Professional Documents
Culture Documents
Guide
Questions
&
Answers
Produced by
Information Services
3rd Edition, 2009.
Contents
1 What is referencing? p. 4
2 Why reference? p. 5
3 What is the difference between a reference list
and a bibliography? p. 6
4. How do I present referred material in my essay? p. 6
5 How do I cite authors in my essay? p. 7
6 What rules apply if there is more than one author? p. 8
7 What will my reference list look like? p. 8
8 Where do I find the exact information I need
for my list of references? p. 9
9 Is an editor cited like an author? p.10
10 What do I do if I cant find a named person
as the author/editor? p.11
11 What do I do if I want to refer to a part or chapter of a
book? p.11
12 How do I cite an author that someone else has cited? p.12
13 How do I use quotations? p.13
14 How do I distinguish between two items by the same
author in the same year? p.14
15 How do I distinguish between two authors with the
same surname in the same year? p.15
16 What do I do if publication details are not given? p.15
3
Referencing - Questions &
Answers
The aim of this document is to offer an introduction to the practice
of referencing published material to anyone who is starting to write
essays/reports for academic purposes. The question & answer
format is used so that the reader can easily check areas of specific
concern to them. After reading these questions & answers you
should be able to:
Nb.
- this indicates important notes which highlight specific aspects of
style or referencing practice.
Q. What is referencing?
A.
Academic writing normally involves using the material you have
read and studied to justify and support the answer to your essay or
question. When preparing a piece of written work you will refer to
this information (ideas, theories, statistics or data) in an agreed
way or format (the Harvard System). Making reference to other
peoples work is called citing, and the list of these authors works
are given at the end of a piece of written work in the form of a
reference list.
4
The process of citing authors (and the associated reference list) can
be done in one of two main styles - the Harvard or the Numeric.
These are both described in the British Standard BS5605 - Citing
and Referencing Published Material (British Standards Institution,
1990). This guide describes the Harvard Referencing System.
Q. Why reference?
A.
It is the normal academic convention to reference material you have
read from the existing scholarly body of knowledge that exists in
your subject area. To write in an academic way you must refer to
this information to show where it has come from, and use it to
construct your answer to the question posed by the essay or other
piece of academic work. An essay without references in the text and
a full reference list at the end would not normally be considered
academic. So in the broadest sense you reference for a number of
reasons:
5
Q. What is the difference between a
reference list and a bibliography?
A.
At the end of your essay under the heading references you list all
the items you have made direct reference to in your essay (by the
authors name and year of publication). This list of books, journals,
newspaper articles (or whatever) is organised ALPHABETICALLY by
the names of the authors (or originators) of the work. This is your
reference list (often called References).
Also, during the course of your preparatory reading you may use
material that has been helpful for reading around the subject, but
from which you do not make specific reference to in your essay. It
is important to acknowledge this material. Under the heading
bibliography list all these items, again alphabetically by author,
regardless of whether it is a book or journal. Include this list after
the reference list.
Nb.
Confusingly some people call the reference list the bibliography
(and only use one list). No one is right or wrong in doing either,
often institutional convention will determine some aspects of style.
A.
You present material in two main ways:
A.
The Harvard System (sometimes called the name and date
system), uses the NAME of the author of the work you wish to
cite and the DATE it was published. These are incorporated into
the text of your work each time you make reference to that persons
ideas.
E.g.
Names and dates will appear in your text like this:
There are many factors relating to individuals perceived body
image. Jones (1993) has suggested that body image is related to
self-esteem. Johnson and OBriens (2000) study with 80
adolescent girls shows that they are also strongly influenced by
media images
E.g.
... some commentators suggest that body image is related to self-
esteem (Jones, 1993), others believe a more complex relationship
exists ... (Philips, 1995; Norton, 1999)
7
Use this form in the middle of a sentence or at the end of a
paragraph when you dont want to name the author as part of the
sentence.
Nb.
If a work appears to have no name attached to it then [Anon] can
be used as the author instead of a name.
Some works are the result of co-operation between lots of
individuals none of whom can claim authorship e.g.
dictionaries, encyclopaedias and films or videos. Titles can
then be used in the place of the author name e.g. Gone with
the wind.
If no date can be found then [n.d.] can be used (see page 15)
A.
If there are TWO authors the names of both should be given in the
text and in the reference list. If there are more than two authors
the name of the first author only should be given, followed by the
abbreviation et al. (meaning and others).
E.g.
Knowles et al. (1991) showed that polymer ...
Nb.
et al. is in italics and is followed by a full stop.
E.g.
Wilkins, R., Menzies, A., Wilder, B. and Priestley, S. (1989). Social
Psychology. 7th ed. London: Routledge.
A.
8
Everything you cite in your essay will be listed once alphabetically
by author (or originator) and subdivided by year and letter, if
necessary.
E.g.
Adams, P. J. (1995) Mill workers in Lancashire 1845-1875. London:
Cambridge University Press.
Nb.
The punctuation, layout and spacing are the same for each type of
item in the list remember the golden rule: BE CONSISTENT.
A.
Usually from the book title page (or reverse title page) of the book
or document you are citing. For journal articles this information is
on the contents pages, front page or individual article page.
Remember though:-
9
The order of authors names should be retained for
example, if the names are printed as Johnson, Coulson,
and Barber then they must remain in the order and not put
into alphabetical order i.e. Barber, Coulson and Johnson.
Nb.
Remember to keep the full reference details for written notes you
take from books and to also note the reference details of any items
you have used which you have borrowed from the library or
photocopied.
A.
Yes. But make sure that it is the editor you are citing as the
originator of the text, not one of the chapter writers (see page 12).
E.g.
Smith, L. (ed.) (1987) Statistics for engineers. London: Helman.
Or:
10
Smith, L. and Pearson, D. T. (eds.) Solving problems with algebra.
Aberdeen: Falmer.
A.
Sometimes it is impossible to find a named individual as an author.
What has usually happened is that there has been a shared or
corporate responsibility for the production of the material.
Therefore the corporate name becomes the author (often called
the corporate author).
Government bodies
Companies
Professional bodies
Clubs or societies
International organisations
E.g.
Institute of Waste Management (1995) Ways to improve recycling.
Northampton: Institute of Waste Management.
The corporate author appears in the text in the usual way, with the
year of publication.
Nb.
For journal articles without authors the journal title becomes both
author and cited journal title.
A.
An edited book will often have a number of authors for different
chapters (on different topics). To refer to a specific authors ideas
(from a chapter) cite or quote them (the chapter writer) in the text
- not the editors. Then in your reference list indicate the chapter
details/title and the book details from which it was published.
11
E.g.
Whitehead, C. (1991) Nutrition and growth of fat and lean broiler
genotypes. In: Haresign, W and Cole, D. (eds.) Recent advances in
animal nutrition. London: Waverley. pp. 73-89.
Nb.
Note the use of in to link the chapter to the book and the use of
page numbers. Whitehead would appear as the author in the text,
and in the reference list. The year of publication is given once.
A.
A journal article or book someone else cites that you have not seen
is called a secondary source. You should:
try and find this source for yourself and cite it in the
normal way. It is important if you are criticising ideas that
you do it first hand
In your text and reference list you must link these two items with
the term cited in. The format is:
E.g.
... a change in family circumstances can affect a childs emotional
stability (Pollock, 1995 cited in Jones ,1996)
12
Pollock, T. (1995) Children in contemporary society. Cambridge:
Macmillan. Cited in Jones, P. (1996) A family affair. London:
Butterworth.
Nb.
Only the primary source title is italicised and both years are
included.
A.
To direct your reader to a short quotation (no more than one line)
from your source material it is normal to quote the page number
within the text (after the author and year) and to include quotation
marks:
E.g.
... whilst it is possible that poor parenting has little effect on
primary educational development it more profoundly affects
secondary or higher educational achievement (Healey, 1993, p.22)
Nb.
It is not necessary to indicate the page number in the reference
list. It is also acceptable to use a colon before the page number e.g.
Healey, 1993:22.
preceded by a colon
indented from your main text (tabbed in at the side)
single spaced on typed documents
not have quotation marks
cite author, year and page number
E.g.
13
It was just a fragment, no more than 30 seconds: The Euston
Road, hansoms, horse drawn trams, passers-by glancing at
the camera but hurrying by without the fascination or
recognition that came later. It looked like a still photograph,
and had the superb picture quality found in expert work of the
period, but this photograph moved!
Walkley (1995, p.83).
Nb.
Page numbers on web pages do not normally appear. If you are
quoting from a web page it is helpful to include an indication of
where the quote can be found (equivalent to the page number in
the text) so give line or screen numbers e.g. use [45 lines] or
[approx. 5 screens].
A.
Occasionally authors publish two or more book or journal articles in
any given year. This would make the text citation identical for both.
To distinguish between different articles, letters (a, b, c, etc.) are
used with the date in the text:
E.g.
...Johnson (1991a) has progressed both experimental and practical
aspects of software technology to the point where they provide a
serious challenge to Pacific Belt dominance (Johnson, 1991b)
E.g.
Johnson, C. (1991a) Software: the way ahead....
Johnson, C. (1991b) Changing global markets in IT ...
Same authors with a different year are listed earliest year first in
the reference list.
14
Q. How do I distinguish between two
authors with the same surname in
the same year?
A.
At times you may come across two authors with the same surname
and publications in the same year. In this instance, you can use
their initial(s) to overcome any confusion.
E.g.
. . . certain sociologists agree that achievement at school is due to
parental encouragement (Smith, F, 2006) whereas other advocate
peer influence (Smith, E, 2006) . . .
A.
Occasionally you will come across documents that lack basic
publication details. In these cases it is necessary to indicate to your
reader that these are not available. A series of abbreviations can be
used and are generally accepted for this purpose:
For web pages it is often necessary to look beyond the page you are
referencing (see page 22) to the Home Page for the whole site or
at a link like About Us from that home page. Dates are often given
at the bottom of web pages.
15
Section Two - Formats for Printed Material
There are many different types of material that you may use that
will need referencing. Each different material format has an
accepted style for presentation within the reference list and/or
bibliography.
The following examples give the format style and are followed by an
example. They are broadly separated into printed and electronic
material.
Remember to:
use the correct source information for all your references e.g.
book title page
use the same punctuation consistently in each kind of format
Nb.
Note the consistency of use of italics for titles. Italics are the
preferred format but it is acceptable to underline.
2. Printed Material
2.1 Books
Author/editor surname, initials. (Year) Title. Edition. Place of
publication: Publisher.
E.g.
Orem, D. E. (1991) Nursing: concepts of practice. 4th ed. St. Louis:
Mosby-Year Book.
Nb.
The title is in italics
The date is the year of publication not printing.
The edition is only mentioned if other than the first.
The place of publication is the City not the Country (normally
the first stated).
Authors names can be in all capitals or first letter capital then
lower case.
16
2.2 Journal article
Author surname, initials. (Year) Title of article. Journal Name.
Volume number, issue or part number, first and last page
numbers.
E.g.
Johns, C. (1993) Professional supervision. Journal of Nursing
Management. 21 (1), 9-18.
Nb.
Journal name is italicised, not the article title. The journal volume
number is in bold.
It is also acceptable to use the terms vol. and no. e.g. Vol. 37,
no.3, pp. 21-25.
E.g.
Royal College of Nursing. (1993) Guidance on the handling of
patients in the hospital and community. London: ROYAL COLLEGE
OF NURSING.
17
E.g.
Department of Health and Social Services. (1980) Inequalities in
health: report of a research working group. (Chairman: Sir Douglas
Black.) London: DHSS.
E.g.
Department of Health (1998) Smoking kills a white paper on
tobacco. Cm.4177. London: The Stationery Office.
E.g.
Webb, N. L. (1993) Mathematics education reform in California. In:
Science and mathematics education in the United States: eight
innovations: proceedings of a conference, Paris, 1991. Paris: OECD.
2.7 Newspapers
Journalist name, initial. (Year) Title of news item. Name of
newspaper. Date. Page number.
E.g.
Peters, R. (1992) Picking up Maxwells bills. Independent. 4 June, p
28.
18
Nb.
Name of newspaper is italicised.
E.g.
The Guardian (1995) Lottery for breast cancer help. The Guardian.
21 March, p 10.
Nb.
If it is a news article and does not attribute an author the
newspaper name is used in the text and instead of the author in the
reference list.
2.8 Legislation
Law Reports
Eg.
Holgate v Duke [1984] 2 All ER 660.
Statutes
Nb.
Data Protection Act 1984. London: HMSO.
Statutory Instruments
19
It is not necessary to put the country of origin if it is the UK. The
format would be in this form:
E.g.
Lobster pots (size regulations). 1989 (SI 1989: 1201). London:
HMSO.
2.9 Theses
Author, initials. (Year) Thesis title. Level of thesis. Awarding
Institution.
E.g.
Kirkland, J. (1988) Lay pressure groups in the local education
system: a study of two English boroughs. Ph.D. Thesis, Brunel
University.
2.10 Patents
This format starts with the patent applicant and should include the
country, patent number and full date.
E.g.
Mitsui Toatsu Chemicals Inc. (1972) Dyeing by acid dyes. Author: F.
Fuji. Japan patent application 6988, 3951969. 2 October 1972.
E.g.
British Standards Institute. (1989) References to published
materials. BS1629. London: BSI.
20
2.12 Maps
Surname of creator, initials (may be mapmaker, cartographer,
compiler etc.) (Year) Title. Scale (normally given as ratio). Place of
publication: publisher.
E.g.
Jones, H. (1953) East Anglia: North 1:10,000. Peterborough: Grove.
E.g.
Ordnance Survey (1997) Lands End & Isles of Scilly. Sheet No.
203, 1:50,000. Landranger Series. Southampton: Ordnance
Survey.
2.13 Diagrams
These should be referenced in the same way as you reference a
direct quote i.e. the author/date/page number of the book that it
came from (see page 7), with the full source details included in your
reference list.
E.g.
Mozart, W. A. (1983) Flute concertos: Concerto no. 2 in D, K. 314
and Andante in C, K. 315. T. Wye ed. Sevenoaks, Novello.
21
2.15 Works of Art
Artist (Year of production) Title. Material type, measurements.
Place: Gallery.
E.g.
Renoir, Pierre-August (1875) The Skiff (La Yole). oil on canvas, 71 x
92 cm. London: The National Gallery.
Do not worry about omitting place and publisher if they are not
available.
E.g.
British Nutrition Foundation (2003) Healthy eating: a whole diet
approach [online] London: British Nutrition Foundation. Available
from: http://www.nutrition.org.uk/home.asp?
siteId=43§ionId=325&subSectionId=320&parentSection=299&
which=1 [Accessed 11th August 2005].
22
The Accessed date is the date on which you viewed or downloaded
the document. It may be subject to changes or updating and
including this date allows for this possibility. Keeping a record of
the document as you used it (if permissible) is recommended.
3.2 E-book
E.g.
Hutcheon, L. (2002) Politics of postmodernism [online]. London:
Routledge. Available from: http://reader.eblib.com/Reader.aspx?
p=181639&o [Accessed: 3rd August 2009].
E.g.
McArthur, D. N. and Griffin, T. (1997) A marketing management
view of integrated marketing communications. Journal of
Advertising Research [online], vol. 37 (5), p19. Available from:
http://web3.searchbank.com/infotrac/session/66/850/10267118w3/
15!xrn_12&bkm [Accessed 1st March 1998].
Nb.
23
If a journal exists in both print and electronic form it is often
simpler and clearer to use the print journal format for referencing
the item, regardless of which item you have viewed.
3.4 Blogs
Author, initials. (year) Title of blog entry. Date written. Title of blog.
[online]. Available from: URL. [Accessed date].
E.g.
Olsen, E (2008) Five things I love about Firefox 3. 9 April 2008.
Librarian Avengers. [online]. Available from:
http://librarianavengers.org/page/2/ [Accessed 2 July 2008].
3.5 Wikis
E.g.
Wikipedia. 2008. William Shakespeare. [online]. Available from:
http://en.wikipedia.org/wiki/William_shakespeare [Accessed 3 July
2008].
3.6 YouTube
E.g.
Leelefever. 2008. Podcasting in plain English. [online]. Available
from: http://www.youtube.com/watch?v=y-MSL42NV3c [Accessed 3
July 2008].
24
3.7 CD-ROM and DVD
E.g.
Acland, R. D. (2003) Aclands DVD atlas of human anatomy: DVD 2:
the lower extremity. [DVD]. London: Lippincott, Williams and
Wilkins.
Nb.
This format is for full-text CD-ROM/DVD and does not include CD-
ROM bibliographic databases.
E.g.
Bates, E. 11th Aug 2005. Re: Changes to NLH. Lis-Nursing [online]
Available from: jiscmail@jiscmail.ac.uk [Accessed 12th August
2005].
E.g.
Haley, K. (k.haley@pilton.co.uk) 10th August 2004 Changes to your
report format. e-Mail to C. Bond (chris.bond@ntlworld.co.uk)
25
Section Four - Other Material Types
4.1 Videotape
For off-air (recorded from television Programmes) recordings use:
Broadcast company (Year) Title of programme. Off-air recording.
Transmission date. Format.
E.g. TV Programmes
Channel Four (1992) JAccuse: Sigmund Freud. Off-air recording.
10th June, 1992. Videotape.
E.g. Video/DVD
The Graduate (1969) Directed by Mike Nichols. Off-air recording.
Videotape.
4.2 Film
Title. (Year). Person or body responsible for production. Running
time. Production company. Place of production or publication (if
known). Format.
E.g.
The Apartment (1960) Directed by Billy Wilder. 124 mins. United
Artists. Videotape.
26
Nb.
It is permissible to list films separately under a filmography list.
E.g.
Daisy_Chains (2009) Victoria Butterfly Gardens [online]. Available
from: http://www.flickr.com/photos/69561650@N00/3784458656/
[Accessed: 3rd August 2009].
E.g.
Doctor Who (2005) The empty child. Episode 9. BBC1. 21 st May,
1830 hrs.
Or:
Womens Hour (2004) BBC Radio 4. July 29th, 1030 hrs.
27
Surname, Initials. Type of communication e.g. interview or personal
communication) Date of communication
E.g.
we need to invest more money in student accommodation
(Jones, S. interview. 27th Aug 2004) and until we do
E.g.
Loveman, E, Royle, P and Waugh, N. Specialist nurses in diabetes
mellitus. Cochrane Database of Systematic Reviews. 2003, Issue 2,
Art. No. CD003286. DOI: 10.1002/14651858.
E.g.
Williams, B. (2004) Introduction to pollination. Plant Biology.
BIO1234. University of Bramchester, Fri 12th August.
E.g.
Maxwell, J. (2003) Lecture notes. [Notes from World War One
History lecture, Monday, 10th July].
28
4.9 Unpublished Material
Some printed materials are not produced by recognisable
publishers, and may not be widely available. In this case it is
necessary to indicate this, and if the document is archival in nature,
e.g. a manuscript or personal letter, its location should also be
included.
E.g.
Lawler, C. (1987) Childhood vaccinations. Health promotion leaflet,
Chester Group Practice, unpublished.
29
Holland, M., (2004). Citing references: brief guide [online]. Poole:
Bournemouth University. Available from:
http://www.bournemouth.ac.uk/academic_services/documents/Libr
ary/Citing_References.pdf [Accessed 12 August 2005].
30