. alcohol drinking and
drunkenness-related drinking. Cross-sectional school survey data from the School Health
Promotion Study was collected in Finland in 2002–2003. The national sample consisted
of adolescents from the eighth and ninth grades (n = 100 790). The mean ages were 14.8
and 15.8 years. Using logistic regression analysis, we investigated the association
between sexual behavior and drinking style among teenagers. The likelihood of engaging
in sexual intercourse increased with the frequency of alcohol use. In particular, frequent
drunkenness-related drinking increased the probability that the teenager had experienced
sexual intercourse. The likelihood of engaging in unprotected sex and/or having multiple
sexual partners was many-fold for adolescents drinking frequently until they were in a
state of drunkenness. Particularly for girls, weekly drunkenness-related drinking was
associated with multiple partners. The vast majority of sexually experienced under-aged
adolescents drink alcohol, many of them until they are drunk. Thus, it could be effective
to combine both alcohol education and sex education, including contraceptive counseling,
in early adolescence.
adolescence, sexual behavior, risk-taking, alcohol use
Topic:
 
 ethanol 
 alcohol intoxication 

684
 adolescent 
 alcohol drinking 
 coitus 
 finland 
 sex behavior 
 sexual partners 
 risk-taking behavior 
 unprotected sexual intercourse
Issue Section:
 Original Papers

INTRODUCTION
Sexual activity and alcohol use in early and middle adolescence are often regarded as
risky behaviors even in liberal and secularized western cultures (Plant and Plant,
1992; Udry and Bearman, 1998; Windle, 2003), and this behavior largely causes concern
in a society. On the other hand, it has been emphasized that risk-taking among
adolescents is to a certain extent normal (Plant and Plant, 1992). Experimenting both with
intimate relationships and alcohol drinking belong to a life-style typical of many
teenagers, and initiations of these behaviors often overlap. The timing of these events
partly depends on biological maturation: early initiation of sexual intercourse (Capaldi et
al., 1996; Zimmerman-Gembeck et al., 2004) and advanced alcohol (Lintonen et al.,
2000a; Bratberg et al., 2005; Costello et al., 2007) use are both linked to early maturation
age.
There is a generally liberal attitude towards sex in the Nordic countries, and attitudes to
adolescent sexuality are quite permissive. Among Finnish adolescents, around one-third
of girls and one-quarter of boys have their first sexual intercourse before the age of 16
(Kosunen and Ritamo, 2004). In Western Europe, adolescents experience their first
sexual intercourse at the mean age of 17–18 (Bajos et al., 2003). Concurrently, the vast
majority of adolescents under the minimum legal drinking age have consumed alcoholic
beverages in most European countries (Hibell et al., 2004). National surveys in the USA
indicate that under-aged alcohol use is common among American adolescents as well
(Johnston et al., 2006).
Alcohol drinking, especially drunkenness-related drinking in adolescence has been
generally acknowledged to be a major public health problem. Alcohol use is known to be

685
related to a variety of short- and long-term harms and risk-taking behaviors (Wechsler et
al., 1995). According to recent studies, alcohol drinking is particularly linked to sexual
risk-taking behavior (Halpern-Felsher et al., 1996; Fergusson and Lynskey,
1996; Zimmerman-Gembeck et al., 2004; Parkers et al., 2007; Lavikainen et al., in
press), which commonly consists of early age of first intercourse, unprotected sexual
intercourse exposing the adolescent to sexually transmitted infections (STI) and HIV,
teenage pregnancies and sexual intercourse with multiple partners (Tapert et al.,
2001; Buhi and Goodson, 2007).
In Finland, convergent trends in adolescent sexual health and alcohol use have been
identified during the last 10 years. Rates of chlamydia infections and induced abortions
began to increase among 15-19-year-old girls in the mid-1990s (Hiltunen-Back et al.,
2003; Gissler, 2004). Similarly, adolescent alcohol drinking and drunkenness-related
drinking in particular increased right after the early 1980s up to the end of the 1990s.
Come the turn of the millennium, the increasing trends in alcohol use among 14-18-year-
old adolescents came to a halt. (Lintonen et al., 2000b; Rimpelä et al., 2006) From the
year 2002 onward, a decline has been seen in indicators for both induced abortions and
substance use (i.e. frequency of drinking and drunkenness, tobacco smoking and social
exposure to illegal drugs). This outstanding congruence between the trends of adolescent
sexual health and alcohol use is of interest.
Previous results pertaining to the association between adolescents’ sexual risk-taking,
especially non-use of contraceptives, and alcohol use, have been somewhat contradictory
(Morrison et al., 2003; Parkers et al., 2007), possibly because drinking is often measured
only as the frequency of alcohol use. Thus, only a little is known about the influence of
drinking style on adolescent sexual behavior, i.e. alcohol use and drunkenness-related
drinking should be regarded as separate elements of drinking style. Drunkenness has been
largely connected with the concept of disinhibition as people may become less inhibited
under the influence of alcohol (Plant and Plant, 1992). Among adolescents, for instance,
being drunk may both increase reckless behavior and the likelihood of failing to use
condoms. The main motive for adolescents to drink alcohol might actually be to become
‘disinhibited’ (Abel and Plumridge, 2004).

686
In this large-scale study, we investigate the associations between sexual behavior, namely
engaging in sexual intercourse, engaging in unprotected sexual intercourse and having
multiple sexual partners and drinking style among teenagers. Instead of analyzing
adolescent alcohol use as such, we have made a distinction between different drinking
styles: the difference between frequencies of alcohol drinking and drunkenness-related
drinking.

MATERIAL AND METHODS


The School Health Promotion Study (SHPS) is a national cross-sectional survey
concerned with health, health behavior and school experiences of adolescents in eighth
and ninth grades in secondary school. The SHPS has been carried out from 1996 onwards
in two parts: even-numbered years in provinces in Southern Finland, Eastern Finland and
Lapland and odd-numbered years in provinces in Western Finland, Oulu and Åland.
Participation has been based on voluntariness and the interest of each municipality and
the schools within the area (Luopa et al., 2005).

The data utilized in this paper was obtained from SHPS surveys in 2002 and 2003.
During that period 374 out of 448 Finnish municipalities fell into the data collection
areas. Participation was good: in 2002, 149 municipalities (out of a possible 155) and in
2003, 207 municipalities (out of a possible 219) took part. The total number of
adolescents here was 100 790, while one birth cohort in Finland was around 60 000
during those years (i.e. adolescents born in 1987–1989) (Statistics Finland). Of the
respondents, 51 698 were eighth-graders (mean age 14.8, SD 0.4) and 49 092 ninth-
graders (mean age 15.8, SD 0.4).

Data was gathered by an anonymous classroom inquiry, thus the student questionnaire
did not include name or any other information that would identify respondent
individually. The structured questionnaire was completed during a school lesson under
the supervision of a teacher. To assure confidentiality, all questionnaires per classroom
were enclosed in an envelope directed to the SHPS research group. Adolescents absent on
the day of survey were not contacted. Based on the information on SHPS data collections,
10–15 percentages of adolescents are absent each day (Kaltiala-Heino et al., 2003).

687
Sexual behavior
Adolescents were classified as being sexually experienced if they had answered ‘yes’ to
the following question: ‘Have you ever experienced sexual intercourse?’ Further,
adolescents who had answered in addition or only to either of the questions: ‘How many
times have you had sexual intercourse?’ and ‘What kind of contraception did you use in
the most recent intercourse?’ were considered as sexually experienced. After re-checking
the data manually, nonsensical responses to the questions of sexual experience were
excluded.

The number of sexual partners in a lifetime was asked by the question ‘With how many
different partners have you had sexual intercourse?’ The original alternatives were ‘one’,
‘two’, ‘three or four’ and ‘five or more’. For the analysis, the number of sexual partners
was dichotomized (one to two partners/three or more partners). The concept of multiple
partners is regarded as ambiguous, given that the number of partners considered high, in a
word multiple, differ from study to study (Fergusson and Lynskey, 1996; Herlitz and
Ramstedt, 2005; Stuave and O’Donnell, 2005). In this present study, we consider three or
more different partners as multiple.

Referring to the question of used contraception in the most recent intercourse, the original
alternatives were ‘none’, ‘condom’, ‘oral contraceptives’, ‘condom and oral
contraceptives’ and ‘other method’. The open-ended option, ‘other method’, included
answers primarily relating to methods of natural family planning (withdrawal and
calendar method) which were classified as non-use of contraceptives. For analyzing
purposes, the use of contraceptives was dichotomized (protected intercourse/unprotected
intercourse). Options involving condom use, oral contraceptives or both (i.e. double
contraception) formed the category ‘protected intercourse’, while options ‘none’ and
‘other method’ were grouped together to form the category ‘unprotected intercourse’. In
this present study, we consider non-use of contraceptives as sexual risk-taking behavior.

Maturation

688
Information concerning adolescents’ maturation was assessed by asking ‘How old were
you when you had your first menstruation or ejaculation?’ Alternative responses were ‘10
years or younger’, ‘11 years’, ‘12 years’, ‘13 years’, ‘14 years’, ‘15 years or older’ and ‘I
have not yet experienced menstruation/ejaculation’. For the analysis, the two lowest
categories were combined into ‘11 years or younger’ and the three highest categories
were combined into ‘14 years or older or no menstruation/ejaculation yet’. Categories ‘12
years’ and ‘13 years’ were kept as such.

Drinking style
Adolescents’ drinking style was based on two questions. The first question covered the
frequency of alcohol drinking: ‘How often do you use alcohol altogether, e.g. half a
bottle of beer or more’. Original alternatives were: ‘I don’t drink alcohol’, ‘rarely’, ‘about
once a month’, ‘a couple of times a month’ and ‘once a week or more often’.
Subsequently, the categories ‘I don’t drink alcohol’ and ‘rarely’ were combined for the
analysis. The second question covered the frequency of drunkenness: ‘How often do you
use alcohol until you are really drunk’, with four alternatives: ‘never’, ‘rarely’, ‘one to
two times a month’ and ‘once a week or more often’. The concept ‘being really drunk’ is
well understood among Finnish adolescents, referring to the consumption of around 100
g of pure ethanol (e.g. six bottles of medium strength beer) (Lintonen and Rimpelä,
2001).

Response activity concerning the questions of adolescents’ sexual experience, sexual


partners, used contraception, maturation and drinking styles was substantially high: only
2–3% of the adolescents in the eighth and ninth grades had left the question open.

Statistical analysis
The prevalence of adolescents’ sexual experience was calculated separately for boys and
girls within different grade levels. Cross-tabular analyses were performed between
gender/grade level and sexual behavior (i.e. number of sexual experiences, number of
sexual partners and the use of contraceptives), maturation (i.e. onset of menstruation and
ejaculation) and drinking style (i.e. frequency of drinking and drunkenness). Pearson’s

689
chi-square test was applied to examine the differences between sexually experienced and
non-experienced adolescents.

The study has three main outcomes: for the logistic regression models all outcomes
‘Experienced at least one sexual intercourse’, ‘Engaged in unprotected sexual
intercourse’ and ‘Had three or more sexual partners’ were dichotomized (yes/no). Given
that pubertal maturation may vary with gender, analyses were run separately for boys and
girls. Regarding the first outcome, all adolescents were included. Subsequently,
adolescents with two or more sexual experiences were included for the further logistic
regression analysis, i.e. outcomes two and three. The rationale behind this decision lies in
following assumptions (i) first sexual intercourse is often unplanned and thus, more often
unprotected than later encounters, (ii) multiple partners is possible only if one has
experienced at least two sexual intercourses.

Given that grade level and maturation were adjusted for, logistic models for all outcomes
included two explanatory variables, namely frequency of alcohol drinking and
drunkenness-related drinking. In the univariate model (Model 0), one explanatory
variable at a time was entered into the model. In the second model (Model 1),
explanatory variables were adjusted for grade and maturation age. The third model
(Model 2) included all variables, which were entered in one block. Odds ratios (OR) and
their 95% confidence intervals (95% CI) were calculated for each logistic model. All the
analyses were carried out by using SPSS version 15.0 for Windows.

Frequency of alcohol drinking and drunkenness-related drinking were included in all


logistic regression models as separate variables for a reason: consequently, sole use of
alcohol (i.e. ‘alcohol drinking’) may be interpreted as an indicator of frequency of use
and ‘drunkenness’ as an indicator of drinking style (i.e. drunkenness-related drinking)
(Lavikainen et al., in press).

RESULTS

One-third of the girls and 27% of the boys in the ninth grade had engaged in sexual
intercourse at least once (Table 1). For the eighth-graders the figures were 18 and 16%,

690
respectively. More than half of the sexually experienced girls in the ninth grade reported
engaging in sexual intercourse 10 times or more often, whereas in other sub-groups this
percentage proportion varied between 34 and 41% (Table 1).

Table 1:
Experience of sexual intercourse among 14-16-year-old adolescents and
distribution of sexual behavior (%) among sexually experienced adolescents by grade
and gender

8th grade 9th grade

Sexual behavior     

  Girls  Boys  Girls  Boys 

Total number of adolescents, n  25 075  25 494  23 555  24 577 

Adolescents experienced sexual


intercourse % ( n)  18 (4391)  16 (4120)  34 (7973)  27 (6629) 

Total number of sexual


intercourses (distribution %)  a         

One     22  26  15  20 

2–4     27  28  19  27 

5–9     15  13  12  13 

10 or more     37  34  55  41 

Total (  n)  100 (4324)  100 (3911)  100 (7909)  100 (6460) 

Total number of sexual partners


(distribution %)  a         

691
8th grade 9th grade

Sexual behavior     

  Girls  Boys  Girls  Boys 

One     52  49  46  46 

Two     22  19  21  21 

3–4     15  13  20  16 

5 or more     10  19  14  17 

Total (  n)  100 (4344)  100 (4020)  100 (7931)  100 (6560) 

Use of contraceptives at the most


recent intercourse (distribution
%)  a         

Yes/Protected   b  80  76  84  80 

No/Unprotected   c  20  24  16  20 

Total (  n)  100 (4340)  100 (4024)  100 (7941)  100 (6563) 

Among sexually experienced adolescents; bCondom or contraceptive pill or


a

condom+contraceptive pill; cNo contraception used or no information.

Approximately half of the sexually experienced adolescents reported only one sexual
partner (Table 1). Nevertheless, 25% of the girls in the eighth grade and 34% in the ninth
grade reported that they had had at least three partners. Among boys, the figures were 29
and 33%. While 80% of the adolescents reported having used contraception during their
most recent intercourse, the proportion of unprotected intercourse varied between 16 and
24% in eighth and ninth grade boys/girls. Boys reported non-use of contraceptives
somewhat more often than girls did (Table 1).

692
When comparing sexually experienced adolescents with their non-experienced peers, age
at the onset of menstruation/ejaculation was lower among adolescents with sexual
experience (Table 2). Similarly, sexually experienced adolescents were different from
their non-experienced peers in terms of alcohol drinking: the frequency of drinking and
drunkenness-related drinking was higher among adolescents with sexual experience. The
majority of their non-experienced peers reported abstinence or minor alcohol use
(Table 2).

Table 2:
Explanatory variablesa (%) among adolescents who have experienced sexual
intercourse and among those who do not have such experience

8th grade 9th grade

     

Girls Boys Girls Boys

         

Experienced Experienced Experienced Experienced


sexual sexual sexual sexual
intercourse intercourse intercourse intercourse

         

  Yes %  No %  Yes %  No %  Yes %  No %  Yes %  No % 

Maturation (i.e.
onset of
menstruation/eja
culations)                 

≤11 year-old   7  8  20  13  5  4  17  8 

12 year-old   29  14  22  12  24  14  22  12 

693
8th grade 9th grade

     

Girls Boys Girls Boys

         

Experienced Experienced Experienced Experienced


sexual sexual sexual sexual
intercourse intercourse intercourse intercourse

         

  Yes %  No %  Yes %  No %  Yes %  No %  Yes %  No % 

13 year-old   40  34  28  26  40  32  30  25 

≥14 year-old or
has not began
yet   25  45  30  49  31  51  32  56 

100 100 (20 100 100 (20 100 100 (15 100 100 (17
Total (n)  (4316)  403)  (3976)  619)  (7879)  407)  (6418)  327) 

Frequency of
drinking                 

Don’t drink
alcohol or drink
rarely b  19  70  25  70  21  63  17  57 

About once a
month   16  12  13  10  18  16  13  14 

Couple of times
a month   38  15  31  14  36  17  34  20 

694
8th grade 9th grade

     

Girls Boys Girls Boys

         

Experienced Experienced Experienced Experienced


sexual sexual sexual sexual
intercourse intercourse intercourse intercourse

         

  Yes %  No %  Yes %  No %  Yes %  No %  Yes %  No % 

Once a week or
more often   27  4  30  6  25  4  36  9 

100 100 (20 100 100 (21 100 100 (15 100 100 (17
Total (n)  (4364)  615)  (4084)  264)  (7943)  532)  (6588)  884) 

Drunkenness-
related drinkingc                 

Never   10  65  16  63  10  55  10  48 

Less frequently
than once a
month   43  27  35  27  51  35  37  36 

1–2 times a
month   35  8  32  9  31  9  37  14 

Once a week or
more often   11  1  17  1  8  1  16  2 

695
8th grade 9th grade

     

Girls Boys Girls Boys

         

Experienced Experienced Experienced Experienced


sexual sexual sexual sexual
intercourse intercourse intercourse intercourse

         

  Yes %  No %  Yes %  No %  Yes %  No %  Yes %  No % 

100 (20 100 (21 100 (15 100 (17


Total (n)  100 (4366)  577)  100 (4084)  212)  100 (7935)  521)  100 (6579)  848) 

Statistically significant difference (p < 0.001) between sexually experienced


and non-experienced adolescents was detected regarding all explanatory
variables.
a
The percentage of missing data per explanatory variable varies between 2 and
3%; bDon’t drink any alcohol or have drunk rarely (e.g. times when tasted or
consumed only a small amount of alcohol); cDrinking until really intoxicated.

First, the multiple logistic regression analysis was performed for all adolescents to
examine the relationship between sexual experience and drinking style (Table 3). Higher
levels of alcohol drinking and drunkenness-related drinking were related to increased
likelihood of having sexual experience among both genders. Compared with adolescents
abstaining from alcohol and drinking or rarely being drunk, frequent drinkers, especially
those with a drunkenness-related drinking style, were more likely to engage in sexual
intercourse. This association remained evident after adjusting for grade and maturation in
boys and girls (OR = 14.1) (Table 3, Model 2).

Table 3:

696
Logistic regression models of sexual experience among all adolescents, expressed as odds
ratios (OR) and their 95% confidence intervals (95% CI)

Girls Boys
 

Model 0a Model 1b Model 2c Model 0a Model 1b Model 2c

             

  OR  95% CI  OR  95% CI  OR  95% CI  OR  95% CI  OR  95% CI  OR  95% CI 

Grade                         

8th
grade 
  1        1    1        1   

9th
grade  2.31– 2.16– 1.83– 1.43–
  2.41  2.51      2.27  2.39  1.92  2.00      1.51  1.58 

Onset
of
menstr
uation/
ejacula
tions                         

≥14
year-
old or
has not
began
yet   1        1    1        1   

13 1.97  1.87–     1.94  1.83– 1.87  1.77–     1.50  1.41–


year- 2.07  2.06  1.98  1.60 

697
Girls Boys
 

Model 0a Model 1b Model 2c Model 0a Model 1b Model 2c

             

  OR  95% CI  OR  95% CI  OR  95% CI  OR  95% CI  OR  95% CI  OR  95% CI 

old  

12
year- 2.93– 3.00– 2.93– 2.16–
old   3.11  3.29      3.17  3.39  3.12  3.32      2.32  2.65 

≤11
year- 1.38– 1.99– 2.61– 2.26–
old   1.52  1.66      2.22  2.48  2.79  2.98      2.45  2.65 

Freque
ncy of
drinkin
g                         

Don’t
drink
alcohol
or
drink
rarely
 d  1    1    1    1    1    1   

About
once a
month  4.03– 3.71– 1.48– 3.18– 2.90– 1.32–
  4.30  4.59  3.97  4.25  1.60  1.72  3.43  3.69  3.13  3.38  1.43  1.56 

698
Girls Boys
 

Model 0a Model 1b Model 2c Model 0a Model 1b Model 2c

             

  OR  95% CI  OR  95% CI  OR  95% CI  OR  95% CI  OR  95% CI  OR  95% CI 

Couple
of
times a
month  7.36– 7.11– 2.27– 5.85– 5.25– 1.87–
  7.79  8.25  7.54  8.00  2.45  2.63  6.22  6.60  5.59  5.94  2.03  2.19 

Once a
week
or
more
often  20.15– 19.45– 4.39– 14.02– 11.71– 2.71–
  21.72  23.40  21.03  22.73  4.87  5.40  14.98  16.01  12.55  13.44  2.98  3.27 

Drunke
nness-
related
drinkin
g                         

Never 
  1    1    1    1    1    1   

Less
freque
ntly
than
once a
month  9.00– 8.14– 5.30– 5.05– 4.65– 3.32–
  9.60  10.25  8.70  9.31  5.71  6.17  5.40  5.77  4.98  5.34  3.59  3.88 

699
Girls Boys
 

Model 0a Model 1b Model 2c Model 0a Model 1b Model 2c

             

  OR  95% CI  OR  95% CI  OR  95% CI  OR  95% CI  OR  95% CI  OR  95% CI 

1–2
times a
month  20.91– 19.91– 7.71– 13.23– 11.55– 5.69–
  22.52  24.25  21.49  23.20  8.49  9.36  14.20  15.24  12.43  13.38  6.26  6.89 

Once a
week
or
more
often  51.82– 51.40– 11.93– 40.82– 33.19– 12.33–
  59.21  67.64  59.04  67.81  14.08  16.63  45.39  50.48  37.06  41.37  14.14  16.22 

Univariate model, i.e. one variable at the time; bBoth frequency of drinking and
a

drunkenness-related drinking style are adjusted for grade and maturation; cAll


variables at the time; dDon’t drink any alcohol or have drunk rarely (e.g. times
when tasted or consumed only a small amount of alcohol).

Table 4 presents the results of models regarding the relationship between unprotected


intercourses and drinking style among adolescents having experienced intercourse at least
twice. After adjusting for grade and maturation, weekly drunkenness-related drinking
among boys was strongly associated with engaging in unprotected sexual intercourses,
whereas among girls both weekly alcohol drinking and frequent drunkenness-related
drinking increased that likelihood (Model 2). In general, higher level of drunkenness-
related drinking was associated with an increased likelihood of engaging in unprotected
intercourse. Maturation prior to the age of 12 increased the likelihood of non-use of
contraceptives, notably among boys. (Table 4).

700
Table 4:
Logistic regression models of engaging in unprotected sexual intercourse among
adolescents who had engaged in two or more sexual intercourses, expressed as odds
ratios (OR) and their 95% confidence intervals (95% CI)

Girls Boys

     

Model 0a Model 1b Model 2c Model 0a Model 1b Model 2c

             

95% 95% 95% 95% 95% 95%


  OR  CI  OR  CI  OR  CI  OR  CI  OR  CI  OR  CI 

Grade                         

8th
grade   1        1    1        1   

9th 0.73– 0.77– 0.72– 0.77–


grade   0.81  0.90      0.86  0.97  0.80  0.90      0.86  0.97 

Onset of
menstru
ation/eja
culation
s                         

≥14
year-old
or has
not
began
yet   1        1    1        1   

13 year- 0.91  0.80–     0.90  0.78– 1.08  0.92–     1.11  0.94–

701
Girls Boys

     

Model 0a Model 1b Model 2c Model 0a Model 1b Model 2c

             

95% 95% 95% 95% 95% 95%


  OR  CI  OR  CI  OR  CI  OR  CI  OR  CI  OR  CI 

old   1.04  1.03  1.28  1.31 

12 year- 0.82– 0.80– 0.94– 0.93–


old   0.94  1.09      0.92  1.07  1.12  1.33      1.11  1.32 

≤11
year-old  1.12– 1.04– 3.37– 2.84–
  1.39  1.72      1.30  1.63  3.94  4.60      3.34  3.92 

Frequen
cy of
drinking                         

Don’t
drink
alcohol
or drink
rarely 
d
  1    1    1    1    1    1   

About
once a
month  0.87– 0.90– 0.84– 0.61– 0.65– 0.65–
  1.06  1.29  1.10  1.34  1.03  1.28  0.75  0.93  0.81  1.00  0.83  1.05 

Couple 1.33  1.13– 1.37  1.16– 1.17  0.96– 0.69  0.58– 0.72  0.61– 0.69  0.55–

702
Girls Boys

     

Model 0a Model 1b Model 2c Model 0a Model 1b Model 2c

             

95% 95% 95% 95% 95% 95%


  OR  CI  OR  CI  OR  CI  OR  CI  OR  CI  OR  CI 

of times
a
month 
  1.57  1.61  1.42  0.81  0.86  0.86 

Once a
week or
more 2.02– 2.06– 1.24– 1.30– 1.16– 0.67–
often   2.38  2.80  2.43  2.87  1.54  1.92  1.51  1.75  1.36  1.60  0.84  1.07 

Drunken
ness-
related
drinking                         

Never 
  1    1    1    1    1    1   

Less
frequent
ly than
once a
month  0.83– 0.83– 0.76– 0.47– 0.53– 0.59–
  1.02  1.27  1.04  1.29  0.96  1.21  0.57  0.70  0.64  0.79  0.74  0.93 

1–2 1.68  1.35– 1.70  1.37– 1.36  1.05– 0.76  0.63– 0.80  0.66– 1.00  0.77–
times a 2.08  2.12  1.76  0.91  0.98  1.30 

703
Girls Boys

     

Model 0a Model 1b Model 2c Model 0a Model 1b Model 2c

             

95% 95% 95% 95% 95% 95%


  OR  CI  OR  CI  OR  CI  OR  CI  OR  CI  OR  CI 

month 

Once a
week or
more 2.55– 2.52– 1.63– 1.73– 1.48– 1.56–
often   3.23  4.10  3.21  4.08  2.19  2.95  2.09  2.53  1.82  2.23  2.07  2.76 

a
Univariate model i.e. one variable at the time; bBoth frequency of drinking and
drunkenness-related drinking style are adjusted for grade and maturation; cAll
variables at the time; dDon’t drink any alcohol or have drunk rarely (e.g. times
when tasted or consumed only a small amount of alcohol). Bold face values
indicate the significance with p < 0.05.

Table 5 presents the results of models regarding the relationship between having had
multiple sexual partners and drinking style. Among girls and boys, higher frequency of
alcohol use and drunkenness-related drinking were both associated with an increased
likelihood of having had three or more sexual partners. Drunkenness-related drinking
was, however, associated with multiple partners more evidently than frequent alcohol
drinking (Model 2). Particularly for girls, weekly drunkenness-related drinking increased
that likelihood (OR = 4.21) (Table 5, Model 2).

Table 5:

704
Logistic regression models of having three or more sexual partners among adolescents
who had engaged in two or more sexual intercourses, expressed as odds ratios (OR) and
their 95% confidence intervals (95% CI)

Girls Boys

     

Model 0a Model 1b Model 2c Model 0a Model 1b Model 2c

             

95% 95% 95% 95% 95% 95%


  OR  CI  OR  CI  OR  CI  OR  CI  OR  CI  OR  CI 

Grade                         

8th
grade 
  1        1    1        1   

9th
grade  1.17– 1.37– 0.87– 0.90–
  1.28  1.40      1.51  1.66  0.96  1.05      1.00  1.10 

Onset
of
menstru
ation/ej
aculatio
ns                         

≥14
year-old
or has
not
began
yet   1        1    1        1   

705
Girls Boys

     

Model 0a Model 1b Model 2c Model 0a Model 1b Model 2c

             

95% 95% 95% 95% 95% 95%


  OR  CI  OR  CI  OR  CI  OR  CI  OR  CI  OR  CI 

13 year- 1.12– 1.16– 1.02– 0.99–


old   1.25  1.38      1.30  1.45  1.16  1.31      1.12  1.28 

12 year- 1.39– 1.51– 1.45– 1.10–


old   1.56  1.74      1.70  1.91  1.31  1.49      1.26  1.44 

≤11
year-old  1.66– 1.89– 3.16– 2.62–
  1.98  2.37      2.28  2.76  3.62  4.15      3.02  3.48 

Frequen
cy of
drinking                         

Don’t
drink
alcohol
or drink
rarely 
d
  1    1    1    1    1    1   

About
once a
month  1.17– 1.21– 0.97– 0.77– 0.79– 0.72–
  1.36  1.58  1.41  1.65  1.14  1.34  0.92  1.09  0.94  1.13  0.88  1.07 

706
Girls Boys

     

Model 0a Model 1b Model 2c Model 0a Model 1b Model 2c

             

95% 95% 95% 95% 95% 95%


  OR  CI  OR  CI  OR  CI  OR  CI  OR  CI  OR  CI 

Couple
of times
a
month  1.84– 1.97– 1.43– 1.05– 1.04– 0.86–
  2.09  2.38  2.24  2.55  1.65  1.91  1.20  1.38  1.20  1.38  1.03  1.22 

Once a
week or
more 3.90– 4.17– 2.35– 2.13– 1.93– 1.11–
often   4.45  5.08  4.77  5.45  2.78  3.29  2.43  2.77  2.22  2.54  1.34  1.62 

Drunke
nness-
related
drinking                         

Never 
  1    1    1    1    1    1   

Less
frequent
ly than
once a
month  2.17– 2.23– 1.77– 0.80– 0.86– 0.83–
  2.62  3.18  2.71  3.29  2.17  2.67  0.95  1.11  1.02  1.21  1.00  1.21 

1–2 4.43  3.64– 4.82  3.95– 2.76  2.21– 1.40  1.19– 1.45  1.23– 1.30  1.05–

707
Girls Boys

     

Model 0a Model 1b Model 2c Model 0a Model 1b Model 2c

             

95% 95% 95% 95% 95% 95%


  OR  CI  OR  CI  OR  CI  OR  CI  OR  CI  OR  CI 

times a
month 
  5.38  5.88  3.44  1.64  1.71  1.61 

Once a
week or
more 7.41– 8.07– 3.24– 3.04– 2.70– 1.94–
often   9.25  11.56  10.13  12.71  4.21  5.48  3.64  4.34  3.25  3.91  2.47  3.15 

a
Univariate model, i.e. one variable at the time; bBoth frequency of drinking and
drunkenness-related drinking style are adjusted for grade and maturation; cAll
variables at the time; dDon’t drink any alcohol or have drunk rarely (e.g. times
when tasted or consumed only a small amount of alcohol). Bold face values
indicate the significance with p < 0.05.

DISCUSSION

In this large-scale study, we used school-based data collected in 2002 and 2003. The
nationally representative samples comprised a total of 100 790 Finnish adolescents in
both eighth and ninth grades. The main finding of this study was that drunkenness-related
drinking substantially increased the likelihood of engaging in sexual risk-taking
behaviors compared with alcohol drinking. In particular, recurrent drunkenness among
both boys and girls was associated with engaging in unprotected sexual intercourse and
having multiple sexual partners. Apparently, the association was especially strong in the
context of having had multiple sexual partners.

708
In this study, we investigated separately three aspects of sexual risk-taking: early activity,
unprotected sexual intercourse (being exposed to sexually transmitted infections and
pregnancies) and having sex with multiple partners (Tapert et al., 2001; Buhi and
Goodson, 2007). In the large population-based sample our results confirmed earlier
findings of the association between alcohol use and the initiation of sexual intercourse
(Capaldi et al., 1996; Fergusson and Lynskey, 1996; Windle, 2003). Our study also
showed that this association is straightforward: the more frequently drinking occurred,
the more probable it is that teenagers, both boys and girls, had experienced sexual
intercourse at an early age. Moreover, this study clearly showed the importance of
drunkenness-related drinking style in this context. In both genders, the risk of engaging in
sexual intercourse was many-folded even if an adolescent was drunk only every now and
then, less than once a month. The risk was very high (14-folded) if this happened every
week.
Regarding the aspect of having had multiple sexual partners, we set the limit at three
partners given that our participants were young, the mean age being <16 years. There is
no unambiguous definition for what ‘multiple sex partners’ means, and it greatly depends
on cultural terms. Also here, our findings are congruent with those of others, indicating
that frequent drinking is significantly related to an increased number of sexual
partners. Valois et al. (1999) found that alcohol use was significantly and consistently
linked to an increase in the number of sexual partners for all race and gender groups.
However, we did not find any difference between genders in our secondary school
sample. Based on a large US high school study (Youth Risk Behavior Surveillance), boys
are more likely to have multiple partners than girls (Valois et al., 1999).
Our study showed that drunkenness was associated with non-use of contraception. This
refers to condom use, in the first place, because it is the most important method of
contraception in early stages of sexual activity. In line with our findings, regular
substance use has been linked with decreased condom use at the age of 16 (Parkers et al.,
2007). The study of Parkers and others has also showed that being drunk at the time of
sexual intercourse explained the non-use of condoms among adolescent substance users
(Parkers et al., 2007). On the contrary, a diary study among American adolescents aged
14–19 suggests that alcohol drinking is not associated with condom non-use (Morrison et

709
al., 2003). Inconsistent findings may result from the used measurements of alcohol use.
As our study showed, both frequency of alcohol drinking and drunkenness-related
drinking are needed when measuring the link between alcohol use and certain risky
behavior among adolescents.

One of the study’s strengths is that it is based on a large and representative sample of the
Finnish adolescent population aged 14–16 years. The coverage of secondary schools was
remarkably good in both years under study (2002–2003). Our study has showed the
relationship between adolescent sexual behavior and drinking style, by using two
different measures for the style, i.e. alcohol drinking and drunkenness-related drinking.
For the most part, studies concerning adolescent sexual health and behavior have focused
on girls; we have, however, included both genders. Given that adolescents’ gender, grade
level and maturation might influence both sexual behavior and drinking style, we ran
analyses separately for boys and girls.

When interpreting the findings of this study, some limitations should, however, be noted.
First, causality cannot be assumed from this cross-sectional survey data. Second, only
Finnish data have been used. Both sexual behavior and alcohol use are culture-sensitive
phenomena; thus our results illustrate the Finnish adolescent population. For instance,
socio-cultural aspects regarding adolescent sexuality may vary from country to country:
in the Nordic countries attitudes are more liberal (Edgardh, 2002), whereas in the United
States a more restrictive sexual culture is seen (Ponton and Judice, 2005). Conversely,
trends in adolescents’ alcohol use have been rather similar in Western Europe and the
United States (Hibell et al., 2004; Monitoring the Future, 2006).
In addition, the questionnaire used in the SHPS study required us to employ the
experience of at least two intercourses as a cut-off point in logistic regression models
(outcomes two and three). While a number of studies have focused on the conditions of
an adolescent’s first intercourse (Stone and Ingham, 2002; Manlove et al., 2003), we
included adolescents with experience of two or more intercourses to detect particularly
those with the possibility to report the used contraception and multiple partners. Finally,
information concerning adolescent sexual behavior and alcohol use has been gathered by
self-reports. Particularly among adolescents, it is a challenging task to assess these

710
private behaviors. Therefore, it should be noted that surveys may be biased by inaccurate
self-reports and by a reluctance to co-operate (Bagnall, 1991). Nevertheless, recent
research suggests that self-reports of adolescent alcohol drinking and drunkenness may
be regarded as valid (Lintonen et al., 2000b; Lintonen and Rimpelä, 2001).

CONCLUSION

To conclude, we found that the vast majority of sexually experienced teenagers drink
alcohol and drinking is drunkenness-oriented for many of them. Our findings suggest that
drinking style is strongly associated with adolescent sexual risk-taking behavior.
Accordingly, drunkenness-related drinking style is associated not only with the increased
likelihood to engage in sexual intercourse but to engage in unprotected intercourse and to
have multiple partners as well. These harmful aspects warrant special attention: in
particular it would be important to effectively combine both alcohol education and sexual
education in school settings to reduce both adolescents’ alcohol use and various harms.

FUNDING

This work was supported by the Finnish Foundation for Alcohol Studies (H.L.), Jenny
and Antti Wihuri Foundation (H.L.), and Yrjö Jahnsson Foundation (5454 to H.L.).

REFERENCES:- Please follow link to the article, pasted here:-


https://academic.oup.com/heapro/article/24/2/108/569645/Sexual-behavior-and-drinking-
style-among-teenagers

© The Author (2009). Published by Oxford University Press. All rights


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Timing of Alcohol and Other Drug Use And Sexual Risk


Behaviors Among Unmarried Adolescents and Young
Adults
John S. Santelli,Guttmacher InstituteLeah RobinNancy D. BrenerRichard
Lowry
First published online: September 1, 2001 DOI: https://doi.org/10.1363/3320001

711
Context: Although alcohol and drug use by young people has been associated with sexual
risk behavior in some research, detailed data are lacking on the timing of substance use in
relationship to sexual risk-taking.

Methodology: Cross-sectional data on 7,441 unmarried young people aged 14-22 from
the 1992 Youth Risk Behavior Survey (household supplement) were used in the analysis.
Alcohol and other drug use at last sexual intercourse, substance use in the past 30 days
(recent use), the number of different substances ever used (lifetime use) and age at
initiation of alcohol use are examined here. The outcome variables assessed through
multivariate regression analyses were condom use at last intercourse and more than one
sexual partner in the past three months.

Results: Failure to use a condom was strongly associated with the lifetime substance-use
scale or, alternatively, with age at initiation of alcohol. Once the number of substances
ever used was controlled for, neither substance use at last sexual intercourse nor recent
use was associated with the likelihood of using a condom at last coitus. Among young
men and women, recent substance use and use of either alcohol or drugs at last
intercourse were both strongly associated with having had more than one sexual partner
in the past three months. For females only, lifetime use also increased the probability of
recent multiple partners.

Conclusions: The relationships between alcohol and other drug use and two sexual
behaviors—condom use and multiple partners—suggest distinct mechanisms of influence
and the need for different prevention strategies.

Family Planning Perspectives, 2001, 33(5):200-205


Of the estimated 12 million new cases of sexually transmitted diseases (STDs) diagnosed
among Americans each year, three million involve people younger than age 20, and
another four million occur among 20-25-year-olds.1 Among adolescents, key behavioral
risk factors for STD infection are initiating sexual intercourse, having multiple concurrent
or sequential sexual partners, having a partner who has had multiple partners and failing
to use barrier contraceptives.2 Although condom use among adolescents increased
dramatically in the 1980s and 1990s,3 many young people still do not use them correctly
and consistently. In addition, adolescents tend to have multiple sexual partners,4 since
adolescent relationships are frequently brief; the median duration of a romantic
relationship among male adolescents (including both the sexual and nonsexual
relationships) is about 10 months.5
In some studies, adolescents' use of alcohol and other drugs has been associated with
certain sexual risk behaviors. The relationship between alcohol and other drug use and
first sexual intercourse is well established; longitudinal studies have shown that prior
substance use increases the probability that an adolescent will initiate sexual activity.6 A
reciprocal relationship is also found in these studies: Adolescents who have initiated
intercourse are more likely to begin substance use. In addition, having multiple partners
has been associated with both ever-use and current use of alcohol or other
substances.7Studies examining alcohol and other drug use among adolescents have found
mixed evidence of an association with condom use.8

712
The association between substance use and sexual behavior may reflect situational factors
such as disinhibiting effects, cognitive impairment, social modeling (i.e., learning from
others by observing and copying their actions) or the fact that substance use and sexual
risk-taking often occur in the same social venues.9 This association may also reflect
individual or personality characteristics.10 Personality characteristics may include
"unconventionality" (as described in problem behavior theory11), a tendency toward
"sensation-seeking" (as described by Zuckerman12) or normal developmental exploration.
The mechanism by which alcohol and other drugs influence sexual risk-taking has
important implications for STD and HIV prevention programs.

Previous studies of this relationship between alcohol and drug use and sexual risk-taking
have not examined the impact of lifetime use and current use simultaneously. Using data
from the 1992 Youth Risk Behavior Survey (YRBS), a follow-back supplement to the
National Health Interview Survey (NHIS), we explored whether the timing of alcohol and
other drug use (i.e., ever-use, current use within the past month and use at last
intercourse) influenced condom use and multiple sexual partners among unmarried,
sexually experienced youths. For respondents aged 18 and older, we also examined the
association between age at initiation of the use of alcohol (a common drug for initiation
of substance use) and the two sexual behavior outcomes.

METHODS
The NHIS, an annual household interview survey of the civilian, noninstitutionalized
U.S. population, uses a multistage probability cluster sample design to obtain nationally
representative data.13 Racial and ethnic minorities were oversampled in the 1992 NHIS.

The NHIS enumerated all youths aged 12-21 from sampled households, including those
who were married or who lived away from their family. From this list, 12-21-year-olds
were randomly selected, and youth who were no longer in school were oversampled.

The 1992 YRBS supplement was conducted as a follow-back survey to that year's NHIS;
12-21-year-olds enumerated in the NHIS were surveyed approximately two months after
the NHIS. A weighting factor was applied to each YRBS record to adjust for
oversampling and nonresponse. The final sample was weighted to be representative of all
12-21-year-olds residing in U.S. households.

Respondents privately listened with headphones to a tape recording of the questionnaire


and entered their responses onto a standardized answer sheet. This technique was used to
address young people's concerns about the confidentiality of in-home interviewing. They
reported most data themselves, but race, ethnicity, residence and marital status were
reported by the adult who completed the NHIS interview.

Of the 13,789 young people selected who were aged 12-21 when the NHIS survey was
conducted, 10,645 (77%) were successfully located and agreed to be interviewed. Of
these, 5,253 were male and 5,392 were female. Our analysis excludes 12- and 13-year-
olds (N=2,385), because the questionnaire for this age-group did not ask about sexual
activity. We also excluded married young people (214 males and 542 females). Of those

713
who remained, 63 had missing data on various demographic variables. Since the YRBS
sample included 51 men and 50 women who were aged 21 at the time of the NHIS survey
but had turned 22 by the time of the YRBS survey, the final sample thus included 7,441
14-22-year-olds—3,758 unmarried males and 3,683 unmarried females.

Of these young people, 2,338 males and 2,133 females had ever had sexual intercourse
(i.e., defined as sexually experienced), and 1,744 males and 1,731 females had had sexual
intercourse in the three months preceding the survey (i.e., defined as currently sexually
active). Analyses involving condom use and multiple partners were limited to sexually
active respondents. Respondents were asked to report whether they had used a condom at
their last sexual intercourse. The multiple sexual partners variable was defined as having
had two or more partners in the past three months.

Scales were created and tested for both lifetime use of alcohol and other drugs, and for
recent use (within the past 30 days). Cronbach's alphas measuring the degree of internal
consistency were .75 and .74 for males and females, respectively, for the lifetime use
scale, and .77 and .72 for males and females, respectively, for the recent-use scale.

The six-point lifetime use scale (scores of 0-5) reflects a common sequence of drug use
initiation14 distributed in the following way—zero points for never use, and then one point
each for ever having used each additional substance (alcohol, cigarettes, marijuana,
cocaine and other illicit drugs). The five-point recent-use scale (0-4) quantifying use
within the past 30 days was calculated as zero points for no recent use and then one point
each for any recent drink of alcohol, for binge drinking of five drinks in a row, for
driving after drinking and for marijuana use. (Recent use of other drugs was relatively
rare.)

The scores on the lifetime use scale were normally distributed, with a mean of 2.6, a
median of 1.4 and a mode of two among both sexually active males and females. On the
recent-use scale, scores were skewed toward zero, and sexually active males had a mean
score of 1.7, a median of 1.2 and a mode of zero; among sexually active females, the
corresponding values were 1.5, 1.1 and zero, respectively.

Among sexually active respondents, the correlation (R) between scores on the scales for
recent use and lifetime use was .56 for males and .52 for females. The correlation
between alcohol and other drug use at last intercourse and scores on the recent-use scale
was .41 for males and .36 for females. Finally, the correlation between scores on the
lifetime-use scale and age at initiation of alcohol use was -.50 for males and -.52 for
females.

Alcohol and other drug use at last intercourse was based on responses to a single
question: "Did you drink alcohol or use drugs before you had sexual intercourse the last
time?" For condom use at last intercourse, any association between condom use and
substance use at last intercourse represents event-specific use only. If a respondent
reported multiple partners over the past three months, we interpreted condom use at last
intercourse to be a marker for use at other recent acts of intercourse.

714
For age at initiation of alcohol use, we created a five-part variable with "never used" as
the reference category; age at initiation was grouped as 17 or older, 15-16, 11-14 and 10
or younger. Because the age at which young people initiate a behavior is correlated with
age itself, analyses with this variable were conducted among 18-22-year-olds only.

We used logistic regression techniques to estimate the independent influence of each


substance-use variable, while controlling for background demographic variables (age and
race or ethnicity). Separate models were created for males and females. We retained age
and race or ethnicity in each multivariate model because they were associated with both
independent and dependent variables. Age was entered as a continuous variable; race or
ethnicity was considered as a categorical variable (i.e., non-Hispanic white, non-Hispanic
black, Hispanic and "other"). In the models, we first entered the following sexual risk
behaviors simultaneously—recent-use score, lifetime-use score and alcohol or other drug
use at last intercourse—while controlling for age and race or ethnicity. We then added
age at initiation of alcohol use to each model, but limited the sample to older youths (i.e.,
those aged 18-22).

Regression analyses were performed using SUDAAN to account for the complex,
weighted sampling design. We assessed interactions between race or ethnicity and each
significant independent variable in each final logistic model. Logistic regression in
SUDAAN was used to calculate odds ratios and 95% confidence intervals.

RESULTS

Analytic Approach

Our results section presents three types of analyses. In the first subsection, we provide
some descriptive statistics about the sample, including the relationships among the
independent variables. The second subsection examines the bivariate relationships
(unadjusted for any differences in background variables) between the four measures of
alcohol and other drug use and two types of sexual behavior. Finally, in the third
subsection, we present the results of the logistic regression models, including some
alternative models examining the influence of age at initiation of alcohol use.

Descriptive Data

Overall, 62% of males and 57% of females in this sample of unmarried 14-22-year-olds
had ever had sexual intercourse. Among those with such experience, 74% of males and
81% of females were currently sexually active—i.e., they reported having had intercourse
in the previous three months.

Among respondents who had had any sexual experience, 46% of males and 67% of
females reported having had one partner in the past three months. Sizable proportions of
these young men and women reported no partners in that time (26% and 19%,
respectively). Among sexually active respondents, 38% of males and 18% of females
indicated that they had had two or more (multiple) partners in the previous three months;

715
and 57% and 41% of men and women, respectively, used a condom the last time they had
intercourse.

Among sexually active males, the number of sexual partners was not related to condom
use at last intercourse. For example, 56-58% of young men—whether they had had one,
two or three or more partners—reported having used a condom at last intercourse.
Among sexually active females, in contrast, the number of sexual partners was negatively
associated with condom use at last intercourse: Forty-three percent of young women with
just one partner reported condom use at last intercourse, but only 33% of those with two
and 36% of those with three or more did so.

Consistent with findings from previous research on young people's use of alcohol and
other drugs, there were several significant relationships between the independent
variables.15 For example, among sexually active respondents, age was positively
correlated with both lifetime use of alcohol and other drugs (R=.24 for males, R=.14 for
females) and with recent use (R=.14 and R=.11, respectively). Race or ethnicity was also
associated with both of these substance-use measures, with whites having relatively high
scores, blacks having relatively low scores and Hispanics having intermediate scores.
Adolescents and young adults who reported initiating alcohol use earlier were also more
likely to score higher on the lifetime-use scale (R=-.50 for males and -.52 for females),
and on the recent-use scale (R=-.39 and -.38 for males and females, respectively).

Bivariate Analyses
•Males. The unadjusted data for sexually active males show that condom use at last
intercourse declined with age, from 77% among 14-15-year-olds to 45% among 20-22-
year-olds (Table 1); the proportion of young men who had had more than one sexual
partner did not differ by age. Condom use at last intercourse was higher among young
black men and among those of other races (64% and 67%, respectively) than among
whites or Hispanics (54% each). In addition, young black men and those of other races
were more likely to report having had at least two partners (55% and 53%, respectively)
than were young Hispanic (38%) and white men (30%).

Condom use at last intercourse declined with increasing scores on the recent alcohol and
other drug behaviors scale (from 64% to 42%), and it declined even more markedly with
increasing number of substances ever used (from 78% to 35%). The proportion of
adolescents reporting two or more partners increased with increasing number of recent
substance-use behaviors (from 26% to 56%) and of substances ever used (from 22% to
37%).

Use of alcohol and other drugs at last intercourse was not associated with condom use.
However, substance use at last intercourse was strongly related to having had multiple
partners: Among those who used a substance at last intercourse, 61% had had multiple
partners, compared with only 32% of those who did not use drugs or alcohol the last time
they had sex.

716
Among 18-22-year-old men only,* an earlier age at initiation of alcohol use was
negatively associated with condom use at last intercourse and was positively associated
with having had multiple partners.
•Females. Condom use at last intercourse also declined with age among females, from
52% among 14-15-year-olds to 32% among 20-22-year-olds (see Table 1). The
proportion of young women who had had more than one partner was highest at ages 14-
15 (23%), and varied little among older females (16-18%). Condom use was highest
among young black women (52%) and varied little between whites (39%) and Hispanics
(35%). In contrast to the patterns found among young men, the proportion of young
women who had had multiple partners did not differ by their race or ethnicity.

Condom use did not decline consistently with an increase in the recent alcohol and drug
use score, although the proportion of young women who used a condom at last
intercourse was lowest among those with the greatest number of recent-use behaviors
(i.e., four). Condom use declined, however, with increasing number of different
substances ever used (from 67% to 23%). The proportion of females with multiple
partners in the past three months increased as the number of recent substance-use
behaviors rose (from 8% to 48%) and as the number of different drugs ever used rose
(from 6% to 35%).

Overall, substance use at last intercourse was not related to condom use at last intercourse
among young women (i.e., 36% of those who had used drugs or alcohol used a condom
versus 42% of those who had not). However, use at last intercourse was strongly
associated with the likelihood of having had multiple partners in the past three months:
Forty-four percent of young women who had taken drugs or alcohol at last intercourse
had had two or more partners, compared with only 14% of those who had not used drugs
or alcohol at last coitus.

Among young women aged 18-22, an earlier age at initiation of alcohol use was
associated with the likelihood of having had multiple partners, but it was not clearly
related to the likelihood of condom use at last coitus.

Multivariate Analyses
•Males. Once age and race or ethnicity were controlled for, the number of different
substances ever used (lifetime use score) was strongly and negatively associated with
condom use at last intercourse among young adult men (odds ratio, 0.8, Table 2). Neither
the number of recent substance-use behaviors (recent-use score) nor the use of a
substance at last intercourse was independently associated with condom use at last coitus,
however.

On the other hand, both recent substance use and the use of drugs or alcohol at last
intercourse independently increased the likelihood of having had multiple partners (odds
ratios of 1.5 and 2.7, respectively). The number of substances ever used (lifetime use
score) was not independently associated with having had multiple partners, however.

717
Further, in general we found no interactions between race or ethnicity and ever-use of
different substances in predicting condom use. In the model with multiple partners as the
dependent variable, a single significant interaction was found between black race and
substance use at last intercourse (not shown). When we explored this interaction term in
separate models, however, we found that, among blacks, substance use at last intercourse
was not independently associated with the likelihood of having had multiple partners.

Age at initiation of alcohol use was not significant when it was added to either model (not
shown). We also constructed an alternative logistic model in which age at initiation of
alcohol was substituted for the number of substances ever used; in that model, age at
initiation of alcohol use was highly predictive of condom use at last coitus (not shown).

•Females. The influence of alcohol and other drug use on the two sexual behavior
outcomes analyzed was mostly similar among young women. As among males, the
number of different substances young women ever used in their lifetime significantly
lowered their odds of condom use at last intercourse (0.7). However, recent substance-use
behaviors and substance use at last intercourse did not independently affect the likelihood
of condom use. Also as with males, the recent-use score and whether young women had
used drugs or alcohol at last intercourse increased their odds of having had multiple
partners (1.5 and 3.1, respectively).

Females differed from males, however, in that their lifetime substance-use score
independently predicted the likelihood of having had multiple partners (1.2). Moreover,
among young women, we found no significant interactions between race or ethnicity and
substance-use behaviors in predicting condom use or multiple partners.

As with the findings for males, the age at initiation of alcohol use was also not significant
for females when it was added to models (not shown). However, when we substituted age
at initiation of alcohol use for the ever-use scale, we found a significant association
between age at initiation and condom use at last intercourse.

DISCUSSION

Review of Findings

Our data suggest that different aspects of the timing of substance use have distinct
relationships with the likelihood of condom use and of multiple sexual partners. These
different relationships, in turn, suggest distinct mechanisms of action. We found that
recent substance use and use at last sexual intercourse were strongly associated with the
likelihood of multiple sexual partners, and that the number of substances ever used was
strongly associated with the likelihood of condom use at last intercourse. Despite the
correlations among these three measures of the timing of substance use (R=.36-.56), the
relationships between them and the two sexual behaviors seemed quite specific.

Possible mechanisms of action underlying this relationship include a pharmacological


disinhibiting effect of alcohol, a disinhibitory response based upon psychological

718
mechanisms, cognitive effects of specific substances, an individual's risk-taking
tendencies or personality, social modeling, and the fact that substance use and sexual
risk-taking often occur in the same social venues.16
The associations between having had at least two recent sexual partners and both recent
alcohol and other drug use and use at last intercourse (after controlling for ever-use)
suggest these substances exert a disinhibitory effect or that social situational mechanisms
are at work in the selection of new sexual partners. Substance use before intercourse
could directly impair judgment. For example, adolescents and young adults may also
drink or use drugs to give themselves "permission" to engage in risk-taking.17 In addition,
social environments that support the use of alcohol and other drugs may also support the
meeting of new sexual partners. These processes could result in intercourse with new or
casual sexual partners or could result in earlier initiation of intercourse within a
relationship with a new romantic partner.
The strong relationship between the number of different substances ever used and
condom use at last intercourse suggests alternative mechanisms. The lack of a
relationship between condom use and either recent substance use or use at last intercourse
suggests that disinhibition or social situational effects do not play prominent roles. On the
contrary, it suggests a more general mechanism of taking risks, perhaps reflecting
individual or personality characteristics of the adolescent or young adult,18such as a desire
for "unconventionality" (as described in problem behavior theory19) or a developmentally
mediated tendency to explore one's sexuality.
Theories of sensation-seeking suggest that certain people have a biological predisposition
to seek sensation, and are thus more likely than others to engage in a variety of risky
behaviors.20 The development of risk behaviors is a complex process, one that is
influenced by a variety of biological, social, environmental, perceived environmental,
personality and behavioral factors.21
Our data are consistent with a variety of recent studies that have found no, or only
equivocal, effects of recent alcohol use on condom use,22 but a strong relationship
between condom use and ever-use of substances.23 Our data are also consistent with those
from a study suggesting that in terms of HIV risk, alcohol and other drug use may pose
less of a threat from their effect on condom use compared with their influence on the
likelihood of having sex.24
Researchers have questioned simplistic assumptions about the mechanism behind the
relationship between alcohol use and sexual risk-taking.25 Both condom use and selection
of new partners are mediated by complex sets of social and individual factors; clearly, we
need to know more about these factors.

Limitations
The YRBS provides little information about peer norms, personality factors or factors
such as social context that may also influence sexual risk behaviors. In addition, the
survey provides no information at all about same-sex sexual behaviors. As is true for all
survey data, self-reports may underestimate or inflate true risk behaviors. The YRBS
shows good test-retest reliability,26 however, and the use of audiocassettes in surveys
improves young people's comprehension and sense of privacy.27 An important limitation
of all cross-sectional studies is that they can suggest associations, but not prove causality.

719
A variety of methodological issues confront researchers who examine the relationship
between alcohol and other drug use and sexual risk-taking.28 Clearly, there are limitations
to examining associations between global measures of substance use and sexual risk
behavior. Examining behaviors that occur at specific acts of coitus is one way to address
this limitation. Although event-specific use data were available for substance use and
condom use at last intercourse in the YRBS, event-specific use could not be obtained for
sexual partners. Diary studies would provide a more specific way to measure alcohol and
other drug use and the acquisition of new sexual partners,29 although these measures are
difficult to use with adolescents in national studies.

Implications

Health care practitioners and health educators need to build prevention messages that
stress the specific relationships between substance use, multiple sexual partners, failure to
use condoms, and STD and HIV infection. The distinct set of associations we found
between different temporal aspects of substance use and these two sexual behaviors
suggests that discrete prevention strategies may be needed to address them.

For example, if substance-induced disinhibition is causing sexual risk-taking, education


and counseling should warn young people about the potential dangers of alcohol and
other drugs on judgment, and should underline the connection between substance use and
risky sexual behaviors in certain social contexts. Such education and counseling should
help young people recognize the social cues involved and help them avoid the social
situations that may lead to sexual risk behavior. If disinhibition is primarily influencing
intercourse with new sexual partners, education and counseling should specifically stress
this outcome and its relationship to the heightened risk of STD and HIV infection.

But if personality or individual factors are driving sexual risk-taking (e.g., failure to use a
condom), we need to target adolescent risk-takers to design specific prevention messages
for this group, and to channel potentially destructive risk-taking impulses into less-
damaging activities. A variety of HIV prevention programs have shown success in
targeting specific at-risk populations with tailored prevention messages.30 Our data
suggest that the prevention of sexual risk-taking via substance use risk-reduction will
require a variety of strategies.
FOOTNOTES
*Because of the association between age and age at initiation of alcohol use, we limited
the denominator in this part of the analysis to 18-22-year-olds.
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2. Aral SO and Holmes KK, Epidemiology of sexual behavior and sexually transmitted
diseases, in: Holmes KK et al., eds., Sexually Transmitted Diseases, 2nd edition, New
York: McGraw Hill, 1990, pp. 19-36; and Cates W, Jr., The epidemiology and control of
sexually transmitted diseases in adolescents, Adolescent Medicine, 1990, 1(3): 409-428.
3. Sonenstein FL et al., Changes in sexual behavior and condom use among teenage
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et al., Fertility, family planning, and women's health: new data from the 1995 National
Survey of Family Growth, Vital and Health Statistics, 1997, Series 23, No. 19; Forrest JD
and Singh S, The sexual and reproductive behavior of American women, 1982-
1988, Family Planning Perspectives, 1990, 22(5):206-214; and Santelli JS et al.,
Adolescent sexual behavior: estimates and trends from four nationally representative
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4. Santelli JS et al., Multiple sexual partners among U.S. adolescents and young
adults, Family Planning Perspectives, 1998, 30(6):271-275.
5. Udry JR and Bearman PS, New methods for new research on adolescent sexual
behavior, in: Jessor R, ed., New Perspectives on Adolescent Risk Behavior, New York:
Cambridge University Press, 1998, pp. 241-269.
6. Rosenbaum E and Kandel DB, Early onset of adolescent sexual behavior and drug
involvement, Journal of Marriage and the Family,  1990, 52(3):783-798; and Mott FL
and Haurin RJ, Linkages between sexual activity and alcohol and drug use among
American adolescents, Family Planning Perspectives, 1988, 20(3):128-136.
7. Santelli JS et al., 1998, op. cit. (see reference 4); and Lowry R et al., Substance use and
HIV-related sexual behaviors among US high school students: are they
related? American Journal of Public Health, 1994, 84(7): 1116-1120.
8. Lowry R et al., 1994, op. cit. (see reference 7); Fortenberry JD et al., Sex under the
influence: a diary self-report study of substance use and sexual behavior among
adolescent women, Sexually Transmitted Diseases, 1997, 24(6):313-319; Fergusson DM
and Lynskey MT, Alcohol misuse and adolescent sexual behaviors and risk
taking, Pediatrics, 1996, 98(1):91-96; Halpern-Felsher BL, Millstein SG and Ellen JM,
Relationship of alcohol use and risky sexual behavior: a review and analysis of
findings, Journal of Adolescent Health,  1996, 19(5):331-336; Fortenberry JD,
Adolescent substance use and sexually transmitted diseases risk: a review, Journal of
Adolescent Health, 1995, 16(4):304-308; and Leigh BC, Alcohol and unsafe sex: an
overview of research and theory, in: Seminara D, Watson RR and Pawlowski A,
eds., Alcohol, Immunomodulation, and AIDS, New York: Alan R. Liss, 1990.
9. Fergusson DM and Lynskey MT, 1996, op. cit. (see reference 8); and Leigh BC, 1990,
op. cit. (see reference 8).
10. Fergusson DM and Lynskey MT, 1996, op. cit. (see reference 8); and Leigh BC,
1990, op. cit. (see reference 8).
11. Donovan JE and Jessor R, Structure of problem behavior in adolescence and young
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13. Adams PF et al., Health risk behaviors among our nation's youth: United States,
1992, Vital and Health Statistics, 1995, No. 192.
14. Kandel D and Yamaguchi K, From beer to crack: developmental patterns of drug
involvement, American Journal of Public Health,  1993, 83(6):851-855.
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RJ, 1988, op. cit. (see reference 6); Lowry R et al., 1994, op. cit. (see reference 7); and
Kandel DB and Logan JA, Patterns of drug use from adolescence to young adulthood:

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periods of risk for initiation, continued use, and discontinuation, American Journal of
Public Health, 1984, 74(7):660-666.
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1990, op. cit. (see reference 8).
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18. Fergusson DM and Lynskey MT, 1996, op. cit. (see reference 8); and Leigh BC,
1990, op. cit. (see reference 8).
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cit. (see reference 12).
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22. Fortenberry JD et al., 1997, op. cit. (see reference 8); Fergusson DM and Lynskey
MT, 1996, op. cit. (see reference 8); Halpern-Felsher BL, Millstein SG and Ellen JM,
1996, op. cit. (see reference 8); Fortenberry JD, 1995, op. cit. (see reference 8); and Leigh
BC, 1990, op. cit. (see reference 8).
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24. Strunin L and Hingson R, Alcohol, drugs, and adolescent sexual
behavior, International Journal of the Addictions, 1992, 27(2):129-146.
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(see reference 8).
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Questionnaire, American Journal of Epidemiology, 1995, 141(6):575-580.
27. Adams PF et al., 1995, op. cit. (see reference 13).
28. Leigh BC, 1990, op. cit. (see reference 8).
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AUTHORS' AFFILIATIONS

John S. Santelli is branch chief, Program Services and Development Branch,


Division of Reproductive Health; and Leah Robin is a health scientist, Nancy D.
Brener is a research psychologist and Richard Lowry is a medical epidemiologist
with the Division of Adolescent and School Health, all at the Centers for Disease
Control and Prevention (CDC), Atlanta. The research on which this article is based
was funded by CDC. An institutional board at CDC reviewed and approved the
collection of these data.

DISCLAIMER
The views expressed in this publication do not necessarily reflect those of the Guttmacher
Institute.

Source:- https://www.guttmacher.org/journals/psrh/2001/09/timing-alcohol-and-
other-drug-use-and-sexual-risk-behaviors-among-unmarried

722
1.4.6 Assessment of Harmful Sexual Behaviour in Children
and Young People
SCOPE OF THIS CHAPTER

This guidance is intended to help workers identify sexual behaviours in children and young people which are
a cause for concern. It should be read in conjunction with Abuse by Children and Young People who
Display Sexually Harmful Behaviour (West Yorkshire Consortium Procedures Manual).

Contents
1. Introduction

2. How to use these Guidelines

3. Part I - Deciding if there is a Cause for Concern and the Level of Seriousness

4. Part II - If it is a Cause for Concern - Where to Next?

5. Part III - Further Stages of Assessment

1. Introduction

The aim of this guidance is to help workers evaluate the information they have, in order to make a more
informed judgement about whether a child/young person's sexual behaviour is a cause for concern.

Part I is divided along age lines because different issues apply due to the difference in development
between pre-adolescent children and adolescents. Workers should refer to the section which most fits the
child's developmental level rather than the child's age.

2. How to use these Guidelines

There are three sections:-

Part I - deciding if there is a cause for concern and the level of seriousness

1. Pre-adolescent children

o Introduction to the issues relating to pre-adolescents;

o Criteria for assessing the context of the information;

o Detailed checklist for gathering information;

o References.

2. Adolescents

o Introduction to the issues relating to adolescents;

723
o Criteria for assessing the context of the information;

o Detailed checklist for gathering information;

o References.

Part II - If it is a cause for concern - where to next?

 Flow chart of where to go with the information;

 Child protection procedures;

 Consultation.

Part III - Further stages of assessment

 Different types of assessment which follow the initial identification of a cause for concern;

 Information required about the family context which is relevant to all assessments and age groups;

 Information required for PSR reports.

3. Part I - Deciding if there is a Cause for Concern and the Level of


Seriousness

Pre-Adolescent Children

Introduction

Identifying Sexually Inappropriate and Sexually Abusive Behaviour in Pre-Adolescent Children

A number of factors may make it more difficult to identify problematic behaviours in younger children.

1. Society often views childhood as a time of innocence. Sexual issues and child sexuality in
particular are rarely openly discussed. Professionals may well feel inhibited therefore in expressing
their views about what is appropriate or inappropriate sexual behaviour;

2. Inappropriate sexual behaviour encompasses a broad spectrum of behaviours. There may be


general agreement on what constitutes healthy sexual development, at one end of the spectrum,
and coercive aggressive sexual abuse at the other, but less certainty about the range of behaviours
in between;

3. Concern about labelling young children as 'abusers', can lead to minimising the problem;

4. Lack of strategies to deal with problematic sexual behaviours may lead to our feeling
disempowered and reluctant to flag up the problem in the first place.

What follows is not intended to provide all the answers, but hopefully will be of help in increasing workers'
confidence in identifying sexually abusive and inappropriate behaviours in pre-adolescent children. Labelling
the behaviour in this way, rather than the child, avoids damming the child.

What Causes Sexually Inappropriate and Sexually Abusive Behaviour in Young Children?

724
There is growing evidence that many pre-adolescent children who exhibit sexually abusive behaviour have
experienced or witnessed sexual activity themselves, or live in a highly sexualised environment.

In general, the younger the child displaying sexually abusive behaviour, the greater the likelihood that the
child has been sexually abused or lives in a highly sexualised environment. Therefore the initial investigation
needs to be structured in such a way as to not only assess the risks the child poses to others, but also to
assess the child as a vulnerable child in their right. A Child Protection Conference is particularly relevant
when working with younger children who display abusive behaviour.

Whilst these findings from research are important, it is important to state that not all children in these
situations or experiencing sexual abuse will develop problematic behaviours and abuse others. In addition
not all children who initially display problematic sexual behaviour will develop an abusive career path.
Research has shown that some children who displayed these behaviours when followed up at a later stage
no longer displayed these behaviours, others appear to have certain behaviours stop and resurface again in
adolescence while others continue through to adulthood.

There is less certainty about what makes some abused children go on to display abusive behaviours
themselves, while others do not. Research has identified a number of risk factors which may make sexually
abused children more likely to go on to abuse others, and factors which increase their chances of coping
with abuse or adverse factors in their environment.

Risk factors associated with child's experience of sexual abuse

 Nature of abuse - repeated, long duration, greater severity;

 Perpetrator - close relatives, multiple perpetrators;

 Age of child - impact is greater the younger the child;

 Action following disclosure - rejection/blame by family and significant others.

Risk factors independent of own sexual abuse

 Experience of persistent physical violence within the family as victim and/or witness;

 Lack of attention to the children's emotional needs;

 Separation from important attachment figures and rejection by the family;

 Whether there are protective processes at work i.e. whether the children have had opportunities to
learn how to cope with the effects of their sexual abuse;

 Family characteristics - high rates of poverty, schedule I offenders in wider extended family,
criminality, poor attachments between parents and children.

Factors associated with children coping with abuse or adverse factors in their environment

When carrying out an assessment, workers also need to consider protective or mitigating factors:

 Secure relationships - positive, stable attachments;

 Emotional expressiveness - the ability to convey/understand own and others emotions, develops
from the long term positive relationships in families, peer groups and community settings;

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 Positive role models - connections to people who serve as confidants and positive models of
conduct. Could be peers as well as adults;

 Positive self identity - self esteem, as well as one's own culture/ethnic group.

Theoretical Models

These are some of the theoretical models writers have used to understand why children display sexually
abusive behaviour.

1. Finkelhor and Brown's Traumagenic Model (1986)

Finkelhor and Brown suggest that sexual abuse traumatises children through four distinct mechanisms,
which may account for the response the individual has to that abuse. Most relevant here is the concept of
traumatic Sexualisation which is based on learning theory, and suggests that children learn to behave in
sexually inappropriate ways through repeated conditioning with positive reinforcement (attention/affection in
exchange for sex). Children who have been sexually abused become highly eroticised and the difference
between sexual relationships and affection becomes blurred.

2. Post Traumatic Stress Disorder

This model applies to trauma generally, but applied to children who have been abused, their sexually
aggressive behaviour is viewed as a response to their own previous trauma.

In order to process traumatic material, children re-enact their experiences through play or action. Their
behaviour is seen as an attempt to recreate their own abuse in ways which allow them mastery and control
over their feelings. This may be because children have fewer alternative coping strategies open to them and
their cognitive abilities are more limited.

3. Projective Identification

This is a concept from psychoanalytic theory which describes as maladaptive defence mechanism. Applied
to abused children, projective identification with the aggressor is a way of relieving feelings of helplessness,
fear and shame associated with the original abuse. Aggressive sexual acting out (doing what was done to
them) becomes the compulsive behaviour which replaces, if temporarily, the unbearable emotional pain with
feelings of power and omnipotence. Sexually aggressive behaviour may become the child's way of resolving
situations in the present which arouse feelings of anger, distress or anxiety.

Age Appropriate / Healthy Behaviours

"It is important to assert that children are sexual beings, capable of demonstrating a positive, healthy,
creative and spirited interest in sexuality". (Gil)

"Two things about childhood sexuality can be said with certainty: (1) sexual curiosity, interest,
experimentation, and behaviour is progressive over time and (2) sexual development is affected by a
number of variables (Gil). Martinson (1991) describes these variables as "cultural norms and expectations,
familial interactions and values, and the interpersonal experiences encountered"

The section below are sexual behaviours defined by Eliana Gil and Toni Cavanagh Johnson (1993) which
could be expected at various ages and stages of development.

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Pre -schoolers 0 - 4 years old

Children in this category have limited peer contact and tend to be involved in self exploration. They discover
the fact that they can achieve pleasurable sensations by stimulating themselves. This behaviour is likely to
happen randomly and sporadically.

They tend to be disinhibited and it can also be an exhibitionist stage, where they show their genitals to
others or are interested in other's bodies. They begin to imitate life around them and this can lead to them
"copying" adult behaviour either out of curiosity or because of the reactions they get from those around
them. Games such as "mummies and daddies" and "doctors" are prevalent at this stage.

Young school-age children 5 - 7 years old

These children now have more access to peers and more inter-active sexual exploration can take place both
with the same gender and opposite gender peers. This is the questioning stage and children will be
fascinated with bodies and sexual behaviour. Overt displays of affection such as kissing can cause great
hilarity and expressions of disgust. Children may also find great pleasure in the telling of "rude jokes", some
of which they may not understand but they like the reactions particularly of the adults around them.

Self masturbation is less random now and there is more exploration around different ways of achieving
these pleasurable sensations. This information may be shared with peers possibly of the same sex. Feelings
about privacy and inhibitions about showing their bodies can begin to develop around this time.

Latency aged children 8 - 12 years old

At this stage most young people are entering puberty. Their bodies are changing and the active hormone
changes create a range of physical and emotional sensations. They may become more absorbed with
masturbatory activities and begin to experiment with other sexual behaviours. They may go through periods
of inhibition and disinhibition.

More sharing of information, comparing of bodies and competing particularly with regard to masturbation
begins with peers, usually on a single sex basis. Relationships and sexual experimentation with the same
and opposite sex may begin.

Characteristics of Age Appropriate and Problematic Sexual Behaviours

a) Characteristics of age appropriate behaviours

Gil describes the dynamics of age appropriate sexual behaviours as including "spontaneity, joy, laughter,
embarrassment and sporadic levels of inhibition and disinhibition".

Age appropriate behaviour is also about mutuality, consent, curiosity, with no intent to cause hurt. The
children involved engage in the behaviour freely and can disengage when they choose.

b) Characteristics of problematic behaviours

Gil describes problematic sexual behaviours as having "themes of dominance, coercion, threats and force.
Children seem agitated, anxious, fearful or intense. They have higher levels of arousal and the sexual
activity. It is as though no other activity gives the same degree of pleasure, comfort, or reassurance, and it

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becomes the focus for the child's life. This behaviour is usually extremely unresponsive to any parental or
caretaker limits or distractions.

Using the frameworks of Groth and Laredo (1981) and Sgrol and colleagues who studied adolescent sex
offenders, Eliana Gil proposed a set of criteria for assessing whether the sex play between children is age-
appropriate or a cause for concern.

However she warns "When making assessments, the professional cannot consider a single criterion, but
must appraise the situation along several criteria before reaching a conclusion. Using a single criterion can
lead to over or under-reacting". 

Criteria for assessment of problematic behaviours

Problematic Sexual Behaviours

Johnson (1999), offers the following characteristics of problematic sexual behaviour in children that will alert
us to possible problems with their sexual development and merit further assessment. The characteristics at
the beginning of the list are less worrying than those towards the end.

 The children engaged in the sexual behaviours do not have an on-going mutual play relationship;

 Sexual behaviours that are engaged in by children of different ages or developmental levels;

 Sexual behaviours that are out of balance with other aspects of the child's life and interests;

 Children who seem to have too much knowledge about sexuality and behave in ways more
consistent with adult sexual expression;

 Sexual behaviours that are significantly different than those of other same age children;

 Sexual behaviours that continue despite consistent and clear messages to stop;

 Children who appear unable to stop themselves participating in sexual activities;

 Children's sexual behaviours that elicit complaints from other children and/or adversely affect other
children;

 Children's sexual behaviours that are directed at adults who feel uncomfortable receiving them;

 Children (over 4 years) who do not understand their rights or the rights of others in relation to
sexual contact;

 Sexual behaviours that progress in frequency, intensity, or intrusiveness overtime;

 When fear, anxiety, deep shame, or intense guilt is associated with the sexual behaviours;

 Children who engage in extensive, persistent mutually agreed upon adult-type behaviours with
other children;

 Children who manually stimulate or have oral or genital contact with animals;

 Children sexualise non-sexual things, or interactions with others, or relationships;

 Sexual behaviours that cause physical and/or emotional pain or discomfort to self or others;

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 Children who use sex to hurt others;

 When verbal and/or physical expressions of anger precede, follow, or accompany the sexual
behaviour;

 Children who use distorted logic to justify their sexual actions;

 When coercion, force, bribery, manipulation, or threats are associated with sexual behaviours.

Johnson, (Gil and Johnson 1993, Chapter 3), identifies definable groups of children based on a continuum of
the level of sexual disturbance. Each group includes a wide range of children, with some on the borderline
between groups, or those who move between groups over a period of time.

In summary these groups are:

 Group One - Normal Sexual Exploration;

 Group Two - Children who are sexually reactive.

Children who are sexually reactive will display more sexual behaviour than children with healthy sexual
development. Their focus on sexual behaviour is out of balance. Most of the children in this group will have
been sexually, physically and/or emotionally abused and those who haven't been directly abused will have
been exposed to sexually overwhelming environments. These children are likely to be confused and
overwhelmed by sex and sexuality and this leads to more frequent and visible sexual behaviours, as they
are unable to absorb or fit their experiences into their developing sexuality.

Behaviours that characterise this group of children are solitary sexual behaviour such as excessive
masturbation and sexual behaviour with other children and sometimes adults. This behaviour is often not in
the child's control. The child does not use coercion or force or attempt to maintain secrecy and any harm or
discomfort to others is not intentional. The sexual behaviours of these children appear compulsive and are
often linked with deep shame, guilt and a pervasive anxiety. Many children in this group may be suffering
from Post traumatic Stress Disorder caused by their own abuse.

 Group Three - Extensive Mutual Sexual Behaviours

Children in this group are typically children who have suffered physical, sexual and emotional abuse and
neglect. Many will have been physically and emotionally abandoned and many will be in substitute
care. They have learnt that adults hurt them and are distrustful of relationships with adults. They frequently
associate sex with love and caring and they look to other children to help meet their emotional needs
through sexual behaviour. These children do not use force or coercion but find other similarly lonely and
abused children to engage in a full range of sexual behaviours with. The behaviour gives them, if only
momentarily, a sense of being close to someone and to relieve their feelings of despair.

Children in this group do not show emotion about their sexual behaviour unlike the children in
group two who feel shame and guilt and those in group four who show anger and aggression. They seem to
have a matter of fact attitude towards acting sexually with other children. These children will have started in
group two as sexually reactive children and have begun to use sex as a coping mechanism. They may move
into group four.

 Group Four - Children Who Molest

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Children in this group show sexual behaviours, which are beyond developmentally appropriate
behaviours. They may engage in a full range of adult type behaviours. In a similar way to children in group
two, they are preoccupied with sex and sexual behaviour and there is an impulsive and aggressive quality to
their behaviour. Anger, rage, loneliness and fear often characterise their feelings around sexual
behaviour. These children sometimes use physical aggression towards their victims and will always use
coercion and seek out children who are vulnerable to bribes, to being fooled or to force and threats. These
children will always be in a position of power over their victims, whether through size, age, status, intellectual
ability etc. These children often display behaviour problems, have few friends and few interests. They have
difficulties with impulse control and few coping skills. Their sexual behaviours increase over time and form a
pattern. They rarely if ever show any empathy for their victims.

Children who molest may have been sexually abused, virtually all will have sexual abuse in their families,
will have suffered emotional and probably physical abuse and will have witnessed extreme physical violence
between their primary caretakers. These children are at high risk for continuing and escalating their sexual
behaviours.

Detailed Checklist for Referral, Initial Investigation and Establishing Cause for Concern with
Younger Children

Checklist for under 10's

a. What type of sexual activity has the child been engaging in?

b. What is the frequency of the behaviour?

c. How persistent is the child's behaviour?

d. What is the relationship of the children involved in the sexual behaviour?

e. What is the context that the sexual behaviour occurs in?

f. What is the response of the other children?

g. Can the child talk about these behaviours?

h. What is the child's emotional response to the behaviour?

i. Does the child take any responsibility for these behaviours?

j. Is the child willing to work on managing their behaviour?

References

Bentouin., Williams. (1998) 'Children & Adolescents: Victims Who Become Perpetrators' in (APT (1998) Vol
4 Page 101)

Cavanagh Johnson, Toni. (1998) Treatment Exercises for Child Abuse Victims and Children who
Sexually Abuse Others Sage Press

Cunningham, Carolyn., MacFalane, Kee. (1991) When Children Molest Children The Safer Society Press.

De, Carol., Print, Bobbie., (1992) ' Young children who exhibit sexually abusive behaviour'. In From Hearing
to Healing. Ed. Anne Bannister. Longman Books.

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Gil, Eliana., Cavanagh Johnson, Toni. (1993) Sexualised Children Launch Press.

Pither, William D., Gray, Alison., Cunningham, Caroline., Lane, S. (1993) From Trauma to Understanding.
The Safer Society Press.

Ryan, G>D, Lane, S>L., (1991) eds. Juvenile Sexual Offending - Causes, Consequences and
Corrections Lexington Books.

Adolescents

Identifying Sexually Inappropriate and Sexually Aggressive Behaviours in Adolescents

Adolescence is a term generally applied to the transitional period between childhood and adulthood and it is
a period of significant physical and emotional sexual development. There have been profound changes in
sexual behaviour since the 1960's and this has affected the adolescent population as much as any other
group. Sex education is mandatory in schools but only the biological aspects are compulsory. Adolescents
are exposed to a wide range of environmental influences, from peers, TV, internet, magazines etc.,
portraying messages about sex as well as those they receive from their family. Interest and curiosity in
sexual activity is normal and healthy for adolescents - young people will want to experiment - but it must be
remembered that most young people deal with this without abusing other people.

Because of the unique developmental aspects of adolescence it is important to differentiate between


adolescents and:

a. Those younger children who sexually act out but who research and clinical experience identifies as
having different characteristics and needs;

b. Adult offenders who are developmentally mature.

What causes inappropriate and sexually aggressive behaviour in adolescents?

Sexual behaviour is learned and shaped by many factors including environment, social learning, family,
inter-personal relationships and experiences, psychological and biological influences, and these factors are
unique in each case. There are no single factor explanations, and adolescent sexual abusers are not an
homogenous group. Adolescent sexual abuse is reinforced by low self-esteem, poor social skills, distorted
thinking, sexual fantasy and masturbation, and without intervention such behaviour is more likely to escalate
than diminish.

Age Appropriate Sexual Behaviours

Because there are a wider variety of sexual behaviours within adolescence it is more difficult to determine
what the 'norm' would be. However a useful checklist by O'Callaghan and Print is included below which has
been adapted from Ryan and Lane (1991) (in Morrison et al 1994).

Normal behaviours

 explicit sexual discussion amongst peers, use of swear words, obscene jokes;

 interest in erotic material and its use in masturbation;

 expression through sexual innuendo, flirtations and courtship behaviours;

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 mutual consenting non-coital sexual behaviour (kissing, fondling, etc);

 mutual consenting masturbation;

 mutual consenting sexual intercourse.

Behaviours that suggest monitoring, limited responses or assessment

 sexual preoccupation/anxiety;

 use of hard core pornography;

 indiscriminate sexual activity/intercourse;

 twinning of sexuality and aggression;

 sexual graffiti relating to individuals or having disturbing content;

 single occurrences of exposure, peeping, frottage or obscene telephone calls.

Behaviour that suggest assessment/intervention

 compulsive masturbation if chronic or public;

 persistent or aggressive attempts to expose others' genitals;

 chronic use of pornography with sadistic or violent themes;

 sexually explicit conversations with significantly younger children;

 touching another's genitals without permission;

 sexually explicit threats.

Behaviours that require a legal response, assessment and treatment

 persistent obscene telephone calls, voyeurism, exhibitionism or frottage;

 sexual contact with significantly younger children;

 forced sexual assault or rape;

 inflicting genital injury;

 sexual contact with animals.

Assessment of concern

Adolescents are above the age of criminal responsibility i.e. 10 years old, and sexually aggressive behaviour
is likely to constitute a criminal offence and involve a Police enquiry. This clearly indicates a cause for
concern. In some circumstances the Police may not be involved but similar criteria might be applied in
assessing whether the behaviour is appropriate. For this purpose the following definition of "the adolescent
sex offender" is useful:

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The adolescent sex offender has been defined as a minor who commits a sexual act with a person of any
age:

a. Against the victim's will;

b. Without consent;

c. In an aggressive, exploitative or threatening manner (Ryan and Lane 1991).

In assessing the distinction between acts that are experimental in nature and those that are exploitative the
context of the behaviour needs to be considered and the notions of consent, equality and authority can be
applied as assessment criteria.

Consent is seen as having four elements:

1. Understanding the proposal;

2. Knowing the standard of behaviour;

3. Awareness of possible consequences;

4. Respect for agreement or disagreement.

Equality can be thought of at a number of levels in relation to perceived differentials of power - which can
be affected by: age, size, race, gender, power of peer popularity, strength often previously demonstrated in
non-sexual behaviour, self-image difference, arbitrary labels such as leader/boss etc., and fantasy labels in
the context of play such as Leeds United Captain (picking players for the team).

Authority is to do with control and coercion. Ryan (1991) identifies a continuum of control in sexual acts
ranging from:

 Normal - no coercion, activity done in fun;

 Manipulation/peer pressure at a subtle non-physical level;

 Coercion by threats and bribes;

 Physical force, weapons and other direct threats.

Legal Process

Involvement in the legal process will bring the young person into contact with other agencies. The possibility
of a pending prosecution is likely to enhance any denial (often on the advice of a solicitor) thus making some
aspects of assessment difficult. Liaison with Youth Justice Services is important, particularly if some formal
assessment work is needed to inform a Pre-Sentence Report.

Detailed Checklist for Referral, Initial Investigation and Establishing Cause for Concern with
Adolescents

1. Why has the young person's behaviour caused concern and to whom?

2. Was the behaviour appropriate to the age, intellectual, emotional and social functioning of the
young person?

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Does the activity involve sexual knowledge on the part of the young person over and above what
would be considered age appropriate?

3. In what context did the behaviour occur?

What preceded the behaviour? Was it planned or spontaneous?

4. How frequently has the behaviour occurred?

The more frequent the behaviour the more concern.  Is there any evidence of escalating
behaviour?

5. What is the nature of the social relationship between those involved?

Are they related? Is there a power imbalance in terms of size, power, ability and authority? Is one
ore assertive? What is the age difference?

6. Did the other person give informed consent? 

Was the other person precluded from this by age? Was there any evidence of protest, avoidance
or physical resistance which suggested consent was not given? Did the young person attempt to
ensure secrecy?

7. What was the experience of the victim?

How has the person who experienced the behaviours perceive them? Do they see them as
abusive? Do they blame themselves? Are they able to consent to the activity even if they have
expressed no concerns?

8. Have those involved tried to ensure that the behaviour remains secretive?

If so, how far have they done this and why? Is it because the abuser has threatened the victim? 

9. What are the reactions of family members?

Are they dismissive of the behaviour or attempting to minimise it?

10. Has the child been confronted about his/her behaviour previously?

Do any records contain information on sex education needs/therapeutic input?

References

Araji, S.K., (1997) Sexually Aggressive Children - Coming to Understand Them Sage Press

Calder, M.C., (1997) Juveniles and Children Who Sexually Abuse: A Guide to Risk
Assessment Russell

Dale. F., (1997) 'Troubles of Sexuality' in Varma, V., Ed. Troubles of Children and Adolescents Kingsley

Gil, E., Cavanagh Johnson, T., (1993) Sexualised Children Sage Press

Hoghugi, M.S., (1997) Working with Sexually Abusive Adolescents Sage Press

Khan Timothy J., (1990) Pathways - A guide for parents of youths beginning treatment Safer Society
Press

Morrison, T., Erooga, M., Beckett, R.C., (1994) Sexual Offending Against Children Routledge

734
Ryan, G.D., Lane, S.L., (1991) Juvenile Sexual Offending (Causes, Consequences and
Corrections) Lexington Books

Terre, L., Burkhard, B., (1996) 'Problem Sexual Behaviours in Adolescence' in Bau, G.M., Gullotta,
T.P., Adolescent Dysfunctional Behaviour Sage Press

4. Part II - If it is a Cause for Concern - Where to Next?

Where to Next Flowchart for Action

Useful Contacts

Useful Contacts for discussion/consultation

Advanced Practitioner

Area Youth Offending Team

Therapeutic Social Work Team - 2143301

5. Part III - Further Stages of Assessments

The purpose of this document is to provide information to aid workers carrying out the Child and Family
Assessment. Full comprehensive risk assessments are the next stage of the process.

Following the identification of sexually inappropriate/aggressive/abusive behaviour a Child and Family


Assessment will be undertaken. The following areas should be considered:

1. What are the risks to other children in the same household or in the community – are immediate
protection measures needed? i.e. is it safe for the child/young person to remain at home;

2. Assessment of the child/young person's own needs both as a Perpetrator and as a vulnerable
child, which is offence specific, looking at their risk to others and at risk to themselves;

3. Assessments for Court which are offence specific and will be determined by any criminal
proceedings and need further treatment. For details on what needs to be included in a Pre-
Sentence Report on a young sex offender, please contact the Youth Offending Team.

Any further assessment undertaken has to be seen in the context of the child/young person's family as well
as in the identification of sexually inappropriate/abusive behaviour.

Child and Family Assessment

1. Why do we need to assess families?

Because the family is so influential, and because for many children and young people their abusive
behaviour will have happened whilst they are living within their families. It is vitally important, therefore, to
understand the family setting and dynamics.

735
The assessment should help to give information about whether the family have participated either overtly or
covertly in shaping the abusive behaviour of the child/young person. It will also inform an assessment of the
family's acceptance of the need to change the child's behaviour and their awareness of the need for
protection for the child and other siblings/children.

2. What needs to be included in the family assessment?

Child and Family Assessment should include:-

a. Family members perceptions of the abusive behaviour - what happened, how, what should the
consequences be any why, what are the levels of denial or minimisation shown by the family, who
knows and who doesn't know about the behaviour?

b. Reaction of family to disclosure - who do they support and why, are they taking adequate steps to
support and protect the victim or potential victim, do they want help for the child/young person  who
has displayed the problematic behaviour?

c. Reaction of extended family or significant others - who do they support and why, what is the nature
oft heir relationship with the child/young person and immediate family, what potential resources or
unhealthy influences do they bring?

3. Using the Child and Family Assessment to evaluate risk and plan further intervention

The Child and Family Assessment will give a better understanding of the child and family's circumstances,
the nature and scope of the problems in the family, the immediate risk factors and areas of future work with
the family.

If the family are dismissive of or minimise the child's behaviour, blame the victim(s), refuse to participate in
assessment or treatment, then the prognosis for change is poor.

If the family are appropriately concerned, would support the child/young person in receiving help and see
themselves as an integral part of the process, then the prognosis is correspondingly more positive. If the
child/young person remains at home it is vital that parents/carers are able and willing to provides sufficient
supervision and external controls on the child/young person's behaviour, to create a safe environment in
which work with the child/young person can begin.

Checklist for the Fuller Family Assessment

Child Developmental Needs

1. What sexual material is available in the home to adults and children?

2. How does the family discuss sexual issues? E.g. is there permission to discuss sex and is the
information provided age appropriate for the children's level of understanding?

3. Is there information given about privacy, right to their bodies, not to be touched?

Parenting Capacity

1. What are the limits on behaviour which are set out and what methods of reprimanding are used?

2. How are the rules of the family communicated and enforced?

3. Are there age appropriate expectations of the children in terms of their role in the family generally?

4. Is parenting handed over to the older children?

736
5. What is the adults understanding of age appropriate sexual behaviour for children and how children
conceptualise this?

6. What boundaries are set for physical interaction between members of the family and between them
and others?

7. What is the family's view of protection issues and how they are put into practice?

8. What are the family's attitude to jokes and teasing about sex and sexuality?

Family and Environment

1. How are the interactions between children and siblings; and children and adults characterised? E.g.
affectionate, aggressive, touching.

2. What sort of language is used in the home? How do the family communicate with each other? E.g.
warmly, positively, put downs etc. Is sexualised language used?

3. How do the family show affection to each other?

4. What is the family's belief system about children and sexuality? Is this in keeping with generally
accepted beliefs within the family's cultural background?

Assessment of the Child/Young Person's own needs both as a Perpetrator and as a


Vulnerable Child

For this type of assessment three elements need to be assessed - the offence itself, the risk the child/young
person poses to others and the risks they are exposed to themselves.

Wenet & Clark's Juvenile Sexual Offender Decision Criteria (1986)

Evaluation

Low Risk

 First documented offence, without evidence of a developing pattern;

 Offender willing to explore offence in a non-defensive manner;

 Offender acknowledges and understands the negative impact of the offence on victim (empathy);

 Offender willing to accept responsibility for committing the offence without blaming others or
circumstances;

 Offender is guilty and remorseful because of the negative impact of offence on victim;

 Offender understands the exploitative nature of the offence and reasons for its wrongfulness;

 Offender admits to committing entire offence for which he/she was charged;

 Parents/guardians acknowledge and understand the negative impact of the offence upon the
victim;

 Parents/guardians hold adolescent responsible for the offence without externalising blame onto
others or circumstances;

 Parents/guardians acknowledge adolescent committed entire offence for which he/she was


charged;

737
 Offender has healthy attitudes about sexuality;

 Offender has no history of behaviour disorder involving physical aggression;

 Offender's family unit is functional;

 Family supportive of treatment and willing to become involved in therapy;

 Family identifies problems within the family unit and among members other than the deviant sexual
behaviour of offender;

 Offender has adequate social adjustment, including presence of a peer support group and
participation in peer group activities;

 Offender has no history of behavioural and/or academic school problems.

Moderate Risk

 Offender has committed two or more documented offences;

 Discontinuation of offence behaviour if/when victim showed distress;

 Offender resists describing and exploring offence in a non-defensive manner;

 Offender does not understand the exploitative nature of the offence;

 Offender minimises the negative impact of the offence on victim (little empathy);

 Offender has little or no guilt or remorse because of the impact of the offence on victim;

 Offender externalises blame for the offence onto others or extraneous circumstances;

 Offender minimises extent of involvement in the offence, admitting to only part of the offence;

 Offender resists participation in the evaluation without refusing;

 Parents/guardians minimise the negative impact of the offence on the victim;

 Parents/guardians externalise blame for the offence onto others or extraneous circumstances;

 Parents/guardians minimise extent of offender's involvement in offence, holding him/her


responsible for only part of the offence;

 Parents/guardians resist participation in the evaluation without refusing altogether;

 Offender has negative self-esteem;

 Offender has depressive symptomatology;

 Offender has unhealthy attitudes about sexuality;

 Offender has been a victim of sexual or physical abuse, though this has not been a chronic or
repetitive pattern;

 Mother or father is a sexual offender;

 Mother or father has been a victim of sexual and/or physical abuse;

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 Family unable to identify problems within family unit or among members other than the deviant
sexual behaviour of offender;

 Family is dysfunctional in response to transient situational factors, such as life cycle changes or
other crises;

 Offender has history of behaviour disorder involving physical aggression;

 Offender shows poor social adjustment, including isolation from peers and few peer group
activities;

 Offender has history of behavioural and/or academic school problems.

High Risk

 Offender has been treated for commission of a previous sexual offence;

 Offence was predatory;

 Offence was ritualistic;

 Offence was sophisticated, involving precocious knowledge of sexual behaviour;

 Offence resulted in physical injury to the victim;

 Offence was associated with use of drugs or alcohol;

 Offence involved violence, physical force, use of weapon, or threat to use weapon;

 Continued offence behaviour despite victim's expressions of distress;

 Evidence of progressive increase in the use of force used to commit repeated offences;

 Offender completely refuses to participate in the evaluation;

 Offender completely denies the referral offence;

 Parents/guardians refuse to participate in the evaluation;

 Parents/guardians deny that the offender committed the offence;

 Parents/guardians deny that the offender has any psychosocial problems;

 Offender engages in compulsive masturbatory fantasies involving deviant sexuality or offensive


behaviour;

 Evidence of thought disorder;

 History of fire setting;

 History of torturing animals;

 History of chronic substance abuse;

 Offender has been a victim of chronic and repetitive sexual and/or physical abuse;

 Offender's family unit is chronically dysfunctional.

739
Code risk for re-offending: (1) low risk, (2) moderate risk, (3) high risk

Code prognosis/amenability of treatment outcome: (1) good, (2) fair/moderate, (3) poor

In addition to those factors identified by Wenet and Clark there are a number of other factors that re
considered to be indicators of high risk:

 Incest offenders;

 Institutional history;

 For rapists the first 12 months after treatment;

 Assaults on both male and female;

 History of truancy and/or absconding;

 Unchanged cognitive distortions following treatment.

From Wenet & Clark (1988) in "Oregon Report on Juvenile Sex Offenders", Children Services Division, Dept
of Human Resources State of Oregon, Salem OR97310

Assessment to Inform a Pre Sentence Report

Where a young person is being prosecuted for sexual offences and is admitting some culpability, it may be
appropriate to carry out assessment work to inform the PSR. This may be undertaken by, or in conjunction
with the Youth Offending Team, either in several individual sessions with the young person or by their
attendance at a group. The assessment would determine the young person's:

1. Sexual knowledge and attitudes to sexuality;

2. General understanding of acceptable sexual behaviour and boundaries;

3. Understanding of the nature of the offence and the reason for its wrongfulness;

4. Willingness to accept responsibility;

5. Level of victim empathy;

6. Willingness to co-operate with a programme of work;

7. Motivation to actively work towards changing abusive behaviour.

Additionally, there would be some evaluation of the level of support available from the young person's
primary carers and their understanding, willingness and ability to co-operate with us.

End

Source:-
http://leedschildcare.proceduresonline.com/chapters/p_init_assess_sex_beh.html

740
Understanding the link between early sexual initiation and
later sexually transmitted infection: Test and replication in two
longitudinal studies
Marina Epstein,a Lisa E. Manhart,b Karl G. Hill,a Jennifer A. Bailey,a J. David Hawkins,a Kevin P.
Haggerty,a andRichard F. Catalanoa

Author information ► Copyright and License information ►

The publisher's final edited version of this article is available at J Adolesc Health

See other articles in PMC that cite the published article.

Abstract
Sexually transmitted infections (STI) are among the most commonly occurring infections
in the United States. Approximately 20 million new cases occur every year, nearly half of
which are among young adults aged 18–24 [1]. Despite prevention efforts, there has been
little reduction in rates of Chlamydia trachomatis and other common STI [2], suggesting
current prevention approaches are not sufficiently effective.
Early sexual initiation is one of the most robust predictors of STI among adolescents and
young adults [3–6], making this an attractive target for prevention efforts. Prevention
programs promoting abstinence or delay of sexual activity among adolescents, however,
have had mixed results in reducing STI [7, 8]. Other prevention approaches, focused on
decision making, proper condom use, and negotiation skills, have been shown to reduce
sexual risk behavior [9], but have short-lived and moderate effects [10]. Given the strong
links between early sexual debut and later STI, more robust and sustainable intervention
targets may be identified by examining mechanisms for this relationship.
Three potential mechanisms for this link have shown promise. The first focuses
exclusively on sexual behaviors and assumes a single causal pathway, from pubertal age,
to early sexual initiation, and subsequently number of lifetime sexual partners by young
adulthood, assuming the effect of early sex is mediated by the number of sexual partners.
Ample literature links pubertal timing, early sex, and number of sexual partners [4, 11–
15]. Studies have further linked number of sexual partners and STI [13, 16, 17]. James
[14] used path modeling to show the causal chain between pubertal timing, age of
initiation, and sexual risk behavior, but did not evaluate the effect on STI itself.
The second mechanism examines a role of behavioral disinhibition and alcohol use in
exacerbating STI risk [17–19]. Adolescents who initiate intercourse early are more likely
to use alcohol and to report alcohol problems compared to their peers who delay sex
[e.g., 20]; conversely, adolescent alcohol use is associated with STI [for review, see 21].
A tendency toward behavioral disinhibition, indicated by impulsivity and sensation
seeking, has commonly been theorized to explain the comorbidity in problem behaviors,
such as the link between alcohol use, sexual risk behaviors, and STI [22]. This suggests a
pathway from behavioral disinhibition, to early sex and early alcohol use, followed by
having sex under the influence, and subsequently, STI.

741
The third explanatory mechanism hypothesizes that early environmental antecedents
common to early alcohol use and early sexual debut explain increased risk for STI [23].
In the family domain, monitoring of child activities is an especially important factor in
adolescent sexual risk taking and STI [24–28]. Peer delinquency and school bonding
have also been found to predict risky sexual behavior and STI acquisition [26, 29–31].
Since these same environmental factors have been linked to substance-related risk
behaviors [32], they may account for the apparent relationship between early alcohol use
and early sex and also between early sex and STI.

Current study
The current study employed an innovative test-and-replicate strategy using two
longitudinal datasets to test these hypothesized explanations of the early sexual debut–
STI link. First, the three discrete mechanisms were tested in the Seattle Social
Development Project (SSDP) longitudinal dataset. The first hypothesis posited that it is
the cumulative exposure to multiple sexual partners, permitted by earlier sexual initiation,
that predicts STI risk. Thus, early sexual debut was hypothesized to be a marker for
number of lifetime sexual partners, increasing risk for STI. Hypotheses 2 and 3
postulated that early sex and early alcohol use have common antecedents that explain
their co-occurrence in adolescence. The same antecedents predict risky sexual practices
(e.g., having sex under the influence) in young adulthood, and subsequent STI.
Hypothesis 2 tested the effect of childhood behavioral disinhibition as a common
individual-level antecedent, whereas Hypothesis 3 examined the effects of environmental
antecedents in the family, peer, and school domains. Because Hypotheses 1, 2, and 3 are
not mutually exclusive, a final step combined them into a single omnibus model using the
SSDP dataset and tested the model’s stability through replication in another longitudinal
sample, the Raising Healthy Children (RHC) study.
Go to:

Methods

Participants
The Seattle Social Development Project (SSDP) and Raising Healthy Children (RHC) are
two longitudinal studies of youth development. In 1985, the SSDP recruited 808 fifth
graders (mean age 10.70, SD = 0.52) from 18 Seattle public schools, many of which
served low-income households. Participant surveys used in this study were conducted
annually from ages 10 to 16, with follow-up at ages 18, 21, and 24 (collected in 1999).
Interviews with parents were conducted annually when youth were aged 10 to 16. Data
collection continues, and retention rates for the sample have remained high (>90%) since
the age 14 interview in 1989.
The 1040 participants of RHC were drawn from a suburban school district near Seattle.
Participants were enrolled in first (younger cohort) or second grade (older cohort) in 1993
and 1994, and were then followed annually in the spring until 2011, when the younger
cohort was age 24, and the older cohort was 25 years old. Additional interviews were

742
conducted in the fall of 2004, 2005, and 2006 during the two years post high school.
Parent interviews were conducted annually through age 18. Retention rates for the RHC
sample have also remained high (85% and higher) since study inception. Both studies
were approved by the University of Washington Human Subjects Review Committee.

Measures

Lifetime sexually transmitted infection (STI)


Participants reported whether they were ever told by a doctor or nurse that they had an
STI. In SSDP, the questionnaire included two items regarding diagnosis of HIV/AIDS
and “sexually transmitted disease (STD or VD, other than HIV/AIDS), such as
gonorrhea, genital warts, chlamydia, trich, herpes, or syphilis” (age 21, 24). The RHC
questionnaire included a question about HIV/AIDS and 12 additional items naming
specific STI (ages 19–24). Only five participants reported HIV/AIDS diagnosis, so this
was combined with other STI. Diagnosis was coded as 1 if a participant responded “yes”
in any interviews and 0 if they responded “no” in all interviews (or had no sexual
partners). STI diagnosis was modeled as a binary (categorical) variable in the analyses.

Young adult predictors (ages 18–24)


Number of sexual partners. Lifetime number of sexual partners was assessed at age 24 in
SSDP and 22–24 in RHC (highest number across the assessments, capped at 20) and
modeled as normally distributed. Sex under the influence assessed how often participants
engaged in sexual intercourse after drinking alcohol or using drugs (1 “never” to 5 “every
time.”) Drinking alcohol before having sex more than half of the time and/or ever using
illicit drugs before having sex was coded as 1 (otherwise coded as 0). The number of
assessments from age 18 to 24 during which participants reported having sex under the
influence (i.e., chronicity) was used as a risk score and modeled as a categorical variable.

Adolescent predictors
Early sexual initiation. Past-year sexual behavior was self-reported and collected
prospectively. Additionally, in SSDP, age at first sexual initiation was self-reported
retrospectively at ages 18 and 24. Sexual initiation was coded as 1 (early) if participants
reported age of debut earlier than 15, a definition used in previous studies [11], and 0 if
sex was initiated at age 15 or later. Initiation of sexual activity prior to age 10 was coded
as missing due to concerns about nonconsensual sexual activity. The variable was
modeled as binary. Early alcohol use reflected the chronicity (number of years) of
alcohol use between ages 10 and 14 in SSDP and 10 and 15 in RHC and modeled as a
categorical risk index.

Childhood predictors (ages 10–14)


A behavioral disinhibition (BD) measure (five items per wave in SSDP, three in RHC)
assessed impulse-control problems and was modeled as a continuous variable. Examples
include “How often do you do what feels good, regardless of the consequences?” and
“How often do you do something dangerous because someone dared you to do it?” Items

743
were scored on a 5-point scale (1 “never” to 6 “once a week or more”) and summed for a
single risk score. Family management was assessed in the parent interview and included
items on parental monitoring, rules, discipline, and rewards (six in SSDP, five in RHC).
Items were summed and modeled as continuous. Response options were 1 “NO!” 2 “no”
3 “yes” 4 “YES!” where greater values correspond to more monitoring of child
activities. School bonding (eight in SSDP, five in RHC) reflected liking school, classes,
teachers, and school assignments, and was modeled as a continuous variable. Response
options ranged from 1 “NO!” to 4 “YES!” with higher values reflecting greater school
bonding. Participants’ self-report of Antisocial peers included five items per wave
measuring friends being in trouble with teachers, police, school suspension/expulsion, or
gang activities (close friends and other peers). Response options included “yes/no”, count
of antisocial peers, and 4-point scale (1 “NO!” to 4 “YES!”). Because of the differently
scaled items, variables were standardized at each age prior to averaging; higher values
represented more antisocial peers. Age of pubertal onset was self-reported retrospectively
(ages 18, 24 in SSDP; 17–18 in RHC).

Demographics
Gender and ethnicity were self-reported. Ethnicity in SSDP was categorized as Black,
Asian, and Native American (reference: White). In RHC, the racial/ethnic categories are
White (vs. Non-White) because individual minority groups were too small to permit
generalization. Eligibility for the National School Lunch/Breakfast program from school
records was used as a proxy for childhood socioeconomic status. Parent age at birth of
target child determined if participants were born to teenage parents.

Statistical Analyses
We first evaluated the relationship between STI and the potential predictors using probit
regression to generate “baseline” beta coefficients (adjusted for demographics). We then
tested three models of specific mechanisms by which early sexual initiation and STI
diagnosis may be linked using path modeling [33]. Path modeling, which is a type of
structural equation modeling (SEM), is a powerful methodology that examines how
multiple predictors are related to STI as well as to each other by estimating multiple
simultaneous regressions between variables in the model. We chose this methodology
over traditional regression analysis in order to explicitly test mediators, such as number
of sexual partners, which may explain the relationships between early sex and STI. Path
model coefficients are interpreted as standardized regression betas ranging from −1 to 1
and represent change in units of an outcome per one standard deviation change in the
predictor. We also calculated the change in beta (Δβ), defined as the “baseline” beta for a
predictor minus the beta for that same predictor in a given path model, to determine how
much of the effect was accounted for by the other variables in the model.
Models were estimated using Mplus 7 [34]. Hypotheses 1 through 3 were tested in the
SSDP dataset; the omnibus model was first estimated in SSDP and then estimated and
assessed for potential replication in RHC. Appendix 1 contains unstandardized and
standardized coefficients and standard errors for the omnibus models. Bivariate
correlations between all variables are presented in Appendix 2. Each model was

744
saturated, meaning that direct paths were estimated between each predictor and each
outcome variable. Because both studies included an intervention in early childhood [for
study designs see 35, 36], intervention status was included as a covariate in all analyses.
All models were adjusted for demographic variables (gender, ethnicity, being a child of a
teenage parent, childhood SES) and cohort membership (in RHC) to control for
differences in mean levels of the variables, such as gender differences in STI prevalence.
Checks of model comparability showed no differences in structural paths by treatment
condition, gender, or ethnicity, meaning that associations between variables did not vary
by these groups and analyses stratified by these groups were not necessary.

Appendix 1
Unstandardized and standardized parameters for Model 4: SSDP and RHC samples

SSDP sample RHC sample

Unstand. Standardized Unstand. Standardized


Parameter Estimate SE Estimate Estimate SE Estimate

Structural paths

Pubertal age → Early −.21 .04 −.26*** −.16 .04 −.18***


sex 

Behavioral disinhibition .33 .10 .21** .33 .05 .32***


→ Early sex 

Family management → −.41 .19 −.11* −.14 .14 −.05

745
SSDP sample RHC sample

Unstand. Standardized Unstand. Standardized


Parameter Estimate SE Estimate Estimate SE Estimate

Early sex 

School bonding → Early .11 .16 .04 −.08 .16 −.02


sex 

Antisocial peers → Early .52 .16 .18*** .62 .11 .29***


sex 

Child of teen parent → .15 .15 .04 .30 .18 .07+


Early sex 

Male → Early sex  .68 .14 .25*** −.48 .12 −.19***

White → Early sex  - - - −.04 .12 −.01

Black → Early sex  .27 .44 .09 - - -

746
SSDP sample RHC sample

Unstand. Standardized Unstand. Standardized


Parameter Estimate SE Estimate Estimate SE Estimate

Asian → Early sex  −.56 .55 −.17*** - - -

Native → Early sex  .48 .78 .08 - - -

Free lunch → Early .19 .19 .07 .36 .11 .14**


sex 

Older cohort → Early - - - −.36 .11 −.14**


sex 

Treatment → Early −.45 .18 −.16** −.02 .11 −.01


sex 

Pubertal age → Early −.03 .03 −.05 −.03 .02 −.04

747
SSDP sample RHC sample

Unstand. Standardized Unstand. Standardized


Parameter Estimate SE Estimate Estimate SE Estimate

alcohol use 

Behavioral disinhibition .16 .05 .12** .20 .04 .20***


→ Early alcohol use 

Family management → −.33 .16 −.10* −.50 .10 −.17***


Early alcohol use 

School bonding → Early −.30 .14 −.13* −.34 .12 −.10**


alcohol use 

Antisocial peers → Early .31 .13 .12* .56 .08 .27***


alcohol use 

Child of teen parent → −.13 .13 −.04 −.25 .13 −.06*


Early alcohol use 

748
SSDP sample RHC sample

Unstand. Standardized Unstand. Standardized


Parameter Estimate SE Estimate Estimate SE Estimate

Male → Early alcohol −.10 .10 −.04 −.16 .08 −.07*


use 

White → Early alcohol - - - −.05 .09 −.02


use 

Black → Early alcohol −.44 .75 −.17 - - -


use 

Asian → Early alcohol −.75 .85 −.27 - - -


use 

Native → Early alcohol −.26 3.26 −.05 - - -


use 

749
SSDP sample RHC sample

Unstand. Standardized Unstand. Standardized


Parameter Estimate SE Estimate Estimate SE Estimate

Free lunch → Early −.28 .35 −.12 .19 .08 .08*


alcohol use 

Older cohort → Early - - - −.20 .07 −.08**


alcohol use 

Treatment → Early .04 .15 .02 .04 .08 .02


alcohol use 

Early sex → Lifetime 1.65 .34 .34*** 1.62 .33 .31***


sex partners 

Early alcohol use → .65 .29 .11* .41 .25 .08+


Lifetime sex partners 

750
SSDP sample RHC sample

Unstand. Standardized Unstand. Standardized


Parameter Estimate SE Estimate Estimate SE Estimate

Pubertal age → Lifetime −.04 .17 −.01 −.10 .15 −.02


sex partners 

Beh. disinhibition → .76 .33 .10* .61 .22 .11**


Lifetime sex partners 

Family management → −.16 .77 .01 .28 .56 .02


Lifetime sex partners 

School bonding → −.34 .57 −.03 .29 .64 .02


Lifetime sex partners 

Antisocial peers → Li  .62 .66 .04 .67 .46 .06


fetime sex partners

751
SSDP sample RHC sample

Unstand. Standardized Unstand. Standardized


Parameter Estimate SE Estimate Estimate SE Estimate

Child of teen parent → .69 .63 .04 1.69 .74 .07*


Lifetime sex partners 

Male → Lifetime sex 1.47 .55 .11** .12 .46 .01


partners 

White → Lifetime sex - - - −.46 .45 −.03


partners 

Black → Lifetime sex −.52 1.18 −.04 - - -


partners 

Asian → Lifetime sex −.77 1.36 −.05 - - -


partners 

752
SSDP sample RHC sample

Unstand. Standardized Unstand. Standardized


Parameter Estimate SE Estimate Estimate SE Estimate

Native → Lifetime sex −.42 3.78 −.01 - - -


partners 

Free lunch → Lifetime −.43 .66 −.03 .31 .42 .02


sex partners 

Older cohort → Lifet  - - - −.99 .44 −.08*


ime sex partners

Treatment → Lifetime .59 .82 .04 .03 .41 .00


sex partners 

Early sex → Sex under .21 .09 .24** .05 .07 .06
the influence 

753
SSDP sample RHC sample

Unstand. Standardized Unstand. Standardized


Parameter Estimate SE Estimate Estimate SE Estimate

Early alcohol use → Sex .01 .08 .01 .19 .05 .20***
under the influence 

Pubertal age → Sex .00 .04 .00 −.02 .03 −.03


under the influence 

Beh. disinhibition → Sex .18 .07 .13** .18 .04 .20***


under the influence 

Family mgmt. → Sex −.19 .15 −.05 .08 .10 .03


under the influence 

School bonding → Sex .10 .13 .04 −.06 .13 −.02


under the influence 

754
SSDP sample RHC sample

Unstand. Standardized Unstand. Standardized


Parameter Estimate SE Estimate Estimate SE Estimate

Antisocial peers → Sex .30 .14 .12* .21 .09 .11*


under the influence 

Child of teen parent → −.04 .14 −.01 .19 .14 .05


Sex under the infl. 

Male → Sex under the .39 .13 .16** −.14 .09 −.06
influence 

White → Sex under the - - - .08 .09 .03


influence 

Black → Sex under the −.11 .57 −.04 - - -


influence 

755
SSDP sample RHC sample

Unstand. Standardized Unstand. Standardized


Parameter Estimate SE Estimate Estimate SE Estimate

Asian → Sex under the −.77 .64 −.26 - - -


influence 

Native → Sex under the −.16 2.56 −.03 - - -


influence 

Free lunch → Sex under .00 .26 .00 −.11 .08 −.05
the influence 

Older cohort → Sex - - - −.25 .08 −.11**


under the influence 

Treatment → Sex under .08 .18 .03 −.11 .08 −.05


the influence 

756
SSDP sample RHC sample

Unstand. Standardized Unstand. Standardized


Parameter Estimate SE Estimate Estimate SE Estimate

Lifetime sex partners → .05 .01 .27*** .04 .01 .21***


STI diagnosis 

Sex under the influence .09 .08 .09 .14 .06 .13*
→ STI diagnosis 

Early sex → STI .14 .09 .15 .17 .09 .18*


diagnosis 

Early alcohol use → STI .10 .07 .09 .02 .06 .02
diagnosis 

Pubertal age → STI −.01 .04 −.01 .00 .04 .00


diagnosis 

757
SSDP sample RHC sample

Unstand. Standardized Unstand. Standardized


Parameter Estimate SE Estimate Estimate SE Estimate

Beh. disinhibition → STI −.15 .09 −.10+ .03 .06 .03


diagnosis 

Family management → −.17 .19 −.05 −.18 .14 −.06


STI diagnosis 

School bonding → STI −.19 .13 −.08 .17 .17 .05


diagnosis 

Antisocial peers → STI .31 .15 .12* −.02 .12 −.01


diagnosis 

Child of teen parent → −.05 .15 −.02 .12 .17 .03


STI diagnosis 

Male → STI diagnosis  −.71 .15 −.29*** −.92 .12 −.37***

758
SSDP sample RHC sample

Unstand. Standardized Unstand. Standardized


Parameter Estimate SE Estimate Estimate SE Estimate

White → STI - - - −.07 .12 −.03


diagnosis 

Black → STI .41 .15 .15** - - -


diagnosis 

Asian → STI −.01 .23 .00 - - -


diagnosis 

Native → STI −.10 .89 −.02 - - -


diagnosis 

Free lunch → STI .25 .14 .10+ .10 .11 .04


diagnosis 

759
SSDP sample RHC sample

Unstand. Standardized Unstand. Standardized


Parameter Estimate SE Estimate Estimate SE Estimate

Older cohort → STI - - - .21 .11 .09*


diagnosis 

Treatment → STI −.24 .20 −.10 −.11 .10 −.04


diagnosis 

Correlational paths

Early alcohol use ↔ −.01 .08 −.01 .21 .06 .21***


Early sex 

Sex under the infl. ↔ 1.56 .29 .27*** 2.53 .24 .44***
Lifetime sex partners 

+
p < .10,
*
p<.05,
**
p<.01,
***
p<.001

760
Appendix 2
Model variable intercorrelations

Lifet Sex Earl


ime Lifet unde y Fam Scho Tee Fre Old
STI ime r alco Ear ily ol Antis Pube n e er
diag part influ hol ly Mg bon ocial rtal Mal par Whi Bla Asi Nati lunc coh Treat
nosis ners ence use sex mt. ding peers age BD e ent te ck an ve h ort ment

1. - .36*** .26*** .17** . −.16 −.19* .30*** −.16* .14* −.15 .12* n/a . −.22 .00 .14** n/a −.19*
Lif 35*** ** * * ***
27** ***

*
eti
me
STI
dia
gno
sis

2. .36*** - .47*** . . −.13 −.18* .28*** −.14* . . .10** n/a .07+ −.21 .03 −.05 n/a −.05
Lif 21*** 45*** *** ** **
33*** 23*** ***

eti
me
part
ner
s

3. .29*** .60*** - . . −.15 −.16* .34*** −.11* . . .08+ n/a . −.35 .04 −.04 n/a −.05
Sex 18*** 45*** ** **
36*** 26*** 13** ***

und

761
Lifet Sex Earl
ime Lifet unde y Fam Scho Tee Fre Old
STI ime r alco Ear ily ol Antis Pube n e er
diag part influ hol ly Mg bon ocial rtal Mal par Whi Bla Asi Nati lunc coh Treat
nosis ners ence use sex mt. ding peers age BD e ent te ck an ve h ort ment

er
infl
uen
ce

4. .16*** .25*** .30*** - .15** −.15 −.26* .21*** −.09* . .01 −.04 n/a −.0 −.28 .01 −.19 n/a −.02
*** ** *
Ear 26*** 7+ *** ***

ly
alc
oho
l
use

5. .35*** .44*** .29*** . - −.22 −.20* .44*** −.31* . . . n/a . −.30 .09+ .08+ n/a −.22**
Ear 38*** *** ** **
42*** 28*** 19*** 24** ***

*
ly
sex

6. −.11* −.13* −.15* −.35 −.24 - .34*** −.28** −.01 −.20 −.11 −.02 n/a .04 −.08 .00 −.08 n/a .14**
** ** *** *** * *** *** * *
Fa
mil
y

762
Lifet Sex Earl
ime Lifet unde y Fam Scho Tee Fre Old
STI ime r alco Ear ily ol Antis Pube n e er
diag part influ hol ly Mg bon ocial rtal Mal par Whi Bla Asi Nati lunc coh Treat
nosis ners ence use sex mt. ding peers age BD e ent te ck an ve h ort ment

mg
mt.

7. −.01 −.11* −.17* −.30 −.20 . - −.24** .09* −.23 −.13 −.02 n/a −.0 . .01 .08* n/a .20***
** ** *** ***
Sch 43*** * *** ***
1 21***
ool
bon
din
g

8. .09* .28*** .31*** . . −.41 −.40* - −.08* . . . n/a . −.19 .00 .09* n/a −.10*
Ant 44*** 44*** *** **
46*** 17*** 16*** 26** ***

*
iso
cial
pee
rs

9. −.11* −.14* −.10* −.09 −.26 .03 .03 −.11** - −.15 .12** −.11 n/a −.0 . −.01 −.01 n/a .01
** ** *** * *** **
Pub 7* 14***
erta
l

763
Lifet Sex Earl
ime Lifet unde y Fam Scho Tee Fre Old
STI ime r alco Ear ily ol Antis Pube n e er
diag part influ hol ly Mg bon ocial rtal Mal par Whi Bla Asi Nati lunc coh Treat
nosis ners ence use sex mt. ding peers age BD e ent te ck an ve h ort ment

age

10. .13** .32*** .32*** . . −.24 −.26* .49*** −.11* - . .05 n/a .04 −.22 .05 −.06 n/a .00
BD 35*** 46*** *** ** **
15*** ***

11. −.37* .03 .02 .08* −.05 −.06 −.13* .27*** .04 . - .02 n/a .00 .04 −.07 −.05 n/a −.03
** + **
Ma 26*** +

le

12. .09* .11*** .06 −.04 .11* .06+ .02 .02 −.04 .03 −.04 - n/a . −.11 −.03 . n/a −.16**
Tee 22** **
13***
*
n
par
ent

13. −.05 −.05 .03 −.03 −.04 .03 −.06+ −.04 .06+ .05+ .03 −.01 - n/a n/a n/a n/a n/a n/a
Wh
ite

14. n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a - −.31 −.14 . n/a −.10*

764
Lifet Sex Earl
ime Lifet unde y Fam Scho Tee Fre Old
STI ime r alco Ear ily ol Antis Pube n e er
diag part influ hol ly Mg bon ocial rtal Mal par Whi Bla Asi Nati lunc coh Treat
nosis ners ence use sex mt. ding peers age BD e ent te ck an ve h ort ment

***
Bla 27***
ck

15. n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a - −.13 . n/a .07
Asi 16***
an

16. n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a - .06 n/a .07
Nat
ive

17. .11* .12*** .01 .08* . .01 .09** .09** −.04 .01 .00 . −.19 n/a n/a n/a - n/a −.01
Fre 19*** 11*** ***

e
lun
ch

18. .01 −.11* −.10* −.07 −.12 .03 .02 .02 .02 .07* .04 −.08 .01 n/a n/a n/a −.08 - n/a
* * * ** * *
Old
er
coh

765
Lifet Sex Earl
ime Lifet unde y Fam Scho Tee Fre Old
STI ime r alco Ear ily ol Antis Pube n e er
diag part influ hol ly Mg bon ocial rtal Mal par Whi Bla Asi Nati lunc coh Treat
nosis ners ence use sex mt. ding peers age BD e ent te ck an ve h ort ment

ort

19. −.08+ −.01 −.04 .03 −.03 −.05 −.07* .01 .02 −.02 .04 −.03 .00 n/a n/a n/a −.10 −.04 -
**
Tre
atm
ent

View it in a separate window


Note.
+
p < .10,
*
p < .05,
**
p < .01,
***
p < .001
Correlations for the SSDP dataset are presented above the diagonal. Correlations for RHC are below the
diagonal

Appendix 2
(please see table in original paper, link provided at bottom of article
Model variable intercorrelations

766
Lifet Sex Earl
ime Lifet unde y Fam Scho Tee Fre Old
STI ime r alco Ear ily ol Antis Pube n e er
diag part influ hol ly Mg bon ocial rtal Mal par Whi Bla Asi Nati lunc coh Treat
nosis ners ence use sex mt. ding peers age BD e ent te ck an ve h ort ment

1. - .36*** .26*** .17** . −.16 −.19* .30*** −.16* .14* −.15 .12* n/a . −.22 .00 .14** n/a −.19*
Lif 35*** ** * * ***
27** ***

*
eti
me
STI
dia
gno
sis

2. .36*** - .47*** . . −.13 −.18* .28*** −.14* . . .10** n/a .07+ −.21 .03 −.05 n/a −.05
Lif 21*** 45*** *** ** **
33*** 23*** ***

eti
me
part
ner
s

3. .29*** .60*** - . . −.15 −.16* .34*** −.11* . . .08+ n/a . −.35 .04 −.04 n/a −.05
Sex 18*** 45*** ** **
36*** 26*** 13** ***

und
er
infl
uen

767
Lifet Sex Earl
ime Lifet unde y Fam Scho Tee Fre Old
STI ime r alco Ear ily ol Antis Pube n e er
diag part influ hol ly Mg bon ocial rtal Mal par Whi Bla Asi Nati lunc coh Treat
nosis ners ence use sex mt. ding peers age BD e ent te ck an ve h ort ment

ce

4. .16*** .25*** .30*** - .15** −.15 −.26* .21*** −.09* . .01 −.04 n/a −.0 −.28 .01 −.19 n/a −.02
*** ** *
Ear 26*** 7+ *** ***

ly
alc
oho
l
use

5. .35*** .44*** .29*** . - −.22 −.20* .44*** −.31* . . . n/a . −.30 .09+ .08+ n/a −.22**
Ear 38*** *** ** **
42*** 28*** 19*** 24** ***

*
ly
sex

6. −.11* −.13* −.15* −.35 −.24 - .34*** −.28** −.01 −.20 −.11 −.02 n/a .04 −.08 .00 −.08 n/a .14**
** ** *** *** * *** *** * *
Fa
mil
y
mg
mt.

768
Lifet Sex Earl
ime Lifet unde y Fam Scho Tee Fre Old
STI ime r alco Ear ily ol Antis Pube n e er
diag part influ hol ly Mg bon ocial rtal Mal par Whi Bla Asi Nati lunc coh Treat
nosis ners ence use sex mt. ding peers age BD e ent te ck an ve h ort ment

7. −.01 −.11* −.17* −.30 −.20 . - −.24** .09* −.23 −.13 −.02 n/a −.0 . .01 .08* n/a .20***
** ** *** ***
Sch 43*** * *** ***
1 21***
ool
bon
din
g

8. .09* .28*** .31*** . . −.41 −.40* - −.08* . . . n/a . −.19 .00 .09* n/a −.10*
Ant 44*** 44*** *** **
46*** 17*** 16*** 26** ***

*
iso
cial
pee
rs

9. −.11* −.14* −.10* −.09 −.26 .03 .03 −.11** - −.15 .12** −.11 n/a −.0 . −.01 −.01 n/a .01
** ** *** * *** **
Pub 7* 14***
erta
l
age

769
Lifet Sex Earl
ime Lifet unde y Fam Scho Tee Fre Old
STI ime r alco Ear ily ol Antis Pube n e er
diag part influ hol ly Mg bon ocial rtal Mal par Whi Bla Asi Nati lunc coh Treat
nosis ners ence use sex mt. ding peers age BD e ent te ck an ve h ort ment

10. .13** .32*** .32*** . . −.24 −.26* .49*** −.11* - . .05 n/a .04 −.22 .05 −.06 n/a .00
BD 35*** 46*** *** ** **
15*** ***

11. −.37* .03 .02 .08* −.05 −.06 −.13* .27*** .04 . - .02 n/a .00 .04 −.07 −.05 n/a −.03
** + **
Ma 26*** +

le

12. .09* .11*** .06 −.04 .11* .06+ .02 .02 −.04 .03 −.04 - n/a . −.11 −.03 . n/a −.16**
Tee 22** **
13***
*
n
par
ent

13. −.05 −.05 .03 −.03 −.04 .03 −.06+ −.04 .06+ .05+ .03 −.01 - n/a n/a n/a n/a n/a n/a
Wh
ite

14. n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a - −.31 −.14 . n/a −.10*
***
Bla 27***
ck

770
Lifet Sex Earl
ime Lifet unde y Fam Scho Tee Fre Old
STI ime r alco Ear ily ol Antis Pube n e er
diag part influ hol ly Mg bon ocial rtal Mal par Whi Bla Asi Nati lunc coh Treat
nosis ners ence use sex mt. ding peers age BD e ent te ck an ve h ort ment

15. n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a - −.13 . n/a .07
Asi 16***
an

16. n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a - .06 n/a .07
Nat
ive

17. .11* .12*** .01 .08* . .01 .09** .09** −.04 .01 .00 . −.19 n/a n/a n/a - n/a −.01
Fre 19*** 11*** ***

e
lun
ch

18. .01 −.11* −.10* −.07 −.12 .03 .02 .02 .02 .07* .04 −.08 .01 n/a n/a n/a −.08 - n/a
* * * ** * *
Old
er
coh
ort

19. −.08+ −.01 −.04 .03 −.03 −.05 −.07* .01 .02 −.02 .04 −.03 .00 n/a n/a n/a −.10 −.04 -

771
Lifet Sex Earl
ime Lifet unde y Fam Scho Tee Fre Old
STI ime r alco Ear ily ol Antis Pube n e er
diag part influ hol ly Mg bon ocial rtal Mal par Whi Bla Asi Nati lunc coh Treat
nosis ners ence use sex mt. ding peers age BD e ent te ck an ve h ort ment

**
Tre
atm
ent

View it in a separate window


Note.
+
p < .10,
*
p < .05,
**
p < .01,
***
p < .001
Correlations for the SSDP dataset are presented above the diagonal. Correlations for RHC are below the
diagonal

Results
Both study samples were gender-balanced, but participants in SSDP were racially and
ethnically more diverse (47% Caucasian versus 75% in RHC; Table 1). Over half of
participants (52%) in SSDP received free or reduced-price lunch in fifth to seventh grade,
whereas this was true for 38% of RHC participants. Approximately one third (36.7%) of
SSDP participants, but only 17.9% of RHC youth reported early sexual initiation (before
age 15), but by ages 24/25, a fifth of each sample had self-reported an STI. In SSDP, the
STI rate was 32.5% for early initiators of sex compared to 16.6% later initiators
(Pearson’s χ2 p<.001); rates in RHC were comparable (34.4% vs. 15.8%; p<.001).

Table 1
Characteristics of study samples

772
Self-report measure SSDP RHC
N = 808 n (%) reporting > 0 N = 1040 n (%) reporting > 0
behaviors or mean (SD) behaviors or mean (SD)

Demographic variables

Women  39 (49.0%) 492 (47.3%)

White  381 (47.2%) 783 (75.3%)

African American  207 (25.6%) 36 (3.5%)

Native American  43 (5.3%) 24 (2.3%)

Asian/Pacific Islander  177 (21.9%) 70 (6.7%)

Mixed  - 127 (12.2%)

Treatment condition  156 (19.3%) 562 (54.0%)

Received free lunch  423 (52.4%) 395 (38.0%)

773
Self-report measure SSDP RHC
N = 808 n (%) reporting > 0 N = 1040 n (%) reporting > 0
behaviors or mean (SD) behaviors or mean (SD)

Child of a teen parent  127 (15.7%) 96 (9.2%)

Model variables

Sexually transmitted 176 (21.8%) 199 (19.1%)


infection 

Sex under the influence  446 (32.9%) 442 (42.5%)

Early sexual initiation  295 (36.5%) 186 (17.9%)

Early alcohol use † 2.04 (1.68) 1.31 (1.41%)

No. of lifetime sexual 7.93 (6.61) 7.94 (6.58)


partners †*

Pubertal age † 12.48 (1.63) 12.76 (1.45)

Behavioral 1.81 (.86) 2.90 (1.21)

774
Self-report measure SSDP RHC
N = 808 n (%) reporting > 0 N = 1040 n (%) reporting > 0
behaviors or mean (SD) behaviors or mean (SD)

disinhibition †

Family management † 3.50 (.38) 3.31 (.42)

School bonding † 2.93 (.50) 3.24 (.36)

Antisocial peers † .01 (.45) .00 (.59)

Note.
*
Number of lifetime sexual partners capped at 20. At age 24, 94% of all participants in SSDP and RHC
reported at least one sexual partner.

mean (SD).

In probit regression analyses, early sexual debut was associated with increased risk of
STI, with “baseline” betas of .33 in SSDP and .37 in RHC (Table 2). In both samples,
lifetime number of sex partners, behavioral disinhibition, early alcohol use, sex under the
influence, and antisocial peers were also associated with increased risk of STI. Older
pubertal age and higher levels of family management and school bonding were associated
with decreased risk.

Table 2
Baseline beta coefficients reflecting association of individual predictors of STI, adjusted
for demographics a

775
SSDP RHC
βb βb

Pubertal age −.10* −.08+

Early sex .33*** .37***

Lifetime number of sexual partners .39*** .36***

Behavioral disinhibition .14** .23***

Early alcohol use .20** .20***

Sex under influence .27*** .30***

Family management −.17*** −.14**

School bonding −.17** −.07

Antisocial peers .25*** .20***

a
Analyses adjusted for gender, ethnicity, SES, treatment condition, being the child of a teen parent, and
cohort (RHC only)
b
Unexponentiated standardized beta coefficients from probit regression analyses

776
Note.
+
p < .10,
*
p < .05,
**
p < .01,
***
p < .001

The model testing Hypothesis 1 using SSDP data is shown in Figure 1a. Results indicated
that, consistent with expectations, earlier puberty predicted earlier sexual debut (β= −.30),
which in turn predicted a higher number of partners (β=.41). The effect of early sexual
debut on STI diagnosis (β=.20) remained, but was substantially attenuated from the
“baseline” relationship in Table 2 (Δβ=.13) by number of sexual partners, suggesting
partial but not complete mediation.

Figure 1

Models testing Hypotheses 1–3 in SSDP dataset


Note. *p < .05, **p < .01, ***p < .001. Coefficients in the models are partial standardized
betas. All models are saturated, such that all dependent variables are regressed onto all
model predictors. Where lines are not drawn, the relationships are nonsignificant at p < .
05 level. All variables controlled for gender, childhood SES, ethnicity, and being the
child of a teen parent. In Figure 1c, correlations between Family management (A),
Antisocial peers (B), and School bonding (C) are as follows: AB = −.29***, BC =
−.22***, AC = .36***.

777
The second hypothesis examined whether behavioral disinhibition drives risky behaviors
like early sex, early alcohol use, and sex under the influence, which then results in STI
acquisition (Figure 1b). Although we expected overlap between early sex and early
alcohol use (bivariate correlation r=.15, p<.01; Appendix 2), after including behavioral
disinhibition in the model, the two were no longer significantly related. Behavioral
disinhibition predicted greater likelihood of both early sexual debut (β=.34) and early
alcohol use (β=.22), and was directly related to having more sex while under the
influence (β=.17). However, behavioral disinhibition did not predict STI directly, nor did
it completely explain the relationship between early sex or early alcohol use and STI, as
demonstrated by the continued presence of direct links between these factors (βearly sex=.26;
βalcohol use=.16) and STI. Early sex predicted more sex under the influence (β=.27). Both
early sex and early alcohol use were related to greater likelihood of STI, although the
effect of both was somewhat attenuated from “baseline” effects (Δβ=.07, .04,
respectively). Thus, results were somewhat consistent with Hypothesis 2 in showing that
behavioral disinhibition increased risk-taking behavior; however, behavioral disinhibition
did not appear to explain much of the link between early sexual initiation and STI.
The model for Hypothesis 3 (Figure 1c) showed that environmental antecedents played a
role in increasing the likelihood of early sex and early alcohol use, but did not directly
predict STI. Having antisocial peers had the strongest effect on increased risk of early sex
(β=.28) and alcohol use (β=.17). Family management appeared to buffer engagement in
early sex (β= Δ.12) and early alcohol (β= Δ.11), and school bonding protected against
early alcohol use (β= Δ.14). Partially consistent with Hypothesis 3, having antisocial
peers was linked with greater likelihood of having sex under the influence (β=.15).
Notably, after accounting for environmental antecedents, early alcohol use no longer
predicted STI. The relationship between early sexual debut and STI remained (β=.21),
although it was moderately attenuated from the “baseline” relationship (Δβ=.12).
A final model examining the relative contribution of all of the predictors was tested in
SSDP and replicated in the RHC dataset (Figures 3–4). Overall, the omnibus models
integrated and supported findings from Hypotheses 1, 2, and 3. The strongest predictor of
STI diagnosis was the number of sexual partners, a finding that was replicated in both
SSDP (β=.27) and RHC (β=.21) studies. Consistent with Hypothesis 1, the effect of early
sex was completely mediated through number of sexual partners in SSDP, whereas in
RHC, a significant, although attenuated effect remained (β=.18; Δβ=.19). The effect of
behavioral disinhibition on increased risky behavior in adolescence and in young
adulthood tested by Hypothesis 2 was replicated in both models. Consistent with
Hypothesis 2, the effect of behavioral disinhibition on STI was indirect through early
sexual initiation, sex under the influence, and number of lifetime partners. The alcohol-
specific pathway from early alcohol use, to sex under the influence, to STI was evident
only in RHC. Finally, Hypothesis 3 regarding early environmental predictors’ effects on
adolescent risk was replicated in both samples. Additionally, in SSDP, the presence of
antisocial peers directly predicted STI diagnosis.

778
Figure 3

Replication model. Childhood and adolescent predictors of STI infection at age 24 in


RHC
Note. + p < .10, *p < .05, **p < .01, ***p < .001
Coefficients in the models are partial standardized betas. The model is saturated, such
that all dependent variables are regressed onto all model predictors. Paths that are
marginally significant at p < .10 are only shown (as dashed lines) when significant
in Figure 2. All variables controlled for gender, childhood SES, ethnicity, and being the
child of a teen parent.

Discussion
The current study examined three mechanisms that may explain the link between early
sexual initiation and STI: number of sexual partners, behavioral disinhibition, and
environmental antecedents. In accordance with the first mechanism, accounting for
lifetime number of sexual partners completely explained the relationship between early
sexual debut and STI in one dataset and significantly attenuated the relationship in the
other. In the second mechanism, behavioral disinhibition, although not directly related to
STI diagnosis, predicted all the other risk factors for STI, suggesting it is a common
driver of risk. Similarly, family, school, and peer environments were linked to risk
behaviors, and (in SSDP) antisocial peers had a direct effect on STI diagnoses in addition
to the effect on the risk behaviors.
Our observation that behavioral disinhibition appeared to drive sexual and alcohol-related
risk behavior is consistent with prior findings showing that childhood behavioral
disinhibition is related to adolescent risk behaviors, including those that are and are not
sexual in nature [37, 38]. The absence of a direct relationship between behavioral
disinhibition and STI diagnosis suggests that individual risk traits operate through
intervening behaviors, such as having sex with multiple partners or under the influence of
drugs and alcohol. Behavioral disinhibition has been linked to a number of other risk
behaviors [e.g., delinquency 22], and interventions that successfully moderate the
influence of this trait, if incorporated into STI prevention strategies, could have broad

779
effects on risk behaviors in general, beyond risky sex. For example, some broad universal
interventions have been shown to have STI effects, especially among higher risk youths
[28].
Results also supported the hypothesis that environmental antecedents in family, peer, and
school domains are related to early sex and other risk behaviors leading to STI
acquisition. The consistent links between having antisocial peers in childhood and each
of the risk behaviors, with paths following through to STI diagnoses in young adulthood
in SSDP, is consistent with Henry and colleagues’ [39] observation that adolescent peer
attitudes influenced sexual risk behavior in young adulthood. However, the pathways for
family and school influences were not as consistently strong and not all links were
observed in both studies. These effects may operate indirectly through behavioral
disinhibition and antisocial peers. Altogether, findings suggest that factors earlier in life
strongly influence STI risk, and interventions at younger ages may have long-term effects
in preventing sexual risk behaviors and subsequent STI.
Over and above individual or environmental factors, lifetime number of sex partners
remained the strongest and most consistent predictor of STI. However, given the complex
influences on this behavior, prevention messages focusing solely on partner reduction are
unlikely to be successful. Nevertheless, lifetime number of sex partners may be an
excellent measure of the efficacy of interventions designed to mitigate the effect of
behavioral disinhibition or antisocial peer influences on risky sexual practices.
The strengths of the current study include the longitudinal design and the ability to test
mediators at different developmental stages. Testing the model for replication in another
longitudinal study further strengthened the findings. Although the samples differed in
ethnic and socioeconomic diversity and were over a decade apart, the uniformity of
results speaks to the stability of the findings. Nevertheless, there are also limitations.
First, STI diagnosis was self-reported; respondents may have elected not to report
diagnoses and youth who were never tested may have had undetected STI. Second, we
could not determine with precision the proximity of some risk factors to STI acquisition.
While this limits determination of temporal sequence for some risk factors (e.g., sex
under the influence; factors measured after sexual debut), the temporal sequence between
behavioral disinhibition and environmental influences in childhood is clear. Finally, the
influences on sexual risk behavior and STI are numerous and our examination was not
comprehensive. Future studies should examine other mediators, such as peer sexual
behavior and family attitudes toward sex among others, which are likely to affect sexual
behavior and STI acquisition.
In conclusion, our results suggest that programs aimed at delaying sexual initiation
through promoting abstinence until marriage may miss important intervention targets that
can be addressed through a broader, social-developmental approach to preventive
intervention. For example, self-regulation training may decrease early sexual initiation, as
may strengthening family management. Indeed, prevention programs that have been most
successful at reducing risky sexual practices have taken multi-pronged approaches,
focusing on contraception and STD education and also addressed other risk behaviors,
such as substance use [40]. The current study shows that the sexual risk behaviors that
lead to STI are affected by multiple childhood and adolescent processes. Prevention

780
programs must address the larger social-developmental risk and protective factors in
addition to the proximal causes to successfully reduce sexual risk behavior and STI.

Figure 2
Please see orginal article using link provided at end of document.

Implications and Contribution


Early sexual initiation has been linked with sexual risk behavior and sexually transmitted
infection (STI). In these analyses, behavioral disinhibition, family management, and
antisocial peers influenced the relationship between early sex and STI. Addressing
multiple early risk factors, rather than early sexual initiation, may more effectively reduce
rates of STI.
Go to:

Acknowledgments
Funding for this study was provided by grants from the National Institute on Drug Abuse
(NIDA; R01DA009679; R01DA024411; R01DA08093) and by grant 21548 from the
Robert Wood Johnson Foundation. The authors gratefully acknowledge SSDP and RHC
panel participants for their continued contribution to the longitudinal studies. We also
acknowledge the SDRG Survey Research Division for their hard work maintaining high
panel retention, and the SDRG editorial and administrative staff for their editorial and
project support.
Go to:

Footnotes
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30. Kirby D. The impact of schools and school programs upon adolescent sexual
behavior. J Sex Res. 2002;39:27–33. [PubMed]
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health-risk behaviors by strengthening protection during childhood. Arch Pediatr Adolesc
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32. Catalano RF, Haggerty KP, Hawkins JD, Elgin J. Clinical manual of adolescent
substance abuse treatment. Arlington, VA: American Psychiatric Publishing; 2011.
Prevention of substance use and substance use disorders: Role of risk and protective
factors; pp. 25–63.
33. Bollen KA. Structural equations with latent variables. Oxford England: John Wiley &
Sons; 1989.
34. Muthén LK, Muthén BO. Mplus user’s guide. 4. Los Angeles: Muthén & Muthén;
1998–2007.
35. Haggerty KP, Fleming CB, Catalano RF, Harachi TW, Abbott RD. Raising Healthy
Children: examining the impact of promoting healthy driving behavior within a social
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36. Hawkins JD, Kosterman R, Catalano RF, Hill KG, Abbott RD. Promoting positive
adult functioning through social development intervention in childhood: long-term effects

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from the Seattle Social Development Project. Arch Pediatr Adolesc Med. 2005;159:25–
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37. Spitalnick JS, DiClemente RJ, Wingood GM, et al. Brief report: Sexual sensation
seeking and its relationship to risky sexual behaviour among African-American
adolescent females. J Adolesc. 2007;30:165–73. [PMC free article] [PubMed]
38. Hill KG, Hawkins JD, Bailey JA, et al. Person-environment interaction in the
prediction of alcohol abuse and alcohol dependence in adulthood. Drug Alcohol
Depend. 2010;110:62–69. [PMC free article] [PubMed]
39. Henry DB, Deptula DP, Schoeny ME. Sexually transmitted infections and unintended
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40. Kirby D. Abstinence, sex, and STD/HIV Education programs for teens: their impact
on sexual behavior, pregnancy, and sexually transmitted disease. Annu Rev Sex
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Source:- https://www.ncbi.nlm.nih.gov/pmc/articles/PMC3965628/

Exposure to Sexual Lyrics and Sexual


Experience Among Urban Adolescents
Brian A. Primack, MD, EdM, MS, Erika L. Douglas, MS, Michael J. Fine, MD,
MSc, and Madeline A. Dalton, PhD
Author information ► Copyright and License information ►
The publisher's final edited version of this article is available at Am J Prev Med
See other articles in PMC that cite the published article.

Abstract
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Introduction
Early sexual intercourse and the early progression of other sexual
behaviors are of concern because of their direct relationship to sexually
transmitted infections1–4 and costly, unwanted teenage pregnancies.4–
6
 Recent data indicate that one fourth of all female adolescents in the
U.S.—and one half of African-American female adolescents—have
sexually transmitted infections.7 More than 750,000 American
teenagers become pregnant each year,8 giving the U.S. one of the
highest rates of teenage pregnancy in the developed world.9

784
During the crucial adolescent years, young people in the U.S. are
exposed to 2.4 hours of music per day, or >16 hours per week.10 There
are few limits to this access to music; 98% of children and adolescents
live in homes with both radios and CD/MP3 players, and 86% of those
aged 8–18 years have CD/MP3 players in their bedrooms.10 These
figures have increased substantially over the past decade.10,11
More than one third of popular songs contain explicit or strongly
implied references to sexual activity,12 and there is strong theoretical
and initial empirical support that exposure to such media may lead to
early sexual activity.13,14 According to the social cognitive
theory,15 people learn not only by direct experience but also by
exposure to modeled and rewarded behavior, such as that represented in
popular music.15–17 Music is well known to connect deeply with
adolescents and to influence identity development, perhaps more so
than any other entertainment medium.13,18–20
References to sexual intercourse in popular music lyrics are generally
either degrading or nondegrading (Table 1). Degrading sex is defined
as sex that (1) is based only on physical characteristics and (2) contains
a power differential instead of being mutually
consensual.12,21,22 Degrading references constitute two thirds of all sexual
references in popular music,12 and in particular may promote early
sexual activity. This is because they may encourage youth to play out
the described roles (sex-driven male partner and acquiescent female
partner) rather than resolving their true desires and anxieties
surrounding sexual activity.14,21

Table 1
Examples of popular music lyrics describing degrading and
nondegrading sex

785
Initial reports suggest that those exposed to more-degrading sexual
references in popular music lyrics have greater odds of initiating sexual
experimentation at a younger age,21 but there is a need for replication of
these results using varied methodologies and populations. In particular,
these findings should be confirmed among African-American and
socioeconomically disadvantaged populations. Although these
individuals are at greatest risk for the undesirable sequelae of early
intercourse,7 prior work in this area has not focused on these more at-
risk populations.21 Additionally, the measurement of exposure to
sexually oriented lyrics presents an important challenge for researchers.
Whereas prior work has measured exposure to sexual lyrics with
Likert-type checklists,21 it may be valuable to confirm those findings
when using more-intensive information—generated directly by students
—that is related to music exposure.
The purpose of this study was to determine if exposure to lyrics
describing degrading sex is independently associated with sexual
behavior in an urban, socioeconomically disadvantaged cohort of
adolescents, even when using an intensively generated assessment of
exposure to sexually descriptive lyrics. It was hypothesized that, for
both young men and women, exposure to lyrics describing degrading
sex in popular music would be independently associated with early
sexual experience. It also was hypothesized that exposure to lyrics
describing nondegrading sex would not be significantly linked to prior
sexual experience.
Go to:

Methods
Design, Setting, and Participants
This cross-sectional analysis used baseline data from a randomized trial
comparing two different antismoking programs. For this study, all
students enrolled in ninth-grade health classes at three large high
schools located in urban, low-income areas of Pittsburgh PA completed
a survey in 2006 and 2007 (n=857). Overall, approximately 50% of
students at these schools are African American; more than half of

786
students receive free or reduced-cost school lunches, and the student
body is equally divided by gender.

Sample
Of the 894 students who were eligible during the first 2 years of data
collection (i.e., they were ninth-grade health students in one of the three
target schools during that time), 857 (96%) completed the survey. Of
those, 711 had complete exposure data (i.e., at least one of their three
favorite artists performed one of Billboard magazine’s top songs during
the years 2005–2006). This represented 80% of those eligible. The final
sample contained 54% female students and 56% African-American
students. The average age was 15.0 years (SD=0.8; range: 13–18; Table
2).

Table 2
Sample characteristics by ever having had intercourse

Procedures
The study was approved by the University of Pittsburgh IRB. Students
provided assent on computer terminals, and parents were informed
about the survey and were offered the opportunity to refuse
participation. Students entered all information directly onto computer
terminals in school computer laboratories. In the few instances when
there were not sufficient computer terminals, students used paper
copies of the survey. They did not enter their names or any other
unique identifiers.

Measures

787
Independent variables: exposure to lyrics describing degrading
and nondegrading sex
Students reported (1) the number of hours per day that they listen to
music and (2) their favorite musical artists. Students were asked to
estimate separately their exposure to popular music on weekdays,
Saturdays, and Sundays, because prior research demonstrates that these
exposures can be very different from one another.10,11 Through a
detailed content analysis,12,23 the percentage was calculated of each
artist’s most popular songs that contain lyrics describing degrading sex.
An exposure score for lyrics describing degrading sex was then
computed by multiplying each student’s hours of music exposure by
the percentage of his or her favorite artist’s songs that contain lyrics
describing degrading sex. Finally, that score was divided into tertiles:
low exposure, medium exposure, and high exposure. Students reported
in order their three favorite artists, whose names they typed in blank
spaces (i.e., they did not select from a list). If a first-choice favorite
artist was not represented in the database of top popular artists, then the
second- or third-choice favorite was used as necessary.
A similar algorithm was used to estimate exposure to lyrics describing
nondegrading sex. However, such exposure could not be divided into
tertiles, because only 20% of the sample chose favorite artists who sang
about nondegrading sex. This was expected for two reasons: these
artists are less popular among young people, and, compared with songs
portraying degrading sex, far fewer songs are produced that portray
nondegrading sex.12 Thus, to estimate exposure to lyrics describing
nondegrading sex, a dichotomous variable was developed to distinguish
those songs with lyrics describing nondegrading sex and those without.
Methods for the content analysis have been previously described in
detail.12,23 In brief, two coders independently analyzed for sexual
material the top 535 songs from 2005 and 2006 according
to Billboard magazine’s year-end charts. If there were multiple song
versions (e.g., edited or explicit), the version that Billboard magazine
reported had the greatest exposure was the one coded. First, the coders
used a dichotomous variable to indicate if sexual intercourse—defined
for this analysis as penile–vaginal sex, penile–anal sex, or oral sex—

788
was either explicit or implicit. Then, a separate variable was used by
each coder to classify songs with sexual activity as either degrading or
nondegrading. Table 1 contains examples of degrading and
nondegrading sexual references. According to the Landis and Koch
framework24 for κ values, initial coders had moderate agreement on
sexual intercourse (κ=0.46) and substantial agreement on degrading
versus nondegrading sexual intercourse scores (κ= 0.71).24 After an
iterative process of adjudication, additional training, and codebook
clarification, coders agreed on all final codes.
Dependent variables: sexual behavior
Sexual behavior was measured in two ways. First, a dichotomous
measure indicated whether the participant had ever had sexual
intercourse (yes versus no). For the survey, sexual intercourse was
defined as when a boy puts his penis in a girl’s vagina. A validated
scale was also used to measure an adolescent’s progression along a
noncoital sexual continuum.25 The adolescent received a score of 0 if he
or she had never kissed; 1 if he or she had kissed only; 2 if he or she
had “made out” (defined for the participant in parentheses as kissed for
a long time); 3 if the respondent had touched breasts or had breasts
touched; 4 if he or she had touched genitals or had genitals touched;
and 5 if he or she had given or received oral sex.25
Covariates
Data were collected on a number of sociodemographic characteristics
that have been related to sexual intercourse in prior studies. These
included age, gender, race, maternal education, and grades. Items were
also included from validated scales measuring two dimensions of
authoritative parenting,26 sensation seeking,27 and rebelliousness.28 All
covariates are listed in Tables 2 and and33.

789
Table 3
ORs for sexual experience based on exposure to lyrics describing
degrading sex

Analysis
Descriptive analyses were used to summarize sample characteristics
across sexual outcomes. Multivariable analyses were used to assess
associations between independent variables (exposure to lyrics
describing degrading and nondegrading sex) and sexual behavior
(intercourse and, for those who had not had intercourse, progression
along a noncoital sexual continuum). Logistic regression was used for
the dichotomous variable (intercourse), and ordered logistic regression
was used for the ordered categorical outcome (noncoital sexual
continuum). By definition, analyses related to the noncoital sexual
continuum involved only participants who did not report prior sexual
intercourse (n=475). The primary multivariable models controlled for
all covariates that had bivariate relationships with the outcome at or
below the threshold of p<0.15. Additionally, to determine the
robustness of results, all logistic regression analyses were conducted
using stepwise backward regression, and all analyses were conducted
using the independent variable (exposure to lyrics describing degrading
sex) as continuous rather than categorical. For the analyses involving
the ordered categorical outcome (noncoital sexual continuum), the
proportional odds assumption was tested, and it was not violated.29
In multivariable analyses, possible interactions between exposure to
lyrics describing degrading sex and age, gender, and race were tested.
Participants with missing data were not included in the analysis. For all
analyses, a two-tailed α of 0.05 was used to define significance.
Analyses were conducted in 2008.
Go to:

Results
Participants were exposed to an average of 31.0 hours of popular music
per week (SD=21.1) and an estimated 14.7 hours each week of songs
with lyrics describing degrading sex (SD=17.0). Thirty percent (n=216)

790
of the 711 participants had previously had sexual intercourse. Higher
exposure to lyrics describing degrading sex, older age, male gender,
African-American race, lower grades, higher sensation seeking, and
higher rebelliousness were all associated with having had sexual
intercourse (Table 2). However, higher exposure to lyrics describing
nondegrading sex was not associated with intercourse (p=0.67). The
475 participants who had not had sexual intercourse reported a range of
behaviors, with most at the stage in which they had touched breasts or
had breasts touched. Higher exposure to lyrics describing degrading sex
was associated with progression along the noncoital sexual continuum
(p=0.01). However, exposure to lyrics describing nondegrading sex
was not associated with progression along the noncoital sexual
continuum (p=0.76).
In analyses that controlled for all covariates that had bivariate
relationships with the outcome at or below the threshold of p<0.15,
exposure to lyrics describing degrading sex was independently
associated with both sexual outcomes (Table 3). Compared to those in
the lowest tertile, those with the most exposure to lyrics describing
degrading sex had greater odds for having had sexual intercourse
(OR=2.07; 95% CI=1.26, 3.41). Likewise, compared to those in the
lowest tertile, those with the most exposure to lyrics describing
degrading sex had greater odds for having progressed further down the
noncoital sexual continuum (OR=1.88; 95% CI=1.23, 2.88).
However, exposure to lyrics describing nondegrading sex was not
significantly related to either sexual outcome. Those with exposure to
such lyrics did not have significantly higher adjusted odds of having
been sexually active (OR=1.15; 95% CI=0.70, 1.89) or having
progressed along the noncoital sexual continuum (OR=1.44; 95%
CI=0.94, 2.22).
In the models presented in Table 3, other factors independently
associated with intercourse included older age, male gender, African-
American race, lower maternal education, lower grades, higher
sensation seeking, and higher rebelliousness. Only male gender,
sensation seeking, and rebelliousness were independently associated
with progression along the noncoital sexual continuum in these
multivariable analyses.

791
There were no significant interactions between exposure to degrading
sexual lyrics and age, gender, or race in any of the multivariable
models. All results were similar when analyses were conducted with
stepwise backward logistic regression and when exposure to lyrics
describing degrading sex and exposure to lyrics describing
nondegrading sex was modeled as a continuous variable.
Go to:

Discussion
This study demonstrates that, among this sample of young adolescents,
high exposure to lyrics describing degrading sex in popular music was
independently associated with higher levels of sexual behavior. In fact,
exposure to lyrics describing degrading sex was one of the strongest
associations with sexual activity in these models. In contrast, exposure
to lyrics describing non-degrading sex in popular music was not
associated with greater risk of sexual activity in any of the models.
These findings build on those of previous studies13,30 suggesting that
exposure to sex in media messages may be a risk factor for early sexual
progression. Specifically, these results support previous findings21 that
exposure to lyrics describing degrading sex in particular may be a
stronger risk factor for early sexual progression than exposure to lyrics
describing nondegrading sex. It is instructive that this study’s results
were similar to those in the other studies,13,21,30 despite this sample’s
having a greater percentage of African-American and
socioeconomically disadvantaged participants and its using a more-
intensive algorithm to estimate exposure to lyrics describing degrading
and nondegrading sex.
Although music lacks the visual elements of film and television, there
are reasons why references in popular music may be as potent in
relationship to sexual behavior. First, exposure to popular music is
rapidly increasing, whereas exposure to films is much lower, and
exposure to television is decreasing.10 Also, music is known to be
highly related to personal identity, and young people often model
themselves after musical figures in terms of dress, behavior, and
identity.20,31,32 Further studies with rigorous methodology will be

792
necessary to more carefully determine the relative potency of exposure
to lyrics describing sex (both degrading and nondegrading) in music.
The relationship between exposure to lyrics describing degrading sex
and sexual experience held equally for both young men and women,
which is consistent with the social cognitive theory.15 Lyrics describing
degrading sex tend to portray sex as expected, direct, and
uncomplicated. Such descriptions may offer scripts that adolescents
feel compelled to play out, whether they are cast in the role of either the
female or the male partner. However, lyrics describing nondegrading
sex may portray more of the complications and complexities of sexual
activity, making it less likely that young people will simply and blindly
imitate what they hear. Similarly, repeated exposure to lyrics describing
degrading sex in music may desensitize individuals to real-life violence
and power differentials related to sex. This possibility is consistent with
prior studies15,33–35 showing that media messages containing sexual
aggression toward women tend to desensitize both men and women to
real-life sexual aggression.
These findings may have implications for sexual health education.
Given that exposure is common to lyrics describing degrading sex (>14
hours each week), sexual health lessons in school and in the community
are likely to be dwarfed in young people’s minds by the lessons they
learn through the lyrics’ representations of sex. It may be useful for
health educators, health professionals, curriculum designers, parents,
and community-group leaders to become familiar with the messages
that young people receive about sex in their music, so that they can
more effectively counter these messages. Innovative interventions and
creative techniques are needed to encourage young people to think
critically about the veracity of the sex-related messages they receive in
their media and to understand the consequences of early sexual
behavior. One way of doing this may be to include more media literacy
—whereby young people learn to analyze and evaluate media
portrayals of sex—in sexual health education.36–38
It will be important to evolve research in this area to maintain pace with
technologic advancement; for example, MP3 players now have video
capability. This study focused only on lyrics. Although it is likely that
those exposed to lyrics describing degrading sex similarly are exposed

793
to images depicting it, there may be value for future analyses to more
carefully assess the relationship between audio and visual messages.
This study was limited by its cross-sectional design. The associations
found between measures of music exposure and sexual behavior do not
imply causality. Although it is theoretically plausible that media
exposure precedes sexual behavior, it is also possible that engagement
in sexual behavior causes young people to seek out media with
particular sexual messages. Thus, longitudinal research is needed to
more completely explore these associations. This effort was also
limited in that the estimated exposure to lyrics describing degrading sex
was based on only one favorite artist. It is possible that an adolescent’s
favorite artist does not represent total exposure, either because the
adolescent lacks access to that artist’s music (for financial or other
reasons) or because the adolescent listens to a wide variety of music.
However, because adolescents generally listen to a narrow range of
musical genres,10 it is likely that the content of an adolescent’s favorite
artist is largely representative of his or her overall exposure. Finally, it
should be noted that the coding of elements such as sexual behavior can
be subjective. For this reason, this study employed a complex coding
methodology and ensured that inter-rater agreement was adequate.
In summary, adolescents are heavily exposed to lyrics describing
degrading sex in popular music, and this exposure is associated with
early sexual experience among them in an urban population of youth at
high risk for risky sexual behavior. These results provide further
support for the need for additional research and educational
intervention in this area.
Go to:

Acknowledgments
Dr. Primack is supported in part by a Physician Faculty Scholar Award
from the Robert Wood Johnson Foundation; a career development
award from the National Cancer Institute (K07-CA114315); and a grant
from the Maurice Falk Foundation. The authors would like to thank
Steven Martino, PhD, for his editorial input and his assistance with
study design. Dr. Primack had full access to all the data in the study

794
and takes responsibility for the integrity of the data and the accuracy of
the data analysis.
Go to:

Footnotes
No financial disclosures were reported by the authors of this paper.

Go to:

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Source:- https://www.ncbi.nlm.nih.gov/pmc/articles/PMC3008595/

Teenage sexual behaviour: attitudes towards and


declared sexual activity.
Burack R1.
Author information
Abstract
Although the teenage pregnancy rates in the UK are falling in the 16 to 19 year old range,
they are still rising in the 13 to 15 year olds. Overall, they remain one of the highest within
Western Europe. Teenagers continue to present a challenge to the health services due to
the increase in their sexual risk taking behaviour, the earlier age at which they are starting
sexual activity and a reluctance to utilise services available to them. In an attempt to develop
current services and make them more 'user friendly', a sexual health needs assessment was
carried out on teenagers, part of which looked at their attitudes towards risk taking sexual
behaviour and their declared sexual behaviour. A quantitative survey, using a questionnaire
in schools, was answered by 1500 pupils aged between 13 and 18 years old, and showed
that the majority of teenagers had declared some form of sexual contact with a partner with a
degree of sexual activity increasing with age. Twenty per cent of 13 year olds reported that
they had already had either full or oral sexual intercourse with a partner. Feeling peer
pressure, not knowing the facts about sexual risk taking and a declared intent that would
increase the likelihood of putting themselves or others at risk sexually were significantly more
likely in the younger teenage boys surveyed. This study confirms that there remain many
different factors involved in teenagers' decision-making processes, about their developing
attitudes towards sex and their resultant behaviour. Despite a lack of maturity, such opinions
and attitudes are bringing about definite views and sexual behaviour patterns in teenagers
as young as 12 or 13 years old who are becoming fully sexually active. In particular teenage

798
boys are becoming fully sexually active at a younger age than the girls and are taking risks in
doing so. They are being influenced by peer pressure, condoning promiscuity and are
declaring the intent to practice unsafe sexual intercourse. Their level of maturity would
appear to be inadequate for them to comprehend the implications and consequences of their
actions. This study has shown a need for developing adequate education and provision of
sexual health services for teenagers, particularly for teenage boys, and that this may go
some way in helping to address the imbalances found.

PIP:
A needs assessment conducted by the Barking and Havering Health Authority (England)
focused on the sexual attitudes and behaviors of British adolescents. 1500 young people 13-
18 years old completed a questionnaire. 78% of respondents reported some form of sexual
contact with a partner and 23% had experienced sexual intercourse. 38% of male
respondents and 11% of females indicated that their peers pressured them to regard sex as
the most important thing in a relationship. 10% of teens indicated they would be
embarrassed to suggest condom use to a partner and 37% were concerned about appearing
clumsy when using a condom. 23% of males and 9% of females claimed they would be
willing to have sexual intercourse without use of a condom, despite awareness of the risks
involved. Sexually active youth under 16 years old were significantly less likely to use
condoms than their older counterparts. Although these findings suggest that teenage boys
are at especially high risk of sexual promiscuity and non-use of contraception, service
provision remains focused on teenage girls.

Source:- https://www.ncbi.nlm.nih.gov/pubmed/10023100

Tutorial: Impulsiveness / Disinhibition

WHAT IS IMPULSIVENESS?

An individual who is impulsive has difficulty inhibiting strong responses, desires, or emotions,
stopping an ongoing activity, and inhibiting competing responses during delays or quiet times in
activities. Everybody has trouble inhibiting impulses from time to time – certainly anybody who
has ever been on a diet recognizes impulse-control problems as the powerful force that they
can be. Young children are perhaps the best example of impulsiveness or lack of inhibition.
Toddlers, for example, explore everything in their environment regardless of danger to
themselves or vulnerability of what they are exploring. Their environment needs to be strictly
controlled to keep them safe and under control.

Adequate impulse control implies that an individual is able to control observable behavior, as
well as thoughts and emotions. Individuals who are impulsive have difficulty inhibiting their
emotions and have difficulty quieting their emotions when they occur. For example, a student

799
who lacks impulse control may react to teasing from others with anger followed by
uncontrolled escalating anger. These poorly controlled inner emotions then easily lead to
poorly controlled, impulsive reactive behavior.

Individuals who are impulsive also have difficulty controlling their impulsive thinking. These
impulsive thoughts lead to “one-stop shopping” in academic work. For example, a student may
respond to a teacher’s question or test item with the first thought that enters her mind, only
to belatedly consider the long-term outcomes of the approach taken.

Impulse control problems can lead to many other difficulties. For example, impulsive
individuals have difficulty formulating goals (other than immediate goals), creating plans to
achieve the goals, and implementing the plans. They often have difficulty deferring
gratification, accepting some small immediate reward rather than waiting for a larger pay-off.
They often have severe organizational problems, both organizing their things (e.g., items in
their desk at school) and organizing their thoughts. Their expressive language – spoken and
written – might be rambling and disconnected, with no logical order. They may have a weak
sense of time, not recognizing, for example, that the test on Friday is coming quickly, requiring
action now.

Attention deficit hyperactivity disorder (ADHD) is one of the most common disability diagnoses
in childhood. The most highly regarded theory of ADHD, advanced by Russell Barkley, is that
impulse control problems – difficulties inhibiting emotions, thoughts, and behaviors – lie at the
core of the disorder. Impulse control problems lead to other problems with self-regulation: (1)
difficulty regulating emotions, arousal, and motivation, (2) difficulty organizing thoughts and
behavior, (3) difficulty directing oneself with internal speech, and (4) difficulty holding items
in mind long enough to reflect on them (working memory).

WHY IS IMPULSIVENESS IMPORTANT FOR MANY STUDENTS AFTER TBI?

Many students with TBI had a pre-injury diagnosis of ADHD. It may have been their
impulsiveness or high activity level that placed them at risk for their injury. These children
typically experience an increase in their ADHD symptoms after the injury.

However, even without a pre-injury diagnosis of ADHD, many students with TBI have symptoms
very similar to those with a diagnosis of ADHD. They have difficulty inhibiting thoughts,
emotions, and behaviors; they are disorganized in their thinking and acting; they have
difficulty regulating themselves with self-talk, and they have difficulty modifying their
behavior in response consequences (rewards and punishments). These problems are associated
with damage to the frontal lobes. Students with impulse-control problems appear to be
immature relative to their age and relative to their other abilities.

WHAT ARE THE MAIN THEMES IN INSTRUCTION AND SUPPORT FOR STUDENTS
WHO ARE IMPULSIVE?

Understanding the problem

As always, the first task for teachers and parents is to correctly understand the problem. If
neuropsychological testing or systematic real-world exploration reveals impulse-control
problems related to the brain injury, then the following intervention and support options
should be considered.

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Pharmacologic Intervention

The psycho-stimulant medications often used with students with ADHD may be useful for
students with impulse control symptoms after TBI. However, thoughtful consideration of all
brain injury related environmental control strategies and other types of medications should be
considered prior to a decision to treat the ADHD-like symptoms with medications.

Environmental Control Strategies

A. “Child Proofing” Strategies: Much of the intervention for students who are impulsive is
environmental, that is, teachers and parents control the environmental events outside of the
student to reduce the likelihood of negative impulsive behavior. These environmental controls
can be understood as aspects of “child proofing” the environment, much as one “child proofs”
the environment for the safety of a toddler. These environmental modifications should be
understood as analogous to the ramps, lifts, and the like needed for people in wheelchairs.
Carefully organizing the environment is not “coddling” the student, but rather implementing a
procedure based on recognition of a genuine neurological need. In a school setting, child
proofing the environment has the following components:

1. Childproof the physical environment: Make sure the students are not exposed to dangerous
situations; make sure that they are not overly tempted by readily accessible and highly
desirable things that predictably distract them from the task at hand or elicit impulsive or
negative behavior.

2. Childproof the activity environment: Make sure that the students are capable of doing all
that is expected and requested of them. If the adult is the student’s collaborator (i.e., partner
or team member – versus tester or drill master), then the student will always be better able to
complete the task. This approach can lead to students becoming more independent as they
gain competence and confidence in completing a given activity.

3. Childproof the social environment: Make sure that students are with other students with
whom the are reasonably compatible. Prevent social interactions that are threatening or cause
agitation. Make sure that informed and supportive adults are with the students during
predictably difficult times and tasks.

4. Childproof the expectation environment: Make sure that expectations for the student’s
performance and participation are appropriately adjusted relative to abilities, stressors,
moods, illness, tough times, and the like. For example, parents of two-year olds try hard to
make these adjustments – and it is important in school as well, in the case of students who are
particularly immature in self-regulation.

5. Childproof the known stressors, such as transitions and changes in routine: Students with
impulse-control weakness have difficulty handling transitions (even apparently simple
transitions from, say, snack back to work) and expected as well as unexpected changes in
routine. Try to insulate the student from such identified stressors by careful planning and
providing needed preparation and special support during transitions and at times of change in
routine.

B. Behavior Management Strategies: Several critical behavior management guidelines apply to


children who have impulse-control problems.

1. Reliance on “Antecedent Control” Rather than Consequences of Behaviors: Students who


are significantly impulsive do not respond effectively to behavior management systems that

801
rely on consequences. There are two reasons for this ineffectiveness in students with TBI. First,
the student’s impulses typically over-ride any behavior management associations that have
been created by previous rewards and punishments. Second, the part of the brain that enables
humans to control their impulses (“orbito-prefrontal cortex”) is the same part of the brain that
enables humans to learn from consequences or benefit from feedback. Therefore, behavior
management systems that rely on learning from consequences predictably fail for these
students. The student might “know what to do”, but nevertheless not do it. That is,
impulsiveness creates a breakdown between knowing and doing.

Teachers and parents should not frustrate themselves and the student by relying on
consequences to effectively shape the behavior of these students. The golden rule should be “a
pound of prevention for every ounce of reaction.” [See   Tutorials on Positive Behavior
Supports; Behavior Management: Prevention Strategies]

2. Immediate Consequences: If consequences are used in the management of behavior, the


consequences need to be immediate since (1) the student’s attention and self-control problems
may make it impossible to control behavior in anticipation of a distant reward and (2) the
student’s impairments in memory may limit longer term recall of impulsive behaviors. It is
unreasonable, for example, to expect an impulsive student to change behavior with the threat
of losing free time later in the week or at the end of the day. The time delay is too great for
this to have an impact. Among other problems, the student’s weak orientation to time and
long-term memory difficulties render these consequences relatively useless.

3. Obvious “Salient” Consequences: If consequences are used in the management of


behavior, they should be clear, obvious, and immediate. For example, tangible rewards would
be more likely to have an impact than verbal praise alone. For students who are both impulsive
and hyperactive, activity rewards – being allowed to engage in special physical activity – should
be used liberally.

4. “A Pound of Positive for Every Ounce of Negative”: When consequences are used in


behavior management, adults should try to ensure that the consequences are largely rewards
for positive behavior versus punishments for negative behavior. For example, students should
receive intense praise for raising their hands as opposed to punishment (e.g., losing points) for
talking out of turn. Emphasis on the negative tends to breed greater negativity and a growing
sense of self as incompetent. It has been shown that public reprimands for negative classroom
behavior increase rather than decrease that behavior in the case of impulsive students.

C. Other Environmental Management Strategies: In addition to the five “child proofing”


strategies listed above, there are other environmental management strategies that might be
useful in preventing undesirable impulsive behaviors:

1. Well organized schedules and routines: Both at school and at home, schedules and routines
should be as consistent as possible. Schedules may need to be represented by ordered pictures,
or written words embedded into personal organizers. At home, the schedule should be
organized around homework, chores, family times (e.g., meals), and the like. Students who are
impulsive generally organize their behavior more effectively when the world around them is
organized effectively. At the same time, too much routine may cause boredom and impulsive
“novelty-seeking” activity for stimulation. Thus routines should be accompanied by adequate
reward activities, humor, and other forms of valued activities to prevent boredom.

2. Prompt Cards: Prompt cards reminding the student what to do and when to do it may be
needed as a substitute for the “voice in the head” reminder system that highly impulsive
students lack. These prompt cards can be controlled by the adult (teacher or parent) or
controlled by the student as a system of self-cuing.

802
3. Teacher-Directed Lessons: Learning activities in which the teacher plays an active role in
engaging the students are easier for impulsive students than quiet seat work or other student
directed activities. The more interesting the learning projects and materials, the better. When
self-directed seat work is required, teachers should check in regularly with impulsive students
to ensure that they remain on task. During lectures, ask the impulsive student questions as a
preset to listen for specific information.

4. Reasonably Fast-Paced Tasks and Redirection of the Student: Students who are impulsive
and distractable generally perform better when their tasks are fairly fast paced (consistent
with their processing abilities). Pauses, down times, and low stimulation times are often
occasions to drift off or engage in impulsive behavior. Directed refocusing is necessary when an
impulsive student becomes distracted during a task.

5. Clear, Repeated, and Pictured Instructions: Impulsive students tend also to be


disorganized. Very clear and repeated instructions are necessary. Instructions may also be
written and possibly also graphically represented (e.g., photos or symbols).

6. Breaking Large Tasks into a Series of Small Steps: Impulsive students easily get “lost” in
large tasks, resulting in an increase in off-task impulsive activity. The students do better with a
series of small tasks with clear markers of completion for each step.

7. Careful Maintenance of Topics: Impulsive, easily distracted students have difficulty


following disorganized conversations, lectures, and the like In classroom or home discussions,
teachers and parents should try to maintain topics rather than jumping from topic to topic.
Topic shifts should be clearly announced ahead of time. In group discussion, provide some sort
of physical “talking stick” that gets passed from speaker to speaker and indicates who should
be talking at any given time. This helps prevent talking out of turn. Parents and teachers need
to provide direct feedback to the student when he goes off topic and provide links back to the
original topic to help the student refocus.

8. Clear Transition Routines: [See   Tutorial on Transition Routines]

9. Appropriate Levels of Stimulation: Some students who are impulsive and easily distracted
do best in quiet, low stimulation environments. Other students may do better in more
stimulating environments since these students have more difficulty with the internal
distractions when placed in quiet environments. These student may attend and learn more
effectively in familiar, but more stimulating environments. Identifying the appropriate level of
stimulation may require some exploration.

10. Peer Interaction or Teacher’s Assistant Roles: It is often useful to engage impulsive
students positively with brief peer interaction activities during lessons or with teacher helper
activities.

11. Activity Breaks: Students who are impulsive are also often energetic, needing regular
physical activity. Transitions between activities are good times to engage in some sort of
physical activity to discharge energy and get ready for the next activity. Frequent breaks may
be useful. Impulsive students should be given structured physical activities to complete during
these breaks.

12 Choices: For students who are both impulsive and oppositional, ensuring that they have
some choices to make within their school and home routines is essential. Providing two or three
options to choose from is often helpful for these students.

803
13. Organization for Large Projects: Work with the student to map out large projects into do-
able steps, starting early and setting small deadlines towards task completion. Graphic
organizers are very helpful in allowing students to monitor their progress in completing agreed
upon tasks. [See   Tutorial on Organization; Graphic Organizers]

Student Self-Management Strategies: Change the Student Versus the


Environment

The long-term goals for all students are not simply compliance, attention to task, and efficient
learning. To be successful adults, students need to learn how to regulate their own behavior
and learning without ever-present adult support. They need to become self-regulated. Thus, in
addition to environmental strategies, home and school environments also need routines
designed to allow a gradual increase in the student’s responsibility for self-management or
self-regulation. As always, adults must thoughtfully identify appropriate expectations and
levels of responsibility that can be given to the student at any given time.

1. Self-Regulatory Routines/Scripts: See Self-Regulation/Executive Function Routines for


information about self-regulatory self-talk and the adult-child scripts of interaction that lead
to self-regulatory self-talk by the student. Of particular importance for impulsive students are
the “Ready/Not Ready” script and the general “Goal-Obstacle-Plan-Do-Review” (GOPDR) script.
A habit of asking “Am I ready?” helps to block impulsive decision making and behavior. The
general GOPDR script helps to create a habit of planful behavior as well as self-monitoring.

2. Self-Organized Tasks: Starting in the early elementary years and extending through high
school, adults should engage students in collaboratively breaking large tasks into parts that can
be organized effectively. Gradually over time the responsibility for organizing tasks should be
turned over to the student. Logging of steps to complete each project should be written in an
organizer and reviewed with the student to help the student gain confidence in organizing and
following through on component steps in a project.

3. Self-Imposed Deadlines: As with general organization of their tasks and activities, impulsive
students should increasingly be given responsibility for creating small deadlines for when the
steps in a task need to be accomplished. An organizer can be used to monitor the steps that
need to be accomplished and their completion of the steps.

4. Self-Monitoring Systems: Both at home and at school, adults should help impulsive students
to create and use self-monitoring systems. These systems include checklists for keeping track
of homework or household chores and organizers for long term tasks. [See   Tutorial
on Self-Monitoring.]

5. Self-Stimulating Activities That Do Not Disturb Others: Impulsive students who are also
hyperactive tend to be physically active and may move or create disturbances for other
students. However, movements may be necessary for the impulsive student to remain focused.
Thus movement activities need to be identified that do not disturb others. For example,
tapping a pencil that has a foam cover on the eraser end may satisfy the active student without
bothering others.

6. Self-Imposed “Cool Down”: Many students who are impulsive have difficulty controlling
their emotions. Thus they may become over-emotional in school, leading to aggressive or other
challenging behaviors. These students need help recognizing the first signs of rising emotion or
agitation (called “triggers”), and learn to gradually take responsibility for then removing
themselves from the potentially difficult situation. Many schools create opportunities for “self-

804
time-out” for these students. Initially, parents and teachers may need to be more active in
alerting a student about their rising emotions and recommend “cool-down time” for the
student.

Written by Mark Ylvisaker, Ph.D. with the assistance of Mary Hibbard, Ph.D. and Timothy
Feeney, Ph.D.

Source:-
http://www.projectlearnet.org/tutorials/impulsiveness_disinhibition.html

LEARNet
A program of the Brain Injury Association of New York State, and funded by the Developmental Disabilities Planning Council.

Copyright 2006, by
The Brain Injury Association of New York State
10 Colvin Avenue, Albany, NY 12206 - Phone: (518) 459-7911 - Fax: (518) 482-5285

805
Decreasing Impulsive Behaviors in
the Classroom Elem
ADHD in School: Self-Control
and Focus
 Behaviors that are rewarded tend to re-occur.
 Reward and Promote Self-Control, never reward impulsivity.
 Students with ADHD tend to act impulsively, not thinking about the
consequences first.

Dealing With Impulsive


Behaviors in ADHD Students
One of the hallmarks of children with attention deficits is the tendency to act
impulsively (acting before thinking through the ramifications of behavior).
Behaviorally, this manifests itself in a lack of understanding of cause and effect.
Research also suggests that these students can often verbalize the rules in place
for behavior but have difficulty internalizing them and translating them into
thoughtful behavior. Difficulties in delaying gratification also add to the
impulsivity. Some clinicians believe that this behavioral disinhibition (poor
regulation and inhibition of behavior), rather than their ability to pay attention, is
the primary manifestation of attention deficits and is more likely to discriminate
these children from others.

  By having students think “out loud” when they are problem solving, the
teacher will gain insights into their reasoning style and the process will slow
them down before they respond impulsively. This will provide information
about how they “see the world” and enable the teacher to begin to restructure
inaccurate perceptions. Train your student’s teachers and other adults how to
do this to provide an on going technique in the classroom setting, where
critical incidents often occur.
  Quite often, students will continue to have difficulty with certain types of
interactions on a regular basis; difficulty in taking turns, over interpreting
others’ remarks as hostile, personalizing others’ actions excessively, and

806
misreading social cues. With the help of your student, his teacher, and his
trusted peers, common problematic themes can be identified. Role play
hypothetical interactions involving these behaviors, preferably with supportive
peers, identifying and practicing positive alternative responses.
  Have your student practice these responses during the school day and
have him and others give you feedback on their success. Identifying critical
incidents that occur during the day will provide insights for program planning.
  The technique of “Stop Think Talk Do” is central to many cognitive
behavioral interventions for students with attentional teaches the student how
to “stop” before acting impulsively, “think” about the cause and effect
relationships of his intended behavior, “say” or verbalize to themselves or
others what they will do, and “do” the chosen behavior. Again, the purpose of
the technique is to slow down response.
  Encourage thoughtful responding and decrease impulsivity by waiting 10
to 15 seconds to receive responses during whole group instruction.
  Keep the classroom behavior rules simple and clear. Have the class agree
on what the rules should be. Define and review classroom rules each day.
Implement a classroom behavior management system. Actively reinforce
desired classroom behaviors.
  Use self monitoring and self reinforcement on task behavior during
independent work time. Use a kitchen timer to indicate periods of intense
independent word and reinforce the class for appropriate behavior during this
period. Start with brief periods (5 10 minutes) and gradually increase the
period as the class demonstrates success.
  When necessary, develop contracts with an individual student and her/his
parents to reinforce a few specific behaviors. Set hourly, daily, weekly, or
monthly goals depending on the reinforcement needs of the specific student.
Provide frequent feedback on the student’s progress toward these goals.
Provide a changing array of backup rewards or privileges so that students do
not “burn out” on a particular system. For example, students can earn tickets
for a daily or weekly raffle for the display of positive behavior.
  To improve out of the classroom behavior, allow the class to earn a reward
based on he compliments they receive on their behavior from other teachers,
lunchroom staff, playground aides and principals. Avoid giving the whole class
negative consequences based on the ADHD child’s behavior. The ADHD child,
as well as the whole class, can benefit from implementation of social skills
curriculum for the entire class.
  Modeling and requiring the children to use a systematic method of talking
through classroom conflicts and problems can be particularly valuable for the
ADHD child to implement this, teachers are referred to the literature on
cognitive behavioral approaches to developing the child’s self talk and problem
solving.
  Praise specific behaviors. For example, “I like how you wrote down all your
assignments correctly,” rather than “Good boy!” Use visual and auditory cues
as behavioral reminders. For example, have two large jars at the front of the

807
room, with one filled with marbles or some other object. When the class is
behaving appropriately, move some marbles to the other jar and let the
students know that when the empty jar is filled they can earn a reward.
  Frequently move about the room so that you can maximize you degree of
proximity control.
  When appropriate, give students choices about several different activities
that could choose to work on one at a time.
  With students who can be quite volatile and may initially refuse negative
consequences (such as refusing to go to time out), set a kitchen timer for a
brief period (1 2 minutes) after refusal has occurred. Explain to the child that
the child can use the two minutes to decide if she/he will go to time out on
her/his own or if more serious consequence must be imposed. Several
experienced teachers insist this method has successfully reduced the extent to
which they have had to physically enforce certain negative consequences with
students and seems to de escalate the situation.

DOUGLAS COWAN, PSY.D., MFT

Source:- https://addinschool.com/decreasing-impulsive-behaviors-adhd/

San Fran school wastes class


time teaching students the do’s
and dont’s of social media
DECEMBER 5, 2013
BY VICTOR SKINNER
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SAN FRANCISCO – Students at San Francisco’s Abraham Lincoln High School are learning
life lessons about social media.

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The school is using curriculum created by the non-
profit Common Sense Media to teach students about “disinhibition, reputation, and
anonymity” as it applies to their social media activities, KQEB reports.

“You want the kids in the homerooms to start thinking about what it means to be
disinhibited,” said Lincoln counselor Ian Enriquez, who led a one-day workshop on the social
media program.

(Note: “Disinhibited” is a high-brow way of saying “impulsive.”)

The idea is that students should learn that what they do online has consequences, and they
should think about what they’re posting, rather than acting impulsively.

“Enriquez, who counsels students on health, racism, homophobia, and other topics that
aren’t purely academic, believes the district should institute a mandatory social media
curriculum. Enriquez says cyberbullying and viral rumors have been a problem ever since
kids posted on that once-popular site MySpace,” KQEB reports.

“When I started at this high school 10 years ago, almost every school fight I was aware of
occurred because of something that happened in the virtual world,” Enriquez said.

Other area schools are already implementing semester-long courses on social media
etiquette, the news site reports.

Parents should ask themselves whether such coursework is really the wisest use of school
time. It seems obvious students have a limited amount of time in the classroom each day,
and most schools are already struggling as it is to educate students on core subjects like
math, science, and language arts.

And data shows teachers are having a hard time with the basics. The Program for
International Student Assessment released results for 2012 this week that show U.S. 15-
year-olds continue to slide farther and farther behind their peers in other developed
countries.

809
With the national Common Core learning standards going into effect across the country,
many education advocates believe the problem will only get worse.

Even the local United Educators of San Francisco – the local teachers union – understands
there’s more important work to be done than educating students on how to behave online.

“All students should learn to swim, but should it be the school’s responsibility to teach them
swimming?” union president Dennis Kelly questioned, according to KQEB.

Source:- http://eagnews.org/san-fran-school-wastes-class-time-
teaching-students-the-dos-and-donts-of-social-media/

Teachers resign from an Upper Hutt school after being


sexually harassed by students



FAIRFAX NZ
St Patrick's College, Silverstream rector Gerard Tully informed parents on Thursday that two female
teachers who were filmed inappropriately by four year 9 boys had resigned. (File photo)

Two teachers have resigned from St Patrick's College, Silverstream, after being sexually harassed by
students, and it is understood that legal action is being taken.

A letter sent to parents of the Upper Hutt school from rector Gerard Tully on Thursday morning said the two
female staff members decided to resign as a result of the "considerable distress" they experienced.

810
Four year 9 boys were suspended from the school in early March after filming the teachers inappropriately,
in a case the school described at the time as "most distressing".

SUPPLIED
Education Minister Hekia Parata said she understood legal action was being taken in respect to the case,
and that she would expect the school's board of trustees to be concerned. (File photo)

Education Minister Hekia Parata said on Thursday afternoon: "My understanding is that there is some legal
action in respect of this case, and I expect that the board of the school will be concerned, and will be taking
responsible measures." 

READ MORE:
* Year 9s at St Patrick's Silverstream suspended over sexual harassment of staff
* Suspension lifted for St Pat's Silverstream boys who filmed teachers inappropriately
Tully said in a statement: "As a result of the considerable distress experienced by two of our women staff
members from an incident of sexual harassment in February, they have each decided that they are unable
to continue employment at the college and have resigned.

"We acknowledge, with thanks, their dedication and work in our community. We remain committed to
developing within all our students the appreciation of, and respect for, the inherent dignity of each person.

"In our particular environment, this specifically includes the appropriate and respectful treatment of women
and girls."

A parent with a son at the school said the resignations were a terrible move, while the boys who harassed
the teachers remained at school.

"I am gutted that the school has shown our sons you can get away with sexually harassing their teachers."
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The boys' suspensions were lifted days later, and they were allowed to return to school.

811
Sexual abuse survivor and victim advocate Louise Nicholas said it sounded as if the teachers had been put
in a position in which "they felt they had to leave because of what their students had done".

She described the situation as a "hugely sad set of circumstances", and said the teachers' departure was a
massive loss to the school and the community.

If they had stayed, the women would have had to face almost daily the students who harassed them. "There
would be no trust in these children – they would feel extremely uncomfortable."

She hoped that, if they wanted to keep teaching, the women would find roles elsewhere, and that the
Ministry of Education would help with that.

At the time, Tully said the school's board of trustees discipline sub-committee had decided it was best the
boys remained at the school, and "affect positive change" by working with them.

New Zealand School Trustees Association (NZSTA) president Lorraine Kerr said she did not know the
details of the case, but board decisions were never taken lightly.

 There was a rigorous process that all boards needed to follow, including reporting back to the Ministry of
Education.

"What most boards try to do is the right thing by the students and the rest of the school. But we would hope
stand-downs, exclusions and expulsions are not used willy-nilly for boards to get rid of kids."

Schools should instead look at acknowledging why the students were in trouble in the first place, and think
about what they could do to help them, remembering they had an obligation to every other student in the
school. They also had an obligation to staff, Kerr said. 

Post Primary Teachers Association president Jack Boyle said while he could not speak to the facts of the
case, it was critical teachers were protected and supported while teaching. Schools also needed to be safe
places for students.

He said it would be an incredibly difficult situation for the school to be in, and he hoped the young people
involved had had the learning they needed following their actions. 
 - Stuff

Source:- http://www.stuff.co.nz/national/education/91545627/teachers-
resign-from-upper-hutt-school-after-being-sexually-harassed-by-
students

Teachers suffer sexual harassment


and rape threats from pupils as
young as SIX
By DAILY MAIL REPORTER 
UPDATED: 10:21 BST, 16 August 2010

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Schoolchildren as young as six are subjecting teachers to a shocking level of


sexual abuse - from leering and sexual comments to groping and threats of rape.

New figures reveal that hundreds of teachers have been touched inappropriately
or propositioned by pupils, and other reports say that children have fondled
themselves in class in a bid to embarrass or intimidate their teacher.

It comes as police reports reveal that children - also as young as six in some cases
- are being arrested for serious crimes including assault and battery and robbery.

The increasing incidence of children sexual harassing their teachers has been
highlighted in private logs kept by local councils, which have been made available
through the Freedom Of Information Act.

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Harassment: While the majority of classrooms are relatively trouble-free, new figures
show that teachers are being touched, threatened and intimidated

In the youngest case a six-year-old boy made sexual remarks to a 49-year-old


teacher  in the West Midlands, while an eight-year-old boy licked a teacher's leg
and grabbed her breast at a school in Cambridge.

A 16-year-old boy announced to his class in Scotland that he was going to rape his
teacher, while other female teachers have complained about being touched on the
bottom or breast - with one even saying that she was followed into the lavatory.

It is not always male pupils making sexual advances,

In one case a schoolgirl flashed her underwear at a male teacher and then
proceeded to 'massage herself in a sexual manner' in front of him.

These incidents were only recorded in 45 of the 206 local authorities, and
education experts fear the true level of sexual harassment is much greater.

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Shocking figures: Police say children younger that ten are committing serious crimes
(photo posed by models)

Police have revealed that children aged ten or younger have been arrested for
crimes including arson, assault and battery - including a six-year-old arrested for
robbery.

Figures released under the Freedom of Information Act by Bedfordshire Police


show 50 arrests of children aged ten or below since 2007.

Of the total arrests, 42 of the children were aged ten including a child arrested for
arson with intent to endanger life in 2008.

Another ten-year-old was arrested for being in possession of a knife or sharply


pointed article in 2008.

So far this year two ten-year-olds have been arrested for assault occasioning
actual bodily harm, one for breach of bail conditions and another for assault by
beating or battery.

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There have been a further three counts of theft charges this year involving the
arrests of two ten-year-olds and a nine-year old.

The youngest offender was a six-year-old arrested this year for robbery. A ten-
year-old was arrested in 2008 for the same offence.

The most common arrest since 2007 has been for criminal damage to property
valued under £5,000 where 11 children aged ten have been arrested.  

Three nine-year-olds and two ten-year-olds were arrested for breach of the peace
in 2008 and an eight-year-old was arrested in 2007 for an attempted theft from a
shop.   

The greatest number of arrests - 22 children - occurred in 2008.

The figures give no indication of the specifics of each case or how many children
were arrested.  A child under the age of ten cannot be prosecuted for a criminal
offence.

A spokesman for The Children's Society, which thinks the age of criminal
responsibility is too low, said they were campaigning for a new approach to justice
for children.

He said: 'We are calling on the Government to support the Youth Justice Board in
promoting a dedicated youth justice strategy for children and young people that
takes into account their special developmental needs and circumstances.

'We have particular concerns about cuts in local government spending which could
lead to the closure of innovative community schemes aimed at reducing youth
offending.'  

Read more: http://www.dailymail.co.uk/news/article-1303426/Teachers-suffering-sexual-harassment-rape-threats-pupils-young-
6.html#ixzz4eBiIlYWX 
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Source:- http://www.dailymail.co.uk/news/article-1303426/Teachers-suffering-sexual-harassment-rape-threats-pupils-young-
6.html

Examples of Student-to-Teacher Harassment in the


Traditional Classroom

816
Our survey asked respondents to describe conflicts they have had with students
within the past two years. Below is a sample of the numerous stories we
received. The text has been edited to avoid reference to specific persons or
institutions and to enhance clarity.

I had a very driven Asian male student in my class. He received a B+ on his


research paper. During exam week he came to my office, which was deserted
except for us. He demanded to know why he had a B+ for the course. We went
back and forth for nearly an hour. He said, 'Well, why is it that in my other
classes (math and science related courses) I'm getting Cs and Ds but I'm not
angry with those instructors?" I answered that possibly it was because he saw
those courses as more objective than [this one], but thinking it over later I
wondered whether it was because his other instructors were male, but I don't
know. At this point the student appeared very agitated and angry and I felt it
best to move to a standing position because of the way he was hovering almost
threateningly over me. . . . [As he was leaving the student] said, 'One of these
days I'm going to come back and I'm going to kill you.'

A very large male student was unhappy with his grade on a paper; he stood
very close to me, bent down close to my face, and proceeded to speak (yell)
loudly and threateningly. I very firmly told him that I would not discuss his
paper grade until the next class day when he had had a chance to think about
the paper and my comments. When he came to my office hours after the next
class day, he very firmly closed my office door (I usually leave it open) then
pulled his chair up close to mine. He was angry and attempting to blame me for
his grade--'you said you wanted . . .,' etc.

A male student tried to get me to change a grade on his essay by shouting,


insulting, and physically intimidating me by standing too close, leaning towards
me, and waving his arms. When I reported him to my supervisor and the
professor (male) spoke to the student, the student exhibited none of the above
behavior.

I've had one clear cut case of harassment from a male student who openly
resented the course content (we critiqued sexism in advertising, for example)
and announced his resentment of women. In a private conference with me, he
described his hatred of his mother, on whom he blamed all his problems, and as
he described his feelings he invaded my personal space, raised his voice, and
claimed he was so angry with me he could slap me.

I was teaching basic writing, an average class. I ran into a colleague who was
younger, shorter, quieter than myself. She said she had this student in her class

817
who was thoroughly obnoxious and sexist to her. She was going to have him
moved. The university moves students in these situations at the student's
convenience to another class at the same time. He ended up in my class. I
thought, I'm older, taller, more experienced, have a louder voice. I will deal w/
him better than she could. Boy, was I wrong. From day one this guy was
belligerent and obnoxious. His fellow students learned quickly to dislike him,
That was a mercy. He created in instant community in my class. I spoke to the
composition coordinator. He sent a male faculty member to speak to this guy
before my class one day. We both decided he needed to be called on the carpet
by someone other than me. He ignored my authority, so we sent someone we
thought he wouldn't ignore. It didn't help. I was ill one day and my husband
took my classes. This guy had the gall to make all sorts of sexual remarks and
jokes about me in class that day, until my husband announced that he was my
husband. Then this guy apologized profusely. What made things worse was that
he never turned in any work. He would come to my office and act like he had
been a bad son and beg my forgiveness-- this lasted for 3 weeks, until he
realized that I wasn't buying it. Then he became more belligerent in class.
Finally, I had a conference with him and I told him I was dropping him from
the class because he could only fail if he remained. The following morning
before class, he showed up at my office and begged my forgiveness. When I
refused, he got angry and threatened me. A teacher next door called the police
and then came out and announced that the police were on their way. He left.
The police suggested that they accompany me to class. They did. He was there.
They removed him. In a subsequent interview w/ the dean, he complained that I
hated men. The dean commiserated w/ him and explained that the university
was full of angry women, so he'd better keep his head down. There, that's my
story.

A male student called me "stupid" in class and told me, in front of other
students, that he only comes to class because I am pretty. The semester
culminated when he described an attack/rape of his English teacher.

A homework assignment from a student named 'Fu' was turned in, and in
another color somebody had added to his name 'ck (my name)'.

A group of young men continually gossiped together at the back of the class.
When I asked them to share it with the class, they laughed raucously. After
class, a female student told me they regularly discussed what I looked like
under my dress.

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A student wrote and handed in a journal entry that was sexually explicit and
directed specifically toward me (detailed what he would like to do with/to
various parts of my anatomy).

 While 60 percent of the female teachers who responded to our survey


described experiences with student-to-teacher harassment, many other
respondents said that they didn't believe student to teacher harassment could
happen because teachers had more "power" than students. Taking a brief look
at the official definition of sexual harassment, we can see why some may hold
to the perspective that those in a lower position of institutional authority have
no power to harass.

 
Source:- http://kairos.technorhetoric.net/2.2/coverweb/julia/holex.html

Teachers 'victims of sexist bullies in class'


· 'Horrible stories' in survey findings, says NUT 
· Young women begin to see it as norm, union tells MPs



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Lucy Ward, social affairs correspondent
Thursday 23 November 2006 00.35 GMT
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Silicon Valley

AI programs exhibit racial and gender biases, research reveals

Young women teachers are increasingly seen as "fair game" by some


pupils for sexual harassment including touching and innuendo,
according to a report to be published tomorrow.

A survey conducted by the National Union of Teachers finds that young


female teachers, in particular, are frequently confronted with sexist
language and bullying in school.

820
There is a growing trend for sexist language, leading to sexist bullying,
to "enter the mainstream", with girls and women "beginning to accept
sexist language as the norm", the study finds.

Guardian Today: the headlines, the analysis, the debate - sent


direct to you
 
Read more

Steve Sinnott, the NUT's general secretary, yesterday described the


findings of the survey as "pretty horrendous". Some of the sexist
language used by pupils was so bad that the report had used asterisks
rather than spell it out, he said.

Teachers had also told "horrible stories" of their experiences. The rise of
sexism in the classroom was not confined to boys harassing teachers or
female classmates, but also included the language used by girls to each
other and to women teachers, male teachers as victims, and sexist
behaviour within staffrooms.

According to the findings, "younger male and female teachers, in


particular, seem to be seen as 'fair game' to some pupils to touch, in
some cases, and to make sexual innuendo towards".

Details of the survey were included in a submission to an inquiry into


bullying in schools being conducted by the Commons education and
skills committee.

The union told MPs that, in contrast to racist and homophobic bullying,
sexist bullying is frequently ignored and minimised, even though
women make up more than two-thirds of the teaching workforce in state
schools.

Many women teachers reported "isolation and frustration at how hard it


is to challenge sexist language and bullying by pupils". There is no clear
guidance for schools from government or local authorities on how to
deal with sexist bullying between pupils or of staff, the union told MPs,
adding that women teachers are expected to put up with a high degree of
sexist behaviour and harassment.

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"Sexist messages" in the media made it harder for teachers to challenge


sexism, according to the submission.

The NUT warns that sexist language and bullying cannot be ignored in
the playground because they are often the foundation for violence
against women.

MPs investigating bullying, in the spotlight during the current anti-


bullying week, heard from a range of charities representing children and
parents that schools needed a clear anti-bullying policy which was
properly implemented.

MPs heard from the NUT that racist bullying "remains endemic in all
aspects of education", with targets influenced by changes in immigration
patterns and global politics, and Muslim pupils and staff suffering
"increasing levels of racism and racist bullying".

Caroline Day of Barnardo's told MPs that assumptions that racist


bullying involved white against black pupils were outdated, with conflict
now taking place between black and ethnic minority children, and
migrants from eastern Europe also being targeted.

"It is becoming more about your nationality than your colour or race,"
she said.

Shobha Das, deputy director of Sari (Support Against Racial Incidents),


said one 14-year-old mixed-race pupil faced such severe bullying that he
attempted to bleach his skin to whiten it.

Since you’re here …

… we have a small favour to ask. More people than ever are regularly
reading the Guardian, but far fewer are paying for it. Advertising
revenues across the media are falling fast. And unlike many news
organisations, we haven’t put up a paywall – we want to keep our
journalism as open as we can. So we think it’s fair to ask people who
visit us often for their help. The Guardian’s independent, investigative
journalism takes a lot of time, money and hard work to produce. But we
do it because we believe our perspective matters – because it might well
be your perspective, too.

822
If you regularly read and value our reporting, support us now and help
make our future much more secure.

Source:- https://www.theguardian.com/uk/2006/nov/23/pupilbehaviour.schools

Hot for Teacher: Rethinking Education’s Sexual


Harassment Policies

By: Michelle Miller  |  From the Oct-Nov 2011 Issue

Sexual harassment policies assume that teachers have power and


students don’t, argues Michelle Miller. Such policies risk outlawing
consensual relationships that are “delicious,  frightening, unruly” and
just might reflect the excitement, even eroticism, of learning.
In her compelling, if not totally agreeable, manifesto on school-
based sexual harassment policies, Jane Gallop reminds us that it
was feminists, not managers or administrators, who fought for
harassment to be made a political and professional issue, rather
than a personal problem. This fight was grounded in the
understanding that sexual harassment in the workplace
discriminates against women and other marginalized people on the
basis of their sex, race, and gender and inhibits their ability to do
their work, just as sexual harassment in the streets interferes with

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the ability to move freely and safely in the world. Gallop thus
clarifies the goals of sexual harassment policy in order to
challenge administrative concerns around teacher-student
relationships in a number of ways. Most important is that the
criminal nature of sexual harassment is not that it relates to sex or
to amorous or erotic relations, but that it is discrimination—the
unfair application of power used by someone against another.

Gallop’s book, Feminist Accused of Sexual Harassment, arose out


of her own experience as a university professor charged with
sexually harassing two female graduate students with whom she
had developed close and difficult relationships. She describes in
detail the history of her student-teacher sexual encounters, which
involved her sleeping both with teachers as a student, and with
students as a teacher. She reports these engagements as being
generally positive and reasonably friendly, arising out of mutual
desire for sex and intimacy rather than an abuse of power by the
teacher. Although she had ceased sleeping with students at the
time she was accused of sexual harassment, her teaching and
learning relationships had been, and continued to be, amorous,
personal and sexual. It seems, from Gallop’s telling, that for her
and her students, the close nature of these relationships was,
initially, personally and academically productive. One student’s
academic work, for example, involved writing love letters to a
fictional older woman teacher, certainly modelled at least in part
after her relationship with Gallop.

This book does not present the two students who accused Gallop
of harassing them as being upset because of the erotic
relationship they shared with their teacher, but rather because they
felt Gallop wasn’t giving them the feedback they desired and felt
they deserved. It was the withdrawal of her ability to please these
students pedagogically, rather than the structure of a relationship
with erotic pleasure in it, that troubled them. At least from Gallop’s

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perspective, this is a story about jilted lovers who manipulated
school-based sexual harassment policy to seek revenge for their
dissatisfaction with an unruly relationship. Gallop revels in the
amorous relationships she shared with these two students: she
describes a “spectacle” of a kiss she shared with one of them at a
bar after a conference. Simultaneously, she assures us that she
could not have sexually harassed these students, not because she
never slept with them but because she didn’t discriminate against
them. She argues exactly the opposite, in fact, that as a teacher
who is also a person, that far from sexually harassing these
women, she engaged in deeply personal relationships with them
both as students and as people. Each of the women (Gallop
included) was flawed, lonely, desirous, egotistical, nervous, excited,
and interested in working together academically. The decision to
work in intimate ways reflected Gallop’s commitment to feminist
pedagogy and the possibilities raised by women’s studies
education, rather than a hope for teacher-student seduction.

Reading about Gallop’s


experiences with her graduate students (who, she once remarked
in a joke that fell very flat, were her sexual preference) makes me
think about my own relationships with teachers. As a doctoral
student, I’ve never been theoretically against teacher-student
relationships and have watched as my friends seduced and were
seduced by professors both intellectually and sexually. One of my
closest undergraduate friends dated a professor for a number of

825
years, and although their relationship was at times professionally
and socially troubling (since it seemed inappropriate for her to
accompany him to faculty luncheons or for him to join us at
school-night keg parties), it would denigrate their very real
relationship to call it “harassment.” I’ve never dated a teacher (or,
now that I teach at a college, a student), although I recognize that
some of the ways I want my professors to love me (and some of
the ways my students want me to love them) reflect erotic desires
for knowledge and for close human relationships, which often end
up being rich and difficult.

In general, my teachers make me nervous. I worry about what I’m


going to wear when I’m going to see them. If I see them
unexpectedly, I feel flustered. I sometimes get feedback I hate, am
pushed to be better, and resent being told I’m not already good
enough. I often, embarrassingly, cry during meetings with them. I
want my work, which is about sexuality, desire, and literature, to
bring my teachers pleasure, and I feel frustrated when it doesn’t. I
want approval, of course, but I also want to please the brilliant
women I work with, the way their work pleases me. The point is not
that I have crushes on my teachers but that these crush-like
feelings become part of my academic work, part of the conditions
of my thinking and learning.

The crushes I feel for my teachers are related to the kinds of


crushes I have on my classmates and friends, crushes where I
want to stay up all night drinking beer and talking about things we
don’t quite understand, which delight us all the more for being
incomprehensible. Where we wonder what it might be like to grasp
difficult knowledge together and thrill when it seems that we might.
Where I wonder, in abstract ways, what it might be like to do this
thinking lying down, to put the theory together with the practice.
That scholarly relationships might become erotic, between
students and teachers or passionate thinkers and learners of any

826
position, seems natural—even unavoidable—to me. This doesn’t
always, or even often, mean there are sex acts involved but that
desire for knowledge is a very human type of desire. I usually fall
head over heels in a class, whether my infatuation is for a teacher,
a classmate, a text, or an idea. It’s these infatuations that make me
a passionate student. They’re incredibly valuable, and I want to
keep them going. I have more interesting ideas when I allow my
desires to get a little wild, to exceed my expectations for what
might be, and when I open myself to be taken aback by what ideas
may do to me and to my relationships with others. And so I’m
troubled by anti-harassment policies that seek to limit the ways
adult thinkers and learners can relate to one another. After all,
we’re adults (even as I write that, I’m confounded by the
arbitrariness of the distinction. Don’t we all become teenagers in
our crushes, regardless of age?). If we consent to participating in
erotic or romantic relationships, if we seek them out or they sneak
up on us, shouldn’t we be able to enjoy them, free of meddling from
administrative bodies? And by “enjoying,” I don’t mean always
having a good experience, since erotic and romantic relationships
of all kinds, between all kinds of people, sometimes become bad
experiences, for reasons which have nothing to do with
harassment or discrimination and everything to do with the
difficulty of human relationships.

Jane Gallop points out that anti-


harassment policies that seek to limit even consensual teacher-

827
student relationships actually discriminate against the students
they seek to protect by removing from them the ability to give
consent to, and enjoy, the emotional consequences, pleasurable
and difficult, which accompany these decisions. Aside from how
insulting it is for an intelligent and capable graduate or
undergraduate student to be told that she or he has no right to
consent to relationships she or he wants, I’m thrown off by the
reductive assumptions around power that underlie these policies,
which position all students, regardless of age, as being unable to
make social and sexual decisions and as being in need of
protection from the predatory advances of (not even always older
and wiser) educators. These policies assume that power in
relationships between teachers and students is dependably
structured: teachers have it and students don’t.

Thinking about teacher-student relationships always brings me


back to a scene from the movie Election (based on the Tom
Perrotta novel of the same name), which revolves around a rivalry
between Jim McAllisor, a popular high school history teacher, and
Tracy Flick, a very bright and driven student, during her run for
school president. Tracy has recently had an affair with her English
teacher, Jim’s best friend, Jack. The affair, which began as
intimate conversations about the school’s yearbook, led to Tracy
and Jack having (for Tracy) disappointing sex. When she
withdraws her affection by telling her mother about the sex and
sharing a particularly smarmy love letter he wrote her, Jack loses
his job, his wife, and child, and his home, but he remains utterly
smitten by Tracy. It’s important to note that Tracy is young, blonde,
a virgin, and a student and should therefore be extremely
vulnerable to being injured in their relationship. Except she isn’t
injured. She’s not bitter or worried about the supposed loss of her
innocence or disenchanted by, or distrustful of, her teachers. In a
stand-off with McAllistor, in which he alludes to her relationship
with Jack and reprimands her for “stepping on people” to get her

828
way, she responds, “I don’t know what you’re referring to, but I do
know that if certain older and wiser people hadn’t acted like such
little babies and gotten all mushy, everything would be okay.” In
this exchange, and in her relationship with her teacher-turned-lover,
Tracy is hardly disempowered, and she explicitly doesn’t demean
her consensual relationship as discrimination. In the book version
of this story, Tracy reports that “people kept using the term ‘sexual
harassment’ to describe what happened, but I don’t think it applies.
Jack never said anything disgusting and he never threatened me
with bad grades. Most of our time together was really sweet and
nice. I even cried a few times, it felt so good to have him hold me.”

This example, by switching the usual trope of established,


pompous male teacher preying on vulnerable female students who
become ruined by the affair when the professor’s desire turns,
offers us space to wonder what else might be possible in these
kinds of relationships. Might students hold power in erotic or
romantic relationships with teachers? Might teachers be thought of
as human in their desires? It’s tricky to think about Tracy Flick,
since she’s in high school, legally underage, and, therefore, legally
unable to consent to a sexual relationship with any man or woman
of her teacher’s age. I believe, however, that her own description of
this relationship challenges commonly held beliefs about what can
and does happen in the spaces between teachers and students.

In my doctoral research, I am fascinated by the ways desire, sexual


and otherwise, saturates many teacher-student relationships and
find myself working with a number of texts that push against the
limits of the pedagogical relationship. Mariko and Jillian Tamaki’s
Skim, Eleanor Cattan’s The Rehearsal, and Alison Bechdel’s Fun
Home each depict these relationships as offering more—more
anxiety, more delight, more nuance, more frustration, more
uncertainty—than we might initially think and certainly more than
any blanket administrative policy could contain. These blanket

829
policies, by demanding that complicated issues be treated simply
(usually by banning them) potentially close down our thinking
about students, teachers, power relationships, desire, and the
eroticism inherent in learning. Problematically, these policies seem
hostile to any kind of inquiry that tries to hold together desire and
education. While all people engaging in simultaneous professional
and personal relationships should have protection against
discriminatory action in the event of a conflict or a breakup (and
this could range from students revealing personal information
about teachers to teachers giving bad grades or writing damaging
letters of support), we must be careful to investigate the
assumptions about teachers, students, relationships, power and
desire which undergird policies seeking to control the delicious,
frightening, unruly relationships that often arise in teaching and
learning encounters.

Michelle Miller is a doctoral student in education at York University


in Toronto and the author of Branding Miss G__ Third Wave
Feminists and the Media (Women’s/ Scholar’s Press, 2008).
Tags: sexual harassment policies

Source:- http://www.academicmatters.ca/2011/10/hot-for-teacher-rethinking-educations-
sexual-harassment-policies/

Sexual Harassment at School


 117  16.8K
 Download article as a PDF
Is your school doing all it can to both prevent and take action against
sexual harassment by students? Until recently, teachers and
administrators often brushed off student harassment with an "eh, it's just
kids being kids" attitude. That attitude has changed drastically.
After repeatedly being ignored regarding their daughter's complaints about
being sexually harassed at school, one girl's parents finally got the
attention of the U.S. Supreme Court. In Davis v. Monroe County Board of
Education, the court held that obvious sexual harassment that is serious
enough to affect a child's grades or make a child too afraid to enter certain

830
places in the school denies that student her right to equal protection in
school programs under Title IX.
If a parent brings a case against a school and wins, the school district can
be forced to protect their child from sexual harassment. The student will
probably even be compensated for damages that result from the school's
failure to take appropriate action.

Title IX Overview
Title IX was originally enacted to prevent publicly funded schools from
engaging in discrimination based on sex. Many people know about Title IX
because of its positive effects on the advancement of women's athletics. It
also shows up in employment law by protecting employees from sex
discrimination in decisions regarding hiring, tenure, salary, and promotions.
Since Davis, the Supreme Court has extended the scope of Title IX to
protect students against student-to-student sexual harassment.
The Circumstances That Led Up to the Davis Ruling
There has not yet been a trial on the Davis claim. The Supreme Court
simply said that Title IX applies to situations such as those outlined in the
claim. So, what led up to this ruling?
The plaintiff's 11-year-old daughter had always been an excellent student.
She made good grades, was relatively active, and seemed like an overall
happy child. Then, she began to complain about a boy harassing her. She
told her parents that the boy made crude comments to her about wanting
to get into bed with her; would rub up against her in the hallway; touched
her breasts and genital area; and chased her. This didn't just happen all in
one day. These types of behaviors were repeated day after day.
The girl made complaints to her teachers, who dismissed her concerns
and failed to even talk to the boy who harassed her. Even her mother got
involved, calling the teachers and the principal to no avail. The principal did
not investigate, but instead asked the mother why none of the other
children had made complaints.
It wasn't until the mother had been complaining for three months that she
was able to even get her daughter's seat changed so that she and the boy
were not sitting next to each other in class. This little girl was not the only
one who was ignored. But when a group of other students addressed their
harassment complaints to a teacher, they were not even allowed to speak
to the principal.
Perhaps the teachers of the school did not know what to do. After all, there
was no training or protocol on how to handle sexual harassment at school.
The school district did not even have a policy guiding teachers on what to
do in such cases. Eventually, the little girl grew depressed. She dreaded

831
going to school, feared going into the gym or bathroom at school, and
refused to participate in school activities. Her once excellent grades
dropped tremendously. She even wrote a suicide note.

Harassment vs. School-Yard Bullying


It is true that being teased is a normal part of growing up. Sexual
harassment at school is different, however. It is important that both
teachers and parents know how to make the distinction.
Sexual harassment refers to repetitive unwanted sexual advances. The
school district is liable for violating Title IX if it fails to take reasonable
action against serious, long-term student-to-student sexual harassment
that the school employees knew about. The Supreme Court insisted on
making this distinction in order to protect school districts from becoming
liable for typical school-yard bullying. Occasional name-calling, pushing
and shoving, and physical fights are not instances that would constitute a
Title IX violation.
Instead, the Supreme Court is more interested in protecting students from
continuous and offensive behavior that interferes with the students'
participation in their school lives. This can include things like aggressive
sexual remarks made daily; behavior or threats that prevent students from
using part of the school building; a pattern of repeated threats, abusive
touching, or chasing; and abusive harassment of students identified as
gay, regardless of whether they actually are.
The Supreme Court has interpreted Title IX in such a way that it is actually
easy for school districts to stay out of trouble. As long as the school
complies with the law by making reasonable efforts to stop the harassment
after a complaint is made, the school is probably not liable -- even if the
harassment continues.

Tips for Parents of Sexually Harassed Kids


If you think your child is experiencing sexual harassment at school, you
should first ask them for information. Get as many details as possible: who
is involved; what they are doing; when and how often; and where. Ask if
your child has told any authority figure and what that figure did or said. Be
sure to get a copy of the school's sexual harassment policy and find out if
the school faculty is familiar with the policy. Then, talk to the appropriate
faculty member with the policy in hand, and insist that the policy be
followed.
If you are not taken seriously, or no action is taken, go to the principal.
Hand the principal a written report of everything that has happened,
including what the particular faculty member did or did not do. Emphasize

832
the fact that the sexual harassment is interfering with your student's school
work. Close the report with a demand for prompt and corrective action.

Sample Letter
Dear Principal Smith,
My daughter, Sierra, is in Mr. Taylor's 5th grade class and has expressed
to me that she is suffering from sexual harassment at school. Apparently,
another student in her class has been harassing her with sexually
inappropriate conduct. I would rather wait and tell you his name in private.
The specific acts of harassment he has engaged in include:
 Threatening to rape her
 Chasing her down the hallways
 Spying on her in the bathroom
 Sending her sexually obscene notes
 Telling her friends that he wants to "prong" her
This extremely inappropriate conduct began in September of this year.
Sierra has repeatedly insisted that the boy stop and has even, numerous
times, told Mr. Taylor, who does nothing. The student even sits next to
Sierra in class, and Mr. Taylor refuses to allow Sierra to move seats.
This sexual harassment at school has seriously affected my daughter's
ability to perform at school. She never wants to go to school, or participate
in sports or music. As you may know, she has been on the honor roll
consistently since the first grade. Her grades have slipped to a "C"
average. Most upsetting, she has fallen into a sad and moody state. I am
deeply concerned for her.
I am leaving this note to notify you that I would like to meet with you at
your earliest convenience. I would like to discuss with you what disciplinary
action you plan to take to alleviate the harassment. I can be reached on
my cell phone at 555-5252.
Sincerely,
Concerned Parent
What to Do If the Principal Does Nothing
If you still don't get anywhere, start moving up the ladder. Go to the school
superintendent. Address this the same way you approached your principal
and write it all down in a letter, but talk to the superintendent directly. Insist
that the superintendent take immediate action to alleviate the problem.
In case that still gets you nowhere, go to the school board. You may want
to bring members of the PTA with you to emphasize the safety concern for
all of the children. Keep in mind the nature of a sexual harassment claim
against a child, and be sensitive to that. You don't want to appear as
though you are attacking or defaming the child. Informing the personnel of

833
the details of the problem is enough. You can leave names out of it until it
is asked of you.
Other personnel appropriate to contact include the state board of
education, your local government representative, or even the local paper. It
is important to remember however, if you contact the paper, to leave
names out in order to avoid a defamation suit.

How Schools Should Approach Sexual Harassment at School


Schools should compose and print a handbook that includes:
 A clear sexual harassment at school policy
 Rules and remedies
 What kinds of behaviors constitute sexual harassment
 A statement to students that sexual harassment is illegal and will not
be tolerated
 A statement that will help kids understand what to do if they suffer
from sexual harassment at school
If your child's school does not have a sexual harassment policy in place,
insist that they draft one. You could even offer to get a group of parents,
teachers, and students together to form the policy. Once it is drafted, the
school needs to make a commitment to continuously educate the faculty
and students on the policy to ensure it is enforced and to help everyone
understand what sexual harassment is and is not.
Source:- http://education.findlaw.com/discrimination-harassment-at-school/sexual-
harassment-at-school.html

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834
Sexual Harassment Guidance

4000-01-P
DEPARTMENT OF EDUCATION
Office for Civil Rights
Sexual Harassment Guidance: Harassment of Students by 
School Employees, Other Students, or Third Parties
PREAMBLE
ACTION: Final Policy Guidance
SUMMARY: The Assistant Secretary for Civil Rights issues a final document entitled "Sexual
Harassment Guidance" (Guidance). Sexual harassment of students is prohibited by Title IX
of the Education Amendments of 1972 under the circumstances described in the Guidance.
The Guidance provides educational institutions with information regarding the standards that
are used by the Office for Civil Rights (OCR), and that institutions should use, to investigate
and resolve allegations of sexual harassment of students engaged in by school employees,
other students (peers), or third parties.
FOR FURTHER INFORMATION CONTACT: Howard I. Kallem. U.S. Department of
Education, 600 Independence Avenue, S.W., Room 5412 Switzer Building, Washington,
D.C. 20202-1174. Telephone (202) 205-9641. Internet address: Howard_Kallem@ed.gov
For additional copies of this Guidance, individuals may call OCR's Customer Service Team
at (202) 205-5413 or toll-free at 1-800-421-3481. Individuals who use a telecommunications
device for the deaf (TDD) may call the Department's toll-free number, 1-800-421-3481, in
conjunction with the phone company's TDD relay capabilities. This Guidance will also be
available at OCR's site on the Internet at URL http://www.ed.gov/offices/OCR/ocrpubs.html.
SUPPLEMENTARY INFORMATION:
Purpose of the Guidance
Title IX of the Education Amendments of 1972 (Title IX) prohibits discrimination on the basis
of sex in education programs and activities receiving Federal financial assistance. Sexual
harassment of students can be a form of discrimination prohibited by Title IX. The Office for
Civil Rights has long recognized that sexual harassment of students engaged in by school
employees, other students, or third parties is covered by Title IX. OCR's policy and practice
is consistent with the Congress' goal in enacting Title IX -- the elimination of sex-based
discrimination in federally assisted education programs. It is also consistent with United
States Supreme Court precedent and well-established legal principles that have developed
under Title IX, as well as under the related anti-discrimination provisions of Title VI and Title
VII of the Civil Rights Act of 1964.
The elimination of sexual harassment of students in federally assisted educational programs
is a high priority for OCR. Through its enforcement of Title IX, OCR has learned that a
significant number of students, both male and female, have experienced sexual harassment,
that sexual harassment can interfere with a student's academic performance and emotional
and physical well-being, and that preventing and remedying sexual harassment in schools is
essential to ensure nondiscriminatory, safe environments in which students can learn.
The Guidance applies to students at every level of education. It provides information
intended to enable school employees and officials to identify sexual harassment and to take

835
steps to prevent its occurrence. In addition, the Guidance is intended to inform educational
institutions about the standards that should be followed when investigating and resolving
claims of sexual harassment of students. The Guidance is important because school
personnel who understand their obligations under Title IX are in the best position to prevent
harassment and to lessen the harm to students if, despite their best efforts, harassment
occurs. The Guidance discusses factors to be considered in applying the standards and
examples that are designed to illustrate how the standards may apply to particular situations.
Overall, the Guidance illustrates that in addressing allegations of sexual harassment, the
judgment and common sense of teachers and school administrators are important elements
of a response that meets the requirements of Title IX.
In addition, it is clear from the Guidance that not all behavior with sexual connotations
constitutes sexual harassment under Federal law. In order to give rise to a complaint under
Title IX, sexual harassment must be sufficiently severe, persistent, or pervasive that it
adversely affects a student's education or creates a hostile or abusive educational
environment. For a one-time incident to rise to the level of harassment, it must be severe.
As illustrated in the Guidance, school personnel should consider the age and maturity of
students when responding to allegations of sexual harassment. The Guidance explains that
age is relevant in determining whether sexual harassment occurred in the first instance, as
well as in determining the appropriate response by the school. For example, age is relevant
in determining whether a student welcomed the conduct and in determining whether the
conduct was severe, persistent, or pervasive. Age is a factor to be considered by school
personnel when determining what type of education or training to provide to students in order
to prevent sexual harassment from occurring.
Notably, during the time that the Guidance was available for public comment, several
incidents involving young students occurred in public schools and were widely reported in
the press. In one incident a school reportedly punished a six-year-old boy, under its sexual
harassment policy, for kissing a female classmate on the cheek. These incidents provide a
good example of how the Guidance can assist schools in formulating appropriate responses
to conduct of this type. The factors in the Guidance confirm that a kiss on the cheek by a first
grader does not constitute sexual harassment.
Consistent with the Guidance's reliance on school employees and officials to use their
judgment and common sense, the Guidance offers school personnel flexibility in how to
respond to sexual harassment. Commenters who read the Guidance as always requiring
schools to punish alleged harassment under an explicit sexual harassment policy rather than
by use of a general disciplinary or behavior code, even if the latter may provide more age-
appropriate ways to handle those incidents, are incorrect. First, if inappropriate conduct does
not rise to the level of harassment prohibited by Title IX, school employees or officials may
rely entirely on their own judgment regarding how best to handle the situation.
Even if a school determines that a student's conduct is sexual harassment, the Guidance
explicitly states that Title IX permits the use of a general student disciplinary procedure. The
critical issue under Title IX is whether responsive action that a school could reasonably be
expected to take is effective in ending the sexual harassment and in preventing its
recurrence. If treating sexual harassment merely as inappropriate behavior is not effective in
ending the harassment or in preventing it from escalating, schools must take additional steps
to ensure that students know that the conduct is prohibited sex discrimination.
Process in Developing the Guidance
Because of the importance of eliminating sexual harassment in schools, and based on the
requests of schools, teachers, parents, and other interested parties, OCR determined that it
should provide to schools a comprehensive discussion of the legal standards and related

836
issues involved in resolving sexual harassment incidents. While this document reflects
longstanding OCR policy and practice in this area, it also reflects extensive consultation with
interested parties. Even before making documents available for formal comment, OCR held
a series of meetings with groups representing students, teachers, school administrators, and
researchers. In these discussions, OCR gained valuable information regarding the realities of
sexual harassment in schools, as well as information regarding promising practices for
identifying and preventing harassment. These insights and learning are reflected in the
Guidance.
Issuance of the Guidance for Comment and the Format of the Final Guidance
O
n August 16, 1996, the Assistant Secretary for Civil Rights published a notice in the
FEDERAL REGISTER (61 FR 42728) regarding the availability of a document entitled:
"Sexual Harassment Guidance: Peer Sexual Harassment" (Peer Guidance) and inviting
comments on the document. Subsequently, on October 4, 1996, the Assistant Secretary
published in the FEDERAL REGISTER (61 FR 52172) a request for comments on a
document entitled: "Sexual Harassment Guidance: Harassment of Students by School
Employees" (Employee Guidance). Both notices stated that the guidance documents
reflected longstanding OCR policy and practice and invited comments and recommendations
regarding their clarity and completeness.
The most significant change in the format of the final document is that it combines the two
separate guidance documents into one document that addresses sexual harassment of
students by peers, school employees, or third parties. Commenters frequently stated that a
combined document would be clearer and easier to use. OCR agrees. Thus, the term
"Guidance" when used in this preamble refers to the combined document that incorporates
both the Peer Guidance and the Employee Guidance.
Analysis of Comments and Changes
In response to the Assistant Secretary's invitations to comment, OCR received
approximately 70 comments on the Peer Guidance and approximately 10 comments on the
Employee Guidance. Many commenters stated that the guidance documents provided
comprehensive, clear, and useful information to schools. For instance, one commenter
stated that the Peer Guidance was "a godsend...in one convenient place [it provides] the
clear implications of the statutes, regulations, and case law." Another commenter stated that
the Guidance "will assist universities...in maintaining a harassment-free educational
environment."
Commenters also provided many specific suggestions and examples regarding how the final
Guidance could be more complete and clearer. Many of these suggested changes have
been incorporated into the Guidance.
The preamble discusses recurring and significant recommendations regarding the clarity and
completeness of the document. While the invitations to comment on the Peer Guidance and
Employee Guidance did not request substantive comments regarding OCR's longstanding
policy and practice in the area of sexual harassment, some commenters did provide these
comments. In instances in which OCR could provide additional useful information to readers
related to these comments, it has done so in the preamble. Comments are grouped by
subject and are discussed in the following sections.
The Need for Additional Guidance
Comments: Many commenters agreed that a document combining the Peer Guidance and
the Employee Guidance would provide more clarity to schools. Commenters disagreed,

837
however, regarding whether, and what type of, additional information is needed to enhance
schools' understanding of their legal obligations under Title IX. Some commenters asked for
more detailed analysis regarding the applicable legal standards, including hard and fast rules
for determining what is harassment and how a school should respond. Other commenters,
by contrast, found OCR's guidance documents, including the extensive legal citations, to be
too detailed and "legalistic." They expressed a need for a document that is simpler and more
accessible to teachers, parents, school administrators, and others who need to know how to
recognize, report, or respond to sexual harassment.
Discussion: As the Guidance makes clear, it is impossible to provide hard and fast rules
applicable to all instances of sexual harassment. Instead, the Guidance provides factors to
help schools make appropriate judgments.
In response to concerns for more analysis of the legal standards, OCR has provided
additional examples in the Guidance to illustrate how the Title IX legal standards may apply
in particular cases. It is important to remember that examples are just that; they do not cover
all the types of situations that may arise. Moreover, they may not illustrate the only way to
respond to sexual harassment of students because there is often no one right way to
respond.
OCR also believes that there is a legitimate concern that school administrators, teachers,
students, and parents need an accessible document to assist them in recognizing and
appropriately responding to sexual harassment. Accordingly, OCR has developed, in
addition to the final Guidance, a pamphlet for conveying basic information regarding parties'
rights and responsibilities under Title IX. The pamphlet includes information from the
Guidance that would be most useful to these groups as they confront issues of sexual
harassment. Concurrent with the issuance of this Guidance, the pamphlet will be issued with
copies available from all OCR offices and an electronic posting on OCR's web site. For a
copy of the pamphlet, individuals may call OCR's Customer Service Team at (202)205-5413
or toll-free 1-800-421-3481. Copies will also be available from all OCR enforcement offices,
and the pamphlet will be posted on OCR's site on the Internet at URL
http://www.ed.gov/offices/OCR/ocrpubs.html.
Additional Guidance on the First Amendment
Comments: Many commenters asked OCR to provide additional guidance regarding the
interplay of academic freedom and free speech rights with Title IX's prohibition of sexual
harassment. Several of these commenters wanted OCR to announce hard and fast rules in
this area, although commenters disagreed on what those rules should be. For instance, one
commenter requested that OCR tell schools that the First Amendment does not prevent
schools from punishing speech that has no legitimate pedagogical purpose.
Another commenter, by contrast, wanted OCR to state that classroom speech simply can
never be the basis for a sexual harassment complaint. Other commenters requested that
OCR include specific examples regarding the application of free speech rights.
Discussion: As the documents published for comment indicated, the resolution of cases
involving potential First Amendment issues is highly fact-and context-dependent. Thus, hard
and fast rules are not appropriate.
However, in order to respond to concerns that schools need assistance in making these
determinations, OCR has provided additional examples in the Guidance regarding the
application of the First Amendment principles discussed there.
Application of Guidance to Harassment by Third Parties

838
Comments: Several commenters stated that it was unclear whether the Guidance applies if a
student alleges harassment by a third party, i.e., by someone who is not an employee or
student at the school.
Discussion: The Guidance clarifies that the principles in the Guidance apply to situations in
which, for example, a student alleges that harassment by a visiting professional speaker or
members of a visiting athletic team created a sexually hostile environment. The Peer
Guidance did, in fact, discuss the standards applicable to the latter situation in which
students from another school harassed the school's students.
The applicable standards have not changed, but the final Guidance clarifies that the same
standards also apply if adults who are not employees or agents of the school engage in
harassment of students.
Application of Guidance to Harassment Based on Sexual Orientation
Comments: Several commenters indicated that, in light of OCR's stated policy that Title IX's
prohibition against sexual harassment applies regardless of the sex of the harassed student
or of the sex of the alleged harasser, the Guidance was confusing regarding the statement
that Title IX does not apply to discrimination on the basis of sexual orientation.
Discussion: The Guidance has been clarified to indicate that if harassment is based on
conduct of a sexual nature, it may be sexual harassment prohibited by Title IX even if the
harasser and the harassed are the same sex or the victim of harassment is gay or lesbian. If,
for example, harassing conduct of a sexual nature is directed at gay or lesbian students, it
may create a sexually hostile environment and may constitute a violation of Title IX in the
same way that it may for heterosexual students. The Guidance provides examples to
illustrate the difference between this type of conduct, which may be prohibited by Title IX,
and conduct constituting discrimination on the basis of sexual orientation, which is not
prohibited by Title IX. The Guidance also indicates that some State or local laws or other
Federal authority may prohibit discrimination on the basis of sexual orientation.
The Effect on the Guidance of Conflicting Federal Court Decisions
Comments: Several commenters requested clarification of the standards to be applied to
sexual harassment cases in States subject to the jurisdiction of the United States Court of
Appeals for the Fifth Circuit, specifically in light of the Fifth Circuit's decision in Rowinsky v.
Bryan Independent School District, 80 F.3d 1006 (5th Cir. 1996), cert. denied, 117 S. Ct. 165
(1996)
.
Discussion: One beneficial result of the Guidance will be to provide courts with ready access
to the standards used by the agency that has been given the authority by law to interpret and
enforce Title IX. Courts generally benefit from and defer to the expertise of an agency with
that authority.
Nevertheless, OCR recognizes that recent Fifth Circuit decisions add to schools' confusion
regarding Title IX legal standards. In Rowinsky, the Fifth Circuit held that a school is not
liable under Title IX even if it is on notice of peer sexual harassment and it ignores or fails to
remedy it, unless it responds differently based on the sex of the alleged victim. Consistent
with the vigorous dissent in Rowinsky, as well as with other Federal decisions contrary to the
Rowinsky holding, OCR continues to believe that the Rowinsky decision was wrongly
decided. In OCR's view, the holding in Rowinsky was based on a mistaken belief that the
legal principle underpinning this aspect of the Guidance makes a school responsible for the
actions of a harassing student, rather than for the school's own discrimination in failing to
respond once it knows that the harassment is happening.

839
In two very recent decisions involving sexual harassment of students by school employees,
the Fifth Circuit again applied Title IX law in a manner inconsistent with OCR's longstanding
policy and practice. First, in Canutillo Indep. School Dist. v. Leija, 101 F.3d 393, 398-400 (5th
Cir. 1996), the court held, again over a strong dissent and contrary to OCR policy, that a
school district was not liable for the sexual molestation of a second grade student by one of
her teachers because the student and her mother only reported the harassment to her
homeroom teacher. The court determined that notice to the teacher was not notice to the
school -- notwithstanding that a school handbook instructed students and parents to report
complaints to the child's primary or homeroom teacher.
Finally, in Rosa H. v. San Elizario Indep. School Dist., 1997 U.S. App. LEXIS 2780 (Feb. 17,
1997), the Fifth Circuit reversed a jury finding that a school district was liable under Title IX
for a hostile environment created by the school's male karate instructor, who repeatedly
initiated sexual intercourse with a fifteen-year-old female karate student, often during the
school day. The court held that, while "there was no question that the student was subject to
discrimination based on sex," a school is liable only in situations in which an employee who
has been invested by the school board with supervisory power over the offending employee
actually knew of the abuse, had the power to end the abuse, and failed to do so.
Several of the decisions discuss according "appreciable deference" to OCR's interpretation
of Title IX in appropriate circumstances and contain other indications that Title IX law is
evolving in the Fifth Circuit. When OCR investigates complaints involving schools in States in
the Fifth Circuit (Texas, Louisiana, and Mississippi), it will in each case determine and follow
the current applicable law, even if it is inconsistent with OCR policy. OCR will also participate
where appropriate, and in conjunction with the Department of Justice, to shape the evolution
of Title IX law in a manner consistent with the Guidance
.
Inconsistent decisions do not prohibit schools in States in the Fifth Circuit from following the
Guidance. Since the Guidance assists school in ensuring that students can learn in a safe
and nondiscriminatory educational environment, it is the better practice for these schools to
follow the Guidance. Indeed, in light of the evolving case law in the Fifth Circuit, following the
Guidance may also be the safest way to ensure compliance with the requirements of Title IX.
School personnel in States in the Fifth Circuit should also consider whether State, local, or
other Federal authority affects their obligations in these areas.
Notice
Comments:
Several commenters recommended that additional guidance be provided regarding the types
of employees through which a school can receive notice of sexual harassment. Commenters
disagreed, however, on who should be able to receive notice. For instance, some
commenters stated that OCR should find that a school has received notice only if
"managerial" employees, "designated" employees, or employees with the authority to correct
the harassment receive notice of the harassment. Another commenter suggested, by
contrast, that any school employee should be considered a responsible employee for
purposes of notice.
Discussion: The Guidance states that a school has actual notice of sexual harassment if an
agent or responsible employee of the school receives notice.
An exhaustive list of employees would be inappropriate, however, because whether an
employee is an agent or responsible school employee, or whether it would be reasonable for
a student to believe the employee is an agent or responsible employee, even if the employee
is not, will vary depending on factors such as the authority actually given to the employee

840
and the age of the student. Thus, the Guidance gives examples of the types of employees
that can receive notice of harassment. In this regard, it is important for schools to recognize
that the Guidance does not necessarily require that any employee who receives notice of the
harassment also be responsible for taking appropriate steps to end the harassment or
prevent its recurrence. An employee may be required only to report the harassment to other
school officials who have the responsibility to take appropriate action
.
OCR does not agree with those commenters who recommend that a school can receive
notice only through managerial or designated employees. For example, young students may
not understand those designations and may reasonably believe that an adult, such as a
teacher or the school nurse, is a person they can and should tell about incidents of sexual
harassment regardless of that person's formal status in the school administration.
Comments:
Several commenters stated that constructive notice, or the "should have known" standard,
puts schools in the untenable position of constantly monitoring students and employees to
seek out potential harassers.
D
iscussion:
Constructive notice is relevant only if a school's liability depends on notice and conduct has
occurred that is sufficient to trigger the school's obligation to respond. As the examples in the
Guidance indicate, constructive notice is applicable only if a school ignores or fails to
recognize overt or obvious problems of sexual harassment. Constructive notice does not
require a school to predict aberrant behavior.
Remedying the Effects of Harassment on Students
Comments: Several commenters expressed concern regarding the Guidance's statement
that schools may be required to pay for professional counseling and other services
necessary to remedy the effects of harassment on students. Some comments indicated
confusion over the circumstances under which the responsibility for those costs would exist
and concern over the financial responsibility that would be created. Others stated that
schools should not be liable for these costs if they have taken appropriate responsive action
to eliminate the harassing environment, or if the harassers are non-employees.
Discussion: The final Guidance provides additional clarification regarding when a school may
be required to remedy the effects on those who have been subject to harassment. For
instance, if a teacher engages in quid pro quo harassment against a student, a school is
liable under Title IX for the conduct and its effects. Thus, appropriate corrective action could
include providing counseling services to the harassed student or paying other costs
necessary to remedy the effects of the teacher's harassment. On the other hand, if a school's
liability depends on its failure to take appropriate action after it receives notice of the
harassment, e.g., in cases of peer harassment, the extent of a school's liability for remedying
the effects of harassment will depend on the speed and efficacy of the school's response
once it receives notice. For instance, if a school responds immediately and appropriately to
eliminate harassment of which it has notice and to prevent its recurrence, it will not be
responsible for remedying the effects of harassment, if any, on the individual. By contrast, if
a school ignores complaints by a student that he or she is persistently being sexually
harassed by another student in his or her class, the school will be required to remedy those
effects of the harassment that it could have prevented if it had responded appropriately to
the student's complaints, including, if appropriate, the provision of counseling services.

841
Confidentiality
Comments: Many commenters recommended additional clarification regarding how schools
should respond if a harassed student requests that his or her name not be disclosed. Some
commenters believe that, particularly in the elementary and secondary school arena,
remedying harassment must be the school's first priority, even if that action results in a
breach of a request for confidentiality. These commenters were concerned that, by honoring
requests for confidentiality, schools would not be able to take effective action to remedy
harassment. Other commenters believe that if requests for confidentiality are not honored,
students may be discouraged from reporting harassment. These commenters, therefore,
argue that declining to honor these requests would be less effective in preventing
harassment than taking whatever steps are possible to remedy harassment, while
maintaining a victim's confidentiality.
Finally, some commenters were concerned that withholding the name of the victim of
harassment would interfere with the due process rights of the accused.
Discussion: The Guidance strikes a balance regarding the issue of confidentiality:
encouraging students to report harassment, even if students wish to maintain confidentiality,
but not placing schools in an untenable position regarding their obligations to remedy and
prevent further harassment, or making it impossible for an accused to adequately defend
himself or herself. The Guidance encourages schools to honor a student's request that his or
her name be withheld, if this can be done consistently with the school's obligation to remedy
the harassment and take steps to prevent further harassment. (The Guidance also notes that
schools should consider whether the Family Educational Rights and Privacy Act (FERPA)
would prohibit a school from disclosing information from a student's education record without
the consent of the student alleging harassment.) In addition, OCR has provided clarification
by describing factors schools should consider in making these determinations. These factors
include the nature of the harassment, the age of the students involved, and the number of
incidents and students involved. These factors also may be relevant in balancing a victim's
need for confidentiality against the rights of an accused harasser.
The Guidance also has been clarified to acknowledge that, because of the sensitive nature
of incidents of harassment, it is important to limit or prevent public disclosure of the names of
both the student who alleges harassment and the name of the alleged harasser. The
Guidance informs schools that, in all cases, they should make every effort to prevent public
disclosure of the names of all parties involved, except to the extent necessary to carry out a
thorough investigation.
FERPA
C
omments: Several commenters stated that the Department should change its position that
FERPA could prevent a school from informing a complainant of the sanction or discipline
imposed on a student found guilty of harassment. Some commenters argued that information
regarding the outcome of a sexual harassment complaint is not an education record covered
by FERPA. Other commenters argued alternatively that any information regarding the
outcome of the proceedings is "related to" the complainant and, therefore, the information
can be disclosed to him or her consistent with FERPA. In addition, some commenters asked
for clarification that FERPA does not limit the due process rights of a teacher who is accused
of harassment to be informed of the name of the student who has alleged harassment.
Discussion: As these comments indicate, the interplay of FERPA and Title IX raises complex
and difficult issues. Regarding requests for clarification on the interplay of FERPA and the
rights of an accused employee, the Guidance clarifies that the Department does not interpret

842
FERPA to override any federally protected due process rights of a school employee accused
of harassment.
Regarding whether FERPA prohibits the disclosure of any disciplinary action taken against a
student found guilty of harassment, it is the Department's current position that FERPA
prohibits a school from releasing information to a complainant if that information is contained
in the other student's education record unless-- (1) the information directly relates to the
complainant (for example, an order requiring the student harasser not to have contact with
the complainant); or (2) the harassment involves a crime of violence or a sex offense in a
postsecondary institution. However, in light of the comments received on this issue, the
Department has determined that its position regarding the application of FERPA to records
and information related to sexual harassment needs further consideration. Accordingly, the
section on "Notice of Outcome and FERPA" has been removed from the Guidance.
Additional guidance on FERPA will be forthcoming.
Does Title IX Require Schools to Have a Sexual Harassment Policy
Comments: Several commenters requested additional clarity regarding whether Title IX
requires schools to have a policy explicitly prohibiting sexual harassment or to have
grievance procedures specifically intended to handle sexual harassment complaints, or both.
Discussion: Title IX requires a recipient of Federal funds to notify students and parents of
elementary and secondary students of its policy against discrimination based on sex and
have in place a prompt and equitable procedure for resolving sex discrimination complaints.
Sexual harassment can be a form of sexual discrimination. The Guidance clearly states that,
while a recipient's policy and procedure must meet all procedural requirements of Title IX
and apply to sexual harassment, a school does not have to have a policy and procedure
specifically addressing sexual harassment, as long as its non-discrimination policy and
procedures for handling discrimination complaints are effective in eliminating all types of sex
discrimination. OCR has found that policies and procedures specifically designed to address
sexual harassment, if age appropriate, are a very effective means of making students and
employees aware of what constitutes sexual harassment, that that conduct is prohibited sex
discrimination, and that it will not be tolerated by the school. That awareness, in turn, can be
a key element in preventing sexual harassment.
Dated: 03/13/97
Norma V. Cantu,
Assistant Secretary
for Civil Rights 

Source:- https://www2.ed.gov/about/offices/list/ocr/docs/sexhar00.html

What to Do To Stop Sexual Harassment at School


Edward J. Mentell
Schools must stop ignoring “adolescent behavior” and do their part to eradicate
unacceptable talk and actions.
Sexual harassment has been taking place in the schools for years, but only recently has it
begun to get the attention it deserves. Some have called such attention an overreaction to
normal adolescent behavior, but sexual harassment can inflict deep psychological damage

843
on young people. Two recent incidents have made it clear to me that as educators we must
do something to stop it.
A few weeks ago, I was patrolling the cafeteria when Jane, a 7th grader, approached me.
“Joey's bothering me; tell him to stop it,” she complained. I was about to tell her to ignore it,
when my mouth formed the words “What's the problem?” Only with great reluctance, she
told me that Joey was spreading a story that she had been to the hospital to get a hot dog
removed from her vagina (not the word the boy used).
Joey had not been alone in harassing the young lady. After I talked with the boys involved
and notified their parents, the boys delivered a letter of apology to Jane. Jane told them how
upset she was to have such a story told about her. Although the boys were not being
intentionally hateful, they were ignorant of how their actions were affecting her. They
needed to be taught how to decide what comments were appropriate. The harassment
occurred partly because they were adolescents and not aware of the rules that govern
sexual interactions.
In another recent incident, several boys and girls began calling another girl “ho” (whore),
“slut,” and “bitch” and started spreading the rumor that she had AIDS. Although the children
have now stopped their taunts, she has not forgotten the pain.
A study by the American Association of University Women indicates that 85 percent of girls
and 76 percent of boys in grades 8–11 have experienced some form of sexual harassment.
In fact, 65 percent of girls and 42 percent of boys have actually been touched, grabbed, or
pinched in a sexual way in school (AAUW 1993).
That school systems have a responsibility to ensure that each student can attend school in a
safe environment has been made clear by recent court decisions. The Supreme Court
reinforced this responsibility when it ruled in February 1992 that students could sue and
collect damages for harassment under Title IX of the Education Act of 1972. Students are
making use of that right. For example, an 8th grade student in Petaluma, California, filed a
lawsuit against her school district for failing to end harassment by her classmates. The suit
was settled for $20,000 (Adler 1992).
Guidelines for Administrators
The responsibility for preserving an appropriate learning environment rests primarily with
school administrators. Administrators can take several steps to help eliminate sexual
harassment in their schools.
1. Make the elimination of sexual harassment a top priority. Empower teachers to take
a stand against inappropriate name-calling and sexual comments. Talk about the
problem, hold inservices, and bring in guest speakers to show the entire staff that this
issue is important and that harassment is not acceptable adolescent behavior. Elicit staff

844
participation in developing and implementing a plan to educate themselves, the
students, and the parents about sexual harassment.
2. Educate students about sexual harassment. Students must be taught the difference
between friendly teasing and bullying, between flirting and harassment. Behavior
expectations must be clearly defined and explained; fair and consistent consequences
need to be outlined and reinforced.
3. Get parents involved. Parental involvement is critical to long-term behavior
modification. In many cases, parents will need to be educated about sexual harassment
and its harmful effects in order to help them identify harassment and respond
appropriately. When harassment occurs, parents of victims and perpetrators need to be
informed of the details so that the emotional and developmental needs of both parties
can be addressed. Family involvement and possibly outside counseling may be needed
to avoid long-term emotional damage and to modify inappropriate behavior.
4. Teach students how to deal with harassment. Ignoring the situation can often lead to
a cycle of ongoing harassment and victimization. A perpetrator gets an emotional payoff
from seeing others afraid and upset. Students must learn to be assertive and establish
strong personal boundaries. They must tell their classmates to stop when their behavior
is offensive and inappropriate. Bystanders, too, must speak out against harassment
when it occurs. If students become moral spectators, there is little hope for change.

If harassment continues, students need to seek help from teachers, counselors, and
administrators. Students are often embarrassed to report sexual harassment because of its
degrading nature. They need to know that the harassment is not their fault, nor is it a
reflection on them. They need to keep asking for help until the harassment stops; it may
take two or three interventions before the behavior is modified. That students continue to
seek help is in the best interests of all: unresolved conflicts can emotionally damage the
victim, harden the consciousness of the perpetrator, and possibly lead to lawsuits for the
school system.
Just as a lifeguard listens and looks for the signs of swimmers in danger, administrators
must be on constant vigil to protect students from the needless suffering of sexual
harassment. School personnel must never turn a deaf ear to students' seemingly trivial cries
for help. Sexual harassment is not something young people need to learn to tolerate. Rather,
it must be confronted and stopped so that schools can be safe and positive places for
children to learn.
References
Adler, J., and D. Rosenberg. (October 19, 1992). “Must Boys Always Be Boys?” Newsweek, 77.
The American Association of University Women. (June 1993). “Hostile Hallways: The AAUW
Survey on Sexual Harassment in America's Schools.” Researched by Louis Harris and
Associates.

845
Edward J. Mentell is an Assistant Principal in the Green Bay Area School District. He can be
reached at 310 Northern Ave., Green Bay, WI 54303.

Source:- http://www.ascd.org/publications/educational-
leadership/nov93/vol51/num03/What-to-Do-To-Stop-Sexual-Harassment-at-School.aspx

ERIC Identifier: ED448248 
Publication Date: 2000-12-00 
Author: Schwartz, Wendy 
Source: ERIC Clearinghouse on Urban Education New York NY. 

Preventing Student Sexual Harassment. ERIC Digest


Number 160.

Peer sexual harassment among students is a complex, and


widespread, problem with significant effects on the perpetrator, the
victim, and the school environment. While most targets do not report
harassment, surveys indicate that well over half of all students have
been harassed, with females, youth of color, and gays most frequently
targeted (American Association of University Women, AAUW, 1993;
Gustavsson, & MacEachron, 1998; Shoop & Hayhow, 1994). Schools,
under both social and legal pressure, are developing policies for
keeping their environment safe for all students and procedures for
dealing appropriately with harassment when it occurs. This digest
reviews effective anti-harassment strategies currently employed by
schools.

PEER SEXUAL HARASSMENT


Sexual harassment is considered any "unwelcome behavior of a sexual
nature that interferes with" the life of the target(s); it is "unsolicited
and nonreciprocal" (Shoop & Edwards, 1994, p. 17). Harassment
includes use of sexist terms, comments about body parts, sexual
advances, unwanted touching, gestures, taunting, sexual graffiti, and
rumor mongering about a classmate's sexual identity or activity.
Generally, any behavior of a sexual nature that provokes undesirable,
uncomfortable feelings in a target can be considered harassment.
Repeated harassment is bullying (Sexual Harassment Guidance, 1997;
Stein & Sjostrom, 1994).

Experts agree that sexual harassment is about power, not sex. The
deeply ingrained societal beliefs that women should be subservient to
men, and that "real men" are macho, foster boys' convictions that

846
harassment is an acceptable way to communicate with girls. The
advertising and entertainment media perpetuate these prejudices and
stereotypes, and family behaviors may do so as well (Shoop &
Edwards, 1994). Further, the current practice of integrating girls into
classes and activities previously dominated by boys can threaten boys'
self-concept of superiority, and cause them to act out alone or in
groups (Shoop & Edwards, 1994).

The lives of girls targeted for harassment are often severely


compromised. Targets may become truant and less academically
successful. They may feel self-conscious, and even develop
psychopathologies and physical symptoms (AAUW, 1993; Shoop &
Hayhow, 1994).

Legally, sexual harassment is considered a form of sex discrimination,


and is specifically prohibited by several Federal laws and an array of
state laws. Title VII of the Civil Rights Act of 1964 has been extended
by some courts to include peer harassment in school. Title IX of the
Education Amendments of 1972 has been used to financially
compensate victims of harassment in schools. Another Federal civil
rights law, 42 U.S.C. 1983, has also been used successfully to sue
schools that failed to protect students from peer harassment (Sexual
Harassment Guidance, 1997).

SCHOOL INITIATIVES ON SEXUAL HARASSMENT


A serious effort keep a school free of sexual harassment involves the
commitment of the whole school (and district) community and
requires a systemic, multidimensional approach and long-term
educational strategies. The goals are to maintain an environment that
fosters appropriate and respectful behavior and cooperative
interactions among students; to employ only non-sexist curriculum
and teaching methods; to promote staff modeling of non-sexist
behavior; and to indicate clearly that harassment will not be tolerated
(Brandenburg, 1997; Protecting Students, 1999; Shoop & Edwards,
1994).

Student Education about Harassmenet

All education about harassment needs to be age and grade


appropriate. It should describe what types of conduct constitute
harassment; but, to reduce the possibility of establishing a climate of
fear, the curriculum should help students distinguish between contact
perceived as menacing (and a violation of the target's privacy) and

847
flirting, which can be desired, feels good, makes the recipient happy,
and increases self-esteem (Shoop & Hayhow, 1994; Steineger, 1997).

A curriculum on human sexuality can easily cover harassment, but the


problem can also be discussed in other courses: history, social
studies, contemporary issues, English, and health education. Co-
teaching by males and females sends "a powerful message...about the
relevance of sexual harassment to both sexes" (Stein & Sjostrom,
1994, p. 3). Classes should include both male and female students so
they can gain an understanding of each other's perceptions. It is
critical not to make the males feel threatened (Brandenburg, 1997).

Because empowerment is one of the best ways to prevent harassment,


schools need to build students' self-esteem. Girls can be taught
"assertiveness skills" to enable them to express their feelings clearly
and help them stop harassment should it occur. Boys can be taught
how to communicate with girls in positive ways. Discussions of sex
roles and gender stereotypes can provide valuable information about
both sexes. Guest speakers, videos, printed materials, and web sites
can enliven discussions. Finally, curricula should help students
understand that engaging in harassment is a choice that someone
makes (Brandenburg, 1997; Protecting Students, 1999; Shoop &
Edwards, 1994).

Anti-Harassment Policy

Every school (and district) should have a policy that prohibits all
forms of sexual harassment and mandates equitable treatment for all
students. It should be comprehensive, clearly written, and sufficiently
explicit so that students and parents, as well as educators, know what
is expected of everyone. It should also be reevaluated and reissued
annually.

The policy should urge the targets of sexual harassment to report their
victimization promptly. It should announce that all complaints will be full
heeded, and that retaliation against complainants will be not tolerated. The
policy should state that unbiased investigators, who are named, will conduct
a full hearing. It should also indicate that complainants' statements will be
kept as confidential as is possible, that complainants do not have to face
their harassers, and that complainants can end the school's informal
practice at any time and make a formal criminal complaint. It should also
state that the goal of the investigation will be a fair resolution that includes,
if warranted, appropriate and corrective action. Possible consequences for
harassment should be specified (Shoop & Hayhow, 1994; Steineger, 1997).

848
A school's anti-harassment policy must be well-publicized throughout the
school and community, through public posting and age-appropriate
discussion. It should also be provided to families (Protecting Students, 1999;
Shoop & Edwards, 1994).

Responses to Harassment

Attempts to elicit information should give everyone involved (including


witnesses) the opportunity to describe the harassment and convey relevant
information in their own words. The targets should be asked about the
effects of the harassment on them personally and the solution to the
problem that they desire, such as cessation of the offensive behavior, an
apology, a transfer out of the class or activity where the harassment
occurred, counseling for the harasser, school punishment of the harasser, or
the filing of criminal charges. They should be given support, including
counseling if warranted (Shoop & Edwards, 1994; Shoop & Hayhow, 1994).

The consequences for harassers should include re-mediation as well as


punishment; they need to appreciate that their actions are harmful and to
learn more acceptable behavior (Protecting Students, 1999). Punishment
should fit the offense in severity, both because that is fair and because
under- or over-reactions diminish respect for the problem of harassment
(Stein, 1999).

Schools can also choose to use the "student empowerment approach,"


whereby targets confront their harassers. This strategy, which prevents
accused harassers from claiming their behavior was welcomed, can be
effective; one-third stop their offensive behavior when directly confronted
(Shoop & Edwards, 1994). Meetings should occur only in the presence of the
school investigator. Alternatively, targets can write their harassers a letter,
fully stating what they believe happened, how they feel about it, and what
they want to happen next. Targets should never be coerced into attending a
meeting or writing a letter; and the accused should not be forced into a
meeting (Protecting Students, 1999; Stein, 1999).

Professional Development

Schools should schedule a half to a full day of interactive training on sexual


harassment and violence, facilitated by an expert in the field, for all staff
members. Training should cover the nature of harassment, ways to spot it
and changes in students which suggest they are being targeted, procedures
for reporting harassment, and strategies for dealing with the claimants and
the accused. Staff designated as investigators and teachers whose curricula
contain information about harassment should receive additional training

849
(Protecting Students, 1999; Shoop & Edwards, 1994; Stein, 1999; Steineger,
1997).

Family Involvement

Children learn how to view, and respond to, the world from a variety of
sources, especially their families, who provide a de facto education through
their own conduct. Parents can also help their children make judgments
about what they see and hear in the media and community, build self-esteem
that deflects negative emotions resulting from victimization, and develop
skills to resist personal impulses and peer pressure to behave badly. They
can respond to the targeting of their children by believing what they say and
helping them report incidents (Shoop & Hayhow, 1994).

Schools can educate parents about sexual harassment through meetings and
workshops that explain their anti-harassment policy and enlist their support
and suggestions. They can also describe gender-fair child-rearing strategies
and offer suggestions for parent-child discussions on related issues: sex
education, sex equity, and sexism (Brandenburg, 1997; Stein, 1999).

Parents who believe that their children's school does not have a
comprehensive policy, or that its staff does not understand the relationship
between sexual stereotyping, sexism, and sexual harassment, have an
obligation to seek a response to their concerns.

CONCLUSION
While the overall climate of tolerance has been increasing in the U.S.,
hostility--and even exhortations to violence--toward groups prone to verbal
and physical victimization expressed in some popular music and films have
become more pronounced. Youth are most susceptible to these messages,
and unchecked verbal and physical sexual harassment in children can lead
to even more destructive behavior when they become adults, such as
domestic violence and hate crime (Shoop & Hayhow, 1994). Thus, the need
for schools and families to deliver a strong and effective anti-harassment
message has become even more necessary.

REFERENCES
American Association of University Women. (1993). Hostile hallways: The
AAUW survey on sexual harassment in America's schools. Washington, DC:
Author. (ED 356 186)

Brandenburg, J.B. (1997). Confronting sexual harassment: What schools and

850
colleges can do. New York: Teachers College Press. Gustavsson, N.S., &
MacEachron, A.E. (1998).Violence and lesbian and gay youth. Journal of Gay
& Lesbian Social Services, 8(3), 41-50. (EJ 574 642)

Protecting students from harassment and hate crime: A guide for schools
(Revised). (1999, September). Washington, DC: U.S. Department of
Education Office for Civil Rights. (ED 431 246)

Sexual harassment guidance: Harassment of students by school employees,


other students, or third parties. (1997, March). Washington, DC: U.S.
Department of Education Office for Civil Rights. (ED 405 645)

Shoop, R.J., & Edwards, D.L. (1994). How to stop sexual harassment in our
schools: A handbook and curriculum guide for administrators and teachers.
Boston: Allyn and Bacon. (ED 386 794)

Shoop, R.J., & Hayhow, J.W., Jr. (1994). Sexual harassment in our schools:
What parents and teachers need to know to spot it and stop it. Boston: Allyn
and Bacon.

Stein, N. (1999). Classrooms & courtrooms: Facing sexual harassment in K-


12 schools. New York: Teachers College Press. (ED 438 617)

Stein, N., & Sjostrom, L. (1994). Flirting or hurting? A teacher's guide to


student-to-student sexual harassment in schools (Grades 6 through 12).
Washington, DC: National Education Association. (ED 380 415)

Steineger, M. (1997). Preventing and countering school-based harassment:


A resource guide for K-12 educators. Portland, OR: Northwest Regional
Educational Laboratory. (ED 420 113)

Source:- https://www.ericdigests.org/2001-3/preventing.htm

Sexual Harassment Guidance 1997

SEXUAL HARASSMENT GUIDANCE: HARASSMENT OF STUDENTS1 BY SCHOOL


EMPLOYEES, OTHER STUDENTS, OR THIRD PARTIES

851
SUMMARY OF CONTENTS

Introduction
Applicability of Title IX
Liability of a School for Sexual Harassment
Welcomeness
Severe, Persistent, or Pervasive
Notice
Recipient's Response
Prompt and Equitable Grievance Procedures
First Amendment
INTRODUCTION
Under Title IX of the Education Amendments of 1972 (Title IX) and its implementing
regulations, no individual may be discriminated against on the basis of sex in any education
program or activity receiving Federal financial assistance 2. Sexual harassment of students is
a form of prohibited sex discrimination3 under the circumstances described in the Guidance.
The following types of conduct constitute sexual harassment:
Quid Pro Quo Harassment--A school employee4 explicitly or implicitly conditions a student's
participation in an education program or activity or bases an educational decision on the
student's submission to unwelcome sexual advances, requests for sexual favors, or other
verbal, nonverbal, or physical conduct of a sexual nature 5. Quid pro quo harassment is
equally unlawful whether the student resists and suffers the threatened harm or submits and
thus avoids the threatened harm. Hostile Environment Sexual Harassment--Sexually
harassing conduct (which can include unwelcome sexual advances, requests for sexual
favors, and other verbal, nonverbal, or physical conduct of a sexual nature) 6 by an employee,
by another student, or by a third party that is sufficiently severe, persistent, or pervasive to
limit a student's ability to participate in or benefit from an education program or activity, or to
create a hostile or abusive educational environment 7.
Schools are required by the Title IX regulations to have grievance procedures through which
students can complain of alleged sex discrimination, including sexual harassment 8. As
outlined in this guidance, grievance procedures also provide schools with an excellent
mechanism to be used in their efforts to prevent sexual harassment before it occurs.
Finally, if the alleged harassment involves issues of speech or expression, a school's
obligations may be affected by the application of First Amendment principles.
These and other issues are discussed in more detail in the following paragraphs.
APPLICABILITY OF TITLE IX
Title IX applies to all public and private educational institutions that receive Federal funds,
including elementary and secondary schools, school districts, proprietary schools, colleges,
and universities. The Guidance uses the term "schools" to refer to all those institutions. The
"education program or activity" of a school includes all of the school's operations 9. This
means that Title IX protects students in connection with all of the academic, educational,
extra-curricular, athletic, and other programs of the school, whether they take place in the
facilities of the school, on a school bus, at a class or training program sponsored by the
school at another location, or elsewhere.
It is important to recognize that Title IX's prohibition of sexual harassment does not extend to
legitimate nonsexual touching or other nonsexual conduct. For example, a high school

852
athletic coach hugging a student who made a goal or a kindergarten teacher's consoling hug
for a child with a skinned knee will not be considered sexual harassment 10. Similarly, one
student's demonstration of a sports maneuver or technique requiring contact with another
student will not be considered sexual harassment. However, in some circumstances,
nonsexual conduct may take on sexual connotations and may rise to the level of sexual
harassment. For example, a teacher's repeatedly hugging and putting his or her arms around
students under inappropriate circumstances could create a hostile environment.
Title IX protects any "person" from sex discrimination; accordingly both male and female
students are protected from sexual harassment engaged in by a school's employees, other
students, or third parties11. Moreover, Title IX prohibits sexual harassment regardless of the
sex of the harasser, i.e., even if the harasser and the person being harassed are members of
the same sex12. An example would be a campaign of sexually explicit graffiti directed at a
particular girl by other girls13.
Although Title IX does not prohibit discrimination on the basis of sexual orientation 14, sexual
harassment directed at gay or lesbian students may constitute sexual harassment prohibited
by Title IX. For example, if students heckle another student with comments based on the
student's sexual orientation (e.g., "gay students are not welcome at this table in the
cafeteria"), but their actions or language do not involve sexual conduct, their actions would
not be sexual harassment covered by Title IX. On the other hand, harassing conduct of a
sexual nature directed toward gay or lesbian students (e.g., if a male student or a group of
male students target a lesbian student for physical sexual advances) may create a sexually
hostile environment and, therefore, may be prohibited by Title IX. It should be noted that
some State and local laws may prohibit discrimination on the basis of sexual orientation.
Also, under certain circumstances, courts may permit redress for harassment on the basis of
sexual orientation under other Federal legal authority 15.
It is also important to recognize that gender-based harassment, which may include acts of
verbal, nonverbal, or physical aggression, intimidation, or hostility based on sex, but not
involving conduct of a sexual nature, may be a form of sex discrimination that violates Title
IX if it is sufficiently severe, persistent, or pervasive and directed at individuals because of
their sex16. For example, the repeated sabotaging of female graduate students' laboratory
experiments by male students in the class could be the basis of a violation of Title IX.
Although a comprehensive discussion of gender-based harassment is beyond the scope of
this Guidance, in assessing all related circumstances to determine whether a hostile
environment exists, incidents of gender-based harassment combined with incidents of sexual
harassment could create a hostile environment, even if neither the gender-based
harassment alone nor the sexual harassment alone would be sufficient to do so 17.
LIABILITY OF A SCHOOL FOR SEXUAL HARASSMENT

Liability of a School for Sexual Harassment by its Employees


A school's liability for sexual harassment by its employees is determined by application of
agency principles18, i.e., by principles governing the delegation of authority to or authorization
of another person to act on one's behalf.
Accordingly, a school will always be liable for even one instance of quid pro quo harassment
by a school employee in a position of authority, such as a teacher or administrator, whether
or not it knew, should have known, or approved of the harassment at issue 19. Under agency
principles, if a teacher or other employee uses the authority he or she is given (e.g., to
assign grades) to force a student to submit to sexual demands, the employee "stands in the
shoes" of the school and the school will be responsible for the use of its authority by the
employee or agent20.

853
A school will also be liable for hostile environment sexual harassment by its employees 21, i.e.,
for harassment that is sufficiently severe, persistent, or pervasive to limit a student's ability to
participate in or benefit from the education program or to create a hostile or abusive
educational environment if the employee -- (1) acted with apparent authority (i.e., because of
the school's conduct, the employee reasonably appears to be acting on behalf of the school,
whether or not the employee acted with authority) 22; or (2) was aided in carrying out the
sexual harassment of students by his or her position of authority with the institution 23. For
example, a school will be liable if a teacher abuses his or her delegated authority over a
student to create a hostile environment, such as if the teacher implicitly threatens to fail a
student unless the student responds to his or her sexual advances, even though the teacher
fails to carry out the threat24.
As this example illustrates, in many cases the line between quid pro quo and hostile
environment discrimination will be blurred, and the employee's conduct may constitute both
types of harassment. However, what is important is that the school is liable for that conduct
under application of agency principles, regardless of whether it is labeled as quid pro quo or
hostile environment harassment.
Whether other employees, such as a janitor or cafeteria worker, are in positions of authority
in relation to students -- or whether it would be reasonable for the student to believe the
employees are, even if the employees are not (i.e., apparent authority) -- will depend on
factors such as the authority actually given to the employee 25 (e.g., in some elementary
schools, a cafeteria worker may have authority to impose discipline) and the age of the
student. For example, in some cases the younger a student is, the more likely it is that he or
she will consider any adult employee to be in a position of authority.
Even in situations not involving (i) quid pro quo harassment, (ii) creation of a hostile
environment through an employee's apparent authority, or (iii) creation of a hostile
environment in which the employee is aided in carrying out the sexual harassment by his or
her position of authority, a school will be liable for sexual harassment of its students by its
employees under the same standards applicable to peer and third party hostile environment
sexual harassment, as discussed in the next section. That is, if the school fails to take
immediate and appropriate steps to remedy known harassment, then the school will be liable
under Title IX26. It is important to emphasize that under this standard of liability the school can
avoid violating Title IX if it takes immediate and appropriate action upon notice of the
harassment.

Liability of a School for Peer or Third Party Harassment27


In contrast to the variety of situations in which a school may be liable for sexual harassment
by its employees, a school will be liable under Title IX if its students sexually harass other
students if (i) a hostile environment exists in the school's programs or activities, (ii) the
school knows or should have known of the harassment, and (iii) the school fails to take
immediate and appropriate corrective action 28. (Each of these factors is discussed in detail in
subsequent sections of the Guidance.) Under these circumstances, a school's failure to
respond to the existence of a hostile environment within its own programs or activities
permits an atmosphere of sexual discrimination to permeate the educational program and
results in discrimination prohibited by Title IX. Conversely, if, upon notice of hostile
environment harassment, a school takes immediate and appropriate steps to remedy the
hostile environment, the school has avoided violating Title IX. Thus, Title IX does not make a
school responsible for the actions of harassing students, but rather for its own discrimination
in failing to remedy it once the school has notice.
Sexually harassing conduct of third parties, who are not themselves employees or students
at the school (e.g., a visiting speaker or members of a visiting athletic club) can also cause a
sexually hostile environment in school programs or activities. For the same reason that a

854
school will be liable under Title IX for a hostile environment caused by its students, a school
will be liable if third parties sexually harass its students if (i) a hostile environment exists in
the school's programs or activities, (ii) the school knows or should have known of the
harassment, and (iii) the school fails to take immediate and appropriate corrective action 29.
However, the type of appropriate steps the school should take will differ depending on the
level of control the school has over the third party harasser 30. This issue is discussed in
"Recipient's Response."

Effect of Grievance Procedures on Liability


Schools are required by the Title IX regulations to adopt and publish grievance procedures
providing for prompt and equitable resolution of sex discrimination complaints, including
complaints of sexual harassment, and to disseminate a policy against sex discrimination 31.
(These issues are discussed in the section on "Prompt and Equitable Grievance
Procedures.") These procedures provide a school with a mechanism for discovering sexual
harassment as early as possible and for effectively correcting problems, as required by Title
IX. By having a strong policy against sex discrimination and accessible, effective, and fairly
applied grievance procedures, a school is telling its students that it does not tolerate sexual
harassment and that students can report it without fear of adverse consequences.
Accordingly, in the absence of effective policies and grievance procedures, if the alleged
harassment was sufficiently severe, persistent, or pervasive to create a hostile environment,
a school will be in violation of Title IX because of the existence of a hostile environment,
even if the school was not aware of the harassment and thus failed to remedy it 32. This is
because, without a policy and procedure, a student does not know either of the school's
interest in preventing this form of discrimination or how to report harassment so that it can be
remedied. Moreover, under the agency principles previously discussed, a school's failure to
implement effective policies and procedures against discrimination may create apparent
authority for school employees to harass students 33.

OCR Case Resolution


If OCR is asked to investigate or otherwise resolve incidents of sexual harassment of
students, including incidents caused by employees, other students, or third parties, OCR will
consider whether--(1) the school has a policy prohibiting sex discrimination under Title IX
and effective Title IX grievance procedures 34; (2) the school appropriately investigated or
otherwise responded to allegations of sexual harassment; and (3) the school has taken
immediate and appropriate corrective action responsive to quid pro quo or hostile
environment harassment. (Issues related to appropriate investigative and corrective actions
are discussed in detail in the section on "Recipient's Response.") If the school has taken
each of these steps, OCR will consider the case against the school resolved and take no
further action other than monitoring compliance with any agreement between the school and
OCR. This is true in cases in which the school was in violation of Title IX, as well as those in
which there has been no violation of Title IX35.
WELCOMENESS
In order to be actionable as harassment, sexual conduct must be unwelcome. Conduct is
unwelcome if the student did not request or invite it and "regarded the conduct as
undesirable or offensive36." Acquiescence in the conduct or the failure to complain does not
always mean that the conduct was welcome37. For example, a student may decide not to
resist sexual advances of another student or may not file a complaint out of fear. In addition,
a student may not object to a pattern of sexually demeaning comments directed at him or her
by a group of students out of a concern that objections might cause the harassers to make
more comments. The fact that a student may have accepted the conduct does not mean that
he or she welcomed it38. Also, the fact that a student willingly participated in conduct on one

855
occasion does not prevent him or her from indicating that the same conduct has become
unwelcome on a subsequent occasion. On the other hand, if a student actively participates in
sexual banter and discussions and gives no indication that he or she objects, then the
evidence generally will not support a conclusion that the conduct was unwelcome 39.
If younger children are involved, it may be necessary to determine the degree to which they
are able to recognize that certain sexual conduct is conduct to which they can or should
reasonably object and the degree to which they can articulate an objection. Accordingly,
OCR will consider the age of the student, the nature of the conduct involved, and other
relevant factors in determining whether a student had the capacity to welcome sexual
conduct.
Schools should be particularly concerned about the issue of welcomeness if the harasser is
in a position of authority. For instance, because students may be encouraged to believe that
a teacher has absolute authority over the operation of his or her classroom, a student may
not object to a teacher's sexually harassing comments during class; however, this does not
necessarily mean that the conduct was welcome. Instead, the student may believe that any
objections would be ineffective in stopping the harassment or may fear that by making
objections he or she will be singled out for harassing comments or other retaliati
on.
In addition, OCR must consider particular issues of welcomeness if the alleged harassment
relates to alleged "consensual" sexual relationships between a school's adult employees and
its students. If elementary students are involved, welcomeness will not be an issue: OCR will
never view sexual conduct between an adult school employee and an elementary school
student as consensual. In cases involving secondary students, there will be a strong
presumption that sexual conduct between an adult school employee and a student is not
consensual. In cases involving older secondary students, subject to the presumption 40, OCR
will consider a number of factors in determining whether a school employee's sexual
advances or other sexual conduct could be considered welcome 41. In addition, OCR will
consider these factors in all cases involving postsecondary students in making those
determinations42. The factors include:
 The nature of the conduct and the relationship of the school employee to the student,
including the degree of influence (which could, at least in part, be affected by the
student's age), authority, or control the employee has over the student.
 Whether the student was legally or practically unable to consent to the sexual
conduct in question. For example, a student's age could affect his or her ability to do
so. Similarly, certain types of disabilities could affect a student's ability to do so.

If there is a dispute about whether harassment occurred or whether it was welcome -- in a


case in which it is appropriate to consider whether the conduct could be welcome --
determinations should be made based on the totality of the circumstances. The following
types of information may be helpful in resolving the dispute:
 Statements by any witnesses to the alleged incident.
 Evidence about the relative credibility of the allegedly harassed student and the
alleged harasser. For example, the level of detail and consistency of each person's
account should be compared in an attempt to determine who is telling the truth.
Another way to assess credibility is to see if corroborative evidence is lacking where
it should logically exist. However, the absence of witnesses may indicate only the
unwillingness of others to step forward, perhaps due to fear of the harasser or a
desire not to get involved.
 Evidence that the alleged harasser has been found to have harassed others may
support the credibility of the student claiming the harassment; conversely, the

856
student's claim will be weakened if he or she has been found to have made false
allegations against other individuals.
 Evidence of the allegedly harassed student's reaction or behavior after the alleged
harassment. For example, were there witnesses who saw the student immediately
after the alleged incident who say that the student appeared to be upset? However, it
is important to note that some students may respond to harassment in ways that do
not manifest themselves right away, but may surface several days or weeks after the
harassment. For example, a student may initially show no signs of having been
harassed, but several weeks after the harassment, there may be significant changes
in the student's behavior, including difficulty concentrating on academic work,
symptoms of depression, and a desire to avoid certain individuals and places at
school.
 Evidence about whether the student claiming harassment filed a complaint or took
other action to protest the conduct soon after the alleged incident occurred. However,
failure to immediately complain may merely reflect a fear of retaliation or a fear that
the complainant may not be believed rather than that the alleged harassment did not
occur.
 Other contemporaneous evidence. For example, did the student claiming
harassment write about the conduct, and his or her reaction to it, soon after it
occurred (e.g., in a diary or letter)? Did the student tell others (friends, parents) about
the conduct (and his or her reaction to it) soon after it occurred?

SEVERE, PERSISTENT, OR PERVASIVE


Hostile environment sexual harassment of a student or students by other students,
employees, or third parties is created if conduct of a sexual nature is sufficiently severe,
persistent, or pervasive to limit a student's ability to participate in or benefit from the
education program or to create a hostile or abusive educational environment. Thus, conduct
that is sufficiently severe, but not persistent or pervasive, can result in hostile environment
sexual harassment.
In deciding whether conduct is sufficiently severe, persistent, or pervasive, the conduct
should be considered from both a subjective43 and objective44 perspective. In making this
determination, all relevant circumstances should be considered 45:
 The degree to which the conduct affected one or more students' education. For a
hostile environment to exist, the conduct must have limited the ability of a student to
participate in or benefit from his or her education or altered the conditions of the
student's educational environment 46.

.. Many hostile environment cases involve tangible or obvious injuries47. For


example, a student's grades may go down or the student may be forced to
withdraw from school because of the harassing behavior48. A student may
also suffer physical injuries and mental or emotional distress49.
.. However, a hostile environment may exist even if there is no tangible
injury to the student50. For example, a student may have been able to keep
up his or her grades and continue to attend school even though it was
more difficult for him or her to do so because of the harassing behavior51. A
student may be able to remain on a sports team, despite feeling humiliated
or angered by harassment that creates a hostile environment52. Harassing

857
conduct in these examples alters the student's educational environment on
the basis of sex.
.. A hostile environment can occur even if the harassment is not targeted
specifically at the individual complainant53. For example, if a student or
group of students regularly directs sexual comments toward a particular
student, a hostile environment may be created not only for the targeted
student, but also for others who witness the conduct. Similarly, if a middle
school teacher directs sexual comments toward a particular student, a
hostile environment may be created for the targeted student and for the
students who witness the conduct.
 The type, frequency, and duration of the conduct. In most cases, a hostile
environment will exist if there is a pattern or practice of harassment or if the
harassment is sustained and nontrivial 54. For instance, if a young woman is taunted
by one or more young men about her breasts or genital area or both, OCR may find
that a hostile environment has been created, particularly if the conduct has gone on
for some time, takes place throughout the school, or if the taunts are made by a
number of students. The more severe the conduct, the less the need to show a
repetitive series of incidents; this is particularly true if the harassment is physical. For
instance, if the conduct is more severe, e.g., attempts to grab a female student's
breasts, genital area, or buttocks, it need not be as persistent or pervasive in order to
create a hostile environment. Indeed, a single or isolated incident of sexual
harassment may, if sufficiently severe, create a hostile environment 55. On the other
hand, conduct that is not severe, persistent, or pervasive will not create a hostile
environment; e.g., a comment by one student to another student that she has a nice
figure. Indeed, depending on the circumstances, this may not even be conduct of a
sexual nature56. Similarly, because students date one another, a request for a date or
a gift of flowers, even if unwelcome, would not create a hostile environment.
However, there may be circumstances in which repeated, unwelcome requests for
dates or similar conduct could create a hostile environment. For example, a person
may request dates in an intimidating or threatening manner.
 The identity of and relationship between the alleged harasser and the subject or
subjects of the harassment. A factor to be considered, especially in cases involving
allegations of sexual harassment of a student by a school employee, is the identity of
and relationship between the alleged harasser and the subject or subjects of the
harassment. For example, due to the power that a professor or teacher has over a
student, sexually based conduct by that person toward a student is more likely to
create a hostile environment than similar conduct by another student 57 .
 The number of individuals involved. Sexual harassment may be committed by an
individual or a group. In some cases, verbal comments or other conduct from one
person might not be sufficient to create a hostile environment, but could be if done by
a group. Similarly, while harassment can be directed toward an individual or a
group58, the effect of the conduct toward a group may vary, depending on the type of
conduct and the context. For certain types of conduct, there may be "safety in
numbers." For example, following an individual student and making sexual taunts to
him or her may be very intimidating to that student but, in certain circumstances, less
so to a group of students. On the other hand, persistent unwelcome sexual conduct
still may create a hostile environment if directed toward a group.
 The age and sex of the alleged harasser and the subject or subjects of the
harassment. For example, in the case of younger students, sexually harassing
conduct is more likely to be intimidating if coming from an older student 59.

858
 The size of the school, location of the incidents, and context in which they occurred.
Depending on the circumstances of a particular case, fewer incidents may have a
greater effect at a small college than at a large university campus. Harassing conduct
occurring on a school bus may be more intimidating than similar conduct on a school
playground because the restricted area makes it impossible for the students to avoid
their harassers60. Harassing conduct in a personal or secluded area such as a
dormitory room or residence hall can also have a greater effect (e.g., be seen as
more threatening) than would similar conduct in a more public area. On the other
hand, harassing conduct in a public place may be more humiliating. Each incident
must be judged individually.
 Other incidents at the school. A series of instances at the school, not involving the
same students, could -- taken together -- create a hostile environment, even if each
by itself would not be sufficient 61.
 Incidents of gender-based, but non-sexual, harassment. Acts of verbal, nonverbal, or
physical aggression, intimidation, or hostility based on sex, but not involving sexual
activity or language, can be combined with incidents of sexual harassment to
determine if the incidents of sexual harassment are sufficiently severe, persistent, or
pervasive to create a sexually hostile environment 62.

NOTICE
A school will be in violation of Title IX if the school "has notice" of a sexually hostile
environment and fails to take immediate and appropriate corrective action 63. A school has
notice if it actually "knew, or in the exercise of reasonable care, should have known" about
the harassment64. In addition, as long as an agent or responsible employee of the school
received notice65, the school has notice
.
A school can receive notice in many different ways. A student may have filed a grievance or
complained to a teacher about fellow students sexually harassing him or her. A student,
parent, or other individual may have contacted other appropriate personnel, such as a
principal, campus security, bus driver, teacher, an affirmative action officer, or staff in the
office of student affairs. An agent or responsible employee of the school may have witnessed
the harassment. The school may receive notice in an indirect manner, from sources such as
a member of the school staff, a member of the educational or local community, or the media.
The school also may have received notice from flyers about the incident or incidents posted
around the school66.
Constructive notice exists if the school "should have" known about the harassment -- if the
school would have found out about the harassment through a "reasonably diligent inquiry 67."
For example, if a school knows of some incidents of harassment, there may be situations in
which it will be charged with notice of others -- if the known incidents should have triggered
an investigation that would have led to a discovery of the additional incidents. In other cases,
the pervasiveness of the harassment may be enough to conclude that the school should
have known of the hostile environment -- if the harassment is widespread, openly practiced,
or well-known to students and staff (such as sexual harassment occurring in hallways, graffiti
in public areas, or harassment occurring during recess under a teacher's supervision) 68.
In addition, if a school otherwise has actual or constructive notice of a hostile environment
and fails to take immediate and appropriate corrective action, a school has violated Title IX
even if the student fails to use the school's existing grievance procedures.
RECIPIENT'S RESPONSE

859
Once a school has notice of possible sexual harassment of students -- whether carried out
by employees, other students, or third parties -- it should take immediate and appropriate
steps to investigate or otherwise determine what occurred and take steps reasonably
calculated to end any harassment, eliminate a hostile environment if one has been created,
and prevent harassment from occurring again. These steps are the school's responsibility
whether or not the student who was harassed makes a complaint or otherwise asks the
school to take action69. As described in the next section, in appropriate circumstances the
school will also be responsible for taking steps to remedy the effects of the harassment on
the individual student or students who were harassed. What constitutes a reasonable
response to information about possible sexual harassment will differ depending upon the
circumstances.

Response to Student or Parent Reports of Harassment;


Response to Direct Observation by a Responsible Employee or
Agent of Harassment
If a student or the parent of an elementary or secondary student provides information or
complains about sexual harassment of the student, the school should initially discuss what
actions the student or parent is seeking in response to the harassment. The school should
explain the avenues for informal and formal action, including a description of the grievance
procedure that is available for sexual harassment complaints and an explanation of how the
procedure works. If a responsible school employee or agent has directly observed sexual
harassment of a student, the school should contact the student who was harassed (or the
parent, depending upon the age of the student) 70, explain that the school is responsible for
taking steps to correct the harassment, and provide the same information described in the
previous sentence.
Regardless of whether the student who was harassed, or his or her parent, decides to file a
formal complaint or otherwise request action on the student's behalf (including in cases
involving direct observation by a responsible school employee or agent), the school must
promptly investigate to determine what occurred and then take appropriate steps to resolve
the situation. The specific steps in an investigation will vary depending upon the nature of the
allegations, the source of the complaint, the age of the student or students involved, the size
and administrative structure of the school, and other factors. However, in all cases the
inquiry must be prompt, thorough, and impartial. (Requests by the student who was
harassed for confidentiality or for no action to be taken, responding to notice of harassment
from other sources, and the components of a prompt and equitable grievance procedure are
discussed in subsequent sections of the Guidance.)
It may be appropriate for a school to take interim measures during the investigation of a
complaint. For instance, if a student alleges that he or she has been sexually assaulted by
another student, the school may decide to immediately place the students in separate
classes or in different housing arrangements on a campus, pending the results of the
school's investigation. Similarly, if the alleged harasser is a teacher, allowing the student to
transfer to a different class may be appropriate. In cases involving potential criminal conduct,
school personnel should determine whether appropriate law enforcement authorities should
be notified. In all cases, schools should make every effort to prevent public disclosure of the
names of all parties involved, except to the extent necessary to carry out an investigation.
If a school determines that sexual harassment has occurred, it should take reasonable,
timely, age-appropriate, and effective corrective action, including steps tailored to the specific
situation71. Appropriate steps should be taken to end the harassment. For example, school
personnel may need to counsel, warn, or take disciplinary action against the harasser, based
on the severity of the harassment or any record of prior incidents or both 72. A series of
escalating consequences may be necessary if the initial steps are ineffective in stopping the

860
harassment73. In some cases, it may be appropriate to further separate the harassed student
and the harasser, e.g., by changing housing arrangements 74 or directing the harasser to have
no further contact with the harassed student. Responsive measures of this type should be
designed to minimize, as much as possible, the burden on the student who was harassed. If
the alleged harasser is not a student or employee of the recipient, OCR will consider the
level of control the school has over the harasser in determining what response would be
appropriate75.
Steps also should be taken to eliminate any hostile environment that has been created. For
example, if a female student has been subjected to harassment by a group of other students
in a class, the school may need to deliver special training or other interventions for that class
to repair the educational environment. If the school offers the student the option of
withdrawing from a class in which a hostile environment occurred, the school should assist
the student in making program or schedule changes and ensure that none of the changes
adversely affect the student's academic record. Other measures may include, if appropriate,
directing a harasser to apologize to the harassed student. If a hostile environment has
affected an entire school or campus, an effective response may need to include
dissemination of information, the issuance of new policy statements, or other steps that are
designed to clearly communicate the message that the school does not tolerate harassment
and will be responsive to any student who reports that conduct.
In some situations, a school may be required to provide other services to the student who
was harassed if necessary to address the effects of the harassment on that student 76. For
example, if an instructor gives a student a low grade because the student failed to respond
to his sexual advances, this constitutes quid pro quo harassment for which the school is
liable under Title IX regardless of whether it knew of the harassment. Thus, the school may
be required to make arrangements for an independent reassessment of the student's work, if
feasible, and change the grade accordingly; make arrangements for the student to take the
course again with a different instructor; provide tutoring; make tuition adjustments; offer
reimbursement for professional counseling; or take other measures that are appropriate to
the circumstances. As another example, if a school delays responding or responds
inappropriately to information about harassment, such as a case in which the school ignores
complaints by a student that he or she is being sexually harassed by a classmate, the school
will be required to remedy the effects of the harassment that could have been prevented had
the school responded promptly and appropriately.
Finally, a school should take steps to prevent any further harassment 77 and to prevent any
retaliation against the student who made the complaint (or was the subject of the
harassment), against a person who filed a complaint on behalf of a student, or against those
who provided information as witnesses78. At a minimum, this includes making sure that the
harassed students and their parents know how to report any subsequent problems and
making follow-up inquiries to see if there have been any new incidents or any retaliation. To
prevent recurrences, counseling for the harasser may be appropriate to ensure that he or
she understands what constitutes harassment and the effects it can have. In addition,
depending on how widespread the harassment was and whether there have been any prior
incidents, the school may need to provide training for the larger school community to ensure
that students, parents, and teachers can recognize harassment if it recurs and know how to
respond79.

Requests by the Harassed Student for Confidentiality


The scope of a reasonable response also may depend upon whether a student, or parent of
a minor student, reporting harassment asks that the student's name not be disclosed to the
harasser or that nothing be done about the alleged harassment. In all cases a school should
discuss confidentiality standards and concerns with the complainant initially. The school

861
should inform the student that the request may limit the school's ability to respond. The
school also should tell the student that Title IX prohibits retaliation and that, if he or she is
afraid of reprisals from the alleged harasser, the school will take steps to try to prevent
retaliation and will take strong responsive actions if retaliation occurs. If the student
continues to ask that his or her name not be revealed, the school should take all reasonable
steps to investigate and respond to the complaint consistent with that request as long as
doing so does not preclude the school from responding effectively to the harassment and
preventing harassment of other students. Thus, for example, a reasonable response would
not require disciplinary action against an alleged harasser if a student, who was the only
student harassed, insists that his or her name not be revealed, and the alleged harasser
could not respond to the charges of sexual harassment without that information.
At the same time, a school should evaluate the confidentiality request in the context of its
responsibility to provide a safe and nondiscriminatory environment for all students. The
factors a school may consider in this regard include the seriousness of the alleged
harassment, the age of the student harassed, whether there have been other complaints or
reports of harassment against the alleged harasser, and the rights of the accused individual
to receive information about the accuser and the allegations if a formal proceeding with
sanctions may result80.
Although a student's request to have his or her name withheld may limit the school's ability to
respond fully to an individual complaint of harassment, other means may be available to
address the harassment. There are steps a recipient can take to limit the effects of the
alleged harassment and prevent its recurrence without initiating formal action against the
alleged harasser or revealing the identity of the complainant. Examples include conducting
sexual harassment training for the school site or academic department where the problem
occurred, taking a student survey concerning any problems with harassment, or
implementing other systemic measures at the site or department where the alleged
harassment has occurred.
In addition, by investigating the complaint to the extent possible -- including by reporting it to
the Title IX coordinator or other responsible school employee designated pursuant to Title IX
-- the school may learn about or be able to confirm a pattern of harassment based on claims
by different students that they were harassed by the same individual. In some situations
there may be prior reports by former students who now might be willing to come forward and
be identified, thus providing a basis for further corrective action. In instances affecting a
number of students (for example, a report from a student that an instructor has repeatedly
made sexually explicit remarks about his or her personal life in front of an entire class), an
individual can be put on notice of allegations of harassing behavior and counseled
appropriately without revealing, even indirectly, the identity of the student who notified the
school. Those steps can be very effective in preventing further harassment.

Response to Other Types of Notice


The previous two sections deal with situations in which a student or parent of a student who
was harassed reports or complains of harassment or in which a responsible school
employee or agent directly observes sexual harassment of a student. If a school learns of
harassment through other means, for example if information about harassment is received
from a third party (such as from a witness to an incident or an anonymous letter or telephone
call), different factors will affect the school's response. These factors include the source and
nature of the information; the seriousness of the alleged incident; the specificity of the
information; the objectivity and credibility of the source of the report; whether any individuals
can be identified who were subjected to the alleged harassment; and whether those
individuals want to pursue the matter. If, based on these factors, it is reasonable for the

862
school to investigate and it can confirm the allegations, the considerations described in the
previous sections concerning interim measures and appropriate responsive action will apply.
For example, if a parent visiting a school observes a student repeatedly harassing a group of
female students and reports this to school officials, school personnel can speak with the
female students to confirm whether that conduct has occurred and whether they view it as
unwelcome. If the school determines that the conduct created a hostile environment, it can
take reasonable, age-appropriate steps to address the situation. If, on the other hand, the
students in this example were to ask that their names not be disclosed or indicate that they
do not want to pursue the matter, the considerations described in the previous section
related to requests for confidentiality will shape the school's response.
In a contrasting example, a student newspaper at a large university may print an anonymous
letter claiming that a professor is sexually harassing students in class on a daily basis, but
the letter provides no clue as to the identity of the professor or the department in which the
conduct is allegedly taking place. Due to the anonymous source and lack of specificity of the
information, a school would not reasonably be able to investigate and confirm these
allegations. However, in response to the anonymous letter, the school could submit a letter
or article to the newspaper reiterating its policy against sexual harassment, encouraging
persons who believe that they have been sexually harassed to come forward, and explaining
how its grievance procedures work.

Prevention
A policy specifically prohibiting sexual harassment and separate grievance procedures for
violations of that policy can help ensure that all students and employees understand the
nature of sexual harassment and that the school will not tolerate it. Indeed, they might even
bring conduct of a sexual nature to the school's attention so that the school can address it
before it becomes sufficiently severe, persistent, or pervasive to create a hostile
environment. Further, training for administrators, teachers, and staff and age-appropriate
classroom information for students can help to ensure that they understand what types of
conduct can cause sexual harassment and that they know how to respond.
PROMPT AND EQUITABLE GRIEVANCE PROCEDURES
Schools are required by Title IX to adopt and publish a policy against sex discrimination and
grievance procedures providing for prompt and equitable resolution of complaints of
discrimination on the basis of sex81. Accordingly, regardless of whether harassment occurred,
a school violates this requirement of Title IX if it does not have those procedures and policy
in place82.
A school's sex discrimination grievance procedures must apply to complaints of sex
discrimination in the school's education programs and activities filed by students against
school employees, other students, or third parties 83. Title IX does not require a school to
adopt a policy specifically prohibiting sexual harassment or to provide separate grievance
procedures for sexual harassment complaints. However, its nondiscrimination policy and
grievance procedures for handling discrimination complaints must provide effective means
for preventing and responding to sexual harassment. Thus, if, because of the lack of a policy
or procedure specifically addressing sexual harassment, students are unaware of what kind
of conduct constitutes sexual harassment or that that conduct is prohibited sex
discrimination, a school's general policy and procedures relating to sex discrimination
complaints will not be considered effective84.
OCR has identified a number of elements in evaluating whether a school's grievance
procedures are prompt and equitable, including whether the procedures provide for--

863
1. notice to students, parents of elementary and secondary students, and employees of
the procedure, including where complaints may be filed;
2. application of the procedure to complaints alleging harassment carried out by
employees, other students, or third parties;
3. adequate, reliable, and impartial investigation of complaints, including the opportunity
to present witnesses and other evidence;
4. designated and reasonably prompt timeframes for the major stages of the complaint
process;
5. notice to the parties of the outcome of the complaint85; and
6. an assurance that the school will take steps to prevent recurrence of any harassment
and to correct its discriminatory effects on the complainant and others, if
appropriate86.

Many schools also provide an opportunity to appeal the findings or remedy or both. In
addition, because retaliation is prohibited by Title IX, schools may want to include a provision
in their procedures prohibiting retaliation against any individual who files a complaint or
participates in a harassment inquiry.
Procedures adopted by schools will vary considerably in detail, specificity, and components,
reflecting differences in audiences, school sizes and administrative structures, State or local
legal requirements, and past experience. In addition, whether complaint resolutions are
timely will vary depending on the complexity of the investigation and the severity and extent
of the harassment. During the investigation it is a good practice for schools to inform
students who have alleged harassment about the status of the investigation on a periodic
basis.
A grievance procedure applicable to sexual harassment complaints cannot be prompt or
equitable unless students know it exists, how it works, and how to file a complaint. Thus, the
procedures should be written in language appropriate to the age of the school's students,
easily understood, and widely disseminated. Distributing the procedures to administrators, or
including them in the school's administrative or policy manual, may not by itself be an
effective way of providing notice, as these publications are usually not widely circulated to
and understood by all members of the school community. Many schools ensure adequate
notice to students by having copies of the procedures available at various locations
throughout the school or campus; publishing the procedures as a separate document;
including a summary of the procedures in major publications issued by the school, such as
handbooks and catalogs for students, parents of elementary and secondary students,
faculty, and staff; and identifying individuals who can explain how the procedures work.
A school must designate at least one employee to coordinate its efforts to comply with and
carry out its Title IX responsibilities87. The school must notify all of its students and
employees of the name, office address, and telephone number of the employee or
employees designated88. Because it is possible that an employee designated to handle Title
IX complaints may him or herself engage in harassment, a school may want to designate
more than one employee to be responsible for handling complaints in order to ensure that
students have an effective means of reporting harassment 89. While a school may choose to
have a number of employees responsible for Title IX matters, it is also advisable to give one
official responsibility for overall coordination and oversight of all sexual harassment
complaints to ensure consistent practices and standards in handling complaints.
Coordination of recordkeeping (for instance, in a confidential log maintained by the Title IX
coordinator) will also ensure that the school can and will resolve recurring problems and
identify students or employees who have multiple complaints filed against them 90. Finally, the
school must make sure that all designated employees have adequate training as to what

864
conduct constitutes sexual harassment and are able to explain how the grievance procedure
operates91.
Grievance procedures may include informal mechanisms for resolving sexual harassment
complaints to be used if the parties agree to do so92. OCR has frequently advised schools,
however, that it is not appropriate for a student who is complaining of harassment to be
required to work out the problem directly with the individual alleged to be harassing him or
her, and certainly not without appropriate involvement by the school (e.g., participation by a
counselor, trained mediator, or, if appropriate, a teacher or administrator). In addition, the
complainant must be notified of the right to end the informal process at any time and begin
the formal stage of the complaint process. In some cases, such as alleged sexual assaults,
mediation will not be appropriate even on a voluntary basis. Title IX also permits the use of a
student disciplinary procedure not designed specifically for Title IX grievances to resolve sex
discrimination complaints, as long as the procedure meets the requirement of affording a
complainant a "prompt and equitable" resolution of the complaint.
In some instances, a complainant may allege harassing conduct that constitutes both sex
discrimination and possible criminal conduct. Police investigations or reports may be useful
in terms of fact-gathering. However, because legal standards for criminal conduct are
different, police investigations or reports may not be determinative of whether harassment
occurred under Title IX and do not relieve the school of its duty to respond promptly 93.
Similarly, schools are cautioned about using the results of insurance company investigations
of sexual harassment allegations. The purpose of an insurance investigation is to assess
liability under the insurance policy, and the applicable standards may well be different from
those under Title IX. In addition, a school is not relieved of its responsibility to respond to a
sexual harassment complaint filed under its grievance procedure by the fact that a complaint
has been filed with OCR94.
Finally, a public school's employees may have certain due process rights under the United
States Constitution. The Constitution also guarantees due process to students in public and
State-supported schools who are accused of certain types of infractions. The rights
established under Title IX must be interpreted consistently with any federally guaranteed
rights involved in a complaint proceeding. In both public and private schools, additional or
separate rights may be created for employees or students by State law, institutional
regulations and policies, such as faculty or student handbooks, and collective bargaining
agreements. Schools should be aware of these rights and their legal responsibilities to those
accused of harassment. Indeed, procedures that ensure the Title IX rights of the complainant
while at the same time according due process to both parties involved will lead to sound and
supportable decisions. Schools should ensure that steps to accord due process rights do not
restrict or unnecessarily delay the protections provided by Title IX to the complainant.
FIRST AMENDMENT
In cases of alleged harassment, the protections of the First Amendment must be considered
if issues of speech or expression are involved95. Free speech rights apply in the classroom
(e.g., classroom lectures and discussions)96 and in all other education programs and activities
of public schools (e.g., public meetings and speakers on campus; campus debates, school
plays and other cultural events97; and student newspapers, journals and other publications 98).
In addition, First Amendment rights apply to the speech of students and teachers 99.
Title IX is intended to protect students from sex discrimination, not to regulate the content of
speech. OCR recognizes that the offensiveness of particular expression as perceived by
some students, standing alone, is not a legally sufficient basis to establish a sexually hostile
environment under Title IX100. In order to establish a violation of Title IX, the harassment must
be sufficiently severe, persistent, or pervasive to limit a student's ability to participate in or

865
benefit from the education program or to create a hostile or abusive educational
environment101.
Moreover, in regulating the conduct of its students and its faculty to prevent or redress
discrimination prohibited by Title IX (e.g., in responding to harassment that is sufficiently
severe, persistent, or pervasive as to create a hostile environment), a school must formulate,
interpret, and apply its rules so as to protect academic freedom and free speech rights. For
instance, while the First Amendment may prohibit a school from restricting the right of
students to express opinions about one sex that may be considered derogatory, the school
can take steps to denounce those opinions and ensure that competing views are heard. The
age of the students involved and the location or forum may affect how the school can
respond consistent with the First Amendment 102. As an example of the application of free
speech rights to allegations of sexual harassment, consider the followin
g:
Example 1: In a college level creative writing class, a professor's required reading list
includes excerpts from literary classics that contain descriptions of explicit sexual conduct,
including scenes that depict women in submissive and demeaning roles. The professor also
assigns students to write their own materials, which are read in class. Some of the student
essays contain sexually derogatory themes about women. Several female students complain
to the Dean of Students that the materials and related classroom discussion have created a
sexually hostile environment for women in the class. What must the school do in response?
Answer: Academic discourse in this example is protected by the First Amendment even if it is
offensive to individuals. Thus, Title IX would not require the school to discipline the professor
or to censor the reading list or related class discussion.
Example 2: A group of male students repeatedly targets a female student for harassment
during the bus ride home from school, including making explicit sexual comments about her
body, passing around drawings that depict her engaging in sexual conduct, and, on several
occasions, attempting to follow her home off the bus. The female student and her parents
complain to the principal that the male students' conduct has created a hostile environment
for girls on the bus and that they fear for their daughter's safety. What must the school do in
response?
Answer: Threatening and intimidating actions targeted at a particular student or group of
students, even though they contain elements of speech, are not protected by the First
Amendment. The school must take reasonable and appropriate actions against the students,
including disciplinary action if necessary, to remedy the hostile environment and prevent
future harassment.

FOOTNOTES
1. This Guidance does not address sexual harassment of employees, although that
conduct may be prohibited by Title IX. If employees bring sexual harassment claims
under Title IX, case law applicable to sexual harassment in the workplace under Title
VII of the Civil Rights Act of 1964, 42 U.S.C. 2000e-2(a), and Equal Employment
Opportunity Commission (EEOC) guidelines will apply. See 28 CFR 42.604
(Procedures for Complaints of Employment Discrimination Filed Against Recipients
of Federal Financial Assistance).
2. 20 U.S.C. 1681 et seq., as amended; 34 CFR 106.1, 106.31(a)(b). In analyzing
sexual harassment claims, the Department also applies, as appropriate to the
educational context, many of the legal principles applicable to sexual harassment in
the workplace developed under Title VII. See Franklin v. Gwinnett County Public
Schools, 503 U.S. 60, 75 (1992)(applying Title VII principles in determining that a

866
student was entitled to protection from sexual harassment by a teacher in school
under Title IX); Kinman v. Omaha Public School Dist., 94 F.3d 463, 469 (8th Cir.
1996) (applying Title VII principles in determining that a student was entitled to
protection from hostile environment sexual harassment by a teacher in school under
Title IX); Doe v. Claiborne County, 1996 WL 734583, *19 (6th Cir. December 26,
1996) (holding in a case involving allegations of hostile environment sexual
harassment of a student by a teacher that Title VII agency principles apply to sexual
harassment cases brought under Title IX); Murray v. New York University College of
Dentistry, 57 F.3d 243, 249 (2nd Cir. 1995) (while finding notice lacking, court
applied Title VII principles in assuming a Title IX cause of action for sexual
harassment of a medical student by a patient visiting the school clinic); Doe v.
Petaluma City School Dist., 830 F.Supp. 1560, 1571-72 (N.D. Cal. 1993) (applying
Title VII principles in determining that if school had notice of peer sexual harassment
and failed to take appropriate corrective action, school liable under Title IX), rev'd in
part on other grounds, 54 F.3d 1447 (9th Cir. 1995); Kadiki v. Virginia
Commonwealth University, 892 F.Supp. 746, 749 (E.D. Va. 1995) (in Title IX case
involving allegations of both quid pro quo and hostile environment sexual
harassment, court indicated that Title VII standards should be applied).

In addition, many of the principles applicable to racial harassment under Title VI of


the Civil Rights Act of 1964, 42 U.S.C. 2000d et seq., and Title VII also apply to
sexual harassment under Title IX. Indeed, Title IX was modeled on Title VI, Cannon
v. University of Chicago, 441 U.S. 677, 694 (1979). For information on racial
harassment, see the Department's Notice of Investigative Guidance for Racial
Harassment, 59 FR 11448 (1994).
3. Consistent with Supreme Court decisions, see Franklin, 503 U.S. at 75 (expressly
ruling that the sexual harassment of a student by a teacher violates Title IX), the
Department has interpreted Title IX as prohibiting sexual harassment for over a
decade. Kinman, 94 F.3d at 469 (Title IX prohibits hostile environment sexual
harassment of student by teacher). Moreover, it has been OCR's longstanding
practice to apply Title IX to peer harassment. See also Bosley v. Kearney R-1 School
Dist., 904 F.Supp. 1006, 1023 (W.D. Mo. 1995); Doe v. Petaluma City School Dist.,
Plaintiff's Motion for Reconsideration Granted, 1996 WL 432298 (N.D. Cal. July 22,
1996) (reaffirming Title IX liability for peer harassment if the school knows of the
hostile environment but fails to take remedial action); Burrow v. Postville Community
School District, 929 F.Supp. 1193, 1205 (N.D. Iowa 1996) (student may bring Title IX
cause of action against a school for its knowing failure to take appropriate remedial
action in response to the hostile environment created by students at the school);
Oona R.-S. v. Santa Rosa City Schools, 890 F.Supp. 1452 (N.D. Cal. 1995); Davis v.
Monroe County Bd. of Education, 74 F.3d 1186, 1193 (11th Cir. 1996) (as Title VII is
violated if a sexually hostile working environment is created by co-workers and
tolerated by the employer, Title IX is violated if a sexually hostile educational
environment is created by a fellow student or students and the supervising
authorities knowingly failed to act to eliminate the harassment), vacated, reh'g
granted, 91 F.3d 1418 (11th Cir. 1996); cf. Murray, 57 F.3d at 249 (while court finds
no notice to school, assumes a Title IX cause of action for sexual harassment of a
medical student by a patient visiting school clinic). But see note 27. Of course, OCR
has interpreted Title IX as prohibiting quid pro quo harassment of students for many
years. See Alexander v. Yale University, 459 F.Supp. 1, 4 (D.Conn. 1977), aff'd, 631
F.2d 178 (2nd Cir. 1980).
4. The term "employee" refers to employees and agents of a school. This includes
persons with whom the school contracts to provide services for the school. See

867
Brown v. Hot, Sexy, and Safer Productions, Inc., 68 F.3d 525 (1st Cir. 1995) (Title IX
sexual harassment claim brought for school's role in permitting contract consultant
hired by it to create allegedly hostile environment).

In addition, while the standards applicable to peer sexual harassment are generally
applicable to claims of student-on-student harassment, schools will be liable for the
sexual harassment of one student by another student under the standards applicable
to employee-on-student harassment if a student engages in sexual harassment as
an agent or employee of a school. For instance, a school would be liable under the
standards applicable to quid pro quo harassment if a student teaching assistant, who
has been given the authority to assign grades, requires a student in his or her class
to submit to sexual advances in order to obtain a certain grade in the class.
5. Alexander, 459 F.Supp. at 4 (a claim that academic advancement was conditioned
upon submission to sexual demands constitutes a claim of sex discrimination in
education); Kadiki, 892 F.Supp. at 752 (reexamination in a course conditioned on
college student's agreeing to be spanked should she not attain a certain grade may
constitute quid pro quo harassment); see also Karibian v. Columbia University, 14
F.3d 773, 777-79 (2nd Cir. 1994) (Title VII case).
6. See e.g., Franklin, 503 U.S. at 63 (conduct of a sexual nature found to support a
sexual harassment claim under Title IX included kissing, sexual intercourse); Meritor
Savings Bank FSB v. Vinson, 477 U.S. 57, 60-61 (1986) (demands for sexual favors,
sexual advances, fondling, indecent exposure, sexual intercourse, rape sufficient to
raise hostile environment claim under Title VII); Harris v. Forklift Systems, Inc., 510
U.S. 17, 114 S.Ct. 367 (1993)(sexually derogatory comments and innuendo may
support a sexual harassment claim under Title VII); Ellison v. Brady, 924 F.2d
872,873-74, 880 (9th Cir. 1991) (allegations sufficient to state a sexual harassment
claim under Title VII included repeated requests for dates, letters making explicit
references to sex and describing the harasser's feelings for plaintiff); Lipsett v.
University of Puerto Rico, 864 F.2d 881, 903-4 (1st Cir. 1988) (sexually derogatory
comments, posting of sexually explicit drawing of plaintiff, sexual advances may
support sexual harassment claim); Kadiki, 892 F.Supp. at 751 (professor's spanking
of a university student may constitute sexual conduct under Title IX); Doe v.
Petaluma, 830 F.Supp. at 1564-65 (sexually derogatory taunts and innuendo can be
the basis of a harassment claim); Denver School Dist. #1, OCR Case No. 08-92-
1007 (same as to allegations of vulgar language and obscenities, pictures of nude
women on office walls and desks, unwelcome touching, sexually offensive jokes,
bribery to perform sexual acts, indecent exposure); Nashoba Regional High School,
OCR Case No. 01-92-1377 (same as to year-long campaign of derogatory, sexually
explicit graffiti and remarks directed at one student.)
7. Davis, 74 F.3d at 1194, vacated, reh'g granted; Doe v. Petaluma, 830 F.Supp. at
1571-73; Moire v. Temple University School of Medicine, 613 F.Supp. 1360, 1366
(E.D. Pa. 1985), aff'd mem., 800 F.2d 1136 (3d Cir. 1986); see also Vinson, 477 U.S.
at 67; Lipsett, 864 F.2d at 901; Racial Harassment Guidance, 59 FR 11449- 50. But
see note 27.
8. 34 CFR 106.8(b).
9. 20 U.S.C. 1687 (codification of Title IX portion of the Civil Rights Restoration Act of
1987).
10. 10. See also Shoreline School Dist., OCR Case No. 10-92-1002 (a teacher's patting
student on arm, shoulder, and back, and restraining the student when he was out of
control, not conduct of a sexual nature); Dartmouth Public Schools, OCR Case No.
01-90-1058 (same as to contact between high school coach and students); San
Francisco State University, OCR Case No. 09-94-2038 (same as to faculty advisor

868
placing her arm around graduate student's shoulder in posing for a picture); Analy
Union High School Dist., OCR Case No. 09-92-1249 (same as to drama instructor
who put his arms around both male and female students who confided in him.)
11. Cf. John Does 1 v. Covington County School Bd., 884 F.Supp. 462, 464-65 (M.D.
Ala. 1995) (male students alleging that teacher sexually harassed and abused them
stated cause of action under Title IX).
12. Title IX and the regulations implementing it prohibit discrimination "on the basis of
sex;" they do not restrict sexual harassment to those circumstances in which the
harasser only harasses members of the opposite sex in incidents involving either
quid pro quo or hostile environment sexual harassment. See 34 CFR 106.31. In
order for hostile environment harassment to be actionable under Title IX, it must
create a hostile or abusive environment. This can occur when a student or employee
harasses a member of the same sex. See Kinman, 94 F.3d at 468 (female student's
alleging sexual harassment by female teacher sufficient to raise a claim under Title
IX); Doe v. Petaluma, 830 F.Supp. at 1564-65, 1575 (female junior high school
student alleging sexual harassment by other students, including both boys and girls,
sufficient to raise claim under Title IX); John Does 1, 884 F.Supp. at 465 (same as to
male students' allegations of sexual harassment and abuse by male teacher.) It can
also occur in certain situations if the harassment is directed at students of both
sexes. Chiapuzo v. BLT Operating Co., 826 F.Supp. 1334 (D. Wyo. 1993) (court
found that such harassment could violate Title VII).

In many circumstances, harassing conduct will be on the basis of sex because the
student would not have been subjected to it at all had he or she been a member of
the opposite sex; e.g., if a female student is repeatedly propositioned by a male
student or employee (or, for that matter, if a male student is repeatedly propositioned
by a male student or employee). In other circumstances, harassing conduct will be
on the basis of sex if the student would not have been affected by it in the same way
or to the same extent had he or she been a member of the opposite sex; e.g.,
pornography and sexually explicit jokes in a mostly male shop class are likely to
affect the few girls in the class more than it will most of the boys.
In yet other circumstances, the conduct will be on the basis of sex in that the
student's sex was a factor in or affected the nature of the harasser'sconduct or both.
Thus, in Chiapuzo, a supervisor made demeaning remarks to both partners of a
married couple working for him, e.g., as to sexual acts he wanted to engage in with
the wife and how he would be a better lover than the husband. In both cases,
according to the court, the remarks were gender-driven in that they were made with
an intent to demean each member of the couple because of his or her respective
sex. See also Steiner v. Showboat Operating Co., 25 F.3d 1459, 1463-64 (9th Cir.
1994), cert. denied, 115 S.Ct. 733 (1995) (Title VII case).
13. Nashoba Regional High School, OCR Case No. 01-92-1397. In Conejo Valley School
Dist., OCR Case No. 09-93-1305, female students allegedly taunted another female
student about engaging in sexual activity; OCR found that the alleged comments
were sexually explicit and, if true, would be sufficiently severe, persistent, and
pervasive to create a hostile environment.
14. Williamson v. A.G. Edwards & Sons, Inc., 876 F.2d 69 (8th Cir. 1989, cert. denied
493 U.S. 1089 (1990) (Title VII case); DeSantis v. Pacific Tel. & Tel. Co., Inc., 608
F.2d 327 (9th Cir. 1979) (same); Blum v. Gulf Oil Corp., 597 F.2d 936 (5th Cir. 1979)
(same).
15. See Nabozny v. Podlesny, 92 F.3d 446 (7th Cir. 1996) (holding that a gay student
could maintain claims alleging discrimination based on both gender and sexual
orientation under the Equal Protection Clause of the United States Constitution in

869
case in which school district officials allegedly failed to protect the student to the
same extent that other students were protected from harassment and harm by other
students due to the student's gender and sexual orientation).
16. See Vinson, 477 U.S. at 65-66; Harris, 114 S.Ct. at 370-371; see also Hicks v. Gates
Rubber Co., 833 F.2d 1406, 1416 (10th Cir. 1987) (Title VII case); McKinney v. Dole,
765 F.2d 1129, 1138 (D.C. Cir. 1985) (Title VII case; physical, but non-sexual,
assault could be sex-based harassment if shown to be unequal treatment that would
not have taken place but for the employee's sex); Cline v. General Electric Capital
Auto Lease, Inc., 757 F.Supp. 923 (N.D. Ill. 1991) (Title VII case).
17. See Harris, 114 S.Ct. at 370-371; Andrews v. City of Philadelphia, 895 F.2d 1469,
1485-86 (3rd Cir. 1990) (Title VII case; court directed trial court to consider sexual
conduct as well as theft of female employees' files and work, destruction of property,
and anonymous phone calls in determining if there had been sex discrimination); see
also Hall v. Gus Construction Co., 842 F.2d 1010, 1014 (8th Cir. 1988) (Title VII
case); Hicks, 833 F.2d at 1415; Eden Prairie Schools, Dist. #272, OCR Case No. 05-
92- 1174 (the boys made lewd comments about male anatomy and tormented the
girls by pretending to stab them with rubber knives; while the stabbing was not
sexual conduct, it was directed at them because of their sex, i.e., because they were
girls.
18. The Supreme Court has ruled that agency principles apply in determining an
employer's liability under Title VII for the harassment of its employees by
supervisors. See Vinson, 477 U.S. at 72. These principles would govern in Title IX
cases involving employees who are harassed by their supervisors. See 28 CFR
42.604 (regulations providing for handling employment discrimination complaints by
Federal agencies; requiring agencies to apply Title VII law if applicable). These same
principles should govern the liability of educational institutions under Title IX for the
harassment of students by teachers and other school employees in positions of
authority. See Franklin, 503 U.S. at 75.
19. The Supreme Court in Vinson did not alter the standard developed in the lower
Federal courts whereby an institution is absolutely liable for quid pro quo sexual
harassment whether or not it knew, should have known, or approved of the
harassment at issue. 477 U.S. at 70-71; see also Lipsett, 864 F.2d at 901; EEOC
Notice N-915-050, March 1990, Policy Guidance on Current Issues of Sexual
Harassment, at p. 21. This standard applies in the school context as well. Kadiki, 892
F.Supp. at 752 (for the purposes of quid pro quo harassment of a student, professor
is in similar position as workplace supervisor).
20. Kadiki, 892 F.Supp. at 754-755; cf. Martin v. Cavalier Hotel Corp., 48 F.3d 1343,
1351 n.3 (4th Cir. 1995) (Title VII case); Karibian, 14 F.3d at 777-78; Henson v. City
of Dundee, 682 F.2d 897, 910 (11th Cir. 1982) (Title VII case).
21. See note 4.
22. Restatement (Second) Agency §219(2)(d); Martin, 48 F.3d at 1352 (finding an
employer liable under Title VII for sexual harassment of an employee in case in
which the Manager used his apparent authority to commit the harassment; the
Manager was delegated full authority to hire, fire, promote, and discipline employees
and used the authority to accomplish the harassment; and company policy required
employees to report harassment to the Manager with no other grievance process
made available to them).
23. See Restatement (Second) of Agency §219(2)(d); EEOC Policy Guidance on Current
Issues of Sexual Harassment at p. 28; Karibian, 14 F.3d at 780; Hirschfeld v. New
Mexico Corrections Dept., 916 F.2d 572, 579 (10th Cir. 1990) (Title VII case); Martin,
48 F.3d at 1352. But see Rosa H. v. San Elizario Ind. School Dist., 1997 U.S. App.
LEXIS 2780 (5th Cir. Feb. 17, 1997). In San Elizario the Fifth Circuit reversed a jury
finding that a school district was liable under Title IX for a hostile environment

870
created by the school's male karate instructor, who repeatedly initiated sexual
intercourse with a fifteen year old female karate student. The court held, contrary to
OCR policy, that a school could not be found liable under Title IX pursuant to agency
principles.

However, language in this and previous decisions indicates that Title IX law is
evolving in the Fifth Circuit. When OCR investigates complaints involving schools in
the Fifth Circuit (Texas, Louisiana, and Mississippi), it will in each case determine
and follow the current applicable law. In light of the evolving case law in the Fifth
Circuit, adhering to the standards in the Guidance may be the best way for schools in
these States to ensure compliance with the requirements of Title IX. School
personnel should also consider whether State, local, or other Federal authority affect
their obligations in these areas.
24. Karibian, 14 F.3d at 780 (employer would be liable for hostile environment
harassment in case in which allegations were that a supervisor coerced employee
into a sexual relationship by, among other things, telling her she "'owed him' for all he
was doing for her as her supervisor"); Sparks v. Pilot Freight Carriers, Inc., 830 F.2d
1554, 1558-60 (11th Cir. 1987) (Title VII case holding employer liable for sexually
hostile environment created by supervisor who repeatedly reminded the harassed
employee that he could fire her if she did not comply with his sexual advances).
25. Cf. Karibian, 14 F.3d at 780.
26. Id.
27. The overwhelming majority of courts that have considered the issue of sexually
hostile environments caused by peers have indicated that schools may be liable
under Title IX for their knowing failure to take appropriate actions to remedy the
hostile environment. See note 7 and peer hostile environment cases cited in note 3.
However, one Federal Circuit Court of Appeals decision, Rowinsky v. Bryan
Independent School Dist., 80 F.3d 1006 (5th Cir. 1996), cert. denied, 117 S.Ct. 165
(1996), has held to the contrary.

In that case, over a strong dissent, the court rejected the authority of other Federal
courts and OCR's longstanding construction of Title IX and held that a school district
is not liable under Title IX for peer harassment unless "the school district itself
directly discriminated based on sex," i.e., the school responded differently to sexual
harassment or similar claims of girls versus boys. For cases specifically rejecting the
Rowinsky interpretation, see e.g., Doe v. Petaluma, Plaintiff's Motion for
Reconsideration Granted, 1996 WL 432298 *6 (N.D. Cal. 1996); Burrow v. Postville
Community School Dist., 929 F.Supp. at 1193.
OCR believes that the Rowinsky decision misinterprets Title IX. As explained in this
Guidance, Title IX does not make a school responsible for the actions of the
harassing student, but rather for its own discrimination in failing to take immediate
and appropriate steps to remedy the hostile environment once a school official knows
about it. If a student is sexually harassed by a fellow student, and a school official
knows about it, but does not stop it, the school is permitting an atmosphere of sexual
discrimination to permeate the educational program. The school is liable for its own
action, or lack of action, in response to this discrimination. Notably, Title VII cases
that hold that employers are responsible for remedying hostile environment
harassment of one worker by a co-worker apply this same standard. See, e.g.,
Ellison v. Brady, 924 F.2d at 881-82; Hall v. Gus Construction Co., 842 F.2d 1010
(8th Cir. 1988); Hunter v. Allis-Chalmers Corp., 797 F.2d 1417 (7th Cir. 1986); Snell
v. Suffolk, 782 F.2d 1094 (2nd Cir. 1986); Robinson v. Jacksonville Shipyards, 760
F.Supp. 1486 (M.D. Fla. 1991).

871
Language in subsequent decisions indicates that Title IX law is evolving in the Fifth
Circuit. When OCR investigates complaints involving schools in States in the Fifth
Circuit (Texas, Louisiana, and Mississippi), it will in each case determine and follow
the current applicable law. However, the existence of Fifth Circuit decisions that are
inconsistent with OCR policy does not prohibit schools in these States from following
the Guidance. In order to ensure students a safe and nondiscriminatory educational
environment, the better practice is for these schools to follow the Guidance. Thus,
schools should take prompt corrective action to address peer harassment of which
they knew or should have known. Indeed, following the Guidance may be the safest
way for schools in these States to ensure compliance with the requirements of Title
IX.
28. See Restatement (Second) of Agency §219(2)(b).
29. As with peer harassment by its own students, a school's liability for the harassment
of its students by third parties is based on its obligation to provide an environment
free of discrimination. Murray, 57 F.3d at 250 (student participating in university
dental clinic providing services to the public alleged harassment by a patient; while
the court ruled in defendant's favor because of lack of notice, it considered such a
claim actionable under Title IX); Racial Harassment Investigative Guidance, 59 FR
11450 (referring to harassment by neighborhood teenagers, guest speaker, and
parents). See, e.g., 29 CFR 1604.11(e); Sparks v. Regional Medical Ctr., 792
F.Supp. 735, 738 n.1 (N.D. Ala. 1992) (Title VII case); Powell v. Las Vegas Hilton
Corp., 841 F.Supp. 1024, 1027-28 (D. Nev. 1992) (Title VII case); Magnuson v. Peak
Technical Servs., Inc., 808 F.Supp. 500, 512-13 (E.D. Va. 1992) (Title VII case);
EEOC v. Sage Realty Corp., 507 F.Supp. 599, 611 (S.D.N.Y. 1981) (Title VII case);
cf. Dornhecker v. Malibu Grand Prix Corp., 828 F.2d 307 (5th Cir. 1987) (assuming
Title VII required employer to respond appropriately to sexual harassment of an
employee by a contractor, but finding employer's response sufficient). See also
Restatement (Second) of Agency §219(2)(b).
30. For example, if athletes from a visiting team harass the home school's students, the
home school may not be able to discipline the athletes. However, it could encourage
the other school to take appropriate action to prevent further incidents; if necessary,
the home school may choose not to invite the other school back. Cf. Danna v. New
York Telephone Co., 752 F.Supp. 594, 611 (S.D.N.Y. 1990) (telephone company in
violation of Title VII for not taking sufficient action to protect its own employee from
sexually explicit graffiti at airport where she was assigned to work, e.g., contacting
airport management to see what remedial measures could be taken).
31. 34 CFR 106.8(b) and 106.9.
32. See Racial Harassment Investigative Guidance, 59 FR 11450; Murray, 57 F.3d at
249 (an employer is liable for the harassment of co-workers if the employer "either
provided no reasonable avenue for complaint or knew of the harassment but did
nothing about it".
33. EEOC Policy Guidance at p. 25 ("* * * in the absence of a strong, widely
disseminated, and consistently enforced employer policy against sexual harassment,
and an effective complaint procedure, employees could reasonably believe that a
harassing supervisor's actions will be ignored, tolerated, or even condoned by upper
management.")
34. CFR 106.8(b).
35. If OCR finds a violation of Title IX, it will seek to obtain an agreement with the school
to voluntarily correct the violation. The agreement will set out the specific steps the
school will take and provide for monitoring by OCR to ensure that the school
complies with the agreement. Schools should note that the Supreme Court has held
that monetary damages are available as a remedy in private lawsuits brought to

872
redress violations of Title IX. Franklin, 503 U.S. at 76. Of course, a school's
immediate and appropriate remedial actions are relevant in determining the nature
and extent of the damages suffered by a plaintiff.
36. . Henson, 682 F.2d at 903 (Title VII case).
37. [T]he fact that sex-related conduct was "voluntary," in the sense that the complainant
was not forced to participate against her will, is not a defense to a sexual harassment
suit brought under Title VII * * *. The correct inquiry is whether [the subject of the
harassment] by her conduct indicated that the alleged sexual advances were
unwelcome, not whether her actual participation in sexual intercourse was voluntary.
Vinson, 477 U.S. at 68.
38. Lipsett, 864 F.2d at 898 (while, in some instances, a person may have responsibility
for telling the harasser directly that the conduct is unwelcome, in other cases a
"consistent failure to respond to suggestive comments or gestures may be sufficient
***."); Danna, 752 F.Supp. at 612 (despite female employee's own foul language and
participation in graffiti writing, her complaints to management indicated that the
harassment was not welcome); see also Carr v. Allison Gas Turbine Div., GMC, 32
F.3d 1007, 1011 (7th Cir. 1994) (Title VII case; cursing and dirty jokes by female
employee did not show that she welcomed the sexual harassment, given her
frequent complaints about it: "Even if ... [the employee's] testimony that she talked
and acted as she did [only] in an effort to be 'one of the boys' is ... discounted, her
words and conduct cannot be compared to those of the men and used to justify their
conduct.... The asymmetry of positions must be considered. She was one woman;
they were many men. Her use of [vulgar] terms ... could not be deeply threatening.").
39. Reed v. Shepard, 939 F.2d 484, 486-87, 491-92 (7th Cir. 1991) (no harassment
found under Title VII in case in which female employee not only tolerated, but also
participated in and instigated the suggestive joking activities about which she was
now complaining); Weinsheimer v. Rockwell Int'l Corp., 794 F.Supp. 1559, 1563-64
(M.D. Fla. 1990) (same, in case in which general shop banter was full of vulgarity
and sexual innuendo by men and women alike, and plaintiff contributed her share to
this atmosphere). However, even if a student participates in the sexual banter, OCR
may in certain circumstances find that the conduct was nevertheless unwelcome if,
for example, a teacher took an active role in the sexual banter and a student
reasonably perceived that the teacher expected him or her to participate.
40. The school bears the burden of rebutting the presumption.
41. Of course, nothing in Title IX would prohibit a school from implementing policies
prohibiting sexual conduct or sexual relationships between students and adult
employees. 42. See note 41.
42. In Harris, the Supreme Court explained the requirement for considering the
"subjective perspective" when determining the existence of a hostile environment.
The Court stated: "...if the victim does not subjectively perceive the environment to
be abusive, the conduct has not actually altered the conditions of the victim's
employment, and there is no Title VII violation." 114 S.Ct. at 370.
43. The Supreme Court used a "reasonable person" standard in Harris, 114 S.Ct. at 370-
71 to determine whether sexual conduct constituted harassment. This standard has
been applied under Title VII to take into account the sex of the subject of the
harassment, see, e.g., Ellison, 924 F.2d at 878-79 (applying a "reasonable women"
standard to sexual harassment), and has been adapted to sexual harassment in
education, Davis, 74 F.3d at 1126 (relying on Harris to adopt an objective,
reasonable person standard), vacated, reh'g granted; Patricia H. v. Berkeley Unified
School Dist., 830 F. Supp. 1288, 1296 (N.D. Cal. 1993) (adopting a "reasonable
victim" standard and referring to OCR's use of it); Racial Harassment Guidance, 59
FR 11452 (the standard must take into account the characteristics and

873
circumstances of victims on a case-by-case basis, particularly the victim's race and
age).
44. Harris, 114 S.Ct. at 371; See Racial Harassment Guidance, 59 FR 11449 and 11452;
Brock v. United States, 64 F.3d 1421, 1423 (9th Cir. 1995) (Title VII case); Simon v.
Morehouse Sch. of Medicine, 908 F.Supp. 959, 969-970 (N.D. Ga. 1995) (Title VII
case); Al- Dabbagh v. Greenpeace, Inc., 873 F.Supp. 1105, 1111-12 (N.D. Ill. 1994)
(Title VII case); Watts v. N.Y.C. Police Dept., 724 F.Supp. 99, 104 (S.D.N.Y. 1989)
(Title VII case).
45. Davis, 74 F.3d at 1126 (no Title IX violation unless the conduct has "actually altered
the conditions of [the student's] learning environment"), vacated, reh'g granted;
Lipsett, 864 F.2d at 898 ("altered" the educational environment); Patricia H., 830 F.
Supp. at 1297 (sexual harassment could be found where conduct interfered with
student's ability to learn); see also Andrews, 895 F.2d at 1482 (Title VII case).
46. Harris, 114 S.Ct. at 371.
47. See e.g., Doe v Petaluma, 830 F. Supp at 1566 (student so upset about harassment
by other students that she was forced to transfer several times, including finally to a
private school); Modesto City Schools, OCR Case No. 09-93-1391 (evidence showed
that one girl's grades dropped while the harassment was occurring); Weaverville
Elementary School, OCR Case No. 09-91-1116 (students left school due to the
harassment). Compare with College of Alameda, OCR Case No. 09-90-2104
(student not in instructor's class and no evidence of any effect on student's
educational benefits or services, so no hostile environment).
48. Doe v. Petaluma, 830 F. Supp. at 1566.
49. See Harris, 114 S.Ct. at 371, in which the Court held that tangible harm is not
required. In determining whether harm is sufficient, several factors are to be
considered, including frequency, severity, whether the conduct was threatening or
humiliating versus a mere offensive utterance, and whether it unreasonably
interfered with work performance. No single factor is required; similarly,
psychological harm, while relevant, is not required.
50. See Modesto City Schools, OCR Case No. 09-93-1391 (evidence showed that
several girls were afraid to go to school because of the harassment).
51. Summerfield Schools, OCR Case No. 15-92-1029.
52. See Waltman v. Int'l Paper Co., 875 F.2d 468, 477 (5th Cir. 1989) (Title VII case);
see also Hall, 842 F.2d at 1015 (evidence of sexual harassment directed at others is
relevant to show hostile environment under Title VII); Racial Harassment
Investigative Guidance, 59 FR 11453.
53. See, e.g., Andrews, 895 F.2d at 1484 ("Harassment is pervasive when 'incidents of
harassment occur either in concert or with regularity'."); Moylan v. Maries County,
792 F.2d 746, 749 (8th Cir. 1986) (Title VII case); Downes v. Federal Aviation
Administration, 775 F.2d 288, 293 (D.C. Cir. 1985) (same); cf. Scott v. Sears,
Roebuck and Co., 798 F.2d 210, 214 (7th Cir. 1986) (Title VII case; conduct was not
pervasive or debilitating).
54. The U.S. Equal Employment Opportunity Commission (EEOC) has stated: "The
Commission will presume that the unwelcome, intentional touching of [an
employee's] intimate body areas is sufficiently offensive to alter the conditions of her
working environment and constitute a violation of Title VII. More so than in the case
of verbal advances or remarks, a single unwelcome physical advance can seriously
poison the victim's working environment." EEOC Policy Guidance on Current Issues
of Sexual Harassment, p. 17. See also Barrett v. Omaha National Bank, 584 F.
Supp. 22, 30 (D. Neb. 1983), aff'd, 726 F.2d 424 (8th Cir. 1984) (hostile environment
created under Title VII by isolated events, i.e., occurring while traveling to and during
a two-day conference, including the co-worker's talking to plaintiff about sexual

874
activities and touching her in offensive manner while they were inside a vehicle from
which she could not escape).
55. See also Ursuline College, OCR Case No. 05-91-2068 (A single incident of
comments on a male student's muscles arguably not sexual; however, assuming
they were, not severe enough to create a hostile environment).
56. Patricia H., 830 F.Supp. at 1297 ("grave disparity in age and power" between teacher
and student contributed to the creation of a hostile environment); Summerfield
Schools, OCR Case No. 15-92- 1929 ("impact of the ... remarks was heightened by
the fact that the coach is an adult in a position of authority"); cf. Doe v. Taylor I.S.D.,
15 F.3d 443 (5th Cir. 1994), cert. denied, 115 S.Ct. 70 (1994) (Sec. 1983 case; in
finding that a sexual relationship between a high school teacher and a student was
unlawful, court considered the influence that the teacher had over the student by
virtue of his position of authority).
57. See, e.g., McKinney, 765 F.2d at 1138-40; Robinson, 760 F. Supp. at 1522.
58. Cf. Patricia H., 830 F. Supp. at 1297.
59. See also Barrett, 584 F. Supp. at 24 (harassment occurring in a car from which the
plaintiff could not escape was deemed particularly severe).
60. See also Hall, 842 F.2d at 1015 (incidents of sexual harassment directed at other
employees); Hicks, 833 F.2d at 1415-16 (same). Cf. Midwest City-Del City Public
Schools, OCR Case No. 06- 92-1012 (finding of racially hostile environment based in
part on several racial incidents at school shortly before incidents in complaint, a
number of which involved the same student involved in the complaint).
61. See note 17. In addition, incidents of racial or national origin harassment directed at
a particular individual may also be aggregated with incidents of sexual or gender
harassment directed at that individual in determining the existence of a hostile
environment. Hicks, 833 F.2d at 1416; Jefferies v. Harris Community Action Ass'n,
615 F.2d 1025, 1032 (5th Cir. 1980) (Title VII case).
62. In addition, even if there is no notice, schools may be liable for sexual harassment.
See previous discussions of liability in situations involving quid pro quo harassment
and hostile environment sexual harassment by employees in situations in which the
employee acted with apparent authority or was aided in carrying out the harassment
of students by his or her position of authority with the school.
63. See Ellison v. Brady, 924 F.2d 872, 881 (9th Cir. 1991), quoting EEOC v. Hacienda
Hotel, 881 F.2d 1504, 1515-1516 (9th Cir. 1989) (Title VII cases); Swentek v. USAir,
830 F.2d 552, 558 (4th Cir. 1987), quoting Katz v. Dole, 709 F.2d at 255 (Title VII
cases).

But see Rosa H. v. San Elizario Indep. School Dist., 1997 U.S. App. LEXIS 2780 (5th
Cir. Feb. 17, 1997) and note 23. In San Elizario, the Fifth Circuit held, among other
things, that liability for hostile environment harassment cannot attach where the
school has only constructive notice of the harassment. See note 23.
64. Whether an employee is an agent or responsible school employee, or whether it
would be reasonable for a student to believe the employee is, even if the employee is
not, will vary depending on factors such as the authority actually given to the
employee and the age of the student.

With respect to the notice provisions applicable to schools under Title IX, one
Federal Circuit Court of Appeals decision, Canutillo Indep. School Dist. v. Leija, 101
F.3d 393, 398-400 (5th Cir. 1996), has held, contrary to OCR policy, that a school
district was not liable in a case in which one of its teachers sexually molested a
second grade student, because the student and her mother only reported the
harassment to her homeroom teacher. Notwithstanding that a school handbook

875
instructed students and parents to report complaints to the child's primary or
homeroom teacher, the court held that notice must be given to "someone with
authority to take remedial action." See also Rosa H. v. San Elizario Indep. School
Dist., 1997 U.S. App. LEXIS 2780 (5th Cir. Feb. 17, 1997), and notes 23 and 64. In
San Elizario, the Fifth Circuit held, among other things, that although the fifteen year
old student, whose karate instructor had repeatedly initiated sexual intercourse, "was
subject to discrimination on the basis of sex," a school district is only liable if an
employee who has been invested by the school board with supervisory power over
the offending employee actually knew of the abuse, had the power to end the abuse,
and failed to do so.
Based on these and other decisions, Title IX law is evolving in the Fifth Circuit. When
OCR investigates complaints involving schools in States in the Fifth Circuit (Texas,
Louisiana, and Mississippi), it will in each case determine and follow the current
applicable law. However, the existence of Fifth Circuit decisions that are inconsistent
with OCR policy does not prohibit schools in these States from following the
Guidance. In order to ensure students a safe and nondiscriminatory educational
environment, it is the better practice for these schools to follow the Guidance. For
example, the better practice is for schools to ensure that teachers and other
personnel recognize and report sexual harassment of students to the appropriate
school staff so that schools can take prompt corrective action and ensure a safe
educational environment. In addition, the Guidance makes clear that providing
students with several avenues to report sexual harassment is a very helpful means
for addressing and preventing sexually harassing conduct in the first place. Schools
in States in the Fifth Circuit should also consider whether State, local or other
Federal laws may affect their responsibilities in this regard.
65. Racial Harassment Guidance, 59 FR 11450 (discussing how a school may receive
notice).
66. See Yates v. Avco Corp., 819 F.2d 630, 634-36 (6th Cir. 1987) (Title VII case); Katz
v. Dole, 709 F.2d 251, 256 (4th Cir. 1983) (same); See also Racial Harassment
Investigative Guidance, 59 FR 11450.
67. Cf. Katz, 709 F.2d at 256 (the employer "should have been aware of the...problem
both because of its pervasive character and because of Katz' specific complaints...");
Smolsky v. Consolidated Rail Corp., 780 F. Supp. 283, 293 (E.D. Pa. 1991),
reconsideration denied, 785 F. Supp. 71 (E.D. Pa. 1992) ("where the harassment is
apparent to all others in the work place, supervisors and coworkers, this may be
sufficient to put the employer on notice of the sexual harassment" under Title VII);
Jensen v. Eveleth Taconite Co., 824 F. Supp. 847, 887 (D. Minn. 1993) (Title VII
case; "[s]exual harassment...was so pervasive that an inference of knowledge
arises....The acts of sexual harassment detailed herein were too common and
continuous to have escaped Eveleth Mines had its management been reasonably
alert"); Cummings v. Walsh Construction Co., 561 F. Supp. 872, 878 (S.D. Ga. 1983)
("...allegations not only of the [employee] registering her complaints with her
foreman...but also that sexual harassment was so widespread that defendant had
constructive notice of it" under Title VII); but see Murray, 57 F.3d at 250-51 (that
other students knew of the conduct was not enough to charge the school with notice,
particularly in case in which these students may not have been aware that the
conduct was offensive or abusive).
68. Schools have an obligation to ensure that the educational environment is free of
discrimination and cannot fulfill this obligation without determining if sexual
harassment complaints have merit.
69. In some situations, for example, if a playground supervisor observes a young student
repeatedly engaging in conduct toward other students that is clearly unacceptable

876
under the school's policies, it may be appropriate for the school to intervene without
contacting the other students. It may still be necessary for the school to talk with the
students (and parents of elementary and secondary students) afterwards, e.g., to
determine the extent of the harassment and how it affected them.
70. Cf. Bundy v. Jackson, 641 F.2d 934, 947 (D.C. Cir. 1981) (employers should take
corrective and preventive measures under Title VII); accord, Jones v. Flagship Int'l,
793 F.2d 714, 719-720 (5th Cir. 1986) (employer should take prompt remedial action
under Title VII). Racial Harassment Investigative Guidance, 59 FR 11450.
71. Waltman v. Int'l Paper Co., 875 F.2d at 479 (appropriateness of employer's remedial
action under Title VII will depend on the severity and persistence of the harassment
and the effectiveness of any initial remedial steps); Dornhecker v. Malibu Grand Prix
Corp., 828 F.2d 307, 309-10 (5th Cir. 1987) (Title VII case; employer arranged for
victim to no longer work with alleged harasser).
72. Intlekofer v. Turnage, 973 F.2d 773 (9th Cir. 1992) (Title VII case) (holding that the
employer's response was insufficient and that more severe disciplinary action was
necessary in situations in which counseling, separating the parties, and warnings of
possible discipline were ineffective in ending the harassing behavior).
73. Offering assistance in changing living arrangements is one of the actions required of
colleges and universities by the Campus Security Act in cases of rape and sexual
assault. See 20 U.S.C. 1092(f).
74. See note 30.
75. University of California at Santa Cruz, OCR Case No. 09-93- 2141 (extensive
individual and group counseling); Eden Prairie Schools, Dist. #272, OCR Case No.
05-92-1174 (counseling).
76. Even if the harassment stops without the school's involvement, the school may still
need to take steps to prevent or deter any future harassment -- to inform the school
community that harassment will not be tolerated. Fuller v. City of Oakland, 47 F.3d
1522, 1528-29 (9th Cir. 1995).
77. 34 CFR 106.8(b) and 106.71, incorporating by reference 34 CFR 100.7(e). Title IX
prohibits intimidation, threats, coercion, or discrimination against any individual for
the purpose of interfering with any right or privilege secured by Title IX.
78. Tacoma School Dist. No. 10, OCR Case No. 10-94-1079 (due to the large number of
students harassed by an employee, the extended period of time over which the
harassment occurred, and the failure of several of the students to report the
harassment, school committed as part of corrective action plan to providing training
for students); Los Medanos College, OCR Case No. 09-84-2092 (as part of
corrective action plan, school committed to providing sexual harassment seminar for
campus employees); Sacramento City Unified School Dist., OCR Case No. 09-83-
1063 (same as to workshops for management and administrative personnel, in-
service training for non-management personnel).
79. In addition, if information about the incident is contained in an "education record" of
the student alleging the harassment, as defined in the Family Educational Rights and
Privacy Act (FERPA), 20 U.S.C. 1232g, the school should consider whether FERPA
would prohibit the school from disclosing information without the student's consent.
Id. In evaluating whether FERPA would limit disclosure, the Department does not
interpret FERPA to override any federally protected due process rights of a school
employee accused of harassment.
80. 34 CFR 106.8(b). This requirement has been part of the Title IX regulations since
their inception in 1975. Thus, schools have been required to have these procedures
in place since that time. At the elementary and secondary level, this responsibility
generally lies with the school district. At the postsecondary level, there may be a
procedure for a particular campus or college, or for an entire university system.
81. Fenton Community High School Dist. # 100, OCR Case 05-92-1104.

877
82. While a school is required to have a grievance procedure under which complaints of
sex discrimination (including sexual harassment) can be filed, the same procedure
may also be used to address other forms of discrimination.
83. See Vinson, 477 U.S. at 72-73.
84. It is the Department's current position under the Family Educational Rights and
Privacy Act (FERPA) that a school cannot release information to a complainant
regarding disciplinary action imposed on a student found guilty of harassment if that
information is contained in a student's education record unless--(1) the information
directly relates to the complainant (e.g., an order requiring the student harasser not
to have contact with the complainant); or (2) the harassment involves a crime of
violence or a sex offense in a postsecondary institution. See note 80. If the alleged
harasser is a teacher, administrator, or other non-student employee, FERPA would
not limit the school's ability to inform the complainant of any disciplinary action taken.
85. The section in the Guidance on "Recipient's Response" provides examples of
reasonable and appropriate corrective action.
86. 34 CFR 106.8(a).
87. Id.
88. See Vinson, 477 U.S. at 72-73.
89. University of California, Santa Cruz, OCR Case No. 09-93-2141; Sonoma State
University, OCR Case No. 09-93-2131. This is true for formal as well as informal
complaints. See University of Maine at Machias, OCR Case No. 01-94-6001
(school's new procedures not found in violation of Title IX in part because they
require written records for informal as well as formal resolutions). These records
need not be kept in a student's or employee's individual file, but instead may be kept
in a central confidential location.
90. For example, in Cape Cod Community College, OCR Case No. 01- 93-2047, the
College was found to have violated Title IX in part because the person identified by
the school as the Title IX coordinator was unfamiliar with Title IX, had no training,
and did not even realize he was the coordinator.
91. Indeed, in University of Maine at Machias, OCR Case No. 01-94- 6001, OCR found
the school's procedures to be inadequate because only formal complaints were
investigated. While a school isn't required to have an established procedure for
resolving informal complaints, they nevertheless must be addressed in some way.
However, if there are indications that the same individual may be harassing others,
then it may not be appropriate to resolve an informal complaint without taking steps
to address the entire situation.
92. Academy School Dist. No. 20, OCR Case No. 08-93-1023 (school's response
determined to be insufficient in case in which it stopped its investigation after
complaint filed with police); Mills Public School Dist., OCR Case No. 01-93-1123 (not
sufficient for school to wait until end of police investigation).
93. Cf. EEOC v. Board of Governors of State Colleges and Universities, 957 F.2d 424
(7th Cir.) (Title VII case), cert. denied, 113 S.Ct. 299 (1992); Johnson v. Palma, 931
F.2d 203 (2nd Cir. 1991) (same).
94. The First Amendment applies to entities and individuals that are State actors. The
receipt of Federal funds by private schools does not directly subject those schools to
the U.S. Constitution. See Rendell-Baker v. Kohn, 457 U.S. 830, 840 (1982).
However, all actions taken by OCR must comport with First Amendment principles,
even in cases involving private schools that are not directly subject to the First
Amendment.
95. See, e.g., George Mason University, OCR Case No. 03-94-2086 (law professor's use
of a racially derogatory word, as part of an instructional hypothetical regarding verbal
torts, did not constitute racial harassment); Portland School Dist. 1J, OCR Case No.
10-94-1117 (reading teacher's choice to substitute a less offensive term for a racial

878
slur when reading an historical novel aloud in class constituted an academic decision
on presentation of curriculum, not racial harassment).
96. See Iota Xi Chapter of Sigma Chi Fraternity v. George Mason University, 993 F.2d
386 (4th Cir. 1993) (fraternity skit in which white male student dressed as an
offensive caricature of a black female constituted student expression).
97. See Florida Agricultural and Mechanical University, OCR Case No. 04-92-2054 (no
discrimination in case in which campus newspaper, which welcomed individual
opinions of all sorts, printed article expressing one student's viewpoint on white
students on campus).
98. Tinker v. Des Moines Indep. Community Sch. Dist., 393 U.S. 503, 506 (1969)
(neither students nor teachers shed their constitutional rights to freedom of
expression at the schoolhouse gates); Cf. Cohen v. San Bernardino Valley College,
(college professor could not be punished for his longstanding teaching methods,
which included discussion of controversial subjects such as obscenity and
consensual sex with children, under an unconstitutionally vague sexual harassment
policy); George Mason University, OCR Case No. 03-94-2086 (law professor's use of
a racially derogatory word, as part of an instructional hypothetical regarding verbal
torts, did not constitute racial harassment).
99. See, e.g., University of Illinois, OCR Case No. 05-94-2104 (fact that university's use
of Native American symbols was offensive to some Native American students and
employees was not dispositive, in and of itself, in assessing a racially hostile
environment claim under Title VI).
100. See Vinson, 477 U.S. at 67 (the "mere utterance of an ethnic or racial epithet
which engenders offensive feelings in an employee" would not affect the conditions
of employment to a sufficient degree to violate Title VII), quoting Henson, 682 F.2d at
904; cf. R.A.V. v. City of St. Paul, 505 U.S. 377, 389 (1992) (citing with approval
EEOC's sexual harassment guidelines).
101. Compare Bethel School Dist. No. 403 v. Fraser, 478 U.S. 675, 685 (1986)
(Court upheld discipline of high school student for making lewd speech to student
assembly, noting that "[t]he undoubted freedom to advocate unpopular and
controversial issues in schools and classrooms must be balanced against the
society's countervailing interest in teaching students the boundaries of socially
appropriate behavior."), with Iota XI 993 F.2d 386 (holding that, notwithstanding a
university's mission to create a culturally diverse learning environment and its
substantial interest in maintaining a campus free of discrimination, it could not punish
students who engaged in an offensive skit with racist and sexist overtones).

Sexual Harrassment Preamble

Source:- https://www2.ed.gov/about/offices/list/ocr/docs/sexhar01.html

Sexual Harassment in Schools 

Nan Stein, Ph.D. 


National Violence Against Women Prevention Research Center
Wellesley Centers for Women, Wellesely College Stone Center 

What is sexual harassment in schools?

879
Sexual harassment in schools is unwanted and unwelcome
behavior of a sexual nature that interferes with the right to receive an
equal educational opportunity. It is a form of sex discrimination that is
prohibited by Title IX, a Federal law establishing civil rights in
education that addresses issues of sex discrimination and, by judicial
precedent, sexual harassment. Sexually harassing behaviors that can
interfere with one�s educational opportunity range from words
(written and spoken) and gestures to unwanted physical contact. Some
of the behaviors may also be criminal acts (assault and rape,
attempted or completed and child sexual abuse).

 Both the Federal courts and the Office for Civil Rights (OCR) of
the United States Department of Education (ED) recognize two forms
of unlawful sexual harassment in education. The first form is quid pro
quo harassment as defined by the guidance in the "Federal Register,"
issued on March 13, 1997, by the OCR (ED, 1997). Quid pro quo
harassment occurs when a school employee explicitly or implicitly
conditions a student�s participation in an education program or
activity or bases an educational decision on the student�s submission
to unwelcome sexual advances, requests for sexual favors, or other
verbal, nonverbal, or physical conduct of a sexual nature. Quid pro
quo harassment is equally unlawful whether the student resists and
suffers the threatened harm or submits and thus avoids the threatened
harm (ED, 1997).
 The second recognized form of sexual harassment in schools is
hostile-environment harassment. Hostile-environment harassment
includes unwelcome sexual advances, requests for sexual favors, and
other verbal, nonverbal, or physical conduct of a sexual nature by an
employee, another student, or a third party. This form of harassment
requires that the harassing behavior be sufficiently severe, persistent,
or pervasive so as to limit a student�s ability to participate in or
benefit from an educational program or activity, or to create a hostile
or abusive educational environment (ED, 1997). Typically, in school
settings and particularly between students, allegations of hostile-
environment harassment are more commonplace than allegations of
quid pro quo harassment.

How common is sexual harassment in schools? 

Hostile Hallways, released in June 1993, was based on a survey conducted by


Louis Harris and Associates, Inc., in partnership with Scholastic, Inc., with
funding from the American Association of University Women Foundation.

880
The national probability sample of schools and students is generalizable to all
public school students in the 8th through 11th grade at the 95 percent
confidence level, with a margin of error of � .04 (AAUW, 1993, p. 5). This
rigorous survey firmly established that there was a universal culture of sexual
harassment with no significant racial differences flourishing in America�s
secondary schools.

 Hostile Hallways randomly sampled 1,632 boys and girls (828


boys and 779 girls) in grades 8�11 in 79 public schools; classes and
grades were also randomly selected within the schools. A random
sample of schools was selected from the database of public schools at
the National Center for Education Statistics with a proportionally
drawn sample by grade and regional location. African-American and
Hispanic students were over-sampled. The sample was 15% African
American, including 120 African-American females and 138 African-
American males, and 9% Hispanic, including 70 Hispanic females and
78 Hispanic males.

According to Hostile Hallways, 83% of the girls and 60% of the boys
reported experiencing sexual harassment in school.
A similar study, conducted in Connecticut during the 1993-94
school year and released in January 1995, surveyed 547 public high
school students in grades 10 through 12 . (In Our Own Backyard:
Sexual Harassment in Connecticut's Public High Schools, Permanent
Commission on the Status of Women, 1995) 

The representative sample of students from seven school districts


selected by the Connecticut Department of Education included 308
females, 235 males, and 4 students who did not indicate their gender.
Participating school districts were judged to be representative of the
socioeconomic status and age of students throughout the State. The
sample was 78% Caucasian, 8% African American, 6% Latino, 4%
Asian, and 4% other or unidentified. No age range was provided in
the report. 

Seventy-eight percent of students reported experiencing at least one


incident of sexual harassment since starting high school, including
92% of the females and 57% of the males (Carlson, 1995; Potopowitz,
1995). Female students reported, on average, a higher number of
incidents of unwanted behavior (since they started high school) than
male students (4.5 incidents for girls and 1.6 for boys).What types of
school sexual harassment are most common? 

According to the AAUW survey these are the most frequently types of

881
sexual harassment experienced in school in grades 8�11: 

Types of Sexual Harassment


Experienced: Girls Boys
sexual comments, jokes, gestures, or
looks 76% 56%
Touched, grabbed, or pinched in a sexual
way 65% 42%
Intentionally brushed up against in a
sexual way 57% 36%
flashed or mooned
49% 41%
had sexual rumors spread about them
42% 34%
had clothing pulled at in a sexual manner
38% 28%

The Connecticut survey results were similar: 

Types of Sexual Harassment Experienced:


Girls Boys
sexual comments about parts of your body;
what type of sex you�d be good at; your 67% 26%
clothing; or your looks
Unwanted touching, pinching or grabbing
65% 325
Suggestive sexual gestures or looks, such as
howling, whistling, or suggestive lip licking 53% 13%

leaned over; cornered, or blocked from


moving; or followed too closely in a sexual 47% 10%
way
been told unwanted offensive sexual jokes
40% 17%
been the victim of sexual rumors spread about
(you) 37% 18%
had your bra snapped
49% NA

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Where does sexual harassment occur? 

Of the 81 percent of the students in the AAUW survey who reported


experiencing sexual harassment in school and the 52% of students in the
Connecticut study who gave information on the most upsetting incident of
sexual harassment that they had experienced these were the reported locations
of the harassment: 

Locations Sexual Harassment Occurred:


AAUW Connecticut
survey survey
in the hall
66% 62%
in the classroom
55% 44%
outside of school, on school grounds (other
than the parking lot) 43% NA

in the gymnasium, on the playing field, or


pool area 39% 21%
in the cafeteria
34% 31%
in the school parking lot
23% NA
other places (includes parking lot, school
grounds, etc.) NA 50%

It�s important to note that two-thirds of the incidents reported in both


studies occurred in public. 

Who is doing the harassing? 

The AAUW study reports that 18% of the students who have been harassed
were harassed by a school employee and 70% have been targeted by another
student. Harassers included: 

Who the Harassers Are:


Girls Boys
a member of the opposite sex acting alone
81% 57%

883
a group of members of the opposite sex
57% 35%
a mixed group of males and female
11% 13%
a single member of the same sex
10% 25%
a group of members of the same sex
3% 14%

Two-thirds (66%) of all boys and more than half (52%) of all girls admitted
that they had sexually harassed someone in a school setting. 

According to the Connecticut study, the perpetrator of the most upsetting


incident of sexual harassment was a single person in 57% of the incidents,
though 24% of the students indicated that a group caused the most upsetting
behavior. The perpetrator was identified as: 

An acquaintance
35%
a friend
33%
a boyfriend/girlfriend
12%
a stranger
9%
a teacher, coach or other staff member
3.5%

Seventy five percent of the people responsible for the most upsetting behavior
were male, and 25% were female. In 16% of the reports on all sexual
harassment experience at school, the individual was the same sex as the
student reporting and in 91% the harasser was not of the same sex as the
victim.At what grade level does sexual harassment start? 

Hostile Hallways (AAUW, 1993) reports that a student�s first experience of


sexual harassment is most likely to occur between 6th to 9th grade, with
7thgrade being the most common: 40% of boys and 54% of girls who have
been harassed fall into this group. 34% of girls and 32% of boys were first
harassed before 7th grade. 42% of African American girls and 40% of
Hispanic girls have been sexual harassed, compared with 31% of white girls. 

What recourses do victims of school sexual harassment have? 

If a student is a victim of sexual harassment s/he, a parent or other individual

884
should contact a teacher or school administrator to file a complaint. If the
school fails to take action to remedy the situation, a student should make
his/her complaint known to the school district. If satisfactory action is still not
taken, a student may file a complaint with the U.S. Department of
Education�s Office for Civil Rights and/or turn to the federal courts. 

What responsibility do schools have to end and/or prevent sexual


harassment? 

According to the U.S. Department of Education Office for Civil Rights�


guidelines, schools are required by the Title IX regulations to adopt and
publish grievance procedures providing for prompt and equitable resolution
of all sex discrimination complaints, including complaints of sexual
harassment. Students should be notified of the procedures which should be
written in language appropriate to the age of the school's students. Without a
widely understood grievance procedure in place, a school (or school district)
is held liable regardless of whether or not sexual harassment has occurred. 

A school that does have a grievance procedure is liable for any conduct of its
students that creates a sexually hostile environment where (a) the school
knows (or should have know) of the harassment, and (b) the school fails to
take immediate and appropriate steps to remedy it. 

Sources 

American Association of University Women. (1993). Hostile hallways: The


AAUW survey on sexual harassment in America's schools. Washington, DC:
Author. 

Permanent Commission (CT) on the Status of Women (1995). In our own


backyard: Sexual harassment in Connecticut�s public high
schools. Hartford, CT: Author. 

Stein, N. (1999) Classrooms and courtrooms: Facing sexual harassment in


K-12 schools.  New York, NY; Teacher�s College Press, Columbia
University. 

U.S. Department of Education Office for Civil Rights (1997) Sexual


harassment: It�s not academic. Washington, D.C.; Author. (also available
at http://www.ed.gov/offices/OCR/ocrshpam.html) 
Feedback Join Us Site Map VAWPrevention Home
  National Violence Against Women Prevention Research Center © Copyright 2000
(843) 792-2945/telephone       (843)  792-3388/fax
Source:- https://mainweb-v.musc.edu/vawprevention/research/sexharass.shtml

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Sexual harassment in education (brochure)
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Sexual harassment is a type of discrimination based on sex. When someone is sexually harassed in
school, it can undermine their sense of personal dignity and safety, disrupt their education, and
interfere with their ability to reach their full potential in life. If left unchecked, sexual harassment in
the school setting has the potential to escalate to violent behaviour, including sexual assault.

A student experiencing sexual harassment may stop doing their school work and taking part in school-
related activities. They may skip or drop classes, or they may drop out of school entirely.
Psychological effects may include anxiety, depression, disrupted sleep, loss of appetite, inability to
concentrate, lowered self-esteem, loss of interest in regular activities, social isolation, and feelings of
sadness, fear or shame. Some students may abuse drugs and/or alcohol to cope. In extreme cases,
students may think about or even attempt suicide.

Under the Ontario Human Rights Code, sexual harassment is “engaging in a course of vexatious
comment or conduct that is known or ought to be known to be unwelcome.” In some cases, one
incident could be serious enough to be sexual harassment. Some examples of sexual harassment are:
 asking for sex in exchange for a benefit or a favour
 repeatedly asking for dates, and not taking “no” for an answer
 demanding hugs
 making unnecessary physical contact, including unwanted touching
 using rude or insulting language or making comments toward girls and women (or boys and
men, depending on the circumstances)
 calling people sex-specific derogatory names
 making sex-related comments about a person’s physical characteristics or actions
 saying or doing something because you think a person does not conform to sex-role
stereotypes
 posting or sharing pornography, sexual pictures or cartoons, sexually explicit graffiti, or other
sexual images (including online)
 making sexual jokes
 bragging about sexual prowess
 bullying based on sex or gender
 spreading sexual rumours or gossip (including online).
Applying the Human Rights Code in education
The Ontario Human Rights Code prohibits sexual harassment in education. “Education” includes
primary, secondary and post-secondary education, and school activities such as sports, arts and
cultural activities, school functions, field trips and tutoring. Sexual harassment may also occur as part
of school rituals, such as when initiating new students, new players in team sports, or new members of
sororities and fraternities.

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More and more, students are being sexually harassed online. Technology, such as e-mail, blogs, social
networking sites, chat rooms, dating websites, text messaging features, etc., provides new frontiers for
the sexual harassment.
Example: The Ontario College of Teachers withdrew a 29-year-old teacher’s license because he
sexually harassed a female student through e-mail. He used a false name and sent messages to the
student that included information about what she had been wearing that day, what route she took to
school, and sexual suggestions.
Educators may be liable for a poisoned environment if school technology is used to sexually harass
someone. They may also be liable when private electronic devices are used on school premises to
harass someone.

Gender-based harassment and bullying


Gender-based harassment is a form of sexual harassment that is used as a “gender policing tool” to
enforce conformity with sex-role stereotypes. Gender-based harassment can be particularly damaging
to adolescent students who are struggling with their identities, and trying to come to terms with their
sexuality, peer pressure and a desire to fit in. Students who are perceived as not conforming to
stereotypical gender norms may be particularly vulnerable to gender-based harassment.

Gender-based harassment in schools is often used as a form of bullying. This seems to happen
regularly in primary, middle and high school. Students may use sexual information to gain control and
power over another person.

Example: To ostracize a rival, a girl starts a rumour that another girl is sexually promiscuous and
performs sex acts on boys behind the school.
Sexist and homophobic name-calling, jokes and conduct may also be used as a way to bully and shun
a person. In some cases, gender-based harassment may look the same as harassment based on sexual
orientation, or homophobic bullying.

Example: A grade 9 male student who has many female friends and is more interested in the arts than
athletics is repeatedly called “fag,” “homo,” “queer,” etc. by a group of boys in the school.
Preventing and responding to sexual harassment
Education providers have a legal duty to take steps to prevent and respond to sexual harassment. They
must make sure they keep poison-free environments that respect human rights. From a human rights
perspective, it is not acceptable to ignore sexual harassment, whether or not someone has formally
complained or made a human rights complaint.

When deciding if an education provider has met its duty to respond to a human rights claim, tribunals
are likely to think about:

 the procedures in place at the time to deal with discrimination and harassment
 how quickly the organization responded to the complaint
 how seriously the complaint was treated
 the resources made available to deal with the complaint
 if the organization provided a healthy environment for the person who complained
 how well the person who complained was told about the action taken.
Educators can prevent many cases of sexual harassment by having a clear, comprehensive anti-sexual
harassment policy in place. In cases of alleged sexual harassment, the policy will alert all parties to
their rights, roles and responsibilities. Policies must clearly set out how the sexual harassment will be
dealt with promptly and efficiently. The OHRC’s Policy on preventing sexual and gender-based
harassment includes suggested contents of an anti-sexual harassment policy.

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Everyone should know about the anti-sexual harassment policy and the steps in place for resolving
complaints. This can be done by:

 giving policies to everyone as soon as they are introduced


 making all teachers, school staff, students, etc. aware of them by including the policies in
orientation material
 training people, including people in positions of responsibility, about the policies,
and educating them on human rights issues.
An effective sexual harassment policy can limit harm and reduce liability. It also promotes the equity
and diversity goals of educational institutions.

Education providers should monitor their environments regularly to make sure they are free of
sexually harassing behaviours. Taking steps to keep a poison-free environment will help make sure
that sexual harassment does not take root, and does not have a chance to grow. You can help to
prevent sexual and gender-based harassment before it happens by:

 showing a clear attitude that sexual and gender-based harassment will not be tolerated
 showing a clear attitude that discrimination based on sexual orientation, including
homophobic bullying, will not be tolerated
 having an effective anti-sexual and gender-based harassment policy in place and making sure
all students know about it
 communicating clearly to the student body the consequences of all forms of sexual and
gender-based harassment, including online sexual and gender-based harassment
 including online harassment prevention measures in sexual harassment and school Internet
policies
 teaching students and staff about sexual harassment, including gender-based harassment, sex-
role stereotyping, and homophobic comment and conduct
 using role-playing and educational exercises to help students be more aware of the impact of
sexual and gender-based harassment on others
 teaching students media literacy to help their critical thinking and to ask appropriate questions
about what they watch, hear and read
 teaching students how to protect themselves from online sexual and gender-based harassment
 respecting the confidentiality of students who report sexual and gender-based harassment and
related bullying. This may encourage other students to report harassment
 making sure staff have enough resources, training and tools to spot sexually
harassing behaviours, and to identify and report incidents when they do occur.
For more information:
Policy on preventing sexual and gender-based harassment
To file a human rights claim (called an application), contact the Human Rights
Tribunal of Ontario at:
Toll Free: 1-866-598-0322
TTY: 416-326-2027 or Toll Free: 1-866-607-1240
Website:www.hrto.ca
To talk about your rights or if you need legal help with a human rights application, contact the Human
Rights Legal Support Centre at:
Toll Free: 1-800-387-9080
TTY:  416 326-0603 or Toll Free: 1-800-308-5561
Website: www.hrlsc.on.ca
 

Source:- http://www.ohrc.on.ca/en/sexual-harassment-education-brochure

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How To Prevent Sexual Harassment By Setting
Boundaries
By  Dr. Edward F. Dragan on April 7, 2012
According to the National Center for Educational Statistics, 59
percent of secondary schools report incidents of sexual
harassment.  

A large portion of these sexual harassment reports stem from the actions of school


employees. Scenario's like the ones listed here are not uncommon in junior and senior high
school.  

"Should I tell my principal that Bob said he was planning to sleep with one of his students
during the class trip? I think I will just keep out of it; that's their business."
"I'm in 10th grade and feel uncomfortable when Mrs. Atkins rubs my shoulders and gets real
close to me, but I don't know what to do about it?"
"I am going to tell the principal that Mr. Harris winked at me and rubbed up against me in the
hallway.  That should get him in trouble for giving me a D on my paper."
"I can't believe I saw our football coach coming out of the shower with his players, while
taking a shortcut through the boy's locker room.  It's probably not a big deal and I am
overreacting, but I wouldn't want my son to shower with his coach."
In my practice I regularly consult on cases after a report of sexual harassment.  The
parents sue the school after they discover that their child had been engaged in a sexual
relationship with a teacher. 
Students sometimes conceal the sexual harassment because they believe they are in love
and other times because they are assaulted against their will and ashamed to tell anyone
from fear of retaliation or that no one will believe them.

Teachers and even principals too many times see


another teacher and a student in situations that ought to raise their suspicions of
inappropriate conduct.  Usually there are clear signs that a teacher is acting inappropriately
witnessed by teachers and students, but too often those red flags go on unnoticed unless the
school is pro-active about raising awareness and providing training on reporting and setting
sexual harassment boundaries.  

889
Parents place their children in the trust of school employees so that children will learn
academically, socially and emotionally.  School employees and administrators have a duty to
live up to that expectation and to protect students from harm including sexual harassment. 

A clear definition and understanding of behavioral boundaries and an understanding of how


to respond when those boundaries are crossed will protect schools, school employees and
students. 

Employee behavior that might lead to sexual harassment charges


include: 
 Tutoring a student in a secluded area or behind a closed door;
 Taking students home after school in private vehicles;
 Texting or interacting with students via social media;
 Making suggestive comments to students or acting in a flirtatious manner;
 Inviting students to their homes;
 Touching students inappropriately and when they do not want to be touched.
School employees always must be aware of how student encounters might be viewed and
interpreted by others.  If a school employee observes a situation between another school
employee and a student, he or she has the duty to follow up according to school policy and
procedure, as well as state reporting laws on reporting abuse or sexual harassment to
appropriate agencies.

On the other hand, if a school employee is confronted with a student's inappropriate


behavior, he or she has the responsibility and duty to take direct steps to stop that behavior. 

School employees should take following proactive steps to stop sexual


harassment: 
 Stop the behavior and make the student aware of the school's sexual harassment
policy;
 Document the student's behavior;
 Communicate the student's behavior to school officials and the  student's parent; and
 Notify his or her supervisor. 
Schools should set appropriate boundaries between students and school employees.  Those
boundaries should be clearly communicated to the entire school community every year. 

Provide training to school employees on the school's policies, procedures


and sexual harassment laws to ensure that everyone understands the
boundaries and how to respond to inappropriate behavior and report it
according to policy. 
These measures will help schools make it a safe environment for learning, protect school
employees and students from sexual harassment and protect the school and administrators
from costly lawsuits.

890
Dr. Edward F. Dragan has spent more than 40 years in education as a teacher, school
superintendent, and an official in the New Jersey Department of Education. 

As the founder of Education Management Consulting, LLChe is now a legal consultant and
an education expert for high profile school bullying cases.  He has appeared on NBC Nightly
News, Today on NBC, PBS’s One on One, The Morning Show on Fox, The Operah
Show and others.
Dr. Dragan has a doctorate in Education Administration from Rutgers University, a master’s
in Education Law from the University of New Hampshire School of Law and a master’s in
Special Education from The College of New Jersey.

He is a Certified School Administrator and is the author of  The Bully Action Guide: How to
Help Your Child and How to Get Your School to Listen.

Source:- http://www.howtolearn.com/2012/04/how-to-prevent-sexual-harassment-by-
setting-boundaries/

FEATURE

Preventing harassment at
schools
Peter Goldblum helps elementary schools promote
respect and acceptance of diversity.
By Amy Novotney
Monitor Staff
March 2008, Vol 39, No. 3
Print version: page 18
 Gay- and lesbian-headed households are reported in nearly every U.S. county,
according to the U.S. Census Bureau. Yet every day countless children-including
those with same-sex parents and those who may question their own sexual
orientation-experience bullying and name-calling because they're deemed
"different."
In an effort to combat this statistic, psychologist Peter Goldblum, PhD, MPH-a
pioneer in the development of mental health programs for the lesbian, gay,
bisexual, transgender and questioning (LGBTQ) community-has partnered with

891
the Human Rights Campaign (HRC) and the San Francisco Unified School
District to help elementary schools promote respect and acceptance of diversity.
"Actual or perceived sexual orientation is one of the most common reasons that
students are harassed by their peers, second only to physical appearance," he
notes.
Goldblum is evaluating HRC's newly developed Welcoming Schools Guide,
which helps schools address family diversity, gender stereotypes, name-calling
and bullying. Teachers and administrators receive training on how to respond to
typical student questions-about what gay means or how two men can have
children, for example-and set a positive, inclusive tone for students from all kinds
of families, says Goldblum.
Since the early 1990s, the San Francisco school district has integrated
counseling for LGBTQ youths and their families, as well as an LGBTQ-focused
curriculum for students from kindergarten to 12th grade. Professional
development for teachers is also offered through the district's Support Services
for Gay and Lesbian Youth program, says the program's director, Kevin Gogin.
"The piloting of the HRC curriculum is to see if it will work with existing curriculum
to address LGBTQ issues in elementary schools," he says.
Goldblum, who directs the Pacific Graduate School of Psychology's (PGSP)
Center for LGBTQ Evidence-based Applied Research, is evaluating the
additional HRC program's effectiveness at three San Francisco elementary
schools. Throughout this school year, under Goldblum's direction, a group of
PGSP professors, students and community psychologists will conduct interviews
and focus groups with teachers, parents and administrators at the schools in an
effort to understand their perceptions of the project and barriers to its success,
such as the ways in which students respond to specific lesson plans.
He'll also be observing classroom interactions to get a sense of student
engagement with the curriculum and will integrate this qualitative information with
findings from a concurrent LGBTQ quantitative school climate survey. The survey
was developed and conducted at nine test schools by Laura Szalacha, EdD,
professor of public health, mental health and administrative nursing at the
University of Illinois at Chicago, to measure the program's outcomes. The hope is
that HRC will expand the curriculum to all elementary schools in San Francisco
by September 2009, and that as more schools focus on these diversity lessons,
the prevailing norm will be one of respect for all students, says Goldblum.
"We're really trying to change the overall atmosphere in elementary schools," he
says.

Source:- http://www.apa.org/monitor/2008/03/harassment.aspx

892
Strategies to address sexual harassment in schools and youth
settings
Everyone has a role to play in addressing sexual harassment with youth.
Posted on January 23, 2015 by Karen Pace, Michigan State University
Extension




 inShare0

Unfortunately, sexual harassment is a common problem in schools and affects


the education of millions of children. According to a report called Crossing the
Line: Sexual Harassment at School, students who experience sexual harassment
report having trouble studying, not wanting to go to school and feeling sick to
their stomach. Sexual harassment experts emphasize that everyone can help to
address and prevent sexual harassment. Here are some suggestions from
the Crossing the Line report:

 Listen to young people carefully and respectfully. Practice listening non-


judgmentally and always avoid victim-blaming. You can build trust with youth by
being someone who listens with an open mind and an open heart.
 Create systems that allow youth to report incidents anonymously.
 Hold accountable those doing the harassing behaviors. Never ignore the
situation, treat it as a joke or encourage the person who is doing the hurtful
behaviors.
 Offer workshops and in-class discussions on the topic for young people
and adults.
 Enforce Title IX of the Educational Amendments of 1972, address sexual
harassment in the official organizational plan and create and publicize a sexual
harassment policy.
 Appoint an adult as the contact person students and staff can go to with
questions and concerns as they arise. Keep in mind that schools that receive
federal funding are required to have a Title IX coordinator whose job it is to take
leadership for these issues.
 Provide clear guidelines and support to staff about how they should
handle sexual harassment when it is reported to them.

893
 Provide high-quality, in-depth training on sexual harassment for all
students and staff, including administrators, educators, custodians, secretaries,
bus drivers, coaches, counselors, lunchroom and playground aides.

Sexual harassment expert Nan Stein, senior research scientist at the Wellesley


Centers for Women shares additional strategies for addressing the issue:

 Offer compassionate responses such as individual or group counseling to


the person doing the harassing in addition to punitive consequences.
 Involve parents in public forums and private conversations about the
issues—particularly those whose children have been targets of, or witnesses to
sexual harassment.
 Help protect kids who have been targeted by developing school-based
restraining and stay-away orders that pay attention to class schedules, walking
and bus routes, lunch times and other aspects of the student’s schedule.
 Designate several adults as safe, trusted, caring and approachable
resources for young people and provide them with training.
 Integrate the subject of gender violence and sexual harassment into the
curriculum and make the discussions engaging, ongoing and age-appropriate.
 Highlight and use the Oct. 26, 2010 “Dear Colleague” letter from the U.S.
Department of Education Office for Civil Rights which focuses on bullying and
bias-based harassment related to race, color, national origin, sex, gender and
disability—as well as the responsibilities of schools and other youth settings that
receive federal funding to effectively address these issues.
 Understand the connections between sexual harassment and domestic
violence. Stein emphasizes that schools may be training grounds for domestic
violence through the “public performance of gendered violence that is enacted as
peer sexual harassment.” If these behaviors are not acknowledged or interrupted
in public settings in front of peers and adults, then young people may believe that
it’s okay to engage in harassment and violence in their intimate relationships as
well.
 Collaborate with staff from domestic violence and sexual assault agencies.
 Collect information from young people about their environment through
mapping activities that ask them to identify places and spaces where they feel
unsafe. Mapping activities like this can be found in Stein’s curriculum
called Shifting Boundaries: Lessons on Relationships for Students in Middle
School.
 Don’t confuse bullying with sexual harassment. Doing so obscures the
serious nature of these incidents, deflects the organization’s responsibility and
potential liability, and moves us away from the discourse of rights that schools
and other youth organizations must provide to all young people.

894
Nan Stein shares additional information and strategies for addressing sexual
harassment in a webinar available from Michigan State University
Extension called Is it bullying or sexual harassment? Talking and teaching about
sexual harassment, bullying and gender violence in schools and other youth
settings. In addition, MSU Extension offers many resources to support youth and
adults working in partnership to create settings that are emotionally and
physically safe. Check out Be SAFE: Safe, Affirming and Fair Environments for
more information.

This article was published by Michigan State University Extension. For more
information, visit http://www.msue.msu.edu. To have a digest of information
delivered straight to your email inbox, visit http://www.msue.msu.edu/newsletters.
To contact an expert in your area, visit http://expert.msue.msu.edu, or call 888-
MSUE4MI (888-678-3464).

Source:-
http://msue.anr.msu.edu/news/strategies_to_address_sexual_harassment_in_schools_and
_youth_settings

Prevention of Sexual Harassment in Schools


Background
 
    Consequent to the amendment to the Sex Discrimination Ordinance (SDO)
that came into effect on 3 October 2008, a sexual harassment act committed by
any person that creates a hostile or intimidating environment also applies to
educational settings.  It is the responsibility of schools to ensure that all
individuals (including all students, staff members, voluntary helpers, contract
workers/ service providers/ agents) are able to study, to conduct extra-curriculuar
activities or work or provide services in a safe and sexually hostile-free
environment.  At the same time, apart from the personal liability to be borne by
individuals for an unlawful acts of sexual harassment, the schools being
employers of the staff concerned, may also be vicariously liable.  
 
    As advised by the Equal Opportunities Commission (EOC), schools are
encouraged to take reasonably practicable steps to ensure that the school is free
from any sexually hostile or intimidating environment and to avoid the possible
vicarious liability on the employers, including developing a school policy (in
written form) to eliminate sexual harassment, raising the understanding and
awareness of both staff and students about sexual harassment and setting up
complaint handling mechanism to resolve sexual harassment complaints.
 
    Schools may refer to the relevant amended sections of the SDO at the EOC's
website (http://www.eoc.org.hk).
 
 Questions & Answers on Preventing Sexual Harassment in
Schools and Brief Outline of a School Policy

895
  Q&As on Preventing Sexual Harassment in Schools    (Updated in November
2013) 
 The EOC's Framework for Sexual Harassment Policies in Schools     (Updated
in November 2013) 

 
Briefing Sessions/ Seminars- Presentation Materials for Sharing
A. Seminars on Formulation of Sexual Harassment Policy in Schools (for School
Sponsoring Bodies in December 2013)
(1) Sexual Harassment: Definition and Duty for Schools (Chinese Version Only)   
(Updated in December 2013) 
(2) Develop an Effective Sexual Harassment Policy  (Chinese Version
Only)    (Updated in December 2013) 
(3) Policy for the Prevention and Handling of Sexual Harassment (for
students)_Aberdeen Baptist Lui Ming Choi College  (Chinese Version
Only)    (Updated in December 2013) 
 
B. Seminars on Formulation of Sexual Harassment Policy in
Schools (for Primary and Secondary Schools in July 2013)
(1) Sexual Harassment: Definition and Duty for Schools  (Chinese Version
Only)   (Updated in December 2013) 
(2) Develop an Effective Sexual Harassment Policy (2-3 July
2013)  (Chinese Version Only)    (Updated in December 2013) 
(3) Develop an Effective Sexual Harassment Policy (4-5 July
2013)  (Chinese Version Only)    (Updated in December 2013) 
(4) Sharing on Formulation of a Sexual Harassment Policy and
Handling Related Complaints  (Chinese Version Only)    (Updated in December
2013) 
(5) Policy for the Prevention and Handling of Sexual Harassment (for
employees)- Aberdeen Baptist Lui Ming Choi College (Chinese Version
Only)    (Updated in December 2013) 
(6) Policy for the Prevention and Handling of Sexual Harassment (for
students)- Aberdeen Baptist Lui Ming Choi College (Chinese Version
Only)    (Updated in December 2013) 
 
C. Briefing Sessions (for schools on 23 February 2009)
To help schools understand the implications of the amendment to the
SDO, two identical briefing session were held on 23 February 2009.
(1) Briefing materials
 
 
Source:- http://www.edb.gov.hk/en/sch-admin/admin/about-sch/sch-sexual-harassment-
prevention/index.html

896
Sexual Harassment: It's Not Academic
PDF (10 MB)

Reproduction and Ordering Information


U. S. Department of Education
Margaret Spellings
Secretary
Office for Civil Rights
Stephanie Monroe
Assistant Secretary
Revised September 2008
Table of Contents
Introduction
Part One: Defining Sexual Harassment
What is sexual harassment?

What are some examples of sexual conduct?

Is all physical contact sexual in nature?

What if the sexual conduct is criminal in nature?

Must the sexual conduct be unwelcome?

When does sexual conduct "deny or limit a student's ability to


participate in or benefit from a school's education program?"

Can young school children engage in sexual harassment? 

Are gay and lesbian students protected from sexual harassment?


Part Two: Responding to Sexual Harassment
How should a school respond when it receives information about
alleged sexual harassment?

What if the victim requests confidentiality or asks that the


complaint not be pursued? 

Does a school have to do anything about sexual harassment if a


particular incident is not reported to the school?

What actions, if any, should schools take while investigating a complaint?

What does a school have to do once the investigation is complete?

897
What ares some examples of the steps a school should take to end harassment and prevent
it from happening again?

What are some examples of how a school can remedy the effects of sexual harassment?
Part Three: Reporting and Preventing Sexual Harassment
Who should report incidents of sexual harassment?

To whom should a victim or other individual report


the harassment?

What if the harasser threatens to retaliate against the victim if he or she reports the incident?

What procedures must a school have in place to prevent sexual


harassment and resolve complaints?

What are grievance procedures?

What does the Title  lX coordinator do?

How do I know who my school's Title IX coordinator is? 

What other steps can a school take to prevent sexual harassment? 

What is OCR, and how do I report incidents of sexual harassment


to that office?

Where can I get more information about a school's responsibilities


to address and prevent sexual harassment?
Introduction
Sexual harassment of students is illegal. A federal law, Title IX of the Education
Amendments of 1972 (Title IX), prohibits discrimination on the basis of sex, including sexual
harassment, in education programs and activities. All public and private education institutions
that receive any federal funds must comply with Title IX. Title IX protects students from
harassment connected to any of the academic, educational, extracurricular, athletic, and
other programs or activities of schools, regardless of the location. Title IX protects both male
and female students from sexual harassment by any school employee, another student, or a
non-employee third party.
Preventing and remedying sexual harassment in schools is essential to ensure a
nondiscriminatory, safe environment in which students can learn. Unfortunately, students,
parents, and school staff may not know what sexual harassment is, how to stop it, and what
can be done to prevent it from happening. This pamphlet uses a question-and-answer format
to provide students, parents, school administrators, school employees, and others with
fundamental information on recognizing and addressing sexual harassment under Title IX as
it is interpreted by the U.S. Department of Education’s Office for Civil Rights (OCR). OCR is
the federal agency responsible for enforcing Title IX in schools that receive federal funds
from the U.S. Department of Education.
Back to Table of Contents | Top
Part One: Defining Sexual Harassment

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What is sexual harassment?
Sexual harassment is conduct that:
1. is sexual in nature;

2. is unwelcome; and

3. denies or limits a student’s ability to participate in or benefit from a school’s


education program.

Sexual harassment can take different forms depending on the harasser and the nature of the
harassment. The conduct can be carried out by school employees, other students, and non-
employee third parties, such as a visiting speaker. Both male and female students can be
victims of sexual harassment, and the harasser and the victim can be of the same sex.
The conduct can occur in any school program or activity and can take place in school
facilities, on a school bus, or at other off-campus locations, such as a school-sponsored field
trip or a training program at another location. The conduct can be verbal, nonverbal, or
physical.
The judgment and common sense of teachers and school administrators are very important
elements in determining whether sexual harassment has occurred and in determining an
appropriate response, especially when dealing with young children.
What are some examples of sexual conduct?
Examples of sexual conduct include:
 making sexual propositions or pressuring students for sexual favors;

 touching of a sexual nature;

 writing graffiti of a sexual nature;

 displaying or distributing sexually explicit drawings, pictures, or written materials;

 performing sexual gestures or touching oneself sexually in front of others;

 telling sexual or dirty jokes;

 spreading sexual rumors or rating other students as to sexual activity or


performance; or

 circulating or showing e-mails or Web sites of a sexual nature.

Example: A school official sends a student a text message to arrange a time


to meet for a sexual encounter. Sending such a text message would
constitute sexual conduct.
Is all physical contact sexual in nature?
No. Legitimate nonsexual touching or conduct generally will not be considered sexual
harassment. However, it may rise to that level if it takes on sexual connotations.

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Example: A high school athletic coach hugs a student who makes a goal.
This by itself is not considered sexual conduct. However, a coach’s hugging
of a student could be considered sexual conduct if it is unwelcome and
occurs under inappropriate circumstances.
What if the sexual conduct is criminal in nature?
Sexual harassment includes conduct that is criminal in nature, such as rape, sexual assault,
dating violence, and sexually motivated stalking. Even if a school reports possible criminal
conduct to the police, that does not relieve the school of its responsibilities under Title IX,
which are discussed in Part Two.
Must the sexual conduct be unwelcome?
Yes. Conduct is considered unwelcome if the student did not request or invite it and
considered the conduct to be undesirable or offensive. The age of the student, the nature
of the conduct, and other relevant factors affect whether a student was capable of
welcoming the sexual conduct. A student’s submission to the conduct or failure to
complain does not always mean that the conduct was welcome. 
Example 1: A middle school student makes offensive sexual jokes to
another student, but the student does not object to the jokes or speak out
against them. The student’s failure to object does not mean that he or she
has welcomed the comments.

Example 2: A female high school student willingly kisses a male student
on one occasion. When the student subsequently attempts to kiss her again,
she objects, but he kisses her anyway. This subsequent kiss is considered to
be unwelcome despite the welcomeness of the first kiss. 
When does sexual conduct “deny or limit a student’s ability to participate in or benefit from a
school’s education program?”
Two general types of sexual conduct can deny or limit a student’s ability to participate in or
benefit from a school’s program. As discussed below, teachers and other school employees
can engage in either type of conduct, while students and third parties can engage in only one
type.
One form of sexual harassment occurs when a teacher or other school employee
conditions an educational decision or benefit on the student’s submission to unwelcome
sexual conduct. If this occurs, it does not matter whether the student resists and suffers
the threatened harm or submits to and avoids the threatened harm.
Example: A high school drama teacher tells a student that if she engages in
sexual activity with the teacher, she will be given the lead part in a school
play. The student agrees to participate in the sexual act but without desiring
to do so. The drama teacher thus has limited the student’s ability to benefit
from the school’s education program by conditioning the benefit of
receiving the lead role in the school play on the student’s submission to
unwelcome sexual conduct.

900
Sexual harassment also occurs when a teacher, school employee, other student, or third
party creates a hostile environment that is sufficiently serious to deny or limit a student’s
ability to participate in or benefit from the school’s program. Whether such a hostile
environment has been created depends on the particular circumstances of the incident(s).
Relevant considerations include, but are not limited to:
 how much of an adverse effect the conduct had on the student’s education;

 the type, frequency, or duration of the conduct;

 the identity, age, and sex of the harasser(s) and the victim(s), and the relationship
between them;

 the number of individuals who engaged in the harassing conduct and at whom the
harassment was directed;

 the size of the school, location of the incidents, and context in which they occurred;
and

 whether other incidents occurred at the school involving different students.

The conduct does not necessarily have to be repetitive.  If sufficiently severe, single or
isolated incidents can create a hostile environment.
Example 1: Throughout the school year, Student A repeatedly passes
sexually explicit photographs to Student B during class. The photographs
are offensive to Student B, and, consequently, Student B is unable to
concentrate during class or focus on the subject. Student A has created a
hostile environment that limits Student B’s ability to participate in the class.

Example 2: A high school student sexually assaulted another high school
student on one occasion when the two were alone in a classroom. As a
result, the victim is afraid of attending any classes or coming into contact
with the harasser. Although this was an isolated incident, it is sufficiently
severe to create a hostile environment.
Can young school children engage in sexual harassment?
School personnel should consider the age and maturity of students in responding to
allegations of sexual harassment. When determining whether a young child has
committed sexual harassment, it is important for teachers and school administrators to
use good judgment and common sense.
Example 1: On one occasion, a first-grade student kisses another first-grade
student on the cheek in the playground. This behavior does not constitute
sexual harassment.

Example 2: On numerous occasions over a period of several months, a


fifth-grade student inappropriately touches another fifth-grade student and
makes overtly sexual comments and gestures to that student. The conduct is

901
unwelcome and results in the victim’s grades falling because he or she is
unable to concentrate on studying. This behavior constitutes sexual
harassment.
Are gay and lesbian students protected from sexual harassment?
Title IX prohibits harassing conduct that is of a sexual nature if it is unwelcome and denies or
limits a student's ability to participate in or benefit from a school's program, regardless of
whether the harassment is aimed at gay or lesbian students or is perpetrated by individuals
of the same or opposite sex. Title IX does not address discrimination or other issues related
to sexual orientation.
Example 1: Throughout football season, a male member of the high school
football team makes unwelcome sexual advances toward another member of
the football team, who is a homosexual male. As a result, the victim quits
the football team. This conduct is sexual in nature, unwelcome, and has
denied the victim the ability to participate on the school football team. This
is sexual harassment covered by Title IX.

Example 2: Students heckle another student with comments that are based
on the student’s sexual orientation but are not sexual in nature (e.g., “gay
students are not welcome at this table in the lunch room”). Even if these
comments are unwelcome and deny the student’s ability to benefit from or
participate in the school’s education program, the conduct is not sexual, and
this is not sexual harassment covered by Title IX. 

Back to Table of Contents | Top


Part Two: Responding to Sexual Harassment
How should a school respond when it receives information about alleged sexual
harassment?
If a student, his or her parent, or a responsible employee reports the harassment, or a school
employee observes the harassment, the school should inform the harassed student (and the
student’s parent depending on the student’s age) of the options for formal and informal
action and of the school’s responsibilities, which are discussed below. Regardless of whether
the victim files a formal complaint or requests action, the school must conduct a prompt,
impartial, and thorough investigation to determine what happened and must take appropriate
steps to resolve the situation. 
If other sources, such as a witness to the incident, an anonymous letter or phone call, or the
media, report the harassment, the school should respond in the same manner described
above if it is reasonable for the school to conduct an investigation and the school can
confirm the allegations. Considerations relevant to this determination may include, but are
not limited to, the:
 source and nature of the information;

 seriousness of the alleged incident;

902
 specificity of the information;

 objectivity and credibility of the source that made the report;

 ability to identify the alleged victims; and

 cooperation from the alleged victims in pursuing the matter.

What if the victim requests confidentiality or asks that the complaint not be pursued?
The school should take all reasonable steps to investigate and respond to the complaint in a
manner consistent with a request for confidentiality from a student. If a student insists that
his or her name not be disclosed to the harasser, the school’s ability to respond may be
limited. The school also must consider its responsibility to provide a safe and
nondiscriminatory environment for all students. Thus, the school must weigh the
confidentiality request against the following factors:
 seriousness of the alleged harassment;

 age of the harassed student; and

 other complaints that the same individual has harassed others.

Example: A female elementary school student describes an incident to her


teacher that involved another teacher forcing her to engage in sexual
activity. The student begs the teacher to not tell anybody what happened.
This is a situation in which the school’s duty to provide all students with a
safe environment might outweigh the student’s request.
Additionally, state or local laws may require schools to report incidents to the police. 
Does a school have to do anything about sexual harassment if a particular incident is not
reported to the school?
If the harasser is a teacher or another school employee and if the harassment occurs while
the school employee is acting, or reasonably appears to be acting, in the context of his or
her responsibilities to provide aid, benefits, and services to students, the school is directly
responsible for and must remedy the harassment regardless of whether the school knew or
should have known that the incident occurred. 
If the harasser is another student, a third party, or a school employee who is not acting
within the context of his or her responsibility to provide aid, benefits, or services to
students, then the school is responsible for investigating the conduct and taking
appropriate steps to resolve the situation only when it knows or should have known that
the harassment occurred.
Example: It is well-known to students and staff that graffiti of a sexual
nature appears on the sides of buildings throughout a school’s campus in
plain sight. The pervasiveness of this harassment may be enough to
conclude that the school should have known that the harassment occurred. If
so, then the school is responsible for investigating and responding to the
harassment regardless of whether it received a specific complaint about the

903
graffiti.
What actions, if any, should schools take while investigating a complaint?
It may be necessary for schools to take interim measures during the investigation of a
complaint. For instance, if a student alleges harassment by another student, the school may
keep those students separated until the investigation is complete. If a teacher is the alleged
harasser, it may be appropriate for the student to transfer to another class.
It is a good practice for schools to keep the student who alleged the harassment informed of
the status of the investigation.
What does a school have to do once the investigation is complete?
The school must notify the victim (and his or her parents depending on the age of the victim)
of the outcome of its investigation and of any punishments imposed that directly relate to the
victim, such as an order for the harasser to stay away from the victim.
If the school determines that a student was sexually harassed, the school must take
reasonable, prompt, age-appropriate, and effective action to end the harassment and
prevent it from happening again to the victim or to others. If the school fails to do so, it must
remedy the effects of the harassment on the victim that could have been avoided if the
school had responded promptly and effectively.
In addition, if the harasser is a school employee and if the harassment occurs while the
employee is acting, or reasonably appears to be acting, in the context of carrying out his
or her responsibilities to provide aid, benefits, and services, the school must remedy the
effects of the harassment on the victim.
Example 1: A teacher sexually harasses an eighth-grade student in the
school hallway. The student is not in any of the teacher’s classes and the
teacher is not a hall monitor. However, in light of the age and educational
level of the student and the status and degree of influence of teachers in
secondary schools, the student could reasonably believe that the teacher had
at least informal disciplinary authority over him or her. Therefore, this
conduct is considered to have occurred in the context of the teacher’s
responsibility to provide aid, benefits, and services to students, and thus the
school must remedy the effects of the harassment in addition to stopping it
and preventing it from recurring. 

Example 2: A faculty member of a university’s history department


repeatedly, over several weeks, touches and makes sexually suggestive
remarks to a female graduate engineering student while waiting for the
university shuttle bus, riding on the bus, and exiting the bus. As a result, the
student stops using the bus and walks the long distances between her
classes.   This conduct occurred outside of the context of the faculty
member’s duties to provide aid, benefits, or services to the student, and thus
the school is not required to remedy the effects of the harassment. However,
if the school fails to take reasonable and effective action to end the
harassment after it has received notice of the harassment, the school must
remedy the effects of the harassment that could have been avoided if the

904
school had responded promptly and effectively.  
What are some examples of the steps a school should take to end harassment and prevent
it from happening again?
The appropriate steps should be tailored to the specific situation. For example, the school
may need to develop and publicize new policies or conduct training. Depending on the
nature and severity of the harassment, counseling, discipline, or further separation of the
victim and harasser may be necessary.
Responsive measures should be designed to minimize the burden on the victim as much as
possible. If the school’s initial response does not stop the harassment and prevent it from
happening again, the school may need to take additional, stronger measures.  
What are some examples of how a school can remedy the effects of sexual harassment?
If the school is required to remedy the effects of the harassment on the victim, the types
of action required will vary depending on the circumstances.
Example 1: A college professor sexually harassed a student in his or her
class in the context of the professor’s duty to provide services to the
student. Consequently, the student was unable to concentrate during class
and did not learn the course material. To remedy the effects of the
harassment, the school may be required to take such actions as:
 arranging for an independent assessment of the student’s work;
 arranging for the student to take the course again with a different
instructor;
 providing tutoring;
 making tuition adjustments; or

 offering reimbursements for professional counseling.

Example 2: A high school student informs the school that another student
in her class has been sexually harassing her and that, to avoid him, she has
been coming to class late. As a result, she has missed some pop quizzes. If
the school delays its response to this complaint and the victim suffers
additional effects of the harassment, such as missing additional pop quizzes
because she has to continue coming to class late, the school must remedy
the effects of the harassment that could have been prevented if the school
had responded promptly and effectively. In this case, the appropriate
remedy may include such actions as calculating the student’s grade without
factoring in the student’s failure to take the quizzes, giving the student
another opportunity to take the quizzes, or arranging for an independent
assessment of the student’s work. 

Back to Table of Contents | Top


Part Three: Reporting and Preventing Sexual Harassment
Who should report incidents of sexual harassment?

905
Anybody who sees sexual harassment occur should report it; the individual need not be the
victim of the harassment. Schools should ensure that employees clearly understand the
extent of their responsibilities for reporting sexual harassment.
To whom should a victim or other individual report the harassment?
The harassment should be reported to a responsible school employee, such as a teacher,
principal, faculty member, administrator, security officer, affirmative action officer, or
professional staff member in the office of student affairs. Additionally, as every school must
have a Title IX coordinator, the harassment can be reported to this individual as well.
A student, parent, or other individual also may file a complaint with the U.S. Department of
Education’s Office for Civil Rights (OCR), as explained below.
What if the harasser threatens to retaliate against the victim if he or she reports the incident?
Title IX also protects students from retaliation. The school must take steps to prevent the
alleged harasser or anybody else at the school from retaliating against the victim. Such steps
include informing students that Title IX protects them from retaliation, making sure that
victims know how to report any future problems, and making follow-up inquiries to see if
there have been any new incidents. It also may be appropriate to counsel the harasser to
ensure that he or she understands that retaliation is prohibited. If retaliation occurs, the
school should take strong responsive actions. 
What procedures must a school have in place to prevent sexual harassment and resolve
complaints?
Every school must:
 issue a policy against sex discrimination;

 adopt and publicize grievance procedures; and

 have a Title IX coordinator.

What are grievance procedures?


Grievance procedures are internal school procedures that address violations of a school’s
policy against discrimination, including sexual harassment.  Grievance procedures must
provide for prompt and equitable resolution of complaints of sex discrimination.
The school should make sure that its policy against sex discrimination and grievance
procedures are widely distributed and easily understood by students, parents of elementary
and secondary school students, and employees. At a minimum, students must know that the
grievance procedure exists, know how it works, and know how to file a complaint. When a
student or parent reports sexual harassment, the school should explain how its grievance
procedures work and offer the student or parent the opportunity to use them. 
If a student or parent chooses to not use the school’s grievance procedures, that does not
relieve the school of its responsibilities to investigate and take appropriate action, as
explained above in Part Two.
What does the  Title IX  coordinator do?
The Title IX coordinator is responsible for coordinating a school’s efforts to comply with and
carry out its Title IX responsibilities. Every school must have a Title IX coordinator. Title
IX coordinators must have adequate training in sexual harassment and must be able to
explain the operation of the school’s grievance procedure.

906
How do I know who my school’s Title IX coordinator is?
Every school must notify all students and employees of the name, office address, and
telephone number of its Title IX coordinator(s).
What other steps can a school take to prevent sexual harassment?
OCR’s experience shows that the best way for a school to deal with sexual harassment is to
prevent it from occurring in the first place. In addition to the requirements explained above
(well-publicized nondiscrimination policy, grievance procedures, and Title IX coordinator), a
school may take a number of other steps to prevent harassment.
For example, a school may conduct periodic sexual harassment awareness training for all
school staff, including administrators, teachers, and guidance counselors, and age-
appropriate sexual harassment training for students. The training can include information on
the types of conduct that will be considered sexual harassment and the range of possible
consequences, the damage that results from harassment, where students can find help,
ways to oppose harassment, and what to do about it.
What is OCR, and how do I report incidents of sexual harassment to that office?
OCR is the federal agency responsible for ensuring that schools comply with Title IX and
other federal civil rights laws. One of OCR’s responsibilities is to resolve complaints of
discrimination, including sexual harassment complaints. OCR has 12 enforcement offices
located throughout the country that carry out this responsibility. 
An individual who wishes to file a complaint with OCR should do so by contacting the
enforcement office responsible for the state in which that school is located. To find out which
office is responsible for your state and how to contact them, call 1-800-421-3481 or check
OCR’s Web site at http://www.ed.gov/ocr. Generally, the complaint must be filed within 180
days of the date of the incident. Students and parents are not required to use a school’s
grievance procedures before filing a compliant with OCR.
Where can I get more information about a school’s responsibilities to address and prevent
sexual harassment?
Please read OCR’s Revised Sexual Harassment Guidance: Harassment of Students by
School Employees, Other Students, or Third Parties, available on the Department’s Web site
at http://www.ed.gov/ocr/publications.html or from any OCR enforcement office.
Back to Table of Contents | Top

This publication is in the public domain. Authorization to reproduce it in


whole or in part is granted. The publication's citation should be: U.S.
Department of Education, Office for Civil Rights, Sexual Harassment: It's
Not Academic , Washington, D.C., 2008.
To order copies of this publication, write to:
ED Pubs 
Education Publications Center
U.S. Department of Education 
P.O. Box 1398
Jessup, MD 20794-1398;

907
You may fax your order to: 301-470-1244 or send an e-mail request
to: edpubs@inet.ed.gov.
You may also call toll-free: 1-877-433-7827 (1-877-4-ED-PUBS). If 877
service is not yet available in your area, you may call 1-800-872-5327 (1-
800-USA-LEARN). Those who use a telecommunications device for the
deaf (TDD) or a teletypewriter (TTY), should call 1-877-576-7734.
To order online, point your Internet browser to: www.edpubs.org.
This publication also is available on the Department's Web site
at http://www.ed.gov/ocr/docs/ocrshpam.html. Any updates to this
publication will be available on this Web site.
On request, this publication is available in alternate formats, such as
Braille, large print or computer diskette.  For more information, you may
contact the Department's Alternate Format Center at (202) 260-0852 or
(202) 260-0818.  If you use a TDD, call 1-800-877-8339.

Source:- https://www2.ed.gov/about/offices/list/ocr/docs/ocrshpam.html

908
THIS SECTION IS INTENDED FOR
PRINCIPALS, SENIOR TEACHERS AND
HEADS OF DEPARTMENTS OF PRIMARY
SCHOOLS AND NON TRADITIONAL HIGH
SCHOOLS IN JAMAICA (
Policy-Making Process (HS)
This page contains a first draft of a summary of the evidence, experience and examples of effective policy-making processes for school-
based and school-linked health promotion, safety, social development. Visitors to and members of this wiki-based community are invited to
post comments using the "thread tool" at the bottom of the page or through the Discussions icon found in the top navigation bar. Visitors
and members are also invited to edit the text of this page by using the "Easy Edit" tool found at the top of the page. (All versions of the
page are automatically saved, so please feel free to make changes.) As well, visitors and members can still add case studies and other
additional documents using the "Add a New Page" feature found in the left hand margin navigation menu.

BACKGROUND INFORMATION AND ACKNOWLEDGMENTS


 (
Handbook Section: Policy-making Procces in School Health Promotion, Safety and Social Development First Draft prepared December
2009) This draft is open for discussion
Writer/Editor: Doug McCall, Coordinator, International School Health Network 
Contributors: Additional Contributors, Writers are welcome. Please contact dmccall@internationalschoolhealth.org
Sponsors and Partners: To be determined
First Draft Posted for Discussion: September 15, 2009 First Edition Completed: December 15, 2009
Further Comments: This summary has been drafted from an unpublished paper prepared for WHO and the International Confederation of
Principals 
Permissions for Use: The authors, writers, editors, contributors, sponsors, partners and the International School Health Network retain the
right to first publish this document or adapted versions thereof in accordance with regular copyright laws. However, web links to this page
and excerpts from this document are encouraged. As well, visitors to and participants in this wiki-based community are encouraged to add
sub-pages or links to additional case studies or other documents and thereby become a contributor to this document. 

Related Resources See Policies in School Health Promotion, Safety & Social Development; School Nutrition Policies and School,
Agency, Ministry Substance Abuse Policies

Policy-Making Processes in School Health Promotion, Safety and Social Development


Download to Print Version
The following summary describes a cyclical policy-making process. This type of process should
be used in school and agency policy-making about health, safety and social development. This
document presents a six stage model (which does not necessarily begin at stage one). The six
stages are then explained, with strategic questions and suggested activities (ways and means)
that can be used to answer the questions also provided. 

Policy is Process, More than Product

Policy-making is more about process than product. Too often we focus on the wording of the draft
policy. Instead we should see it as an opportunity to create consensus, gather commitments,
redefine priorities, and re-focus our efforts and resources.
Policy-making must be cyclical. The first step in developing an effective policy is to understand
the cycle (Downey, 1979). The model described here is similar to many others. The key is that
policy-making does not end at the adoption stage. Implementation and evaluation are vitally
important.

The Policy-Making Cycle

909
Problem Formulation: A common understanding of the problem is a prerequisite for united
effective action within the school district. A well supported understanding of a realistic role for
schools in responding to the problem is also necessary.

Policy Agenda: Getting an issue on the policy agenda is achieved in three basic ways; a school
trustee or committee of the school board takes interest, a group of teachers, parents,
administrators, or community representatives prepare proposals; a status report on the issue is
requested or prepared for the school board.

Policy Formulation: Effective policy formulation is characterized by: a broad cross-section of


opinion has been involved early in the process. The strengths and weaknesses of current
policies, programs, services, and activities have been assessed. Formal mechanisms (surveys
and questionnaires) as well as internal means (individual interviews) have been used to gather
facts and opinions.

Policy Adoption: The key components of this stage are; positive recognition that a problem
exists; formal, accessible, public decision making process; discussion of changes to system
(assignments, school responsibilities, budget, training); clearly worded interest

Policy Implementation: The essentials for effective policy implementation include: a description


of how curriculum instruction, inservice, administrative practices, services, relations with the
community, parents or students and teaching duties will change, a description of goals for
cooperation with other relevant agencies in the community so that their services are integrated
with the Board Policy, a plan to communicate the policy, in writing, to the media, community,
parents, staff and students at the time of adoption and periodically after that a timetable for
implementation, including action plans for the school district, relevant departments and individual
schools.

Policy Evaluation: The evaluation of policy should include: a stipulated reporting procedure
preferably on an annual basis; formative feedback from stakeholders and external groups about
the implementation of the policy; summative evaluation of the impact of the policy based on
criteria and procedures determined at the time of adoption; annual progress reports from schools.

The Key Stages of Policy-Making

1. Problem Formulation
A common understanding of the problem is a prerequisite for united effective action within the
school district. A well supported understanding of a realistic role for schools in responding to the
problem is also necessary.

Key Questions
1. Do you understand the
problem or issue?
2. How has the issue been
handled in the past?
3. Where does the issue fit
within your mission, goal,
priorities and budget?
4. Do you have a choice in
the matter?

Ways and Means to Answer


these Questions
 Research, literature
reviews

910
 Focus groups
 Needs assessment
 District/Community inventories
 Written report to school board
 Meetings with other agencies
 Meetings with teachers
 Meetings with parents
 Meetings with students
 Assess legislation, regulations
 Assess ministry directions
2. Get on the Policy Agenda
Getting an issue on the policy agenda is achieved in three basic ways;
-A school trustee or committee of the school board takes interest.
-A group of teachers, parents, administrators, or community representatives prepare proposals.
-A status report on the issue is requested or prepared for the school board.

Key Questions
1. Is the issue covered by legislation, regulation or collective agreement? (If so, you already have
a policy in a de facto sense.)
2. Do you really need a policy? The board may be able to leave the issue to the professional
judgment of staff.

Ways and Means to Answer these Questions


 Seek advice from Community Advisory Committees
 Discuss issue at the annual or periodic "retreats" of the school board and staff.
 Raise the issue when reviewing Board Strategic Plan
 Respond to questions at Board meetings
 Raise issues during regular reviews of School Board policies
3. Policy Formulation
The National School Boards Association (NSBA, 1965) has defined policy as: "creating a
framework within what the superintendent can discharge his/her duties. Policies tell what wanted,
why the board wants it and how much of it the board wants." Effective policy formulation is
characterized by:
 A broad cross-section of opinion has been involved early in the process.
 The strengths and weaknesses of current policies, programs, services, and activities
have been assessed.
 Formal mechanisms (surveys and questionnaires) as well as internal means (individual
interviews) have been used to gather facts and opinions.
Key Questions
1. What do we want from the policy?
2. Why are we working on this policy now?

Ways and Means to Answer these Questions


 include input from all sectors within the district
 invite input from other agencies
 do inventories and needs assessments
 survey staff, students, parents and the community
 use informal consultations with key individuals
4. Policy Adoption 
The key components of this stage are;
 Positive recognition that a problem exists
 Formal, accessible, public decision making process
 Discussion of changes to system (assignments, school responsibilities, budget, training)
 clearly worded intent

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Key Questions
1. Who is supposed to carry out the policy?
2. Is the policy consistent with the Board's mission and goals?
3. Does the policy specify what the Board wants when the Board wants it?
4. Have measurable outcomes or objectives of the policy been identified?
5. Have relevant administrative regulations and procedures been identified?
6. Have potential implementation problems been discussed?
7. Does the policy need to be reviewed by the Board's lawyers?
8. Has a date been set for when the Superintendent will report to the Board on how the policy is
being implemented?
9. Has the Board decided what information it wants included in that report?

Ways and Means to Answer these Questions


 consult stakeholders
 format public notice
 public hearings
 review legislation
 management plans
5. Policy Implementation
The essentials for effective policy implementation include a description of how curriculum
instruction, inservice, administrative practices, services, relations with the community, parents or
students and teaching duties will change, a description of goals for cooperation with other
relevant agencies in the community so that their services are integrated with the Board Policy, a
plan to communicate the policy, in writing, to the media, community, parents, staff and students at
the time of adoption and periodically after that a timetable for implementation, including action
plans for the school district, relevant departments and individual schools.

Key Questions
1. How will materials (curricula, programs, resources or structures) be changed?
2. How will practices, behaviour, skills or procedures change?
3. How will our beliefs, attitudes and understandings change?

Ways and Means to Answer these Questions


 maintain system orientation,
 address content and process simultaneously,
 use informal networks,
 change jobs descriptions, collective agreements, regulations, procedures, provide
inducements,
 build capacity
6. Policy Evaluation
The Canadian Association of School Administrators CASA (1992) recommends that the
evaluation of policy should include:
a stipulated reporting procedure preferably on an annual basis
formative feedback from stakeholders and external groups about the implementation of the policy
summative evaluation of the impact of the policy based on criteria and procedures determined at
the time of adoption
annual progress reports from schools

Key Questions
1. Was the vision underlying the policy communicated effectively?
2. Was implementation coordinated effectively?
3. Was adequate assistance provided?
4. Was there sufficient monitoring, latitude or pressure?
5. Was there appropriate and adequate teacher effort?
6. Did the Superintendent actually make the reports?

912
7. Did those reports include information on measurable outcomes?
8. Was the policy adjusted as required?
9. Were regulations or procedures adjusted as required?

Ways and Means to Answer these Questions


 survey and questionnaires
 analysis of reports
 case studies
 school, department reports
 monitor student achievement
 monitor system changes
 monitor community change

Source:- http://www.schools-for-all.org/page/Policy-Making+Process+(HS)

Section 9. Changing Policies in Schools


CHAPTER 25 SECTIONS
 Section 1. Changing Policies: An Overview
 Section 2. Promoting Regular Community Assessment, Reporting, and
Accountability
 Section 3. Using Tax Incentives to Support Community Health and Development
 Section 4. Supporting Local Ordinances to Modify Access to Unhealthy Products
and Practices
 Section 5. Changing Policies to Increase Funding for Community Health and
Development Initiatives
 Section 6. Promoting Community-Friendly Policies in Business and Goverment
 Section 9. Changing Policies in Schools
 Section 10. Modifying Policies to Enhance the Quality of Services
 Section 11. Promoting Family-Friendly Policies in Business and Government

 
 WHAT DO WE MEAN BY CHANGING POLICIES IN
SCHOOLS?
 WHY SHOULD YOU WORK TO CHANGE POLICIES IN
SCHOOLS?
 WHEN SHOULD YOU TRY TO CHANGE POLICIES IN
SCHOOLS?
 WHO SHOULD BE INVOLVED IN CHANGING POLICIES
IN SCHOOLS?
 HOW DO YOU CHANGE POLICIES IN SCHOOLS?

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When the Watsons came to Perryville High School for their eldest son’s first scheduled
parent conference of ninth grade, they found something that neither ever saw in a school
when they were students. In the hallways on every floor, as well as in the cafeteria, there
were vending machines offering soda.
Rita Watson was a hospital nutritionist, and her husband, Mel, was an athletic trainer who
worked with the football and baseball teams at the local university. They had always
provided a healthy diet for themselves and their two sons, and had taught their children
good eating habits. Both of them were well aware of the rise in childhood obesity – it was
more and more visible on the streets of Perryville these days – and they knew that soda
was a major contributor to that rise. They felt that the high school – which, after all,
offered health classes that taught students about good nutrition – should not be offering
kids drinks that could be bad for them.
They returned from the conference with a glowing report of their son’s progress, and the
beginnings of a plan. As they researched the issue of soda and snack machines in high
schools, they found that their presence was all too common. They also found that schools
made a lot of money from contracts with soft drink companies – money that paid for
extracurricular activities, supplies, and equipment. While the Watsons were supportive of
these activities – both of their sons were athletes – they felt strongly that the school
should be safeguarding students’ health, not encouraging unhealthy habits.
The couple set out to change the school policy on vending machines. They wanted them
either removed from the school, or to offer only foods and drinks that contributed to,
rather than harmed, children’s health. Aware that they had an uphill battle on their hands
– Perryville High made over $50,000 in contracts and soda sales every year – they
enlisted their friends and determined to keep at it until they were successful.
Sometimes school policies, like those that allow vending machines that sell unhealthy
foods, can be harmful to students’ health or education. Sometimes, schools or school
systems lack policies that would benefit students in particular ways. Sometimes their
policies, formal or informal, are discriminatory or abusive of students’ rights. Parents,
students, or concerned citizens often find themselves wanting to change school or school
system policies…and many do. This section looks at what kinds of issues school policies
might cover, and what it takes to change policies in a school system.

WHAT DO WE MEAN BY CHANGING POLICIES IN


SCHOOLS?
When the Community Tool Box was conceived, this section was meant to deal
specifically with changing school policy to encourage healthy behaviors among students
and discourage unhealthy ones. Since then, it has become obvious that the issue of school
policy change is far too broad to confine to a single topic. We’ve therefore tried to
include a range of possibilities to consider, of which health promotion is only one.
In the U.S., the variation among school systems – from state to state, from community to
community, even from school to school – is enormous. There are obvious differences in
size – many rural schools have fewer than 10 students a class, while some urban and
suburban schools in large cities have thousands of students – but the variation doesn’t

914
stop there. Looking at public schools alone, there are comprehensive and specialized high
schools; charter schools; technical and trade high schools; magnet schools; alternative
schools for students who can’t function in a standard classroom setting; and community-
run schools, to mention only a few.
This section focuses on public schools. While private school policies are subject to
change from parents and students as well, they present a different situation. Because
students pay to attend, and the schools are financially dependent on parents’ good will,
and because they aren’t subject to many of the state rules and regulations that public
schools are, private schools are usually much more willing than public schools to bend
rules, make exceptions, and change policy when asked to by parents.
The ways in which these schools are organized and run vary as much as their purposes.
Some are relatively independent: what goes on in the school is largely determined by the
principal and teaching staff. Some involve parents as partners in planning and
implementing both curriculum and school management. Some, unfortunately, have to be
concerned with student violence, and feature metal detectors and police patrols. Some
have strict dress codes – sometimes to the point of requiring uniforms – others have none.
Some are devoted to academics, and to sending as many students as possible to top-
ranked colleges; others seem much more concerned with sports or other extracurricular
activities. By and large, schools mirror the educational philosophy and attitudes of the
people in their districts.
All of these schools have policies regarding everything from academic and curriculum
requirements to the scheduling of lunches. System-wide policies are generally decided
upon by the local school committee, while policies unique to a particular school are often
set and implemented by the school staff.
Most school systems and schools are hierarchical – they have a clear (at least to
themselves) chain of command, and you have to follow that chain in order to
communicate with the system. In the U.S., the links in that chain are usually (from the top
down):
 School Committee
 Superintendent of Schools
 Assistant Superintendents
 Other system-wide administrators (coordinators of curriculum, athletics, special
education, business, physical plant)
 Principals
 Teachers and other professional employees (nurses, guidance counselors and
school psychologists, coaches)
 Support and custodial staff

Each of these levels is one you might have to deal with in attempting to change school
policy. (See Tool #1 for a more detailed description of “the players.”)
In addition to whatever difficulties the system hierarchy might offer, there is the fact that
most public school teachers and other non-administrative employees are unionized, a
circumstance that can complicate (or, occasionally, make easier) a change initiative. The
change you’re seeking might – or might appear to – conflict with the union contract, for

915
instance, or might require a union member’s job description to change (a circumstance
that would require union negotiations). Given the two factors of the management
hierarchy and the union, advocates are often faced with the possibility of having to move
the whole of a large and resistant bureaucracy in order to affect change.
There are alternatives. Some schools are relatively independent, and can make decisions
without having to go through several layers of school system. Some unions are willing to
make compromises in the service of better outcomes for students. Often, if the policy
change in question relates only to a particular school, and if it’s not momentous, the
principal or faculty can make the change quietly, without fanfare or bureaucratic hassle.
There are many situations where a major policy change initiative like that described in
this section simply isn’t necessary. If you can accomplish your purpose – placing a
crossing guard at a dangerous intersection, or opening the school gym in the late
afternoon for community use – by simply explaining to the principal why it’s important,
and offering to help make it possible, then that’s the way to go. If the change is small,
reasonable, and doesn’t involve any major disruption of the school or the system, you can
probably make it happen in a very low-key way. Even some major policy changes can be
easy if the need for them is obvious. Don’t organize the community for a minor request –
the simpler you can make things, the better.
In general, however, the School Committee is responsible for setting policy, and the
Superintendent for carrying it out. Although the two advise and consult with each other,
system-wide policy changes usually have to be approved by the School Committee, but
that usually means that they must have the approval of the Superintendent as well, since
most Committees value the Superintendent’s advice. If you can convince the
Superintendent that change is necessary, it will probably happen, though perhaps not
always as quickly as you’d like.
That doesn’t always mean that administrators and teachers will go along. In Philadelphia
in the 1960’s, a Superintendent was hired to shake things up in a less-than-stellar school
system. He instituted, with the support of the School Committee, a number of reforms
that actually spoke to improving education in the district...but the teachers essentially
ignored them. By a combination of foot-dragging and outright defiance, they were able to
frustrate most of the Superintendent’s plans, and he was gone within a fairly short time. If
he had involved the teachers in planning, the situation might have been different, but the
reality is that policy change was instituted, and nothing happened anyway.
The Watsons wanted to eliminate vending machines or change their contents. What kinds
of school policies might you want to change? The list is almost endless – and there is
often someone who wants a change exactly opposite from the one you want. A short list
of possibilities:
 Institute a no-smoking policy in the school system (for teachers and
administrators as well as students).
 Serve healthy food in the cafeteria, and eliminate food that is only empty calories
or actively bad for kids’ physical and mental development.
 Change the discipline system (to be more rigorous, less rigorous, student-
generated, to involve parents, etc.).

916
 Address school prayer (eliminate it; institute a moment of silence; reinstitute
school prayer – philosophies vary).
 Institute or revamp a health or sex education curriculum.
 Change the dress code.
 Beef up or change the academic content for students at various levels.
 Add ESL (English as a Second or Other Language) or bilingual programs for a
growing immigrant population.
 Change sexual harassment policies to better protect students and staff.
 Change policies on student use of school computers.
 Change policies toward Channel 1 and other advertising during the school day.
 Tighten or loosen the requirements for participation in extracurricular activities.
 Change the limits of students’ freedom of speech in school newspapers.

WHY MIGHT YOU WANT TO CHANGE POLICIES IN


SCHOOLS?
There are seven overarching reasons to change school policies: to improve students’
health; to improve education; to meet the needs of particular groups; to improve
classroom and school climate and culture; to protect students (and staff) from harm; to
safeguard students’ rights; and to respond to a perceived community need.
Policies can be changed in different directions. Where a group in one community may be
attempting to make schools more democratic, a group in another community may be
concerned with making them less so. While it seems obvious to many which is
the right direction, everyone has a right to try to change policy in the direction they think
is appropriate. The one thing to remember is that any policy change should either be
beneficial to or not detract from the educational experience of students.
TO IMPROVE STUDENTS’ (AND OTHERS’) HEALTH.
Schools often teach health courses, but they don’t always practice, or encourage students
to practice, what they preach. Some policies that actually might improve student health:
 Smoke- and tobacco-free schools
 School breakfast as well as lunch, with healthy food for both
 Elimination of soda and snack vending machines
 A physical education or exercise period every day
 A good K-12 sex education curriculum (age-appropriate at each grade level), as
part of a good K-12 health education curriculum

TO IMPROVE EDUCATION.
Changes in curriculum, in educational content, in expectations for students, in teaching
methods, in class size, in teacher independence – all these and many other factors can
lead to a better educational experience for students. Some other possible changes involve:
 Class content.
 Textbooks and other instructional materials.
 Foreign language requirements.

917
 Interdisciplinary approaches.
 Advanced placement.
 Expectations for all students.
 The academic schedule.
 Student assessment (i.e. grades).
 Graduation requirements.

In 2004, a Dover, PA school board voted to include the teaching of “intelligent design” –
the assumption that the world and the diversity of species are too complex to have
evolved in the way Darwin described, and that there must, therefore, be a guiding hand –
in the ninth grade biology curriculum. Religious beliefs notwithstanding, this assumption
is not grounded in science and is more appropriate for a theology class. When a federal
judge in 2005 struck down the vote as an unconstitutional attempt to teach religion in the
guise of science, he dramatically brought about a change in the content of the curriculum.
 Textbooks and other instructional materials.
 Foreign language requirements.
 Interdisciplinary approaches.
 Advanced placement.
 Expectations for all students.

There are many studies, going back over 50 years, that demonstrate that expectations
determine to a very large extent how much students learn and how well they do in school.
Raising the bar for everyone – starting with the assumption that all students are capable
of learning just about anything, given the time and appropriate instruction, for instance –
is likely to make a huge difference for those who would otherwise be mired at low levels
all through their school careers.
 The academic schedule.

Many high schools have in the past several years adopted block scheduling, which
changes the standard class period from 40 or 50 minutes to twice that long, on the
assumption that fewer, more intense classes give teachers better teaching opportunities,
and create better learning experiences for students. Others have extended the academic
year or the academic day. A few have attempted to schedule classes to match
adolescents’ internal clocks, which are actually on a different schedule from those of
adults and younger children.
TO MEET THE NEEDS OF PARTICULAR GROUPS.
Some groups of students may need services in addition to those offered to the general
school population, and it may take a policy change to obtain them. These groups include:
 Students with physical disabilities, including speech, hearing, and vision
impairments.
 Students with emotional difficulties or mental illness.
 Students with developmental disabilities.
 Students with learning disabilities.
 Immigrants or other students who are not proficient in English.
 Teenage parents.

918
TO IMPROVE CLASSROOM AND SCHOOL CLIMATE AND
CULTURE.
“Classroom climate” is a term that refers to what a classroom feels like – student and
teacher attitudes, the level of tension, whether the purpose of the classroom seems to be
work or otherwise, etc.. The culture of a school can be considered in much the same way
as the culture of a society – the customs, norms, standards, and behaviors that the
majority of students, teachers, and other school personnel define as appropriate and
approve of, as well as those that are disapproved by the majority.
The type of policy change needed in a given situation hangs on the character of the
school. If the general atmosphere is too chaotic, it needs to be calmed; if it’s too rigid, it
needs to be loosened up. Some of the potential targets of policy change that follow could
be changed in either direction, depending upon what’s needed.
 Dress codes. These might be instituted, stiffened, eliminated, etc..
 Disciplinary systems. Discipline could be tightened to reduce in-school violence,
changed to involve students in generating classroom rules and sanctions, loosened
to allow particular activities, etc..
 Advising. A change might institute advising groups, change the focus of such
groups, train teachers and/or counselors to be better advisors, etc..
 Counseling.
 Issues of tolerance. Promoting an atmosphere of acceptance and mutual respect
among students of different races, ethnic backgrounds, language groups, sexual
preferences, etc..
 Peer mediation and conflict resolution programs.
 Student-teacher and student-staff relationships.
 Democracy, both in the classroom and among teachers, administrators, and other
school employees.

TO PROTECT STUDENTS (AND STAFF) FROM HARM.


In some schools, particularly in gang- plagued urban neighborhoods – where a culture of
violence may be entrenched among teens – this may mean protecting everyone from
gang-related or random physical violence by students or outsiders. But, in any school
system, it may also mean protecting students from physical or psychological bullying (by
teachers as well as other students), from safety hazards, and from health hazards.
There is obvious overlap here among several of the reasons for working toward school
policy change. Eliminating smoking protects students and staff from secondhand smoke.
Halting bullying typically means changing the school culture, and redefining what is
acceptable – for teachers as well as for students. The lines among reasons may blur, but
the bottom line is always the same: to create the best possible educational experience for
students.
Some changes that might help provide protection:
 Metal detectors and police patrols. These may not improve the learning
experience, but they may be necessary to prevent bodily harm.

919
 Anti-bullying policies. As mentioned, these can only work by changing the school
culture. If teachers and other staff don’t see bullying as a problem, it will
continue.
 Repair of building safety hazards. Falling plaster, broken windows, unshielded
heaters, etc..
 Elimination of the use of dangerous or toxic chemical solvents, cleaners, and
pesticides.
 Halting corporal (physical) punishment. There are still many school systems that
use corporal punishment to discipline students, and many more where it is
permissible, but rarely, if ever, used.
 Careful oversight of athletics. Guarding against overtraining, inadequate
protective equipment, heatstroke, potentially injurious training or punishment
exercises, etc..

TO SAFEGUARD STUDENTS’ RIGHTS.


Children have rights, just as adults do, although those rights are tempered by children’s
need for structure and protection. Nonetheless, when those rights are violated
unnecessarily, policy change to safeguard them is in order. Some of the constitutional
rights that should be attended to:
 Separation of church and state. All children have a right to practice their chosen
religion or lack of religion, and to be free in school of any attempt to impose
someone else’s beliefs on them. (This doesn’t mean religion shouldn’t be
discussed or studied, but rather that neither a particular religion nor religion in
general should be presented as “the truth,” nor made part of any required school
activities.)
 Free speech and expression. Federal law, dating back at least to a 1969 Supreme
Court decision that states that students “do not shed their Constitutional rights to
freedom of speech or expression at the schoolhouse gate,” protects students’
rights in this area to a point. The law makes exceptions particularly in the case of
speech or expression that is obscene; slanderous or libelous; or that would disrupt
the orderly functioning of the school (hate speech, for instance, or a call for a
student strike).
 Civil rights. In a school context, these might include, among others, the right to
question disciplinary proceedings; the right to a hearing; the right to equal
treatment regardless of race, ethnic background, gender, religion, sexual
preference, etc.; and the right to freedom from bodily harm.

TO RESPOND TO A PERCEIVED COMMUNITY NEED.


This may have to do with the establishment of a particular course or program (a
multilingual program as a response to an influx of immigrants, for instance, or a tolerance
course to address recent hate crimes), safety or security concerns (traffic patterns,
procedures for school visitors), or the timing of the school day or school year (in
Aroostook County, Maine, for instance, students get a three-week break in September
and October to help with the potato harvest).

920
WHEN SHOULD YOU TRY TO CHANGE POLICIES
IN SCHOOLS?
Changes should obviously be attempted whenever it’s necessary, but there are some
times that present especially good opportunities.
 Before the beginning of a new school year. Once school is in session, it’s
difficult to convince a School Committee, administrators, or staff to change what
they’re doing or to generate new policy. It’s much easier to effect change if you
start well before you want the change to take place.
 When there’s an obvious need. When classes are overflowing with students who
don’t speak English well, or when very few students are passing the state math
exam, it’s easier to convince schools to examine the situation and change policies
to address it.
 When a situation comes to light that makes a need obvious. When a sexual
harassment case in the schools breaks, it may bring other students forward and
highlight a problem that school officials have either been unaware of or have been
successfully ignoring. The community – and, in the ideal, the schools as well –
might well see this as an opportunity to change policy to protect students.
 When the School Committee or staff members do something that seems the
opposite of good educational policy. Examples might be an ill-advised academic
decision (eliminating foreign language study in the high school, for instance),
misuse of funds, obvious racial discrimination, gross misconduct, or covering up
or glossing over that misconduct.
 When there’s a clear threat to students’ or staff members’ health, safety, etc.
This might be the time to bring up no-smoking policies, or metal detectors.
 When students’, parents’, or teachers’ basic rights are threatened. School
policies may be contrary to existing law, or there may be no policies that govern
the present situation. If students’ freedom of speech is being squelched, if teachers
are being demoted or fired for voicing unpopular or critical opinions, if the wishes
of a majority of parents for their children are systematically being ignored, there
is probably support for policy change.

WHO SHOULD BE INVOLVED IN CHANGING


SCHOOL POLICIES?
The more stakeholders – those affected by, or having to implement, the policy in question
– that can be involved, the more likely it is both that the policy change will take place,
and that it will be maintained once it’s made. Stakeholders include:
 Students
 Parents
 The School Committee
 The Superintendent
 Other school administrators
 Teachers

921
 Particular groups affected by the proposed change (Hispanics, for a bilingual
Spanish program, for instance)
 Groups interested in the issue addressed by the proposed change (e.g., police, for
a violence prevention program; health professionals for a healthy school food
initiative)
 Concerned citizens

HOW DO YOU CHANGE POLICIES IN SCHOOLS?


School policy change, at least officially, has to happen from the inside. The School
Committee (or at least the principal, if the change concerns only a single school) has to
approve and institute the change. Furthermore, as we mentioned earlier, the school staff
involved in implementing it have to actually do so, rather than just go through the
motions, if the change is going to mean anything.
At the same time, policy change often originates from outside the system, and that’s
where you come in. Schools, as we discussed, are hierarchical, and like many hierarchical
organizations, they can be resistant to change of any kind. They are often particularly
resistant to change that implies that what they’ve been doing is wrong, incompetent, or
harmful. It may take a good deal of pressure from parents, students, community
members, and/or officials to get them to respond.
This isn’t always true. Sometimes, the proposed policy change fills such a great need, or
is so obviously beneficial that all it needs is to be suggested, and adoption quickly
follows. The steps that follow apply equally to the easy and the difficult changes to put in
place. You should always develop a strong rationale for changing policy and muster
community support...and in the ideal situation, you won’t need them.
MARSHAL YOUR SUPPORT AND BEGIN TO STRATEGIZE.
The order of steps here is open to discussion. The author of this section sees the logical
progression as one of putting together a supportive core group, and then learning all you
can about the situation so that you can decide how to go about effecting change. The
editor sees the logical order as the opposite: explore the situation, decide how to make the
change, and then gather a support group. Since both of us have had experience in this
area, it’s clear that there’s no one right answer. In reality, you’ll probably engage in at
least part of both steps at the same time. Adapt your process to what makes the most
sense in your situation.
Make contact with the allies you’ve identified. As you start to put a group together,
people will bring others in. You don’t have to be secretive, but at this point, you might
not want to publicize your effort. You may decide that the best approach is to see if you
can accomplish what you want without going through the School Committee, in which
case, the less publicity, the better.
It is often crucial to find allies within the school system, at as many levels as possible.
Teachers, administrators, the Superintendent, sympathetic School Committee members –
anyone who’s supportive of what you’re doing should be involved to the extent possible.
It’s important not to place anyone in a compromising position, but the more allies you
can get inside the system, the better your chances of success.

922
There are many situations in which allies inside the system may not be needed. That
crossing guard we used as an example earlier, for instance – you probably won’t need a
whole crew of teachers lending support to convince a principal or the superintendent that
a child being hit by a car in front of the school would not be a good thing. Recruit
teachers and other school employees when you need them, and realize when you don’t.
Once you assemble at least a core group, drawing from as many sectors of the community
as possible (the more sectors, the more support you can muster), you need to consider
how you’re going to approach the situation. There are many possibilities: going around
the School Committee entirely, a simple request, taking time to build support on the
Committee, threatening a lawsuit, creating massive publicity through the media, using the
steamroller of angry parents and community members (if you have one, and it’s
appropriate)--every approach will work in some situation, and no approach will work in
every situation. That’s why planning is important, and why it’s important to involve
others in your planning. You may need only a bare-bones idea of whom to approach, or
you may need a full-blown strategic plan; either way, you have to do some planning to
decide on your course of action.
As with most situations covered in the Community Tool Box, we recommend
a participatory, collaborative planning process wherever possible. You often end up with
better ideas, and you’re more likely to end up with a plan that everyone has bought into,
and will work hard to carry out. If you plan well, you’ll come up with an action that’s the
simplest, least confrontational, and least expensive – in terms of time, people, and other
resources – that you can take to solve the problem.
The other important tasks here are to work out systems of coordination and
communication. If a particular organization takes the lead in a policy change effort, then
that organization will usually act as the central point. If the effort is driven by an
unorganized group of concerned parents, students, and others, they’ll need to establish
some way to make sure that everyone knows what everyone else is doing, and to get the
word out when action is needed. You don’t necessarily have to create a formal
organization to accomplish these tasks, but it is important to set up a structure to make
sure that they’re taken care of.
DO YOUR HOMEWORK.
The more you know about current policy, the school system, the issue your proposed
changes relate to, and the individuals involved, the better your chances of success will be.
The homework you need to do:
 Learn about current policy. Find out exactly what the current policy on the
issue is. If it’s written down, be sure you have a copy. It’s possible that it already
covers the situation, and that all you need to do is insist that it be followed. It’s
also possible that it somehow conflicts with federal or state law, something that
more homework and/or a lawyer can tell you. (It’s also possible that there’s no
policy relating to your issue at all, which can often work to your advantage, since
that may provide the opportunity for you to create one.)
 Know the issue inside out. Make sure you understand the issue well enough that
you can answer any questions put to you, and anticipate and counter opponents’

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arguments. Know your opponents’ arguments as well as your own, and make sure
they can’t come up with anything you haven’t thought of.

If your opponents have legitimate arguments you have no answer for, then you should
either incorporate those arguments into your thinking, or if it’s simply a true difference of
opinion, acknowledge it as such. (But if it is, try to find as much real evidence as you can
to back up your opinion.)
 Research the alternatives. If the current policy is unacceptable or isn’t working
– or if there is no current policy – what should be proposed in its place? It would
do no good to adopt a policy that, in its own way, is just as harmful or ineffective
as the one it replaced. Look for best practices, or at least policies that have
worked elsewhere, to achieve the results you want.
 Prepare a solid rationale for the proposed change. Be prepared to:
o Explain exactly why the change is necessary. If it’s to remedy a problem,
you should be able to define and cite examples of the issue, demonstrate
why it is a problem, and describe what the hoped-for results of policy
change would look like. If the change is meant to fill a gap or add a
needed program, you should be able to show convincingly how the change
will benefit students (or the school, or the community), and how its
consequences will be an improvement over the consequences of the
current policy, or lack of one.
o Show how whatever costs are involved in the change are outweighed by
its benefits.
o Refer to research that backs up your arguments. Studies that show
improvements in various kinds of student outcomes – reading scores,
attendance and graduation rates, etc. – as a result of the kind of change
you’re seeking can help to convince the appropriate people to take action.
o Defend your proposal against attacks and counterarguments. This gets
back to knowing opponents and their arguments.

In some cases, your answers to their concerns won’t convince them, because they’ll be
sure they know you’re wrong despite all the evidence to the contrary. (Many people are
convinced, for instance, that sex education encourages teens to be sexually active, even
though studies consistently show the opposite.) If your opponents’ beliefs are based on
emotion, you may be able to frame arguments that make your case from their emotional
perspective. When that’s not possible, your arguments can still convince others, and
provide enough pressure for policy change to take place.
 Consult with or recruit experts in the field to add credibility to your arguments.
This may be easier if your community houses, or is close to, a college or
university.

Make sure that the presence of an outside expert won’t increase tensions between two
sides of the debate over policy change. While experts can often add the weight of
authority to an argument, they can also be seen by teachers, superintendents, or School
Committee members as arrogant, or as interfering in a community they know nothing
about.

924
Sometimes, the best “experts” you can find are students or parents in the community
who’ve had first-hand experiences that back up the need for change. Personal stories are
often the most compelling, especially when the people telling them are the neighbors and
fellow community members of those listening.
 Learn everything you can about the structure of the school system and the
personalities of those within it. You can’t deal with a school system without
understanding how it operates. Once again, most systems are hierarchies, and
hierarchies have protocols – rules – about whom to contact first, who makes
decisions about various issues, etc.. If you don’t know the protocol, you can easily
make a mistake that might offend or threaten someone whose support you need.
An ally or sympathetic advisor within the system may be able to help you
understand what your best approach might be.

Take the time to find out the structure of the chain of command in the system. Is it rigid
or flexible? Who reports to whom? Where do you start if you have a complaint or want to
discuss an incident or issue? At the lowest level? At the highest? Whom will you offend
if you don’t follow protocol?
In most systems, the place to start is closest to the issue. An issue that relates to a single
classroom should start with the teacher. If the resolution there is unsatisfactory, or if the
teacher can’t help, the principal is the next step, followed by the superintendent, and
ultimately by the School Committee. For a system-wide issue, you’d start with the
superintendent. If the issue called for a system-wide policy change, you’d still start with
the superintendent, if only to avoid blind-siding her. Ultimately, any major system-wide
change has to come before the School Committee.
As important as the protocol are the personalities of the people involved. Who are the
members of the School Committee? Which members are potential allies in a policy
change effort, which are potential opponents, and which are the neutrals you’ll have to
convince? What positions have they taken on the issue in the past? What’s important to
them? Who are their friends and constituencies? Who is up for reelection or
reappointment?
Occasionally, effecting a policy change can be a matter of electing or voting out the right
person. A change of one or two seats on the School Committee can signal a shift in
attitude and lead to new policy. That’s what happened in Dover, PA, the town where the
School Committee decided to teach intelligent design along with evolution. Even before
the judge’s ruling, eight of the nine School Committee members who had voted for the
policy were defeated in an election, and their replacements quickly repealed it.
Attend School Committee meetings to understand how the Committee functions. Who are
the powerful voices on the Committee? Whose opinions are respected, and whose are
ignored? Who influences whom? Who responds to what kinds of arguments? Does the
Committee function well as a body, or is it racked with disagreement and distrust?
The School Committee is the policy-setting body in most school systems. Some
committees rely heavily on the advice and consent of the superintendent and/or teachers;
others make their own decisions, sometimes based on reasoning, sometimes based on
what they “know,” which may be considerable or very little, may be accurate or far-

925
fetched, etc.. It’s important to know whose support you need and whose opposition to
avoid if policy change is to be relatively easy.
How are decisions made within the system? The superintendent may be almost totally
independent, or may only act on the direction of the School Committee. The standard is
usually somewhere in between, with the superintendent free to develop programs and
initiatives on his own and/or with staff, but having to get approval from the Committee to
carry them out. The superintendent’s opinion carries a good deal of weight with most
Committees. What’s his educational philosophy (or does he have one)? What’s his
management style? Is he concerned with educational quality, or simply with keeping his
job?
Other people to be acquainted with, at least at a distance, include other administrators,
teachers, and staff, particularly union leaders and activists. Who is influential in the
system, and whom do they influence? What are their priorities and concerns? What do
they want and need (it’s often handy to know what you might be able to use as a
bargaining chip)?
 Identify your allies and your opponents, both in the system and in the
community. There may be groups that are obvious allies on a particular issue.
More flexibility in the dress code would probably have strong student support;
healthier cafeteria meals might garner support from parents, coaches, and health
professionals.

Allies and opponents don’t always break down neatly into identifiable groups.
Sometimes, where a policy doesn’t particularly benefit or harm a particular group, it’s
simply a diverse collection of individuals on each side of the issue, disagreeing about the
right way to do things. In that case, you have to identify allies and opponents one by one.
 Decide whether policy change is really what’s needed. Sometimes, a change in
policy won’t solve the problem, or isn’t necessary. Depending on the situation,
there may be a range of alternatives.
o Change of personnel. The problem may not be policy, but simply the way
an individual or group chooses to do things. Changing the people may
solve the problem. We’ve already mentioned defeating School Committee
members in an election. Another possibility is advocating for the firing of
a superintendent or other school employee.

Firing someone is a drastic step, and not easy to do. Ironically, the easiest person in a
district to fire is often the superintendent, since she serves at the pleasure of the School
Committee. Most other system employees are protected by union rules. They can be fired
for cause, but the cause has to be documented, and has to be serious enough to justify the
firing. The fact that you don’t like the way someone teaches, or disagree with the way he
treats students, will not be enough unless there’s enormous community support for
getting rid of him, or unless he’s clearly incompetent or has violated important rules.
 Reframing the current policy. The School Committee may be willing to redefine
the policy in a way that addresses the issue, without actually instituting a change.
 Compromise. A compromise may not give you everything you want, but may
satisfy the basic need that prompted the effort for change.

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 Passage of a law. You may be able to get a bill passed that settles the issue once
and for all – banning smoking in all public buildings in the state, for instance, or
making corporal punishment illegal.
 A lawsuit. This should be a last resort, because it’s expensive, hugely time-
consuming, and there’s no guarantee of the outcome. The chances are that by the
time the suit is settled one way or the other, the students who were affected by the
policy you wanted changed will have kids of their own. It’s important to know
that the option for a lawsuit is there, however, if there’s no other alternative.

WORK TO GET YOUR PROPOSAL FOR POLICY CHANGE


IMPLEMENTED.
Now that you’ve laid the groundwork for policy change, it’s time to start taking action.
You should almost always start by following established procedure. (You might make an
exception when there’s already a huge controversy over the issue in the schools and/or
the community, and you know you have a fight on your hands.) That procedure varies
from system to system (and sometimes even from school to school within a system), but
if you’ve done your homework, you’ll know what it is. If following procedure doesn’t
work – your proposal is rejected out of hand, no one will even give you a hearing, you’re
blocked by bureaucratic stalling – it’s time for community action. We’ll look at both
possibilities.
Draft the policy you want
It’s absolutely necessary to be crystal clear about what you want the policy change to
accomplish. The best way to clarify is to draft the ideal policy, so that you know it speaks
to exactly what you’re looking for. Then review your draft with both your core group of
supporters and your allies inside the system, to filter out potential snags with community
members and the institution. If you’re careful and thoughtful in this process, you’ll find
and correct any flaws in your original ideas as well. Some areas to pay close attention to
as you work on your draft:
 Beware of unintended consequences. Try to envision all the ways in which your
new policy could play out, not just the “obvious” positive ones. You might be
surprised at some of the possible negative results. Better to be surprised now, and
to revise your policy to guard against negative possibilities, than to be much more
unpleasantly surprised later.
 Possible misinterpretation, either by the community or by those who will carry
out the policy. Make sure your draft means exactly what you think it means, and
that its intent is unmistakable. If people don’t understand it, it could get twisted,
either in the implementation, or in the way the community views it.
 Possible misuse, intentional or unintentional. Again, if you’re not clear, school
personnel who misunderstand it, or with a philosophy different from yours, could,
in the future, use your policy to do the opposite of what you worked for.
 Cultural offensiveness. Make sure that there are no aspects of the policy that are
culturally offensive to particular groups, unless you’re trying to correct an attempt
to impose cultural or religious values on the majority, as seen in the evolution
example earlier in this section.

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Some policies that may seem necessary to one group – sex education, for instance – may
in fact be offensive to some parents. The fair way to deal with this is to give those
offended the option of excluding their children from the policy. Exceptions could also,
for example, be applied by providing exclusion from a no-hats policy for Orthodox Jews
or Muslim women. This can get complicated if the kids don’t want to be excluded from
the policy, and may be a counseling issue, and involve consultation with parents.
Perhaps, if the policy change in question is somewhat controversial, some of that can be
built in.
The question arises about what to do when the conflict is between fact and belief. We’ve
already mentioned that many people are certain sex education encourages adolescent
sexual activity, even when it’s demonstrated to them that studies overwhelmingly find the
opposite. There may be little you can do in such situations, or you may be able to put
your arguments within the context of their world view. Offering a choice seems to be the
best compromise, but your opponents may object even to that, in the belief that they
should protect all children, not only their own.
Make your policy change effort as collaborative as possible. When you can, suggest
setting up a committee of parents, students, teachers, administrators, School Committee
members, and/or other interested citizens to consider alternatives, language, etc. to
present to the School Committee.
In general, start your discussions at the lowest responsible level in the hierarchy.
This is both a matter of courtesy and a good strategic choice. Unless you already have an
adversary relationship (and sometimes especially if you have an adversary relationship),
it’s usually a bad idea to spring something on a school administrator with no advance
warning. Suddenly appearing in a principal’s office with a group of angry parents, for
instance, without first discussing with her the situation they’re angry about is more likely
to make her defensive and entrenched in her position than to open her up to considering
policy changes.
Furthermore, it is very much in your interest to gain the support of the person(s) who will
have to carry out the proposed policy. If you have to go farther up the chain, that support
will help at each level.
The importance of lower-level support depends upon how power is viewed and exercised
in the system. In a well-managed system, a policy that has the support of teachers and
principals is very likely to be viewed favorably by the superintendent, and in turn likely
to be passed by the School Committee. In a system where the superintendent or
Committee is too fond of wielding power, lower-level support may be seen as a challenge
rather than a recommendation, and may doom a proposal. In such a situation, while it's
still important to have the support of teachers and principals, you may have to use
pressure from parents and the community to sway the School Committee.
For a system-wide issue, protocol usually requires that you start with the superintendent,
who will, if he views it favorably, work with you to present a proposal for policy change
to the School Committee. Even if he doesn’t lend support, he won’t be surprised by your
eventual approach to the School Committee. (If you’re seeking to change a School
Committee-generated policy, start with the Committee.)

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An advantage to starting at a low level is that sometimes, an issue can be handled at that
level without going further. In many systems, a school principal can institute policy in his
school (assuming it doesn’t have system-wide implications) without having to get
permission from the superintendent or the School Committee. A teacher may be able to
institute classroom policy to correct a problem, or may be able to change course content
without any fanfare.
If your issue can be resolved at a lower level, you may be able to save yourself a lot of
trouble. If, however, you want to see broader changes, it still makes sense to start with the
people who’ll have to implement the policy – especially if you can enlist their support. At
the very least, they won’t be furious at you for sneaking up on them with something new.
If you’re successful at this lower level, many of the steps below won’t be necessary. If
you’re put off or denied, simply go up to the next step on the ladder, until you get to the
School Committee.
Get your group on the School Committee agenda.
If the Superintendent and some Committee members are involved, they can make sure
that you get enough time for a proper presentation.
Present the proposed policy change at a School Committee meeting.
For real results, you have to do more than simply show up. Here’s where your prior
organizing will pay off.
Although the assumption here is that your group will present the policy itself, it may be
even better to have it presented by a sympathetic School Committee member or
superintendent. That will give it credibility and show that there’s support for it within the
system.
 Pack the meeting with supporters from as many sectors of the community as
possible. Students, parents, teachers, interested community members, groups that
are concerned with the issue the policy addresses (health professionals if it
concerns smoking, for instance, or police if it concerns violence) – the more
representation you can produce, the more obvious it is that there’s broad-based
enthusiasm for your proposal.
 Do all you can to gain media coverage. Call your media contacts, send out press
releases, etc., to assure that the media will be there, or at least report on the issue.

In some communities, the media are always there – public access cable often covers
School Committee meetings, and in large cities, they’re often covered by the network
affiliates or by popular cable news stations. Most communities at least have newspaper
reporters present. You should keep this in mind. Never say or do anything that you’re not
prepared to see on TV or in the newspaper, even if the discussion gets heated. You want
the media there to generate positive publicity for your proposal, not to make you or your
supporters look bad.
 Choose spokespeople carefully. If several members of your group are allowed to
speak, use the opportunity to showcase people who are articulate (but not
apparently too different from most of the community), represent a range of
stakeholders (parents, students, particular groups affected), can present

929
themselves respectfully but firmly, and have compelling stories to tell or
arguments to make. Personal stories, particularly, can make a powerful
impression, especially if those who tell them are familiar to the audience, or are
people with whom they can identify.
 Make sure your message is clear and consistent, no matter who is delivering it.
What your group has to say should be straightforward, informative, and non-
confrontational (this isn’t always possible, but do your best). It should be backed
up with facts, statistics, study results, the experience of other school systems,
and/or educational (or psychological or scientific) theory. Most importantly, it
should emphasize how this will benefit students, education, and/or the
community. (If it won’t, why are you advocating for it?)
 Be prepared for opposing arguments. Make sure you can counter them with hard
facts and other substantiation. If your group is asked a non-trivial question you
can’t answer (no matter how much homework you do, you can’t cover
everything), offer to find out the answer and bring it to the next meeting. Even if
the question is trivial, treat it with respect unless it’s obviously meant to ridicule
or humiliate you. If it is meant as ridicule, answer it with humor, not anger.
 Respect the Committee’s time limits, but don’t allow yourself to be pushed aside
without making your point.
 Respect the Committee’s decision-making procedures. Some School Committee
bylaws may mandate a one-or two-meeting delay on policy decisions. Often, even
in the absence of such a bylaw, major policy decisions are not made the first time
a policy change is brought up. Rather, time is allowed at one or more future
meetings for more discussion before the change is brought to a vote. If this is the
case, just be sure that you continue to produce a large, diverse, and vocal group of
supporters at School Committee meetings leading up to the vote, and that your
message remains consistent.

If it looks like you may not be successful, there are some ways you may be able to
salvage the situation. One is to be sure you have a fall-back position, a variation of what
you’re asking for that may not give you everything you want, but that will get at the most
important points while at the same time dropping the most controversial or difficult part
of your proposal. Another tactic might be to agree to, or even advocate for, more study of
the proposal. Given time to reflect (and time for you to gather your support), the
Committee might realize that a controversial or difficult step is nonetheless necessary for
the good of the students and the system.
If your proposed policy change is rejected, regroup and strategize again.
There are a number of reasons your proposed change might have been rejected.
In a sense, this may be even harder to deal with than the actual issue at hand. Most
schools are, in fact, organized around the needs of the adults involved, rather than those
of the children. “The way we’ve always done it” is often the path of least resistance, and
steering people off that path can be extremely difficult.
 The Committee honestly felt that it simply wasn’t in the best interests of the
students. If you continue to believe they’re wrong, you should continue to push
for change. Put together an even more impressive array of facts and figures to

930
support your arguments, continue to build community support in order to exert
pressure on the Committee, invite Committee members to be part of a group to
study the issue, work for the support of teachers, etc.. Over time, if your proposed
change really does make sense and will benefit students, it’s reasonable to expect
that you’ll bring enough Committee members around to get the policy change
approved.
 The Committee rejected the proposal because the change wouldn’t fit into the
way things are done in the system. If a change is educationally beneficial for
students, it should happen unless it actually isn’t affordable (Everyone knows that
very small classes are better for students, but most systems can’t raise enough
taxes to make them possible) or it would impose an unfair workload on teachers
and administrators. If the reason is simply that it’s too much trouble, or that “we
don’t do things that way,” that’s a failure of the Committee’s and the system’s
duty to students. Your efforts should be aimed toward pointing this out, and,
again, continuing to build support and substantiation.

In a sense, this may be even harder to deal with than the actual issue at hand. Most
schools are, in fact, organized around the needs of the adults involved, rather than those
of the children. “The way we’ve always done it” is often the path of least resistance, and
steering people off that path can be extremely difficult.
 The Committee rejected the proposal for reasons that are irrelevant to education,
mistaken, irrational, or simply unacceptable  (lack of belief in evolution,
unwillingness to confront the fact that a large percentage of teens are sexually
active, racial prejudice, etc.). In this situation, you may have to convince the
community either that the Committee is dead wrong, or that their reasons conflict
with sound educational practice, logic, and/or common decency (not to mention
the Constitution). That often calls for community action – organizing your
support, using the media, and engaging in various kinds of direct action.

The reality is that a social action approach may be necessary in any of these three
situations, if the School Committee proves immovable and you believe the proposed
change is necessary for the educational, physical, or psychological welfare of students.
Some social action tactics that might prove helpful:
 Organize to defeat oppositional School Committee members at the next election.
This may take some patience. Some communities elect a whole School
Committee at once for a set period (usually 2 or 3 years). Others stagger three- or
four-year terms, so that only a third or a quarter of the School Committee is up for
reelection in any given year. That means that you may have to wait two or three
years to actually gain a favorable majority on the Committee, even if all your
candidates win.
 Use the media. You can get your message out widely and quickly through careful
use of the media. That involves, among other activities, establishing relationships
with (sympathetic) reporters, editors, station managers, etc.; holding press
conferences, orchestrating letters to the Editor, and making sure you get coverage
for events and actions you stage; and contacting state- and nation-wide media, to
broaden your support and put even greater pressure on the School Committee.

931
 Maintain a vocal presence at School Committee meetings. If it’s appropriate,
continue to pack meetings with supporters, and call for the policy change at every
opportunity. Media coverage of meetings will help spread the word. The worse
you’re treated by the School Committee the worse they’ll look and the more
sympathetic the community will be to your cause, as long as you remain
reasonable and respectful at meetings.
 Take direct action. Stage public meetings, rallies, demonstrations, petition drives,
picketing, and other events meant to draw attention to and explain the need for
policy change. Such events will also demonstrate the extent of your support, and
put pressure on the School Committee, as an elected body, to respond to public
opinion.
 Recall the School Committee (or the members of the Committee blocking your
proposal). This takes less time than the election process, but is dependent on there
being a recall clause in the community’s (or the School Committee’s) bylaws. If
there is, obtaining a certain number of signatures can force a recall election.
Before you take this route, you should be sure that there’s at least a reasonable
chance that the recall will succeed, and that the people who take the places of
recalled School Committee members will be sympathetic to the policy change you
want. Recall elections tend to create community divisions and animosities that can
take years – even lifetimes – to heal, and shouldn’t be entered into lightly.
 Work to pass legislation that will make your policy change into law statewide. If
you already have a legislative champion, or a relationship with one or more
legislators, this may be a good direction to take. If you’re starting from scratch, it
could still be worthwhile, but it will take much longer, and involve a major
organizing effort. The advantage is, of course, that you won’t have to fight the
battle over policy change again, and you’ll be benefiting far more students than
those in your own community.
 File a lawsuit. As explained earlier,this is usually a last resort because of its
expense and the length of time it’s likely to take. On the other hand, the threat or
actual filing of a suit may be enough to move the School Committee to change its
mind. A sympathetic attorney (there may be one among your supporters) can be
helpful in developing strategy here.

Once you gain the policy change you’re seeking, reorganize and tackle the next
issue.
Whether this effort was easy or difficult, you’ve put together a group that has worked
together to effect a policy change . . . but your work’s not done. As with so much else
described in the Tool Box, you need to maintain the gains you’ve made – make sure that
the policy change is not only carried out, but carried out in the way that’s most beneficial
to students, and continued for the foreseeable future. Furthermore, it’s unlikely that this is
the only change necessary, either in the school system or in the community. Take some
time to savor your victory, to celebrate, to congratulate yourselves . . . and then get back
to the job of making the school system and the community the best it can be.

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IN SUMMARY
Sometimes, it’s necessary to seek policy change in schools or school systems, in order to
enhance or protect the educational benefits to students, the physical and psychological
health and safety of students and school staff, or the management and integrity of the
system. Because schools and school systems tend to be hierarchical and difficult to move,
this can lead to conflict or impasse, leaving students to suffer the effects of inferior
learning opportunities, deteriorating or dangerous schools, or unfair or abusive treatment
by school personnel or other students.
It’s most effective to work collaboratively with the School Committee, the teachers’
union, and parents, students, and interested community members to arrive at the best
solution to the problem and change and oversee policy accordingly. When there’s
resistance to that course – because of a sincere difference of opinion, because of
resistance to change of any sort, or because of unacceptable assumptions or ideas on the
part of the policy makers (racism, for example), conflict of some sort may be inevitable.
By putting together a strong and diverse community group of supporters of change, and
by using the leverage that group commands – public pressure, media attention, research
into best practices, etc. – you can achieve the change you’re aiming for. The less nasty
and the more collaborative you can make the process, the better the chances will be that
the next change effort – and there will be a next change effort; there always is – will be
easier.
Contributor 
Phil Rabinowitz

Source:- http://ctb.ku.edu/en/table-of-contents/implement/changing-policies/school-
policies/main

Enhancing Student Achievement


by Charlotte Danielson
Table of Contents

Chapter 6. Policies and Practices Affecting Students

The policies and practices affecting students are those aspects of a school's operation that
organize students' experiences within the institution. For younger students, these policies
and practices also structure the parents' relationship with the school. In considering the
school's policies and practices affecting students, educators should ask themselves such
questions as “What is the school policy with respect to homework, or to absences?” “What
happens when a student is sent to the principal's office?” “How are students treated in the
lunchroom?”

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The decisions that a school makes regarding established policies and practices affect
students enormously. Teachers' instructional decisions influence students' feelings about
(and success with) the curriculum, but the policies and practices in both classrooms and in
the entire school provide the context for teacher-student interactions around instruction.

Relationship to the Framework


Decisions regarding policies and practices that affect students should draw from earlier
discussions regarding what we want, believe, and know, and should respect the following
key concepts.
A Safe and Positive Environment
Both the physical and psychological school environments must be safe for all students.
Broken plumbing and falling ceilings, for example, must be fixed in a timely manner. Such
problems don't only pose a physical danger; when gone untended, they send a powerful
message to students that their well-being is not important. Policies and practices must show
respect for students, who should feel safe at school and feel that it is theirs. Consistency and
predictability are a part of safety; rules and procedures must be fairly and consistently
applied, so that they are not regarded as capricious.
A Culture of Hard Work
Students derive enormous satisfaction from tackling difficult tasks and succeeding on their
own. If educators want students to experience the pride of success through hard work, they
will establish practices that reward hard work rather than natural endowment or luck. In
addition, homework and grading policies shouldn't handi-cap students who don't “get it” on
the first attempt; such students should be given a second chance to succeed, and a third.
A Success Orientation
The goal of school policies and practices should be student mastery of the curriculum and
development of their potential. There is no room in a school truly committed to student
learning for policies that are punitive, turn students away, or undermine their confidence. If
some students believe that they are forever relegated to a “low group”—that nothing they do
will ever let them become leaders in student government, because they are somehow not
regarded as part of the school's “elite”—they will turn their back on the benefits of school. If
students regard challenging courses or membership in certain clubs as the province of only
a select few, most will harbor no ambitions for such opportunities.
A Culture of Respect and Responsiveness to Clients
In many schools, particularly high schools, students feel that they are the least important
people in the building: they are kept waiting by teachers or the principal, they are
summoned to the office for mysterious reasons, and they feel that no one ever believes their
side of the story. Taken together, the policies and practices in these schools do not produce

934
an environment in which students feel respected as human beings and valued as full
participants.
Student Leadership and Decision Making
Opportunities for student leadership can help define the culture of a school. These must not
be restricted to an elite—there must be broad opportunities for students to develop
leadership skills, such as by helping establish the homework guidelines, serving as lab
assistants in science, or lending a hand with younger students.
Decision making relates more to how policies and procedures are derived than to what they
are. Students of all ages value the opportunity to shape the rules by which they live. When
they help create the rules, students are more likely to understand the rationale behind them
and will comply with them more willingly. In addition, the inclusion of student voices in the
decision-making process provides educators with access to a valuable perspective. Rules and
procedures are therefore likely to be stronger if students help create them than they would
be if mandated by teachers and administrators alone.
Minimal Competition
Despite knowing the corrosive effects of competition, many educators continue, largely
because of tradition, to create policies and practices that institutionalize competitiveness
into the fabric of the school. Students should only compete against themselves in the
classroom (e.g., by trying to “top” a previous essay).
A Culture for Learning
Learning is an active process, in which students must be engaged as genuine participants.
And student learning is not limited to the curriculum: students learn from homework and
discipline policies as well. Consequently, aspects of a school's policies that have an effect on
student learning should be designed with active learning in mind: for example, if educators
want students to assume responsibility for their behavior, discipline policies should reflect a
view of students as active decision makers.
A school's culture for learning is the implicit sense among students regarding what is valued
in the school, and whether it is important to be a successful learner. In this context, I use the
term “culture” in the anthropological sense, meaning the norms and values that prevail in a
school setting. What is valued? What traits are honored? What are the relative values of
athletic skill, academic success, and artistic talent? Many schools, and high schools especially,
suffer from a student culture in which it is not “cool” to be smart, work hard, or earn high
grades. Educators should bear the following issues in mind when considering their schools'
cultures:
 School cultures are slow to change. Some students, particularly those who have
experienced little school success, build their reputations as class clowns. They project the
image that school is dumb, and that only nerds play the game. Even when faculty makes a

935
concerted effort to change this student culture and support a success orientation, the
students themselves may be resistant to change. As a result, high-school teachers,
particularly in required courses, may inherit students who have had a long history of failure
and who are not prepared to risk their self-esteem and reputation with friends for the
elusive goal of school success. A shift in school culture will take time.
 Different spheres of student excellence merit recognition. Most high schools
proudly display their athletic trophies, and student athletes are publicly recognized through
school assemblies and the student newspaper. Likewise, students with leads in the school
play may be acknowledged. But what about a gifted poet? Or the manager of the props for
the school play? Or the author of an elegant solution to a mathematics problem? There are
many areas of excellent student performance, and a school culture that recognizes only its
celebrities can undermine the confidence of students whose talents lie else where.
 A school culture that supports student learning should be promoted both
within each classroom and in the school as a whole. This culture should be promoted in
classrooms—where student creativity and commitment should be recognized on a daily
basis—as well as throughout the school (e.g., through displays of student work, honor rolls,
recognition assemblies, or weekly lunches with the principal).

Categories of Policies and Practices


Schools have multiple policies and practices that affect students. Some of these have been
deliberately set in place, and others have evolved with time. Educators are well advised to re-
examine the accepted ways of doing things at their schools. These practices will be familiar
to both students and faculty, and if they contribute to a school's focus on learning, they
should be retained. Practices that do not support student learning should be revised to
ensure that they do, difficult though it may be to disrupt the status quo.
The major policies and practices affecting students are described below.
Attendance Policies
Most schools establish their attendance policies on the assumption that the students can't
learn unless they are in school. The goal of such policies is to ensure that students attend
school as much as possible. Of course, no school wants to encourage students who are sick
to attend school, lest they infect others. Unfortunately, students will occasionally be sick
without even knowing it, thereby infecting other students before being sent home. (Many
elementary teachers have had the experience of chicken pox working its way through their
class for most of an entire school year.)
In general, attendance policies should do the following:
 Maximize time in school. Attendance and tardiness policies should be grounded in
the expectation that school is not optional and that attendance is important. However, staff
members must allow for illness and recognize mitigating circumstances. Schools should
therefore probably not set an absolute limit to absences, but might require statements from
parents or doctors explaining why the child has missed school.

936
 Be flexible. Attendance and tardiness policies must allow for individual
circumstances and for situations outside of a student's control, such as the need to care for
younger siblings.
 Offer opportunities for teaching. Students of all ages can benefit from learning
how to improve attendance and punctuality. In most cases, this opportunity for teaching can
be achieved in the classroom setting: students can share strategies for preparing their
school materials in advance of when they must walk out the door, or for ensuring that they
make the bus. However, some students—particularly older students who face challenges at
home—may need individual coaching. A counselor or trusted teacher can be of real
assistance in these cases.
Discipline Policies
Discipline policies are the rules regarding student conduct, both within classrooms and in
the school as a whole. These include rules about running in the halls, disrespectful language,
willful disregard of teacher requests, and, for older students, public displays of affection.
Discipline policies might also include student conduct on the bus and playground, or in the
cafeteria.
In a sincere attempt to enhance the quality of their school environment, educators in some
schools have instituted harsh zero-tolerance policies for students. In some cases, such as
weapons possession, a zero-tolerance approach is certainly justified. However, it is
important that educators not confuse being tough with being businesslike.
Educators must appreciate the relationship between instruction and student conduct. When
students are engaged in meaningful work and experience learning success, they are not
much inclined to disrupt a class. But if students are bored, or if they believe that they are
about to be embarrassed or humiliated, they may actually prefer being sent to the office to
staying in class. A solution, then, for some student infractions may be to make learning
experiences more engaging, so that students can be challenged as well as successful.
Successful standards of conduct will reflect certain characteristics:
 Respectful and appropriate. Discipline policies should reflect a school's belief that
everyone in the school community—both adults and students—must be treated with respect
(e.g., no bullying or impolite language). Consequences for student infractions should fit the
situation, and should not be punitive; students should not be suspended for trivial
infractions.
 Public. Standards of student conduct should be well publicized and known to
everyone: students, teachers, and parents. They need to be, and to be perceived to be,
reasonable and transparent; any appearance of arbitrariness will undermine their credibility.
 Consistent. Standards of student conduct should be consistent across a school,
rather than dependent on the whim of each teacher. Individual teachers may have their own
expectations, of course, but the same general rules should apply across an entire school.
Homework Policies

937
Teachers assign homework to students mainly to extend learning time. Students are in
school for six hours or so each day; if they complete assignments at home, they can be
actively engaged in learning for considerably longer than that.
A school's approach to homework depends on the age of the students. Although it is
unreasonable to expect young children to spend long hours doing assignments, a well-
conceived homework policy helps students assume more responsibility for their own
learning and allows students to continue learning beyond the school day.
As educators determine their school's approach to homework, the following guidelines may
be helpful:
 Homework is important. If assigned, homework must be completed; it should not
be optional, but rather integral to the instructional program. A school's homework policy
should convey the importance the school attaches to homework and emphasize student
commitment and responsibility for completing it.
 Student must be able to complete assignments independently. As a general rule,
students should be able to complete assignments without adult assistance at home. The
reason for this is simple equity. Some parents are able to substantially assist their children
by virtue of their own education: they can explain how to factor polynomials, for example, or
provide feedback on writing. But because other parents are not able to offer this type of
help, only some students will have the benefit of what amounts to a private tutor at home. It
is essential that success in school not depend on the availability of parental assistance.
 Assignments should be appropriate to completion at home. Some assignments
are inappropriate for homework—such as those that represent new learning or learning that
requires frequent explanations or intervention by a teacher. More suitable homework
assignments are those that ask students to practice previously learned skills, write essays, or
memorize vocabulary. Practice increases fluency and facility, and repetition can enhance
student mastery of a concept.
 Links between home and school should be pursued. Some assignments can
integrate the home into the learning experience. After studying the Great Depression, for
example, 11th grade history students might be asked to interview older relatives and
neighbors regarding their experiences during the Depression and its aftermath. Or 3rd
graders, after having learned to make bar graphs, can collect data regarding the different
types of furniture in their homes and display the information in a bar chart; the next day, the
classroom walls will be covered with charts of chairs, tables, beds, and televisions from
which patterns may be observed and hypotheses generated.
 Educators should help students deal with emergencies. When unforeseen events
occur, students should not be unduly penalized. Some students, however, exhibit a pattern
of suspicious “emergencies”—dogs, after all, can eat only so much paper. Teachers may
need to help such students to develop a “plan B” that they can implement when
emergencies arise.
 Teachers should distinguish between completion and effort. Students
sometimes get stuck in the course of doing their homework because they do not understand

938
something critical. This may be due to poor instruction, lack of clarity about the assignment,
or day dreaming on the part of the student during an explanation. But the result is that the
home work is not complete. A reasonable and respectful policy will take these factors into
account. In addition, teachers should ask students to document what they did before
abandoning their homework: what approaches they tried, for example, or the names of
students they phoned for help. Such a policy sends the message that perseverance and
resourcefulness are important, so students should not give up at the first sign of trouble.
 Teachers should coordinate major assignments. Students are quick to notice
when major assignments from two different courses are due on the same day, and they are
not completely open to their teachers' suggestions that a little advance planning would
mitigate the conflict. If a school wants students to give energy to the work they do outside of
school, it makes sense for teachers in different departments to share their schedules for
major assignments with one another. Students should certainly be expected to complete
small daily assignments in many subjects, but major assignments should be coordinated.
 Teachers should help parents help their children. A school's staff should support
a richer intellectual environment at home for students, independent of homework, by
encouraging parental involvement. Educators should enlighten parents who don't recognize
the educational value of regularly reading aloud to younger children, or of asking them to set
the table or sort the laundry. Older children can be asked to read bus schedules or road
maps on car trips, or to determine which brand of soap is the best bargain at the
supermarket—skills that require higher-order thinking. And children of all ages benefit from
conversation or keeping a journal. Educators should help parents to appreciate the value of
these activities, so that they will encourage their children to take part in them.
Grading Policies
Of all the policies and practices affecting students, the school's approach to grading has the
greatest potential to affect students' futures, both within the school and beyond it.
Furthermore, a school's grading policy will often have a lot of “baggage” associated with it, as
it is an aspect of school life about which everyone—teachers, students, and parents—feels
strongly.
Almost no one believes that conventional approaches to grading are beneficial. There is no
consensus as to what grades mean; some teachers appear to believe that their grade
distributions reflect their own teaching abilities or the complexity of the content more than
they do student achievement; others maintain that their harsh grading policy reflects their
own high standards. Teachers also tend to disagree on the quality of student work: given the
same student essay, some teachers would award it an A while others would give it a C.
Teachers, that is, tend to apply their own standards of quality to student work that are rarely
communicated to either students or other teachers. Furthermore, many citizens, educators,
and admissions directors in institutions of higher education think that the distribution of
grades should follow the bell curve, believing that too many high grades is evidence of grade
inflation.

939
Any discussion of grading policies must begin with their purposes, which include the
following:
 Motivating students. Educators can use grades to motivate students to work hard,
study, and learn the content of a course, especially in high school.
 Communicating with students. Grades can help let students know what learning is
important, as well as how well they are doing, in general.
 Communicating with parents. Grades can help let parents know how well their
children are progressing in school. Most parents are not interested in the details of their
children's progress; they are primarily looking for reassurance that their children are “on
track.”
 Communicating with other teahers. In some schools, teachers use grades to let
one another know how well students are performing. When students move from one school
to another—from middle school to high school, for example—grades can be used to
communicate between the two faculties.
 Communicating with the outside world. Admissions directors at colleges,
universities, and technical schools, as well as company personnel directors, look to school
transcripts for clues about students. Educational institutions want to know whether students
are sufficiently prepared for the rigors of higher education, whereas employers tend to care
about factors such as punctuality, interpersonal skills, and initiative.
The following recommendations are based on the assumptions threaded throughout this
book. Grading is a complex topic on which it is difficult to achieve consensus. The
recommendations I offer here will, I hope, serve as a basis for structured conversation on
the subject.
Reflective of Student Learning in the Curriculum
A grade for English on a report card should reflect how well the student has mastered the
content of the English course; if teachers want to comment on participation, effort, or
behavior in class, they may do so on the report card, but not as part of a grade. Students'
effort, homework, behavior, and attendance are all important aspects of their work in
school, and should be part of any comprehensive report to parents. However, when these
are incorporated into the grading system, the grades become muddled and therefore
meaningless.
In addition, an individual student's grades should be allocated independently of any other
student. If all students master the curriculum at a high level, they should all receive As or Bs.
Consistency Within a School
An A from Ms. Jones should mean the same as an A from Mr. Smith; grades should not
reflect each teacher's idiosyncratic notions of what constitutes quality. Consistency within a
school (or even a district), combined with the need for grades to reflect student learning in
the curriculum, suggests that teachers have decided together what the curriculum is and

940
how to assess it. It implies, in other words, the use of consistent assessments at the end of
courses or semesters. (This issue is further addressed in Chapter 10: Assessment.)
Multiple Measures of Student Learning
Within the context of a consistent approach to curriculum and assessment, individual
teachers need to consider many different indicators of student mastery of the curriculum
when assigning grades. An end-of-course exam for Algebra I that is used consistently
throughout the mathematics department may be a valuable benchmark of student work, but
it should not be the only factor used to determine student grades in the course; teachers
should consider quizzes, projects, and oral presentations as well. Learning, and the
demonstration of that learning, is what's important—not student performance on a single
high-stakes test.
Grade Inflation
Many observers have noted that grades “just aren't what they used to be.” Commentators
have bemoaned the fact that, even in the most selective schools and colleges, it is common
for a majority of students to receive As or Bs, thus rendering the grades effectively
meaningless. Some argue that the professors who hand out such grades are under pressure
from students to “doctor the books” and boost their chances at graduate school admission
or good jobs. These complaints are worthy of serious attention when
 Grades reflect only the idiosyncratic judgments of individual teachers,
 Students have no way to improve their performance,
 Grades are handed out as rewards for compliance in class, or
 Grades have little connection to student performance.

If, however, grades actually reflect student understanding of the curriculum, then large
numbers of high grades should be applauded rather than criticized, as this means simply
that many students are mastering important concepts.
Complaints about grade inflation make sense only in the context of general confusion about
the fundamental meaning of grades. If more students are earning higher grades, and if high
grades represent high levels of achievement, then everyone should be cheering. On the
other hand, if more and more students are getting A's but nobody knows what the grades
actually mean, then the concerned voices have an important message.

Summary
The nature of students' experience in school is influenced not only by the quality of
instruction, but also by the school's policies and practices. Students of all ages approach
school with a positive spirit, and they expect to find success and fulfillment there, so the
policies and practices affecting them must be clear, fair, and likely to contribute to student

941
learning. Such policies can be firm, but they should also be just, and should respect student
interests and motivations. Policies and practices affecting students are powerful levers that
help set the tone and direct behavior in a school. The adults involved must ensure that the
policies they put in place reinforce their goals for students, reflect their beliefs about
students and their learning, and are supported by research findings.

Rubric for Policies and Practices Affecting Students

Poor Basic Exemplary

A Culture The school has no culture for Some of the school's practices School practices reinforce the
for learning, or a negative culture. reinforce the culture for culture for learning; students
Learning Students appear satisfied to learning; students have have internalized this culture
“just get by.” partially internalized this and make a serious
culture and some of them make commitment to excellence.
a commitment to excellence.

Attendance Attendance and tardiness Attendance and tardiness Attendance and tardiness
Policies policies are rigid and punitive; policies are focused on policies are focused on
no attention is paid to student maximizing attendance, but are maximizing attendance and
learning or flexibility for only partially flexible for student learning, and are
individual situations. Students individual situations. Students flexible and responsive to
have had no opportunity to have had some opportunity to individual situations. Students
contribute to the development contribute to the development have contributed to the
of the policies. of the policies. development of the policies.

Discipline Standards of student conduct Standards of student conduct Standards of student conduct
Policies are arbitrary, and consequences and the consequences for are based on mutual respect,
for student infractions are student infractions are fairly and consequences for student
punitive and harsh. Discipline reasonable. Discipline policies infractions are reasonable.
policies are not well publicized are publicly known and Discipline policies are
and students have had no students have had some publicly known and students
opportunity to contribute to opportunity to contribute to have contributed to their
their development. their development. development.

Homework Homework policies and Homework policies and Homework policies and
Policies practices are rigid and not practices are moderately practices are flexible and
designed to promote student flexible and attempt to promote designed to promote student
learning. Consequences of student learning. Consequences learning. Consequences for

942
incomplete homework are for incomplete homework are incomplete homework are
punitive. Students have had no fairly reasonable. Students firm but respectful. Students
opportunity to contribute to the have had some opportunity to have contributed to the
development of the policies. contribute to the development development of the policies.
of the policies.

Grading Student grades are awarded Teachers decide grades Student grades reflect mastery
Policies according to the bell curve; according to a combination of of the curriculum, and do not
factors other than mastery of factors that are poorly reflect the standing of
the curriculum, such as articulated and not well students relative to other
cooperation, are used to inflate understood by students and students. Factors such as
poor grades; or grades are parents. Grades reflect not only effort, amount of progress,
awarded to students based on mastery of the curriculum, but and level of participation and
the teachers' individual also effort, amount of progress, cooperation are addressed
preferences and favoritism and level of participation and separately on report cards.
towards students. cooperation.

Copyright © 2002 by Association for Supervision and Curriculum Development. All rights reserved. No part of

this publication—including the drawings, graphs, illustrations, or chapters, except for brief quotations in

critical reviews or articles—may be reproduced or transmitted in any form or by any means, electronic or

mechanical, including photocopy, recording, or any information storage and retrieval system, without

permission from ASCD.

Source:- http://www.ascd.org/publications/books/102109/chapters/Policies-and-
Practices-Affecting-Students.aspx

Rouse Hill High School Policies


Policies & procedures
This page contains Rouse Hill High Schools policies and related documents. Categories for
policy and implementation documents relate to the day-to-day administration of Rouse Hill
High School, such as assessment, curriculum, welfare, student achievement, student
services, and general management.
To view a policy click on the policy listed below:
 
AEROSOL POLICY
This policy covers the use of aerosol sprays and perfume pump-packs for students attending
Rouse Hill High School.

943
Aerosol Policy (docx 32 KB)
 
ANTI-BULLYING POLICY
This document provides a summary of Rouse Hill High School's anti-bullying policy.
Anti-Bullying Policy (doc 53 KB)
 
BOOKWORK POLICY
This policy covers book work for students attending Rouse Hill High School.
Bookwork Policy (doc, 212 KB)
 
CLASS STRUCTURE POLICY
This policy covers the class structure of Rouse Hill High School for 2013.
Class structure policy (pdf 100 KB)
 
FILMING OF TEACHING AND LEARNING POLICY
This policy covers the practice of filming teaching and learning at Rouse Hill High School for
the purpose of professional development.
Filming of T&L policy (pdf 26 KB)
 
HOMEWORK POLICY
This policy covers homework for students attending Rouse Hill High School.
Homework Policy (doc, 273 KB)
 
LEARNING AND SUPPORT POLICY 
This policy covers the procedures relating to the learning support team and the development
and review of Personalised Learning and Support Plans.
Learning and Support Policy (pdf 471 KB)
 
MOBILE PHONES AND ELECTRONIC DEVICES POLICY
This policy covers the use of mobile phones and other electronic devices for students
attending Rouse Hill High School.
Mobile Phone Policy (pdf, 111 KB)
 
NEWSLETTER ADVERTISING POLICY
This policy covers the procedure and requirements for advertising in the Rouse Hill High
School newsletter.
Newsletter advertising (doc 53 KB)
 
RIGHTS AND RESPONSIBILITIES

944
This policy covers the rights and responsibilities of students attending Rouse Hill High
School.
Rights and Responsibilities (pdf, 264 KB)
 
UNIFORM POLICY
At Rouse Hill High School we care about our students and their image in the community. The
way students present themselves conveys a strong message about the students themselves
and our school. Rouse Hill High School has a strict uniform policy and therefore a NEAT and
TIDY appearance at all times is essential.
To view our Uniform Policy click on the link below:
 Uniform policy (pdf 97 KB) (pdf, 230 KB)
School Uniform Procedures (pdf, 22 KB)
 
The Uniform Shop is open TUESDAYS from 8am until 10am, WEDNESDAYS 8am until
10am and THURSDAYS from 2pm until 4pm.
Uniform Price List (pdf 558 KB)
 
For policy documents relevant for NSW public schools, NSW Training and Further Education
(TAFE) and the DoE corporate directorate see the NSW Department of
Education website. Once on the site there is a section titled 'Go straight to' which contains
the Departments Policy documents.

Rouse Hill High School Policies


Policies & procedures
This page contains Rouse Hill High Schools policies and related documents. Categories for
policy and implementation documents relate to the day-to-day administration of Rouse Hill
High School, such as assessment, curriculum, welfare, student achievement, student
services, and general management.
To view a policy click on the policy listed below:
 
AEROSOL POLICY
This policy covers the use of aerosol sprays and perfume pump-packs for students attending
Rouse Hill High School.
Aerosol Policy (docx 32 KB)
 
ANTI-BULLYING POLICY
This document provides a summary of Rouse Hill High School's anti-bullying policy.
Anti-Bullying Policy (doc 53 KB)
 
BOOKWORK POLICY
This policy covers book work for students attending Rouse Hill High School.

945
Bookwork Policy (doc, 212 KB)
 
CLASS STRUCTURE POLICY
This policy covers the class structure of Rouse Hill High School for 2013.
Class structure policy (pdf 100 KB)
 
FILMING OF TEACHING AND LEARNING POLICY
This policy covers the practice of filming teaching and learning at Rouse Hill High School for
the purpose of professional development.
Filming of T&L policy (pdf 26 KB)
 
HOMEWORK POLICY
This policy covers homework for students attending Rouse Hill High School.
Homework Policy (doc, 273 KB)
 
LEARNING AND SUPPORT POLICY 
This policy covers the procedures relating to the learning support team and the development
and review of Personalised Learning and Support Plans.
Learning and Support Policy (pdf 471 KB)
 
MOBILE PHONES AND ELECTRONIC DEVICES POLICY
This policy covers the use of mobile phones and other electronic devices for students
attending Rouse Hill High School.
Mobile Phone Policy (pdf, 111 KB)
 
NEWSLETTER ADVERTISING POLICY
This policy covers the procedure and requirements for advertising in the Rouse Hill High
School newsletter.
Newsletter advertising (doc 53 KB)
 
RIGHTS AND RESPONSIBILITIES
This policy covers the rights and responsibilities of students attending Rouse Hill High
School.
Rights and Responsibilities (pdf, 264 KB)
 
UNIFORM POLICY
At Rouse Hill High School we care about our students and their image in the community. The
way students present themselves conveys a strong message about the students themselves
and our school. Rouse Hill High School has a strict uniform policy and therefore a NEAT and
TIDY appearance at all times is essential.

946
To view our Uniform Policy click on the link below:
 Uniform policy (pdf 97 KB) (pdf, 230 KB)
School Uniform Procedures (pdf, 22 KB)
 
The Uniform Shop is open TUESDAYS from 8am until 10am, WEDNESDAYS 8am until
10am and THURSDAYS from 2pm until 4pm.
Uniform Price List (pdf 558 KB)
 
For policy documents relevant for NSW public schools, NSW Training and Further Education
(TAFE) and the DoE corporate directorate see the NSW Department of
Education website. Once on the site there is a section titled 'Go straight to' which contains
the Departments Policy documents.

Source:- http://www.rousehill-h.schools.nsw.edu.au/our-school/rules-policies/rouse-hill-
high-school-policies

School Operations, Policies,


and Expectations
This handbook is designed to accomplish the following goals:

-To document school district policies and rules to serve as a guide for students and their families
and to clarify the school district and school building’s processes and procedures.

-To serve as a source of information for students and their families about the school district and
the school building, the organizational structure and overall philosophy.

-To provide students and their families with up-to-date, easy to understand information on the
range of opportunities and programs available through the school and the school district.

-To be used as a general guide. This handbook does not contain all rules or procedures under
which the Gilbert High School is governed. The principal or designee will communicate to the
students any rules that may apply in their specific areas. The principal or designee will be fair and
consistent with any discipline associated with all rules.

Definitions

In this handbook, the word “parent” also means “guardian” unless otherwise stated. An
administrator’s title, such as superintendent or principal, also means that individual’s designee
unless otherwise stated. The term “school grounds” includes the school district facilities, school
district property, property within the jurisdiction of the school district or school district premises,
school-owned or school- operated buses or vehicles and chartered buses. The term “school
facilities” includes school district buildings and vehicles. The term “school activities,” means all
school activities in which students are involved whether they are school-sponsored or school-

947
approved, whether they are an event or an activity, or whether they are held on or off school
grounds.

Equal Educational Opportunity

No student in the Gilbert Community School District shall be excluded from participation in, be
denied the benefits of, or be subjected to discrimination in District programs on the basis of race,
color, creed, sex, religion, marital status, ethnic background, national origin, disability, sexual
orientation, gender identity, or socio-economic background. The policy of the District shall be to
provide educational programs and opportunities for students as needed on the basis of individual
needs, interests, abilities and potential. The district believes that the curriculum content and
instructional materials utilized reflect the cultural and racial diversity present in the United States
and variety of careers, roles, and lifestyles open to women as well as men in our society. One of
the objectives of the total curriculum and teaching strategies is to reduce stereotyping and to
eliminate bias on the basis of gender, race, ethnicity, religion, sexual orientation and physical
disability. The curriculum should foster respect and appreciation for the cultural diversity found in
our country and an awareness of the rights, duties, and responsibilities of each individual as a
member of a pluralistic society.

Inquiries and grievances regarding compliance with Title IX, Title IV, Section 504, or Section 601A
should be directed to the district’s Equity Coordinator:  Carrie Clark Curriculum Director, Gilbert
Community School District, 103 Mathews Drive, Gilbert, Iowa; 50105 phone number 515-232-3740
Inquiries may also be directed to: Director, Region VII Office of Civil Rights, U.S. Department of
Education, 310 W. Wisconsin Ave., Ste. 800, Milwaukee, WI, 53203-2292, 414-291-1111; or the
Iowa Department of Education, Grimes State Office Building, Des Moines, IA, 50319-0146, phone
number 515-281-5294.

Jurisdiction and Expectations

This handbook is an extension of board policy and is a reflection of the goals and objectives of
the school board. The board, administration and employees expect students to conduct
themselves in a manner fitting of their age level and maturity and with respect and consideration
for the rights of others. Students, teachers, employees and visitors are expected to treat each
other with respect and courtesy so that all may be safe within the school environment. Students
may not use abusive language, profanity or obscene gestures or language. This handbook and
school district policies, rules and regulations are in effect while students are on school grounds,
school district property or on property within the jurisdiction of the school district; while on
school-owned and/or school-operated buses or vehicles or chartered buses; while attending or
engaged in school activities; and while away from school grounds if the misconduct directly
affects the good order, efficient management and welfare of the school district or involves
students or staff. School district policies, rules and regulations are in effect 12 months a year. A
violation of a school district policy, rule, regulation or a student handbook procedure may result in
disciplinary action and may affect a student’s eligibility to participate in extracurricular activities
whether the violation occurred while school was in session or while school was not in session.
Students are expected to comply with and abide by the school district’s policies, rules, regulations
and student handbook. Students who fail to abide by the school district’s policies, rules,
regulations and student handbook may be disciplined for conduct which disrupts or interferes
with the education program; conduct which disrupts the orderly and efficient operation of the

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school district or school activity; conduct which disrupts the rights of other students to obtain
their education or to participate in school activities; or conduct which interrupts the maintenance
of a disciplined atmosphere. Disciplinary measures include, but are not limited to, removal from
the classroom, detention, suspension, probation and expulsion. Discipline can also include
prohibition from participating in extracurricular activities, including athletics. The discipline
imposed is based upon the facts and circumstances surrounding the incident and the student’s
record. The school reserves and retains the right to modify, eliminate or establish school district
policies, rules, regulations and student handbook provisions as circumstances warrant, including
those contained in the handbook. Students are expected to know the contents of the handbook
and comply with it. Students or parents with questions or concerns may contact the Gilbert High
School main office for information about the current enforcement of the policies, rules,
regulations or student handbook of the school district.

Philosophy

Our school policies and regulations have been established over time and are reflective of the
expectations of parents, students, and staff. The rules of behavior at Gilbert High School revolve
around the following concepts:

1) Common courtesy 2) Mutual respect 3) Common sense 4) The rights of the majority to learn,
having precedence over the rights of the individual to be disruptive. A good “guiding principle of
behavior” would be: “BE WHERE YOU ARE SUPPOSED TO BE, AT THE TIME YOU ARE SUPPOSED
TO BE THERE, DOING WHAT YOU ARE SUPPOSED TO BE DOING.” Unfortunately, even after rules
and policies have been explained and the reasons for them understood, some students will
violate school rules. Counseling for students will be used when appropriate, along with parent
conferences, or appropriate program changes. When students violate a school rule or disrupt the
school day there are several options, which may be used to bring about acceptable behavior.
They include, but are not limited to, the following: removal from class, restriction during study hall
time, loss of privileges, detention before or after school or Saturday mornings (“Saturday School”)
or other non-school days, loss of co-curricular participation privileges, in school suspension, out-
of-school suspension and in extreme cases, expulsion

Attendance

According to the Iowa Code, it is the responsibility of parents to ensure that their students attend
school. Regular attendance and punctuality are vital to academic success. Students are expected
to attend classes, Success Centers and study halls regularly and be on time in order to receive
maximum benefit from the instructional program and minimize disruptions to the educational
process for all students. Students who have good attendance records are more likely to achieve
higher grades, enjoy school life to a greater degree, and create habits of punctuality that will serve
them well after they leave school.         Students are expected to be in class on time, and the
school determines whether an absence is excused or unexcused. Students absent from school
for any reason may be required by the school to submit a written explanation or specific reason
for their absence, the specific days and times they were absent, verification by the doctor or
dentist where appropriate and a signature of the parent.

There are times when students must miss school. Some of these absences will be unanticipated
such as illness, death in the immediate family, or a student being needed at home for an

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emergency situation. For unanticipated absences the parent/or guardian should email
davisp@gilbert.k12.ia.us or call the school (232-3738) between 7:30 AM and 8:30 AM and explain
the reason that the child will not be in school for the day.

Some absences will be anticipated, such as funerals, medical appointments, family trips, and
school trips. For anticipated absences a written note or telephone call explaining the proposed
absence should come to the school from the student’s parent/guardian at least one day before
the absence will occur.  Early out and late start days are the requested days for parents to
schedule appointments to help prevent students from missing classes. Any absence that is not
explained in a parental note or phone call (see paragraph above) will result in a detention
equaling the time of the absence.

Excused/Unexcused Absence Procedures

Students who will be absent from school with anticipated absences should secure a make-up
form in the office prior to that absence. The student should take this make-up slip to each of their
teachers to get the assignments that will be missed. The students should have the instructor’s
initial the assignment for each class. This will serve as their records of assignments to be
completed. Failure to comply with this rule will result in the absence being treated as unexcused.
When a student wants to receive an excused absence to attend state level activities that occur
during the school day, the student must be in good standing with the school. (Good standing
means that the student has C’s or higher in their classes or the teacher of the low score gives the
student permission as the student is working up to their abilities in the class and the student as
no detentions to serve.)

Missing school for any reason impacts a student’s ability to successfully complete work and
learn the material necessary to be successful for the remainder of the school year and in future
school years. Absences for any reason will be addressed as follows:

*Eight absences in a given school year will result in a letter to parents indicating the number of
absences and explaining the importance of regular attendance.

*Fifteen absences in a given school year will result in a meeting with parents, the guidance
counselor or principal, juvenile court officer (if appropriate), and the student. The purpose of the
meeting will be to discuss the reason for absences, the possible consequences of the absences,
and to determine whether or not the absences warrant a referral to the county attorney.

For an unexcused absence the student will be dealt with as follows: 1) the first unexcused
absence in a year will require the student to attend detention for the time missed while
unexcused. 2) The second unexcused absence in a year will result in a student being assigned
Saturday School or equivalent detention/ in-school suspension time. 3) The third unexcused
absence in a year may result in the student being suspended from school until an agreed upon
plan between the student, the parents and an administrator has been documented. The student
may be removed from the class and receive no credit for the semester in each class where there
have been multiple unexcused absences that have made it difficult for the student to complete
the work needed to pass the class.  Communications between the principal, the student, and the
parent(s) will be required for each instance of an unexcused absence. Appeal to these actions
will be through the regular district grievance procedure as stated in the Board policies.

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Tardiness

A tardy is defined as arrival to class/study hall after the published start time. Arrival more than
fifteen minutes after the period begins will be considered an absence. Any student arriving at
school after the school day has started should report to the office immediately upon his/her
arrival at school to record the time of arrival and the reason for being late.

Students who are tardy will be addressed as follows:

# Tardy/Class         Action Taken

4th                    Detention

5th                    Detention, Letter and/or Call Home to Parents

6th                    Two Detentions, Student/Admin. meeting, Letter and/or Call Home to Parents

7th                    Two Detentions, Parent/Student/Administration will meet regarding Mandatory

Attendance Law and Solutions

8th                     Half-Day Suspension, Immediate Parent/Student/Admin. meeting to determine


referral to the

County Attorney/possible consequences

*The purpose of all meetings/letters mentioned above will be to communicate the number of
times the student has been tardy and explain the importance of being on time to class.

Suspension and Expulsion from School

The Board of Education may, by a majority vote, expel any student(s) from school for violation of
the rules and regulations approved by the Board or when the presence of the student is
detrimental to the best interests of the school. The superintendent or principal may suspend a
student temporarily (from one to ten days). Notice of suspension shall be in writing and issued in
a reasonable amount of time to the parents or guardians. When a student has been suspended,
he/she may be re-admitted by the administrator who suspended him/her after meeting with or
calling the parent/guardian regarding the suspension. When expelled by the Board, a student may
be readmitted only by the Board or in the manner prescribed by the board.

A suspension may be in-school or out-of-school. Both types of suspensions will be treated as


excused absences. If a student is suspended, it will cause that student to be ineligible for co-
curricular/extra-curricular activities including practices for the period of suspension. In the event
of a second case of suspension, the student may be refused re-entry to school until a conference
between the student, parent(s) or guardian(s), and the principal has been held, if the principal so
desires.

Alcohol/Drugs/Tobacco and Other Controlled Substances

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Students are prohibited from distributing, dispensing, manufacturing, possessing, using, or being
under the influence of alcohol, drugs or look-a-like substances; and possessing or using tobacco,
tobacco products or look-a-like substances.  Items of contraband may include, but are not limited
to, nonprescription controlled substances, marijuana, cocaine, amphetamines, barbiturates,
apparatus used for controlled substances, alcoholic beverages, tobacco, weapons, explosives,
poisons and stolen property.

Such items are not to be possessed by a student while they are on school district property or on
property within the jurisdiction of the school district; while on school owned and/or operated
school or chartered buses; while attending or engaged in school activities; and while away from
school grounds if misconduct will directly affect the good order, efficient management and
welfare of the school district. Possession of such items will be grounds for disciplinary action
including suspension or expulsion and may be reported to local law enforcement officials. The
board believes that illegal, unauthorized or contraband materials may cause material and
substantial disruption to the school environment.

Dangerous Weapons

Any student who brings a firearm to school, grounds/vehicles, or to a school activity shall be
suspended immediately and recommended for expulsion from school for one year unless the
superintendent elects to recommend modification of the penalty on a case-by-case basis.

Students shall not possess toy weapons in the school buildings or grounds except with the
knowledge and permission of the building principal and then only for school or educational
purposes. Violation of this policy shall result in confiscation of the “weapon” and detention or
suspension, depending upon the student’s disciplinary history.

Any student who threatens another person on school property or at a school event with a
dangerous weapon or an object that resembles a dangerous weapon, including but not limited to
a toy pistol or rifle, squirt gun, cap gun, rubber knife, or plastic grenade or who displays any object
in such manner as to reasonably place another person in fear for his or her safety shall be subject
to discipline by the principal or superintendent including possible suspension and
recommendation for expulsion.

Student Lockers

Student lockers are the property of the school district. Students shall use the lockers assigned to
them by the school district for storing their school materials and personal belongings necessary
for attendance at school. It shall be the responsibility of students to keep their assigned lockers
clean and undamaged. It is important that students keep lockers clean, this includes the gym
locker. Please remove all food, etc. from lockers on a daily basis to reduce issues with rodents
and insects.

To ensure students are properly maintaining their assigned lockers, the principal of the building
may periodically inspect all or a random selection of lockers. Either students or another individual
will be present during the inspection of their lockers. Student lockers may also be searched, at
any time and without advance notice, in compliance with board policy regulating search and
seizure.

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Search and Seizure

School district property is held in public trust by the board. School district authorities may,
without a search warrant, search students, student lockers, personal effects, desks, work areas or
student vehicles or protected student areas based on a reasonable suspicion that a school
district policy, rule, regulation or law has been violated. The search shall be in a manner
reasonable in scope to maintain order and discipline in the schools, promote the educational
environment, and protect the safety and welfare of students, employees and visitors to the school
district facilities.  The school may bring in law enforcement to use animals to conduct both
general and specific searches. The furnishing of a locker, desk or other facility or space owned by
the school and provided as a courtesy to a student, even if the student provides the lock for it,
shall not create a protected student area and shall not give rise to an expectation of privacy with
respect to the locker, desk, or other facility.  Administration may find it necessary to cut locks off
of a locker if there is reasonable suspicion of inappropriate material in it.  School authorities may
seize any illegal, unauthorized contraband or look-a-like materials discovered in the search.
Items of contraband may include, but are not limited to, nonprescription controlled substances,
marijuana, cocaine, amphetamines, barbiturates, apparatus used for controlled substances,
alcoholic beverages, tobacco, weapons, explosives, poisons and stolen property.

Such items are not to be possessed by a student while they are on school district property or on
property within the jurisdiction of the school district; while on school owned and/or operated
school or chartered buses; while attending or engaged in school activities; and while away from
school grounds if misconduct will directly affect the good order, efficient management and
welfare of the school district. Possession of such items will be grounds for disciplinary action
including suspension or expulsion and may be reported to local law enforcement officials. The
board believes that illegal, unauthorized or contraband materials may cause material and
substantial disruption to the school environment or presents a threat to the health and safety of
students, employees, or visitors on the school district premises or property within the jurisdiction
of the school district.

Academic Dishonesty

Academic dishonesty occurs when a student uses or attempts to use unauthorized information in
the taking of an exam/quiz; or submits as his or her own work essays, reports, drawings, or other
products prepared by another person; or knowingly assists another student in such acts. Such
behavior is unacceptable to the school district and students found guilty of academic dishonesty
face penalties that may include reprimand, detention, loss of credit, or suspension. Instances of
academic dishonesty ultimately affect all students and the entire school district by devaluing the
work produced legitimately by students.

Removal from Class

Teachers may send students from class when the continued presence of the student interferes
with the ability of other students to learn. This disruption could be for excessive talking,
insubordination, or other reasons. Upon being sent from class, the student will go directly to the
principal’s office. If this is the first time the student has been sent from class, the student will
have a preliminary conference with the principal or designee and, if appropriate, be sent to his/her
next class at the conclusion of the period. During this conference the principal will counsel with

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the student as to the rights and responsibilities of the individual along with the expectations of
proper conduct while in class. After the meeting, between the principal and the teacher, a second
conference will be held between the student, the principal, and if appropriate, with the teacher to
determine the final outcome. The second time a student is sent from the same class, the student
will report immediately to the principal’s office. A similar procedure will be followed with the
addition of a conference or telephone call between the principal and the student’s parent(s). If a
student is sent from class a third time, the student can be suspended from the class for the
remainder of the semester with no right to receive credit. ANYTIME A TEACHER SENDS A
STUDENT FROM CLASS, THE PARENTS WILL RECEIVE A TELEPHONE CALL FROM THAT
INSTRUCTOR. In cases of severe disruption, a student may be suspended from the class for the
remainder of the semester after the first or second incident.

Detention

Detention after school is sometimes necessary to make up schoolwork or as a penalty/deterrent


for disregarding rules. One-day advance notice will be given to allow the student and the parent to
arrange for transportation. Detention time for tardiness and other attendance violations, as well
as misbehavior in classrooms or study halls, will be after school on Monday, Wednesday, and
Thursday from 3:05 – 3:45 in the teacher’s room or in a room assigned by the principal principal’s
office (assigning teacher’s preference).  If a student skips detention, the following consequences
may be levied against the student.  The student can be assigned an additional detention to be
served. If a student skips two detentions, Saturday morning or non-school day detention from
7:30 – 11:15 may be assigned. If a student skips Saturday morning or non-school day detention,
two days of in-school suspension will be assigned. Detention may be re-scheduled only with
approval from the principal. In some cases where the student fails to serve the detention or
Saturday School/non-school day detention, students may be suspended from classes or co-
curricular activities until the detention time is completed. Students will serve all detention time
prior to being allowed to attend dances, prom, or state sponsored extracurricular events or being
able to walk at graduation.

Fighting and Swearing

Few things are as disruptive to the educational process and environment as fighting and/or the
use of profanity. These actions will not be condoned at school and may result in the student’s
suspension from school. Profanity can be punished with either detention or suspension.

Appearance

The first thing a visitor notices at our school is the building and grounds followed by student
appearance and actions. The general appearance of students reflects the character of our school
to the community and visitors at our school and affects the classroom climate and sense of
respect for public education.

Student Dress

Students are expected to wear clothing that is neat and acceptable in appearance. Headwear,
including “dew rags,” for both males and females is not to be worn during the school day, except

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for medical or religious exceptions. Sunglasses, hats, bandanas, hooded jackets, and coats are
generally not permitted to be worn in the building.  The following student attire is deemed
inappropriate for school:

1. Clothing with words or pictures should not include profanity, libel, or sexual innuendoes.
2. Shoes must be worn in the building at all times. Shoes with cleats (except for outdoor
athletic practices), bare feet, and shoes with wheels are prohibited in the building.
3. Clothing which advertises or promotes the use of tobacco, alcohol, drugs or related
materials will not be allowed.
4. Clothing that exposes a midriff or cleavage, underwear, or pants lower on the waist that
exposes bare skin.
5. Backless tops, strapless tops, halter-tops, tube tops, spaghetti strap tops (less than the
width of two fingers) or any top that does not fully cover all undergarments
6. Shorts and skirts will cover the leg to mid-thigh or longer.
7. Clothing that calls undue attention and may disrupt the educational climate.

Infractions of this policy will result in progressive discipline that would begin with a warning,
move to the assignment of detention, and then to suspension for repeated violations.  If highly
inappropriate clothing (i.e. inappropriate language, sexual pictures, racist comments) is worn, the
assignment of a detention on the first offense may be assigned.  All infractions would be reported
to a student’s parents.            Depending on the severity of the infraction students may be asked
to change their clothing immediately. The school may provide a shirt in which a student can
change into or we will ask the student to go home to change after contacting the student’s
parents.  The intent for this policy is for students to understand that school is a workplace, and
what is appropriate outside the workplace may not be appropriate at work.

Respect for Property

Students who maliciously or carelessly damage school property shall be subject to reimbursing
the school district for the cost of replacing or repairing the property as well as other possible
penalties. Students that steal or vandalize private property while at school will be subject to
similar retribution.

Theft/vandalism of either school or private property may result in the student being turned in to
local law enforcement officials in addition to detention, suspension or expulsion from school
depending on the severity of the incident.  Students should attempt to minimize the quantity of
valuable items that they bring to school and take precautions for each item’s safety. Students
that are the victims of instances of theft or vandalism should report these occurrences to the
Principal’s office.

Respect for Individuals

There should be respect for those persons in leadership roles. All teachers are in positions of
leadership and students will be expected to respect the authority vested in all faculty members,
regardless of the teaching assignment. Students are also expected to show proper respect for
teacher associates, secretaries, custodians, cooks, bus drivers, substitute teachers and other
school employees. At the same time students have the right to be treated with dignity and
respect by the faculty and staff.

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Our world consists of people of diverse backgrounds. Everyone needs to attempt to better
understand and accept this diversity. Harassment of any kind, including harassment based upon
age, color, creed, national origin, race, religion, marital status, sex, sexual orientation, gender
identity, physical attributes, physical or mental disability, ancestry, political party preference,
political belief, socioeconomic status, or familial status will not be tolerated in the Gilbert
Schools. Discipline for any of the above infractions may include detention, loss of privileges,
suspension, or in extreme cases or repeated cases, expulsion. Concerns or grievances should be
directed to the building principal.

Harassment – Students

Harassment, bullying and abuse are violation of the Gilbert school district policies, rules, and
regulations, and in some cases, may also be violation of criminal or other laws. The school
district has the authority to report student violating this rule to law enforcement officials.

Sexual harassment may include unwelcome sexual advances, request for sexual favors and other
verbal or physical conduct of a sexual nature. Harassment or bullying on the basis of age, color,
creed, national origin, race, religion, marital status, sex, sexual orientation, gender identity,
physical attributes, physical or mental disability, ancestry, political party preference, political
belief, socioeconomic status, or familial status includes conduct of a verbal or physical nature
that is designed to embarrass, distress, agitate, disturb, or trouble persons.

School employees shall be responsible for promoting understanding and acceptance of, and
assuring compliance with, state and federal laws and board policy and procedures governing
harassment within the school setting. Students who believe they have suffered harassment shall
report such matters in a timely manner to a teacher, a counselor, or a building administrator.
Violations of this policy or procedure will be cause for disciplinary action up to and including
expulsion.

Curriculum Requirements for Graduation

Students graduating from Gilbert High School during the 2015-16 school year are required to have
earned 46 credits exclusive of physical education.  Students graduating from Gilbert High School
during the 2016-17 school year are required to have earned 48 credits.   Students graduating from
Gilbert High School during the 2017-18 school year and beyond are required to have earned 49
credits.  One credit may be earned for the successful completion of each semester of an
academic course.

Students that participate in band will receive 1 credit per semester. Students participating in
vocal music will receive 1⁄2 credit for mixed choir and 1⁄2 credit for jazz choir per semester.  A
maximum of eight Band and Vocal credits may be applied towards the total needed for
graduation.  Students participating in physical education will receive 1⁄2 credit per semester.  

The following specific courses are required during a student’s high school years:

English                                  8 credits

Science                                 6 credits

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Mathematics                       6 credits

Social Studies                     6 credits

Health                                   1 credit

Life Skills                              1 credit

Physical Education             4 credits

*High school credits earned in middle school do not count towards these requirements.

Early Graduation

A student may petition for early graduation at mid-year as a senior or in special circumstances at
the end of their junior year. The student must indicate in writing to the high school office by the
last student day of first semester of their junior year in order to be eligible for early graduation at
the end of their junior year. The student must indicate in writing to the high school office by the
first school day in September of their senior year in order to be eligible for early graduation at the
end of first semester of their senior year.

All diplomas will be awarded at the annual graduation time in May.

Enrollment Policies

Students are expected to enroll in a minimum of five academic subjects with two exceptions:

1. Seniors may enroll in four academic subjects.


2. Students in grades 9-11 who are in Band and Vocal Music may register for a minimum of
4 academic subjects each semester.

During the first few days of a semester a course may be added or dropped with the approval of
the counselor and the principal. Course changes will only be made when it is in one of the
following categories: A) A teacher requests the change; B) Necessary change for graduation
purposes (includes contracts for seniors); C) Career goals, as seen by the students, parents, and
counselor, have changed; or D) Other unusual circumstances as approved by the counselor and
the principal.  Dropping a course after the first few days may result in an F for the course being on
the student’s transcript. In some extreme cases a student may drop a class in the middle of the
semester without resulting in an F with the permission of the principal and teacher and after the
student and parents have agreed to a set of guidelines.

Open Enrollment

Iowa’s Open Enrollment law allows students residing in one district to request transfer to another
school district upon the parent’s request. Parents/guardians considering the use of the open
enrollment option to enroll their children in another public school district in the state of Iowa
should be aware of the following dates: March 1, 2016 is the last date for regular open enrollment
requests for the 2016-2017 school year. September 1, 2016 is the last date for open enrollment

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requests for entering kindergarten students and those students falling under the “good cause”
definition for the 2015-2016 school year. Parents/guardians of open enrolled students whose
income falls below 160% of the federal poverty guidelines are eligible for transportation
assistance. This may be in the form of actual transportation or in the form of a cash stipend.

Parents should be aware that open enrollment might result in the loss of athletic eligibility. For
further details contact the Superintendent’s Office.

Human Growth and Development

The Gilbert Community School District provides students with instruction in human growth and
development. Parents may review the human growth and development curriculum prior to its use
and have their child excused from human growth and development instruction. Parents should
contact the principal if they wish to review the curriculum, have general questions, or would like
their child excused from human growth and development instruction.

Post-Secondary Enrollment Options Act

The Post-Secondary Enrollment Options Act allows any junior or senior, as well as sophomores
and freshmen who have been identified for the talented and gifted program to enroll part-time at
an eligible community college, state university, or private college or university. This act provides
students with the opportunity to take courses not offered at the local high school. There is not a
personal expense for the student enrolled in this program for tuition, textbooks, materials or fees.
For additional information concerning this program see either a building administrator or a
guidance counselor.

Grading Policies

Grading policies and procedures for students’ grades will be established by each instructor and
explained to the students at the beginning of each course.

Grading policies and procedures for students’ quarter grades will be established by each
instructor and explained to the students at the beginning of each course.  The staff will use
PowerSchool to formulate the results for student scores. The system will be set to round the
students’ scores to the nearest whole number with .5 or higher being rounded to the next highest
whole number. Semester tests will be worth 10% of the student’s grade for the semester with
each quarter making up 45% of the student’s grade. Students will be required to pass two of the
three components to pass the class.

The High School grading scale and values for calculating GPA are as follows:

A+ 100%-99% (4.0)  A 98%-93% (4.0)  A- 90%-92% (3.67)

B+ 87%-89% (3.33)   B 83%-86% (3.0)  B- 80%- 82% (2.67)

C+ 77%-79% (2.33)  C 73%-76% (2.0)   C- 70-72% (1.67)

D+ 67%-69% (1.33)  D 63%-66% (1.0)  D- 60%-62% (0.67)

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F 59.9% or below (0.00).

Pass (P) = 60% and above, Failure = 59% and below

Honor Roll

Honor Roll will be awarded at the conclusion of each semester. Students receiving letter grades
in the minimum required courses with the exception of Band and Choir will be honored. The
regular honor roll is for a semester GPA of 3.00 – 3.66 and 3.67-4.00.

Special Programming

The Gilbert High school attempts to meet the special needs of students in a variety of ways. As a
part of this process, an extended learning program and an extensive special education program
are both available. For further information please contact either the building principal or guidance
counselor.

Success Center

Meetings of various school organizations may be held during Tuesday and Friday Success
Centers. All meetings are to be scheduled in advance with the principal or administrative
assistant. Students that are involved in meetings should report directly to the room in which they
will be held. All other students will participate in the student Success Centers.  Success Centers
are designed to help ensure the success of all students at Gilbert High School.  All current
students will be assigned to a Success Center.

Lunch Shifts

There will be two lunch shifts; schedules will be shared at the beginning of each semester.
Modifications in the system will be made as necessary to allow the lunch process to operate
smoothly. We will be serving a large number of students within each of these lunch shifts and
students’ cooperation with lunch supervisors, food service personnel, and our custodial staff is
very important in allowing this process to be successful.

Lunch Period

During the lunch period students should report to the Commons at the tables that are provided,
whether they are eating food from the school lunch program or from home. The lunch period is
closed and all students are expected to eat their lunches in the commons.

Students should take care to leave the area in a neat and orderly manner. The halls must be kept
quiet because other classes will be in session. For this reason, students should not be in the halls
or gyms during their lunch period. Students should remain in the Commons or the area
immediately outside the North entrance to the commons. Student must have permission from the
lunch supervisor to go somewhere else in the building. Students eating in the Commons are
reminded to conduct themselves in a proper manner while using this facility. Students are

959
prohibited from being in or operating automobiles during the lunch period. Failure to abide by
these rules may result in disciplinary action.

All students will be issued their own account number. Students will punch in their account
number on a keyboard, which debits the price of the meal from their account. Ala Carte items, as
well as second lunches can be debited from a student’s account if there is enough money
available in their account to pay for them.

Delivery of Meals

The school district operates a lunch program. Students may either bring their own lunches to
school or purchase a lunch or other items, including milk from the school lunch service. Student
initiated “delivery-service” meals shall not be allowed or permitted in the school building during
the regular school day. Parents may deliver a meal to the office and the meal will be given to the
student.

Carbonated Beverages

To promote the healthy lifestyle choices among the student body; carbonated beverages are not
permitted in the school after the start of the school day until the completion of the school day.

Study Hall

Regular study hall will in most cases be in the Commons. Students who are struggling
academically may be assigned to Academic Success Center or Math/English Labs.  Students are
expected to bring work and study materials to each study hall. Students in regular study hall may
be allowed to go to the LMC lab for non-academic purposes. Students who are experiencing
academic issues may be placed in intervention study hall at anytime. Parents will be notified
and/or a conference held before a student is assigned to the Academic Success Center or
Math/English Lab.

Study Hall Expectations:

Study Halls are a place where students can concentrate on the concepts, objectives, materials,
and assignments that they have been given by their instructors. To promote the type of
atmosphere needed for this concentration all students in their study halls should follow the
following policies.

1. Students are to arrive to their study hall on time and be quietly seated at their assigned
location when the bell rings. Students are expected to be actively engaged with their work in this
quiet manner for at least the first 35 minutes of the period.
2. Students should bring all necessary study materials with them to the study hall for that
period. However, study hall supervisors may grant students permission to go to their lockers, if
there is a need. Students needing to use the restroom should use the restrooms immediately
adjacent to the Commons area, or closest to their study hall if it is in a classroom. No more
than one student should be allowed to go to their locker at a time. No more than one student

960
should be allowed to use the restroom at a time. Students that abuse this privilege may have it
revoked.
3. Snacks and beverages are allowed at the discretion of the study hall supervisor. Study
Hall is NOT a “game” playing area. Playing cards and other games is not allowed. Music players
with the permission of the study hall supervisor may be used, but the volume should not disturb
others in study hall. The Parent-Student Handbook will be enforced.
4. Students assigned to Study Hall may sign-out to the LMC when given the opportunity to
do so by the Study Hall supervisor. However, the LMC IS NOT a place to visit or to use as a
lounge. Students need to use the LMC as a productive work area. Those that do not will have
their LMC privileges restricted.
5. Students may sign-in and sign-out of the LMC at any time during the first half of the
period. After that time students in the LMC will remain there until the bell ending the period.
6. If a student has need to visit a teacher during his/her Study Hall, he/she should secure a
pass from that teacher prior to the start of the Study Hall, report to the Study Hall on time, and
then sign-out of Study Hall with the supervisor; when given the opportunity to do so.
7. Only a limited number of students will be allowed to talk at any given time. The student(s)
should ask the Study Hall supervisor for permission to speak. When given permission to talk, a
student should then move to the person with whom they need to visit. He/she should not take a
seat at that table or adjoining desk, but should remain standing for the limited time (a maximum
of approximately five minutes) that it takes for his/her question to be answered.
8. On infrequent occasions, at the discretion of the Study Hall supervisor, students that have
class projects may be allowed to work together in Study Hall, quietly.
9. At the Study Hall supervisor’s discretion, all students may be allowed to move and visit
quietly during the last five minutes of the period. This is a privilege, not a right.
10. Three students or less will be assigned to each table in the commons.

Leaving School during School Hours

When a student must leave the school premises during the school day, he/she must obtain
permission and sign out with office personnel in the office. If a student arrives at school after the
school day has begun, he/she should report immediately to the office to notify office personnel of
his/her presence. In both of these cases students are responsible to report to the office. Failure
to follow proper procedure may result in loss of privileges, the assignment of detention time, or
suspension from school.

Display of Posters

Students wishing to display posters within the school building must have these posters approved
in the office prior to their being displayed. Posters should be restricted to providing factual
information and may be limited in size, quantity, and location of posting.  Posters that have not
been approved will be removed.     Posters will be inserted into the tack strips that are located
throughout the building.  Posters will not be taped to any surfaces and will not be hung anywhere
except in the tack strips provided.

Skate Boards and Roller Blades

961
Skateboards are prohibited on school property at all times. Rollerblades are prohibited in the
buildings and on the track at all times.

Passes

Passes will be required for movement in the halls during class time. If you need to see another
teacher, obtain a written pass from the teacher ahead of time and check out of the study hall.
Those few people who abuse the present pass system may lose all pass privileges.

School Cancellations

The cancellation of school for any reason will be announced over the radio station KASI
(1430AM), KWBG (1590 AM), and WHO (1040 AM) as soon as such a decision is made. The
district has

established an alert system to provide notice to parents via e-mail, text, and phone calls in case
school is postponed, cancelled, or dismissed early.      In the event of a school closing or early
dismissal, you will be sent an e-mail, text and/or a phone call as soon as the decision has been
made.

Fire and Tornado Drills

The signal for the fire drill or for fire alert will be a continuous sounding of the fire alarm signal or
a continuous blast of the portable air horn in the event that electrical power is not available.

The signal for a tornado drill or a tornado alert will be given over the intercom. When either of
these signals is sounded, all students are to follow the instructions of the teacher in charge of the
activity in which they are participating.  Students should go to the classroom assigned area as
listed on the evacuation posters in each room upon hearing a fire alarm.  All students should
report to the Safe Room/Wrestling Room upon the notification of a tornado over the intercom.

Hallway Conduct

Keep to the right as much as possible when passing in the hallways. Aggressive and irresponsible
conduct in the halls will not be tolerated. We have too many people using our hallways during
passing time to allow for “horseplay.” Demonstrate your respect for the rights of others through
your actions in the hallways.

Student Interpersonal Relations

The development of social skills and graces is a vital part of one’s education. In addition to the
daily contacts between people the school will help by providing various social events throughout
the school year. The showing of affection should be limited to hand holding while at school.

Library Media Center

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The library media center is open from 7:45 a.m. to 3:45 p.m. The LMC provides students and staff
a place for research, reading, and study. The collection includes books, magazines, newspapers,
computer access and other multimedia. Supplemental materials are obtained through the
Heartland Area Education Agency and the Ames Public Library. Students may schedule the use of
computers through the LMC. Rules and guidelines are posted in the LMC and the computer labs.

Assembly Programs

Assembly programs are provided throughout the school year. Normally they will be announced in
advance and special instructions will be made at that time. Because of the number of people
involved, be especially considerate of others and do nothing to disturb them or mar their
enjoyment of the program. Applaud properly. Stamping, whistling, or shouting is never good
applause. It is not a compliment to the presenter and it reflects discredit upon the school and
individual(s) involved. When students attend assemblies, pep fests, etc. in the Auditorium or
Gymnasium the top row of bleachers or the outside row of seats should be left unoccupied for
staff members only.

Report to Parents

Your parents are vitally interested in your accomplishments in school and for this reason the
school will report to your parents:

1. A mid-term report (after the 4th week of each reporting period) for only those students
who are doing unsatisfactory or failing work;
2. At the end of the nine week reporting period (electronic report cards)
3. Parents are welcome and encouraged to contact the school concerning the progress of
the child at any time.

The student information system, PowerSchool, will provide a parent portal and student portal that
will update a student’s attendance and grades. More information can be obtained from the office.

Visitors at School

Visitors are welcome. Students from other schools may visit our building during the regular
school day as guests of a currently enrolled Gilbert student with permission of the high school
principal or designee. They should register in the office prior to the beginning of their visit.
Visitors are

expected to follow the same rules and regulations as their host/hostess. They are the
responsibility of their host/hostess. A student who will be hosting another student should have a
note from the hosting student’s parent requesting this privilege. All visitors without permission
will be asked to leave.

Open Campus Policy (For Seniors Only)

1. Seniors may select periods eight and nine  or just period nine during the school day each
semester that they will not be required to be on campus.

963
2. If a senior is involved in open campus he/she should not be anywhere in the building
during this time. Seniors need to take care of business at your locker quickly and leave the
building promptly after the end of your last class.
3. During those periods selected for open campus, a student can sign into study hall at
his/her option. This would allow them the opportunity to use the LMC or other school facilities.
Once students are signed-in, they must conform to all requirements for study hall and other
school rules.
4. This program is a senior privilege, not a right. This privilege may be revoked by the
administration for abuse of school rules or if a student is not passing all classes at mid-term or
getting a C- or higher in all classes at quarter grade dates. Open campus will be revoked if a
senior has an unexcused absence or on the fourth tardy in a quarter.
5. Parents or guardians must sign an Open Campus Permission Form for their child to be
involved in this program.
6. The parents or guardians waive any and all liability on the part of the school for damages
and/or personal injuries involving their child while on open campus.

Source:- http://www.gilbertcsd.org/schools/gilbert-high-school/handbooks/purpose-of-
handbook/

Turning Around the Lowest-Performing


Schools: The Role of the Principal -
Research Findings to Support Effective
Educational Policymaking
contents
Research Findings to Support Effective Educational Policymaking:
Evidence and Action Steps for State, District and Local Policymakers

 Introduction
 Turning Around the Lowest-Performing Schools: The Role of the
Principal
o Preparing and Developing Effective School Leaders
 Turning Around the Lowest-Performing Schools: The Role of
Districts
 Supportive State, City and School District Policies

964
Research Findings to Support Effective Educational Policymaking:
Evidence and Action Steps for State, District and Local Policymakers
"Great principals attract great talent. They nurture that great talent and they develop that
great talent. Bad principals are the reverse: bad principals don’t attract good talent, they
run off good talent. They don’t find ways to improve those that are trying to get better.
They don’t engage the community." — U.S. Education Secretary Arne L. Duncan,
addressing The Wallace Foundation’s National Conference on Education Leadership,
October 2009.

Research confirms that there are no documented instances of failing schools turning
around without powerful leadership. While teachers have the most direct and obvious
impact on student learning, leadership is second only to teaching in influencing outcomes
for all students. For the first time, there is empirical evidence that links what leaders do
with student performance.

 Regardless of the turn-around approach, investing in good


principals is a particularly cost-effective way to improve
teaching and learning throughout entire schools.
o
Principals are uniquely positioned to ensure that excellent teaching and
learning spreads beyond single classrooms.2
o
Effective principals can improve learning in large part by motivating
teachers and by creating "professional communities" – in which teachers
are no longer acting in isolation but give each other help and guidance to
improve instructional practices.3

 A good principal is the single most important determinant of


whether a school can attract and keep the high-quality
teachers necessary to turn around schools.
o
As Stanford University education policy analyst Linda Darling-Hammond
has stated: "It is the leader who both recruits and retains high-quality staff.
Indeed, the number one reason for teachers’ decisions about whether to
stay in a school is the quality of administrative support – and it is the
leader who must develop this organization."  4

 To turn around schools, principals need to share


decisionmaking.
o
High-performing schools with strong student achievement gains tend to
have a high degree of "collective leadership." New research concludes:
"Principals are most effective when they see themselves as working
collaboratively towards clear, common goals with district personnel, other

965
principals, and teachers." Paradoxically, principals willing to share
authority do not diminish their own.5
o
But the principal still must lead school improvement by: creating
structures and incentives around a common agenda for learning among all
staff; aligning resources with learning activities, needs and priorities; and
building external relations that can support a school-wide learning agenda,
including garnering community support, sufficient resources and
anticipating resistance or conflict.6

PREPARING AND DEVELOPING EFFECTIVE SCHOOL LEADERS


"If our 95,000 schools each had a great principal, this thing would take care of itself." —
U.S. Education Secretary Arne L. Duncan, addressing The Wallace Foundation’s
National Conference on Education Leadership, October 2009.

Experts have raised serious concerns about the quality and relevance of the leadership
preparation provided by many university-based programs – which are where most of our
principals are trained – and about the speed and effectiveness of state actions to address
those shortcomings.7  To attract and keep the right leaders, particularly in low-performing
schools, states and districts should draw on the following effective but underutilized
approaches to preparing them for the job:

 Provide better, more selective training to prepare transformative leaders


whose goal is to significantly improve teaching and learning and to turn
around failing schools.
Proven effective practices in the preparation of future school leaders include:
o
Selective recruitment to identify expert teachers with leadership potential;
o
A challenging, coherent curriculum that focuses on instructional
leadership, the ability to change the culture of schools and improve the
skills and effectiveness of teachers;
o
Active instruction that integrates theory and practice, problem-based
learning, budget exercises, hiring and effective data use; and
o
Well-designed and supervised internships that provide real opportunities
for aspiring principals to experience leadership first-hand.8

Graduates of these more effective preparation programs perform better.


o
Graduates of the NYC Leadership Academy, which incorporates the above
practices, were placed in extremely low-performing schools and improved
their schools’ academic performance at higher rates than other new
principals in English-language arts and math.9

Redesigning training programs has payoffs for districts and for universities.10
o Districts had an increased pool of better prepared principal candidates.
o Universities were able to reform and improve their leadership preparation
programs and gained more prestige.

966
 Don't ignore state policies that can affect principal training.
o
States have a number of policy levers to influence the preparation and
quality of school leaders, including: improving leader training standards,
developing tougher program accreditation and leader licensure
requirements, and allocating funding to the most effective programs.11
o
Collaborative efforts by state and local leaders have shown promise in
improving training programs in some states. About 200 such programs
located in Wallace-funded states have either been forced to redesign their
programs to align with new leadership standards and proven training
practices or, less frequently, have been shut down for failing to do so.

 Encourage school districts to better exercise their own “consumer” power to


influence the training of the school leaders they will eventually hire.
Some districts are using their consumer clout by:
o
Becoming a discerning customer – for example, by developing district-
level leadership standards or core competencies and then selecting only
graduates of programs whose training is redesigned to meet those
standards (Chicago, Fort Wayne, IN and Louisville, KY).12
o
Becoming a competitor – by creating their own district-level leadership
programs aligned with their standards and priorities (Boston, Springfield,
MA, Fort Wayne, Providence, Atlanta and New York City).13
o
Becoming a collaborator – by using contracts and other inducements; e.g.,
conferring “preferred provider” status on universities that agree to take
such steps as changing admissions criteria, curricula, internships, etc., to
better meet district needs (Louisville, St. Louis, Providence, Chicago and
Springfield, IL).14

 Provide more and better mentoring for new principals once they’re hired.
o
More than half the nation’s states and many districts have recently
introduced mentoring for principals – a sharp reversal of a long-held
“sink-or-swim” attitude toward novice school leaders.15
o
In the absence of quality criteria, however, mentoring can be just a “buddy
system” that fails to propel the progress of new principals as effective
leaders of learning.
o
States and districts should ensure that mentoring is focused on student
learning. For example, the NYC Leadership Academy guides its
mentoring by using a Leadership Performance Planning Worksheet, which
identifies key behaviors linked to successful instructional leadership.
o
Missouri now provides mentor training both online and in person.

29. Enhance peer and district support for both novice and veteran principals.
1. Recognizing that effective instructional leadership requires regular,
sustained support for both novice and veteran principals, central office
staff in some urban districts are providing individual support to school
principals, as well as creating networked groupings where peer principals
can support each other.16

967
2. Districts should also avoid one-size-fits-all professional development for
its principals and instead tailor it to the differing leadership needs of
elementary and secondary schools and to school context (size, student
population being served).17

References
2
  Leithwood, et al., 12

3
Karen Seashore Louis, Kenneth Leithwood, Kyla L. Wahlstrom, Stephen E. Anderson,
et al., Learning from Leadership: Investigating Links to Improved Student Learning,
Center for Applied Research and Educational Improvement/University of Minnesota and
Ontario Institute for Studies in Education/University of Toronto, 2010, 42, 50

4
  Education Leadership: A Bridge to School Reform, The Wallace Foundation, 2007, text
of speech by Linda Darling-Hammond, 17

5
  Seashore Louis, et al., 21, 35, 107

6
  See Michael Knapp, et al.,  Leading for Learning: Reflective Tools for School and
District Leaders, Center for the Study of Teaching & Policy, University of Washington,
2003; see also Leithwood, op. cit.; and Bradley S. Portin, Michael Knapp, et
al.,Leadership for Learning Improvement in Urban Schools, Center for the Study of
Teaching & Policy, University of Washington, 2009.

7
  Southern Regional Education Board,  Schools Need Good Leaders Now: State Progress
in Creating a Learning-Centered School Leadership System, 2007, 2

8
  Linda Darling-Hammond, et al.,  Preparing School Leaders for a Changing World:
Lessons from Exemplary Leadership Development Programs, Stanford Educational
Leadership Institute, 2007, 6; see also The Wallace Foundation, Becoming a Leader:
Preparing School Principals for Today’s Schools, 2008

9
  New York University Institute for Education and Social Policy, The New York City
Aspiring Principals Program: A School-Level Evaluation: An Update Through 2008-09,
2011

10
 Margaret Terry Orr, Cheryl King, Michelle LaPointe, Districts Developing Leaders:
Lessons on Consumer Actions and Program Approaches from Eight Urban Districts,
Education Development Center, Inc., 2010, 12

11
 Orr, et al., 11

12
 Orr, et al., 5

968
13
 Ibid. (See also The Wallace Foundation, Report ’09: Appraising A Decade, 12,
concerning Atlanta and New York City).

14
 Ibid.

15
 The Wallace Foundation, Getting Principal Mentoring Right: Lessons from the Field,
2007, 3

16
 See Portin, op. cit., and Margaret Plecki, Michael Knapp, et al., How Leaders Invest
Staffing Resources for Learning Improvement, Center for the Study of Teaching &
Policy, University of Washington, 2009.

17
 Seashore Louis, et al., 101

Source:- http://www.wallacefoundation.org/knowledge-center/Pages/the-role-of-the-
principal-findings-to-support-effective-educational-policy-making.aspx

Five Practices for School Principals that Impact Student Achievement.

To help you best prepare for changes including Common Core Standards and Principal
Evaluations, we'll be offering a brief, informative article once a week for the next six
weeks on topics covering:

Articulating and Setting a Direction for a School-Wide Vision


Best Practices for Developing Your Staff
Three Ways to Strengthen School Culture
Making the Most of School Leadership Evaluation
Finding the Best Resources for Your Own Professional Development
The Professional Development Principals Need to Fully Support Reforms in Your School

Setting the Direction for a School-Wide Vision

There's a big difference between œsetting direction and giving directions. Setting
direction is plotting the big picture, and it calls for different skills. A study commissioned
by The Wallace Foundation found that as a leader, your ability to define and set clear
direction makes a huge impact on the culture of your school, which in turn contributes
significantly to student achievement. So let's unpack what we mean by setting direction.

Most principals are so busy managing the day-to-day aspects of running a school that
they have to squeeze in their big-picture leadership plan somewhere between handling
paperwork, disciplining students, dealing with custodial emergencies, appointments with
parents, and putting out fires.

969
Setting a clear direction with teachers and other administrators means you work to
develop a shared understanding about your school. You and your teachers know what the
overarching goal is. Your teachers share and can articulate the mission and vision of the
organization.

Sharing a clear, school-wide direction gives you and your colleagues a sense of purpose
and identity. It gives the entire school a way to measure and monitor daily routines and to
prioritize activities that directly contribute to furthering the school's direction, goals, and
vision.

The Wallace Foundation identified these components of setting clear direction:

Identifying and articulating a vision


Fostering the acceptance of group goals
Creating high performance expectations
Monitoring organizational performance
Promoting effective communication throughout the organization
Drawing on decades of research, Dr. Robert Marzano has identified one critical direction
that drives the success of students, teachers, leaders, and the school as a whole: A data-
driven focus on student achievement.

Such a focus serves several purposes. It is an articulate vision. It sets group goals. It
conveys high expectations. It uses data as a way to monitor organizational performance.
And because it is a shared goal, it promotes effective school-wide communication.

Professional Development for Optimal Student Achievement

A large body of evidence on leadership effectiveness indicates that developing your


teachers' potential to the highest degree will profoundly influence not just the success of
individual teachers, but your students, too.

It pays, then, to spend time putting together a highly aligned and focused plan for
teachers' professional development. But are the old ways of offering PD enough to really
drive improvement and student achievement?

We say no.

New ways of defining school leadership demand new ways of thinking about professional
development for teachers. In a high-stakes era of teacher and leader evaluation, every
system in the school should be aligned for continuous improvement of instruction. Both
leader and teacher evaluation frameworks must focus on teacher growth and should
heavily invest in:

A clear vision of the philosophy and methods of instruction


An emphasis on continually enhancing pedagogical skills

970
A feedback loop based on ongoing evaluations of teachers' strengths and weaknesses
Job-embedded professional development directly related to instructional goals
Ample opportunities for, and encouragement of, teacher collaboration
Formal ways to discuss improving school operations
Stanford University's Linda Darling-Hammond sums up the profound impact school
leaders have on teaching quality in her report, Preparing School Leaders for a Changing
World:

It is the work they do that enables teachers to be effective “as it is not just the traits that
teachers bring, but their ability to use what they know in a high-functioning organization,
that produces student success. Indeed, the number one reason for teachers' decisions
about whether to stay in a school is the quality of administrative support" and it is the
leader who must develop this organization.

Focus on Making Your School a Collaborative Environment

Schools making breakthrough gains are led by principals who have carved out a radically
new role for themselves, including responsibility for school-wide practices to drive both
student achievement and teacher effectiveness. (New Leaders for New Schools)

Whether or not we like it, schools are bureaucracies. And we all know that bureaucracies
can slowly begin to wear down motivation, no matter how good our intentions.

As a school principal, your primary goal is to develop your school as an effective


organization where apathy, frustration, and indifference can be kept at bay. Outside
forces beyond your control will continually test your capacity to do this: state testing,
national initiatives, new curricula – well-intentioned directives that may cause anxiety
as teachers struggle to keep up with new responsibilities in a high-stakes environment.

As you plan, keep in mind: Nothing should erode your teachers' commitment to the
welfare and high achievement of all students. What can you do keep your school
focused? You can:

Continuously strengthen school culture with objectives that may include:


Continually improving your own professional practice
Ensuring that the school environment is perceived as safe and orderly
Effectively managing fiscal, operational, and technological resources
Regularly acknowledging the success of the whole school
Focus on modifying organizational structures to allow your teachers and other personnel
to work effectively. How dynamic these structures are may be determined by the need for
flexibility in the school's improvement agenda.
Embed collaborative structures into the fabric of the school culture.*
*See: Karen Seashore Louis, Kenneth Leithwood, Kyla L. Wahlstrom, Stephen E.
Anderson et al., Learning from Leadership: Investigating the Links to Improved Student

971
Learning, Center for Applied Research and Educational Improvement/University of
Minnesota and Ontario Institute for Studies in Education/University of Toronto, 2010, 9.
This report is available at www.wallacefoundation.org.

Making the Most of School Leadership Evaluation

Here's what Time magazine had to say about the pitfalls of our current systems of school
leadership evaluation:

School leaders have a multiplier effect "they can put in place conditions that help or
hamstring effective teaching. "The expertise of a principal determines how random or
consistent teaching quality will be," says Pam Moran, superintendent of Albemarle
County Public Schools in Virginia. One reason for this, research shows, is that effective
principals can attract and retain good teachers, while poor leadership has the opposite
effect.

And if that's not disheartening enough, consider the report released last month by New
Leaders for New Schools, a national nonprofit that trains principals to work in
challenging schools, which concluded that "most principal evaluation systems tend to
focus too much on the wrong things, lack clear performance standards, and lack rigor in
both their design and attention to implementation."

Whether or not we like it, schools are bureaucracies. And we all know that bureaucracies
can slowly begin to wear down motivation, no matter how good our intentions.

A paper prepared for The Wallace Foundation, Assessing Learning-Centered Leadership,


came to similar conclusions. For example, many districts have been using leadership
assessments primarily to meet contractual obligations, with little focus on leader
development or student learning. The identification and development of effective school
leaders, both individuals and teams, has been significantly hampered by the paucity of
technically sound tools for assessing and monitoring leadership performance.

In truth, few leadership evaluation systems are based on systematic review of the
scientific literature on leadership factors that correlate with successful schools. In a study
originally conducted in collaboration with the Association for Supervision and
Curriculum Development (ASCD) which surveyed 2,400 teachers, Marzano et al.
established five leadership elements that strongly correlated with school success:

A data-driven focus on student achievement


Continuous improvement of instruction
A guaranteed and viable curriculum
Cooperation and collaboration
School climate

972
That survey has since been distributed to 66,000 additional teachers and supports the
conclusions of the original findings. The study served as a partial foundation for the
development of the Marzano School Leadership Evaluation Model.

A study published in Education Next has found that the effect of highly effective
principals on student achievement is equivalent to 2-7 months of additional learning each
school year, while ineffective principals negatively impact student achievement by a
comparable amount.”
–Huffington Post

Finding the Best Resources for Professional Development

"The expertise of a principal determines how random or consistent teaching quality will
be."
Pam Moran, superintendent of Albemarle County Public Schools, Virginia

Research tells us that the role of the teacher is the single greatest factor impacting student
learning (Sanders, et al). Research also shows that one of the greatest factors central
offices can contribute is to maintain a singular focus on improving instruction. (Marzano
and Waters, 2009). According to a recent report from New Leaders, principal and teacher
effectiveness accounts for nearly 60% of a school's impact on student achievement. These
are the most important in-school factors driving school success, with principals
accounting for 25% and teachers 33% of a school's total impact on achievement.

But to help your teachers grow and meet their potential, you, too, need to enter a cycle of
continuous improvement.

Just like your teachers, you will seek out new resources and mentors, deliberately
practice new skills (most of them well outside of your comfort zone), receive feedback
from coaches and superiors, and set out to look for resources and practice skills.

If you want your teachers and students to flourish, you must flourish, too.

Most likely, your school is in the process of implementing a new teacher evaluation
model. It's highly likely that a new principal or leader evaluation system will be the next
step in creating a aligned, focused system. So the quickest route to your own professional
development will be a deep dive into the processes you'll need to understand to become
an expert observer, evaluator, and coach. You will want to know:

The most efficient way to use your observation tool


How to achieve inter-rater reliability when conducting observations
How to plan implementation of new evaluation systems
How to develop policies and procedures around the new systems
The fundamentals of deliberate practice

973
What to expect from the new Common Core State Standards
How to get teacher support (or How to get teacher buy-in)
In partnership with nationally renowned researcher and author Dr. Robert Marzano, the
Learning Sciences Marzano Center has developed a deep series of professional
development services for school leaders to help you and your teachers reach your highest
potential and lead your students to success. Our expert consultants will help you master
the new challenges of becoming a 21st century school leader. We will help you set the
vision, develop your staff, redesign your organization, and make the most of your own
evaluations for optimal success in an era of high-stakes reform.

Getting the Professional Development Principals Need to Fully Support Reforms in Your
School

What do you need to know to be successful in an era of high-stakes education reform?


With new evaluation systems in place, school leaders need to know just as much about
instructional practices as their teachers. What to look for during classroom observations.
How to build their own capacity for inter-rater reliability, so that evaluations are truly
fair, accurate, and reliable. How to construct feedback to give teachers support for growth
and improvement throughout their careers. And how to coach teachers in creating units of
instruction, and in deepening their instructional strengths through deliberate practice.

As we have emphasized in this series, the research into school leadership is quite clear on
the role principals play in developing a school-wide culture of excellence that supports
teacher growth and student achievement. A school leader with the right combination of
skills and resources can make a lifelong impact on his or her students which reaches far
into that child's future in terms of adult achievement and earning capacity.

The Learning Sciences Marzano Center for Teacher and Leadership Evaluation has
developed a full slate of trainings to help school leaders succeed at successfully
implementing their new evaluation systems and developing 21st century skills as
education professionals. Our progression of trainings, from understanding and applying
the Design Questions of the Marzano Model to Observing for Common Core State
Standards, covers the full range of what you will need to know. Our progression of
trainings for leaders includes:

Domain 1 Overview of the Marzano Teacher Evaluation Model


Building Inter-rater Reliability
Side-by-Side Principal Coaching
Domains 2-4
Deeper Connections: Connecting the Domains for Deeper Understanding
Constructing Accurate, Actionable Feedback
Creating Units of Instruction
Deliberate Practice for Measuring Teacher Growth
Observing for Common Core State Standards

974
Speak to one of our consultants about the best professional development series for you
and your school today. Simply fill out the form on the right. We can help you get started
on the road to building success for your students, your teachers, your school, and your
community.

The Learning Sciences Marzano Center offers expert professional development in


leadership growth and evaluation. Are you ready to find out more? Fill out the form on
the right for more information.

Source:- http://www.marzanocenter.com/leadership-evaluation/building-principal-skills/?
elq=7409b6ecf18c471396bdbfda36ad6de0&elqCampaignId=139

Role of Principal Leadership in Improving


Student Achievement
By: The Center for Comprehensive School Reform and Improvement

The most influential educational leaders are the principal and superintendent, and their
leadership is inextricably linked to student performance. This article looks at the basics of
good leadership and offers practical suggestions.
School and district leadership has been the focus of intense scrutiny in recent years as
researchers try to define not only the qualities of effective leadership but the impact of
leadership on the operation of schools, and even on student achievement. A recently
published literature review titled How Leadership Influences Student
Learning contributes to this growing body of knowledge by examining the links between
student achievement and educational leadership practices.

Authors Leithwood, Seashore Louis, Anderson, and Wahlstrom (2004) make two
important claims. First, "leadership is second only to classroom instruction among all
school-related factors that contribute to what students learn at school" (p. 7). Second,
"leadership effects are usually largest where and when they are needed most" (p. 7).
Without a powerful leader, troubled schools are unlikely to be turned around. The authors
stress that "many other factors may contribute to such turnarounds, but leadership is the
catalyst" (p. 7).

975
The review, commissioned by the Wallace Foundation, is the first step in a five-year,
180-school study of the links between student achievement and educational leadership
practices. The planned study is a joint effort of the Ontario Institute for Studies in
Education at the University of Toronto and the University of Minnesota's Center for
Applied Research and Educational Improvement. The foundation's first report could be
released as early as November.

This article summarizes what the review reveals about the basics of successful education
leadership and offers practical suggestions for their implementation.

The Basics of Successful Leadership


The authors warn that it is tempting to get caught up in defining the many adjectives
often used to describe leadership in education literature (e.g., participative, instructional)
but note that ultimately these descriptions focus on style, not substance. A more
productive strategy, they contend, is to examine the following three sets of practices that
make up the basic core of successful leadership:

 Setting direction.
 Developing people.
 Redesigning the organization.
The authors acknowledge that "rarely are—[these] practices sufficient for leaders aiming
to significantly improve student learning in their schools. But without them, not much
would happen" (p. 10).

Setting Direction
Examining the Evidence.
The review suggests that leaders who set a clear sense of direction have the greatest
impact. If these leaders help to develop among their staff members a shared
understanding of the organization and its goals and activities, this understanding becomes
the basis for a sense of purpose or vision. The authors emphasize that "having such goals
helps people make sense of their work and enables them to find a sense of identity for
themselves within their work context" (p. 10).

The authors suggest that school improvement plans can be a means of setting direction.
"It's difficult for schools to make progress without something to focus their attention,
without any goals," says coauthor Kenneth Leithwood, a University of Toronto education
professor. "Improvement plans are a rational model about how to act purposefully in
schools."

Practical Application.
Effective principals understand direction setting. They know that an investment of time is
required to develop a shared understanding of what the school should "look like" and

976
what needs to be done to get it there. They know that teachers and other staff included in
identifying goals are much more likely to be motivated to achieve those goals. These
sentiments are echoed by Doris Candelarie, executive director of School Effectiveness in
Brighton, Colorado, and former principal of Vikan Middle School in Brighton. "We set
school goals, individual goals, team goals. That builds community and the spirit around
it"(Center for Collaborative Education, 2003). Teachers who are asked to engage in open
and honest communication with the principal, to contribute their suggestions, and to
voice their concerns are much more likely to follow the direction set by their leader.
Further information about organizing, planning, implementing and sustaining reform can
be found in The Center's policy briefs at www.centerforcsri.org

Developing People
Examining the Evidence. Much of the focus in education literature regarding the
principal's role in developing staff members has been on instructional leadership, which
emphasizes the principal's role in providing guidance that improves teachers' classroom
practices. Philip Hallinger's instructional leadership model has been the most researched.
It consists of three sets of leadership dimensions—defining the school's mission,
managing the instructional program, and promoting a positive learning climate—within
which 10 specific leadership practices are delineated (Leithwood, Seashore Louis,
Anderson, & Wahlstrom, 2004).

Now, in addition to instructional leadership, the review finds that researchers also are
paying close attention to what is being termed a leader's emotional intelligence—his or
her ability and willingness to be "tuned in" to employees as people. "Recent evidence
suggests that emotional intelligence displayed, for example, through a leader's personal
attention to an employee and through the utilization of the employee's capacities,
increases the employee's enthusiasm and optimism, reduces frustration, transmits a sense
of mission and indirectly increases performance (McColl-Kennedy & Anderson, 2002)"
(Leithwood, Seashore Louis, Anderson, & Wahlstrom, 2004, p. 24).

The authors cite the following more specific leadership practices that help develop
people:

 Stimulate them intellectually.


 Provide them with individualized support.
 Provide them with an appropriate model.
Practical Application. Schools have interpreted these research findings in a variety of
practical ways. Group book studies, lesson study in critical friends' groups, professional
development sessions at conferences, or visits to high-performing schools all provide
intellectual stimulation. At Deborah Hoffman's Franklin Elementary School in Madison,
Wisconsin, for example, teachers participate in book groups that focus on race and
student achievement. They also are encouraged to grow intellectually by pursuing
additional certification in English as a second language (Hoffman, 2005).

977
Developing people through individualized support can take many forms in schools.
Literacy or math coaches can model lessons, observe classes, and provide constructive
feedback to teachers. Teachers also benefit from peer observations, debriefing sessions
with colleagues, and feedback from the principal. New teachers in particular gain support
from mentor teachers who are carefully assigned to assist them in the first few years of
teaching. At Eastgate Middle School in Kansas City, Missouri, Principal Tim Mattson
created a new position for an instructional coach whose job was to serve as a mentor for
new teachers and help experienced teachers to develop strong leadership skills as well as
implement effective reading strategies based on their examination of student work
(Center for Collaborative Education, 2003).

Redesigning the Organization


Examining the evidence
The review notes that the organization teachers and principals operate in can sometimes
thwart their best intentions to use effective practices. In some contexts, the authors
observe, high-stakes testing has "encouraged a drill-and-practice form of instruction
among teachers who are perfectly capable of developing deep understanding on the part
of their students" (p. 11). Furthermore, "extrinsic financial incentives for achieving
school performance targets, under some conditions, can erode teachers' intrinsic
commitments to the welfare of their students" (p. 11).

Successful educational leaders resist these and other organizational pitfalls. Instead, they
are purposeful about turning their schools into effective organizations. They do this by
developing and counting on contributions from many others in their organizations to do
the following:

 Strengthen the school's culture.


 Modify organizational structures.
 Build collaborative processes.

Practical application
What does this process of redesigning the organization look like on the ground?
Principals strengthen school culture when they clearly and consistently articulate high
expectations for all students, including subgroups that are too often marginalized and
blamed for schools not making adequate yearly progress. At an Alliance for Excellent
Education event in August, Mel Riddile, principal of J.E.B. Stuart High School in Falls
Church, Virginia, eloquently addressed this issue: "We have a moral and ethical
imperative to educate every student. [If] we let them languish in mediocrity, shame on
us" (Riddile, 2005). Principals can modify organizational structures, for instance, by
changing schedules to ensure that teachers share common planning time and use that time
to discuss improving instruction. This kind of restructuring also reinforces the use of
collaborative processes among teachers. Given sufficient time and consistent messages
about the value of collaboration, teachers learn to trust their colleagues and are more
willing to share their best practices and challenges.

978
Redesigning the organization from the inside out requires that leaders identify and
capitalize on the competence of others and both model and require collaboration. As
author Carl Glickman (2003) observed: "In successful schools, principals aren't
threatened by the wisdom of others; instead, they cherish it by distributing leadership" (p.
56).

Broad Goals for School Leaders


 .

Conclusion
How Leadership Influences Student Learning emphasizes that the most influential
educational leaders remain the principal and superintendent, and that their leadership is
inextricably linked to student performance. Having examined a host of factors that
contribute to what students learn at school, the authors conclude that the contribution of
leadership is second in strength only to classroom instruction. And, effective leadership
has the greatest impact where it is most needed—in the nation's challenged schools.
These facts make the case, the authors assert, for improving not only the recruitment and
training of school principals but also their ongoing development and evaluation. In
addition, they cite the need for expanded study of how leadership in other areas of the
school community—such as teacher leadership—can contribute to student achievement.

References
Center for Collaborative Education. (2003, fall). Conversations: Turning Points
Transforming Middle Schools, 4(1), 1-12. Retrieved September 14, 2005,
from http://www.turningpts.org/pdf/Conversations_Fall03.pdf

Glickman, C. D. (2003). Holding sacred ground: Essays on leadership, courage, and


endurance in our schools. San Francisco: Jossey-Bass.

Hoffman, D. (2005, May). Keynote presentation given at annual Institute for CSR State
Coordinators, Washington, DC.

Leithwood, K., Seashore Louis, K., Anderson, S. & Wahlstrom, K. (2004). How
leadership influences student learning. New York: Wallace Foundation. Retrieved
September 14, 2005, from http://www.wallacefoundation.org/

Riddile, M. (2005, August). Presentation given at Alliance for Excellent Education


"Americans on High Schools: In Need of Improvement!" Washington, DC.

979
School Principal - The Role of Elementary and
Secondary School Principals, Principal Duties and
Responsibilities, Principal Qualifications

schools public private students

The school principal is the highest-ranking administrator in an elementary, middle, or


high school. Principals typically report directly to the school superintendent, but may
report to the superintendent's designee, usually an associate superintendent, in larger
school districts. The highest-ranking school level administrator in some private schools is
called the head master. Head masters have many of the same responsibilities as
principals, but they may engage in additional activities such as fund-raising. In some
school districts, a single person functions as superintendent and principal. Principals,
head masters, and others who are responsible for the overall operation of a school are
often called school leaders. In an era of shared decision-making and site-based
management, the term school leader may also be used in reference to other school
administrators and leaders within the school such as assistant principals, lead teachers,
and others who participate in school leadership activities.

Schools have not always had principals. Around the beginning of the twentieth century,
as schools grew from one-room schoolhouses into schools with multiple grades and
classrooms, the need arose for someone to manage these more complex organizations.
This need was filled initially by teachers, who continued to teach while also dealing with
their school's management needs. These teachers were called principal teachers. As
schools continued to grow, principal teachers became full-time administrators in most
schools. Most principals soon stopped teaching because of the many demands their
management responsibilities placed on their time. As managers, principals were
responsible for financial operations, building maintenance, student scheduling, personnel,
public relations, school policy regarding discipline, coordination of the instructional
program, and other overall school matters. The management role included some
curriculum and instruction supervision, but overall school management was the primary
role principals played until the early 1980s. As the accountability movement gained
momentum, the role of the principal changed from school manager to school instructional
leader and then to the school reform leader. With this shift in role focus, principals
retained their management roles. Principals currently play multiple roles: school
manager, instructional leader, and the leader of school reform.

The Role of Elementary and Secondary School Principals

Principals are responsible for the overall operation of their schools. Some of their duties
and responsibilities are delineated in state statutes. States and school districts have also
set expectations for principals through their principal evaluation criteria and procedures.
During the latter part of the twentieth century, as schools began to be held more

980
accountable for the performance of their students on national and state assessments, the
duties and responsibilities of principals changed. Principals became more responsible for
teaching and learning in their schools. In particular, their duty to monitor instruction
increased along with their responsibility to help teachers improve their teaching. With
this change in responsibilities, principals discovered the need to more effectively evaluate
instruction and assist teachers as they worked to improve their instructional techniques.
The principal's duty to improve the school instructional program is mandated by
legislation in some states. Some state legislation requires the removal of principals when
schools are classified as low performing (students do not meet achievement expectations)
for a specified period of time.

Principal Duties and Responsibilities

With schools facing increased pressure to improve teaching and learning, the duties and
responsibilities of principals expanded further to include the responsibility for leading
school reform that would raise student achievement. Success in leading reforms to
increase student achievement often hinged upon a principal's ability to create a shared
vision within the school community and success in implementing new organizational
structures that engage teachers in shared decision-making. Principals have discovered
that engaging the entire school staff in making decisions results in more commitment to
school reform initiatives.

Principals are also responsible for facilitating their school's interactions with parents and
others in the school community. This responsibility includes working with parents when
disciplinary issues arise, when students are not succeeding academically, and when
parents have concerns. Principals also interact with parents who serve on school advisory
boards, parent/teacher organizations, and booster clubs. Principals report that they spent a
significant part of their time working with parents of students who have been identified as
needing special services through the Individuals with Disabilities Education Act
Amendments of 1997 (IDEA).

Principals continue to be responsible for the management of their schools even though
their primary responsibility has shifted. One major management responsibility is school
safety. This responsibility includes ensuring that facilities and equipment are safe and in
good working order, the development of overall school discipline policies and the
enforcement of those policies, and the assignment of supervisory responsibilities among
school personnel. At the elementary level, principals are cognizant of their responsibility
to ensure constant supervision of the very young children in the school. As students
advance into the higher grades, the need for supervision changes as students mature. The
responsibility for supervision remains high for older students who are handicapped; who
are in areas where the potential for injury is greater such as labs, shops, and athletic
facilities; and who are in situations (field trips, athletic events, etc.) where additional
caution is required.

981
Principal Qualifications

A license is required for those who seek employment as principals in most states.
Licensure requirements vary from state to state, but the requirements generally include
experience as a teacher, graduation from a state accredited principal preparation program,
and a passing score on a nationally validated licensure exam. Principal qualifications
have been the subject of considerable debate during the 1980s and 1990s as pressure
increased to make schools more accountable for student achievement.

The national organizations representing principals and other school administrators have
actively engaged in the debate over appropriate qualifications for principals. The National
Association of Secondary School Principals (NASSP) took an active role in identifying
principal qualifications in the 1980s through the creation of an assessment process. This
process focused on the leadership skills that were determined to most significantly impact
their ability to effectively lead their schools, and the procedure was based on a task
analysis conducted in cooperation with the American Psychological Association (APA).
The skills assessed through the NASSP Assessment Center included leadership,
sensitivity, organizational ability, judgment, problem analysis, range of interest,
motivation, decisiveness, educational values, oral and written communication, and stress
tolerance. Later the National Association of Elementary School Principals (NAESP)
created an assessment process that assessed similar skills.

In the mid-1990s the National Policy Board for Educational Administration (NPBEA)
decided to review principal qualifications. The NPBEA included most of the major
national organizations that represent education administrators from state superintendents
to principals. The NPBEA also included organizations that represent professors who
prepare school administrators. One of the members, the Council of Chief State School
Officers (CCSSO), took on the major role of developing a set of standards for school
leaders. Working with the member associations and representatives from thirty-seven
states, the CCSSO led the effort to identify a new set of standards for principals. This
group was known as the Interstate School Leaders Licensure Consortium (ISLLC).

The six standards that were created by ISLLC were designed to influence the preparation
of principals, guide states in the development of their own state principal standards, and
serve as a tool for licensure or evaluation. The six standards address a principal's need to
promote the success of all students through the following:


The creation and implementation of a shared school vision
 The nurturing and sustaining of a culture and instructional program conducive to
learning and staff development
 The ensuring of the management of school operations to produce a safe and
effective learning environment
 The collaboration with families and the diverse communities schools serve
 The promotion of integrity, fairness, and ethical behavior

982
 The interaction with larger political, social, legal, and cultural contexts of
schooling

The ISLLC Standards became the basis upon which the Educational Testing Service
(ETS) developed a licensure assessment for use by ISLLC member states. A number of
states use this ETS-developed School Leaders Licensure Assessment (SLLA) along with
other criteria to license principals.

Research on School Leadership

Research has consistently shown that principals play a significant role in school reform
efforts. As the accountability movement gained momentum during the 1980s and 1990s,
research on school effectiveness, generally referred to as effective schools research,
focused on principals and their role. These studies consistently found that the principal
was the key to an effective school. Research found that the unique position principals
hold, as the one person in a school who is responsible for and empowered to oversee the
entire school, places them in a powerful position to coordinate the entire school operation
and move it forward. The research further revealed that the most effective principals had
a clear vision of how the school could serve its students; had aligned resources and
priorities with the vision; and could engage other key players, within and outside the
school, in achieving the goals embedded in the vision.

Other studies have supported the key roles principals play in their school's success and
point to other leader characteristics as critical to the principal's success. These
characteristics include high energy, initiative, tolerance for ambiguity, sense of humor,
analytical ability, and common sense. As society grows more diverse, researchers are
beginning to look into the principal's role in leading schools that are increasingly diverse.

Research on the principalship is focused on the changing role of school leaders in a


changing society. Thus far, research has shown the principal to be a key to a school's
successful transition into an institution that will adequately prepare students. This
research was based upon an existing system of public and private education. As society
continues to change and technological advances change the tools available for teaching,
the role of the principal will likely change. Vouchers, charter schools, and technology
have the potential to change schooling in fundamental ways. As these changes take place,
the role of the principal will also change. The principal of an online school will function
in very different ways than the principal of a traditional school.

Demographic Profile of School Principals

Demographics on the principalship are collected and reported by the United States
Department of Education. The National Center for Education Statistics collected data on
the public and private school principal population in 1987 through 1988, 1990 through
1991, and 1993 through 1994. These data show a 2.2 percent growth in the number of
public school principals from 1987 through 1988 to 1993 through 1994. There was no
significant change in the number of private school principals over the same period. In

983
1993 through 1994 the number of public elementary school principals was almost triple
the number of secondary school principals (71.9% to 24.4%).

The majority of principals at all three levels of public schooling (elementary, middle, and
high school) are males; however, the percentage of female principals increased from 24.5
percent to 34.5 percent from the 1987 through 1988 survey to the 1993 through 1994
survey. The most significant increase in the number of female principals occurred at the
elementary level during this period. In 1993 through 1994, 41 percent of public
elementary school principals were female. The number of female public school principals
will continue to increase in the future based on data showing that 48.1 percent of the new
public school principals hired in 1993 through 1994 were female.

Data on the principalship at the private school level shows that the majority of principals
are female and the percentage of female principals is increasing. Female elementary
principals of private schools outnumber their male colleagues three to one; however, this
ratio is reversed at the secondary level. The number of private school female principals
has increased from 1987 through 1988 to 1993 through 1994.

Public and private school principals are predominately white non-Hispanics. The 1993
through 1994 survey revealed that 84 percent of public school principals and 92 percent
of private school principals were white non-Hispanics. The percentage of minority
principals in public schools increased between 1987 and 1988 and 1993 through 1994
from 13 percent to 16 percent. Most minority public school principals (35%) were in
central city schools in the 1993 through 1994 survey. There are few minority principals in
school districts with less than 1,000 students. The number of minority principals
increases as school district size increases. The percentage of private school principals has
remained consistent at around 8 percent, and the number of new minority private school
principals indicates the percentage is not going to change significantly in the future.

See also: CURRICULUM, SCHOOL; NATIONAL ASSOCIATION


OF ELEMENTARY SCHOOL PRINCIPALS; NATIONAL ASSOCIATION
OF SECONDARY SCHOOL PRINCIPALS; SCHEDULING; SCHOOL-BASED DECI
SION-MAKING; SCHOOL FACILITIES; SCHOOL REFORM; SUPERVISION
OF INSTRUCTION.

BIBLIOGRAPHY

JENLINK, PATRICK M., ed. 2000. Marching into a New Millennium. Lanham, MD:


Scarecrow.

SERGIOVANNI, THOMAS J. 2001. The Principalship: A Reflective Practice


Perspective, 4th edition. Boston: Allyn and Bacon.

SEYFARTH, JOHN T. 1999. The Principalship: New Leadership for New


Challenges. Upper Saddle River, NJ: Merrill.

984
UBBEN, GERALD C.; HUGHES, LARRY W.; and NORRIS, CYNTHIA J. 2001. The
Principal: Creative Leadership for Effective Schools, 4th edition. Boston: Allyn and
Bacon.

INTERNET RESOURCE

NATIONAL CENTER FOR EDUCATION STATISTICS. "Public and Private School


Principals in the United States: A Statistical Profile, 1987–1988 to 1993–1994."
<http://nces.ed.gov/pubs/ppsp/97455-2.html>.

KERMIT G. BUCKNER JR.

Read more: School Principal - The Role of Elementary and Secondary School Principals,
Principal Duties and Responsibilities, Principal Qualifications - Schools, Public, Private,
and Students -
StateUniversity.com http://education.stateuniversity.com/pages/2333/Principal-
School.html#ixzz4eByUs6CH

SWOT analysis for schools|


education|colleges|universities
January 2, 2010 by Mike Morrison
LinkedinTwitterSubscribeGoogleDiggStumbleuponDelicious

SWOT analysis for schools, teachers and


education  |colleges|universities

Strengths, Weaknesses, Opportunities and Threats in an educational environment.

985
A SWOT analysis for schools is a tool that can provide prompts to the governors,
management teachers and staff involved in the analysis of what is effective and less
effective in the schools systems and procedures. Often used in preparation for a plan of
some form (that could be an audit, assessments, quality checks etc.). In fact a SWOT can
be used for any planning or analysis activity which could impact future finance, planning
and management decisions of the school or establishment. It can enable you (the
governors and management) to carry out a more comprehensive analysis.

Definitions

 Strengths – Factors that are likely to have a positive effect on (or be an enabler
to) achieving the school’s objectives
 Weaknesses – Factors that are likely to have a negative effect on (or be a barrier
to) achieving the school’s objectives
 Opportunities – External Factors that are likely to have a positive effect on
achieving or exceeding the school’s objectives, or goals not previously considered
 Threats – External Factors and conditions that are likely to have a negative effect
on achieving the school’s objectives, or making the the objective redundant or un-
achievable.
Before starting any planning or analysis process you need to have a clear
and SMART goal or objective. What is it that you need to achieve or solve? Ensure that
all key stakeholders (relevant to the issue being explored) buy into this objective or goal.
Context for a SWOT and PESTLE analysis is everything.

Then undertake a PESTLE analysis (or PESTLE in Schools), this will provide you with
the external factors (OT).

Use the PRIMO-F model to ensure all internal factors are considered.

Conducting a SWOT analysis for schools  |


colleges | universities
One of the most effective ways to conduct a SWOT analysis for
schools is not to do it in isolation, but with a team effort. When the
goal is shared, then a brainstorming session can be run.

986
Ensure than when running such
a session it is facilitated by a person not involved with the content –
this is best with an independent person. If budgets do not allow this
– then talk to another establishments head, and arrange a contra
deal.

Do this activity in a number of phases:

1) Share the goal

2) Data collection (no filtering or comments – record verbatim)


consider all areas of PRIMO-F

3) Take a break of at least 1 hr

4) Filter, sort and analyse into the 4 areas – SWOT – be critical


and SMART avoid ambiguous statements or ideas at this stage

READ  Four important questions for leaders

5) Prioritise the elements

Have a second session where the planning phase takes this data and
puts it into a realistic plan.

987
IMPORTANT TIP for SWOT analysis in
schools, | colleges | universities
Do not hide or underestimate threats or weaknesses – if you ignore
them or underplay them now they will come back to haunt you at
some stage – probably when they can do most damage!

The goal of any session like this is not necessarily to neutralise any
weakness or threat – that is impossible – but to have it on your radar
– and where possible take avoiding action. To some extent it is all
about risk.

What sort of tasks and issues can a SWOT


analysis for Schools be used for?
At its most complex and comprehensive, it can be used for business
planning, however it is also of value to solving localised issues and
challenges.

An Example of a SWOT analysis for schools |


colleges| universities
We will use an example of a teacher working within a first school who want to improve
the relationships with parents of his pupils.

TASK
1. Define the goal and measurable outcomes – i.e. to have more than 50% of par
class per term
2. Consider the current activities you have in place to encourage parent-partners
school.
3. Complete a SWOT analysis, identifying your current strengths and realistically

988
weaknesses. This can only be done involving other teachers, pupils and parents
4. From the current analysis identify factors which could be improved
5. Identify opportunities that could be created
6. Put a plan and set of measures in place.
The school identified the following objective:

 To improve parent-partnership by encouraging parents to visit


the school and become active members of the community.
 Outcome – to have more than 50% of parents spending one
day in class per term
Currently, the school holds an open day once each year. It uses this
as a way to encourage parents to visit the school and engage with
school staff. The following is the initial SWOT Analysis for schools.

Strengths Weaknesses
 Highly-skilled teachers.  Teachers not available to
 History of successful Open meet parents often enough
day events  Current open days events
 School has a strong ethos not increasing voluntary
of openness, sharing and activity
commitment to increasing  Not enough staff time to
parental confidence plan more events
 Parents wanting to get  Staff not clear of their role
involved in the parent relationship
 PTA willing to participate  Narrow focus on open
events not partnership
activities
 Curriculum too stretched
for additional activity
Opportunities Threats
 Active volunteer committee  Confidentiality is at risk
willing to plan and organise  Pupil coercion to do things
events they do not wish to do
 Pupils active in the school’s

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Pupil Participation Project can
be asked for their opinions
and suggestions.
 Head Teacher is willing flex
curriculum to free up teacher
time
 Use parents to contribute
to curriculum delivery

READ  Six ‘C's of leadership

The next step is to develop a plan with interested stakeholders

SWOT Analysis templates for schools


& education  | colleges | universities
SWOT Analysis for Schools | colleges | universities Template/
Worksheet – use these templates to start your SWOT process

SWOT Analysis on ____________________ (college|


university organisation name or product/ service/ project)

School/ establishment/ organisation Background/ situation


________________________________________________
____
________________________________________________
__________________________________________
________________________________________________
__________________________________________
(usual business partners, relationships, channels to market,
assumptions etc…)

Date PESTLE completed ____________________

Date of SWOT Analysis


____________________ ____________________v

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INTERNAL
Under each of Strengths (PRIMO- Weaknesses (PRIMO-
the PRIMO- F) F)
Ffactors list the
relevant strengths  People  People
and weaknesses. (teachers, (teachers,
parents, PTA parents, PTA etc)
List the etc)  ____________
Opportunities and  __________ _______
threats from your _________  ____________
PESTLE analysis  __________ _______
below. _________  ____________
 __________ _______
Then considering _________  ____________
the combination of  __________ _______
these factors _________  Resources
generate some  Resources  ____________
options or  __________ _______
alternative _________  ____________
strategies for  __________ _______
action. _________  ____________
 __________ _______
_________  ____________
 __________ _______
_________  ____________
 __________ _______
_________  Innovation &
 Innovation & Ideas
Ideas  ____________
 __________ _______
_________  ____________
 __________ _______
_________  ____________
 __________ _______
_________  ____________
 __________ _______
_________  ____________

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 __________ _______
_________  Marketing(com
 Marketing munications)
(communicatio  ____________
ns) _______
 __________  ____________
_________ _______
 __________  ____________
_________ _______
 __________  ____________
_________ _______
 __________  ____________
_________ _______
 __________  Operations(day
_________ to day running)
 Operations  ____________
(day to day _______
running)  ____________
 __________ _______
_________  ____________
 __________ _______
_________  ____________
 __________ _______
_________  ____________
 __________ _______
_________  Finance
 __________  ____________
_________ _______
 Finance  ____________
 __________ _______
_________  ____________
 __________ _______
_________  ____________
 __________ _______
_________  ____________
 __________ _______
_________
 __________

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_________
E Opportunities SO Alternatives / WO Alternatives /
Strategies Strategies
X  __________
_________  __________  ____________
T  __________ _________ _______
_________  __________  ____________
E  __________ _________ _______
_________  __________  ____________
R  __________ _________ _______
_________  __________  ____________
N  __________ _________ _______
_________  __________  ____________
A  __________ _________ _______
_________  __________  ____________
L  __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________

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 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
_________ _______
Threats ST Alternatives / WT Alternatives /
Strategies Strategies
 __________
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________

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 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
 __________ _________ _______
_________  __________  ____________
_________ _______
Try our business SWOT analysis tool for free NOW – Or return to
our main SWOT analysis page

SWOT Analysis for Schools | colleges | universities Template /


Worksheet 2

SWOT Analysis on ____________________ (School/ establishment organ

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project)

Background/ situation__________________________________________
___________________________________________________________________
 
 
 
 
 
 
 
 
 
 

___________________________________________________________
 

(usual operational partners, relationships, channels to market, assumption

Date PESTLE completed ____________________

Date of SWOT Analysis ____________________v


INTE
Under each of the PRIMO-Ffactors list the relevant strengths and Stren
weaknesses.

List the Opportunities and threats from your PESTLE analysis below.

Then considering the combination of these factors generate some


options or alternative strategies for action.
E Opportunities SO A
X Strat
T   

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E   
R
N Threats ST A
A Strat
L

Try our business SWOT analysis tool for free NOW – Or return to


our main SWOT analysis page

SWOT Analysis for Schools |colleges|universities Template /


Worksheet 3

SWOT analysis – Strengths, Weaknesses, Opportunities and threats

Date

Company/ Department name

Internal Factors

Our Strengths Ways to exploit Our Weaknesses

External factors

Our Opportunities Ways to exploit Our Threats


  

Try our business SWOT analysis tool for free NOW


Or return to our main SWOT analysis page
A SWOT analysis for schools, colleges, universities or other educational
establishments can be a simple and yet effective way to ensuring
that all appropriate factors are considered. In this environment it is
particularly important to use the PRIMO-F template to ensure that all
elements have been considered. Indeed ensure that under People –
teachers, support staff, parents and children are considered along
with third party people (police, local health etc that can form a part
of your community.

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Teachers, Tutors, Lecturers, Professors, PTA (Parent Teacher
associations) management committees etc all have a valuable
contribution to make

A SWOT analysis for schools |colleges|universities is just as


valuable as in any other organisation if done at a strategic level.

Under Resources, remember to include IT, and consumables that


can be used as part of the process

Page reviewed May 2015


Filed Under:  Management,  SWOT Analysis  Tagged
With:  analysis,  education,  Management,  organisation,  PESTLE,  PRIMO-
F,  professor,  schools,  Strategy,  SWOT,  teacher,  template,  tutor

About Mike Morrison
Mike Morrison is founder of RapidBI
Mike is a consultant and change agent specialising in developing
skills in senior people to increase organizational performance.
Mike is also founder & director of RapidBI, an organizational
effectiveness consultancy.
Check out his linkedin profile
https://www.linkedin.com/in/mikemorrisonrapidbi

Source:- https://rapidbi.com/swot-analysis-for-schools-and-education/

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SWOT Analysis
May 01, 2013 Helen Kinkin, Director of Technology

SWOT = Strengths, Weaknesses, Opportunities, and Threats

A SWOT analysis “enables business entities to understand their Strengths,


Weaknesses, Opportunities, and Threats” (Fernandez, 2009, p. 36). Seneca
High School is fortunate to have the facility and resources afforded from being
funded by a nuclear power plant. We also have highly-motivated staff members
that are student-centered. We have already determined some of the weaknesses
and have addressed them. A new class is being developed for freshmen and
incoming students that will help then become more familiar with the
technologies used at Seneca High School. The technology staff is very
dedicated to researching and providing both current and relevant tools to assist
classroom teachers where possible. Professional development has been a school
priority for many years. The current internet has been a sever hindrance. The
opportunity to increase bandwidth access will show a remarkable improvement
in the student’s ability to access the internet for education needs. The new
firewall will provide a more streamlined protection for students and faculty.
Threats to the project will include the failure to plan for some of the more
obvious circumstances. While it impossible to plan for every scenario, the more
common ones have been thought about, discussed and debated.

            

SWOT Analysis Table

Strengths Weaknesses

 Financial backing.  Not enough time for staff to


 Staff member who are train and experiment with new
involved in many co- technologies.
curricular activities.  Professional development is
 Technology staff. still needed on many web 2.0
 Great teachers who care tools for integration in
about their students. Blackboard Learn.
 Board and Administration  Current internet speed.
committed to student  Existing hardware
success.
 Excellent facilities.
 Community and parent
support.

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Existing infrastructure.
 Professional development
in the areas of technology
training.
 Group collaborative spirit
among various staff
members.
 School improvement
committee working towards
curriculum and student
improvement.
Opportunities Threats

 Touch screen laptops for  Lack of funding.


faculty and students.  Delayed dark fiber
 Upgraded server hardware. connection.
 Upgraded firewall.  Neglectful / abusive
 Increased bandwidth. handling of devices.
 Extended classrooms  Poor planning.
beyond the traditional walls  Not having the devices in
and time schedules. time for configuration.
 Future-proofing the  Additional demand on
devices to ensure they meet existing technology staff.
system requirements for the
next four years.
 Implementing a student
run help desk.
 

Reference

Fernandez, J. (2009). A SWOT analysis for social media in libraries. Online,


33(5), 35-37. Retrieved from http://search.proquest.com/docview/199913917
Source:- https://www.senecahs.org/vnews/display.v/ART/5183e46fc9aac

S.W.O.T Analysis Of The School


  

 Share on Facebook

1000
 
 Share on Twitter

 
 +

SWOT ANALYSIS

STRENGTH WEAKNESSES

·         Enough pupils ·         Inadequate finances

·         Positive parents ·         Inadequate DESKS

·         Active school ·         Lack of feeding programme


management committee
·         Lack of teachers houses
members
·         Unsafe playground
·         Qualified teachers
·         No library
·         Good landscape
·         No electricity
·         Adequate text books
·         Inadequate clean and safe water

·         Inadequate office space & furniture

·         Small school compound

·         Under staffing

·         Stigma & discrimination against OVCs & PLWHAs

OPPORTUNITIES THREATS

·         Plenty of forest resources ·         High levels of illiteracy

·         Favorable agricultural ·         Unfavorable repugnant cultural belief and practices
climatic conditions
·         Low political willpower
·         Ambitious and committed
·         High prevalence of poverty
staff
·         High incidence of HIV/AIDS, malaria, TB, Cholera & other infectious
·         Disciplined and
diseases
determined pupils

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  ·         Drug abuse among the youth

·         High turnover of teachers & head teachers in the school

·         Uncertainty of continuing with  education to the next level

Source:- http://www.gotkacholaprimary.com/content.php?pid=29

SWOT Analysis: Strengths, Weaknesses, Opportunities, and Threats

The Strengths, Weaknesses, Opportunities, and Threats (SWOT) analysis guides you to
identify the positives and negatives inside and outside of your organization. Program
directors, policy groups and management teams can use this resource to help with both
strategic planning and decision-making. A SWOT analysis will provide perspective, and
reveal connections and areas for action.

Contents:

What is a SWOT analysis and why should you use one?


When do you use SWOT?
What are the elements of a SWOT analysis?
How do you create a SWOT analysis?
How do you use your SWOT analysis?
To Sum Up
Resources
Internet Resources
What is a SWOT analysis and why should you use one?

The name says it:

Strength, Weakness, Opportunity, Threat. A SWOT analysis guides you to identify the
positives and negatives inside your organization (S-W) and outside of it, in the external
environment (O-T). Developing a full awareness of your situation can help with both
strategic planning and decision-making.

The SWOT method (which is sometimes called TOWS) was originally developed for
business and industry, but it is equally useful in the work of community health and
development, education, and even personal growth.

SWOT is not the only assessment technique you can use, but is one with a long track
record of effectiveness. Compare it with other tools found in the Community Tool Box
(especially Chapter 3) to determine if this is the right approach for your situation. The
strengths of this method are its simplicity and application to a variety of levels of
operation.

1002
When do you use SWOT?

A SWOT analysis can offer helpful perspectives at any stage of an effort. You might use
it to:

Explore possibilities for new efforts or solutions to problems.


Make decisions about the best path for your initiative. Identifying your opportunities for
success in context of threats to success can clarify directions and choices.
Determine where change is possible. If you are at a juncture or turning point, an
inventory of your strengths and weaknesses can reveal priorities as well as possibilities.
Adjust and refine plans mid-course. A new opportunity might open wider avenues, while
a new threat could close a path that once existed.
SWOT also offers a simple way of communicating about your initiative or program and
an excellent way to organize information you've gathered from studies or surveys.

What are the elements of a SWOT analysis?

A SWOT analysis focuses on the four elements of the acronym, but the graphic format
you use varies depending on the depth and complexity of your effort.

Remember that the purpose of performing a SWOT is to reveal positive forces that work
together and potential problems that need to be addressed or at least recognized. Before
you conduct a SWOT session, decide what format or layout you will use to communicate
these issues most clearly for you.

We will discuss the process of creating the analysis below, but first here are a few sample
layouts--ideas of what your SWOT analysis can look like.

You can list internal and external opposites side by side. Ask participants to answer these
simple questions: what are the strengths and weaknesses of your group, community, or
effort, and what are the opportunities and threats facing it?

INTERNAL EXTERNAL
Strengths Weaknesses Opportunities Threats

Or, if a looser structure helps you brainstorm, you can group positives and negatives to
think broadly about your organization and its external environment.

Positives Negatives
strengths
assets
resources
opportunities
prospects
weaknesses

1003
limitations
restrictions
threats
challenges
And here's a third option for structuring your SWOT analysis that might be appropriate
for a large initiative that requires detailed planning or many alternatives. This more
elaborate "TOWS Matrix" is adapted from Fred David's Strategic Management text (see
"Print Resources"). Here a working table guides you to identify strategies by matching
items in each quadrant.

STRENGTHS

1.
2.
3.
4.
WEAKNESSES

1.
2.
3.
4.
OPPORTUNITIES

1.
2.
3.
4.
Opportunity-Strength (OS) Strategies

Use strengths to take advantage of opportunities

1.
2.
Opportunity-Weakness (OW) Strategies

Overcome weaknesses by taking advantage of opportunities

1.
2.
THREATS

1.
2.
3.

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4.
Threat-Strength (TS) Strategies

Use strengths to avoid threats

1.
2.
Threat-Weakness (TW) Strategies

Minimize weaknesses and avoid threats

1.
2.
David gives an example for Campbell Soup Company that stresses financial goals, but it
also illustrates how you can pair the items within a SWOT grid to develop strategies.
(This version of the chart is abbreviated.)

STRENGTHS

1. Current profit ratio increased


2. Employee morale high
3. Market share has increased

WEAKNESSES

1. Legal suits not resolved


2. Plant capacity has fallen
3. Lack of strategic management system

OPPORTUNITIES

1. Western European unification


2. Rising health consciousness in selecting foods
3. Demand for soups increasing annually

Opportunity-Strength (OS) Strategies

Acquire food company in Europe (S1, S3, O1)

Develop new healthy soups (S2, O2)

Opportunity-Weakness (OW) Strategies

Develop new Pepperidge Farm products (W1, O2, O3)

THREATS

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1. Low value of dollar
2. Tin cans are not biodegradable

Threat-Strength (TS) Strategies

Develop new biodegradable soup containers (S1, T2)

Threat-Weakness (TW) Strategies

Close unprofitable European operations (W3, T1)

This example also illustrates how threats can become opportunities (and vice versa). The
limitation of tin cans (which aren't biodegradable) creates an opportunity for leadership in
developing biodegradable containers.

See Tools for a basic SWOT form that you can use to prompt analysis. Whatever format
you use, though, don't be surprised if your strengths and weaknesses don't precisely
match up to your opportunities and threats. You might need to refine, or you might need
to simply look at the facts longer, from a different angle. Your chart, list or table will
certainly reveal patterns.

Listing Your Internal Factors: Strengths and Weaknesses (S, W)

Internal factors include your resources and experiences. General areas to consider are:

Human resources - staff, volunteers, board members, target population


Physical resources - your location, building, equipment (Does your building have a prime
location? Does it need renovations?)
Financial - grants, funding agencies, other sources of income
Activities and processes - programs you run, systems you employ
Past experiences - building blocks for learning and success, your reputation in the
community
Don't be too modest when listing your strengths. If you're having difficulty naming them,
start by simply listing your characteristics (e.g., we're small, we're connected to the
neighborhood). Some of these will probably be strengths.

Although the strengths and weakness of your organization are your internal qualities,
don't overlook the perspective of people outside your group. Identify strengths and
weaknesses from both your own point of view and that of others--those you serve or deal
with. Do others see problems--or assets--that you don't?

How do you get information about how outsiders perceive your strengths and
weaknesses? You may know already if you've listened to those you serve. If not, this
might be the time to gather that type of information. See "Related Sections" for ideas on
conducting focus groups, user surveys, listening sessions, and meetings.

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Listing External Factors: Opportunities and Threats (O, T)

Cast a wide net for the external part of the assessment. No organization, group, program,
or neighborhood is immune to outside events and forces. Consider your connectedness,
for better and worse, as you compile this part of your SWOT list.

Forces and facts that your group does not control include:

Future trends - in your field (Is research finding new treatments?) or the culture (Do
current movies highlight your cause?)
The economy - local, national, or international
Funding sources - foundations, donors, legislatures
Demographics - changes in the age, race, gender, culture of those you serve or in your
area
The physical environment (Is your building in a growing part of town? Is the bus
company cutting routes?)
Legislation (Do new federal requirements make your job harder or easier?)
Local, national or international events
As a tool designed for businesses, the major threat to success for most SWOT
practitioners is "the competition." Programs to improve the health and well being of
individuals and communities might not have competitors in the market sense, but there
could be overlap in services with other agencies that you need to consider. Or, perhaps
preferences for funding aren't favoring you--you're interested in health promotions, but
treatment is getting all the resources.

So it can help to think of the "competition" in a broad sense as you consider threats to
your effort. Perhaps the competition for your target population's time and attention exists
in a competing unhealthy habit, such as smoking, or in a societal force like tobacco
advertising, or even in the lure of couch and TV, which occupy time that might be given
to exercise.

How do you create a SWOT analysis?

Who develops the SWOT?

The most common users of a SWOT analysis are team members and project managers
who are responsible for decision-making and strategic planning.

But don't overlook anyone in the creation stage!

An individual or small group can develop a SWOT analysis, but it will be more effective
if you take advantage of many stakeholders. Each person or group offers a different
perspective on the strengths and weaknesses of your program and has different
experiences of both.

1007
Likewise, one staff member, volunteer or stakeholder may have information about an
opportunity or threat that is essential to understanding your position and determining your
future.

When and where do you develop a SWOT analysis?

A SWOT analysis is often created during a retreat or planning session that allows several
hours for both brainstorming and more structured analysis. The best results come when
participants are encouraged to have an open attitude about possibilities. While you might
"SWOT" in conjunction with an informational or business session, the tone when
creating a SWOT analysis is usually collaborative and inclusive.

When creating the analysis, all people involved are asked to pool their individual and
shared knowledge and experiences. The more relaxed, friendly and constructive the
setting and environment, the more truthful, comprehensive, insightful and useful your
analysis will be. [See Checklist for Conducting the SWOT Analysis].

How do you develop a SWOT analysis?

Here's one way to proceed in a gathering to produce your analysis.

Designate a leader or group facilitator who has good listening and group process skills,
and who can keep things moving and on track.

Designate a recorder to back up the leader if your group is large. Use newsprint on a flip
chart or a large board to record the analysis and discussion points. You can record later in
a more polished fashion to share with stakeholders and to update.

Introduce the SWOT method and its purpose in your organization. This can be as simple
as asking, "Where are we, where can we go?" If you have time, you could run through a
quick example based on a shared experience or well-known public issue (even the new
TV season).

Depending on the nature of your group and the time available, let all participants
introduce themselves. Then divide your stakeholders into smaller groups. If your retreat
or meeting draws several groups of stakeholders together, make sure you mix the small
groups to get a range of perspectives, and give them a chance to introduce themselves.

The size of these depends on the size of your entire group-breakout; groups can range
from three to ten. If the size gets much larger, some members may not participate.

Have each group designate a recorder, and provide each with newsprint or dry-erase
board. Direct them to create a SWOT analysis in the format you choose: a chart, columns,
a matrix, or even a page for each quality.

1008
Give the groups 20-30 minutes to brainstorm and fill out their own strengths, weakness,
opportunities and threats chart for your program, initiative or effort. Encourage them not
to rule out any ideas at this stage, or the next.

You can provide these tips for listing:

As you list, keep in mind that the way to have a good idea is to have lots of ideas.
Refinement can come later. In this way, the SWOT analysis also supports valuable
discussion within your group or organization as you honestly assess.

In the beginning, though, it helps to generate lots of comments about your organization
and your program, and even to put them in multiple categories if that provokes thought.

In the end, it is best to limit your lists to 10 or fewer points and to be specific so the
analysis can be truly helpful.
Reconvene the group at the agreed-upon time to share results. Gather information from
the groups, recording on the flip-chart or board. Collect and organize the differing groups'
ideas and perceptions, using one of the following methods.

Decide beforehand how you will gather the input. There are at least two ways to do so:

Proceed in S-W-O-T order, recording strengths first, weaknesses second, etc.

Or, you can begin by calling for the top priorities in each category--the strongest strength,
most dangerous weakness, biggest opportunity, worst threat--and continue to work across
each category.

There are also two ways to take information from the groups.

Ask one group at a time to report ("Group A, what do you see as strengths?") You can
vary which group begins the report so a certain group isn't always left "bringing up the
end" and repeating points made by others. ("Group B, let's start with you for
weaknesses.")

Or, you can open the floor to all groups ("What strengths have you noted?") for each
category until all have contributed what they think is needed.

Whichever way you proceed, the facilitator or recorder should keep writing until the
input from all groups is recorded. Note repeated items across groups for "weighting" of
important possibilities.

You might want to discuss some of the items as they come up. In fact, cross connections
between categories--"This strength plays into that opportunity"--is what you're pursuing,
so a good facilitator will tease out those insights as they arise.

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At the same time, you want to keep the process moving until all the chart is complete, so
facilitator and recorder should work together to begin a fifth column or new page one for
working ideas.

Encourage the participants to also make notes of ideas and insights as you build, so the
drawing together process will continue to be creative and collaborative.

Discuss and record the results. Depending on your time frame and purpose:

come to some consensus about most important items in each category

relate the analysis to your vision, mission, and goals

translate the analysis to action plans and strategies.

If appropriate, prepare a written summary of the SWOT analysis to give or mail to


participants for continued use in planning and implementing your effort. [See Checklist
for Conducting the SWOT Analysis].

How do you use your SWOT analysis?

In some ways a SWOT analysis pushes you to think "inside the box" by asking you to
categorize with such simple terms of opposition. But the purpose of this information
gathering is definitely to help you move outside the box of any constraints or limitations
that may have hindered you before.

Knowledge is indeed power, and knowing what the positives and negatives of your
program are puts you in a more powerful position for action. While a SWOT analysis is
not in itself action, it can be a "support team" to help you:

Identify the issues or problems you intend to change


Set or reaffirm goals
Create an action plan
The example included with this section illustrates how SWOT can help discover areas for
action.

And as you consider your analysis, remember the half-full glass. Be open to the
possibilities that exist within a weakness or threat. Likewise, recognize that an
opportunity can become a threat if everyone else sees the opportunity and plans to take
advantage of it--thereby increasing your competition.

Finally, during your assessment and planning, you might keep an image in mind to help
you make the most of a SWOT analysis: Look for a "stretch," not just a "fit." As Radha
Balamuralikrishna and John C. Dugger of Iowa State University point out, SWOT usually
reflects your current position or situation, therefore one drawback is that it might not
encourage openness to new possibilities. You can use SWOT to justify a course that has

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already been decided upon, but if your goal is to grow or improve, you will want to use it
differently. (See "Internet Resources" below for this article.)

To Sum Up

A realistic recognition of the weaknesses and threats that exist for your effort is the first
step to countering them with a robust and creative set of strengths and opportunities. A
SWOT analysis identifies your strengths, weaknesses, opportunities and threats to assist
you in making strategic plans and decisions.

SWOT is a simple yet comprehensive way of assessing the positive and negative forces
within and without your organization, so you can be better prepared to act effectively.
The more stakeholders you involve in preparing the SWOT, the more valuable your
analysis will be.

Whatever courses of action you decide on, the four-cornered SWOT analysis prompts
you to move in a balanced way throughout your program. It reminds you to:

Build on your strengths


Minimize your weaknesses
Seize opportunities
Counteract threats
A SWOT analysis will be most helpful if you use it to support the vision, mission, and
objectives you have already defined. The SWOT will at least provide perspective, and at
best will reveal connections and areas for action.

Source: University of Kansas, Community Tool Box: http://ctb.ku.edu/

Resources

David, Fred R. (1993). Strategic Management, 4th Ed. New York: Macmillan Publishing
Company.

Jones, Bernie. (1990). Neighborhood Planning: A Guide for Citizens and Planners.
Chicago and Washington, D.C.: Planners Press, American Planning Association.

Internet Resources

http://scholar.lib.vt.edu/ejournals/JVTE/v12n1/Balamuralikrishna.html

Radha Balamuralikrishna and John C. Dugger describe use of a SWOT analysis to initiate
new programs in vocational schools; article appeared in Journal of Vocational and
Technical Education.

http://www.mindtools.com/pages/article/newTMC_05.htm

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A quick overview from Mindtools Books.

SWOT Analysis: Strengths, Weaknesses, Opportunities, and Threats. Renault, Val.


Community Assessment, Agenda Setting, and Choice of Broad Strategies. University of
Kansas. n.d. English.

Source:- https://eclkc.ohs.acf.hhs.gov/hslc/tta-system/operations/mang-
sys/planning/2SWOTAnalysisS.htm

Know Your SWOT Written By: |March 4, 2015 |


Our school on all working days ends with a short evening prayer by teachers and students
together. As an observer teacher, I always inspire teachers and students to turn their
attention to the events of the day as recapitulation of what meaningful tasks they did as a
self evaluation drill. This routine practice, as I have experienced, gives teachers and
learners the opportunity to analyse themselves independently and prepare for better
responsibility for the next day.

For the overall study of a teacher’s career skills as well as holistic progression of learners,
SWOT analysis tool can come handy to analyse ourselves more structurally if planned,
prepared and practiced well by pedagogically strong and skilled professionals, analysts
and teachers and even learners.

SWOT analysis is an alternative, termed as SWOT matrix, that can be carried on in an


organisation, place, person, project, or plan. As an individual learner, a group or an
organisation, we face many hardships in achieving competency while reaching our goals
and so often we have to give up our plans on the way and our career growth goes down
the scale of our expectations. Therefore, we remain stunted and below par with our
counterparts and those to whom we are accountable. Thus, this analysis can be extremely
beneficial not only for teachers but also for students as SWOT offers helpful baseline
information for a group of people/learners or organisation that want a vision for their
future or analyse a problem.

The term SWOT used in ellipsis stands for our ‘Strengths’, ‘Weaknesses’,
‘Opportunities’ and ‘Threats’.

For instance, the English language teachers’ team in your school might do a SWOT
analysis to look for ways to grow and become more competent in English language skills.
At the same time the team or group can sit together and identify the areas of major
weaknesses of language learners. Similar efforts can be initiated in other subjects as well.

To carry out SWOT analysis, start by drawing a large square on a white board, chart or
paper. Divide the square into quadrants. Label the upper left quadrant ‘Strengths’, the
lower left ‘Weaknesses’, the upper right ‘Opportunities’ and the lower right ‘Threats’.

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Just let the group undergoing SWOT analysis learn that strengths and weaknesses are
internal and opportunities and threats are external factors.

Strengths

Strength in one’s life has many interpretations. All of us are born with unique capabilities
and skills, and the way to build one’s strength is to focus on these specific skills and grow
with them. Some people run fast, others are flexible, some can lift significant weight.
When it comes to mental muscles, there has been significant research work done in the
past decade on identifying natural strengths.

SWOT as a strength measuring tool can be helpful in identifying internal as well as


external strengths of individuals, children or teachers through giving and taking feedback,
preparing specific questionnaires, maintaining anecdotal records, conducting group
activities on inter and intra level.

In fact, CBSE or ICSE and state board run schools have started implementation of
students’ core strength measuring under CCE plan. For teachers, CTET is another
proficiency and skill measuring test. But still there is need for developing more
comprehensive tools for routine skill evaluation to benefit the larger teaching and
learning fraternity.

A methodical study of the individual’s external and inborn strengths and abilities may
make him/her go from strength to strength. Knowing where one comes in strong and
where one needs assistance can help him/her to stabilise personal life and foster
proficiency. By SWOT analysis we can easily carry out a survey of a person’s growth in
all relevant spheres. Just look at these questions.

Which of your achievements you are proud of this year?What subjects or topics were you
good at?What worked for you in your approach to learning?What are you proud of
achieving?What new skills did you develop?What personal resources can you access?
What values do you excel in that others fail to exhibit?
Weaknesses:

Jacques-Bénigne Bossuet, a French bishop, theologian and well-known orator once said,
‘The greatest weakness of all is the great fear of appearing weak.’ So often many issues
concerned with individual growth in career hold us back and we are not able to overcome
them. For example, in school a teacher may suffer individually from low self esteem and
the same weakness may pass on to his pupils and vice versa. The first and foremost
concern here is to analyse weaknesses by choosing a set of evaluation tools by self or
others objectively or subjectively formulated by test battery questionnaire. For example:

What were your greatest challenges in achieving your personal goals at school?What did
you find difficult this year in your vocation/ academics?Are you fully confident in your
educational skill training and learning level?What are your negative work traits and

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habits?What skills do you feel needed more work?What areas of your approach did you
struggle with?When did you not feel confident about your ability to succeed?
One must consider personal internal or external perceptions in a very truthful and realistic
way. Always admit that weaknesses occur, be specific about them, seek guidance from
others, assess yourself regularly, forget the past and do your best for the next time. I
remember an old Chinese proverb – ‘A journey of a thousand miles starts with a single
step’.

Opportunities:

Opportunities knock at everybody’s door but all can’t dare to get up to open the door and
hug them whole heartedly. Throughout my teaching career, I have never let a chance or
opportunity turn back from my door. I recall my school principal who would often put me
in hard challenges of doing difficult but novel tasks in the beginning of my school
teaching career. As a learning teacher I never declined to face challenges. This helped me
to embark upon a successful teaching career.

In SWOT analysis a teacher or student can be best judged by self or others by giving or
taking feedback on the following or likewise set of questions individually or in a group
prepared for self judgment vis-a-vis team or group evaluation.

What could you do to build your strengths and deal with your weaknesses?Who did you
encounter this year that might be able to help you on this journey?What will be different
about next year that will create opportunities to change?What could you personally do
differently in your approach to school next year?What one thing could you change that
would make the biggest difference to you in being a more effective teacher/ learner?
As teachers we too must learn to embrace new opportunities and should take them to
pupils. Children at school must be given new challenging opportunities like prepare a
‘School News Bulletin’, ‘Design a collage on a given topic’, ‘Present a Radio Show’ in
the morning assembly session, ‘Share your Success story’, ‘Interview of a teacher or the
Principal by Learners’, etc. Even the slow learners or low achievers must be an essential
part of new learning opportunities of their level and interest.

Threats:

Our assessment system despite several new and novel tools of evaluation still suffers
from a multitude of defects. It instills in us the fear of failure. In education, SWOT
analysis at the grass root level may help to redress these fears. Threats are challenges that
will surely come but no challenge must overpower or overtake us in our drive to success.

Under SWOT analysis as a teacher we must learn to chalk out the real threats when we
try to accomplish something. Let us ask ourselves these questions and find out the causes
of our shortcomings.

What are the biggest obstacles before you in making changes in your career/ learning?
Are there other individuals you work with who make your work difficult?What stops you

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from achieving what you are capable of?What challenges do you face in staying
motivated to do your school work?What challenges do you face in managing distractions
and procrastination?
Make it certain that threats are external trespasses that may attempt to stall your passage
to new learning. Alexander Graham Bell, inventor of the telephone, and teacher of the
deaf got many accolades as a child. His later life was full of threats and failures. But his
SWOT intelligence was strong and he learnt much from his early failures. He himself
made this famous announcement ‘When one door closes another door opens, but we often
look so long and so regretfully upon the closed door, that we do not see the one which
has opened for us.’

Ashok Singh Guleria


Ashok Singh Guleria teacher of 19 years standing, is a post- graduate in English
Literature. He writes on pedagogical issues and children’s behavioural concerns.
Currently, he is the Head of Department of English and Academic coordinator cum
Teachers’ Trainer at the Akal Academy Group of Schools, Kajri U.P.

Source:- http://www.progressiveteacher.in/know-your-swot/

How to Help Your School Thrive Without Breaking the Bank


by John G. Gabriel and Paul C. Farmer
Table of Contents

Chapter 2. Developing a Vision and a Mission

Imagine that you have a rare weekend without any professional responsibilities: no
papers to grade, no lessons to plan, no activities to cover. To take advantage of this
unexpected free time, you and three friends decide to go on a fishing excursion to a lake
known as one of the best largemouth bass habitats in the eastern United States. Through
e-mail messages, telephone conversations, and brief get-togethers, the four of you
coordinate transportation, lodging, the time of departure, and other details.
It would seem reasonable to assume that you were all going with ambitions to catch
largemouth bass. However, what would happen to the trip's camaraderie and outcome if
each person's vision of the weekend differed from that assumption? What if one person
plans to spot eagles, another is looking for lakefront property, and a third hopes to catch
anything that will pull on the line, while you are there for sun and leisure?
You could have avoided any confusion and better harnessed efforts by explicitly asking
your companions during the planning stages,
What is the actual purpose of the trip?
What are the goals of the attendees?
What does everyone envision for the weekend?
Has everyone shared these things with one another?
Whatever the context, the point is the same: if a group wants to move forward, it needs to
develop an understood, agreed-on purpose. With a couple of word substitutions, you

1015
could ask those bulleted questions of any leadership team or department in your school. If
the team has a healthy culture, its members would likely give similar answers.

Stopping to confirm common goals among the stakeholders will help the team meet its
objectives.

Developing strong vision and mission statements can help stakeholders in your school
reach such a common understanding. A vision is your school's goal—where you hope to
see it in the future. The mission provides an overview of the steps planned to achieve that
future. A vision is concise and easy to recall, whereas a mission is lengthier and more
explanatory in nature. Your school may also want to establish targets along the way to
measure progress toward its vision. We begin this chapter with developing your school's
vision, because you need to know where you want to be before you can determine how
you plan to get there.
Drafting the Vision Statement
According to the Task Force on Developing Research in Educational Leadership (2003),
"Effective educational leaders help their schools to develop or endorse visions that
embody the best thinking about teaching and learning. School leaders inspire others to
reach for ambitious goals" (p. 3). Your school must have a vision that all staff members
recognize as a common direction of growth, something that inspires them to be better. An
effective vision also announces to parents and students where you are heading and why
they should take the trip with you.
Without a vision, your school lacks direction. As the ancient Roman philosopher Seneca
observed, "If a man knows not what harbor he seeks, any wind is the right wind." If you
don't have a common, agreed-on destination, then everyone is left to his or her own
devices to imagine one—a scenario that results in unharnessed and unfocused efforts,
with everyone believing that what he or she is doing is right. A common understanding of
the destination allows all stakeholders to align their improvement efforts. And the best
part of planning for this journey is that it doesn't cost anything to decide where you want
to go.

One of the most important responsibilities of any leader is establishing a vision and
inviting others to share in its development.

As important as the vision is, we have found that keeping it alive throughout the year is
not an easy task. For you to get the most out of your vision, you must first remove the
barriers from making it an integral, vibrant facet of the school community.
Eliminate Obstacles
One of the first obstacles that will come up is people's fear of change. Creating or
adjusting a vision statement is an unmistakable indicator of imminent change. It is helpful
to have an idea of the internal dialogues your staff members will likely be having before,
during, and even after the development of the new vision. (This also applies to the
development of a new mission.) Listening to and validating staff members' thoughts will
help them cope with the change as they ask themselves the following questions:
What is the need for a new vision?
Will I be able to live with the new vision?

1016
Will I be able to support the new vision?
What will the new vision expect of me?
How will my world change as a result?
Will I be able to continue doing what I've always done? Why or why not?
Do I believe in this new vision?
Do I believe in my school's ability to achieve this vision?
Do I believe I can help make the vision happen?
Another potential obstacle to creating a powerful vision is the reality that vision
statements are often created perfunctorily and lack follow-through. They are usually the
result of a directive to "get it done" by a certain date and delivered to a central office
supervisor.
Such directives often lead to vision statements that have been created in a rush by one
person or by a small group of individuals with no input from other stakeholders. Such
statements are rarely understood or acknowledged by others in the school, and who can
blame them? The process precludes genuine buy-in. Although school leadership must
have a vision for the future, it should be used as a way to open up a dialogue rather than
be handed down from on high.

Don't rush the vision statement; doing so leads to skepticism, stress, and distrust, which
will lead to a statement that will eventually be ignored.

Because these closed approaches to developing vision statements are incredibly common,
most staff members are turned off by the mere mention of the words vision and mission
and groan at the prospect of yet another initiative that will eventually be forgotten—that
after a flurry of activity, the vision will be shelved alongside the school improvement
plan, out of the reach and off the minds of staff members. Because they had little
involvement in it, they see no real reason to dedicate themselves to it. If setbacks occur
along the way, most will shrug their shoulders because they weren't committed and
invested in the first place.
You can avoid these obstacles by creating a fresh and meaningful vision statement with
the involvement of the entire faculty. The collective force and talent of the faculty is
more likely to be realized when there is a common understanding of a shared vision. As
Bamburg (1994) notes, "The schools that have been most successful in addressing and
increasing the academic achievement of their students have benefited from a clarity of
purpose that is grounded in a shared set of core values" (p. 14). We define values as the
behaviors, beliefs, and actions that a school finds important.

Ask yourself, Do I understand what this organization values, believes in, and hopes to
be?

The size of most schools' faculties prevents them from being as productive or as effective
as smaller groups, but their full investment is still crucial. We recommend that you first
form a team that, with training and guidance, will introduce the concept of a vision,
facilitate and engage faculty in the process of writing one, and synthesize the multiple
values and visions that the faculty develops. Ultimately, this team is the one putting
together the pieces of the puzzle. This team may be made up of the members of the

1017
shared leadership team, or it could be composed of other staff members in the building as
long as all departments are represented. Opting for the latter provides leadership
opportunities for staff members who are not already formal teacher leaders. For our
purposes here, we will refer to this collection of leaders as the vision oversight team.
Share Examples of Vision Statements
When you meet with the vision oversight team, sharing examples of vision statements
with them is an important first step. This will help them better understand what a vision
statement is, which in turn will help them assist the faculty when they facilitate its work.
It's easy to find examples of real vision statements on the Internet. Here are a few to start
with:
Every Battlefield High School student will achieve personal success and become a
responsible and productive citizen.
The Richard Montgomery cluster will work collaboratively to ensure all students
succeed. Placing the highest priority on reading and writing instruction will support
consistent student achievement so that all students attain grade-level or higher
performance levels annually, as measured by county, state, and national assessments.
Partnerships across the cluster will sustain student success so that all students will read
fluently by the end of Grade 2, write proficiently in both narrative and expository modes,
pass algebra by the end of Grade 8, pass all High School Assessments on the first
attempt, and graduate on schedule with the skills and knowledge required for success in
higher education and/or the workplace.
Our vision, as a community, is to inspire a passion for learning.
All Potomac Senior High School students will achieve personal success in their learning
and become responsible and productive citizens.
At Brentsville District we believe that all students can learn to their fullest potential.
Student learning will be enhanced by national, global, and multicultural perspectives.
Graduates will possess the basic knowledge and skills that will assure their proficiency in
problem solving and technology. They will be responsible citizens, lifelong learners, and
will be prepared for a variety of postgraduation options.
We will devote our human resources and technology to create superior products and
services, thereby contributing to a better global society.
Our vision for the future is to be the customer's first and best choice in the products and
services we provide.
There is a "Marriott Way." It's about serving the associates, the customer, and the
community. Marriott's fundamental beliefs are enduring and the keys to its continued
success.
—Battlefield High School, Prince William County Public Schools, Virginia
—Montgomery County Public Schools, Maryland
—John T. Baker Middle School, Montgomery County Public Schools, Maryland
—Potomac Senior High School, Prince William County Public Schools, Virginia
—Brentsville District High School, Prince William County Public Schools, Virginia
—Samsung Electronics, America
—State Farm Insurance
—Marriott
After presenting these examples to the vision oversight team members, give them time to
discuss their impressions of them with one another, and then lead a discussion with the

1018
entire team. You can ask the following questions to generate some dialogue on the
statements:
What patterns do you see in the statements?
What do you like or dislike in the statements?
Are the statements easy to understand?
Are the statements too vague, or are they specific enough?
Are they too long? Too short?
Do the statements express an idea or a hope for the future?
Are they too unambitious? Too "pie in the sky"?
Do they contain adjectives or goals that are more appropriate for a mission statement?
Do they clarify a direction for the school and for its improvement efforts?
You should also make sure to have copies of your school's current vision statement at the
meeting so that participants can compare it with the examples. By discussing the current
statement, the sample statements, the bulleted questions, and pertinent articles that you
might wish to share as well, the vision oversight team should be able to reach an
understanding of what makes a strong vision statement. You might also urge team
members to explain to the faculty how the vision is a reflection of the school's values and
hopes: it offers an opportunity to dream bigger, so stress to the team that it shouldn't let
the faculty develop a "get-by statement," something that expresses a notion of mere
adequacy. Tell team members to get the faculty to articulate what it is they truly want
from their students and school. Graduation or job attainment is the bare minimum of what
most educators hope for their students. The vision oversight team might consider having
teachers brainstorm a list of adjectives or values and beliefs that will help them come up
with an inspirational, compelling vision.
Present Data to the Vision Oversight Team
Before you involve the entire school in working toward a vision, you should first share
some data with the vision oversight team. Doing so is important for two reasons. First,
you want the vision oversight team to be familiar and comfortable with the data; since
team members will in turn be sharing the data with the faculty, they should have a strong
working knowledge of them so they are equipped to answer questions and help the staff
understand what they are looking at. Second, as Bamburg (1994) observes, "Only when
schools develop a shared understanding of current reality can a commitment to change be
initiated and sustained" (p. 23). Reviewing data as an oversight team and then as a faculty
is essential to help everyone identify where the school currently stands while also
determining where they would like to be. Without a general understanding of the current
data, the development of the vision could go in as many directions as there are opinions.
The data provide a common, objective understanding and a solid foundation to build on.
Important data can be found everywhere in the daily, weekly, monthly, or yearly life of a
school community. Too often, however, we associate data solely with student test results
when there are other, sometimes more significant, data to examine. The vision oversight
team and, eventually, the faculty should review
Student attendance rates.
Student tardies.
Staff attendance rates and days most often missed.
Department or grade-level staff absenteeism.
Staff turnover rates.

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Student enrollment in sports or clubs.
Disciplinary incidents (including types of referrals and where they occur among teachers,
teams, and departments) and dispositions (including detention, in-school suspension,
suspension, and expulsion).
State assessment results.
Local common assessment results.
Standardized achievement test results.
Advanced Placement (AP) test or International Baccalaureate (IB) test results.
Preloading the vision oversight team with these data will give team members the
background knowledge they need to develop a vision in collaboration with the entire
faculty.
Involve Staff in Developing the Vision
It is now time for the vision oversight team to involve the rest of the faculty in
developing the vision statement. However they choose to present the examples of vision
statements, data, and professional literature, be sure they give staff clear directions,
specific questions, and definite time limits; the faculty will quickly discern fluff or a lack
of organization, which will immediately turn them off. After they have had an
opportunity to review and discuss the above items, they can craft their vision statement
(see Resource 5).
First, the vision oversight team divides the staff into groups of no more than eight people.
Then they ask each group to discuss the following questions:
What evidence can you think of that we are meeting our current vision?
What kind of school do we hope to be?
What do you think should be reflected in our vision statement?
What do we need to do differently to achieve this vision?
How are we different from other schools?

Key ideas, values, and beliefs are the beginning of powerful visions.

Each group should have a scribe whose responsibility it is to record responses, ideas, and
key terms and phrases that come up during group discussions. It is not necessary for
groups to develop full sentences or statements at this point.
After group members have had a sufficient amount of time to share their thoughts with
one another, each group should select someone to present the information to the rest of
the staff. At this point, you also need to select a "master scribe" to maintain a master list
of group responses on poster paper. The master scribe does not need to record
duplications or similar phrases, although he or she may add checks or tally marks to
indicate patterns or common ideas emerging from the faculty. The groups' presentations
are an ideal time to validate responses, affirm staff members' commitment to education,
and reinforce key ideas and values.
After each group has had the opportunity to share its information, the vision oversight
team takes the master list and wordsmiths the key concepts and phrases into a vision
statement—a one- or two-sentence statement that captures the faculty's image of the
future. Some members of the team will be so excited by the good information they
received from working with the faculty that they might find it hard to limit the vision to
something so short. If so, you might have them work with the faculty to create a school

1020
"philosophy"—a lengthier paragraph that would extrapolate the vision. Next, each
department receives a copy of the vision oversight team's draft vision to review, discuss,
edit, and return to the team, which then makes appropriate adjustments to the statement.

When developing a vision, remember that less can be more; keep it short, and your staff
will remember it longer.

The vision oversight team then unveils the vision statement to the entire staff at the next
faculty meeting. At this point, you should celebrate your staff's considerable
accomplishment in guiding school improvement efforts.
Drafting the Mission Statement
A mission statement is the wind that brings you to your desired harbor. It guides your
travel and powers your momentum. Mission statements "give educators stronger
motivation and provide parents with a clearer picture of what the school values. … A
clear vision and a common mission that identify the kind of learning to be achieved can
help keep the school and the efforts of its staff and students on target" (Peterson, 1995).
Mission statements are the "how-to" statements or action plans that help schools achieve
their vision. They prompt change and growth. The mission is the touch point that can
help you determine whether what should be happening is, in fact, happening.
Share Examples of Mission Statements
The responsibility of crafting the mission statement can also lie with an oversight team or
with the shared leadership team. Ideally, you would implement a process that echoes the
vision development process by preloading the group with the information necessary to
guide the staff in the development of a mission statement. Consider the following sample
mission statements:
At Battlefield Senior High School, we believe that student learning is the chief priority
and all students can learn to their fullest potential. Students will develop their individual
talents, critical thinking, and technology skills by being actively engaged in the learning
process. Continuous commitment to improvement ensures that our students are well-
rounded, self-directed, lifelong learners. By maintaining a safe and optimum learning
environment, we provide the opportunity for students to be successful. Promoting high
standards and expectations, teachers, administrators, parents, and the community share
the responsibility for advancing the school's mission.
In order to prepare students to live in and contribute to a changing world and engage in
active, lifelong learning, Richard Montgomery High School provides a balanced, varied
school curriculum designed to meet the academic, cultural, and social needs of
individuals from the diverse backgrounds of our community.
John T. Baker Middle School seeks to be an exemplary learning community school. We
build the foundation of this community through meaningful relationships, relevant and
engaging learning, and effective communication. We challenge ourselves to be better
than we think we can be, and advocate for the greater good of our multidimensional
community. Our success in this mission will build lifelong, confident learners, who have
the tools necessary for success in a changing world.
Our mission is to empower all students to apply their acquired skills and knowledge, and
to rely upon their personal attributes to lead productive lives and to become contributing
members of the global community.

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Our mission is to provide a high-quality, comprehensive, and meaningful education for
all students. Each student will be expected to succeed within the bounds of their abilities
and chosen educational goals. Each student will be treated as an individual, given the
tools to be a lifelong learner, and taught to function as a member of a group and as a
productive member of society.
State Farm's mission is to help people manage the risks of everyday life, recover from the
unexpected and realize their dreams.
FedEx will produce superior financial returns for shareowners by providing high value-
added supply chain, transportation, business and related information services through
focused operating companies. Customer requirements will be met in the highest quality
manner appropriate to each market segment served. FedEx will strive to develop
mutually rewarding relationships with its employees, partners and suppliers. Safety will
be the first consideration in all operations. Corporate activities will be conducted to the
highest ethical and professional standards.
To continually provide our members with quality goods and services at the lowest
possible prices.
—Battlefield High School, Prince William County Public Schools, Virginia
—Richard Montgomery High School, Montgomery County Public Schools, Maryland
—John T. Baker Middle School, Montgomery County Public Schools, Maryland
—Potomac Senior High School, Prince William County Public Schools, Virginia
—Brentsville District High School, Prince William County Public Schools, Virginia
—State Farm Insurance
—FedEx
—Costco Wholesale
This range of examples should spark some discussion among mission oversight team
members. You can ask the following questions to generate dialogue on the statements:
What patterns do you see in the statements?
Are the statements specific enough?
Do the statements simply state a belief, or do they express a purpose for existence?
Do the statements clarify what action steps students and staff will be expected to take to
achieve the vision?
Do the statements clarify how staff will engage in improvement efforts?
The mission statement should encompass the values of the staff, the actions that the
school will take, and the areas it will address (e.g., curriculum, assessments, data) to
achieve its vision. The mission statement should be longer than the vision statement
because it is a specific plan for driving the school to fulfill its potential (see Resource 6).
After the faculty has worked on the mission using the same procedures they used in
developing the vision, the mission oversight team again attempts to blend key words,
phrases, and concepts into a viable statement. During this process, they need to ensure
that the mission they are crafting aligns with the new vision statement—specifically, that
the steps, actions, and values stated in the mission are things that will help them achieve
the vision. The relationship between the mission and the vision must be clear.
After the mission oversight team has completed the draft, it is sent back to the faculty for
review and discussion. Then the team meets again to review the feedback and make
necessary adjustments before a final unveiling to the staff.

1022
After the school has adopted the final drafts of both the mission and the vision, invite
multimedia or art classes to design posters prominently displaying the statements.
Soliciting these classes' assistance saves money and is a good way to make the vision and
mission a meaningful part of students' lives. The vision and mission should be sent home
in newsletters and posted in prominent gathering places throughout the school—
classrooms, the mailroom, the lunchroom, and so on—to keep it at the forefront of
people's minds.

Repetition, design, and placement are strategic ways to keep the mission alive.

Define What You Intend to Accomplish


The school's next step is to devise a plan to fulfill its mission. The SMART format—a
widely used method for developing goals in schools and businesses—provides a
framework for developing goals and action steps to help you focus on what really needs
to be done. SMART stands for Specific, Measurable, Achievable, Relevant, and Time
Frame. Figure 2.1 demonstrates the difference between traditional goals and progressive
SMART goals. You can use this table as a guideline to develop your goals, checking to
make sure that they meet the five parameters.

Figure 2.1. Analysis of a Traditional Goal and a Progressive Goal Using the SMART
Framework

Traditional Goal
Progressive Goal
Student achievement will improve.
The passing rate of limited-English-proficient students will increase from 79 percent to
85 percent on the Algebra I Standards of Learning (SOL) exam in 2008.
Specific
This goal needs more specificity. Which students from our population will improve?
What aspect of their achievement do we want to see improved? Marking period grades?
Final course grades? Standardized test scores? The desired outcome is unclear.
This goal identifies a subgroup, a subject, and a target population and clearly defines the
desired outcome. We could even break this down further by identifying a tested strand on
this SOL.
Measurable
"Improve" is difficult to quantify. What does it really mean? By how much do we want
achievement to improve?
This goal is measurable. It clearly identifies the starting point as 79 percent and the
minimal acceptable value as 85 percent.
Achievable
This goal seems achievable. But we do not really know because the goal does not define
what it means by "improve."
You can gauge whether a goal is achievable by asking yourself if the goal is pushing you
beyond your limits or if it is something you can accomplish if you stretch yourself. A
goal of improving to a 100 percent passing rate in one year would not be reasonable, but
a 6 percent increase is.

1023
Relevant
Is this goal relevant to the school's vision and mission? We can't tell because the goal is
not clear on how it relates to them.
This goal is relevant because it has identified a specific area of need. It is standards-based
and directly addresses academic achievement.
Time Frame
What is the time frame for reaching this goal? We have no idea whether it's a short-term
goal or a long-range goal.
The end date for this goal is the 2008 main testing window.

After creating your goals, the next step is to develop SMART action steps—tasks or
activities that you will engage in to achieve the goals. Figure 2.2 depicts an action step
developed to help meet the SMART goal in Figure 2.1.

Figure 2.2. Development of an Action Step Using the SMART Framework

Action Step
Teachers will incorporate foldables and graphic organizers into their Algebra I class to
reinforce new terminology.
Specific
The action step names two specific strategies and clearly states expectations.
Measurable
Teachers can measure their application of the strategies against lesson plans or team
minutes.
Achievable
The strategies are achievable because teachers on the Algebra I team who know how to
use foldables and graphic organizers agreed to share their expertise with the rest of the
team.
Relevant
This is a relevant action step because achievement has been low and limited-English-
proficient students have expressed difficulty learning the vocabulary in Algebra I.
Time Frame
These strategies will be incorporated when new terminology is introduced in the class.

Specificity and clarity are key elements. When developing each goal and action step,
consider the following questions:
Why does it need to be done?
Who will be affected, who is responsible, and who will participate? Who is the audience,
and who are the stakeholders?
What needs to be done? The "what" should be in direct relation to the purpose.
When will this take place? When will we know we are done? When can our progress be
measured?
How will it be measured? How will you know it was successful?
Using Vision and Mission to Focus School Improvement

1024
The school improvement plan (SIP) is the tool that will help you get the most out of your
vision, mission, and goals. It is a more detailed document than the mission and vision
statements. Like the mission statement, it falls within the scope of the vision.
The SIP is a blueprint for the school's progress toward its goals. It helps propel grade-
level teams, curriculum teams, and departments toward meaningful improvement. It
provides detailed expectations for administrators, teachers, counselors, and other
stakeholders and includes specific plans that guide improvement efforts throughout the
year. Although the majority of school improvement plans focus on improving student
achievement through such measures as high-stakes tests, advanced placement exams, and
the SAT, we recommend enriching the document to include several areas outside the
realm of assessment. For example, you might add a section about improving student
attendance or reducing the number of disciplinary infractions. You could seek to increase
participation in extracurricular activities and athletics and improve the delivery of student
services offered by the guidance department, the career center, and the library. Use your
SIP as an opportunity to develop goals, plans, and actions to improve all facets of your
school's life.

If we ask students to create a plan for their improvement, we should be open to doing the
same for ourselves.

Keep in mind the following points as you develop your school improvement plan:
Make sure the plan includes a proposal for staff development. If teachers aren't learning
and growing, it is not likely that students are either.
An improvement plan is only useful when it is doable. All goals that are developed by
each department in the school should fall under the umbrella of the school system's goals
and objectives; if not, you could be trying to do too much or go in too many directions
and will end up accomplishing very little.
The SIP should help you not only look forward but also evaluate what has been done in
the past. Without such reflection, your efforts will be random, unfocused, and
unsupported.
Building the School Improvement Plan
A high-quality school improvement plan is essential for establishing and maintaining a
healthy culture. Because of its importance, the shaping of and responsibility for the SIP
must not rest in the hands of a select few. In successful schools we have worked in, a
group of representative staff members referred to as the SIP team is assigned to work
with school staff to identify areas of need and develop action plans, which are the specific
steps and tasks articulated to achieve the stated goals. The SIP team typically consists of
department chairs, team leaders, administrators, a parent representative, and at least one
support staff member, such as a secretary or an instructional assistant. However, we
recommend involving potential teacher leaders in the development of the SIP as well.
You should conduct the selection process for the SIP team each year to allow everyone
the opportunity to participate. In some schools where we have worked, these positions
were highly sought after because they offered opportunities for professional growth.
We recommend that the team include stakeholders who will be affected by the content of
the SIP. At the very least, the team should include a representative from each department,
whether it's the department chair or another staff member (although we do not suggest

1025
recruiting a novice teacher). The representative does not hold sole responsibility for
developing his or her department's portion of the SIP; rather, he or she facilitates the
collection of the information that the department will include. The representative is
expected to conduct meetings with department members to discuss what should be
included in the SIP, establish deadlines for submitting this information, polish the
information, and return it to his or her departmental colleagues for final approval before
submitting it for inclusion in the school's master SIP document.
Formatting the School Improvement Plan
The best way to identify the essential details for your school's SIP is to consult school
staff during the SIP development process. If your school does not already have a
prescribed format, you can use the following list as a starting point. These are all items
that will add value to your SIP. Note that we are not suggesting you include everything in
the list below in your SIP, nor do we claim that the list is a complete list of everything
your school or school system needs to consider when developing its improvement plan:
Cover page. This should include the title, your school's name, and the date.
Committee member list. This should include the name and title of each member of the
SIP team.
State department vision and mission statements. Most state departments of education
have a published vision and mission.
School system vision and mission statements. Most school systems have a published
vision and mission.
The school's vision and mission statements. The overarching components of the school's
vision and mission should fall within the parameters of the school system's vision and
mission. If the school system does not have vision and mission statements, we still
recommend that your school develop its own.
School details and demographics. This includes school statistics on ethnicity; gender;
English proficiency; economic status; educational designation (e.g., general education,
gifted, special education, and twice exceptional); graduation rates; percentage of last
year's students who enrolled in a two-year or four-year college or trade school; and
enrollment in AP/IB courses.
NCLB AYP Report Card or High-Stakes Report (depending on the state). If provided by
the state, include a report of the most recent AYP results for your school by subject,
grade, and subgroup status.
School system goals and objectives (if available). These are typically created by the
school board and/or the superintendent's office. They may be referred to as objectives or
targets, among other descriptors.
SIP calendar. The calendar should include the dates and times when the SIP team is
expected to meet and when it is expected to deliver content and evidence of efforts and
completion.
Departmental goals. These goals focus on improving student achievement or delivery of
services (for example, from the guidance department, the main office, and so on) specific
to each department or team.
Indicators of achievement. These are specific indicators or results that will be reviewed to
determine effectiveness.
Areas of focus. These include specific content areas, skills, standards, anchors,
populations, and services that are targeted in the SIP.

1026
Action plans for each department or grade-level team. Each department's specific action
plan includes data sources, point of contact, potential costs, staff development efforts,
required materials, activities, and time line to put the action plan in place and measure its
effect.
The sections of the school improvement plan that are specific to individual departments
and grade-level teams should provide focus for each of the areas with regard to content
delivery. For example, in our version, items 10–13 would include any department in the
building. In this case, we use the math department as an example, which might have an
overall goal such as "Student passing rates on the Geometry Standards of Learning
[Virginia's year-end high-stakes assessment] will improve from 81 percent to 86 percent
in the following year." In some cases, the goal may target certain populations, such as
"The percentage of African American students successfully completing geometry will
increase from 73 percent to 80 percent by the end of the following school year."
Departments and grade-level teams should measure their efforts and indicators of
effectiveness against these goals on a monthly basis to obtain objective information to
fuel their discussions.
We purposely mention "areas of focus" in item 12 to hone efforts and add value to
departmental discussions about curriculum delivery. In this section of the SIP you would
find statements such as "During the 2008–2009 school year, the mathematics department
will increase focus on (1) patterns, functions, and algebra and (2) numbers and number
sense." At least once a month, the department or team should assess the extent to which
its content delivery hit these specific areas of focus.
Reviewing the School Improvement Plan
When the SIP is finalized, it should become a public document, accessible to all staff.
Posting the SIP electronically will save paper and photocopying expenses, although you
might want to divide the document by department or team and print a hard copy of each
section.
We encourage schools to conduct quarterly reviews of the SIP and periodically monitor
their progress. Item 13 of the SIP includes timelines for completion and evidence of
attainment. These checkpoints are a good time to assess the extent to which teams are
following through on their action plans. Waiting until the end of the year to conduct
reviews will prevent staff from making needed changes along the way, and the following
year may start with a stagnant, less-than-effective SIP.
Realizing Your Vision and Mission
Vision and mission statements provide schools with an essential overview of where they
want to go and what they want to be. Few thriving schools or companies attained their
success without developing such statements as elements of their school improvement
plans or business plans. But merely drafting statements is not enough. To realize your
school's vision and mission, you must model your school's beliefs, values, and collective
commitments while demonstrating enthusiasm for what will come next. Perhaps most
important, your vision and mission establish clear expectations and standards for your
staff. We further discuss how to get the most out of your staff in the following chapter.
Getting Started
Identify and train vision and mission oversight teams.
If there are existing vision and mission statements, review them to determine their
relevance and accuracy.

1027
Devise a meaningful plan to involve the staff in either revising the existing vision and
mission statements or creating new ones.
Ask probing questions to guide staff in developing their vision and mission.
Use data to identify areas that need improvement and establish SMART goals.
Recruit members for a school improvement plan team.
Copyright © 2009 by Association for Supervision and Curriculum Development. All
rights reserved. No part of this publication—including the drawings, graphs, illustrations,
or chapters, except for brief quotations in critical reviews or articles—may be reproduced
or transmitted in any form or by any means, electronic or mechanical, including
photocopy, recording, or any information storage and retrieval system, without
permission from ASCD.

Source:- http://www.ascd.org/publications/books/107042/chapters/developing-a-vision-
and-a-mission.aspx

Insights into Action


by William Sterrett
Table of Contents

Chapter 1. Turning Vision into Reality

The number-one determinant of a school's success is the leader. I have to be throughout


the school. When people are on the school grounds, they have got to see and feel my
leadership in the lobby, to feel me, throughout the halls.
—Baruti Kafele

Action Items
Make morning announcements
Send a daily e-mail to staff
Attend community events
Conduct effective meetings

A Living Vision
"Good morning, good morning, good morning," the booming voice intones as students
step off the bus and onto the school grounds. Principal Baruti Kafele extends his hand to
and makes eye contact with every student as he or she enters the building—his building.
Minutes later, over the public announcement system, he urges students to "have your best
day yet while maintaining a positive attitude." Not content to sit behind his desk and push
papers, Kafele stresses the importance of articulating a vision and then modeling that
vision each day—during each classroom visit, each conversation with a staff member,
and each discussion with a parent.
Principal Kafele embodies what researchers call change leadership. He began his career
in education as a substitute teacher in Brooklyn. Just completing his fourth principalship,
Kafele is known for taking the reins of a school in crisis and transforming the entire
school community. He served for the last five years at Newark Tech High School in
Newark, New Jersey, a school where more than 85 percent of students are eligible for

1028
free or reduced-price lunch—and one that boasts a graduation rate of over 95 percent.
Named a 2009 Milken National Educator, Kafele is author of the best-selling book
Motivating Black Males to Achieve in School and in Life and speaks to audiences across
the United States. He credits his schools' successes to his vision and his visibility.
The Importance of Vision
In interviewing Principal Kafele, I quickly realized that he believes the school leader is
the essential component in realizing a meaningful vision. He is not shy about noting the
critical factor to transformative change in an education system: "It's me," he says bluntly.
"I don't care what the circumstances of the students are—where they are from, their home
life. We have to see success in them, we have to envision excellence in them. That drives
everything I say, everything I think, everything I do as a leader… The number-one
determinant of a school's success is the leader."
Researcher Judith Kafka (2009) agrees, noting that "a growing body of literature suggests
that there is a discernible relationship between school leaders' actions and student
achievement" (p. 318). Goldring and Schuermann (2009) take it further, asserting that
"today's educational leaders need to motivate community-mindedness to address
communitywide problems that are central to schools and the current imperatives of
student achievement" (p. 16).
Kafele stresses, however, that school success cannot rest on one leader's personality. As
he explains, "My focus is having the students develop a vision for themselves and
transforming their attitudes, taking ownership of the vision. The rest—the test scores and
achievement gaps—will take care of themselves."
Forming, articulating, and living such a vision is crucial to sustained leadership in a
school. Schools and other organizations spend an abundance of time on developing their
visions, often bringing in outside consultants to help. A school's vision should be more
than empty words plastered on a marquee sign; it must have rich, relevant meaning. It is
up to the leader to embody this vision every day. Each and every interaction serves as an
opportunity to highlight where the school is headed.
When I became an elementary school principal in 2006, I wrote a letter to the community
introducing myself and inviting parents to come in over the summer months to meet and
chat. Little did I know how busy those "slow" summer months would be. Questions
abounded about "the new guy," and I'll never forget the first parent who came into my
office. I tried to make small talk and ask about her summer, but she got right to the point.
"Dr. Sterrett," she said, looking me straight in the eyes, "what is your vision for the
school?" I paused. I recognized the importance of the question and knew that the answer
wasn't something I could just whip up or pull from a book. My response had to be sincere
and relevant, and it had to speak to her child's success. My mind raced, and I searched for
something profound to say. Eventually, I came up with "challenging all students to
achieve high levels of success," which was apparently acceptable to the parent, who
respectfully nodded in agreement. But that question stuck with me for years.
Visions drive organizations into the future. Bolman and Deal (2003) note that "vision
turns an organization's core ideology, or sense of purpose, into an image of what the
future might become" (p. 252). Because of the importance of vision to a school, it must
be clear to the entire school community. Sparks (2007) observes that successful leaders
must "cultivate clarity regarding values and fundamental purposes that are most
important" (p. 13).

1029
In today's schools, particularly in high schools such as the one that Kafele leads,
educators value their creativity and autonomy. Some independently minded educators
may equate articulating a consistent, clear vision with attempting to herd cats.
Fortunately, autonomy and shared vision are not mutually exclusive. Kafele maintains
that staff members can coexist and thrive under a common vision. He secures the support
of his staff by rejecting micromanagement in favor of tying teachers' individual strengths
to a shared vision of success for all students.
Kafele believes in keeping vision statements simple. Use one sentence—two at most—
and make sure it identifies a clear direction. Kafele's most recent school's vision
statement is "Newark Tech will become a national model of urban educational
excellence" (Essex County Vocational Technical Schools, 2011). This simple, concise
statement is easily memorized and understood. And, as demonstrated by the many awards
and accolades received by the school, it has been achieved.
The Importance of Visibility
Vision and visibility are necessarily intertwined for today's school leaders. Whereas each
is important in its own right, given the numerous challenges that today's building leader
faces, they must be fused together to sustain success.
Principal Kafele's tall frame is often seen striding down the hallways of his school, from
room to room, with the deliberate purpose of interacting with students. He explains, "You
show me a school with a principal behind the desk, and I'll show you a school without
principal leadership." The successful principal must be constantly "taking the pulse" of
the school community. Kafele views successful visibility through both an individual and
a team lens, noting that "in basketball, you recall Larry Bird and Magic Johnson were
often out there and visible, though they were also content to allow the team around them
to grow and win. Sometimes they carried the team, other times they were more in the
periphery, but together they won." Similarly, Kafele notes that although he is usually "out
there" serving as a visible leader, he can't be everywhere at once; to realize sustained
success, he must have a strong team around him.
Above all, Kafele stresses availability and consistency as the key elements of visibility.
Availability
Kafele ensures that he is constantly available to those with whom he works, particularly
students. In a video documentary about Principal Kafele (Milken Family Foundation,
2010), a parent happily observes that "his students have his cell phone number; they can
call him 24 hours [a day], and that's really unheard of." He has also been known to tweet
news of students' achievements from airports while awaiting connecting flights.
Other educators may make themselves available through designated online office hours
during which they respond immediately to e-mails or instant messages about school-
related issues. Availability might mean attending a community breakfast at a local
housing complex to celebrate a tutoring program in the district, or it might mean
dropping by a Little League game where a number of students and families congregate.
Availability says, "I am working with you—here, in our community—to make a
difference. You matter to me, and I want our work to matter to you." Although the means
of availability may differ, the importance of it does not.
Consistency
Successful educational leaders build regular "touch points" into their day during which
they consistently reach out to the school community. Kafele's touch points occur during

1030
students' arrival at the beginning of the day, morning announcements, and daily
classroom visits. Other principals may make sure to attend certain sporting events or
engage in community activities. However leaders choose to structure their touch points,
they must be willing to be a visible presence, even at the end of a grueling day. Members
of the school community appreciate being able to count on seeing their leaders
consistently. As the new principal of a school that had recently experienced rapid
turnover of principals, I realized that establishing routines and consistently following
them built important relational trust. I asked our music teacher to identify and update a
school song, which provided us with a new Friday morning ritual of song and celebration
over the intercom. I served as a Bingo caller for the community night picnic. And I
swallowed my pride each year and participated in the annual talent show, usually with a
break-dancing routine. These touch-point opportunities were a way for me to be a lead
player in the school community, and students, staff, and parents soon looked to me (and
my colleagues) to lead and share. This consistent involvement fed an expectation of
sharing my vision for greater school community in a visible, tangible way. If a school's
vision includes "growing together as a community," then the school leader must be an
active presence and willing to build trust, share laughs, and interact in a meaningful way.
24-Hour Visibility
The role of educational leader can be compared to the fast-paced 24-hour news cycle.
Educators, like politicians or other headliners, cannot escape public scrutiny—even in the
grocery store! As a principal, I was keenly aware of what was in my grocery cart when I
shopped after a long workday. Parents and students would come up to me, often just to
say hello—but maybe to peek in my cart, too! It comes with the territory. Although we
might not feel comfortable giving out our cell phone numbers to the school community,
we should always be mindful that we are public servants and find ways to use our
"celebrity" to promote our vision. When you encounter students and their parents at the
carnival or the local park, remind them of the next school event or praise the students'
recent achievement gains. When we live the life of a visible leader, reinforcing the vision
should come naturally.
Overcoming Challenges
Putting forth a vision and then living it is no small task. In a school setting, the principal
is the leader in articulating and living the vision. However, he or she cannot, and must
not, do this work alone. Shared leadership is vitally important here. As Johnson (2008)
puts it, "A principal with vision and expertise creates a blueprint of how the school can
achieve its goals. He or she finds teachers and staff to help make that vision a reality. The
principal continually coaches and mentors the staff so that together they can accomplish
the desired results" (p. 72).
Many leaders can quickly be derailed or lose the support of their school communities by
failing to recognize what the organization is doing right and affirming "quick wins" that
are already occurring, or by simply not getting the job done. The leader must be a doer
and bring the organization—the department or school—along in realizing the vision.
Work from the Current State
A successful school leader understands the current state—the reality as it stands now.
Recognizing the current state requires both personal reflection and the ability to manage
and make decisions based on data. As Patterson and colleagues (2008) note in the book
Influencer, it is important to "diagnose before you prescribe" (p. 258). This multifaceted

1031
understanding enables the leader to foster change and growth in the organization. A
successful leader will be able and willing to adapt the school's vision to the ever-changing
current state to facilitate continued success.
Find "Quick Wins"
It is important that the leader notch some quick wins to demonstrate that success is not
only possible, but is also happening now. Doug Reeves (2009) advises leaders to "pull
the weeds before you plant the flowers" (p. 13)—that is, reduce existing and less essential
initiatives to clear space for the critical items that they are "drowning under" (p. 14).
Establishing clear priorities creates a sense of authenticity and demonstrates that the
leader will do what it takes to support the common vision. Many successful principals
make seemingly minor improvements, such as adding a coat of paint or mulching the
grounds to rejuvenate the school's immediate appearance. These actions will build
momentum and align support for a shared, larger vision that encompasses every aspect of
the school community.
Follow Through
As obvious as it sounds, it is nonetheless essential for the leader to ensure that the work
aligned with the vision gets done. As the saying goes, "Leadership is about action, not
position." Simply manning the desk in an efficient manner does not make a great
principal; rather, greatness lies in the transformative steps that the leader takes each day
to make the vision come alive. Bossidy and Charan (2002) note that although planning
and envisioning are important, it is execution that is the key role of the leader.
Educational leaders will be seen as truly transformative when actual, noticeable change is
occurring—particularly when that change is aligned with the vision that has been shared
and lived in a consistent, visible manner. Davies and Brighouse (2010) note that "values
without implementation do little for the school. It is in the tackling of difficult challenges
to change and improve, often by confronting unacceptable practices, that passionate
leaders show their educational values" (p. 4).
Baruti Kafele notes that plenty of his peer principals have identified the same challenges
that he has and are just as aware of best practices and necessary next steps. Not all
leaders, however, are successful at effective implementation through a determined,
visionary approach. When Kafele was an assistant principal, "One of the first things I did
was get permission from my principal to change the look of the building by putting up
motivational messages and images and speak on the PA system to have morning
announcements. I needed to change the climate and culture. The very next year, I was
principal of the school."
A few specific action items can make a significant difference in realizing a school's
vision.
Action Items
Without action, a vision is just a piece of paper. In education, we have lots of paper;
sometimes, it doesn't mean much at all. For the vision to be achieved, it must be seen as
something vibrant and real. The following Action Items will help ensure that your
school's vision thrives.
Make Morning Announcements
Kafele says, "One thing that makes me cringe is when I am visiting a school and the day
starts and the bell rings, and I don't hear the principal's voice over the intercom first thing.
[Students] have got to see me first thing; they have got to hear me. It begins with morning

1032
announcements. Those interactions, conversations, and delivering that motivational
message each morning to reverberate throughout the building" convey a message of high
expectations to students. Kafele structures his announcements to include these four
components:
A greeting;
An inspirational thought;
Highlights of success within the school; and
A challenge to begin the day.
Kafele's announcements are a consistent, visible way to communicate his school's vision,
and the school community has come to rely on hearing his voice each morning. His
superintendent notes that he is a "master teacher" through his use of morning
announcements to recognize student success and, when necessary, encourage students to
complete work, meet deadlines, and achieve to their capabilities.
Send a Daily E-mail to Staff
In a world where teachers and staff are inundated with communications, administrative e-
mails are often met with groans and cringes—if the messages get noticed at all. I resolved
this problem in my own school by starting to send a concise daily e-mail (see Figure 1.1
for an example) that contained useful information and administrative minutiae while also
tying in the overarching vision of the organization (Sterrett, 2008). Consistently
providing a single point of communication, affirmation, and clarification to start each day
shows staff members that you view their "think time" as a valuable resource.

Figure 1.1. Principal Daily E-mail

Good morning, staff. Here are a few items for today, Monday, February 1st.
There will be a Fire Drill at 8:25 a.m. Please review expectations with your students prior
to this and remember that it is below freezing this morning!
Team PLC Meetings
1st Grade—8:45 in Ms. Smith's room
4th Grade—11:45 in Ms. Jones's room
Faculty Meeting this Thursday. Please bring your writing sample and rubric guide.
Refreshments by the 2nd grade team.
Upcoming—Schoolwide Field Trips to Cape Caverns next week
Tuesday (Feb. 9)—K–2 teams depart at 8 a.m. and return at 2 p.m.
Wednesday (Feb. 10)—3rd–5th grade teams depart at 8 a.m. and return at 2 p.m.
Quote for the day: Learning is a treasure that will follow its owner everywhere. (Chinese
proverb)
Have a great day!
Dr. Sterrett

Attend Community Events


A school's vision is not confined within the walls of the school building or to the hours of
the school day. Today's educational leader must be prepared to be an active, visible
embodiment of the work of the school throughout the community and even through such
venues as the evening news, Twitter, and YouTube. Baruti Kafele speaks to audiences of
students and staff throughout the United States, and he ensures that his message is

1033
consistent and visible by using modern technologies and by staying on message about
what's important: realizing student success. Speaking engagements and meetings—
opportunities many educational leaders have—are great forums for leaders to reiterate
vision. In addition, community events provide opportunities to engage the school
community and live the vision. For example, a high school principal might make a
deliberate attempt to shake students' hands at a basketball game and ask them about their
Spanish club work. An elementary assistant principal might dress up as Dr. Seuss for the
Wednesday reading night. And the enthusiastic teacher who dons the mascot outfit at the
restaurant fundraiser will not be forgotten!
Conduct Effective Meetings
School leaders should be wary of meetings. In his book Death by Meeting, Patrick
Lencioni (2004) refers to them as the "most painful problem in business" and poses the
question, "How pathetic is it that we have come to accept that the activity most central to
the running of our organizations is inherently painful and unproductive?" (p. viii).
Educational leaders have the power to change meetings for the better, however. Kafele
holds only one staff meeting each month. He says, "I have very little time to have
meetings, and when I do, I want the staff to know that they are important and that I have
a clear message that is tied to my vision." Author Rick DuFour notes that, as a principal,
he held only three full faculty meetings each year!
Meetings are valuable for communicating important information, but they must be
interactive. As a principal, I realized that most of what I needed to communicate in terms
of "one-way" updates (or even—gasp!—directives) could be done via e-mail. In my
fourth year as principal, I structured meetings solely to affirm staff, share highlights from
within, and give teachers the opportunity to work together (see Figure 1.2 for a sample
meeting format).

Figure 1.2. Monthly Meeting Format Example

What
Who
Duration (approximate)
Refreshments and conversation
Teams (or departments) rotate each month
First 10 minutes
Opening agenda (purpose of the meeting)
Principal
2 minutes
Recognitions: "Woody Bear award" to a staff member; example highlight clips of
teaching, testimonial
Principal, teachers
8 minutes
Introduction of stated instructional focus
Principal or teacher leader
5 minutes
Teamwork on the specific related focus area
Led by team (or dept.) teacher leader; all teachers participate

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50 minutes
Wrap-up (optional), review of objectives, closing
Principal or team leader
5 minutes
Total duration
1 hour
20 minutes

We opened our meetings by bestowing the "Woody Bear award" on a staff member. This
oversized, stuffed teddy bear in a school-spirit polo shirt was a token of appreciation
passed from one staff member to another. Each meeting would start with the current
guardian of Woody Bear reading a short announcement of affirmation and giving Woody
Bear to a colleague. We cheered loudly, announced the honoree on the intercom, and
placed the news on our school web page. Affirmation can be all too rare, but Woody Bear
ensured that it was a regular part of our routine.
Education can be an isolating field, and we tend not to see the work of our colleagues
regularly. So we used a portion of our weekly faculty meeting to share a classroom
highlight, either by video clip or through a demonstration. Teachers got great ideas from
one another and gained insights on how to engage students. This meeting segment
provided an authentic opportunity for shared leadership and ownership of our collective
work and displayed the great diversity of teaching approaches that led to student success.
Finally, having team time to work on instructional issues is essential. As a school leader,
you can carve targeted, protected team time out of staff meetings. This time also provides
an opportunity to interact with specific teams or have a division coordinator or colleague
come and touch base with various teams.
The Importance of Reflection
The visible leader uses every opportunity to strengthen the vision among the learning
community. This message is not constrained to meetings or to business cards; it is real,
organic, and easily recognized. As leaders such as Baruti Kafele demonstrate, the role of
educational leader is not for those unwilling to be a presence or to take some risks. By
leading, the leader will stand on a pedestal—like it or not.
The effective visionary leader must constantly pause, however, to reflect on the vision.
Be creative in finding opportunities for reflection. For example, if a student at Kafele's
school makes a mistake, such as violating the dress code or using profanity, Kafele
assigns them to a "read-a-thon," which entails staying after school and reading
independently for one hour. Kafele not only monitors students but also participates, using
the opportunity to read and reflect. "Where else do I get the time to read, uninterrupted,
something that I actually want to read?" he asks. Constant visibility can be tiring, so
finding time to reflect and recharge is essential. After all, if you aren't fully energized as
you greet every student in the morning or grasp the PA microphone, you cannot sincerely
convey a vision that is alive and evident to the entire school community. Beyond the
noise and the energy of learning, we must remember to reflect, and to continue our own
learning.

In-the-Field Activities

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Select an educational leader (school, division, or nontraditional) and ask him or her to
articulate the school's vision. Next, ask three stakeholders (student, parent, teacher, or
another staff member) the same question. Are their answers aligned? Describe your
findings and their implications.
Work with a school leader to create a faculty meeting format that incorporates the
following items within a 90-minute time frame:
Affirmation of the school community.
Instructional highlights from within the building or department.
Protected team time for instructional issues.
Review the Action Items from this chapter and develop a plan to implement at least one
in your school setting. Consider Kafele's use of morning announcements, or my example
of a daily e-mail, or the potential power of community events. What steps are needed, and
how will you communicate them to your team? What challenges do you anticipate? How
will you reflect on your work after implementation?

Copyright © 2011 by ASCD. All rights reserved. No part of this publication—including


the drawings, graphs, illustrations, or chapters, except for brief quotations in critical
reviews or articles—may be reproduced or transmitted in any form or by any means,
electronic or mechanical, including photocopy, recording, or any information storage and
retrieval system, without permission from ASCD.

Source:- http://www.ascd.org/publications/books/112009/chapters/Turning-Vision-into-
Reality.aspx

Leading to Change / Making Strategic Planning Work


Douglas B. Reeves
For some people, the term strategic planning brings to mind a disciplined and thoughtful
process that links the values, mission, and goals of a school system with a set of coherent
strategies and tasks designed to achieve those goals. For others, the term induces a cringe
brought about by memories of endless meetings, fact-free debates, three-ring binders, and
dozens of objectives, tasks, strategies, plans, and goals—all left undone after the plan was
completed. As one frustrated administrator said to me, "When do we get to stop planning
and start doing?"
When Planning Goes Wrong
Advocates of strategic planning (Cook, 2004; Porter, 1980) reason along with Lewis
Carroll (1898) that "if you don't know where you are going, any road will take you there."
On the surface, it seems obvious. Who could argue with the need for plans?
But as Schmoker (2004) noted, many strategic planning processes designed to impel a
district to action actually have the opposite effect. When he worked with schools to create
strategic plans in the 1980s, Schmoker found that
we wound up setting an impossible number of "goals," even as the word was used almost
interchangeably with "action steps" or "objectives." Even the "evaluation" or "results"
columns were often indistinguishable from the "goals" and "action steps"—as mere
implementation or training was used as evidence of having met a goal. Nonetheless, these

1036
annual plans, like the hundreds I've seen since then, were approved pro forma. There was
real fear of criticizing their content and so alienating any of the numerous constituents
who had spent their valuable time producing them. Instructional quality—and levels of
achievement—were typically unaffected by any of these processes. (p. 426)
Kotter (2007) suggests that education is hardly unique in failing to transform strategy into
action, concluding that more than 70 percent of business strategic plans are never
implemented. School leaders need guidance to engage in rational planning processes that
lead to improved student results.
Elements of Effective Strategic Planning
Stephen White and I recently analyzed hundreds of strategic plans from schools, central-
office departments, and entire districts. We used this analysis to develop some practical
suggestions to get more out of the planning process (Reeves, 2006; White, 2005). At least
two independent raters reviewed each plan and scored them on about 20 different
dimensions of planning, implementing, and monitoring. We then compared the plan
ratings to student achievement at the baseline year and to gains the following year. The
findings were striking: Even after we controlled for school demographic variables,
schools whose plans ranked higher on the 20 dimensions had higher student achievement
and significantly greater achievement gains. The following specific dimensions were of
particular importance:
Monitoring. A high monitoring score means that the school conducts consistent and
frequent (at least monthly) analyses of student performance, teaching strategies, and
leadership practices. In contrast, low monitoring scores are associated with schools that
engage in the futile exercise of the educational autopsy—an analysis of last year's scores
long after it's too late to do anything about them.
Evaluation. A high evaluation score means that every program, initiative, and strategy in
the school is subjected to the relentless question, Is it working? Whereas low-scoring
schools settle for descriptions in the passive voice ("teachers were trained"), schools with
high scores in evaluation are learning systems in which faculty members challenge
themselves to understand the relationship between their professional practices and
changes in student achievement. The distinctive characteristic of schools with superior
evaluation systems is that their leaders can identify practices that they have stopped doing
because their evaluations found insufficient evidence of effectiveness.
Expectations. Schools in which leaders and teachers believe that their work is the
fundamental cause of student achievement perform significantly better than schools in
which leaders attribute student achievement primarily to student demographic
characteristics. This variable is reminiscent of the Pygmalion Effect suggested 40 years
ago in a classic study by Rosenthal and Jacobson (1968). In this study, teachers were told
that certain students were "late bloomers" who would make rapid progress in the coming
year, although actually these students had been chosen at random. Within a single school
year, the chosen students had lived up to teacher expectations.
Similarly, in the schools we studied whose plans reflected a belief that teaching and
leadership affect student achievement, achievement gains were three times greater than
they were in schools whose plans reflected a focus on student demographic
characteristics as the primary determinants of student achievement (Reeves, in press).
This new evidence suggests that the Pygmalion Effect is as strong among educators as it
is between teachers and students.

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One-Page Plans
Einstein warned that we should seek to make things as simple as possible, but not more
so. Therefore, I'm not suggesting that we replace piles of three-ring strategic planning
binders with catchy slogans. However, there is evidence that schools are well served by
one-page plans that are clearly focused and simple enough that every participant in the
process understands his or her role in executing the plan.
Joe Crawford, former assistant superintendent for curriculum and instruction in Freeport,
Illinois, told me that during five years in which each school and the district as a whole
used one-page plans, student achievement improved significantly. The number of
students meeting or exceeding state standards in reading and math increased for all
groups of students by more than 30 percent.
Crawford's Plan on a Page1 identifies four key areas: student performance, human
resources, partnerships, and equity. For each of these key areas, the plan lists two to five
goals and measures. Each goal includes a clear statement of actions to accomplish. For
example, the 2007–08 goal for student performance for the district indicates that by June
2008, 87 percent of students will meet or exceed reading standards, and 92 percent will
meet or exceed math standards. An action plan associated with that measure states that by
August 31, 2007, each school will identify students who need additional support to if they
are move to grade-level performance.
A Focus on the Ends
Contrast these two definitions of strategy. Kotter (2007) offers simplicity itself: Strategy
is a collection of actions that add value. Cook (2004), on the other hand, suggests that
strategic planning is the means by which those of one accord continuously create
artifactual systems to serve extraordinary purpose. All that is required is strategic
organization, dealing with strategic issues, making strategic decisions, and taking
strategic action. (p. 75)
School leaders must decide whether the strategic planning process is a tool to improve
student achievement (actions that add value) or an end in itself. School leaders should
embrace the importance of strategy by developing plans that are focused and brief and
that provide consistent monitoring and evaluation. Most important, the teachers and
leaders who implement strategic plans should begin the process with the confidence that
their professional practices truly influence student achievement.
References
Carroll, L. (1898). Alice's adventures in wonderland. New York: Macmillian.
Cook, W. J. (2004). When the smoke clears. Phi Delta Kappan, 86(1), 73–75, 83.
Kotter, J. P. (2007, January). Leading change: Why transformation efforts fail. Harvard
Business Review, 85(1), 96–103.
Porter, M. (1980). Competitive strategy. New York: Free Press.
Reeves, D. B. (2006). The learning leader: How to focus school improvement for better
results. Alexandria, VA: Association for Supervision and Curriculum Development.
Reeves, D. B. (in press). The new framework for teacher leadership. Alexandria, VA:
Association for Supervision and Curriculum Development.
Rosenthal, R., & Jacobson, L., (1968). Pygmalion in the classroom: Teacher expectation
and pupil's intellectual development. New York: Holt, Rinehart, and Winston.
Schmoker, M. J. (2004). Tipping point: From feckless reform to substantive instructional
improvement. Phi Delta Kappan, 85(6), 424–432.

1038
White, S. (2005). Beyond the numbers: Making data work for teachers and school
leaders. Englewood, CO: Advanced Learning Press.
Endnote
1 Freeport's Plan on a Page document is available for viewing on the ASCD Web site at
www.ascd.org/ASCD/pdf/el/Reeves%20Plan.pdf
Douglas B. Reeves is Founder of the Leadership and Learning Center; 866-399-6019,
ext. 512; DReeves@LeadandLearn.com.

Source:- http://www.ascd.org/publications/educational-
leadership/dec07/vol65/num04/Making-Strategic-Planning-Work.aspx

Four Principles of Strategic Planning


Jan 04, 2007 3:01 AM By Al Bessin

22
One of the best things about being a consultant is the opportunity to see so many kinds of
businesses. Though different companies are certainly at different stages of their
lifecycles, strategic planning plays an important role in all of them.

It is easy to get caught up in the day-to-day growth (or even survival) of a business and
postpone strategic planning. Without strategic planning, however, a business will
flounder. To keep from floundering, bear in mind the four main principles of strategic
planning.

1) The value proposition In any business venture, there needs to be a proposition that
creates value. This value is the foundation of the offering to the marketplace; it is the
value that the market perceives in the offering by the business.

While we are all somewhat jaded by the “mission statement” fad of idealistic and vague
statements during the past few decades, a business enterprise has to have a clear business
proposition! As consultants, one of the first things we try to understand about a client is
what the value proposition is. When it is difficult to identify, it often parallels poor or
erratic business performance.

The value proposition is also the foundation for planning and direction of the enterprise
and the unifying theme that keeps the founder(s) and staff on the same page and going in
the same direction.

“Treat every customer fairly” is not a value proposition, it is a value. “We provide avid
road cyclists with the knowledge to make the right choices in selecting bicycles and
cycling gear, and with a selection of bicycles and cycling gear that has been carefully
screened for high quality and functionality” is a clearly defined value proposition.

1039
Principle 1: The clearer the value proposition, the more likely the business is to be
successful.

Corollary 1a: A value proposition is not the same as corporate values; it is a clearly
identified, fundamental principle that has value to the market.

2) Identifying core (and distinctive) competencies

The value proposition should be well-supported by competencies or skill sets of the


business. To the extent that these competencies are unique, or that the company is
particularly skilled in those areas, they create competitive advantage. There are classic
examples of companies that have developed distinctive competencies and used them
successfully: Dell with supply chain and logistics excellence, Apple Computer with user-
centric innovation, Proctor and Gamble with brand management.

In the multichannel merchant arena, the competencies can vary, but, in all cases, they
must begin with merchandising and the product offering. A catalog/Web merchant must
start with a well-targeted product offering that gives it identity. In fact, there is no other
competency that is more important: merchandise is king.

There are many other competencies that enable direct businesses to develop competitive
advantage. Some provide exceptional customer service through their inhouse product
expertise; others do a fabulous job of marketing and presenting their products to the
market. When these skills are exceptional, they provide competitive advantage.

Just to participate in the direct marketing business requires many competencies. For
example: being able to take orders through multiple channels in an efficient manner,
being able to ship orders in a timely manner, and being able to cost-effectively target
advertising. All of these skills are requirements, but all can be learned or outsourced.
Those skills don’t provide competitive advantage, but lacking them is competitively
disadvantageous. In fact, competitive advantage can be gained by a business that focuses
on its distinctive competencies and doesn’t divert attention to activities that can be
outsourced effectively.

Principle 2: A merchant business must have a strong core merchandising competency, but
can learn or outsource many of the other necessary skills.

3) The strategic plan and management commitment Identifying the value proposition,
distinctive competencies, and other core competencies is the foundation of the strategic
plan for a business. Establishing a vision of where the enterprise ought to be in three
years, supported by the value proposition, drives development of the strategic plan. The
plan should set goals and identify the major steps necessary to get there.

A strategic plan crosses all departmental boundaries of a business. This can present a
challenge for some businesses, but is ultimately a benefit. Going through a strategic

1040
planning process is a great way to build a team and gain consensus on objectives. There
are two extremes that challenge the consensus-building process.

The first challenge is a business with a strong leader and a passive management team. It
is too easy for the leader to set the business strategy, have management “agree” as they
always do, but then have no buy-in or commitment. Worse, management may disagree
but managers simply verbalize their views, giving them a personal “out” if the plans are
not executed (the “I didn’t believe in this anyway” excuse). By far the worst outcome,
however, is when the strategy is not challenged and refined by the team, and is sub-
optimal as a result.

The other challenge is a business with strong, independently thinking managers. In this
case, everyone has lots of ideas and shares them and the individual ownership of those
ideas is so strong that it is hard for the leader to gain consensus. The team may eventually
be forced to “agree” to the plan, but will not own it collectively.

The solution is to go through a planning process that starts with a “green light” session
that involves key management from all disciplines, where all of the ideas go on the table,
and vetoes are withheld until later. Then a process of review and challenge refine the
plan. Finally, the result is specific goals and action items that require accountability of
each manager.

When successfully done, strategic planning results in bringing the management team onto
the same page, with buy-in, with specific goals for each manager, and with mutual
support for the process. Ideally, there should be varied opinions on many aspects–but
when everyone leaves the room, there is uniform commitment to the plan.

Principle 3: A strategic plan is of no value if it is not first challenged, then developed, and
finally committed to by the management team.

Corollary 3a: A brilliant strategy that is not embraced by management across all
disciplines has a poor chance of success.

Corollary 3b: A good, but not necessarily brilliant, strategy that is embraced by
management across all disciplines has a good chance of success.

4) Measuring progress The part of the strategic planning process that makes everything
work is measuring progress and comparing it to the plan. This is a critical step because it
does two things: It gives management feedback on how execution is going, and it
provides feedback on how attainable the plan is and what refinements are needed.

Think of the planning process as a circle that begins with planning, goes to execution,
reporting of results, and then refinement of the plan and re-allocation of resources, all in a
never-ending process.

1041
Measurement extends to the choice of metrics that are viewed on a daily, weekly, and
monthly basis. Of the hundreds of metrics that a direct marketing business can follow, the
metrics that are used should:

1. Be actionable–metrics that cannot be acted upon are not useful.

2. Monitor the performance of core and distinctive competencies–these are critical to


future performance and sustain competitive advantage.

3. Monitor the chain that supports the value proposition–this is the foundation of the
business. Each point in the value chain should be evaluated.

Principle 4: Choosing the right metrics to monitor is key to successful execution of a


strategic plan and to maintaining focus.

Ongoing strategic planning is important for a business and its management team. It
provides focus and helps the team move in a consistent direction. It begins with a
planning process, with identification of the value proposition and core competencies,
includes team feedback and commitment, and is followed up with measurement and
adaptation as results unfold. As the saying goes, “If you fail to plan, you plan to fail.”

Al Bessin is a partner with Lenser, a San Rafael, CA-based catalog consultancy.


Source:- http://multichannelmerchant.com/crosschannel/four-principles-of-strategic-
planning-04012007/

Resources Available To The Cumberland High School


Guidance in Designing Interventions For Students With Learning Disabilities and
Assisting In The Training of Teachers to Use Chess, Dance, Music and Sports For
Therapy and Education

1. The Greater Portmore Health Clinic-Mental Health Staff


2. The Spanish Town Hospital Mental Health Staff
3. The Belview Hospital Department of Occupational Psychiatry
4. The University Of The West Indies Hospital-Ward 21
5. The University of The West Indies, Faculty of Social Sciences

For Pallets and Associated Materials For The Making Of Musical Instruments and
Game Board.

1. Mega Mart, Portmore


2. Jung Supermarket on Cumberland Road,

1042
3. Rapid True Value Hardware on Port Henderson Boulevard
4. Kingston Terminals

For Technical Guidance In Strategic Planning, For Using SWOT Analysis, for using
Visioning Method, and the Logical Framework Method

1. Jamaica Social Investment Fund,


2. The Portmore Community College,
3. The Mona School of Management, The University of The West Indies
4. The Faculty of Business and Administration, The University of The West Indies,
5. The Jamaica Teachers’ Association

For Dance and Music Teachers

1. The Edna Manley College,


2. The EXCED Community College

The School’s Medical Doctor Will Work With The Mental Health Institution To
Develop The Skills and Competences Needed To Work On A Long Term Basis On
Both Physical & Mental Health Interventions and Guidance

End

The 7 Principles of Masterful Planning


By Michael Wilkinson on March 19, 2013

3 15 18
The Drivers Model is Leadership Strategies’ methodology for strategic planning and the
ultimate tool for masterful planning. The Drivers Model process covers seven key
principles for masterfully planning any activity. The seven principles are summarized
below. Let’s break down each one.

Seven Principles of Masterful Planning


1. Be clear on purpose.
2. Start with an accurate assessment of today.
3. Create a shared vision of success.
4. Identify your critical successful factors and barriers.
5. Define the drivers: your strategies and priorities.

1043
6. Monitor and report results.
7. Have rewards and consequences to build accountability.

1. Be clear on purpose.

With any activity, start with purpose: Why are we doing this? With the house example,
our purpose was to find a house that was more suitable to our needs. Purpose always
answers the question why.

2. Start with an accurate assessment of where you are today.

You should always start with an accurate assessment of where you are today. Why is that
important? Because you may think that you have overcome certain barriers when you
really haven’t.
Perhaps an example will illustrate the importance of starting with an accurate picture of
today. Let’s say you wanted to drive from Atlanta, in the southeastern United States, to
Los Angeles, on the west coast. You would have to drive west to get there. But what if
your perception was that you were in Atlanta but, in reality, you were in Seattle also on
the west coast. What happens when you drive west? Let’s just say you might end up a
little wet, which probably was not part of your vision. So, you may create a compelling
vision of where you want to be. However, if you do not clearly define where you are
today, you may end up thinking you are outside certain barriers. As a result, you can end
up doing the wrong things and not getting the result you want. Therefore, key point
number one is that you must start with an accurate assessment of where you are today.

3. Create a shared vision.

Once you have an accurate picture of today, you then create a shared vision. Not just a
vision, but a shared vision. You can probably imagine what would have happened if I and
my wife had a different vision of the type of home we wanted. Yes, we would end up
getting the house my wife wanted of course! But can you imagine the conflict and
struggle along the way? Because we would want different things and would be pulling in
different directions, many of the decisions we needed to make along the way would have
resulted in a major fight over whose vision would prevail. By creating a shared vision up
front, we have the “fight” only once. Once the vision was created, we would be able to
make decisions together in line with achieving that vision.

In many organizations there are entire departments that have different visions of where
the organization needs to be. Imagine the chaos when each department goes off in a
different direction. And sometimes those different directions are mutually exclusive – if
one is successful, the other has to fail. What a waste – all resulting from lack of a shared
vision.

4. Identify your critical success factors and barriers.

1044
With that shared vision defined, principle number four is that you then focus on
identifying the major barriers to achieving that vision. You ask yourself, “Why haven’t
we achieved our vision already? What’s standing in our way? What’s keeping us where
we are today?” Then, you must understand your critical success factors. What’s critical to
getting you where you want to be? What are the key conditions which, if you create them,
will drive achievement of the vision?

5. Define your drivers.

After identifying your barriers and critical success factors, principle number five is to
define your drivers. What are the key strategies that are going to get you to your vision?
Remember that the strategies have to address each of the barriers and critical success
factors.

6. Monitor.

With principle six, you monitor your progress to keep on track and stay motivated to
achieve your vision.

7. Have rewards and consequences to build accountability.

Finally, be sure to have rewards and consequences to build accountability. Even with a
monitoring process, if there is no form accountability people quickly learn that it is not
essential to perform.

Learn more on strategic planning and the Drivers Model with this helpful tool: A Quick
How-To on Strategic Planning

________________________

Certified Master Facilitator Michael Wilkinson is the CEO and Managing Director of
Leadership Strategies, Inc., The Facilitation Company and author of the new The Secrets
of Facilitation 2nd Edition, The Secrets to Masterful Meetings, and The Executive Guide
to Facilitating Strategy. Leadership Strategies is a global leader in facilitation services,
providing companies with dynamic professional facilitators who lead executive teams
and task forces in areas like strategic planning, issue resolution, process improvement and
others. The company is also a leading provider of facilitation training in the United
States.

Source:- http://managementhelp.org/blogs/strategic-planning/2013/03/19/the-7-
principles-of-masterful-planning/

Section 1. An Overview of Strategic Planning or "VMOSA" (Vision, Mission,


Objectives, Strategies, and Action Plans)
CHAPTER 8 SECTIONS

1045
Section 1. An Overview of Strategic Planning or "VMOSA" (Vision, Mission,
Objectives, Strategies, and Action Plans)
Section 2. Proclaiming Your Dream: Developing Vision and Mission Statements
Section 3. Creating Objectives
Section 4. Developing Successful Strategies: Planning to Win
Section 5. Developing an Action Plan
Section 6. Obtaining Feedback from Constituents: What Changes are Important and
Feasible?
Section 7. Identifying Action Steps in Bringing About Community and System Change
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Sixteen training modules
for teaching core skills.
Learn more.
Main Section Checklist Examples Tools PowerPoint
Learn how to use VMOSA to take a dream and make it a reality by developing a vision,
setting goals, defining them, and developing action plans.

WHAT IS VMOSA?

WHY SHOULD YOUR ORGANIZATION USE VMOSA?

WHEN SHOULD YOU USE VMOSA?

Photo of brain inside head illustration

VMOSA (Vision, Mission, Objectives, Strategies, and Action Plans) is a practical


planning process used to help community groups define a vision and develop practical
ways to enact change. VMOSA helps your organization set and achieve short term goals
while keeping sight of your long term vision. Implementing this planning process into
your group's efforts supports developing a clear mission, building consensus, and
grounding your group's dreams. This section explores how and when to implement
VMOSA into your organization's planning process.

WHAT IS VMOSA?
One way to make that journey is through strategic planning, the process by which a group
defines its own "VMOSA;" that is, its Vision, Mission, Objectives, Strategies, and Action
Plans. VMOSA is a practical planning process that can be used by any community
organization or initiative. This comprehensive planning tool can help your organization
by providing a blueprint for moving from dreams to actions to positive outcomes for your
community.

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In this section, we will give a general overview of the process, and touch briefly on each
of the individual parts. In Examples, we'll show you how an initiative to prevent
adolescent pregnancy used the VMOSA process effectively. Then, in Tools, we offer you
a possible agenda for a planning retreat, should your organization decide to use this
process. Finally, the remaining sections in this chapter will walk you through the steps
needed to fully develop each portion of the process.

WHY SHOULD YOUR ORGANIZATION USE VMOSA?


Why should your organization use this planning process? There are many good reasons,
including all of the following:

The VMOSA process grounds your dreams. It makes good ideas possible by laying out
what needs to happen in order to achieve your vision.
By creating this process in a group effort (taking care to involve both people affected by
the problem and those with the abilities to change it), it allows your organization to build
consensus around your focus and the necessary steps your organization should take.
The process gives you an opportunity to develop your vision and mission together with
those in the community who will be affected by what you do. That means that your work
is much more likely to address the community’s real needs and desires, rather than what
you think they might be. It also means community ownership of the vision and mission,
putting everyone on the same page and greatly increasing the chances that any effort will
be successful.
VMOSA allows your organization to focus on your short-term goals while keeping sight
of your long-term vision and mission.
WHEN SHOULD YOU USE VMOSA?
So, when should you use this strategic planning process? Of course, it always makes
sense for your organization to have the direction and order it gives you, but there are
some times it makes particularly good sense to use this process. These times include:

When you are starting a new organization.


When your organization is starting a new initiative or large project, or is going to begin
work in a new direction.
When your group is moving into a new phase of an ongoing effort.
When you are trying to invigorate an older initiative that has lost its focus or momentum.
When you’re applying for new funding or to a new funder. It’s important under these
circumstances to clarify your vision and mission so that any funding you seek supports
what your organization actually stands for. Otherwise, you can wind up with strings
attached to the money that require you to take a direction not in keeping with your
organization’s real purpose or philosophy.
Let's look briefly at each of the individual ingredients important in this process. Then, in
the next few sections we'll look at each of these in a more in-depth manner, and explain
how to go about developing each step of the planning process.

VISION (THE DREAM)

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Your vision communicates what your organization believes are the ideal conditions for
your community – how things would look if the issue important to you were perfectly
addressed. This utopian dream is generally described by one or more phrases or vision
statements, which are brief proclamations that convey the community's dreams for the
future. By developing a vision statement, your organization makes the beliefs and
governing principles of your organization clear to the greater community (as well as to
your own staff, participants, and volunteers).

There are certain characteristics that most vision statements have in common. In general,
vision statements should be:

Understood and shared by members of the community


Broad enough to encompass a variety of local perspectives
Inspiring and uplifting to everyone involved in your effort
Easy to communicate - for example, they should be short enough to fit on a T-shirt
Here are a few vision statements which meet the above criteria:

Healthy children
Safe streets, safe neighborhoods
Every house a home
Education for all
Peace on earth
MISSION (THE WHAT AND WHY)

Developing mission statements are the next step in the action planning process. An
organization's mission statement describes what the group is going to do, and why it's
going to do that. Mission statements are similar to vision statements, but they're more
concrete, and they are definitely more "action-oriented" than vision statements. The
mission might refer to a problem, such as an inadequate housing, or a goal, such as
providing access to health care for everyone. And, while they don't go into a lot of detail,
they start to hint - very broadly - at how your organization might go about fixing the
problems it has noted. Some general guiding principles about mission statements are that
they are:

Concise. Although not as short a phrase as a vision statement, a mission statement should
still get its point across in one sentence.
Outcome-oriented. Mission statements explain the overarching outcomes your
organization is working to achieve.
Inclusive. While mission statements do make statements about your group's overarching
goals, it's very important that they do so very broadly. Good mission statements are not
limiting in the strategies or sectors of the community that may become involved in the
project.
The following mission statements are examples that meet the above criteria.

"To promote child health and development through a comprehensive family and
community initiative."

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"To create a thriving African American community through development of jobs,
education, housing, and cultural pride.
"To develop a safe and healthy neighborhood through collaborative planning, community
action, and policy advocacy."
While vision and mission statements themselves should be short, it often makes sense for
an organization to include its deeply held beliefs or philosophy, which may in fact define
both its work and the organization itself. One way to do this without sacrificing the
directness of the vision and mission statements is to include guiding principles as an
addition to the statements. These can lay out the beliefs of the organization while keeping
its vision and mission statements short and to the point.
OBJECTIVES (HOW MUCH OF WHAT WILL BE ACCOMPLISHED BY WHEN)

Once an organization has developed its mission statement, its next step is to develop the
specific objectives that are focused on achieving that mission. Objectives refer to specific
measurable results for the initiative's broad goals. An organization's objectives generally
lay out how much of what will be accomplished by when. For example, one of several
objectives for a community initiative to promote care and caring for older adults might
be: "By 2015 (by when), to increase by 20% (how much) those elders reporting that they
are in daily contact with someone who cares about them (of what)."

There are three basic types of objectives. They are:

Behavioral objectives. These objectives look at changing the behaviors of people (what
they are doing and saying) and the products (or results) of their behaviors. For example, a
neighborhood improvement group might develop an objective around having an
increased amount of home repair taking place (the behavior) or of improved housing (the
result).
Community-level outcome objectives. These are related to behavioral outcome
objectives, but are more focused more on a community level instead of an individual
level. For example, the same group might suggest increasing the percentage of decent
affordable housing in the community as a community-level outcome objective.
Process objectives. These are the objectives that refer to the implementation of activities
necessary to achieve other objectives. For example, the group might adopt a
comprehensive plan for improving neighborhood housing.
It's important to understand that these different types of objectives aren't mutually
exclusive. Most groups will develop objectives in all three categories. Examples of
objectives include:

By December 2010, to increase by 30% parent engagement (i.e., talking, playing,


reading) with children under 2 years of age. (Behavioral objective)
By 2012, to have made a 40% increase in youth graduating from high school.
(Community -level outcome objective)
By the year 2006, increase by 30% the percentage of families that own their home.
(Community-level outcome objective)
By December of this year, implement the volunteer training program for all volunteers.
(Process objective)

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STRATEGIES (THE HOW)

The next step in the process of VMOSA is developing your strategies. Strategies explain
how the initiative will reach its objectives. Generally, organizations will have a wide
variety of strategies that include people from all of the different parts, or sectors, of the
community. These strategies range from the very broad, which encompass people and
resources from many different parts of the community, to the very specific, which aim at
carefully defined areas.

Examples of broad strategies include:

A child health program might use social marketing to promote adult involvement with
children
An adolescent pregnancy initiative might decide to increase access to contraceptives in
the community
An urban revitalization project might enhance the artistic life of the community by
encouraging artists to perform in the area
Five types of specific strategies can help guide most interventions. They are:

Providing information and enhancing skills (e.g., offer skills training in conflict
management)
Enhancing services and support (e.g., start a mentoring programs for high-risk youth)
Modify access, barriers, and opportunities (such as offering scholarships to students who
would be otherwise unable to attend college)
Change the consequences of efforts (e.g., provide incentives for community members to
volunteer)
Modify policies (e.g., change business policies to allow parents and guardians and
volunteers to spend more time with young children)
ACTION PLAN (WHAT CHANGE WILL HAPPEN; WHO WILL DO WHAT BY
WHEN TO MAKE IT HAPPEN)

Finally, an organization's action plan describes in great detail exactly how strategies will
be implemented to accomplish the objectives developed earlier in this process. The plan
refers to: a) specific (community and systems) changes to be sought, and b) the specific
action steps necessary to bring about changes in all of the relevant sectors, or parts, of the
community.

The key aspects of the intervention or (community and systems) changes to be sought are
outlined in the action plan. For example, in a program whose mission is to increase youth
interest in politics, one of the strategies might be to teach students about the electoral
system. Some of the action steps, then, might be to develop age-appropriate materials for
students, to hold mock elections for candidates in local schools, and to include some
teaching time in the curriculum.

Action steps are developed for each component of the intervention or (community and
systems) changes to be sought. These include:

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Action step(s): What will happen
Person(s) responsible: Who will do what
Date to be completed: Timing of each action step
Resources required: Resources and support (both what is needed and what's available )
Barriers or resistance, and a plan to overcome them!
Collaborators: Who else should know about this action
Here are two examples of action steps, graphed out so you can easily follow the flow:

Action Step Person(s) ResponsibleDate to be Completed Resources Required


Potential Barriers or Resistance Collaborators
Draft a social marketing plan
Terry McNeil (from marketing firm) April 2006 $15,000 (remaining donated) None
anticipated Members of the business action group
Ask local corporations to introduce flex-time for parents and mentors
Maria Suarez (from business action group) September 2008 5 hours; 2 hour
proposal prep; 3 hours for meeting and transportation Corporation: may see this as
expensive; must convince them of benefit of the plan for the corporation Members of
the business action group and the school action group

Of course, once you have finished designing the strategic plan or "VMOSA" for your
organization, you are just beginning in this work. Your action plan will need to be tried
and tested and revised, then tried and tested and revised again. You'll need to obtain
feedback from community members, and add and subtract elements of your plan based on
that feedback.

IN SUMMARY
Everyone has a dream. But the most successful individuals - and community
organizations - take that dream and find a way to make it happen. VMOSA helps groups
do just that. This strategic planning process helps community groups define their dream,
set their goals, define ways to meet those goals, and finally, develop practical ways bring
about needed changes.

In this section, you've gained a general understanding of the strategic planning process. If
you believe your organization might benefit from using this process, we invite you to
move on to the next sections of this chapter, which explain in some depth how to design
and develop your own strategic plan.

Contributor
Jenette Nagy
Stephen B. Fawcett
Online Resources

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Concerns Report Handbook: Planning for Community Health

The Free Management Library presents a thorough guide to strategic and action planning,
plus links to online discussion groups.

Imagining Our Dream Community provides guidance for visualizing your organization's
ideal community.

Preventing Adolescent Pregnancy: An Action Planning Guide for Community-Based


Initiatives

Preventing Adolescent Substance Abuse: An Action Planning Guide for Community-


Based Initiatives

Preventing Child Abuse and Neglect: An Action Planning Guide for Community-Based
Initiatives

Preventing Youth Violence: An Action Planning Guide for Community-Based Initiatives

Promoting Child Well-Being: An Action Planning Guide for Community-Based


Initiatives

Promoting Health for All: Improving Access and Eliminating Disparities in Community
Health

Promoting Healthy Living and Preventing Chronic Disease: An Action Planning Guide
for Communities

Promoting Urban Neighborhood Development: An Action Planning Guide for Improving


Housing, Jobs, Education, Safety and Health

Reducing Risk for Chronic Disease: An Action Planning Guide for Community-Based
Initiatives

The Ruckus Society offers an Action Planning Manual that discusses strategies for
nonviolent direct action.

Work Group Evaluation Handbook

Youth Development: An Action Planning Guide for Community-Based Initiatives

Print Resources

Barry, B. (1982). Strategic planning workbook for non-profit organizations. St. Paul,
MN: Amherst H. Wilder Foundation.

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Bryson, J. (1988). Strategic planning for public and nonprofit organizations: A guide to
strengthening and sustaining organizational achievement. San Francisco: Jossey-Bass
Publishers.

Coover, V., et al. (1985). Resource manual for a living revolution: a handbook of skills &
tools for social change activists. Philadelphia: New Society Publisher.

Fawcett, S., Paine, A., Francisco, V., Richter, K.., Lewis, R., Williams, E., Harris, K.,
Winter-Green, K., in collaboration with Bradley, B. & Copple, J. (1992). Preventing
adolescent substance abuse: an action planning guide for community -based initiatives.
Lawrence, KS: Work Group on Health Promotion and Community Development,
University of Kansas.

Fawcett, S., Schultz, J., Francisco, V., Cyprus, J., Collie, V., Carson, V., & Bremby, R.
(2001). Promoting urban neighborhood development: An action planning guide for
improving housing, jobs, education, safety and health, and human development.
Lawrence, KS: Work Group on Health Promotion and Community Development.

Halfon, N., Inkelas, M., Rice, T., Sutherland, C., Tullis, E., & Uyeda, K. (2004). Building
State Early Childhood Comprehensive Systems. Volume 6: A Strategic Planning Guide
for State-Level Early Childhood Systems-Building Initiatives: From Resources to Results
for Young Children and Their Families. Los Angeles: UCLA Center for Healthier
Children, Families, and Communities.

Kansas Health Foundation. VMOSA: An approach to strategic planning. Wichita, KS:


Kansas Health Foundation.

Lord, R. (1989). The non-profit problem solver: a management guide. New York, NY:
Praeger Publishers.

Murray, E., & Richardson, P. (2002). Fast Forward: Organizational Changes in 100 Days.
New York, NY: Oxford University Press.

Olenick, J., & Olenick, R. (1991). A non-profit organization operating manual: planning
for survival and growth. New York, NY: Foundation Center.

Stonich, P. J. (1982). Implementing strategy: making strategy happen. Cambridge:


Ballinger Publishing Company.

Unterman, I., & Davis, R. (1984). Strategic management of not-for-profit organizations.


New York, NY: CBS Educational and Professional Publishing.

Watson-Thompson, J., Fawcett, S.B., & Schultz, J. (2008). Differential effects of


strategic planning on community change in two urban neighborhood coalitions. American
Journal of Community Psychology, 42, 25-38.

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Wolff, T. (1990). Managing a non-profit organization. New York, NY: Prentice Hall
Press.

Wolff, T. (2010). The Power of Collaborative Solutions: Six Principles and Effective
Tools for Building Healthy Communities. San Francisco: Jossey-Bass.

WHAT IS A VISION STATEMENT?

WHAT IS A MISSION STATEMENT?

WHY SHOULD YOU CREATE VISION AND MISSION STATEMENTS?

HOW DO YOU CREATE VISION AND MISSION STATEMENTS?

Photo of compass in someone's hand

Creating your organization's vision and mission statements are the first two steps in the
VMOSA action planning process. Developing a vision and mission statement is crucial to
the success of community initiatives. These statements explain your group's aspirations in
a concise manner, help your organization focus on what is really important, and provide a
basis for developing other aspects of your strategic plan. This section provides a guide for
developing and implementing your organization's vision and mission statements.

WHAT IS A VISION STATEMENT?


Your vision is your dream. It's what your organization believes are the ideal conditions
for your community; that is, how things would look if the issue important to you were
completely, perfectly addressed. It might be a world without war, or a community in
which all people are treated as equals, regardless of gender or racial background.

Whatever your organization's dream is, it may be well articulated by one or more vision
statements. Vision statements are short phrases or sentences that convey your
community's hopes for the future. By developing a vision statement or statements, your
organization clarifies the beliefs and governing principles of your organization, first for
yourselves, and then for the greater community.

There are certain characteristics that most vision statements have in common. In general,
vision statements should be:

Understood and shared by members of the community


Broad enough to include a diverse variety of local perspectives
Inspiring and uplifting to everyone involved in your effort
Easy to communicate - for example, they are generally short enough to fit on a T-shirt
Here are some examples of vision statements that meet the above criteria:

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Caring communities
Healthy children
Safe streets, safe neighborhoods
Every house a home
Education for all
Peace on earth
WHAT IS A MISSION STATEMENT?
The next piece of the puzzle is to ground your vision in practical terms. This is where
developing a mission statement, the next step in the action planning process comes in. An
organization's mission statement describes what the group is going to do and why it's
going to do that. For example, "Promoting care and caring at the end of life through
coalitions and advocacy."

Mission statements are similar to vision statements, in that they, too, look at the big
picture. However, they're more concrete, and they are definitely more "action-oriented"
than vision statements. Your vision statement should inspire people to dream; your
mission statement should inspire them to action.

The mission statement might refer to a problem, such as an inadequate housing, or a goal,
such as providing access to health care for everyone. And, while they don 't go into a lot
of detail, they start to hint - very broadly - at how your organization might fix these
problems or reach these goals. Some general guiding principles about mission statements
are that they are:

Concise. While not as short as vision statements, mission statements generally still get
their point across in one sentence.
Outcome-oriented. Mission statements explain the fundamental outcomes your
organization is working to achieve.
Inclusive. While mission statements do make statements about your group's key goals, it's
very important that they do so very broadly. Good mission statements are not limiting in
the strategies or sectors of the community that may become involved in the project.
The following examples should help you understand what we mean by effective mission
statements.

"Promoting child health and development through a comprehensive family and


community initiative."
"To create a thriving African American community through development of jobs,
education, housing, and cultural pride."
"To develop a safe and healthy neighborhood through collaborative planning, community
action, and policy advocacy."
"Promoting community health and development by connecting people, ideas and
resources." (This is the mission of the Community Tool Box)
WHY SHOULD YOU CREATE VISION AND MISSION STATEMENTS?
Why is it important that your organization develops vision and mission statements like
those above? First of all, because these statements can help your organization focus on
what is really important. Although your organization knows what you are trying to do to

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improve your community, it's easy to lose sight of this when dealing with the day-to-day
hassles that plague all organizations. Your vision and mission statements help members
remember what is important as you go about doing your daily work.

Second, your vision and mission statements let other individuals and organizations have a
snapshot view of whom your group is and what it wants to do. When your vision and
mission statements are easily visible (for example, if they are on the letterhead of your
stationary), people can learn about your organization without having to work hard for the
information. Then, those with common interests can take the time necessary to learn
more. Clearly, this can be very helpful when you are recruiting other people and
organizations to join in your effort.

Finally, vision and mission statements are also very helpful in having members who are
focused and bound together in common purpose. Not only do the statements themselves
serve as a constant reminder of what is important to your organization, the process of
developing them allows people to see the organization as "theirs." It's common sense:
people will believe in something more completely if they had a hand in developing it.

There are many other reasons to develop vision and mission statements as well. For
example, having clear and compelling vision statements can:

Draw people to common work


Give hope for a better future
Inspire community members to realize their dreams through positive, effective action
Provide a basis for developing the other aspects of your action planning process: your
mission, objectives, strategies, and action plans
Having a clear mission statement can:

Convert the broad dreams of your vision into more specific, action-oriented terms
Explain your goals to interested parties in a clear and concise manner
Enhance your organization's image as being competent and professional, thus reassuring
funding sources that their investment was (or would be!) a smart choice
HOW DO YOU CREATE VISION AND MISSION STATEMENTS?
Armed with a better understanding of vision and mission statements, it's time for your
organization to develop them for itself. If your group has already developed vision and
mission statements, you might wish to look at them in light of the criteria we discussed
above. If members of your organization feel your current statements could be improved
upon, this process can be used to modify them. Ready? Let's go!

LEARN WHAT IS IMPORTANT TO PEOPLE IN YOUR COMMUNITY

As developing your vision and mission statements is the first step in developing the
action plan that will guide your effort, it is especially important that these first steps are
well grounded in community beliefs and values. Knowing the important issues in your
community is vital for the development of a strong, effective, and enduring action group.

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Therefore, one of the first steps you should take when developing the vision and mission
of your organization will be is to define the issue(s) that matter most to people in your
community. How do you go about doing so?

There are many different ways you can gather this information, including:

Conduct "public forums" or "listening sessions" with members of the community to


gather ideas, thoughts, and opinions about how they would like to see the community
transformed.

In public forums or listening sessions, people come together from throughout the
community to talk about what is important to them. These meetings are usually led by
facilitators, who guide a discussion of what people perceive to be the community 's
strengths and problems, and what people wish the community was like. Someone usually
records these meetings, and a transcript of what is said provides a basis for subsequent
planning.

Hold focus groups with the people interested in addressing the issue(s), including
community leaders, people most affected by the issues, businesses, church leaders,
teachers, etc.

Focus groups are similar to public forums and listening sessions, but they are smaller and
more intimate. Generally speaking, they are comprised of small groups of people with
similar backgrounds, so they will feel comfortable talking openly about what concerns
them. For example, the members of a group are generally about the same age, are of the
same ethnic group, or have another common experience. They are used in much the same
way as public forums, and also use facilitators and recorders to focus and take notes on
the work done.

Your organization may choose to hold focus groups with several different groups of
people, to get the most holistic view of the issue at hand. For example, if your
organization is involved in child health, you might have one focus group with health care
providers, another with parents or children, and still another with teachers. Once you
have a rough mission statement, you might again use a focus group to test it out.

Obtain interviews with people in leadership and service positions, including such
individuals as local politicians, school administrators, hospital and social service agency
staff, about what problems or needs they believe exist in your community.

Often, these individuals will have both facts and experiences to back up their views. If so,
you can also use these data later if and when you apply for funding, or when you request
community support to address the issues. More information on this topic can be found in
Chapter 3, Section 12: Conducting Interviews.

Of course, these different ways to gather information from you community aren't
mutually exclusive. In fact, if you have the resources, it makes sense to do all of the

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above: to have some time for the community at large to respond, then spend more time in
focus groups with the people you believe might contribute greatly to (or be most affected
by) some of the issues brought up in your community listening session. And finally, some
one on one time with community leaders can only serve to strengthen your knowledge
and purpose; remember, there are undoubtedly many people in your community who
have been wrestling with the same issues you are now looking at for a long time. Take
advantage of that experience; you don't want to reinvent the wheel!

DECIDE WHAT TO ASK

No matter if you are talking to one person or 300, your purpose is the same: to learn what
matters in your community. Here's a list of questions you might use to focus your
discussions with community members. These questions may be used for individual
interviews, focus groups, public forums, or in any other way you choose to gather
information.

What is your dream for our community?


What would you like to see change?
What kind of community (or program, policy, school, neighborhood, etc.) do we want to
create?
What do you see as the community's (or school's, neighborhood's, etc.) major issues or
problems?
What do you see as the community's major strengths and assets?
What do you think should be the purpose of this organization (or effort)?
Why should these issues be addressed?
What would success look like?
When your organization is questioning people, the facilitator should encourage everyone
to allow their most idealistic, hopeful, and positive ideas to shine through. Don't worry
right now about what's practical and what's not - this can be narrowed down later.
Encourage everyone to be bold and participate, and to remember that you are trying to
articulate a vision of a better community, and a better world.

DECIDE ON THE GENERAL FOCUS OF YOUR ORGANIZATION

Once members of your organization have heard what the community has to say, it 's time
to decide the general focus of your organization or initiative. First of all, what topic is
most important to your organization and your community? For example, will you tackle
urban development or public health issues? Racism or economic opportunity?

A second question you will need to answer is at what level will your organization work.
Will your organization begin only in one school, or in one neighborhood, or in your city?
Or will your initiative's focus be broader, working on a state, national, or even
international level.

These are questions for which there are no easy answers. Your organization will need to
consider what it has learned from the community, and decide through thoughtful

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discussion the best direction for your organization. We suggest you open this discussion
up to everyone in your organization to obtain the best results.

Of course, if your organization is receiving grant money or major funding from a


particular agency, the grant maker may specify what the general goal of your group
should be. For example, if your group accepts a grant to reduce child hunger, at least part
of its mission will be devoted to this purpose. Even in these circumstances, however, the
community should determine the ultimate vision and mission that will best advance what
matters to local people.

DEVELOP YOUR VISION AND MISSION STATEMENTS

Now that your organization has a clearer understanding of what the organization will do
and why, you are in a prime position to develop the statements that will capture your
ideas.

As you are looking at potential statements, remember to keep them broad and enduring.
Vision and mission statements that are wide in scope allow for a sense of continuity with
a community's history, traditions, and broad purposes. And vision and mission statements
that are built to last will guide efforts both today and tomorrow.

Vision Statements

First of all, remind members of your organization that it often takes several vision
statements to fully capture the dreams of those involved in a community improvement
effort. You don't need - or even want - to have just one "perfect" phrase. Encourage
people to suggest all of their ideas, and write them down - possibly on poster paper at the
front of the room, so people can be further inspired by the ideas of others. As you do this,
help everyone keep in mind:

What you have learned from your discussions with community members
What your organization has decided will be your focus
What you learned about vision statements at the beginning of this section
If you have a hard time getting started, you might wish to check out some of the vision
statements in this section's Examples. You might ask yourself how well they meet the
above suggestions.

After you have brainstormed a lot of ideas, your group can discuss critically the different
ideas. Oftentimes, several of the vision statements will just jump out at you - someone
will suggest it, and people will just instantly think, "That's it!"

You can also ask yourselves the following questions about vision statements:

Will it draw people to common work?


Does it give hope for a better future?

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Will it inspire community members to realize their dreams through positive, effective
action?
Does it provide a basis for developing the other aspects of your action planning process?
A final caution: try not to get caught up in having a certain number of vision statements
for your organization. Whether you ultimately end up with two vision statements or ten,
what is most important is that the statements together give a holistic view of the vision of
your organization.

Mission Statements

The process of writing your mission statement is much like that for developing your
vision statements. The same brainstorming process can help you develop possibilities for
your mission statement. Remember, though, that unlike with vision statements, you will
want to develop a single mission statement for your work. After having brainstormed for
possible statements, you will want to ask of each one:

Does it describe what your organization will do and why it will do it?
Is it concise (one sentence)?
Is it outcome oriented?
Is it inclusive of the goals and people who may become involved in the organization?
Together, your organization can decide on a statement that best meets these criteria.

OBTAIN CONSENSUS ON YOUR VISION AND MISSION STATEMENTS

Once members of your organization have developed your vision and mission statements,
your next step might be to learn what other members of your community think of them
before you start to use them regularly.

To do this, you could talk to the same community leaders or focus group members you
spoke to originally. First of all, this can help you ensure that they don't find the
statements offensive in any way. For example, an initiative that wants to include young
men more fully in its teen pregnancy prevention project might have "Young men in
Asheville are the best informed" as one of their vision statements. But taken out of
context, some people community members might believe this statement means young
men are given better information or education than young women, thus offending another
group of people.

Second, you will want to ensure that community members agree that the statements
together capture the spirit of what they believe and desire. Your organization might find
it has omitted something very important by mistake.

DECIDE HOW YOU WILL USE YOUR VISION AND MISSION STATEMENTS

Finally, it's important to remember that while developing the statements is a huge step for
your organization (and one you should celebrate!), there is more work to be done. Next,

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you have to decide how to use these statements. Otherwise, all of your hard work will
have happening for nothing. The point is to get the message across.

There are many, many ways in which your organization may choose to spread its vision
and mission statements. To name just a few examples, you might:

Add them to your letterhead or stationary


Use them on your website
Give away T-shirts, or bookmarks, or other small gifts with them
Add them to your press kit
Use them when you give interviews
Display them on the cover of your annual report
...and so on. Again, this is a step that will use all of your creativity.

IN SUMMARY
Developing effective vision and mission statements are two of the most important tasks
your organization will ever do, because almost everything else you do will be affected by
these statements. We hope that this section has allowed you to feel more confident now in
your group's ability to create successful and inspiring vision and mission statements.
Remember, think broadly and boldly! Good luck!

Contributor
Jenette Nagy
Stephen B. Fawcett
Print Resources

Barry, B. (1982). Strategic planning workbook for non-profit organizations. St. Paul,
MN: Amherst H. Wilder Foundation.

Bryson, J. (1988). Strategic planning for public and nonprofit organizations: A guide to
strengthening and sustaining organizational achievement. San Francisco: Jossey-Bass
Publishers.

Coover, V., et al. (1985). Resource manual for a living revolution: a handbook of skills
& tools for social change activists. Philadelphia: New Society Publisher.

Fawcett, S., Paine, A., Francisco, V., Richter, K. P., Lewis, R., Williams, E., Harris, K.,
Winter, K., in collaboration with Bradley, B. & Copple, J. (1992). Preventing adolescent
substance abuse: an action planning guide for community -based initiatives. Lawrence,
KS: Work Group on Health Promotion and Community Development, University of
Kansas.

Fawcett, S., Paine, A., Francisco, V., Richter, K., Lewis, R., Harris, K., Williams, E., &
Fischer, J., in collaboration with Vincent, M., & Johnson, C. (1992). Preventing
adolescent pregnancy: an action planning guide for community-based initiatives.

1061
Lawrence, KS: Work Group on Health Promotion and Community Development,
University of Kansas.

Kansas Health Foundation. VMOSA: An approach to strategic planning. Wichita, KS:


Kansas Health Foundation.

Lord, R. (1989). The non-profit problem solver: A management guide. New York, NY:
Praeger Publishers.

Olenick, J., & Olenick, R. (1991). A non-profit organization operating manual: planning
for survival and growth. New York, NY: Foundation Center.

Stonich, P. (1982). Implementing strategy: making strategy happen. Cambridge:


Ballinger Publishing Company.

Unterman, I., & Davis, R. (1984). Strategic management of not-for-profit organizations.


New York, NY: CBS Educational and Professional Publishing.

Wolff, T. (1990). Managing a non-profit organization. New York, NY: Prentice Hall
Press.

Organizations

American Planning Association


1776 Massachusetts Ave., N.W.
Washington, DC 20036
(202) 872-0611
FAX: (202) 872-0643

WHAT ARE OBJECTIVES?

WHY SHOULD YOU CREATE OBJECTIVES?

WHEN SHOULD YOU CREATE OBJECTIVES?

HOW DO YOU CREATE OBJECTIVES?

To obtain long-term results, we need to have mid-term goals that will lead to the
outcomes we desire. If a child wants to finish high school (his long-term goal), in the
meantime, he will need to successfully complete the second, third, fourth (and so on)
grades.

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Learning to develop these statements of goals is what this section is all about. In the last
section of this chapter, you learned how to develop your organization's vision (for
example, "A world without AIDS"), as well as its mission (for example, "To ensure the
highest quality care of people in our community with HIV/AIDS and halt the further
spread of the disease through a comprehensive community initiative."). Now we'll look at
developing the specific objectives that will help to make your vision and mission a
reality.

WHAT ARE OBJECTIVES?


Once an organization has developed its mission statement, its next step is to develop the
specific objectives that are focused on achieving that mission. Objectives are the specific
measurable results of the initiative. An organization's objectives offer specifics of how
much of what will be accomplished by when. For example, one of several objectives for a
community initiative to promote care and caring for older adults might be: "By 2020 (by
when), to increase by 20% (how much) those elders reporting that they are in daily
contact with someone who cares about them (of what)."

There are three basic types of objectives. They are:

Behavioral objectives. These objectives look at changing the behaviors of people (what
they are doing and saying) and the products (or results) of their behaviors. For example, a
neighborhood improvement group might develop an objective for having an increased
amount of home repair taking place (the behavior) and of improved housing (the result).
Community-level outcome objectives. These are often the product or result of behavior
change in many people. They are more focused on a community level instead of an
individual level. For example, the same neighborhood group might have an objective of
increasing the percentage of people living in the community with adequate housing as a
community-level outcome objective. (Notice this result would be a community-level
outcome of behavior change in lots of people.)
Process objectives. These are the objectives that provide the groundwork or
implementation necessary to achieve your other objectives. For example, the group might
adopt a comprehensive plan for improving neighborhood housing. In this case, adoption
of the plan itself is the objective.
It's important to understand that these different types of objectives aren't mutually
exclusive. Most groups will develop objectives in all three categories. And all of the
different types of objectives should be used as intermediate markers of the organization's
progress.

The best objectives have several characteristics in common. They are all S.M.A.R.T. +C.:

They are specific. That is, they tell how much (e.g., 40%) of what is to be achieved (e.g.,
what behavior of whom or what outcome) by when (e.g., by 2020)?
They are measurable. Information concerning the objective can be collected, detected, or
obtained from records (at least potentially).
They are achievable. Not only are the objectives themselves possible, it is likely that your
organization will be able to pull them off.

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They are relevant to the mission. Your organization has a clear understanding of how
these objectives fit in with the overall vision and mission of the group.
They are timed. Your organization has developed a timeline (a portion of which is made
clear in the objectives) by which they will be achieved.
They are challenging. They stretch the group to set its aims on significant improvements
that are important to members of the community.
WHY SHOULD YOU CREATE OBJECTIVES?
There are many good reasons to develop specific objectives for your organization. They
include:

Developing objectives helps your organization create specific and feasible ways in which
to carry out your mission.
Completed objectives can serve as a marker to show members of your organization,
funders, and the greater community what your initiative has accomplished.
Creating objectives helps your organization set priorities for its goals.
It helps individuals and work groups set guidelines and develop the task list of things that
need to be done.
It reemphasizes your mission throughout the process of change, which helps keep
members of the organization working toward the same long-term goals.
Developing the list of objectives can serve as a completeness check, to make sure your
organization is attacking the issue on all appropriate fronts.
WHEN SHOULD YOU CREATE OBJECTIVES?
Your community organization should create objectives when:

Your organization has developed (or revamped) its vision and mission statements, and is
ready to take the next step in the planning process.
Your organization's focus has changed or expanded. For example, perhaps your
organization's mission relates to care and caring at the end of life. You have recently been
made aware of new resources, however, to positively affect the lives of those deeply
affected by the death of a loved one. If your organization were to apply for this new
grant, it would clearly expand upon your current work, and would require objectives as
you developed your action plan.
The organization wants to address a community issue or problem, create a service, or
make a community change that requires:
Several years to complete. For example, your child health organization might hope to
increase the percentage of students who finish high school - a task that may take several
years to complete.
A change in behavior of large numbers of people. For example, your organization may be
trying to reduce risks for cardiovascular diseases, and one of your objectives may be to
increase the number of adults who engage in physical activity in your community.
A multi-faceted approach. For example, with a problem as complex as substance abuse,
your organization may have to worry about tackling related issues, such as access to
drugs, available drug rehabilitation services, legal consequences for drug use, etc., as well
as reducing the prevalence (how often or how much) of drug use.
HOW DO YOU CREATE OBJECTIVES?

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So once your organization has decided that it does wish to develop objectives, how do
you go about doing so? Let's look at the process that will help you to define and refine
objectives for your organization.

DEFINE OR REAFFIRM YOUR VISION AND MISSION STATEMENTS

The first thing you will need to do is review the vision and mission statements your
organization has developed. Before you determine your objectives, you should have a
"big picture" that they fit into.

DETERMINE THE CHANGES TO BE MADE

The crux of writing realistic objectives is learning what changes need to happen in order
to fulfill your mission.

There are many ways to do this, including:

Research what experts in your field believe to be the best ways to solve the problem. For
many community issues, researchers have developed useful ideas of what needs to occur
to see real progress. This information may be available through local libraries, the
Internet, state and national agencies, national nonprofit groups, and university research
groups.
Discuss with local experts what needs to occur. Some of the people with whom you may
wish to talk include:
Other members of your organization
Local experts, such as members of other, similar organizations who have a great deal of
experience with the issue you are trying to change
Your agents of change, or the people in a position to contribute to the solution. Agents of
change might include teachers, business leaders, church leaders, local politicians,
community members, and members of the media.
Your targets of change, the people who experience the problem or issue on a day-to-day
basis and those people whose actions contribute to the problem. Changing their behavior
will become the heart of your objectives.
Discuss the logistical requirements of your own organization to successfully address
community needs. At the same time your organization is looking at what needs to happen
in the community to solve the issue important to you, you should also consider what your
organization requires to get that done. Do you need an action plan? Additional funding?
More staff, or more training for additional staff? This information is necessary to develop
the process objectives we talked about earlier in this section.
At this point in the planning process, you don't need hard and fast answers to the above
questions. What you should develop as part of this step is a general list of what needs to
occur to make the changes you want to see.

For example, perhaps your group has decided upon the following mission: "To reduce
risk for cardiovascular diseases through a community-wide initiative." At this point in

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your research (without getting into specifics), your organization might have decided that
your objectives will be based on the following general goals:

Begin smoking cessation programs


Begin smoking prevention programs
Bring about an increase in aerobic exercise
Decrease the amount of obesity
Encourage healthier diets
Increase preventative medicine (for example, more checkups for earlier detection of
disease; better understanding of warning signs and symptoms)
Increase the scientific understanding of your own organization regarding the causes and
pathophysiology of cardiovascular disease
Strengthen your organization's ties with national organizations committed to the same
goals as your organization
COLLECT BASELINE DATA ON THE ISSUES TO BE ADDRESSED

As soon as your organization has a general idea of what it wants to accomplish, the next
step is to develop baseline data on the issue to be addressed. Baseline data are the facts
and figures that tell you how big the problem is; it gives specific figures about the extent
to which it exists in your community.

Baseline data can indicate the incidence (new cases) of a problem in the community. For
example, "Malott County has an adolescent pregnancy rate of 12.3 pregnancies for every
thousand teenage girls." Such data can also reveal the prevalence (existing cases) of the
problem. For example, "In Jefferson County, 35% of teens reported that they did not use
contraceptives during the last time they had sex."

Baseline data may also measure community attitudes towards a problem. For example,
"65% of the residents of Malott County do not consider teen pregnancy to be an
important problem for the community."

Why collect baseline data?

This information is important because baseline data provides your organization with the
numbers; the starting points against which you can measure how much progress you have
made. Not only is this information helpful when originally asking for financial (or other)
assistance, it can help you show what your organization has done later in its lifetime.

So, early in your organization's life, you can prove to funders that there really is a very
significant problem in your community that needs to be addressed ("Malott County's
adolescent pregnancy rate is the highest in the state of Georgia.") Then, when asked later
in the life of your community initiative, "What have you done?" you will be able to
answer, "Since our coalition was formed, Malott County has seen pregnancy among teens
drop by 35%." If you don't collect (or obtain) the baseline information, you can't prove
how much you have done.

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How do you collect this information?

There are two basic ways to collect baseline data:

You can collect your own baseline data for the information related to your specific issues.
Ways to gather this information include the use of surveys, questionnaires, and personal
interviews.
You can use information that has already been collected. Public libraries, city
government, social service agencies, local schools, or city health departments may
already have the statistics that you want, especially if another organization has already
done work on a similar issue in your community.
DECIDE WHAT IS REALISTIC FOR YOUR ORGANIZATION TO ACCOMPLISH

Once you know what you want to do, as well as exactly how big the problem is, it's time
to figure out how much you believe your organization can accomplish. Do you have the
resources to affect all of the goals you looked at in Step Two? And to what extent will
you be able to achieve them?

These questions are difficult ones to answer. It's hard for a new organization to know
what it can reasonably expect to get done. For example, if you are trying to increase rates
of childhood immunization, will your organization be able to increase it by 5% in three
years, or by 20% in one year? How do you make these decisions?

Unfortunately, there are no easy answers. Your organization will need to take a good look
at its resources, as well as talk to experts who have a sense of what is not only possible,
but likely. For example, you might ask members of organizations who have done similar
things, or researchers in your topic area what they believe makes sense.

Remember, you are attempting to set objectives that are both achievable and challenging.
It's hard to hit just the right note of balance between these two qualities, and you may not
always get it just right. Research and experience, however, should help you come closer
and closer to this goal.

SET THE OBJECTIVES FOR YOUR ORGANIZATION OR INITIATIVE

With all of this information in mind, your organization is ready to set some short-term
goals or objectives that are feasible but demanding. Remember, objectives refer to
specific measurable results. These changes in behavior, outcome, and process must be
able to be tracked and measured in such a way to show that a change has occurred.

A caution: Oftentimes, the objectives of a community initiative or organization are set or


influenced by the primary funding agency. Regardless of outside influences, each
community initiative must decide what problems it is going to take on and what
objectives would define success for their organization.
Your organization's list of objectives should do all of the following:

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Include all three types of objectives: objectives that measure behavior change,
community outcomes, and those that measure important parts of the planning process.
Include specific objectives that tell how much of what will occur by when. For example,
"By 2020, rates of teen pregnancy among 12-17 year old girls will decrease by 30%."
They should include all of the "SMART +C criteria." As we discussed earlier in this
section, this means that they should be, Specific, Measurable, Achievable, Relevant ,
Time d, and Challenging.
Let's look at one more example of some objectives; these goals come from an
organization focusing on preventing adolescent substance abuse.

Objectives developed by an adolescent substance abuse prevention initiative

By the year 2012, the use of tobacco among 12-17 year olds will be reduced by 40%.
By the year 2012, the use of alcohol among 12-17 year olds will be reduced by 50%.
By the year 2012, the use of marijuana among 12-17 year olds will be reduced by 70%.
By the year 2012, the use of cocaine among 12-17 year olds will be reduced by 80%.
REVIEW THE OBJECTIVES YOUR ORGANIZATION HAS CREATED

Before you finalize your objectives, it makes sense for members of your organization to
review them one more time, and possibly, ask people outside of your organization to
review them as well. You might ask members of your organization who were not
involved in the development process to review your work. You may also wish to get the
thoughts of local experts, targets and agents of change, and/or of people doing similar
work in other communities to review what you have developed. You can ask reviewers to
comment on:

Do your objectives each meet the criteria of "SMART+C"?


Is your list of objectives complete? That is, are there important objectives that are
missing?
Are your objectives appropriate? Are any of your objectives controversial? If so, your
organization needs to decide if it is ready to handle the storm that may arise. For
example, a program that is trying to reduce the spread of AIDS in its community may
decide clean needles for drug addicts is an objective they wish to strive for; but it may
very well cause difficulties for that organization. That's not to say the organization
shouldn't make that an objective, but they should do so with a clear understanding of the
consequences.
USE YOUR OBJECTIVES TO DEFINE YOUR ORGANIZATION'S STRATEGIES

Finally, once you have your general objectives, you are ready for the next step:
developing the strategies that will make them possible. Once your objectives are finished,
and satisfactory to members of the organization and important people outside of your
group, you are ready to move on to developing successful strategies.

IN SUMMARY
Developing objectives is a critical step in your planning process. It can also be very
exciting piece, because this is the time when your organization really start to say what,

1068
exactly, you are going to get done in order to realize your dream. In the next section on
strategies, we get even more detail oriented, as we discuss the broad ways to achieve (or
even, to exceed) the objectives you have set.

Contributor
Jenette Nagy
Stephen B. Fawcett
Print Resources

Barry, B. (1982). Strategic planning workbook for non-profit organizations. St. Paul,
MN: Amherst H. Wilder Foundation.

Bryson, J. (1988). Strategic planning for public and nonprofit organizations: A guide to
strengthening and sustaining organizational achievement. San Francisco: Jossey-Bass
Publishers.

Coover, V., et al. (1985). Resource manual for a living revolution: a handbook of skills
& tools for social change activists. Philadelphia: New Society Publisher.

Fawcett, S., Paine, A., Francisco, V., Richter, K. P., Lewis, R., Williams, E., Harris, K.,
Winter, K., in collaboration with Bradley, B. & Copple, J. (1992). Preventing adolescent
substance abuse: an action planning guide for community -based initiatives. Lawrence,
KS: Work Group on Health Promotion and Community Development, University of
Kansas.

Fawcett, S., Paine, A., Francisco, V., Richter, K., Lewis, R., Harris, K., Williams, E., &
Fischer, J., in collaboration with Vincent, M., & Johnson, C. (1992). Preventing
adolescent pregnancy: an action planning guide for community-based initiatives.
Lawrence, KS: Work Group on Health Promotion and Community Development,
University of Kansas.

Kansas Health Foundation. VMOSA: An approach to strategic planning. Wichita, KS:


Kansas Health Foundation.

Lord, R. (1989). The non-profit problem solver: A management guide. New York, NY:
Praeger Publishers.

Olenick, J., & Olenick, R. (1991). A non-profit organization operating manual: planning
for survival and growth. New York, NY: Foundation Center.

Stonich, P. (1982). Implementing strategy: making strategy happen. Cambridge:


Ballinger Publishing Company.

Unterman, I., & Davis, R. (1984). Strategic management of not-for-profit organizations.


New York, NY: CBS Educational and Professional Publishing.

1069
Wolff, T. (1990). Managing a non-profit organization. New York, NY: Prentice Hall
Press.

WHAT IS A STRATEGY?

WHAT ARE THE CRITERIA FOR DEVELOPING A GOOD STRATEGY?

WHY DEVELOP STRATEGIES?

WHEN SHOULD YOU DEVELOP STRATEGIES FOR YOUR INITIATIVE?

HOW DO YOU DEVELOP STRATEGIES?

Photo of a strategy plan drawn on a wall


WHAT IS A STRATEGY?
A strategy is a way of describing how you are going to get things done. It is less specific
than an action plan (which tells the who-what-when); instead, it tries to broadly answer
the question, "How do we get there from here?" (Do we want to take the train? Fly?
Walk?)

A good strategy will take into account existing barriers and resources (people, money,
power, materials, etc.). It will also stay with the overall vision, mission, and objectives of
the initiative. Often, an initiative will use many different strategies--providing
information, enhancing support, removing barriers, providing resources, etc.--to achieve
its goals.

Objectives outline the aims of an initiative--what success would look like in achieving
the vision and mission. By contrast, strategies suggest paths to take (and how to move
along) on the road to success. That is, strategies help you determine how you will realize
your vision and objectives through the nitty-gritty world of action.

WHAT ARE THE CRITERIA FOR DEVELOPING A GOOD STRATEGY?


Strategies for your community initiative should meet several criteria.

Does the strategy:

Give overall direction? A strategy, such as enhancing experience and skill or increasing
resources and opportunities, should point out the overall path without dictating a
particular narrow approach (e.g., using a specific skills training program).
Fit resources and opportunities? A good strategy takes advantage of current resources and
assets, such as people's willingness to act or a tradition of self-help and community pride.
It also embraces new opportunities such as an emerging public concern for neighborhood
safety or parallel economic development efforts in the business community.

1070
Minimize resistance and barriers? When initiatives set out to accomplish important
things, resistance (even opposition) is inevitable. However, strategies need not provide a
reason for opponents to attack the initiative. Good strategies attract allies and deter
opponents.
Reach those affected? To address the issue or problem, strategies must connect the
intervention with those who it should benefit. For example, if the mission of the initiative
is to get people into decent jobs, do the strategies (providing education and skills training,
creating job opportunities, etc.) reach those currently unemployed?
Advance the mission? Taken together, are strategies likely to make a difference on the
mission and objectives? If the aim is to reduce a problem such as unemployment, are the
strategies enough to make a difference on rates of employment? If the aim is to prevent a
problem, such as substance abuse, have factors contributing to risk (and protection) been
changed sufficiently to reduce use of alcohol, tobacco, and other drugs?
WHY DEVELOP STRATEGIES?
Developing strategies is really a way to focus your efforts and figure out how you're
going to get things done. By doing so, you can achieve the following advantages:

Taking advantage of resources and emerging opportunities


Responding effectively to resistance and barriers
A more efficient use of time, energy, and resources
WHEN SHOULD YOU DEVELOP STRATEGIES FOR YOUR INITIATIVE?
Developing strategies is the fourth step in the VMOSA (Vision, Mission, Objectives,
Strategies, and Action Plans) process outlined at the beginning of this chapter.
Developing strategies is the essential step between figuring out your objectives and
making the changes to reach them. Strategies should always be formed in advance of
taking action, not deciding how to do something after you have done it. Without a clear
idea of the how, your group's actions may waste time and effort and fail to take advantage
of emerging opportunities. Strategies should also be updated periodically to meet the
needs of a changing environment, including new opportunities and emerging opposition
to the group's efforts.

HOW DO YOU DEVELOP STRATEGIES?


Once again, let's refer back to our friends at the fictional Reducing the Risk (RTR)
Coalition that hopes to reduce the risk of teenage pregnancy in its community. We'll walk
through the process of developing strategies with this group so as to better explain the
who, what, and why of strategies.

As with the process you went through to write your vision and mission statements and to
set your objectives, developing strategies involves brainstorming and talking to
community members.

ORGANIZE A BRAINSTORMING MEETING WITH MEMBERS OF YOUR


ORGANIZATION AND MEMBERS OF THE COMMUNITY

Remember, people will work best in a relaxed and welcoming environment. You can help
achieve this by:

1071
Making meetings a place where all members feel that their ideas are listened to and
valued, and where constructive criticism may be openly voiced. To help meet these goals,
you might post some "ground rules" so people feel free to express themselves. Ground
rules might include:
One person speaks at a time
No interrupting each other
Everyone's ideas are respected
Bringing fans or heaters (if needed) so people will be comfortable.
Asking members to escort each other home or to their cars, the subway, or the bus stop if
the meeting runs late.
Providing refreshments. Never underestimate the power of homemade food, drinks, and
other treats.
The RTR Coalition held brainstorming sessions among organization members. They
invited local teens, parents, teachers, counselors, church members, and other community
leaders to participate in listening sessions. These were used to help develop strategies to
reduce the risk of teen pregnancy. Homemade cookies, fruit, and coffee helped make
participants feel welcome.

REVIEW (IDENTIFY) THE TARGETS AND AGENTS OF CHANGE FOR YOUR


INITIATIVE

Your targets of change include all of the people who experience (or are at risk for) this
issue or problem addressed by your initiative. Remember to be inclusive; that is, include
everyone who is affected by the problem or issue or whose action or inaction contributes
to it. For example, a coalition such the RTR Coalition would want to include all teenagers
as potential targets of change, not just adolescents who seem particularly at risk, and
parents, peers, and teachers whose actions or inactions might make a difference.
Your agents of change include everyone who is in a position to help contribute to the
solution. With the RTR Coalition, examples of agents of change might include teens,
teachers, guidance counselors, parents of teens, lawmakers, and others.
REVIEW YOUR VISION, MISSION, AND OBJECTIVES TO KEEP YOU ON THE
RIGHT TRACK

It is helpful to review your mission, vision, and objectives to ensure that your strategies
are all aligned with the goals expressed in your previous work.

WORK TOGETHER TO BRAINSTORM THE BEST STRATEGIES FOR YOUR


INITIATIVE

The following list of questions can be a guide for deciding on the most beneficial
strategies for your group:

What resources and assets exist that can be used to help achieve the vision and mission?
How can they be used best?

1072
What obstacles or resistance exist that could make it difficult to achieve your vision and
mission? How can you minimize or get around them?
What are potential agents of change willing to do to serve the mission?
Do you want to reduce the existing problem, or does it make more sense to try to prevent
(or reduce risk for) problems before they start? For example, if you are trying to reduce
teen sexual activity, you might consider gearing some of your strategies to younger
children, for whom sex is not yet a personal issue; or, to promote academic success, to
work with younger children who still have full potential for learning and school success.
How will your potential strategies decrease the risk for experiencing the problem (e.g.,
young girls getting pressure for sex from older men)? How will the strategies increase
protective factors (e.g., support from peers; access to contraceptives)?
What potential strategies will affect the whole population and problem? For example,
connecting youth with caring adults might be good for virtually all youth, regardless of
income or past experience with the problem. Also, just one strategy, affecting just one
part of the community such as schools or youth organizations, often isn't enough to
improve the situation. Make sure that your strategies affect the problem or issue as a
whole.
What potential strategies reach those at particular risk for the problem? For example,
early screenings might help focus on those at higher risk for heart disease or cancer; past
academic failure or history of drug use, for identifying with whom support and other
intervention efforts might be focused.
Let's look at the strategies proposed by the members of the RTR Coalition to prevent teen
pregnancy.

Example: The strategies of the RTR Coalition

We will pursue the following strategies to reach each of our objectives:

Assist local churches in implementing parent-child awareness sessions (for example, a


series of talks might be given discussing how to talk to your preteen about sex);
Include comprehensive sex education in the curriculum of students from kindergarten
through grade twelve, including information on abstinence, sexual decision-making
skills, and family planning / contraception at age-appropriate times;
Incorporate options for teacher-led and peer support programs in the schools;
Survey and report on student knowledge, attitudes, and behavior related to sexual issues;
Increase access to contraception;
Organize a school/community action group to create supervised after-school activities,
mentor programs, etc.
Things to note about the RTR strategies:

They give overall direction (without dictating specifics, such as the particular sexuality
education curricula to be used).
They fit local resources, including a variety of the available agents of change (in this
case, peers, parents and guardians, clergy, and teachers).

1073
Some of the strategies try to change existing situations (such as increased access to
contraception); others are geared to stop the problem of teen pregnancy before it starts
(for example, assisting local churches to improve early parent-child communication).
The strategies involve many different parts of the community, including churches and
other groups from whom opposition to some strategies (such as access to contraceptives)
might be expected.
The strategies try to decrease some of the probable risk factors for teen pregnancy (lack
of information, lack of access to contraceptives, peer pressure), and at the same time, they
try to increase some of the possible protective factors (increased parent-child
communication, church involvement, education, opportunities for a better future).
CHECK YOUR PROPOSED STRATEGIES FOR COMPLETENESS, ACCURACY,
AND WHETHER THEY CONTRIBUTE TO THE VISION, MISSION, AND
OBJECTIVES

Contributor
Jenette Nagy
Stephen B. Fawcett
Online Resource

Tom Wolff / AHEC/Community Partners. (1993). Coalition building tip sheets [Resource
Sheets]. Amherst, MA

Concerns Report Handbook: Planning for Community Health

Preventing Adolescent Pregnancy: An Action Planning Guide for Community-Based


Initiatives

Preventing Adolescent Substance Abuse: An Action Planning Guide for Community-


Based Initiatives

Preventing Child Abuse and Neglect: An Action Planning Guide for Community-Based
Initiatives

Preventing Youth Violence: An Action Planning Guide for Community-Based Initiatives

Promoting Child Well-Being: An Action Planning Guide for Community-Based


Initiatives

Promoting Health for All: Improving Access and Eliminating Disparities in Community
Health

Promoting Healthy Living and Preventing Chronic Disease: An Action Planning Guide
for Communities

Promoting Urban Neighborhood Development: An Action Planning Guide for Improving


Housing, Jobs, Education, Safety and Health

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Reducing Risk for Chronic Disease: An Action Planning Guide for Community-Based
Initiatives

Work Group Evaluation Handbook

Youth Development: An Action Planning Guide for Community-Based Initiatives

Print Resources

Berkowitz, W. (1982). Community impact: creating grassroots change in hard times.


Cambridge: Schenkman.

Brown, C. (1984). The art of coalition building: a guide for community leaders. The
American Jewish Committee.

Fawcett, S., Francisco, V., Paine, A., Fisher, J., Lewis, R., Williams, E., Richter, K..,
Harris, K.., & Berkley, J., with assistance from Oxley, L., Graham, A., & Amawi, L.
(1994). Preventing youth violence: an action planning guide. Lawrence, KS: Work Group
on Health Promotion and Community Development, University of Kansas.

Fawcett, S.., Harris, K., Paine- A., Richter, K., Lewis, R., Francisco, V., Arbaje, A.,
Davis, A., Cheng, H. in collaboration with Johnston, J. (1995). Reducing risk for chronic
disease: an action planning guide for community-based initiatives. Lawrence, KS: Work
Group on Health Promotion and Community Development, University of Kansas.

Hawkins, J., & Catalano, R., et al. (1992). Communities that care. San Francisco, CA.

National Highway Traffic Safety Administration (1996). Strategic execution plan (DOT
HS 808-377).

WHAT IS AN ACTION PLAN?

WHAT ARE THE CRITERIA FOR A GOOD ACTION PLAN?

WHY SHOULD YOU DEVELOP AN ACTION PLAN?

WHEN SHOULD YOU DEVELOP AN ACTION PLAN?

HOW TO WRITE AN ACTION PLAN

Developing an action plan can help changemakers turn their visions into reality, and
increase efficiency and accountability within an organization. An action plan describes
the way your organization will meet its objectives through detailed action steps that

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describe how and when these steps will be taken. This section provides a guide for
developing and utilizing your group's action plan.

WHAT IS AN ACTION PLAN?


In some ways, an action plan is a "heroic" act: it helps us turn our dreams into a reality.
An action plan is a way to make sure your organization's vision is made concrete. It
describes the way your group will use its strategies to meet its objectives. An action plan
consists of a number of action steps or changes to be brought about in your community.

Each action step or change to be sought should include the following information:

What actions or changes will occur


Who will carry out these changes
By when they will take place, and for how long
What resources (i.e., money, staff) are needed to carry out these changes
Communication (who should know what?)
WHAT ARE THE CRITERIA FOR A GOOD ACTION PLAN?
The action plan for your initiative should meet several criteria.

Is the action plan:

Complete? Does it list all the action steps or changes to be sought in all relevant parts of
the community (e.g., schools, business, government, faith community)?
Clear? Is it apparent who will do what by when?
Current? Does the action plan reflect the current work? Does it anticipate newly
emerging opportunities and barriers?
WHY SHOULD YOU DEVELOP AN ACTION PLAN?
There is an inspirational adage that says, "People don't plan to fail. Instead they fail to
plan." Because you certainly don't want to fail, it makes sense to take all of the steps
necessary to ensure success, including developing an action plan.

There are lots of good reasons to work out the details of your organization's work in an
action plan, including:

To lend credibility to your organization. An action plan shows members of the


community (including grantmakers) that your organization is well ordered and dedicated
to getting things done.
To be sure you don't overlook any of the details
To understand what is and isn't possible for your organization to do
For efficiency: to save time, energy, and resources in the long run
For accountability: To increase the chances that people will do what needs to be done
WHEN SHOULD YOU CREATE AN ACTION PLAN?
Ideally, an action plan should be developed within the first six months to one year of the
start of an organization. It is developed after you have determined the vision, mission,
objectives, and strategies of your group. If you develop an action plan when you are

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ready to start getting things done, it will give you a blueprint for running your
organization or initiative.

Remember, though, that an action plan is always a work in progress. It is not something
you can write, lock in your file drawers, and forget about. Keep it visible. Display it
prominently. As your organization changes and grows, you will want to continually
(usually monthly) revise your action plan to fit the changing needs of your group and
community.

HOW TO WRITE AN ACTION PLAN


DETERMINE WHAT PEOPLE AND SECTORS OF THE COMMUNITY SHOULD
BE CHANGED AND INVOLVED IN FINDING SOLUTIONS

If you have been using the VMOSA (Vision, Mission, Objectives, Strategies, Action
Plans) model, you might have already done this, when you were deciding upon your
group's objectives. Again, try to be inclusive. Most of the health and development issues
that community partnerships deal with are community-wide, and thus need a community-
wide solution. Possible sectors include the media, the business community, religious
organizations, schools, youth organizations, social service organizations, health
organizations, and others.

Some members of the community you might consider asking to join the action planning
group include:

Influential people from all the parts of the community affected by your initiative (e.g.,
from churches and synagogues, the school system, law enforcement, etc.)
People who are directly involved in the problem (e.g., local high school students and their
parents might be involved in planning a coalition trying to reduce teen substance abuse)
Members of grassroots organizations
Members of the various ethnic and cultural groups in your community
People you know who are interested in the problem or issue
Newcomers or young people in the community who are not yet involved
Let's consider some of the people who were involved with the planning group for the
fictional Reducing the Risks (RTR) Coalition that hopes to reduce the rate of teen
pregnancy. Some of the members of this planning group included teachers at the local
high school, local teenagers and their parents, members of the clergy, counselors and
school nurses, staff of the county health department, and members of youth
organizations, service agencies, and other organizations that focus on youth issues.

Convene a planning group in your community to design your action plan. This might be
the same group of people who worked with you to decide your group's strategies and
objectives. If you are organizing a new group of people, try to make your planning
committee as diverse and inclusive as possible. Your group should look like the people
most affected by the problem or issue.

Once everyone is present, go over your organization's:

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Vision
Mission
Objectives
Strategies
Targets and agents of change (e.g., youth, parents and guardians, clergy)
Proposed changes for each sector of the community (e.g., schools, faith community,
service organizations, health organizations, government)
Develop an action plan composed of action steps that address all proposed changes. The
plan should be complete, clear, and current. Additionally, the action plan should include
information and ideas you have already gathered while brainstorming about your
objectives and your strategies. What are the steps you must take to carry out your
objectives while still fulfilling your vision and mission? Now it's time for all of the
VMOSA components to come together. While the plan might address general goals you
want to see accomplished, the action steps will help you determine the specific actions
you will take to help make your vision a reality. Here are some guidelines to follow to
write action steps.

Members of the community initiative will want to determine:

What action or change will occur


Who will carry it out
When it will take place, and for how long
What resources (i.e., money, staff) are needed to carry out the change
Communication (who should know what)
Example: RTR Coalition's Action Step (a sample)

One community change sought by this coalition to prevent teen pregnancy was to
increase publicity about contraception and unwanted pregnancy at the local high school.

What action or change will occur: Hanging posters, displays, and other information about
contraception and the facts about unwanted pregnancy in the hallways of the local high
school. The posters and other information will become a permanent part of the high
school. Posters and information will be regularly changed as new materials become
available.
Who will carry it out: A sub-committee comprised of parents and guardians, teachers,
students, and coalition members will be responsible for maintaining the displays. The
coalition as a whole will work towards finding funding to purchase the materials. Maria
and Alex of the schools action group will be responsible for researching and ordering the
materials.
By when will it take place, and for how long: The coalition will try to have posters
hanging and displays visible within six weeks of deciding on the action step (2/19/2013).
What resources are needed to carry out the step: The coalition will approach the school
district to request funding for the project. Otherwise, the group will seek funding from
other sources such as foundations and local businesses to finance the program.

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Communication about the action step. The school principal and leadership of the Parent-
Teacher Organization (PTO) should be given information about this planned change.
Things to note about this portion of the RTR action plan:

It appears complete. Although this step seems fully developed, we would need to review
the entire action plan to see whether all community and system changes that should be
sought are included.
It is clear. We know who will do what by when.
It seems current. We would need to know more about other current work (and new
opportunities and barriers) to judge whether this portion of the action plan is up-to-date.
Review your completed action plan carefully to check for completeness. Make sure that
each proposed change will help accomplish your group's mission. Also, be sure that the
action plan taken as a whole will help you complete your mission; that is, make sure you
aren't leaving anything out.

Follow through. One hard part (figuring out what to do) is finished. Now take your plan
and run with it! Remember the 80-20 rule: successful efforts are 80% follow through on
planned actions and 20% planning for success.

Keep everyone informed about what's going on. Communicate to everyone involved how
his or her input was incorporated. No one likes to feel like her wit and wisdom has been
ignored.

Keep track of what (and how well) you've done. Always keep track of what the group has
actually done. If the community change (a new program or policy) took significant time
or resources, it's also a good idea to evaluate what you have done, either formally or
informally.

Keep several questions in mind for both yourself and others:

Are we doing what we said we'd do?


Are we doing it well?
Is what we are doing advancing the mission?
You can address these questions informally (ask yourself, chat with friends and other
people), as well as formally, through surveys and other evaluation methods.

Celebrate a job well done! Celebrate your accomplishments; you and those you work
with deserve it. Celebration helps keep everyone excited and interested in the work they
are doing.

AFTER YOU'VE WRITTEN YOUR ACTION PLAN: GETTING MEMBERS TO DO


WHAT THEY SAID THEY WOULD

Every community organization has undoubtedly had this happen: you plan and you assign
tasks to get everything you've planned to do accomplished. Everyone agrees (maybe they
even offer) to do certain tasks, and you all leave with a great feeling of accomplishment.

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The problem? At the next meeting, nothing has been done. Besides tearing out your hair,
what can you do?

Fortunately, there are several things you can try. It's particularly tricky in the case of
volunteers, because you don't want to lean too hard on someone who is donating their
time and energy to begin with. Still, you can make it easier for members to get things
done (and harder to avoid work) without acting like the mean neighbor down the street.
Some of these gentle reminders include:

Regular phone calls from staff members or dedicated volunteers asking others how they
are doing with their tasks. This should be a supportive call, not a "are you doing what
you're supposed to" call. The person calling can offer emotional support "how are you
doing?" as well as see if the group member needs any other assistance. A friendly call
such as this can be seen as helpful, give the member the sense that he is a very important
part of the group, and serve as a great reminder to do what he said he would do.
Distributing the action plan in writing to all members, with names attached to specific
tasks. (Additionally, this can be a great time to ask for feedback before the plan becomes
"official.")
Making sure timelines (with due dates) are complete, clear and current.
At regular group meetings, such as committee meetings or board meetings, ask members
to report on accomplishing the tasks they have set out to do. Consider making this a
regular part of the meeting.
Celebrate the accomplishment of tasks. It's important that getting something done
actually means something, and is recognized by the group as a whole.
Follow up on the action plan regularly. You are asking members to be accountable, and
to get things done on a regular basis. If they have agreed, you should help them fulfill
their commitment as best you can.

Online Resources

The Ruckus Society offers an Action Planning Manual that discusses strategies for
nonviolent direct action.

Preventing Adolescent Substance Abuse: An Action Planning Guide for Community-


Based Initiatives

Preventing Youth Violence: An Action Planning Guide for Community-Based Initiatives

Preventing Adolescent Pregnancy: An Action Planning Guide for Community-Based


Initiatives

Promoting Child Well-Being: An Action Planning Guide for Community-Based


Initiatives

Promoting Urban Neighborhood Development: An Action Planning Guide for Improving


Housing, Jobs, Education, Safety and Health

1080
Preventing Child Abuse and Neglect: An Action Planning Guide for Community-Based
Initiatives

Reducing Risk for Chronic Disease: An Action Planning Guide for Community-Based
Initiatives

Print Resources

Barry, B. (1984). Strategic planning workbook for nonprofit organizations. St. Paul: MN:
Amherst H. Wilder Foundation.

Berkowitz, W. (1982). Community impact: creating grassroots change in hard times.


Cambridge, MA: Schenkman Publishing.

Bryson, J. (1988). Strategic planning for public and nonprofit organizations: A guide to
strengthening and sustaining organizational achievement. San Francisco: Jossey-Bass
Publishers.

Fawcett, S., Paine, A., Francisco, V., Richter, K., Lewis, R., Williams, E., Harris, K.,
Winter, K., in collaboration with Bradley, B. & Copple, J. (1992). Preventing adolescent
substance abuse: an action planning guide for community-based initiatives. Lawrence,
KS: Work Group on Health Promotion and Community Development, University of
Kansas.

Fawcett, S., Claassen, L., Thurman, T., Whitney, H., & Cheng, H. (1996). Preventing
child abuse and neglect: an action planning guide for building a caring community.
Lawrence, KS: Work Group on Health Promotion and Community Development,
University of Kansas.

Kansas Health Foundation. VMOSA: An approach to strategic planning. Wichita, KS:


Kansas Health Foundation.

Lord, R. (1989). The nonprofit problem solver. New York, NY: Praeger.

Olenick, A. & Olenick, P. (1991). A nonprofit organization manual. New York, NY: The
Foundation Center.

Unterman, I., & Davis, R. (1984). Strategic management of not-for-profit organizations.


New York, NY: CBS Educational and Professional Publishing.

Wolf, T. (1990). Managing a nonprofit organization. New York, NY: Prentice Hall.

Watson-Thompson, J., Fawcett, S., & Schultz, J. (2008). Differential effects of strategic
planning on community change in two urban neighborhood coalitions. American Journal
of Community Psychology, 42, 25-38.

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WHAT DOES IT MEAN TO OBTAIN FEEDBACK FROM YOUR CONSTITUENTS?

WHY SHOULD YOU OBTAIN FEEDBACK FROM CONSTITUENTS?

WHEN SHOULD YOU OBTAIN FEEDBACK FROM CONSTITUENTS?

HOW TO ASK YOURSELF THE RIGHT QUESTIONS

OBTAINING FORMAL FEEDBACK: CONDUCTING A SURVEY

Image of classmates understanding a study concept.

Obtaining feedback from your community is vital to understand what the community
truly needs and how it perceives your organization. This section explores how to obtain
formal and informal feedback from members within your community so that your group
may improve its program.

WHAT DOES IT MEAN TO OBTAIN FEEDBACK FROM CONSTITUENTS?


By obtaining feedback, we simply mean asking questions to determine something you
want to know. Most often, feedback is sought to determine how well people feel your
organization is doing, and also how important they believe the goals of your agency are.
Feedback may be obtained in a number of ways, some as simple as having a casual
conversation or reading articles and editorials in the paper. Formal feedback--data that
you can measure--is usually obtained through one of the following methods:

Personal interviews
Phone surveys
Written surveys or questionnaires
The term constituents, as we use it here, may refer to a variety of people, including those
who are affected (directly or indirectly) by your agency's work, elected officials,
members of your coalition, journalists, community leaders, and others.

WHY SHOULD YOU OBTAIN FEEDBACK FROM CONSTITUENTS?


To understand how your organization is perceived
To get a better understanding of what the community really needs
To help prioritize tasks
To generate renewed excitement and interest in your program
To have the information ready for future use (such as grant proposals and questions from
the press)
To increase community awareness of who you are and what you do
And overall, to improve your program

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WHEN SHOULD YOU OBTAIN FEEDBACK FROM CONSTITUENTS?
You should try to obtain informal feedback as an ongoing, continuous process. Formal
feedback may be done at differing times, including:

As part of the planning process when you start your initiative


Any time you start (or are considering starting) a new program
At the end of a certain program sponsored by your group, such as a two-day workshop
discussing the risk factors for alcoholism, or a summer bicycle helmet for youths program
Periodically throughout the life of your initiative (perhaps once a year or every two years)
However, you should always be sure you know how you will actually use the information
you obtain. Nothing is more frustrating to your participants than to give feedback that is
not used.

HOW TO OBTAIN FEEDBACK FROM CONSTITUENTS


ASK YOURSELF THE RIGHT QUESTIONS

What do you want to know?

Some information that you could gather just won't be used, and so it's simply not worth
the staff time to gather it. For example, perhaps you have received a grant to reduce teen
pregnancy in your community. Whether or not the community perceives teen pregnancy
as a problem may be less important to you than other issues, because the program is
going to be implemented either way. In such a case, it might make sense for your group
to use your resources in a different way, such as to determine what specific needs
regarding teen pregnancy need to be addressed.

Who has already done this?

Check to see if someone, such as researchers or another agency, has already done a
survey in your community asking the same questions that you would like answered. Your
coalition is undoubtedly busy enough; don't try to reinvent the wheel.

Who do you want to ask?

Decide whom you would like to survey. There are a variety of people you might decide
to question, depending on what you would like to find out.

Possible respondents might include:

The targets of change, or those whose actions you would like to change
The people most affected by the problem you are addressing
Professionals in your area
Local administrators (directors, coordinators, principals, etc.)
Possible or current funders for your program
Elected officials
Journalists

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Researchers and field experts
Members of your coalition
Further, decide if you want to obtain your information in a closed manner (surveying a
select group of people) or in an open manner (anyone who is willing to pick up a pencil
or open their mouths for a few minutes). Be careful not to ask administrators to tell you
the needs of those most affected; rather, ask those who are most affected themselves.

How many people would you like to ask?

If you are only surveying the active members of a small coalition (say, less than 50
members), you might try to survey everyone. If you would like to learn about the feelings
of the teenagers in your coalition with regards to drug abuse, however, you might find it
unfeasible to survey every teen, and instead randomly choose a smaller, more workable
group to question.

How do you want to ask people?

This may be done in a variety of ways, including:

Listen to the opinions of people you know, researchers at planning agencies, people who
work in the same or a similar field, and anyone else you can think of
Suggestion boxes
Noting chance meetings or comments in a log
Feedback forms on publications such as brochures or on an agency newsletter
Comment logs by the phone
Designated "critique times at meetings"
A formal survey: either by personal interviews, a phone survey, or a written survey
GOOD TIPS:

Keep it secret. Always try to provide instructions that minimize any possibility of bias.
For example, don't discuss what you hope to learn, what you believe to be true, or what
earlier surveys have told you when you are writing the instructions. When possible, allow
surveys to be anonymous.
Keep your eyes and ears open. Be responsive to all possible means of obtaining data,
such as learning what has been said at public protests, what complaints have been lodged
or actions taken, etc.
Make the best of it. If the response you get from constituents isn't what you hoped for--
for example, if they respond that what your coalition is doing isn't really important--
reassess what you are doing, and brainstorm ideas of what else you might do to sway
public opinion.
OBTAINING FORMAL FEEDBACK: CONDUCTING A SURVEY
You've decided to take the plunge and go all out with a formal survey. But where do you
start? How do you format your work and frame your questions? There are volumes upon
volumes of information suggesting how you might do this, but please consider the
following information as a starting point when putting together your survey.

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DECIDE HOW YOU WOULD LIKE TO CONDUCT YOUR SURVEY

First, should it be written or oral?

There are several advantages and disadvantages of each that you should take into
account:

An oral survey (in person, on the phone) is often less formal, and may be easier to initiate
and conduct. However, the body language or tone of the interviewer may affect the
respondent's answers, and of course, anonymity is not an option for spoken interviews.
Further, responses from an oral interview are more likely to be vague and rambling,
taking up valuable time as well as being difficult to chart.
A written survey may be formal and exact, and thus in the long run more efficient.
However, it may be more difficult to convince people to respond to a mailed written
survey than to respond orally, despite the real amount of time involved. Just think: if
someone called and asked you to answer a few questions, you'd probably say yes, unless
you were really pressed for time. However, if you got the same list of questions in the
mail, you might think about answering them, and then forget, or misplace the letter, or
just throw it away.) To get around this barrier, consider giving a survey to a "captive
audience," such as a group at a meeting or in a class.
DECIDE HOW TO FORMAT YOUR QUESTIONS

They may be written using open or closed questions:

Closed questions allow the respondent to answer from a menu of different choices. This
menu might be as simple as responding to a yes/no question. It also might take the form
of several words (for example, "Which of the following seems to be the biggest health
concern in our community?"), or a rating scale ("On a scale of one to five, with five being
most important, how would you rate the importance of stopping merchants from selling
alcohol to minors?"). A rating scale is often a simple yet very effective way to learn the
feelings of the people taking the survey. Five point scales (between one and five) and
seven point scales are often the norm when doing a survey in this manner.
Open questions allow the respondent to answer questions in their own words, without
prompts from the survey. An example of an open question would be, "What do you think
is the most important health concern facing our community, and why do you think so?"
The advantage of using open questions is that you are able to get deeper, more thoughtful
answers than from closed questions. However, open questions may also lead to vague
answers that are hard to interpret and use.
To get the best of both worlds, you might consider using a survey with closed questions
that leaves room for additional comments.
TO THE EXTENT THAT IT IS POSSIBLE, REMOVE ALL POSSIBILITY OF BIAS
FROM YOUR SURVEY

This includes:

When possible, don't require (or even ask for) the names of the respondents

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Avoid discussing any expectations you might have for this survey
Don't discuss previous survey results
DON'T FORGET YOUR MANNERS

If your mother was going to respond to this survey, what would she want to see? Be sure
to thank respondents ahead of time, let them know how you will use any information that
you gather, and thank them again afterwards.

MAKE IT EASY

The less respondents are directly involved in your project, the less likely they are to be
willing to take a lot of time filling out a survey or discussing an issue. Keep your survey
as short as possible while still getting the information that you want to know. A good rule
of thumb is simply, don't ask questions you're not going to use.

MAKE IT EASIER

If you are mailing your survey, make it easy to return. Always include a self-addressed
stamped envelope.

KEEP YOUR COOL

Don't be frustrated if only a small number of mailed surveys are returned to you; in fact,
you should probably expect this. A "normal" return rate might only be about half of the
surveys that you send out are actually completed.

Contributor
Jenette Nagy
Print Resources

Barry, B. (1986). Strategic planning workbook for nonprofit organizations. St. Paul, MN:
Amherst H. Wilder Foundation.

Berkowitz, W. (1982). Community impact: creating grassroots change in hard times.


Cambridge, MA: Schenkman Publishing.

Bryson, J. (1991). Getting started on strategic planning: what it's all about and how it can
strengthen public and nonprofit organizations. Audiotape. Jossey-Bass Publishers.

Cox, F., et al., (eds.). (1984). Tactics and techniques of community practice. Itasca, IL:
Peacock.

Fawcett, S., Paine, A., Francisco, V., Richter, K., Lewis, R., Harris, K., Williams, E., &
Fischer, J., in collaboration with Vincent, M. & Johnson, C. (1992). Preventing
adolescent pregnancy: an action planning guide for community-based initiatives.

1086
Lawrence, KS: Work Group on Health Promotion and Community Development,
University of Kansas.

Fawcett, S. (1993). Social validity: a note on methodology. Journal of Applied Behavior


Analysis, 24, 235-239.

Lord, R. (1989). The nonprofit problem solver. New York, NY: Praeger.

Olenick, A., & Olenick, P. (1991). A nonprofit organization manual. New York, NY: The
Foundation Center.

Unterman, I., & Davis, R. (1984). Strategic management of not-for-profit organizations.


New York, NY: CBS Educational and Professional Publishing.

WHAT IS AN ACTION STEP?

WHY SHOULD YOU IDENTIFY ACTION STEPS?

WHEN SHOULD YOU DETERMINE ACTION STEPS?

HOW DO YOU IDENTIFY ACTION STEPS?

Identifying action steps from your action plan is essential for acheiving your
organization's goals. Determining action steps helps your group members find practical
ways to reach your group's objectives and focus on the details necessary to succeed. This
section provides a guide for developing action steps in order to increase the efficiency of
your organization.

WHAT IS AN ACTION STEP?


An action step refers to the specific efforts that are made to reach the goals your agency
has set. Action steps are the exact details of your action plan. They should be concrete
and comprehensive, and each action step should explain:

What will occur


How much, or to what extent, these actions will occur
Who will carry out these actions
When these actions will take place, and for how long
What resources (such as money and staff) are needed to carry out the proposed actions
Taken together, your defined action steps comprise your group's action plan.

WHY SHOULD YOU IDENTIFY ACTION STEPS?


Anticipating the future makes us feel in control, right? That's the major reason why
identifying action steps is important. You can get prepared for what your next step should
be. Other reasons are:

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To concentrate on the details that must occur to succeed in your mission
To decide on workable ways to reach your goals
To allow a large number of people to think in a structured way about the future of your
coalition
To save time, energy, and resources in the long run: a well structured, thought -out action
plan will make things much easier for you
WHEN SHOULD YOU DETERMINE ACTION STEPS?
You should determine your action steps after you have decided what changes you want to
occur. You probably do this anyway, at least on a casual level; you decide what changes
you want to see occur, and then you decide how to go about making them. These "hows"
are your action steps.

Ideally, they will be thoughtfully, officially decided upon early in the life of your
organization, and then updated every year or two as your group grows and changes. Even
if your organization has been around for a while, though, and doesn't have defined action
steps yet, it's never too late to decide on them, since we hope you're going to be around
for a long time!

HOW DO YOU IDENTIFY ACTION STEPS?


Determine what your group, as a whole and individually, is really good at. Are you great
at fund raising? Do you have a member who happens to write for the local paper?
Brainstorm all the possible strengths of your group, no matter how off the wall they
might seem. (You never know when an award-winning tuba player will be just what you
need!)

Brainstorm different, specific ways that these strengths can be used to carry out the
changes that you have decided upon.

For example, if your organization is trying to bring about increased access to


contraceptives for area youth, you might send your best politician to area drug stores to
ask to pharmacists to provide contraception in a confidential way. Then, ask the graphic
artist in your group to design a card with the names of the pharmacies that will do so.
Consider the possible barriers to implementing your proposed changes, and possible ways
to remove these barriers. Some questions you might ask yourselves include:

Do we have enough money to carry out your proposed action steps? (Are there any grants
we can apply for?)
Do we have enough manpower? (Can we recruit more volunteers?)
Do we have enough time to carry out these changes?
Are these action steps things people can get excited about?
What kind of opposition can we expect if we put our plan into effect? Are there ways to
get around it?
For instance, in the example given above dealing with contraceptives, pharmacists might
be worried that their name next to the slogan, "Get your condoms here!" might hurt their
business. A card that just had the names and phone numbers of your agency and of their

1088
establishments, however, might calm these fears and give the pharmacies some free,
welcome publicity.

Brainstorm different ways (your action steps) to go about implementing the proposed
changes in each sector that you have chosen. Be sure to have someone take good notes!
Again, make sure each action step includes:

What will occur


How much, or to what extent, these actions will occur
Who will carry out these changes
When these changes will take place, and for how long
What resources (such as money and staff) are needed to carry out these changes
Example: The RTR Coalition

One action step might include increasing publicity about contraception and unwanted
pregnancy at the local high school.

What action or change will occur: Hanging posters, displays, and other information about
contraception and the facts about unwanted pregnancy in the hallways of the local high
school.
How much, or to what extent, this action will occur: The posters and other information
will become a permanent part of the high school. Posters and information will be
regularly changed as new materials become available.
Who will carry it out: A sub-committee comprised of parents, teachers, students, and
coalition members will be responsible for maintaining the displays. The coalition as a
whole will work towards finding funding to purchase the materials. Several coalition
members will be responsible for researching and ordering the materials.
When will it take place, and for how long: The coalition will try to have posters hanging
and displays visible within six months of implementing the action step.
What resources are needed to carry out the step: The coalition will try to approach the
school district to request funding for the project. Otherwise, the coalition will seek
funding from other sources such as foundations to finance the program. To make the
process as clear as possible, members of the coalition should account for each point of
each action step. Then, with written goals in hand, you will have the concrete steps you
need to take in order to implement your plan.
Determine a final list of action steps for each community sector from the ideas that came
from your brainstorming. Try to determine lists that are feasible, effective, and
comprehensive.

Example:

Some strategies for preventing child abuse and neglect (from the Work Group for
Community Health and Development's Preventing Child Abuse and Neglect: An Action
Planning Guide for Building a Caring Community), listed by community sector:

Changes in the schools:

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Provide training on anger management and stress reduction techniques for parents.
Require classes in prevention of child abuse and neglect for renewal of teacher
certification and for school nurses.
Provide space and supervision on school facilities for weekend, after-school, and
vacation activities for children.
Changes in health organizations:

Provide health care credits for parents who participate in child abuse and neglect
workshops.
Provide training for health professionals on screening for abuse and neglect.
Develop specific and comprehensive policies regarding mandatory reporting.
Changes in businesses and work sites:

Offer workshops on stress relief and anger management to employees.


Offer training on parenting skills, including prenatal and infant care.
Provide flexible work schedule to accommodate parents' schedules.
Changes in government and social services:

Provide tax incentives to parents who participate in child abuse prevention activities,
such as classes on parenting skills
Develop comprehensive laws regarding perpetrators of child abuse and neglect
Increase protection for all victims of domestic violence through specific policies and
access to shelters.
Changes in community organizations:

Provide a community board that lists job openings, daycare, and important community
dates and events.
Provide help in obtaining public or legal assistance for families in need.
Increase the number of agencies and organizations that conduct parenting classes.
Changes in religious organizations:

Create a network among ministers to discuss strategies for preventing abuse and neglect.
Provide counseling and follow-up with people who feel at risk for abusing a loved one.
Distribute inserts for church bulletins on the prevention of child abuse and neglect.
Pat yourself on the back for getting all your planning done, take a deep breath, and go do
what you've said you are going to!

Online Resources

Concerns Report Handbook: Planning for Community Health

Preventing Adolescent Pregnancy: An Action Planning Guide for Community-Based


Initiatives

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Preventing Adolescent Substance Abuse: An Action Planning Guide for Community-
Based Initiatives

Preventing Child Abuse and Neglect: An Action Planning Guide for Community-Based
Initiatives

Preventing Youth Violence: An Action Planning Guide for Community-Based Initiatives

Promoting Child Well-Being: An Action Planning Guide for Community-Based


Initiatives

Promoting Health for All: Improving Access and Eliminating Disparities in Community
Health

Promoting Healthy Living and Preventing Chronic Disease: An Action Planning Guide
for Communities

Promoting Urban Neighborhood Development: An Action Planning Guide for Improving


Housing, Jobs, Education, Safety and Health

Reducing Risk for Chronic Disease: An Action Planning Guide for Community-Based
Initiatives

Work Group Evaluation Handbook

Youth Development: An Action Planning Guide for Community-Based Initiatives

Organizations:

Kansas Association of Nonprofit Organizations


P.O. Box 780227
400 North Woodlawn, Suite 212
Wichita, KS 67278-0227
(316) 685-3790
Fax (316) 686-1133

Center for Creative Leadership


P.O. Box 26300
Greensboro, N.C. 27438-6300
(919) 288-3999

Print Resources

Barry, B. (1984). Strategic planning workbook for nonprofit organizations. St. Paul, MN:
Amherst H. Wilder Foundation.

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Berkowitz, W. (1982). Community impact: creating grassroots change in hard times.
Cambridge, MA: Schenkman Publishing.

Bryson, J. (1991). Getting started on strategic planning: what it's all about and how it can
strengthen public and nonprofit organizations. Audiotape. Jossey-Bass Publishers.

Fawcett, S., Paine, A., Francisco, V., Richter, K., Lewis, R., Harris, K., Williams, E., &
Fischer, J. L., in collaboration with Vincent, M. L. & Johnson, C. G. (1992). Preventing
adolescent pregnancy: an action planning guide for community-based initiatives.
Lawrence, KS: Work Group on Health Promotion and Community Development,
University of Kansas.

Fawcett, S., Claassen, L., Thurman, T., Whitney, H., & Cheng, H. (1996). Preventing
child abuse and neglect: an action planning guide for building a caring community.
Lawrence, KS: Work Group on Health Promotion and Community Development,
University of Kansas.

Lord, R. (1989). The nonprofit problem solver. New York, NY: Praeger.

Olenick, A., & Olenick, P. (1991). A nonprofit organization manual. New York, NY: The
Foundation Center.

Unterman, I., & Davis, R. (1984). Strategic management of not-for-profit organizations.


New York, NY: CBS Educational and Professional Publishing.

Wolf, T. (1990). Managing a nonprofit organization. New York, NY: Prentice Hall.

Source:- http://ctb.ku.edu/en/table-of-contents/structure/strategic-planning/identify-
action-steps/main

The Logical Framework Approach--Millennium

inShare

ARTICLE Methodology December 2009


Project Management Journal
By Couillard, Jean, PhD. | Garon, Serge | Riznic, Jovica R.
How to cite this article:
Couillard, J., Garon, S. , & Riznic, J. R. (2009). The Logical Framework Approach—
Millennium. Project Management Journal, 40(4), 31—44.
Serge Garon, Canadian Space Agency, Saint-Hubert, Québec, Canada

Jovica Riznic, Canadian Nuclear Safety Commission, Ottawa, Ontario, Canada

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ABSTRACT img

The Logical Framework Approach (LFA) has proved to be a valuable tool for project
approval, design, and evaluation. However, a few pitfalls make it hard to use within
today's project management framework and to integrate with other project management
tools. This article proposes an updated version of the LFA to improve its compatibility
with today's corporate culture, project management framework, and tools. We propose to
call the updated tool the Logical Framework Approach–Millennium (LFA–M). The
LFA–M is a seven-step approach leading to the development of the Logframe–
Millennium (LF–M), a five-column and four-line matrix describing major project
commitments and providing an overall understanding of the project. It was successfully
implemented at the Canadian Space Agency and the Canadian Nuclear Safety
Commission. The LFA–M fits well within today's project management framework and
corporate culture and leads easily to other project management tools.

KEYWORDS: Logical Framework Approach; project design and evaluation;


stakeholders’ involvement; integrated project management approach

INTRODUCTION img

Early in the project life cycle, the project team members and corporate sponsors must
envision what is the expected contribution of the project to the business goal of the
organization, what is the purpose of the project, what needs to be done to meet the
stakeholders’ needs and expectations, and how the work is to be accomplished. Gaining a
clear vision of the project and understanding the business goal have been found to be
critical to project success. However, creating a clear vision and goal setting remain major
challenges for many project teams.

Over the last 35 years, the Logical Framework Approach (LFA) has been used by many
public and private organizations as a means of obtaining an overall project vision and of
determining project goals and objectives. Since its first use in the early 1970s, the LFA
has gone through periods of great popularity, as well as periods when it was almost
completely abandoned. Lately, renewed interest in the LFA from many international
development organizations has led to numerous publications proposing improved
processes for its implementation. While the LFA has proved to be a valuable tool for
project design and evaluation, a few pitfalls make it hard to use with today's project
management framework and to integrate with other project management tools.

In this article, an updated version of the LFA is developed to improve the compatibility
of the LFA with today's corporate culture, project management framework, and tools. We
propose to call the updated tool the Logical Framework Approach–Millennium (LFA–
M). In the first part of the article, a literature review is done to assess the strengths and
weaknesses of the current versions of the LFA. In the next section, the objective of the
article is established, and a description of the methodology used to develop the LFA–M is
provided. In the third part of the article, the content of the matrix, called Logframe,
giving the results of the application of the LFA–M, is revised to make it more compatible

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with today's management framework and then the processes leading to the development
of the Logframe are reviewed. In the fourth part of the article, case studies are provided
to show how the revised approach can be implemented. Finally, a conclusion describes
the potential benefits gained from using the LFA–M.

Literature Review

The LFA was developed in early 1969 by the consulting firm Practical Concepts Inc. for
the United States Agency for International Development (USAID) as a project design and
evaluation tool (Practical Concepts, 1978; Sartorius, 1996). One of the main objectives of
the LFA was to provide a common vision and understanding of the project. The result of
the implementation of the LFA is a four-column, four-line matrix, called the logframe
(LF). The four columns are: Narrative Summary, Objectively Verifiable Indicators,
Means of Verification, and Assumptions. The four lines consist of: Goal, Purpose,
Outputs, and Inputs. The LF summarizes why the project should be undertaken, what it
intends to do, what are the outputs or end results of the project, what inputs are required
to obtain the outputs, and what are the assumptions that must be fulfilled for the project
to be carried out. The LFA has proved to be effective in many cases as a project design
and evaluation tool. However, many pitfalls have indented its use as a project
management tool.

A major shortcoming of the first generation1 of the LFA was the lack of a clear process
leading to the development of the LF. The terms used in the LF were considered
confusing, such as the difference between goal and purpose. The objectively verifiable
indicators were often misunderstood and difficult to determine, leading to inadequate
measures of project success. The assumptions were also often ill-defined. Too much
focus was put on the LF as a final result and not enough was directed on the dynamic
nature of the project management activities, such as project design and project planning.
Lack of stakeholders’ involvement often compromises the validity of the LF.
Consequently, the LFA was deemed inflexible, complex, and difficult to integrate with
other project management tools (Coleman, 1987; Solem, 1987), and therefore, in the late
1970s, the use of the LFA began to decline (Sartorius, 1996).

By the early-to-mid 1980s, a second generation of the LFA was proposed to overcome
some of the perceived pitfalls of the first generation of the LFA. Many of the
improvements to the LFA were initiated by a group named the German Technical
Cooperation, or GTC (German Technical Cooperation, 1987, 1989). They developed the
LFA into a more practical, systematic, and participative approach, called the ZOPP
approach (from the German, Zielorientierte Projektplanung) or, in English, the GOPP
(Goal-Oriented Project Planning) Approach. The ZOPP approach provides a more
systematic structure for the identification, design, evaluation, and management of
projects, mostly through ZOPP workshops involving the groups directly influenced by
the project. The ZOPP approach is composed of the following six steps: (1) situation
analysis, (2) stakeholders’ analysis, (3) problem analysis, (4) objective analysis, (5)
alternative analysis, and (6) activities planning. The steps were devised to allow
stakeholders participation in the development of the LF and to get early feedback and

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approval. Many international development organizations adopted similar approaches
(Canadian International Development Agency, 1985; Danish Ministry of Foreign Affairs,
1990, 1992; USAID, 1991).

This second generation of the LFA aimed at correcting some of the major pitfalls of the
first generation of the LFA by proposing a six-step methodology leading to the
development of the LF and by allowing stakeholder involvement. However, the terms
used in the LF remained misunderstood and the objectively verifiable indicators difficult
to obtain. Also, the methodology was deemed rigid and not easy to integrate with other
project management tools (Cordingley, 1995; Eggers, 1994; Wiggins & Shields, 1995).
Table 1 presents the changes from one generation of LFA to another, their pitfalls, and
the means taken to correct some of them.

By the mid-to-late 1980s, a third generation of the LFA emerged from the renewed
interest of many international development organizations (Australian Agency for
International Development, 2003; Canadian International Development Agency, 1997;
Danish Ministry of Foreign Affairs, 1996; Department for International Development,
2002; European Commission, 1999, 2004; German Technical Cooperation, 1996, 1997;
Great Britain Equal Support Unit, 2005; International Planned Parenthood Federation,
2002; Kellogg Foundation, 2004; Norwegian Agency for Development Cooperation,
1999; Swedish International Development Corporation Agency, 1996, 2004, 2005, 2006;
World Bank, 1996, 2000). In addition, integrated and easy-to-use software to implement
the LF became available such as Team UP-PCM (Team Technologies, 1993), and more
emphasis was placed on training.

The third generation of the LFA provided an aid to systematic thinking while promoting
creative and participative analysis. Its use yields many benefits, such as getting a better
understanding of the project context and the stakeholders’ needs, establishing a logical
ends-and-means structure going from the project goal to purpose and to outputs and
activities, providing a common basis for discussion and for project decisions, fostering
commitment and participation among stakeholders, providing a summary of the project in
a standard and condensed format, keeping stakeholders informed and involved,
identifying potential risk events that may jeopardize the project or its success, and
establishing how the project goal, purpose, outputs, and activities can be evaluated and
monitored. The LF approach as it stands stresses the importance of stakeholders’
involvement and places more emphasis on the processes leading to the LF than on the LF
as a final result. This third generation of the LFA is now recognized widely as an
effective project design, evaluation, and management tool, as can be ascertained from the
number of recent publications on the LFA (Aune, 2000; Baccarini, 1999; Dale, 2003;
Earle, 2003; Gasper, 1997, 1999, 2000).

Evolution of the three generations of the logical framework approach


However, there were problems. For instance, in a few organizations the word “inputs”
was used instead of “activities,” and for many project managers getting approval was
seen as an input. Terminology used in the LF is not familiar to today's practitioners.
While the current LFA terminology was adapted to the specific needs of organizations, it

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is not readily related to the modern framework of project management. Identifying the
project goal, the purpose, the outputs, the activities, and the assumptions remains a major
challenge for many project teams. The difference between goal and purpose remains
often difficult to understand. The objectively verifiable indicators are difficult to
establish, and consequently project success is often hard to assess. Determining good
indicators of physical achievement is considered often difficult to achieve.
Responsibilities with regard to project success remain unclear. Although the third
generation promotes the integration of the LFA with other project management processes
and tools, no means to achieve it was proposed. For example, the LFA could be used to
support the selection process and the identification of an appropriate general project
management approach. All of that has created some confusion, and many issues still
prevailed (Aune, 2000; Dale, 2003; Earle, 2003; Gasper, 1997, 1999, 2000).

Considering the unsolved issues of the previous three generations as summarized in Table
1, the LFA needs to be further updated so that it may:

Support the corporate process to select projects (better integration with other PM
processes);
Facilitate analysis and decisions on general project management approaches at a high
level (better integration with other PM processes);
Make the project scope and corporate mission evident and well related (clearer
terminology and more evident links between the levels of the LF);
Use terms that are consistent with today's project management framework—for example,
risk identification instead of assumptions (common terminology);
Foster stakeholders’ involvement and participation (major improvement of the second
generation);
Lead the project team members into more effective project planning by identifying what
needs to be done, why it should be done, how it needs to be done and with what
resources, which participants should be involved, project success measures, risk events,
and so on (better integration with other PM processes and tools);
Show responsibilities with regard to project success (clearer responsibilities with regard
to project success);
Allow integration with today's project management tools (better integration with other
PM tools); and
Be flexible and suitable to different project management approaches such as agile project
management and extreme project management (less rigid approach).
While the content of the LF has changed very little over the years, the underlying
philosophy has changed. At first, the LF was created to provide a static overview of a
project under the assumptions that a well-conceived project should change very little over
its life cycle and that it is the responsibility of a project team to provide this clear vision
of the project. Under this philosophy, a project has a life of its own. The second
generation of the LFA recognizes that project success depends mostly on stakeholders’
perceptions. A project exists (and has value) only within the realm of the stakeholders’
needs and expectations. Consequently, it is the responsibility of the project team to
manage the project such that the needs and expectations of the stakeholders will be met.
In the third generation of the LFA, projects are perceived as complex undertakings

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involving uncertainties, and consequently changes are inevitable. Projects are thus
perceived as changing entities. It is the responsibility of the project team to adapt to the
changes. Based on the above analysis of the strengths and weaknesses of the three
generations of the LFA, the research objective is established in the next section.

Research Objective

The objective of this article is to propose a modification of the LFA that will foster its use
in selecting projects, in better understanding the context of a selected project, and in
becoming the precursor of choice for the project charter and a highly effective
communication tool. The revised version of the LFA must be consistent with today's PM
culture and terminology, and must facilitate integration with today's project management
tools. We propose to call the updated tool the Logical Framework Approach–Millennium
(LFA–M). The LFA–M is composed of steps leading to the development of a revised
version of the logframe that we propose to call the Logframe-Millennium (LF–M). Thus,
the LFA–M is the process leading to the LF–M.

Phases of the Research Methodology

Approach Used

1. Modification of the logframe

Expert interviews

2. Revision of the LFA

Expert interviews and focus groups

3. Relationships with other project management tools and documents

Expert interviews

Table 2: The three-phase research methodology.

A three-phase methodology was used to develop the LFA–M to meet the above nine
requirements. First, the LF was modified to make it more consistent with today's project
management framework by ensuring its compliance with the terminology of the Project
Management Body of Knowledge, or, PMBOK (Project Management Institute, 2008).
Experts’ interviews were used to validate the content of the LF–M with regard to the
PMBOK. Then, the steps required for the development of the LF–M were established
through experts’ interviews and focus groups. These steps were devised to allow
stakeholders’ involvement and to make the development of the LF–M more systematic.
Finally, in the third phase, through experts’ interviews the relationships between the
elements (or boxes) of the LF–M and other project management tools and documents
were determined, facilitating, among other things, integration of the LFA–M with today's

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project management tools. Table 2 summarizes the three phases of the research
methodology and the approach used.

The Logical Framework Approach–Millennium

Phase 1: Modification of the Logframe

The proposed LF–M is a five-column and four-line matrix. Table 3 provides a short
description of the information that should be considered by project teams to develop the
LF–M. The five columns are: Project Commitments, Success Measures, Means of
Verification, Risk Events, and Responsible Authority. The lines of the LF–M include
four essential project commitments: Organizational Value, Scope/Deliverables,
Activities, and Resources. The next sections describe all the elements of the updated
logframe, as well as the horizontal and vertical logics between them. It should be noted
that the proposed LF–M contains most of the information of the Project Data Sheet as
used in agile project management (Highsmith, 2004), but it is organized in a more logical
fashion that makes it easier to understand and to update.

The first line of the logframe, first column, gives the organizational value, also referred to
as the business objective of the project (at the Canadian Space Agency [CSA], the
business objective is called the programmatic objective). It describes why the project
should be undertaken by identifying how the client organization will benefit in the long
run from the project (the “why”). The organizational value must be related to the
organizational goals, its mission, and its strategic objectives. For example, the expected
contributions to the client organization of an information technology (IT) financial
system can include allowing the end-users to do more advanced financial analysis, or to
do them better, faster, and/or cheaper by providing new ways to increase the productivity
of the finance department. The next column gives the success measures for the
organizational value and provides metrics used to assess to what extent the business
objective is met and to what extent in the long run the organization will benefit from the
project. Success measures can include, for example: increasing market share by 10%
within 5 years, reducing down time by 5% per year, bringing one new product on the
market every year, increasing customer loyalty by 15% within the next 5 years. The next
column presents the means of verification for the organizational value of a project
identifying the data required to quantify the success measures and how they will be
obtained. These can include, for example, the annual report or a yearly satisfaction
survey. The fourth column contains the risk events that can compromise the contribution
of the project to the organizational value. For example, a change of mission, end-users
refusing to use the new system, or a new improved system becoming available from a
competitor could be significant risk events. Indeed, even if a project is delivered on time,
on budget, and within the quality expectations, it is still possible that the client
organization will not benefit from the project. That has been the case for many IT
projects that took many years to complete but for which the needs had changed, or even
worse, no longer existed, and is also the case when the wrong project is undertaken. The
last column identifies the entity or the person who is accountable for the project being
and staying in line with the corporate mission.

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Description of the components of the Logframe–Millennium
Moving to the second line of the logframe, first column, the scope/deliverable of the
project gives what the project intends to deliver to achieve the organizational value, and
hence to contribute to the client organization (the “what”). It can be, for instance,
developing a new IT system, updating an IT existing system, or buying an off-the-shelf
IT system. While in those three cases the main deliverable is an IT system, the activities,
the resources required to carry on the project, and the risk events are quite different. It
should be noted that more than one means can be identified as contributing to the
organizational value. It is suggested to consider each one of them as a different project.
The next column shows the success measures by listing the functionalities and other
quality attributes that the deliverables must possess to meet the client needs and
expectations. For example, a desirable functionality could be to enable end-users to
obtain a list of clients per region, per product, or per amount of sales. To generate a list of
desirable functionalities, the features breakdown structure (FBS) or the quality
breakdown structure (QBS) can be used (Paquin, Couillard, & Ferrand, 2000). The next
column contains the success measures of the scope/deliverables. They assess to what
extent the quality objectives, including technical performance, maintainability,
availability, and so on, are to be met (at the CSA, generally speaking, the quality
objective is referred to as the performance objective). Then in the next column, the means
of verification indicates how the achievement of the quality objective is to be assessed. A
means of verification can be, for example, an acceptance test assessing that the
deliverable possesses all the required functionalities. The fourth column is the risk events
that can jeopardize the achievement of the quality objective and can include, for example,
incompatible technologies or unproven technology. Finally, the fifth column shows the
entity or the person who ensures that the project scope is met.

The activities associated with the attainment of the deliverables are given in the first
column of the third line of the logframe. The activities indicate how the project
deliverables will be done (the “how”). The activities should correspond to the key work
elements at the second level of the work breakdown structure (WBS). There should be
one activity for each deliverable. Even at a high level, it is important to identify the
activities needed to achieve the deliverables in order to obtain an order-of-magnitude
estimate of the type and amount of resources required. This preliminary LF can be done
using high-level information prior to detailing the WBS. Then the preliminary LF can be
updated after the feasibility studies are done or when the WBS is fully developed. The
preliminary LF could be used, for instance, to show to the stakeholders whether
feasibility studies are needed or not (if the LF was filled out without issue, then there is
no need for feasibility studies). The second column contains the success measures
establishing when the activities must be completed. The third column shows the means of
verification indicating how the achievement of the time objective will be assessed.
Earned value management can be used to control the realization on time of the activities.
The next column contains the risk events that can have an impact on the execution on
time of the activities, for example: the contractor responsible for the work goes bankrupt,
one of the team members quits his job, or the material is delivered late. All of these risk

1099
events can make the project activities late. Finally, the last column identifies the entity or
the person who ensures that the activities are completed on time.

Finally, in the first column of the last line of the logframe, the resources required to carry
on the activities are listed (the “how much”) at a high level (e.g., total budget, total work
or full-time equivalent, key permits and contracts, materials, and contingencies). The
success measures associated with the resources are shown in the second column and give
the quantity of resources (in dollar value or in hours) required in carrying on the
activities. The way resources usage is collected gives the means of verification in the
third column. It can include an accounting system or timesheets. The risk events in the
fourth column include all negative events that can jeopardize the availability of the
required resources or that can make the resources insufficient to carry on the activities.
Inflation and dollar devaluation are among the risk events that could have an impact on
the cost objective. Finally, the entity or the person who ensures that the resources are
made available and used efficiently is shown in the last column.

To these elements, two columns were added to better define the project: (1) the relative
priorities of the success measures and (2) the risk level. The relative priorities of the
success measures reflect an agreement among the stakeholders about the possible trade-
off between them. It is proposed to use the following scale: essential, flexible, and
adjustable. Essential (E) indicates that failure to meet that success dimension will result
in the project failure. Flexible (F) is assigned to success dimensions considered as
important but for which some variation is tolerated (for example, missing the
commissioning date by 1 week). The relative priority adjustable (A) is given to success
dimensions that are opened to negotiation throughout the project life cycle.

The risk level is a subjective assessment of the likelihood and negative consequences of
the identified risk events. It is proposed to use the following scale: low (L), medium (M),
and high (H). A low score indicates the assumption that the risk in question, although it
will still be monitored, will have only minor effects on the project objective. A high score
means that the risk that has been identified could cause, were it to occur, a major impact
to the affected objective and possibly the cancellation of the project. The assessment of
the risk level may help the project team in selecting an appropriate project management
approach.

Phase 2: Revision of the Logical Framework Approach

Completing a logframe should be done systematically. A seven-step approach composed


of six precursors and the revised LF–M is proposed as follows:

Analysis of the project's context;


Problem analysis/situation analysis;
Stakeholder analysis;
Options identification and selection;
Identification of the main activities, their schedule, and the required resources;
Risk identification; and

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Logframe write-up and validation.
The steps do not need to be performed in a linear fashion. It is always possible to go back
to previous steps as more information is gathered throughout the approach. For example,
the options identification step might reveal that no affordable or technologically feasible
solution exists for the problem at hand. It might then be suitable to change the scope of
the project. The process shall be adapted to each situation and must remain flexible while
fostering stakeholders’ involvement and participation.

The first step of the LFA–M consists of performing an analysis of the project's context.
The purpose of this step is to understand the mission of the organization that the project
must support and the organizational strategies used to support that mission. In addition,
the internal and external environments of the organization must be defined. With regard
to the external environment, questions such as the following must be addressed: Who are
the customers of the organizations? What are their expectations? What products or
services do we provide them with? Who are the competitors? To better understand the
internal environment, the following questions must also be considered: To deliver the
products or services, what are the operations performed by the organization? What type
and quantity of resources are used? Technique such as SWOT (analysis of strengths,
weaknesses, opportunities, and threats) can be used to identify an area for potential
growth or improvement or a problematic area that needs to be improved. In some
organizations, the LF can be used instead of a SWOT analysis. However, the SWOT
analysis is used more to identify worthwhile opportunities or projects, and the LFA is
used more to give an overall understanding of the project and to decide if the project
would be the appropriate solution to a corporate need, and/or should be continued.

The second step is the problem analysis/situation analysis. It is useful to describe the
actual situation that is unsatisfactory and the desirable situation that we want to achieve.
The gap between the actual and the desirable situations leads to the need statement. For
example, the need to improve market share can lead to a new product development
project or to a marketing project promoting actual products in a new market. It is
important to identify the causes of the undesirable situation and its effects. The issue is to
understand clearly the problem before proposing a solution. Many projects have failed
because a solution was identified prematurely even before a problem statement was
formulated. It is possible to group the causes into categories leading to different projects.
The analysis of the effects or consequences of the problem helps in justifying that a
project is needed. A Statement of Capability Deficiency (SCD) or a need statement must
be written and reviewed by the strategic stakeholders. This statement shall indicate why a
project is needed and what value the project is expected to bring to the organization. It is
important to formulate the need statement as close to the “owner of the problem” as
possible and not provide solutions at this stage. This need statement will have a direct
link with the first box (first line, first column) of the LF–M.

The third step involves a stakeholder analysis, and this will support the whole LF–M but
mainly the first and second rows. The purpose of this step aims at identifying all of the
entities or persons who are or will be influenced by or exert an influence directly or
indirectly on the project. It is important to determine if stakeholders are in favor or

1101
against the project, to determine their ability and intent to influence, and then to develop
means of keeping or gaining their support. Stakeholders’ involvement and support were
found to be critical project success factors. As well, stakeholders can limit the project
scope, its duration, and its budget and can request regular progress reports to assess if the
project should be terminated or continued. This stakeholder analysis will provide more
assurance that we have identified the correct mission, need, project, and risk.

The fourth step, options identification and selection, aims to identify and select an option.
The aim of this step is to identify potential options to solve the problem identified in the
previous steps and then to do a cost/benefit analysis to select the most appropriate one. If
the option selected is a project, it must indicate the deliverables that will be produced and
how they will be produced. Options can include: developing a new system, updating an
existing system, or buying an off-the-shelf system. The analysis of a given option should
cover the project success measures, its organizational value (programmatic objective: will
the project deliverables help in serving the mission and how well, and what is the
business case?), the quality objective/performance (feasibility of the deliverables), the
schedule objective (hence, activities list), and cost objective and feasibility. Then, there
should be a cost/benefit analysis to compare the acceptable options. The benefits should
relate to the impact of the option on the chance of achieving the mission, the quality of
the deliverables, the cost, and the duration of the project, as well as the risk involved.
Essentially here, we are working on the LF–M second and third rows.

Identification of the main activities, their schedule, and the required resources are
achieved in the fifth step of the LFA–M. It aims to develop a reasonably detailed plan of
activities and resources allocation for the selected option. This step aims to identify the
main activities required to produce the deliverables and the resources required to carry on
the activities. The activities can include: developing the system requirements, developing
the system architecture, designing the system, coding the system, and testing the system.
The type and quantity of resources required to undertake the activities can then be
assessed. Finally, a milestone chart indicating when the project activities must be carried
on can be developed. This step will be the main contributor to the fourth row.

In the sixth step of the approach, risk identification must be performed. For each level (or
row) of the LF–M, risk events and, as much as possible, risk mitigations also must be
identified. The stakeholder analysis will contribute here also, since most risk events are
related to communications, misunderstandings, or not sharing the need, hence, to people.

Finally, the logframe is written up and validated, using the information obtained in the
previous six steps. During this final step, the horizontal and vertical logic is verified and
previous steps are revisited if necessary. The approach ends with the concurrence of the
logframe by the key stakeholders.

Phase 3: Relationships With Other Project Management Tools and Documents

The revised LFA–M and the LF–M are well adapted to today's project initiation and
management tools and documents. Table 4 illustrates this point by showing the tools and

1102
the documents that can be used to further validate the elements of the LF–M. For
example, the mission statement and priorities, strategic plan, business case, and need
statement can be used to validate the identified organizational value of the project. In
addition, the scope/deliverables can be confirmed using feasibility studies, cost-trade-off
analysis, the product breakdown structure, and the stakeholder analysis. The activities of
the project can be broken down further during the planning phase using the WBS as
indicated in the project plan. More relationships with other project management tools and
documents are given in Table 4.

Once the LF–M, a high-level document, has been agreed to by the stakeholders, it can be
used to prepare other necessary project documents. Figure 1 illustrates the flow of
documents to consider. The left side of the figure represents the seven steps of the LFA–
M as described in the article, and the right side shows a typical flow of project
management–related documents. As the flow of documents may vary from one
organization to another, Figure 1 provides an example of how the LF–M relates to other
project management documents.

It all begins with the document describing the mission and the priorities of the
organization. The mission statement and the related priorities can be used to validate the
need statement. The need statement will lead to a problem statement. Because projects
can have significant impacts on many persons, entities, or organizations, a stakeholder
analysis must be performed early in the project life cycle to ensure that it will benefit all
of the stakeholders. A business case will determine the relevancy of the project by
demonstrating its expected contributions to the mission or the priorities of the
organization. The feasibility studies and/or the cost/trade-off analysis helps identifying
options and selecting the most suitable one by comparing their expected
benefits/contributions and their financial and technical viability. The proposed option will
be used to develop the scope statement.

The scope statement shall describe the work to be done to produce the project
deliverables. Completion date for the deliverables can be determined using milestone
charts. Risk identification at a high level must be done to assess the level of risk of the
project. Using the information gathered in the previous steps, the LF–M can be
completed and used as foreword to the project charter. After demonstrating the feasibility
and the viability of the proposed option, project approval should be obtained, and detailed
overall project planning (including detailed risk management planning) may be
performed. However, before writing an overall project plan, quality assurance (QA)
planning should be performed.

The goal of QA is to design a system and the means by which it will be realized in such a
way that the need for quality control is reduced to a minimum. QA also ensures that the
activities and the appropriate resources to produce high-quality deliverables are used.
Consequently, the QA plan is done before the overall project plan, as it must reflect the
decisions made to ensure that high-quality deliverables will be produced. Then a risk
management plan should be elaborated to identify high-level negative events that can
jeopardize the project success and appropriate risk responses.

1103
The relationships with other project management tools and documents
The LF–M is an evolving document that needs to be updated as more detailed and
accurate information is obtained. A first iteration leads to the preliminary version of LF–
M. The preliminary LF–M can demonstrate the need for more detailed analysis. For less
complex projects, the preliminary LF–M can be used instead of more formal feasibility
studies, at least for project approval in principle. A more complete and accurate LF–M
can be obtained after the feasibility studies are done, the latter generally including
preliminary WBS, preliminary budget, and so on. This last phase ensures integration of
the LFA–M with today's project management tools, and, in fact, the LF–M could be
treated as a supporting document for formal project approval submission.

Case Studies

The LFA–M has been implemented successfully at the Canadian Nuclear Safety
Commission and at the Canadian Space Agency. The next paragraphs present some of the
results of the implementation of the LF–M in both organizations.

The LFA–M and the flow of documents


The Canadian Nuclear Safety Commission

The Canadian Nuclear Safety Commission is “an independent federal government agency
that regulates the use of nuclear energy and material to protect health, safety, security,
and the environment and to respect Canada's international commitments on the peaceful
use of nuclear energy.” Its mission is “to regulate the use of nuclear energy and materials
to protect health, safety, security, and the environment and to respect Canada's
international commitments on the peaceful use of nuclear energy.”

The LFA–M was used for the probabilistic assessment of leak rate through the Steam
Generator Tubes Research Project (Revankar & Riznic, 2007). To provide a concise and
complete overview and understanding of the project, the LFA–M was used. The logframe
of the probabilistic assessment of leak rate through the Steam Generator Tubes Research
Project is given in Table 5.

Steps 1 and 2 of the LFA–M led to the formulation of the organizational value of the
project as shown in Table 5. It was felt that there was a need to predict more accurately
tube failures, leak rates, and, ultimately, risk of exceeding exposure dose—that is, all of
the inspection results are within the requirements of CAN/CSA Standard N285.4 on
periodic inspection of power plant components, as well, all potentially leaking tubes are
removed from service during the planned outage, at least with the probability of 0.95 at
50% confidence. Through Steps 3 to 4 of the LFA–M, a solution to the problem was
identified. Then, success measures with their relative priority were assigned to each
project commitment.

It was decided that this project should aim at updating the originally developed
methodology for probabilistic assessment of inspection strategies for steam generator

1104
tubes as a direct effect on the probability of tube failure and primary-to-secondary leak
rate. Assessment of the conditional probabilities of tube failures, leak rates, and,
ultimately, risk of exceeding exposure dose limits is an approach to steam generator tube
fitness-for-service assessment that has begun to be used increasingly in recent years
throughout the nuc1ear power industry. The advantage of this type of analysis is that it
avoids the excessive conservatism typically present in deterministic methodologies
(Revankar & Riznic, 2007). Thus, the scope/deliverables of the project include: obtaining
the experimental data, developing the probabilistic model, and giving a seminar on the
proposed approach. QBS were used to identify the required quality attributes for each
deliverable (see Table 5 for more details).

Then, the main activities to obtain the deliverables, as well as the resources required to
carry them on were identified in Step 5 of the LFA–M. A budget was allocated to each of
the project activities. Major risk events were identified during Step 6 of the approach for
each of the four project commitments. A level of risk was assigned to each commitment.
Finally in Step 7, the logframe was written up and validated. The horizontal and vertical
logic was verified, and concurrence of the logframe was obtained from the key
stakeholders.

The Canadian Space Agency

The mission of the Canadian Space Agency is “to promote the peaceful use and
development of space, to advance the knowledge of space through science and to ensure
that space science and technology provide social and economic benefits for Canadians.”
Consistent with this overall mission statement and with its internal policies and
processes, the CSA used the original LFA format on space projects between 1998 and
2003, and then modified the LFA format internally in a fashion similar to that of the
LFA–M, so that it better matched the project objectives and terminology in place. The
CSA has fostered the use of this new LFA format as a precursor to many of its project
charters since then. The CSA found that the LFA was a very good tool to ensure proper
connection between supported mission and project deliverables, and their respective
high-level risks. It also found that the LFA was more effectively completed and used
when prepared in parallel with the stakeholder analysis, the business plan, and the
concept analysis; the LFA is normally updated when more detailed project information is
available, particularly at the transition between major project phases. It is considered that
the LFA is an excellent communications tool, with corporate- and project-level personnel
and with other stakeholders, and that it is an effective tool to ensure that the focus is kept
on what the project needs to accomplish. The LFA is a good trigger to the need to rewrite
the project charter (if, for instance, the LFA indicates that the corporate mission, the
project objectives, and/or deliverables do not match, in which case, also, the wrong
resources would likely be assigned to the project, thus significantly compromising the
project success).

The logframe of the probabilistic assessment of leak rate through the Steam Generator
Tubes Research Project

1105
Figure 2 is provided to illustrate the integration of the LFA with the overall project
approval and management process at the CSA (Canadian Space Agency, 2005). Here, the
high-level process flow would go from an identified lack of capability (to meet the
corporate mission) to project implementation, showing where the LFA–M is mainly used,
and the link with the stakeholder analysis (SA) and the project implementation plan
(detailed project plan), or PIP. However, the LFA–M is used as a source of information
for all lower levels of the operation, and is updated (as a corporate tool) at key project
phases.

Integration of the LFA–M within the project approval and management approach at the
Canadian Space Agency
Conclusion

Over the last 35 years, the Logical Framework Approach (LFA) has been used by many
public and private organizations as a means of obtaining an overall project vision and of
determining project goals and objectives. While the LFA has proven to be a valuable tool
for project design and evaluation, a few pitfalls make it hard to use with today's project
management framework and to integrate with other project management tools. Based on
a literature review, the essential characteristics of an updated version of the LFA were
identified. To meet these essential characteristics, the LFA–M was developed.

This article showed how the LFA–M can be used to support the corporate process to
select projects, to facilitate analysis and decisions on general project management
approaches at a high level, to make the project scope and corporate mission evident and
well related, to foster stakeholder involvement and participation, to help in planning the
project, to show responsibilities with regard to project success, and to allow integration
with today's project management tools. The LFA–M is also flexible enough to be suitable
for different project management approaches such as agile project management and
extreme project management.

The revised LFA approach was successfully used at the Canadian Space Agency and at
the Canadian Nuclear Safety Commission. The LFA–M fits well within today's project
management framework and corporate culture and leads easily to other essential project
management tools. img

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1109
Jean Couillard is a professor at the Telfer School of Management of the University of
Ottawa, where he has taught since 1983. He received a PhD in operations and decisions
science in 1987 and an MBA in 1979, both from the Université Laval (Québec, Canada).
He concentrates his research in the areas of project management, project risk
management, and quality management. His research has been published in several
journals and magazines, including IEEE Transactions on Engineering Management,
Decision Support System: The International Journal, the European Journal of Operational
Research, the Project Management Journal, and Gestion 2000. Currently, he is involved
in the development and validation of a new approach, the Earned Quality Method, to
assess and control the quality of a project end product throughout its life cycle. He has
served as a project management consultant and trainer for many organizations and
institutions, including Public Works and Government Services Canada, the Department
of National Defence, the Royal Canadian Mounted Police, the National Research Council
Canada, Industry Canada, Statistics Canada, the Canadian Space Agency, the Canadian
Nuclear Safety Commission, Canada Posts Corporation, Consulting and Audit Canada,
and Interis Consulting Inc. He has developed and conducted many introductory and
advanced project management courses and workshops.

Serge Garon has served as the director of project management at the Canadian Space
Agency (CSA) since 1999, where he has led a number of space projects and is
responsible for the project management policy and infrastructure at the CSA. He has
more than 25 years of experience in project management at various levels, including that
of director of shock trials for the Canadian Patrol Frigates project, deputy project
manager for the Canadian Forces Joint Space Project, deputy project manager for the
Radarsat-2 project, risk manager for the Canadian Space Station Program, and project
manager for Communication Satellites and other space projects. He has published a
number of papers on engineering and management, is a lecturer of project risk
management on a part-time basis, and is a popular speaker at conferences both nationally
and internationally. He holds a BEng in chemical engineering from Laval University
(Quebec City); an MSc in naval architecture from University College London (England),
which includes a submarine designer certificate; two summer study certificates in
engineering management from the MIT; and a certificate of competency as shipboard
chief engineer. He has received a number of awards. He has a Canadian Decoration (CD)
as a retired naval officer and is a Project Management Professional credential holder, a
certified European engineer, a chartered engineer (England), and a professional engineer
(Quebec).

Jovica Riznic has a professional background in mechanical and nuclear engineering. He


is currently a technical specialist with the Canadian Nuclear Safety Commission (CNSC).
Prior to joining the CNSC, he was a visiting professor at the University of Wisconsin in
Milwaukee. He is also a professor of project management studies at Algonquin College in
Ottawa, Canada. He has written numerous peer-reviewed papers in academic and
professional journals, and has also authored books, monographs, and other professional
publications. His teaching and research interests include knowledge management,
engineering safety, risk and reliability, and project management. Currently he serves on

1110
the editorial board of the International Journal of Nuclear Governance, Economy, and
Ecology.

1The concept of generation was introduced in Sartorius, 1996. According to Sartorius


(1996), the first-generation LFA is characterized mainly by the logframe as a final result.
The second generation puts more emphasis on the team process leading to the logframe,
while the third generation can be identified mainly by its application to international
research projects, the recognition of the need for better training, and the availability of
integrated and easy-to-use software for its implementation. However, a slightly different
classification scheme is used in this article. The classification is based more on the
terminology used in the logframe and the steps of the approach.

This material has been reproduced with the permission of the copyright owner.
Unauthorized reproduction of this material is strictly prohibited. For permission to
reproduce this material, please contact PMI.
Project Management Journal, Vol. 40, No. 4, 31–44
© 2009 by the Project Management Institute Published online in Wiley InterScience
(www.interscience.wiley.com ) DOI: 10.1002/pmj.20117

Source:- https://www.pmi.org/learning/library/logical-framework-approach-millennium-
2406

End

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