Professional Documents
Culture Documents
1
2 2 CLASSIFICATION
Germani, the Nervii and the Treveri, liked to call them- did however use the term walhaz to describe outsiders
selves Germanic in his time, in order not to be associated (mainly Celts, Romans and Greeks).[23] Roman authors
with Gaulish indolence.[12] Caesar described this group frequently employed the term barbarian from the Latin
of tribes both as Belgic Gauls, and Germani. Gauls are derivative barbarus (inherited from the Greek barbaros
associated with Celtic languages, and the term Germani is which means foreign) when describing Germanic peo-
associated with Germanic languages, but Caesar did not ples. Such a term presupposed a distinctive Roman in-
discuss languages in detail (though he did say that Belgic tellectual and cultural superiority and their ethnographic
Gaul was dierent from Celtic Gaul in language). The ge- treatises on the various barbarian tribes ascribed spe-
ographer Ptolemy described the place where these people cic attributes of barbarism to each one so as to delineate
lived as Germania, which according to his accounts was the dichotomy between barbarism and civilization.[24]
bordered by the Rhine, Vistula and Danube Rivers, but he The more the Romans increased their presence along the
also circumscribed into Greater Germania an area which periphery of their Empire, the more trade and employ-
included Jutland (Cimbrian peninsula) and an enormous ment for the barbarians became available, resulting in
island known as Scandia (the Scandinavian peninsula).[13] an economic boom along the corridors of the Danube
River, which subsequently increased the Roman focus
While saying that the Germani had ancestry over the
Rhine, Caesar did not describe these tribes as recent upon the Germanic peoples.[25] Use of the modern term
immigrants, saying that they had defended themselves German or Germanic is the result of 18th and 19th cen-
some generations earlier from the invading Cimbri and tury classical philology which envisioned the Germanic
Teutones. (He thereby distinguished them from the language group as occupying a central branch of the Indo-
neighbouring Aduatuci, whom he did not call Ger- European language tree.[26]
mani, but who were descended from those Cimbri
and Teutones.)[11] It has been claimed, for example by
Maurits Gysseling, that the placenames of this region 1.2 Teutonic
show evidence of an early presence of Germanic lan-
guages, already in the 2nd century BCE.[14] Celtic culture Further information: German language, Theodiscus and
and language was however clearly inuential also, as can Teutonic (disambiguation)
be seen in the tribal name of the Eburones, their kings
names, Ambiorix and Cativolcus, and also the material Latin scholars from the 10th century utilized the adjec-
culture of the region.[15] (In these early records of appar- tive teutonicus, a derivative of Teutones) when referenc-
ent Germanic tribes, tribal leader names of the Cimbri ing East Francia which in their vernacular was connoted
and Sigambri, and tribal names such as Tencteri and Regnum Teutonicum for that area and all of its subse-
Usipetes, are also apparently Gaulish, even coming from quent inhabitants. Modern speakers of English still em-
the east of the Rhine.) ploy the word Teutons when describing Germanic peo-
The etymology of the word Germani is uncertain. ples as a result.[27] Historically, the Teutones were only
The likeliest theory so far proposed is that it comes one specic tribe, and may not have even spoken a Ger-
from a Gaulish compound of *ger near + *mani manic language. For example, it is postulated by some
men, comparable to Welsh ger near (prep.), Old scholars that the original Teutonic language may have
Irish gair neighbor, Irish gar- (prex) near, garach been a form of Celtic.[28] The source of this confusion
neighborly.[16][17][18][19] Another Celtic possibility is whereby Teutons are lumped into the same category as
that the name meant noisy"; cf. Breton/Cornish garm the others comes from their contact with the Romans in
shout, Irish gairm call.[20] However, here the vowel the second century B.C. when they, along with the Cimbri
does not match, nor does the vowel length (contrast with and the Ambrones led a frightening attack against the Ro-
inscriptional Garmangabi (UK) and Garma Alise, G- mans. Teuton was the byword the Romans applied to the
257)). Others have proposed a Germanic etymology barbarians from the north and which they used to describe
*gr-manni, spear men, cf. Middle Dutch ghere, Old subsequent Germanic peoples.[29] Under the leadership
High German Ger, Old Norse geirr.[21] However, the of Gaius Marius, who built his career on barbarian an-
form gr (from PGmc *gaizaz) seems far too advanced tagonists (like many who followed), the Teutones became
phonetically for the 1st century, has a long vowel where one of the archetypal enemies of the Roman Empire.[30]
a short one is expected, and the Latin form has a simplex
-n-, not a geminate.
The term Germani, therefore, probably applied to a small 2 Classication
group of tribes in northeastern Gaul who may or may not
have spoken a Germanic language, and whose links to By the 1st century CE, the writings of Pomponius
Germania are unclear. It appears that the Germanic tribes Mela, Pliny the elder, and Tacitus indicate a division
did not have a word to describe themselves, although of Germanic-speaking peoples into large groupings who
the word Suebi, used by Caesar to broadly classify Ger- shared ancestry and culture. (This division has been ap-
manic speakers was likely Germanic in origin.[22] They propriated in modern terminology about the divisions of
3
other earliest known physical records of the Germanic times designate the Frankish language (and its descen-
language appear on stone and wood carvings in Runic dant Dutch) as Istvaeonic, although the geographical term
script from around 200 AD.[28] Runic writing likely dis- "Weser-Rhine Germanic is often preferred. However,
appeared due to the concerted opposition of the Chris- the classical "Germani" near the Rhine, to whom the term
tian Church, which regarded runic text as heathen sym- was originally applied by Caesar, may not have even spo-
bols which supposedly contained inherent magical prop- ken Germanic languages, let alone a language recogniz-
erties that they associated with the Germanic peoples ably ancestral to modern Dutch.[52] The close relatives
pagan past.[40] Unfortunately, this primitive view ignores of Dutch, Low German, Anglo-Saxon and Frisian, are
the abundance of pious runic writing found on church- in fact sometimes designated as Ingvaeonic, or alterna-
related objects (ranging from inscriptions in the door- tively, North-Sea Germanic. And Frankish, (and later
ways of churches, on church bells and even those found Dutch, Luxembourgish and the Frankish dialects of Ger-
on baptismal fonts) when Christianity was introduced into man in Germany) have continuously been intelligible to
the Germanic North.[41][42] An important linguistic step some extent with both Ingvaeonic Low German, and
was made by the Christian convert Ullas, who became some Suebian High German dialects, with which they
a bishop to the Visigoths in AD 341; he subsequently form a spectrum of continental dialects. All these dialects
invented an alphabet and translated the scriptures from or languages appear to have formed by the mixing of mi-
Greek into Gothic, creating the earliest known transla- grating peoples after the time of Caesar. So it is not clear
tion of the Bible into a Germanic language.[43] if these medieval dialect divisions correspond to any men-
From what is known, the early Germanic tribes may have tioned by Tacitus and Pliny. Indeed, in Tacitus (Tac. Ger.
spoken "mutually intelligible dialects derived from a 40) and in Claudius Ptolemy's Geography, the Anglii, an-
common parent language but there are no written records cestors of the Anglo-Saxons, are designated as being a
to verify this fact.[44][45] Despite their common linguistic Suebic tribe.
framework, by the 5th century AD, the Germanic peo- By AD 500 west Germanic speakers had apparently de-
ple were linguistically dierentiated and could no longer veloped a distinct language continuum with extensive
easily comprehend one another.[44][46] Nonetheless, the loaning from Latin (due to their ongoing contact with the
line between Germanic languages and Romance speak- Romans), whereas the east Germanic languages were dy-
ers in central Europe remained at the western mouth of ing out.[53] West Germanic languages include: German,
the Rhine river and while Gaul fell under German domi- Yiddish, Dutch, Luxemburgish, Frisian, and English.[54]
nation and was rmly settled by the Franks, the linguistic North Germanic languages are Swedish, Danish, Norwe-
patterns did not move much. Further west and south in gian, Faroese and Icelandic.[55][56] Later manifestations
Europe-proper, the linguistic presence of the Germanic of the western Germanic languages and their pursuant ty-
languages is almost negligible. Despite the fact that the pological characteristics are due in part to the activities of
Visigoths ruled what is now Spain for upwards of 250 the Hanseatic League where trade necessitated a lingua
years, there are almost no recognizable Gothic words bor- franca from the mainland of Scandinavia all along the
rowed into Spanish.[47] navigable shores of the North Sea, and within the Baltic
Sea.[57]
The Germanic tribes moved and interacted over the next
centuries, and separate dialects among Germanic lan-
guages developed down to the present day.[48] Some
groups, such as the Suebians, have a continuous recorded 4 History
existence, and so there is a reasonable condence that
their modern dialects can be traced back to those in 4.1 Origins
classical times.[49] By extension, but sometimes contro-
versially, the names of the sons of Mannus, Istvaeones, See also: Indo-European migrations and Nordic Bronze
Irminones, and Ingvaeones, are also sometimes used to Age
divide up the medieval and modern West Germanic lan-
guages.[50] The more easterly groups such as the Vandals
are thought to have been united in the use of East Ger- Archaeological and linguistic evidence from a period
manic languages, the most famous of which is Gothic. known as the Nordic Bronze Age indicates that a common
The dialect of the Germanic people who remained in material culture existed between the Germanic tribes
Scandinavia is not generally called Ingvaeonic, but is that inherited the southern regions of Scandinavia, along
classied as North Germanic, which developed into Old with the Schleswig-Holstein area and the area of what is
Norse. Within the West Germanic group, linguists asso- now Hamburg, Germany.[58][59] Additional archaeologi-
ciate the Suebian or Hermionic group with an Elbe Ger- cal remnants from the Iron Age society that once existed
manic which developed into Upper German, including in nearby Wessenstedt also show traces of this culture.[60]
modern German.[51] Exactly how these cultures interacted remains a mystery
but the migrations of early proto-Germanic peoples are
More speculatively, given the lack of any such clear ex- discernible from the remaining evidence of prehistoric
planation in any classical source, modern linguists some- cultures in Hgelgrber, Urneld, and La Tene. Climatic
4.2 Early Iron Age 5
The cultural phase of the late Bronze Age and early Iron
Age in Europe (c. 1200-600 BC in temperate continental
areas), known in contemporary terms as the Hallstatt cul-
ture expanded from the south into this area and brought
the early Germanic peoples under the inuence of early
Celtic (or pre Celtic) culture between 1200 BCE to 600
BCE, whereupon they began extracting bog iron from
the available ore in peat bogs. This ushered in the Pre-
Roman Iron Age.[59] Stretching from central France all
the way to western Hungary and then from the Alps
to central Poland, the Hallstatt culture also constructed
sophisticated structures and the archaeological remains
across parts of France, Germany and Hungary suggest
their trade networks along the North Atlantic, Baltic Sea
and up and down central Europes river valleys were fairly
elaborate as well.[61]
Despite the absence of the Celtic inuence further east- spective, and were not nearly as dierentiated as the Ro-
wards, there are a number of Celtic loanwords in Proto- mans implied. In fact, the Germanic tribes are hard to
Germanic, which at the very least indicates contact be- distinguish from the Celts on many accounts simply based
tween the people of Gaul and the early Germanic cultures on archaeological records.[75]
that resided along the Rhine river.[67] Nonetheless, mate-
rial objects such as metal ornaments and pottery found
near the areas east of the lower Rhine are connoted as 4.3 Pytheas
Jastorf in nomenclature and are characteristically distin-
guishable from the Celtic objects found further west.[68] The rst news about the Germanic world are contained
in the lost Pytheas work. It is believed that Pyth-
It is not clear if the rst occurrence of the term Ger-
eas travelled to Northern Europe, and his observations
mani in Roman ethnography is either a reference to Ger-
about the geographical environment, traditions and cul-
manic or Celtic according to modern linguists, but it is
ture of the Northern European populations were a cen-
probable that the clear geographic demarcation appear-
tral source of information to later historians, possibly
ing between the two peoples may have been made for the
the only source.[76] Authors such as Strabo, Pliny and
sake of political convenience by Caesar.[69] Caesar de-
Diodorus cite Pytheas in disbelief, although Pytheas ob-
scribed some tribes more distinctly than others but gen-
servations are substantially correct. Though Pytheas was
erally considered most of them as being from Germanic
not the rst explorer of those lands (for example Himilco,
stock. However, the archaeological evidence in some of
Phoenicians, Tartessians), he was the rst to describe
the regions creates an ethnographic problem in clearly de-
these populations, and it is fair to say that much of the
lineating the indigenous people based strictly on Roman
Germanic peoples history enters into view through Pyth-
classication. Nonetheless, there are scholars who assert
eas, particularly since he was also the rst to distinguish
that there was an eventual linguistic Germanization that
the 'Germanoi' people of northern and central Europe
occurred during the 1st century BCE through something
as distinct from the 'Keltoi' people further west.[77][78]
they call the elite-dominance model.[70] Archaeologists
Along with a couple of predecessors (namely, Polybius
are unable to make denitive judgments which accord the
and Posidonius), the work of Pytheas over the Celts and
observations of the Roman writer Tacitus. Enough cul-
early Germans inuenced scores of future geographers,
tural absorption between the various Germanic people
historians and ethnographers.[79]
occurred that geographically dening the extent of pre-
Roman Germanic territory is nearly impossible from a
classication standpoint.[71]
Some recognizable trends in the archaeological records Jutland
exist, as it is known that, generally speaking, western Ger-
manic people while still migratory, were more geograph-
ically settled, whereas the eastern Germanics remained
transitory for a longer period.[72] Three settlement pat-
terns and solutions come to the fore, the rst of which
is the establishment of an agricultural base in a region Vercellae
Noreia
Arausio
which allowed them to support larger populations; sec-
ond, the Germanic peoples periodically cleared forests to Aquae Sextiae
when they crossed the Danube in massive force. They did sists in milk, cheese, and esh; nor has any one
so at the invitation of their long-time ally, king Philip V a xed quantity of land or his own individual
of Macedon. They remained a presence in that area until limits; but the magistrates and the leading men
late in the Roman empire. each year apportion to the tribes and families,
who have united together, as much land as, and
in the place in which, they think proper, and the
4.5 Collision with Rome year after compel them to remove elsewhere.
For this enactment they advance many reasons-
Main article: Germanic Wars lest seduced by long-continued custom, they
may exchange their ardor in the waging of war
Late in the 2nd century BCE, Roman sources recount the for agriculture; lest they may be anxious to ac-
migrating Germanic people of Gaul, Italy and Hispania quire extensive estates, and the more powerful
who invaded areas considered part of Imperial Rome. drive the weaker from their possessions; lest
Unsurprisingly, this cultural confrontation resulted in war they construct their houses with too great a de-
between the Roman Republic and the Germanic tribes; sire to avoid cold and heat; lest the desire of
particularly those of the Roman Consul under Gaius Mar- wealth spring up, from which cause divisions
ius.[44] The Cimbri crossed into Norticum (Austria) in and discords arise; and that they may keep the
113 BCE looking for food and usable land when they common people in a contented state of mind,
confronted and defeated a Roman army. A combined when each sees his own means placed on an
force of Cimbri[80] and Teutoni squared o against ad- equality with [those of] the most powerful.[84]
ditional armies from Rome in 109 and 105 BCE, van-
quishing them in the process.[81] Their further incursions Tacitus described the Germanic people as ethnically uni-
into Roman Italy were thrust back in 101 BCE at Vercel- form or unmixed with a distinct character and he
lae by the Roman army.[82] These earlier invasions were even generalized them by claiming that a family like-
written up by Caesar and others as presaging of a North- ness pervades the whole. He also reported that their eyes
ern danger for the Roman Republic, a danger that should were stern and blue and they had ruddy hair with
be controlled.[83] large bodies that rendered them capable of powerful
exertions.[85] This image portrayed them as a fearsome
Julius Caesar describes the Germani and their customs in
people worthy of Romes full attention. Caesar was wary
his Commentarii de Bello Gallico, though it is still a matter
of these barbaric people of Germania and invoked the
of debate if he refers to Northern Celtic tribes or clearly
threat of expansions such as that by Ariovistus' Suebi as
identied Germanic tribes.
justication for his brutal campaigns to annex Gaul to
Rome between 58-51 BCE.[86] Both Ariovistus and an-
[The Germani] have neither Druids to pre-
other notable Germanic warrior king named Maroboduus
side over sacred oces, nor do they pay great
attempted to rule their warrior-based empires in auto-
regard to sacrices. They rank in the num-
cratic fashion but were killed by the treachery of other
ber of the gods those alone whom they be-
warrior-nobles amid their societies who strove for their
hold, and by whose instrumentality they are
own glory.[87]
obviously beneted, namely, the sun, re, and
the moon; they have not heard of the other An intense Roman militarization, greater than ever be-
deities even by report. Their whole life is oc- fore, was begun under Caesar to deal with the barbarian
cupied in hunting and in the pursuits of the tribes along the frontier particularly since he feared
military art; from childhood they devote them- that the Celtic Gauls between Rome and the Germanic
selves to fatigue and hardships. Those who people would not be able to defend themselves.[88] One
have remained chaste for the longest time, re- major Celtic people who were forced from their home-
ceive the greatest commendation among their land in modern southwest Germany and Bohemia were
people; they think that by this the growth is the Boii, a migration which had major impacts on Rome
promoted, by this the physical powers are in- and many other peoples. Later, Caesars attention in 58
creased and the sinews are strengthened. And BC was drawn to the movements of the Boiis old neigh-
to have had knowledge of a woman before the bours the Helvetii, another population group forced into
twentieth year they reckon among the most dis- Gaul from the direction of modern southwest Germany
graceful acts; of which matter there is no con- and west Switzerland.[89][90] When the Gaulish Arverni
cealment, because they bathe promiscuously in and Sequani elicited assistance from the Germanic Suebi
the rivers and [only] use skins or small cloaks (who came to them from east of the Rhine into Gaul)
of deers hides, a large portion of the body be- against their Aedui enemies in 71 BC, the Suebi essen-
ing in consequence naked. tially remained in situ and were able to expand further into
the territory along the periphery of the Roman frontier.
They do not pay much attention to agri- Meanwhile, Celtic culture and inuence in Gaul began to
culture, and a large portion of their food con- wane during the rst century BC as a result.[91]
8 4 HISTORY
sea to the area of the modern Ukraine. And sometime dominate the once Roman Britannia.[112]
in AD 251, they defeated a Roman army in the Balkans,
killing the emperor Decius in the process. Close to the
same time that the Goths were ghting the Romans in 4.6.1 Battle of Adrianople
the Baltics, there is also the rst mention of the Franks
around AD 250.[104] Perennial internal conicts among Further information: Battle of Adrianople
several successive emperors of both the eastern and west-
ern Empire during the 4th century AD resulted in civil During the fourth and fth centuries AD Roman emper-
wars and damaged the overall quality of the Roman army; ors did their best to stave o the advance of the Ger-
the ghting also depleted the elite from within their o- manic tribes. While the rulers in the Eastern Empire were
cer corps. To compensate for their losses the Romans able to endure the frequent clashes without serious con-
recruited inferior untried Roman civilians and sought re- sequences to their territorial dominion, this was not the
placements from across the frontier region by militarily case in the Western Empire. For upwards of two cen-
procient barbarian troops, a development which further turies, the Roman emperors fought and conned the Ger-
strengthened the position of the Germanic peoples.[105] manic tribes to Rhine-Danube frontier and in far-away
Attempting to control the periphery of the Roman empire Briton, but all that changed in AD 378 when the Visig-
meant nding innovative ways of dealing with the Ger- oths destroyed as much as two-thirds of the Roman army
manic people, so the Romans enlisted them as foederati of the East under emperor Valens.[113] Roman historian
(federates) and by the late fourth century, the majority Ammianus Marcellinus referred to the damage inicted
of the Roman military was made up of Germanic war- by the Germanic tribes at Adrianople as an irreparable
riors. Federating whole tribes of Germanic people into disaster and ended his account of Roman history with
the Empire marked a whole new phase of encroachment this battle. Subsequent historians like Sir Edward Gib-
and facilitated the fragmentation of Rome from within its bon (among others) ascribe a similar signicance to this
own borders.[106] event and call the Battle of Adrianople a watershed mo-
Among the Romans, the Germanic presence in the mili- ment between the ancient world and the medieval one that
tary was so extensive for example, that the word barbarus followed; for not only did this battle reveal Romes weak-
became a synonym for soldier and the imperial bud- ness to the Germanic tribes and inspire them[114] accordingly,
get of the military was known as the cus barbarus. [107] never again were they to leave Roman soil.
Barbarians (Germanics) composed the mobile army of
emperor Constantine with many of them, particularly
the more organized ones like the Franks and Alamanni,
4.7 Migration Period
reaching levels of high command. An example of such
Further information: Migration Period
prominence shows in the fact that in AD 350 the Frank-
Before considering the later migration of various Ger-
ish general Silvanus was the high military commander
of Gaul.[108] Warriors and leaders among the Germanic
peoples had an advantage over their Roman counterparts
as they knew and could dexterously traverse both worlds,
whereas the Romans despised barbarian culture and cus-
toms and were unable to secure trust amid the Germanic
soldiers on their payrolls. In this way, the ethnic and
regional ties within the evolving bureaucratic Roman-
Germanic world began to favor the 'barbarians.[109]
Roman Britannia was contemporaneously under constant
threat during the 3rd and 4th centuries AD by northern
Picts as well as the Germanic Saxons who sailed from
north of Gaul to the eastern coast of the British Isles. Late
in AD 367, the Roman garrisons in Britannia collapsed
as the Germanic barbarians poured into the region from 2nd century to 5th century simplied migrations
all directions.[110] Attempting to permanently reestablish
control on Britannia, the emperor Valentinian sent an ex- manic peoples in the 5th century, it is worth noting that
perienced Roman commander who was able to beat the the rst recorded great migration of a Germanic tribe oc-
invaders back after a year-long war and gain control of curred sometime at the end of the 2nd century when the
Londonium, but it was a Pyrrhic victory, for the Ger- Goths left the lower Vistula for the shores of the Black
manic invaders had burned down standing settlements, Sea.[115] For the next couple hundred years, the restless
ravaged cities on the isles, interrupted trade and annihi- Goths were a menace to the Roman Empire.[116] Be-
lated entire Roman garrisons.[111] By the middle of the tween the 2nd and 4th centuries the Goths slowly ltered
5th century, the Picts, Scots and Anglo-Saxons began to deeper into the south and eastwards, making their way
to what is now Kiev in Ukraine and pressuring Rome in
10 4 HISTORY
oered them experience of how the im- itable administration of once Roman lands.[139] Slowly
perial army was organized, how the govern- but surely, the distinction between Germanic rulers and
ment arranged the military and functional lo- Roman subjects faded, followed by varying degrees of
gistics of their involvement as soldiers or of- cultural assimilation which included the adoption of the
cers and how it administered their practical Gothic language by some of the indigenous people of the
life, how the professional expertise and the so- former Roman Empire but this was certainly not ubiq-
cial values of the individual soldier were cul- uitous as Gothic identity still remained distinctive.[140]
tivated in the camp and on the battleeld, how Theodoric may have tried too hard to accommodate the
the ideas about the state and its objectives were various people under his dominion; indulging Romans
to be implemented by men in uniform, how the and Goths, Catholics and Arians, Latin and barbarian cul-
Empire was composed and how it functioned ture resulted in the eventual failure of the Ostrogothic
at an administrative level. This knowledge reign and the subsequent end of Italy as the heartland of
of and experience with the Romans opened late antiquity.[141]
to individual members of the gentes a path According to noted historian Herwig Wolfram, the Ger-
which, once taken, would lead them to more
manic peoples did not and could not conquer the more
or less substantial aliation or even solidar- advanced Roman world nor were they able to restore it
ity with the Roman world. To take an ex- as a political and economic entity"; instead, he asserts that
ample from the economic sphere: The ser- the empires universalism was replaced by tribal par-
vice in the Roman army introduced the indi- ticularism which gave way to regional patriotism.[142]
vidual or corporate members into the mone- Nonetheless, the entry of the Germanic tribes deep into
tary system of the Empire since quite a sub- the heart of Europe and the subsequent collapse of the
stantial part of their salary was paid to them in western Roman Empire resulted in a massive disrup-
cash. With money in their hands the guests tion to long established communication networks, a sys-
were by necessity exposed to the possibility of tem that had in many ways bound much of the continent
taking part in the economic system, of becom- together for centuries.[143] Trade networks and routes
ing accustomed to the rules of the wide mar- shifted accordingly, Germanic kingdoms and peoples es-
ket, of absorbing the messages of or reacting to tablished boundaries and it was not until the appearance
the imperial propaganda passed to the citizens of the Arabs in Iberia and into Anatolia that Europeans
through the legends on the coins. In addition began reestablishing their networks to deal with a new
the goods oered in the markets inuenced and threat.[144]
transformed the newcomers food and aesthetic
tastes and their cultural horizon. Furthermore
Roman civilitas was an attractive goal for ev- 4.9 Early Middle Ages
ery individual wishing to succeed in his social
advancement.[132] The transition of the Migration period to the Middle Ages
proper took place over the course of the second half of
Assisting with defense eventually shifted into administra- the 1st millennium. It was marked by the Christianization
tion and then outright rule, as Roman government passed of the Germanic peoples and the formation of stable
into the hands of Germanic leaders. Odoacer (who com- kingdoms replacing the mostly tribal structures of the Mi-
manded the German mercenaries in Italy)[133] deposed gration period. Some of this stability is discernible in
Romulus Augustulus, the last emperor of the West in the fact that the Pope recognized Theodorics reign when
AD 476.[134] Odoacer ruled from Rome and Ravenna, the Germanic conqueror entered Rome in AD 500, de-
restored the Colosseum and assigned seats to senatorial spite that Theodoric was a known practitioner of Ari-
dignitaries as part of the process of consolidating his anism, a faith which the Council of Nicaea condemned
rule.[135] The presence of successor states controlled by in AD 325.[145] Theodorics Germanic subjects and ad-
a nobility from one of the Germanic tribes is evident ministrators from the Roman Catholic Church cooper-
in the 6th century even in Italy, the former heart of ated in serving him, helping establish a codied system
the Empire, where Odoacer was followed by Theodoric of laws and ordinances which facilitated the integration
the Great, king of the Ostrogoths, who was regarded by of the Gothic peoples into a burgeoning empire, solidi-
Roman citizens and Gothic settlers alike as legitimate fying their place as they appropriated a Roman identity
successor to the rule of Rome and Italy.[136] Theodoric of sorts.[146] The foundations laid by the Empire enabled
ruled from AD 493526, twice as long as his prede- the successor Germanic kingdoms to maintain a famil-
cessor, and his rule is evidenced by an abundance of iar structure and their success can be seen as part of the
documents.[137] Under the Ostrogoths a considerable de- lasting triumph of Rome.[147]
gree of Roman and Germanic cultural and political fusion In continental Europe, this Germanic evolution saw the
was achieved.[138] Germanic kings worked in-tandem rise of Francia in the Merovingian period under the rule
with Roman administrators to the extent possible to help of Clovis I who had deposed the last emperor of Gaul,
ensure a smooth transition and to facilitate the prof- eclipsing lesser kingdoms such as Alemannia.[148] The
12 4 HISTORY
Merovingians controlled most of Gaul under Clovis, who, The various Germanic tribal cultures began their trans-
through conversion to Christianity, allied himself with the formation into the larger nations of later history, English,
Gallo-Romans. While the Merovingians were checked by Norse and German, and in the case of Burgundy,
the armies of the Ostrogoth Theodoric, they remained the Lombardy and Normandy blending into a Romano-
most powerful kingdom in Western Europe and the inter- Germanic culture. Many of these later nation states
mixing of their people with the Romans through marriage started originally as client buer states for the Ro-
rendered the Frankish people less a Germanic tribe and man Empire so as to protect it from its enemies further
more a European people in a manner of speaking.[149] away.[163] Eventually they carved out their own unique
Most of Gaul was under Merovingian control as was part historical paths.
of Italy and their overlordship extended into Germany
where they reigned over the Thuringians, Alamans, and
Bavarians.[150] Evidence also exists that they may have 4.10 Post-migration ethnogeneses
even had suzerainty over south-east England.[151] Frank-
ish historian Gregory of Tours relates that Clovis con-
Further information: Romano-Germanic culture,
verted to Christianity partly as a result of his wifes urg-
Romanization (cultural) and Germanic-speaking Europe
ing and even more so - due to having won a desper-
ate battle after calling out to Christ. According to Gre-
gory, this conversion was sincere but it also proved polit-The territory of modern Germany was divided between
ically expedient as Clovis used his new faith as a means Germanic and Celtic speaking groups in the last centuries
to consolidate his political power by Christianizing his BCE. The parts south of the Germanic Limes came un-
army.[152][153] Against Germanic tradition, each of the der limited Latin inuence in the early centuries CE, but
four sons of Clovis attempted to secure power in dierent were swiftly conquered by Germanic groups such as the
Alemanni after the fall of the Western Roman Empire.
cities but their inability to prove themselves on the battle-
eld and intrigue against one another led the Visigoths The Germanic tribes of the Migration period had settled
back to electing their leadership.[154] down by the Early Middle Ages, the latest series of move-
ments out of Scandinavia taking place during the Viking
When Merovingian rule eventually weakened, they were
Age.
supplanted by another powerful Frankish family, the Car-
olingians, a dynastic order which produced Charles Mar- The Goths and Vandals were linguistically assimilated to
[164]
tel, and Charlemagne.[155] The coronation of Charle- their Latin (Romance) substrate populations (with the
magne as emperor by Pope Leo III in Rome on Christmas exception of the Crimean Goths, who preserved their di-
Day, AD 800 represented a shift in the power structure alect into the 18th century). Burgundians and Lombards
from the south to the north. Frankish power ultimately were assimilated into both Latin (French & Italian) and
laid the foundations for the modern nations of Germany Germanic (German Swiss) populations.
and France.[156] For historians, Charlemagnes appear- The Viking Age Norsemen split into an Old East Norse
ance in the historical chronicle of Europe also marks and an Old West Norse group, which further separated
a transition where the voice of the north appears in its into Icelanders, Faroese and Norwegians on one hand,
own vernacular thanks to the spread of Christianity, after and Swedes and Danes on the other. In Scandinavia,
which the northerners began writing in Latin, Germanic, there is a long history of assimilation of and by the Sami
and Celtic; whereas before, the Germanic people were people and Finnic peoples, namely Finns and Karelians.
only known through Roman or Greek sources.[157] In todays usage, the term 'Nordic peoples refers to the
In England, the Germanic Anglo-Saxon tribes reigned ethnic groups in all of the Nordic countries. In Great
over the south of Great Britain from approximately 519 Britain, Germanic people coalesced into the Anglo-Saxon
to the tenth century until the Wessex hegemony became or English people between the 8th and 10th centuries.
the nucleus for the unication of England.[158][159] Scan- On the European continent, the Holy Roman Empire
dinavia was in the Vendel period and eventually entered included all remaining Germanic speaking groups from
the Viking Age, with expansion to Britain, Ireland and the 10th century. In the Late Medieval to Early Mod-
Iceland in the west and as far as Russia and Greece in ern period, some groups split o the Empire before a
the east.[160] By AD 900 the Vikings secured for them- "German" ethnicity had formed, consisting of Low Fran-
selves a foothold on Frankish soil along the Lower Seine conian (Dutch, Flemish) and Alemannic (Swiss) popula-
River valley in what is now present-day France, thereafter tions.
establishing the Duchy of Normandy, a territorial acqui-
sition which provided them the opportunity to expand be- The various Germanic Peoples of the Migrations period
yond Normandy into Anglo-Saxon England.[161] The sub- eventually spread out over a vast expanse stretching from
sequent Norman Conquest which followed in AD 1066 contemporary European Russia to Iceland and from Nor-
wrought immense changes to life in England as their new way to North Africa. The migrants had varying impacts
Scandinavian masters altered their government, lordship, in dierent regions. In many cases, the newcomers set
public holdings, culture and DNA pool permanently.[162] themselves up as over-lords of the pre-existing popula-
tion. Over time, such groups underwent ethnogenesis, re-
13
sulting in the creation of new cultural and ethnic identities inant. Over time, the Anglo-Saxons, with their distinct
(such as the Franks and Galloromans becoming French). culture and language, displaced much of the extant Ro-
Thus many of the descendants of the ancient Germanic man inuence of old.[167]
Peoples do not speak Germanic languages, as they were to Perhaps the nal incursions by Germanic people which
a greater or lesser degree assimilated into the cosmopoli- altered in some ways the ethnographic map of Europe
tan, literate culture of the Roman world.[165] Even where was made by the Vikings. Between the 8th and 11th
the descendants of Germanic Peoples maintained greater centuries, these Scandinavian/Norse traders and pirates
continuity with their common ancestors, signicant cul- ravaged most of north and central Europe as well as the
tural and linguistic dierences arose over time; as is strik-
British Isles, spreading eastwards as far as Russia and into
ingly illustrated by the dierent identities of Christian- Byzantium. While their initial exploits were generally
ized Saxon subjects of the Carolingian Empire and pagan
raids for plunder, they later settled and mixed with the
Scandinavian Vikings. indigenous people of Europe, which resulted in both con-
quest and colonization.[168] Other examples of assimila-
tion during the Viking Age include the Norsemen, who
settled in Normandy along the French Atlantic coast,
and the societal elite in medieval Russia; among whom,
many were the descendants of Slavied Norsemen (a the-
ory, however, contested by some Slavic scholars in the
former Soviet Union, who name it the Normanist theory).
Known for their unique ships, there is evidence of the
Viking presence all over mainland Europe as no lands
with navigable waters or coastlines escaped their pillag-
ing. Vast territories in eastern England were overrun and
occupied by the Vikings and the Danish King, Canute,
eventually succeeded to the English crown. Archeologi-
cal remains on North America even exist which give evi-
Afrikaners are descended from 17th century Dutch settlers to dence to the dynamism and territorial ambitions of these
South Africa. Germanic warriors.[169]
More broadly, early Medieval Germanic peoples were of- Between c. 1150 and c. 1400 most of the Scottish
ten assimilated into the walha substrate cultures of their Lowlands became English culturally and linguistically
subject populations. Thus, the Burgundians of Burgundy, through immigration from England, France and Flan-
the Vandals of Northern Africa, and the Visigoths of ders and from the resulting assimilation of native Gaelic-
France and Iberia, lost some Germanic identity and be- speaking Scots although Lowland Gaelic was still spo-
came part of Romano-Germanic Europe. For the Ger- ken in Galloway until the 18th century. The Scots lan-
manic Visigoths in particular, they had intimate contact guage is the resulting Germanic language still spoken in
with Rome for two centuries before their domination of parts of Scotland and is very similar to the speech of
the Iberian Peninsula and were accordingly permeated the Northumbrians of northern England. Between the
by Roman culture.[166] Likewise, the Franks of Western 15th and 17th centuries Scots spread into more of main-
Francia form part of the ancestry of the French people. land Scotland at the expense of Scottish Gaelic although
Gaelic maintained a strong hold over the Scottish High-
The Anglo-Saxon settlement of Britain resulted in Anglo- lands, and Scots also began to make some headway into
Saxon, or English, displacement of and cultural assimi- the Northern Isles. The latter, Orkney and Shetland,
lation of the indigenous culture, the Brythonic speaking though now part of Scotland, were nominally part of the
British culture causing the foundation of a new Kingdom, Kingdom of Norway until the 15th century. A version
England. As in what became England, indigenous Bry- of the Norse language was spoken there from the Viking
thonic Celtic culture in some of the south-eastern parts invasions until replaced by Scots in the 18th and 19th
of what became Scotland (approximately the Lothian and centuries.[170]
Borders region) and areas of what became the North-
west of England (the kingdoms of Rheged, Elmet, etc.)
succumbed to Germanic inuence c.600800, due to
the extension of over-lordship and settlement from the
5 Culture
Anglo-Saxon areas to the south. Cultural and linguistic
assimilation occurred less frequently between the Ger- 5.1 Law
manic Anglo-Saxons and the indigenous people who
resided in the Roman dominated areas of England, par- Further information: Germanic king, Sibb, thing
ticularly in the regions that remained previously uncon- (assembly), Germanic law, Germanic warfare and
quered. Anglo-Saxons occupied Somerset, the Severn Romano-Germanic culture
valley, and Lancaster by c.700 where they remained dom-
14 5 CULTURE
century (Age of the Sturlungs, Consolidation of Sweden, gather more soldiers for longer periods, but there was no
Civil war era in Norway), by the end of the 14th cen- systematic method of gathering and training men, so the
tury culminating in the giant Kalmar Union. Elements death of a charismatic leader could mean the destruction
of tribal law, notably the wager of battle, nevertheless of an army. Armies also often consisted of more than 50
remained in eect throughout the Middle Ages, in the percent noncombatants, as displaced people would travel
case of the Holy Roman Empire until the establishment with large groups of soldiers, the elderly, women, and
of the Imperial Chamber Court in the early German Re- children. War leaders who were able to secure ample
naissance. In the federalist organization of Switzerland, booty for their retainers were able to grow accordingly
where cantonal structures remained comparatively local, by attracting warrior bands from nearby villages.[176]
the Germanic thing survived into the 21st century in the
Large bodies of troops, while guring prominently in the
form of the Landsgemeinde, albeit subject to federal law.
history books, were the exception rather than the rule of
ancient warfare. Thus a typical Germanic force might
5.2 Warfare consist of 100 men with the sole goal of raiding a nearby
Germanic or foreign village. Thus, most warfare was
[176]
Further information: Germanic Wars, Gothic warfare, at their barbarian neighbors. According to Roman
Anglo-Saxon warfare and Migration period spear sources, when the Germanic Tribes did ght pitched bat-
Historical records of the Germanic tribes in Germania tles, the infantry often adopted wedge formations, each
wedge being led by a clan head. Legitimacy for leaders
among the Germans resided in their ability to successfully
lead armies to victory. Defeat on the battleeld at the
hands of the Romans or other barbarians often meant
the end for a ruler and in some cases, being absorbed by
another, victorious confederation.[177]
Though often defeated by the Romans, the Germanic
tribes were remembered in Roman records as erce com-
batants, whose main downfall was that they failed to join
together into a collective ghting force under a unied
command, which allowed the Roman Empire to employ
a divide and conquer strategy against them.[178] On oc-
casions when the Germanic tribes worked together, the
results were impressive. Three Roman legions were am-
bushed and destroyed by an alliance of Germanic tribes
headed by Arminius at the Battle of the Teutoburg Forest
in 9 AD,[179] the Roman Empire made no further con-
centrated attempts at conquering Germania beyond the
Rhine.
During the 4th and 5th centuries AD, Visigoths and Van-
dals militarily organized themselves to suciently chal-
lenge and sack Rome in AD 410 and again in AD 455.
Then in AD 476, the last Roman emperor was deposed
by a German chieftain, an event which eectively ended
Roman predominance in western Europe.[180] Germanic
Osterby Head, a bog body with a Suebian knot tribes eventually overwhelmed and conquered the an-
cient world. That military transition was additionally
east of the Rhine and west of the Danube do not begin spurred by the arrival of the Vikings from the 8th to 10th
until quite late in the ancient period, so only the period centuries, giving rise to modern Europe and medieval
after 100 BC can be examined. What is clear is that warfare.[181]
the Germanic idea of warfare was quite dierent from
For an analysis of Germanic tactics versus the Roman
the pitched battles fought by Rome and Greece. Instead
empire see: Roman infantry versus Gallic and the Ger-
the Germanic tribes focused on raids. Warfare of vary-
manic tribes
ing size however was a distinctive feature of barbarian
culture.[176]
The purpose of these was generally not to gain territory, 5.2.1 Weaponry
but rather to capture resources and secure prestige. These
raids were conducted by irregular troops, often formed Weapons used by the Germanic tribes varied. Some of
along family or village lines, in groups of 10 to about them used axes, throwing javelins, spears, bows and ar-
1,000. Leaders of unusual personal magnetism could rows along with swords. Most of the swords used by the
16 5 CULTURE
Germanic warriors were those captured from Roman sol- 5.3 Economy
diers until the 4th century when German blacksmiths be-
gan making the best steel in Europe.[182] Body armor was Traces of the earliest pastoralism of the Germanic peo-
rarely worn and when it was, it was light by comparison to ples appear in central Europe in the form of elaborate
what the Romans employed; only war leaders wore hel- cattle burials along the Elbe and Vistula Rivers from
mets on the battleeld.[183] Commandeering of Roman around 40003000 BCE.[192] These archaeological rem-
weaponry was widespread and the acquisition of the supe- nants were left by the Globular Amphora culture who
rior Roman armaments allowed the Germanic leaders to cleared forests for herding cattle and sometime after 3000
exert their power in ways not previously available. It also BCE began using wheeled carts and plows to cultivate
meant erce inter-Germanic rivalry which constituted the their lands. Central to survival for their assistance in till-
larger power blocks of the Germanic world.[184] Much ing the soil and supplying food, cattle became an eco-
like their predecessors, the Vikings too used axes, swords, nomic resource to these early people.[193] Germanic set-
long knives, spears, oblong shields, leather or metal hel- tlements were typically small, rarely containing much
mets and mail or leather coats for protection; the latter more than ten households, often less, and were usually
being luxuries most could not aord.[185] located by clearings in the woods.[194] Settlements re-
mained of a fairly constant size throughout the period.
The buildings in these villages varied in form, but nor-
mally consisted of farmhouses surrounded by smaller
buildings such as granaries and other storage rooms. The
universal building material was timber. Cattle and hu-
mans usually lived together in the same house.
5.2.2 Tactics
Although the Germans practiced both agriculture and
husbandry, the latter was extremely important both as a
To the greatest extent, Germanic ghting units consisted source of dairy products and as a basis for wealth and so-
of infantry who would emerge from cover and attack, cial status, which was measured by the size of an individ-
but they also utilized skilled cavalrymen at times, some- uals herd.[195] The diet consisted mainly of the products
thing the Visigoths used decisively to aid in their victory of farming and husbandry and was supplied by hunting
at Adrianople. Calvary warfare was limited in north- to a very modest extent. Barley and wheat were the most
ern Europe due to the lack of suitably large horses for common agricultural products and were used for baking
mounted troops. Caesar provided his Germanic armies a certain at type of bread as well as brewing beer. Evi-
with Roman mounts to enable them greater mobility and dence from a Saxon village known as Feddersen Wierde
to enhance their ghting eciency.[186] Unlike their west- near Cuxhaven, Germany (which existed between BC 50
ern Celtic neighbors, the use of chariots was not picked to AD 450) shows that the Germanic people cultivated
up by the early Germans.[187] Notwithstanding the use oats and rye, used manure as fertilizer, and that they prac-
of an occasional fortied position, the Germanic war- ticed crop-rotation.[196]
riors preferred to ght in the open and normally assumed
the oensive rather than ght defensively.[188] Embold- The elds were tilled with a light-weight wooden ard, al-
ening themselves for erce attacks, the Germanic war- though heavier models also existed in some areas. Com-
riors would rouse themselves to a high-pitched level of mon clothing styles are known from the remarkably
excitement and charge headlong against their enemies, well-preserved corpses that have been found in former
which while eective for ambush operations, lacked in marshes on several locations in Denmark, and included
terms of the organizational skill needed for prolonged woolen garments and brooches for women and trousers
siege warfare.[189] The berserker mentality employed by and leather caps for men. Other important small-scale
the Germanic tribes against Rome was still in eect dur- industries were weaving, the manual production of ba-
ing the Viking era of the 8th and 9th centuries as they sic pottery and, more rarely, the fabrication of iron tools,
too believed that by summoning their gods and working especially weapons.[197] Corded Ware culture and the
themselves up, they would possess superhuman strength Funnelbeaker culture (circa. 29002300 BCE) of these
and be protected during battle. Such resolution led them north and central European peoples coincide one another
to believe that dying in such a manner was heroic and and provide evidence of how they lived, traded and buried
would transport the fallen ghter straight into Valhalla their dead.[198]
where they would be embraced by the warrior maidens After 1300 BCE the societies of Jutland and Northern
known as the Valkyries.[189][190] The later military devel- Germany along with the Celtic people experienced a ma-
opment of armored knights and fortied castles was a re- jor revolution in technology during the Late Bronze Age,
sponse in part to the relentless plundering and raiding by shaping tools, containers and weapons through the im-
the Vikings, which meant that the Germanic tribes who proved techniques of working bronze. Both the sword
had settled mainland Europe and the British Isles had to and the bow and arrow as well as other weaponry prolif-
adapt themselves so as to combat another Germanic tribe erate and an arms race of sorts between the tribes ensued
of interlopers.[191] as they tried to outpace one another. Trade was taking
5.4 Kinship patterns 17
place to a greater degree and simple gems and amber from tity. In fact, several elements of ancient Germanic life
the Mediterranean indicate that long-distance exchange tended to weaken the role of kinship: the importance of
of goods was occurring.[199] When the Iron Age (1500 the retinues surrounding military chieftains, the ability of
1200 BCE) arrived, the Germanic people showed greater strong leaders to unite people who were not closely re-
mastery of ironworks than their Celtic contemporaries lated, and feuds and other conicts within a tribe that
but they did not have the extensive trade networks during might lead to permanent divisions. The retinue (often
this period that their southern neighbors enjoyed with the called comitatus by scholars, following the practice of
Greco-Roman world.[200] ancient Roman writers) consisted of the followers of a
chieftain, who depended on the retinue for military and
Widening trade between the Germanic tribes and Rome
started later following the Empires wars of conquest other services and who in return provided for the retinues
needs and divided with them the spoils of battle.[205] This
when they looked to the Germanic people to supply them
with slaves, leather and quality iron. One of the reasons relationship between a chieftain and his followers became
the basis for the more complicated feudal system that de-
the Romans may have drawn borders along the Rhine, be-
sides the sizable population of Germanic warriors on one veloped in medieval Europe. A chieftains retinue might
side of it, was that the Germanic economy was not ro- include close relatives, but it was not limited to them.
bust enough for them to extract much booty nor were they Eventually the rising power of individual chieftains and
convinced they could acquire sucient tax revenue from kings from among the military leadership of Germanic
any additional eorts of conquest. Drawing a distinc- tribes and confederations curtailed and in many ways re-
tive line between themselves and Germanic people also placed the power once enjoyed by tribal assemblies.[206]
incentivized alliances and trade as the Germanic people A code of ethics in battle prevailed among the Germanic
sought a share of the imperial wealth.[201] Roman coinage kin. According to Tacitus, the greatest disgrace that can
was coveted by the Germanic people who preferred sil- befall a warrior of a clan among the Germanic tribes was
ver to gold coins, mostly likely indications that a mar- the abandonment of their shield during combat, as this
ket economy was developing. Tacitus does mention the almost certainly resulted in social isolation.[207] Within
presence of a bartering system being observable among tribal Germanic society, their social hierarchy was linked
the Germanic people, but this was not exclusive, as he intrinsically to war and this warrior code maintained the
also writes of their use of gold and silver for the pur- delity between chiefs and their young warriors.[208]
pose of commerce, adding rather sardonically in his text, Feuds were the standard means for resolving conicts
that what they exchanged was nothing more than petty and regulating behavior. Peace within the tribe was
merchandise.[85] Such observations from Tacitus aside, about controlling violence with codes identifying exactly
ne metalwork, iron and glassware was soon being traded how certain types of feuds were to be settled.[203] Those
by the Germanic peoples along the coast of the North Sea closely related to a person who had been injured or killed
of Denmark and the Netherlands.[202] were supposed to exact revenge on or monetary payment
from the oender. This duty helped rearm the bonds
between extended family members. Yet such feuds weak-
5.4 Kinship patterns ened the tribe as a whole, sometimes leading to the cre-
ation of a new tribe as one group separated from the
The writings of Tacitus allude to the Germanic peoples rest. Clans of Germanic people consisted of groupings of
being aware of a shared ethnicity, in that, they either about 50 households in total with societal rules for each
knew or believed that they shared a common biological specic clan.[209] Recent scholarship suggests that, de-
ancestor with one another. Just how pervasive this aware- spite the obligation to take part in feuds and other customs
ness may have been is certainly debatable, but other fac- involving kinship ties, extended families did not form
tors like language, clothing, ornamentation, hair styles, independent units among the early Germanic peoples.
weapon types, religious practices and shared oral history Though most members of a tribe would have been more
were likely just as signicant in tribal identity for the or less distantly related, common descent was not the
Germanics.[203] Members of a Germanic tribe told tales main source of a tribes identity, and extended families
about the exploits of heroic founding gures who were were not the main social units within a tribe. Traditional
more or less mythologized. Village life consisted of free theories have emphasized the supposedly central role in
men assembled under a chieftain, all of whom shared Germanic culture of clans or large groups with common
common cultural and political traditions. Status among ancestry. But there is little evidence that such clans ex-
the early Germanic tribes was often gauged by the size of isted, and they were certainly not an important element
a mans cattle herd or by ones martial prowess.[204] of social organization. As historian Alexander C. Murray
Before their conversion to Christianity, the Germanic concludes, kinship was a crucial factor in all aspects of
peoples of Europe were made up of several tribes, each barbarian activity, but its uses and groupings were uid,
functioning as an economic and military unit and some- and probably on the whole not long lasting.[210] Internal
times united by a common religious cult. Kinship, espe- competition within the factions of a tribe occasionally re-
cially close kinship, was very important to life within a sulted in internecine warfare which weakened and some-
tribe but generally was not the source of a tribes iden- time destroyed a group, as appears to have been the case
18 5 CULTURE
for the Cherusci tribe during Romes earlier period.[211] of pan-Germanic solidarity, but this started to change
[218]
The most important family relationships among the early noticeably by the 5th century AD at Romes expense.
Germanic peoples were within the individual household,
a fact based on the archaeological evidence from their 5.5 Marriage
settlements where the long-houses appeared to be cen-
tral in their existence. Within the household unit, an in- Based on the writings of Tacitus, most of the barbar-
dividual was equally bound to both the mother and the ians were content with one wife which indicates a gen-
fathers side of the family.[212] Fathers were the main g- eral trend towards monogamy. For those higher within
ures of authority,[209] but wives also played an important their social hierarchy however, polygamy was sometimes
and respected role. Some Germanic tribes even believed solicited on account of their rank.[219] Of note, Tac-
that women possessed magical powers and were feared itus observed that the wife does not bring a dowry to
accordingly.[213] Tacitus describes how, during battles, her husband, but receives one from him and wedding
Germanic warriors were encouraged and cared for by gifts related to a marriage consisted of things like oxen,
their wives and mothers. He also notes that during times saddles and various armaments. Revealing the warlike
of peace, women did most of the work of managing the nature of their society, Tacitus also reported that wives
household. Along with the children, they apparently did came to their husbands as a partner in toils and dangers;
most of the household chores as well. Children were to suer and to dare equally with him, in peace and in
valued, and according to Tacitus, limiting or destroying war.[219]
ones ospring was considered shameful. Mothers ap-
parently breast-fed their own children rather than using The age at rst marriage among ancient Germanic tribes,
nurses. Besides parents and children, a household might according to Tacitus, was late for women compared to
include slaves, but slavery was uncommon, and according Roman women:
to Tacitus, slaves normally had households of their own.
Their slaves (usually prisoners of war) were most often The youths partake late of the pleasures of
employed as domestic servants. [209]
Polygamy and con- love, and hence pass the age of puberty unex-
cubinage were rare but existed, at least among the upper hausted: nor are the virgins hurried into mar-
classes. [214]
When a certain number of families resided riage; the same maturity, the same full growth
on the same territory, this constituted a village (Dorf in is required: the sexes unite equally matched
German). The overall territory occupied by people from and robust; and the children inherit the vigor
[220]
the same tribe was designated in the writings of Tacitus of their parents.
as a civitas, with each of the individual civitas divided into
pagi (or cantons), which were made up of several vici. In Where Aristotle had set the prime of life at 37 years for
cases where the tribes were grouped into larger confeder- men and 18 for women, the Visigothic Code of law in
ations or a group of kingdoms, the term pagus was applied the 7th century placed the prime of life at twenty years
(Gau in German).[215] Extensive contact with Rome al- for both men and women, after which both presumably
tered the egalitarian structure of tribal Germanic society. married. Thus it can be presumed that ancient Germanic
As individuals rose to prominence, a distinction between brides were on average about [221] twenty and were roughly
commoner and nobility developed and with it the previ- the same age as their husbands. Tacitus, however, had
ous constructs of folkright shared equally across the tribe never visited the German-speaking lands and most of his
was replaced in some cases by privilege. [182]
As a result, information on Germania comes from secondary sources.
Germanic society became more stratied. Elites within In addition, Anglo-Saxon women, like those of other Ger-
the Germanic tribes who learned the Roman system and manic tribes, are marked as women from the age of twelve
emulated the way they established dominion were able to onward, based on archaeological nds, implying that the
[222]
gain advantages and exploit them accordingly. [216] age of marriage coincided with puberty. Evidence of
Germanic patriarchy is evident later in the 7th century
Important changes began taking place by the 4th century AD Edict of Rothari of the Lombards which stated that
AD as Germanic peoples, while still cognizant of their women were not allowed to live of their own freewill and
unique clan identities, started forming larger confedera- that they had to be subject to a man and if no one else,
tions of a similar culture. Gathering around the dominant they were to be under the power of the king.[223] For
tribes among them and hearkening to the most charis- Germanic women of later antiquity, marriage obviously
matic leaders brought the various barbarians tribes had its appeal given their reduced status otherwise.
closer together. On the surface this change appeared
to the Romans as welcome since they preferred to deal For Germanic kings, warrior chieftains, senators and Ro-
with a few strong chiefs to control the populations that man nobility, a certain degree of intermarriage was un-
they feared across the Rhine and Danube, but it eventu- dertaken to strengthen their ties to one another and to
ally made these Germanic rulers of confederated peoples the Empire, making marriage or connubium as the [224] Ro-
more and more powerful. [217]
While strong, they were still mans connoted the bond, an instrument of politics.
not federated to one another since they possessed no sense Earlier treaty terms in the late 4th century AD had [225] for-
bidden foreign Goths to intermarry with Romans.
5.6 Religion 19
Some of the marriage attempts of the 6th century AD oerings. Captives might have their throats cut and be
were deliberately planned for the sake of royal succession. bled into giant cauldrons or have their intestines opened
Imperial policy had to be carefully charted between the up and the entrails thrown to the ground for prophetic
Roman-Germanic claimants to kingship and the mainte- readings.[229] Spiritual rituals frequently occurred in con-
nance of Roman imperial administration as the federated secrated groves or upon islands on lakes where perpetual
Germanic kings attempted to put their stamp on Roman res burned.[230]
rule and replace Roman armies with their own warriors.
Many of the deities found in Germanic paganism ap-
Roman leaders were not oblivious to the clever tactics (in-
peared under similar names across the Germanic peoples,
termarriage and ospring) employed by Germanic chief-
most notably the god known to the Germans as Wodan or
tains and adopted creative treaties to either appease them
Wotan, to the Anglo-Saxons as Woden, and to the Norse
or temper their ambitions.[226]
as inn, as well as the god Thor known to the Ger-
mans as Donar, to the Anglo-Saxons as unor and to the
5.6 Religion Norse as rr. Pagan beliefs amid the Germanic tribes
were reported by some of the earlier Roman historians
Main articles: Germanic paganism, Continental Ger- and in the 6th century AD another instance of this ap-
manic mythology and Germanic Christianity pears when the Byzantine historian and poet, Agathias,
Prior to the Middle Ages, Germanic peoples followed remarked that the Alamannic religion was solidly and
unsophisticatedly pagan.[231] Christianity had no rele-
vance for the pagan barbarians until their contact and in-
tegration with Rome.[232]
While the Germanic peoples were slowly converted to
Christianity by varying means, many elements of the pre-
Christian culture and indigenous beliefs remained rmly
in place after the conversion process, particularly in the
more rural and distant regions. Of particular note is the
survival of the pagan fascination with the forest in the
retention of Christmas tree even today. Many of the
Germanic tribes actually revered forests as sacred places
and left them unmolested. Conversion to Christianity
broke this pagan obsession with protecting the forest in
some locations and allowed once migrant tribes to settle
in places where they previously refused to cultivate the
soil or chop down trees based on religious belief. To that
end, the Christianisation of Germanic peoples facilitated
the clearing of forests and therewith provided a broad
and stable basis for the medieval economy of Central Eu-
rope by leveraging the vast forest resources available to
them.[233] The Ostrogoths, Visigoths, and Vandals were
Christianized while they were still outside the bounds of
Roman bronze gurine depicting praying German with a Suebian the Empire; however, they converted to Arianism rather
knot. than orthodox Catholicism, and were soon regarded as
heretics.[234] The one great written remnant of the Gothic
what is now referred to as Germanic paganism: a system language is a translation of portions of the Bible made
of interlocking and closely interrelated religious world- by Ullas, the missionary who converted them.[235] The
views and practices rather than as one indivisible religion Lombards were not converted until after their entrance
and as such consisted of individual worshippers, family into the Empire, but received Christianity from Arian
traditions and regional cults within a broadly consistent Germanic groups sometime during the 5th century.[236]
framework.[227] It was polytheistic in nature, with some
underlying similarities to other Indo-Germanic traditions. The Franks were converted directly from paganism to
Nevertheless, there is little cultural uniformity among Catholicism under the leadership of Clovis in about AD
the Germanic people concerning religion. Archaeolog- 496 without an intervening time as Arians.[237] Eventually
ical ndings suggest that the Germanic barbarians prac- the Gothic tribes turned away from their Arian faith and
ticed some of the same 'spiritual' rituals as the Celts, in AD 589 converted to Catholicism.[238] Several cen-
including human sacrice, divination, and the belief in turies later, Anglo-Saxon and Frankish missionaries and
spiritual connection with the natural environment around warriors undertook the conversion of their Saxon neigh-
them.[228] Germanic priestesses were feared by the Ro- bors. A key event was the felling of Thors Oak near
mans, as these tall women with glaring eyes, wearing Fritzlar by Boniface, apostle of the Germans, in AD 723.
owing white gowns often wielded a knife for sacricial When Thor failed to strike Boniface dead after the oak
20 7 GERMANIC ANTIQUITY IN LATER HISTORIOGRAPHY
hit the ground, the Franks were amazed and began their contain R1a1a, R1b-P312 and R1b-U106, a genetic com-
conversion to the Christian faith.[239] bination of the haplogroups found among current Ger-
[245]
Eventually for many Germanic tribes, the conversion manic speaking peoples.
to Christianity was achieved by armed force, success- Haplogroup I1 accounts for approximately 40% of
fully completed by Charlemagne, in a series of cam- Icelandic males, 40%50% of Swedish males, 40%
paigns (the Saxon Wars), that also brought Saxon lands of Norwegian males, and 40% of Danish Human Y-
into the Frankish empire.[240] Massacres, such as the chromosome DNA haplogroups. Haplogroup I1 peaks in
Bloody Verdict of Verden, where as many as 4500 peo- certain areas of Northern Germany and Eastern England
ple were beheaded according to one of Charlemagnes at more than 30%. Haplogroup R1b and haplogroup
chroniclers,[241] were a direct result of this policy. R1a collectively account for more than 40% of males
In Scandinavia, Germanic paganism continued to domi- in Sweden; over 50% in Norway, 60% in Iceland, 60
nate until the 11th century in the form of Norse paganism, 70% in Germany, and between 50%70% of the males
when it was gradually replaced by Christianity.[242] in England and the Netherlands depending on region.[246]
However this might simply be because of more ancient
similar settlement patterns of pre-Germanic, Celtic and
certainly pre-Roman, populations once established, are
6 Genetics often dicult to change and that post-agriculture popu-
lations became more xed and genes often don't corre-
spond necessarily to either language or culture. Nonethe-
less, the presence of R1b-P312 and R1b-L21 among the
modern Germanic speaking population is reective of the
Germanic presence in former Celtic regions in the Alps,
the Netherlands, and lowland Britain where they likely
absorbed people along the way.[247] Peaking in northern
Europe, the R1b-U106 marker seems particular inter-
esting in distribution and provides some helpful genetic
clues regarding the historical trek made by the Germanic
people.[248]
The pace of publication increased during the 17th cen- [6] The Order of The Teutonic Knights of St. Marys
tury with Latin translations of the Edda (notably Peder Hospital in Jerusalem - 11902012, The History
Resens Edda Islandorum of 1665). The Viking revival of of The Term Germanic, Stable URL: http://www.
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tion with anything Nordic. The beginning of Germanic [7] Rbekeil, Suebica, Innsbruck 1992, 161f.
philology proper begins in the early 19th century, with
Rasmus Rask's Icelandic Lexicon of 1814, and was in [8] Stmpel, Gustav (1932). Name und Nationalitt der Ger-
full bloom by the 1830s, with Jacob Grimm's Deutsche manen. Eine neue Untersuchung zu Poseidonios, Caesar
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Germanic mythology and his Deutsches Wrterbuch of [9] Feist, Sigmund (1927). Germanen und Kelten in der an-
Germanic etymology. tiken berlieferung (in German). Baden-Baden.
The development of Germanic studies as an academic
[10] Heather (2012). Empires and Barbarians: The Fall of
discipline in the 19th century ran parallel to the rise of Rome and the Birth of Europe, pp. 58.
nationalism in Europe and the search for national histo-
ries for the nascent nation states developing after the end [11] De Bello Gallico 2.4
of the Napoleonic Wars. A Germanic national ethnic-
[12] "Germania" chapter 2.
ity oered itself for the unication of Germany, contrast-
ing the emerging German Empire with its neighboring ri- [13] Manco 2013, p. 207.
vals, the Welsche French Third Republic and the "Slavic"
Russian Empire. The nascent German ethnicity was con- [14] Lamarcq, Danny; Rogge, Marc (1996), De Taalgrens:
Van de oude tot de nieuwe Belgen, Davidsfonds page 44.
sequently built on national myths of Germanic antiquity,
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These tendencies culminated in Pan-Germanism, the All- [16] Oxford Dictionary of English Etymology 1966
deutsche Bewegung aiming for the political unity of all of
German-speaking Europe (all Volksdeutsche) into a Teu- [17] McBains An Etymological Dictionary of the Gaelic Lan-
tonic nation state. Contemporary Romantic nationalism guage
in Scandinavia placed more weight on the Viking Age, [18] Schulze (1998). Germany: A New History, p. 4.
resulting in the movement known as Scandinavism. The
theories of race developed in the same period identied [19] German, The Concise Oxford Dictionary of English Et-
the Germanic peoples of the Migration period as mem- ymology. Ed. T. F. Hoad. Oxford: Oxford University
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Alpine race native to Central and Eastern Europe. sity Press. Retrieved 4 March 2008.
[2] Germanic Peoples. Encyclopedia Britannica Online. [24] Burns 2003, pp. 1516.
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[25] Burns 2003, pp. 232233.
[3] Minahan, James (2000). One Europe, many nations: [26] Burns 2003, p. 19.
a historical dictionary of European national groups.
Greenwood Publishing Group. p. 769. ISBN 0-313- [27] The Order of The Teutonic Knights of St.
30984-1. Retrieved 25 May 2013. Marys Hospital in Jerusalem - 1190-2012, The
Term of Teutonic or Deutsch, Stable URL:
[4] Pavlovic, Zoran (2007). Europe. Infobase Publishing. p. http://www.imperialteutonicorder.com/id43.html
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[28] Dalby (1999). Dictionary of Languages, p. 224.
[5] Germans. Columbia Electronic Encyclopedia. Columbia
University Press. 2013. Retrieved 9 March 2014. [29] Detwiler (1999). Germany: A Short History, p. 3.
22 9 REFERENCES
[30] Burns 2003, pp. 6667. [50] The Order of The Teutonic Knights of St. Marys
Hospital in Jerusalem - 1190-2012, The Classica-
[31] Tac. Ger. 2 tion of the Germanic Race, Stable URL: http://www.
imperialteutonicorder.com/id43.html
[32] Tac. Ger. 38-40
[51] For more info, see: Ostler (2006). Empires of the Word:
[33] Plin. Nat. 4.28 A Language History of the World, pp. 304314.
[34] The Cherusci people are the progenitors of Arminius, who [52] Wightman, Edith Mary (1985). Gallia Belgica, Berkeley
once a Roman general, betrayed his erstwhile Roman le- and Los Angeles: University of California Press, pp. 12
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manic tribes in 9 AD at Teutoberg Forest, a move which
ended the Roman Empires eorts to expand east of the [53] Of the Germanic languages, the only well-attested east
Rhine. See: Steven Ozment, A Mighty Fortress: A New Germanic language was Gothic. See: Don Ringe, A Lin-
History of the German People (New York: Harper Peren- guistic History of English: From Proto-Indo-European to
nial, 2005), 2021. Proto-Germanic (New York: Oxford University Press,
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[35] III.3.31
[54] These combined West Germanic languages are spoken as
[36] Geography 7.1 a primary tongue by more than 450 million people today.
See: Waldman & Mason 2006, p. 300.
[37] The Order of The Teutonic Knights of St. Marys
Hospital in Jerusalem - 1190-2012, The Classica- [55] Dalby (1999). Dictionary of Languages, p. 225.
tion of The Germanic Race, Stable URL: http://www.
[56] Only a mere 20 million people or so currently speak the
imperialteutonicorder.com/id43.html
North Germanic languages as their native tongue. See:
[38] Waldman & Mason 2006, p. 300. Waldman & Mason 2006, p. 300.
[49] Robinson, Orrin (1992). Old English and its Closest Rela- [70] Rolf Hachmann, Georg Kossack and Hans Kuhn (1986).
tives, pp. 194195. Vlker zwischen Germanen und Kelten, pp. 183212.
23
[71] Leo Verhart (2006). Op Zoek naar de Kelten, Nieuwe [96] Cunlie 2011, p. 384.
archeologische ontdekkingen tussen Noordzee en Rijn, pp.
175176. ISBN 90-5345-303-2 [97] Mary T. Boatwright, Daniel J. Gargola, and Richard J. A.
Talbert, The Romans: From Village to Empire (New York:
[72] Bury 2000, p. 6. Oxford University Press, 2004), 360.
[74] Bury 2000, pp. 79. [99] An interesting tidbit about the 4th century Gothic Tervingi
proves telling in this regard; they are most famous among
[75] Waldman & Mason 2006, p. 301. scholars of Classical Rome and pre-modern Europe be-
cause the majority of them sought asylum inside the heart
[76] The only ancient authors we know by name who saw of the Roman Empire in 376 AD. See: Heather (2012).
Pytheas text were Dicaearchus, Timaeus, Eratosthenes, Empires and Barbarians: The Fall of Rome and the Birth
Crates of Mallus, Hipparchus, Polybius, Artemidorus of Europe, p. 594.
and Posidonius, as Lionel Pearson remarked in review-
ing Hans Joachim Mette, Pytheas von Massalia (Berlin: [100] The texts of the chronicler Marcellinus demonstrate that,
Gruyter) 1952, in Classical Philology 49.3 (July 1954), pp. at the very least, military cooperation between the Ger-
212214. manic tribes and the Romans took place at times since he
makes reference to a "pactum vicissitudinus reddendae".
[77] Osborne (2008). Civilization: A New History of the West- See Bury 2000, p. 10.
ern World, p. 38.
[101] Waldman & Mason 2006, p. 304.
[78] Cunlie 2011, pp. 68.
[102] Geary 1999, p. 109.
[79] Burns 2003, pp. 5152.
[103] Collins 1999, pp. 23.
[80] Plutarch writes of these Cimbrian warriors with sky blue
colored eyes, see: Truces et crulei oculi. -- Germ. IX. [104] Waldman & Mason 2006, pp. 304305.
Plutarch (in Marius, XI). Cited from Francis B. Gum-
[105] Collins 1999, p. 46.
mere, Germanic Origins: A Study in Primitive Culture
(New York: Charles Scribners Sons, 1892), 58 fn. [106] Bury 2000, p. 61.
[81] Ozment (2005). A Mighty Fortress: A New History of the [107] Waldman & Mason 2006, p. 305306.
German People, p. 18.
[108] Waldman & Mason 2006, p. 306.
[82] Woolf (2012). Rome: An Empires Story, pp. 105107.
[109] Pohl 1997, pp. 3435.
[83] Cunlie 2011, pp. 369371.
[110] Bauer 2010, p. 45.
[84] Gaius Julius Caesar, Commentarii De Bello Gallico, VI.
XXXXI [111] Bauer 2010, pp. 4546.
[90] The tribal Helvetii lend their namesake to the formal epi- [116] Bury 2000, pp. 1633.
thet for the nation of Switzerland the Helvetic Confed- [117] Kishlansky et al. (2008). Civilization in the West, p. 166.
eracy (or Helvetia). See: The Encyclopdia Britannica
(2015), Helvetii. Stable URL: http://www.britannica. [118] Manco 2013, p. 204.
com/topic/Helvetii
[119] Waldman & Mason 2006, p. 26.
[91] Todd 1999, pp. 2324.
[120] Edward James, The Northern World in the Dark Ages,
[92] Waldman & Mason 2006, pp. 301302. 400900, in The Oxford History of Medieval Europe,
edited by George Holmes (New York: Oxford University
[93] Ozment (2005). A Mighty Fortress: A New History of the Press, 1995), pp. 6067.
German People, p. 19.
[121] Drinkwater (2007). Alamanni and Rome 213496: Cara-
[94] Pohl (2002). Die Vlkerwanderung. Eroberung und Inte- calla to Clovis, p. 81.
gration, p. 16.
[122] T.D. Kendrick (2013). A History of the Vikings, pp. 60
[95] Wolfram 1997, pp. 3637. 63.
24 9 REFERENCES
[123] Pagden (2001). Peoples and Empires, p. 37. [147] Pohl 1997, p. 33.
[124] J.H.F. Bloemers & T. van Dorp. Pre- en Protohistorie van [148] Kitchen (1996). The Cambridge Illustrated History of Ger-
de Lage Landen. De Haan/Open Universiteit, 1991, ISBN many, pp. 1920.
90-269-4448-9, NUGI 644, pp 329338
[149] Kitchen (1996). The Cambridge Illustrated History of Ger-
[125] More recent academic work from the likes of Peter many, p. 20.
Heather supports this argument. (See: Heather, Pe-
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and the Birth of Europe). Conversely, historian Bryan
Ward-Perkins paints a dierent picture altogether. Ward- [151] Edward James, The Northern World in the Dark Ages,
Perkins states that, The invaders were not guilty of mur- 400900, in The Oxford History of Medieval Europe,
der, but they had committed manslaughter. (See: Ward- edited by George Holmes (New York: Oxford University
Perkins, (2005) The Fall of Rome: And the End of Civiliza- Press, 1995), pp. 6667.
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[152] Bauer 2010, p. 173.
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[153] For a period of upwards of 1300 years since the Frank-
[126] Davies (1998). Europe: A History, p. 229.
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[127] Bury 2000, pp. 6566. Gaul in what eventually became modern France), eighteen
monarchs of France have been Christened with a French
[128] Not only was Alaric I able to establish a Gothic confedera- derivation of his Latin name Ludovicus or Louis in mod-
tion comprising Theruingian and Greuthungic peoples, he ern French. See: Diarmaid MacCulloch, Christianity: The
also was able to play the eastern and western Roman Em- First Three Thousand Years (New York: Penguin, 2011),
pires o against one another for his benet. See: Collins p. 324.
1999, pp. 5354.
[154] Bauer 2010, pp. 178179.
[129] Davies (1998). Europe: A History, pp. 231232.
[155] Kitchen (1996). The Cambridge Illustrated History of Ger-
[130] Davies (1998). Europe: A History, p. 232. many, pp. 2428.
[131] Roberts (1997). A Short History of the World, pp. 146 [156] Bury 2000, p. 239.
147.
[157] Edward James, The Northern World in the Dark Ages,
[132] Chrysos 2003, pp. 1314. 400900, in The Oxford History of Medieval Europe,
[133] Waldman & Mason 2006, p. 307. edited by George Holmes (New York: Oxford University
Press, 1995), p. 60.
[134] Ward-Perkins (2005). The Fall of Rome: And the End of
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[135] ODonnell (2008). The Ruin of the Roman Empire, p. 105.
[159] J.M. Roberts, A History of Europe, pp. 121123.
[136] Santosuo (2004). Barbarians, Marauders, and Indels:
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[137] ODonnell (2008). The Ruin of the Roman Empire, pp.
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[138] Waldman & Mason 2006, p. 308. [162] Sykes (2006). Saxons, Vikings, and Celts: The Genetic
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[139] Ward-Perkins (2005). The Fall of Rome: And the End of
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[140] Ward-Perkins (2005). The Fall of Rome: And the End of [164] Evidence exists that for 2nd and 3rd century Goths as well
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lation displacement throughout Roman-occupied Europe
[141] Wolfram (1988). History of the Goths, p. 332. occurred. See: Heather (2012). Empires and Barbarians:
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[142] Wolfram 1997, p. 308.
This quite likely contributed to their linguistic assimilation
[143] Cunlie 2011, p. 442.
[165] Ostler (2006). Empires of the Word: A Language History
[144] Cunlie 2011, pp. 442444. of the World, pp. 306307.
[145] Heather (2014). The Restoration of Rome: Barbarian [166] Pidal R. Menndez, Manual de Gramtica Histrica Es-
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[169] Waldman & Mason 2006, p. 310. ern World, p. 39.
[170] Ferguson (2010). The Vikings: A History, p. 240. [197] The Order of The Teutonic Knights of St. Marys Hos-
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[199] Waldman & Mason 2006, pp. 314315.
[174] Oliver (2011). The Body Legal in Barbarian Law, pp.
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[184] Heather (2005). The Fall of the Roman Empire: A New
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[186] Todd 1999, pp. 3637.
[211] Todd 1999, p. 30.
[187] Todd 1999, p. 37.
[212] Todd 1999, p. 32.
[188] Bmont & Monod 2012, pp. 485486.
[213] Williams 1998, p. 79.
[189] Waldman & Mason 2006, p. 322.
[214] Young, Bruce W. (2008). Family Life in the Age of Shake-
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[191] Waldman & Mason 2006, pp. 322323.
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[192] Waldman & Mason 2006, p. 312. Civilization, pp. 5051.
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