You are on page 1of 64

COMMONWEALTH OF MASSACHUSETTS

HUMAN RESOURCES DIVISION


MODEL HIRING PLAN

INTRODUCTION
The Human Resources Division (HRD) presents a Model Hiring Plan detailing the various steps and
documents involved in an agencys internal hiring process and standardizing those steps and documents
(such as application forms, letters, etc.) as much as possible. HRD is making the Model Hiring Plan
available to agencies in an effort to make the hiring process fair and consistent throughout the state. The
Model Hiring Plan contains the following sections:

Contents Page

Introduction 1
I. Job Description 3
Prepare the Job Description 3
Classify the Job 4
II. Vacancy Announcement 5
Obtain Initial Approval to Post 5
Prepare and Post the Vacancy Announcement 5
III. Recruitment Plan 6
IV. Screening Process (including required Employment
Application form and Sunshine Policy) 7
Develop Screening Criteria 7
Screen Cover Letters and Resumes 7
Request Employment Application Form 8
Executive Order 444 8
V. Structured Interview 10
Guidelines for Structured Interviews 10
Convene and Interview Panel 11
Prepare Interview Questions 11
Sample Questions 12
Develop the Rating Process 14
Conduct First Round of Interviews 15
Conduct Second Round of Interviews 17
VI. Final Selection 18
Check References 18
Recommend a Candidate for Hire 18
VII. Approval Process 19
Final Approval for Non-Management and Manager I through IV Hires 19
Final Approval for Manager V through XII Hires 20
Managers V through VIII 20
Managers IX through XII 20

Rev September 25, 2009 1


Appendices: Model and Required Forms for Use in Hiring 21
3-1 Model Checklist for the Hiring Manager 22
3-2 Model Screening Form 23
3-3 Model Acknowledgement of Receipt Letter 24
3-4 Model Applicant Non-Selection Letter 25
3-5 Model Interview Letter 26
3-6 Required Commonwealth of Massachusetts
Application for Employment 27
3-7 Model Individual Rating Form 41
3-8 Model Interview Summary Form 42
3-9 MCAD Pre-Employment Inquiries Fact Sheet 43
3-10 Model Telephone Reference Check 52
3-11 Model Request for Written References 53
3-12 Model Civil Rights Officer Action Report 54
3-13 Model Offer of Employment Letter 56
3-14 Model Candidate Non-Selection Letter 57
3-15 Model Conditional Offer of Employment (M V- XII) 58
3-16 Model Confirmation of Acceptance Letter 61

The Plan provides recommended timeframes within which certain activities should be undertaken to
enable agencies to make their final candidate selections in a timely manner,. For example, it is highly
recommended that resumes be screened during the 14-day posting period, so that interviews can be
completed within the two weeks following the close of the posting period. The Model Hiring Plan will
further help agencies reduce the time it takes to complete the hiring process by providing a list of
questions, sample and standard forms, and sample letters. The text delineates which forms/letters are
models for agencies to modify, and which ones are required to be used without modification.

A model checklist for the hiring manager to follow is contained in Appendix 3-1.

The procedures set out in the Model Plan do not apply to the civil service hiring or recall process. They
also do not apply to waivers of the posting process, for which separate guidelines have been issued to
Human Resource Directors and Civil Rights Officers. They do apply to provisional hires, provisional
promotions and all other actions for which a valid selection process must be used.

Rev September 25, 2009 2


I. JOB DESCRIPTION

PREPARE THE JOB DESCRIPTION

A critical first step in the hiring process is preparing a comprehensive job description. The job description
should set forth exactly what a job entails to determine the necessary and desired qualifications of the
candidate. Job descriptions are pivotal in developing the screening criteria, preparing the questions for
the interview and finally in the selection process. Describe all work the position involves. Detail is
critical.

The following information should be contained in a job description:

job title and grade within the agency;


the responsibilities of the job (distinguish between those functions that are essential to the job
and those that are marginal);
the critical success indicators;
the formal reporting relationship;
with whom will the person come in contact (external and internal);
support, authority, and resources necessary and available to do the job.

The job description should contain the minimum entrance requirements (MER), special requirements, and
preferred qualifications. Useful sources available to prepare the job description are the job classification
specification, non-management position description or management position questionnaire (MQ),
performance evaluation forms (EPRS/MPRS), and vacancy announcements.

From the job description, the following information, which will be useful in developing the screening
criteria, preparing the questions for the interview and making the final selection, should be extracted:

Primary Duties/Responsibilities: the key responsibilities and the tasks necessary to fill these
responsibilities (these are called the essential functions of the job as opposed to marginal
functions).
Communication Requirements: persons with whom the candidate will interact; types of
written or oral reports or presentations that the candidate will prepare or make.
Supervisory Responsibilities: who will report to the individual, what is the nature and scope
of the jobs supervisory responsibilities.
Work Environment Characteristics: pace of the workplace, daily schedule, is there travel
involved.
Type of Supervision Received: hands-on day-to-day supervision or minimal supervision.
Organizational Values: organizational values needed in this position, eg focus on customer
service.

From all this information contained in or extracted from the job description, make a list of the experience,
skills, characteristics, and subject matter knowledge required of a person entering the job. The list could
include leadership qualities, management skills, computer expertise, interpersonal skills, ability to work
under pressure, amount of supervision needed, and any physical abilities required to perform the essential
functions of the job.

Rev September 25, 2009 3


CLASSIFY THE JOB

After preparing the job description and prior to posting, the hiring manager should ensure that the job is
properly classified by consulting with human resource staff. Any changes to the job title must be made
prior to posting the vacancy on HRDs Commonwealth Employment Opportunities website (CEO).

Rev September 25, 2009 4


II. VACANCY ANNOUNCEMENT:

OBTAIN INITIAL APPROVAL TO POST

Prior to advertising a vacancy, agencies should ensure that they have obtained any required approvals to
post the position, based on the most recent hiring procedures issued by HRD. Also, exceptions from this
prior approval process are generally allowed for certain core public safety and direct care positions.

Prior to the posting of a vacancy announcement, agencies should also verify with HRD that there is not an
active Civil Service list for the position. If no list is in existence, then the vacancy must be posted on the
Commonwealth Employment Opportunity (CEO) web page for at least 14 days. The 14-day posting
period will not apply to internal vacancies posted under the provisions of collective bargaining
agreements, which must first be posted internally for the time period specified in the relevant agreements.
The vacancy announcement itself and the position description used to prepare it must also be provided to
the agency Civil Rights Officer for review five days before posting the position (per section 4.1 of the
Affirmative Action Plan).

PREPARE AND POST THE VACANCY ANNOUNCEMENT

Taking the time to prepare an appealing vacancy announcement that states the specifics of the position
duties will be helpful in attracting applicants for the position. It is important to present the information in
an interesting and exciting fashion.

The vacancy announcement should include the following:

A summary of the position that will spark initial interest, identifying the challenges and
rewards of the position, scope of the responsibility, the area to be managed, as well as the
reporting relationships. Use language that is dynamic and inviting.

A description of the duties and responsibilities that identifies the main tasks (essential
functions) to be performed by the incumbent.

The minimum entrance requirements from the official class specification for the position
title which describe the minimum level of education and/or experience and substitutions for
such that an applicant must possess in order to be considered for a job (note that CEO
automatically enters this information on the vacancy announcement).

Special requirements from the official class specification for the position title, such as
special registration, licensure, certification or educational credentials, bi-lingual skills, etc.,
that the job requires.

The preferred qualifications identify the approximate level (amount) and type of
experience, education, subject matter knowledge, professional skills and abilities being
sought in the successful applicant.

Rev September 25, 2009 5


III. RECRUITMENT PLAN
At the time the vacancy announcement is generated, recruitment sources should be identified. The most
inexpensive and most often overlooked method of recruitment is recruitment from within. Many
employers often overlook qualified employees willing and ready to take on new challenges. The
recruitment plan is also the means to address increasing the diversity of the potential pool of candidates.
There are many no-cost ways to recruit a diverse pool of candidates.

No-cost recruitment sources:


referrals from current employees;
word of mouth to friends, neighbors, and professional contacts;
professional and personal acquaintances, valued customers and others;
agencys and/or HRDs recruitment resource list (See section 4 of Affirmative Action Plan, or
contact State Office of Affirmative Action for the statewide Recruitment Resource list, which
is contained in an Access database);
bulletin boards and job placement offices at technical schools, high schools, colleges,
universities and other educational institutions, and their alumni associations.
bulletin boards at community centers and libraries;
local professional organizations such as the chamber of commerce, womens groups, trade
organizations, and diversity, multicultural and disability organizations;
public employment services such as the local Career Centers; and
customers, vendors, and businesses that are downsizing.

In some instances paid advertisement should be employed. HRD centrally advertises the availability of
the Commonwealth Employment Opportunity (CEO) website through direct mailings to organizations.
Agencies should use paid advertisements only for cases in which the CEO may not be effective, such as
poor labor market conditions or hard to find skills. If agencies feel it is more cost-effective to pool their
resources and have HRD handle their advertising centrally, HRD is available to do this. In all cases, the
following paid sources can be used, and their use should be coordinated through the agencys Human
Resources Director and Civil Rights Officer:

newspapers;
professional journals; and
online recruiting sites.

The advertisements should include a brief job description of the main duties to be performed, the MER,
special requirements, and preferred qualifications. Additional information should sell applicants on
responding. Put a positive spin on the ad by pointing out good things about the agency and the states
excellent benefits.

Rev September 25, 2009 6


IV. SCREENING PROCESS

DEVELOP SCREENING CRITERIA


The screening process should occur during the 14-day posting
period.

From the job description, develop screening criteria that will be used to review cover letters and resumes
to select the candidate to be interviewed. The purpose of the screening criteria is to ensure that all
candidates to be interviewed meet a specified competency level. All applicants must be screened using the
same criteria. During the screening process, keep in mind the Commonwealths commitment to establish
a highly talented workforce that reflects diversity.

Establish screening criteria based on the minimum entrance requirements, special requirements, and the
essential skills and subject matter knowledge that an individual must possess in order to do the job. The
screening criteria should be based on competencies that generally would/should/could be listed on the
resume. Critically review the resumes and cover letters to determine if the candidate meets the established
screening criteria. Ensure that all screeners are reviewing resume for the same set of skills. Use a
screening form such as the model in Appendix 3-2 to record the results of the screening process; this will
also ensure consistency of screening. Letters in Appendices 3-3 through 3-5 may be used to notify
applicants of their initial status in the selection process.

SCREEN COVER LETTERS AND RESUMES

Look for personalized cover letters with the correct titles, address, and specifics of the position, such as
the CEO number assigned to the posting. If communication skills are essential to the position, the cover
letter will provide a means of assessing the applicants writing skills. The cover letter should be reviewed
for the following:

is it personalized
is it free of typos and incorrect grammar
is it in correct letter format
is it one page, 3-4 paragraphs
does it contain an introductory paragraph that explains why the applicant is applying for the
position
does it contain one or two middle paragraphs highlighting accomplishments and experiences
does it contain a closing paragraph stating what action the applicant will take

Various types of resumes exist, from chronological to functional. Whatever format the applicant chooses
to use, when screening resumes look for the following:

communicates interest in the offered position


summarizes skills, accomplishments, education, and work experience
do the applicants skills and background meet the screening criteria established
supports ability to perform job
does the applicants job history demonstrate progress, i.e., increased responsibility
does the work history reflect job stability (but consider market conditions that may cause
instability for certain types of jobs)

Rev September 25, 2009 7


is no more that 2 pages
does not contain typographical errors.

It is strongly recommended that more than one person screen cover letters and resumes, preferably human
resource and civil rights staff members. When complete, the screeners can cross reference their results,
review their results with the agencys Civil Rights Officer and make the final decisions regarding who to
invite for an interview. The screening criteria also enable screeners to limit the number of candidates
interviewed to a reasonable number. A good target in terms of the number of candidates is from three to
seven (or 20% for large applicant pools): this will allow a good basis for comparison without requiring an
unreasonable time commitment to conduct the interview process. Agencies should make every effort to
interview all qualified internal applicants that apply. If the screening process results in fewer than three
candidates possessing the essential competencies, consider reposting the position for another 14 days.

REQUEST EMPLOYMENT APPLICATION FORM

It is recommended that all candidates selected to be interviewed be requested to complete the standard
Commonwealth Employment Application form prior to the interview. At minimum, all candidates in the
final selection pool (as determined by the Agency Head) are required to complete this form. The
information on the application will supplement the information contained in the resume and gathered
during the interview. The Commonwealth of Massachusetts Application for Employment is provided in
Appendix 3-6. This is a standard form that must be used for hiring by all Executive Branch agencies.
Agencies may edit the application form by adding pages to it, but no pages may be removed with the
exception of those marked insert.

Executive Order 444: It should be noted that Executive Order 444, issued on January 9, 2003 by
Governor Mitt Romney and implemented by HRD on February 3, 2003, necessitates that job candidates
disclose the names, titles and state agencies of immediate family members and those related to them by
marriage who are employed with the state (see definitions used on the form itself). Agency heads are
required to provide this information, taken from the employees or job candidates employment
application, if requested to do so by a member of the public. This "sunshine disclosure" is intended to
ensure that the citizens of our Commonwealth have full confidence in their government and its hiring
process. The disclosure will not be used to exclude any qualified applicant seeking a position within the
Executive Branch from receiving full consideration based on the merits of his/her credentials and the
requirements of the job. The following describes the main elements of the policy, although agencies
should consult the most recent version of the policy displayed on HRDs Intranet site for details.

Definitions

For the purposes of this business process immediate family is defined as a spouse, child, parent,
and sibling; and those related to the immediate family by marriage.

The definition of those employed by the Commonwealth is an employee or elected official of


any branch of state government (judicial, legislative, executive, including higher education and
state authorities); both regular employees and contract employees are included.

Responsibility of Department Heads

The responsibility for compliance with Executive Order 444 will reside with Department Heads,
who are considered the legal hiring authorities for their departments. In the case of large

Rev September 25, 2009 8


agencies, the Department Head may choose to delegate this to their HR Directors. The
Department Head will be responsible for the following:

o Establishing internal controls that ensure close review of all steps in the hiring process,
validation that the candidate selected was the most qualified, and determination that
there was no undue influence exerted by the named family members in the process;

o Ensuring that no employee is supervised, directly or indirectly, by an immediate family


member;

o Ensuring that employees excuse themselves from participation in any part of the hiring
process for individuals who are members of their immediate family; and

o Providing information disclosing immediate family members of new hires to members


of the general public, upon request.

Potential Conflicts

If a potential new hire or contract employee has the appearance of a conflict with the language or
intent of this policy, the Department Head should discuss this issue with HRD before proceeding
with the hiring process.

Scope of the Policy

The information that must be gathered and provided to the public will be required of all those
Executive Branch candidates who are hired on or after January 9, 2003 (the effective date of the
Executive Order). All candidates who are under consideration for positions from that date
forward must complete the new standard application form. The policy describes some exceptions
for current state employees who are promoted, demoted or transferred to other state positions on
or after that date, although all such employees are still bound by the provisions of this policy that
forbid the supervision by or of family members and involvement in the selection process of
family members, as well as other provisions of the State Ethics Commission statutes that apply to
state employees. The public disclosure provision applies equally to regular and contract
employees.

Rev September 25, 2009 9


V. STRUCTURED INTERVIEW

GUIDELINES FOR STRUCTURED INTERVIEWS

Selecting a qualified candidate for the job is the #1 priority of the selection process. The employment
interview is conducted to learn more about the suitability of the candidate under consideration for a
particular job. Simply put, the interview is a formal, in-depth conversation conducted to evaluate an
applicants compatibility for the job opening.

There are clear limitations to the utility of interviews due to the very human nature of the process. So,
whereas it may be difficult to change or modify the behavior of individual interviewers (although
extensive training of interviewers will help), the process itself may be improved. To this end, it is
strongly recommended that agencies utilize a structured interview, which will make the interviewing
process more systematic.

A structured interview is the standardizing of the development, administration, scoring, and interpretation
of an applicants score. The intent of a structured interview is to have all applicants be treated the same
way when applying for a position. A structured interview requires all applicants applying for the same job
to be asked the same job-related questions. A structured interview provides more objectivity to the
interview process through interview panels, prepared questions based on the job description, and rating
forms. A structured interview entails:

Panel Interviews: The validity of interviews is improved through the use of panel interviews, in
which three to five persons meet together with each applicant. The process of creating a group
consensus reduces the likelihood of individual biases influencing the final decision, and is
therefore likely to produce a better decision. Consideration should be given to the makeup of the
panel relative to diversity.

Job-related Questions: During the interview, applicants are asked identical, pre-determined
questions, and their responses are written down. Job descriptions help interviewers focus their
attention on relevant, job-related information and to confine their interview questions to the
essential functions of the job. Job descriptions should be perused before the interview begins.
By using job descriptions, the interviewers can assess the relative weight or importance of each
component of the job. The job descriptions also provide a useful frame of reference for
developing structured interview questions. The same set of questions must be used for the same
types of jobs.

Rating Forms: Interviewers can use job-related information most effectively when their
questions and assessments are guided by a rating form. In other words, the jobs major
qualifications should be listed separately on a rating form, and each of these should be covered by
a set of appropriate questions. The rating form thus prompts each interviewer to rate the
applicants on all critical job behaviors as identified in the job description. The rating process can
be further improved by anchoring questions to specific behaviors. At this stage, the interviewers
develop a scoring system for each question. The scoring process involves developing examples
of excellent, acceptable and marginal answers to questions or generally determining what kind of
response is wanted. Next, numerical weights are pre-assigned to particular responses (e.g.
Excellent=5, Acceptable=3, and Poor=1). Individual questions may be weighted in terms of the

Rev September 25, 2009 10


overall importance of the particular skill being assessed to the job as a whole, to obtain a
weighted score.

Using interview panels, predetermined questions, and rating forms may appear to make interviews
impersonal. However, at the same time, they become more job-related. Spontaneity is sacrificed for the
consistent treatment of applicants and to prevent raters from making snap judgements. Highly structured
interviews predict job success more accurately than informal approaches.

CONVENE AN INTERVIEW PANEL

Use of an interview team, i.e. more than one interviewer, is the preferred approach for conducting
interviews. Ideally, a team of three to five interviewers should be able to provide ample perspective, and
having a team that consists of culturally diverse members will increase the richness of the perspective that
the team can provide. Larger teams can overwhelm an applicant, hampering performance during the
interview. In addition, the presence of more interviewers can easily overburden the process, resulting in
an interview that feels more like an interrogation. Note that the same team should be used for all
interviews for a given position, and all team members should be present for each interview. Preferably
the team members should be at the same or higher organizational level and representatives from the
specified profession should be included. About half the panel members should be in a supervisory
capacity. Some collective bargaining contracts may require that only supervisors, and not peers, be used
as interviewers. A representative from the agencys Civil Rights Office should be invited to participate.

The team should meet during the 14-day posting period. The objectives of that initial meeting are:
review the vacancy announcement and job requirements
discuss the scheduling of interviews
determine the length of the interview
review and gain agreement regarding the interview questions and format of the interview,
such as whether or not questions will be redirected
review and gain agreement on the scoring instructions and the process for selecting the
candidate who will receive a second interview
assign questions to team members
practice the interview
review the resumes

One member of the team should be identified as the team leader. The team leader will be responsible for
conducting the flow of the interview, including introductions, explanations of the entire interview and
selection process, additional information about the position, initial questioning, control of the interview,
follow up questions and conclusion of the process. After the interview process is complete, the leader
will prepare summary results of the applicants interviewed.

PREPARE INTERVIEW QUESTIONS

The purpose of the interview questions is to learn about the candidates work experience, his/her
knowledge, skill, and abilities, his/her management style and his/her career and professional goals from a
variety of angles. Additionally, the interview questions should give the interviewers an idea of the
candidates motivation to perform and experience working with a diverse workforce. An excellent
predictor of future job performance is past job performance.

Who develops the questions? The questions can be developed by HR personnel, the hiring manager, the
interview team or some combination thereof. Regardless of who develops them, the interview questions

Rev September 25, 2009 11


should focus on job related qualifications. The questions to be used and the group of individuals to be
interviewed should be reviewed by the agencys Civil Rights Officer prior to conducting the interviews.

What are some general procedures to develop the interview questions? A well-prepared job description is
critical in developing interview questions. Using the list of experiences, skills, characteristics, and
subject matter knowledge, developed from the job description, draft a series of questions.

Questions should:
measure knowledge, skills and ability needed to do the job.
assess only prerequisites for performing important aspects of the job.
not be based on knowledge, skills and abilities to be learned on the job.
not focus on specific agency rules, regulations, and policies, the applicants are not expected
to know such information.
be open-ended requiring more than a yes or no response.
not be predictable or telegraph the response that is being sought.
allow the interviewers to explore the candidates current and previous positions and search
for the highlights of these experiences.
allow the interviewers to uncover the candidates preferences and work behaviors.
focus on the candidates professional skills and knowledge.
allow the candidate to recall and describe specific events to give the interviewer an
opportunity to determine whether the candidate has desired skills based on the candidates
behavior in the situation.
seek information about the candidates management style, as well as his/her preferences
regarding management style of the supervising manager.
focus on the candidates past and future goals.
allow the candidate the opportunity to summarize strengths and identify potential areas of
development and explain his/her approach to professional development.

Keep in mind that it is better to have five or six good questions than 10 or more vague questions. The
information obtained from a single question may allow the interviewer to assess multiple areas being
explored in the interview. Below is an extensive list of interview questions. Choose a combination of
questions that will allow the interviewers to make an assessment of whether the individual has the work
experience, skills, characteristics, and the subject matter knowledge required to do the job. Remember
these can include leadership qualities, management style, ability to work under pressure, etc.

SAMPLE QUESTIONS

Work History:
Describe projects or duties that you found most/least interesting.
Describe aspects of your last position that were most/least enjoyable.
Describe your most significant contribution.
Describe the types of interactions with professional peers, fellow employees, and other people that
you have dealt with as part of your job.
Describe the diversity present in your organization, and the benefits and challenges you experienced
as a result of this diversity.
Describe a problem that you encountered in your current position and the approach you used to
resolve the problem.
Describe your ability in meeting deadlines for projects in your current position.
What has been the accomplishment of which you are most proud?

Rev September 25, 2009 12


What job have you liked the most/the least? Why?
What factors are most important to you in terms of job satisfaction?
What are your key responsibilities or objectives in your current position? Which of these objectives
have you performed particularly well? Why? Which of these have you performed least well? Why?
What effect have your accomplishments had on your current organization?
Describe your experiences in working independently on projects.
Of the various environments in which you have worked, which did you enjoy least?
Of the various environments in which you have worked, which did you enjoy most?

Professional Skills:
Tell me about a specific situation in which you prevented a problem before it occurred.
In general, how qualified do you feel to perform this position? Why?
With which aspects of the position do you feel most comfortable?
With which aspects of the position do your feel least comfortable?
Describe an innovative change you implemented in your last job.
Describe the most significant written document you have completed.
Describe your most successful presentation.
Describe a conflict you mediated between two individuals. What steps did you take to mediate and
resolve the conflict?
How would your colleagues describe your strengths? Your subordinates?
What skills would you bring to our agency that other candidates may not have?
If we talked to your former supervisor how would he/she describe your performance?
Will you need additional training to perform the duties of the current position?

Management Style:
What would you do if you encountered irreconcilable differences with your immediate supervisor?
How do you motivate subordinates?
What do you consider to be your greatest strength as a manager?
What do you consider your greatest shortcoming as a manager?
Tell me about a rewarding supervisory experience you have had?
Tell me about a supervisory experience that didnt turn out well and why?
Describe how you conduct supervision currently. Do you meet with your subordinates as a group, or
on an individual basis? How often do you meet?
Describe specific examples of how you have facilitated the development of one of your employees.
How would your staff describe your management style?
How do you communicate information to your staff?
Have you ever had hire/fire responsibility? Describe a case of each.
What did you do in your last job to promote a team environment?
What sort of manager do you prefer working for? What sort of manager do you have the most
difficulty working with?
How would you describe your current supervisors management style: What aspects do you like the
most? The least?
Describe the amount of structure, direction, and feedback that are optimal for you.
What are the criteria you would use to evaluate someones management style?

Career Goals or Professional Development:


What goals have you set for the next 6 months in your current position?
How have you progressed up through the ranks to get where you are?

Rev September 25, 2009 13


What about this position makes it the right step in your career path?
What are your career goals?
What improvement needs have been identified in recent reviews?
What areas do you need to develop to round out your professional strengths?
What professional development activities have you participated in?
What books/ publications have you read that relate directly to your profession or job?
What steps have you taken to enhance your professional development?
What books are on your professional reading list for this coming year?
What are you looking for in your next position?
Where do you hope to be five years from now?
What did you do assist in your professional development in your last position?
For which part or parts of this position would you need training?
What are your short-term career objectives? Why?
What are your long-term career objectives? Why?
To what extent is this position relevant to your career objectives?

Miscellaneous:
Is there anything else you feel is important for me to know about you?
Describe your ideal job?
What kind of work are you interested in?
If you could do the last 5 years over, what would you do differently?
Do you have any geographical preferences?
What do you know about our agency products and service?
Why do you want to work for our agency?
Why are you the best applicant for this position?
Why do you wish to leave your current position? What factors have led to this decision?
What might your present agency/department do to become more successful?
If you could describe yourself in three words, what would they be?

DEVELOP THE RATING PROCESS

The rating form is an individual assessment form used to score candidates. Additionally, the rating form
allows the interviewers to record and summarize their observations.

The decisions regarding how the responses will be judged or rated are made prior to interviewing
applicants. A simple approach is to score the candidates response to each question during an interview.
Determine generally what kind of response is wanted and what qualifications are being measured for each
question.

Determine a point scale. A 1-5 point scale is recommended wherein 5=Excellent, 3=Acceptable, and
1=Poor. A scoring key is developed to minimize interviewers biases. When applicants are compared to
one another, generally the applicant with the highest score is the first choice. However, the interview
team, prior to starting the interview, should determine how they will handle the following:
- tie scores
- large discrepancies in the scores.

Using a separate rating form for each candidate, each panel member scores the candidate on each
question. (See model individual rating form in Appendix 3-7.) Then at the end of the interview process,
the team leader prepares a summary interview form (see Appendix 3-8) that includes the scoring results

Rev September 25, 2009 14


by each interviewer for each candidates. The rating sheets will be submitted to the agencys human
resources unit with other required materials at the conclusion of the selection process. It is important to
know that these rating sheets may be used in defense of a hiring decision in the event of a challenge.

Each interviewer scores each candidate based on responses to the questions and not on superficial
factors such as his/her attire. Interviewers should not let the response to a single question sway the scores
given on the remainder of the questions. The interviewer should examine any assumptions he/she makes
of someones nonverbal behavior; remember that such behaviors often have a cultural significance. Most
candidates will be nervous, and their anxiety will be reflected in their behavior during the interview. The
interviewer should focus the evaluation not on the nervous behavior, but on the responses to the
questions.

Comments can include descriptions of the candidates behavior during the interview, for example:
Candidate spoke in a monotone. Notes regarding content presented by the candidate are also appropriate:
received with a national award; demonstrated clear understanding of managing diversity in the
workplace. Notes regarding inferences drawn by the interviewer about a candidate are not appropriate.
Candidate appears lazy and unmotivated. Interviewers should also take care not to record irrelevant
information on scoring sheets, nor to doodle on them, as this information could also come into question in
the event of a challenge.

Some gross interviewee errors that are easy to identify are:


Applicant is late
Applicant gets lost finding facility- did not prepare
Does not know interviewers name
Unfamiliar with agency, did not do their homework
Asks about salary
Chews gum
Not prepared, lack of depth to answers to questions

CONDUCT FIRST ROUND OF INTERVIEWS

The interview is critical to a successful hire. Common mistakes are that the interviewers talk too much
and fail to get adequate information from the candidates. Additionally, interviewers fail to manage the
flow of the interview or are just not prepared.

Consideration should be given to where the interview will be held. The location should be accessible,
private, comfortable, and free of distractions.

Accessibility Choose a location that the candidates can easily find and that is accessible to
individuals with disabilities; provide clear directions to candidates on how to find the
location.
Privacy Ideally the interview should take place behind closed doors.
Comfort Select a pleasant and comfortable environment. The seating arrangement should
be conducive to discussion; chairs placed around a table are optimal.
Minimum Distraction Eliminate interruptions, including phone calls that might prevent full
concentration on the interview.

All the supplies needed for the interview should be readily available. Have available: rating forms, pens,
paper, resumes, and position descriptions for members of the interview team. For the candidate, have

Rev September 25, 2009 15


relevant job-related information such as: an organization chart, an agency newsletter, benefit information,
and the interviewers business card.

It is important to create a comfortable and relaxed atmosphere for the candidates. If the candidate is
relaxed, the interviewers will get more and better quality information. Furthermore, it will be giving a
good impression of the agency that may increase the acceptance rate of talented candidates.

Greet the candidate by name. The interviewer introduces himself/herself, giving his/her name, title and, if
necessary, a brief sentence or two about where he/she fits in the organization. The tone of the greeting
should be warm and pleasant. Once in the interview room, introduce the candidate to the other panel
members. Finally, thank the candidate for coming to the interview.

The interview provides the interviewers with a brief opportunity to gain much information. To do this, a
well-planned guide for structuring the interview is needed. The model presented here includes 3 main
sections: the introduction, the questions, and the closing.

Introduction: includes the initial greetings, introductions and small talk designed to put the candidate at
ease. Present an overview statement describing the interview process. Outline the positions duties and
responsibilities as clearly as possible, and ask the candidate if he or she is able to perform the essential
functions of the job. This provides the candidate with information about what will be covered in the
interview, and serves to demonstrate to the candidate that the interviewer will control the interview
structure. Inform the candidate that panel members will be taking notes.

Questions: Many approaches exist for interviewing candidates. Research points to the advantages of a
structured job interview that focuses on a candidates work history and experience. The interviewers job
is to explore the candidates work history from a variety of angles, enabling them to learn about the
candidates specific skills, conditions that motivate the candidate to excel, management style, and
experience working with a diverse workforce. Time in the interview is limited, so narrow the list of
questions to be asked.

When selecting questions for the interview, remember that there will most likely be at least one follow-up
interview for the finalists. Determine which questions are more appropriate for the initial interview, and
which questions are more appropriate for a second interview. After asking the questions, provide the
candidate with an opportunity to present any other information that he/she feels is particularly relevant.

Appendix 3-9 should be consulted to ensure that questions used for the interview are non-discriminatory.

Closing: The interviewers have the opportunity to explore the candidates level of interest in the job.
Provide the candidate with an opportunity to ask questions. This is an opportunity to address any concerns
the candidate might have, as well as a chance to sell the benefits of the position.

Next, market the agency as a rewarding place to work by providing some information about the agency
including brochures or pamphlets that describe the agency and the work it does. Provide any articles
highlighting the success of the agency and other attractive information.

Next, inform the candidate of next steps, as well as tentative timelines for the decision process. Have the
applicant sign a release of information authorization on the reference check forms, and ask the applicant
what he/she believes will be said about him/her from the references. This provides an opportunity for the
candidate to explain any negative feedback that the interviewer might receive, and the interviewer to hear
the candidates side of the story.

Rev September 25, 2009 16


Immediately after each interview has concluded and the applicant has been escorted out, each panel
member should combine the scores for each question for a total score. Each panel members total score
for the applicant is then listed on the summary rating form.

At the conclusion of the first round of interviews, the scores listed on the summary rating form for each
applicant are totaled. The applicants are ranked according to total score.

CONDUCT SECOND ROUND OF INTERVIEWS

A second interview should be initiated for the top two or three candidates based on information gathered
from the resume, application, and first interview.

The second interview could be used as an opportunity for the supervising manager to evaluate the
candidate. It provides a valuable means to cross check information and to obtain additional details on the
candidates.

As part of the second interview, candidates should have an opportunity to meet individuals with whom
they may be working, tour the facilities, review agency philosophy, and ask additional questions. The
applicant will find a second interview very valuable. This establishes a good starting point to build a
future employment relationship.

The second round of interviews should be conducted in the same manner as the first round of interviews.

Rev September 25, 2009 17


VI. FINAL SELECTION

CHECK REFERENCES

The hiring manager or human resources unit should conduct reference checks. Reference checks can be
completed over the phone or in writing. Employment references are useful primarily as confirmation of
prior employment, dates and salary. It is recommended that the reference check be started by attaining
factual information verifying employment. From there proceed to more detailed information regarding
the applicants communication skills, satisfaction of co-workers, supervisors satisfaction with
performance, ability to meet demands of the job and most importantly, the agencys willingness to rehire.
Reference checks may unveil potential problems in applicants, especially when there are conflicting
statements between the applicant and the reference. Model reference check forms are provided in
Appendices 3-10 and 3-11. Telephone references are preferable; if a request in writing is made for
references, it is strongly suggested that telephone contact also be made to verify that the person providing
the written reference is, for example, employed in the function he/she lists on the form.

Reference checks may be difficult because many companies avoid providing detailed information
regarding the applicant. Applicants not hired may sue their current or prior employer for giving a
defaming reference.

Consider all the information gathered from all the references. Do not be overly swayed by one negative
reference. One negative reference may be the result of a strained interpersonal relationship.

RECOMMEND A CANDIDATE FOR HIRE

Based on the outcome of the scores from the second interview and the information gathered from the
reference check, the final candidate should be selected and recommended for hire.

Rev September 25, 2009 18


VII. APPROVAL PROCESS

INTERNAL APPROVAL PROCESS

The hiring manager, upon receiving the necessary approval from his/her supervising manager, compiles a
hiring package that includes a cover memorandum signed by the hiring manager explaining why the
candidate is being recommended and describing the process followed. Attached to the hiring managers
memorandum is the resume, application, and reference checks of the candidate recommended for hire.
The hiring managers memorandum should indicate whether the candidate was internal or external. In
addition the package must include the Civil Rights Officers Action Report (see Appendix 3-12 for a
model of this report; at minimum, the report must cover all of the items contained in the State Office of
Affirmative Actions most recent Model Affirmative Action Plan, section 4.3), copies of all the resumes
received, and the rating sheets for the interviews. The hiring package must be reviewed and approved by
the agency Civil Rights Officer.

The Civil Rights Officer (CRO) reviews hiring paperwork to determine whether or not the requirements
contained in the agencys Affirmative Action Plan have been met. If the CRO finds that the affirmative
action plan requirements have been met, he/she approves the hiring package and forwards it to human
resources unit.

If the CRO has concerns about whether the process was in compliance with affirmative action plan
requirements, the CRO must contact the hiring manager for clarification. If the CROs concerns are not
allayed by the hiring manager, there should be a meeting with the CRO, the hiring manager, and the
human resource director to reach an agreement. If agreement cannot be reached at this level, the issue
should be addressed first by the Agency Head, then by the Secretariat and finally by the State Office of
Affirmative Action/HRD.

Upon receiving a hiring package that the CRO has approved, the agencys human resources unit, with
input from the hiring manager if necessary, will determine the salary in accordance with HRD guidelines;
the salary selected may require prior approval by HRD before a formal offer can ultimately be made.

FINAL APPROVAL FOR NON-MANAGEMENT AND MANAGER I THROUGH IV


HIRES

For non-management positions, and management positions I through IV, the hiring package approved by
the agency Civil Rights Officer, as described in the previous section and including the salary information,
is forwarded to the agency head, or his/her designee, for approval. This internal approval process may
also require completion of an acceptable background check before a formal offer can be made (C.O.R.I,
police, etc). Upon receipt of internal approval, the human resources unit or hiring manager sends an
offer letter to the selected candidate (see model letter in Appendix 3-13). Once the candidate has started
in the position, the human resources unit or the hiring manager notifies all candidates of non-selection
(see model letter in Appendix 3-14).

Rev September 25, 2009 19


FINAL APPROVAL FOR MANAGER V THROUGH XII HIRES

For management positions V through XII, the agency human resources unit prepares a hiring package that
is forwarded to the agency head or his/her designee for his/her approval. At the agency level, the
appointment should be approved by the Civil Rights Officer (CRO), the Human Resource Director, and
the Agency Head. At the secretariat level, if applicable, the appointment should be approved by the
secretariat Human Resource Manager, secretariat CRO and the Cabinet Secretary.

When all the applicable approvals are obtained, the agency Human Resources Director must take steps to
obtain external approval to hire the candidate, based upon whatever approval procedures are in place at
the time (for example, approval by HRD and/or the Governors Office). HRDs website should be
consulted to determine the most current external approval process, which may involve use of an
automated process such as the Notice of Intent to Hire (NIH) system.

Managers V through VIII

Upon receiving external approvals, the agency may choose to make a conditional offer of employment
which is contingent upon completion of a post-hire tax and background checks for Managers V through
VIII. The conditional offer letter contains an Employee Acknowledgement Form for the candidate to
sign, indicating that to the best of his/her knowledge there is nothing in his/her background that is
problematic, and then he/she is provided with the applicable tax and background check forms to
complete. If the agency wishes, the candidate can start before the applicable checks are complete, as long
as he/she completes a First Day Declaration Form confirming that the tax and background check forms
have been submitted as of the first official day of employment. If tax and background checks are rejected
at a later date, the manager must be removed from the position. The agency also has the option of
withholding the final offer of employment until the candidates approved tax and background check is
received.

Model letters for conditional and final offers to, and confirmation of acceptance from, candidates are
contained in Appendices 3-13, 3-15 and 3-16. The Employee Acknowledgement and First Day
Declaration forms are included as part of Appendix 3-15.

Managers IX through XII

For managers IX through XII, the candidates must complete tax and background check forms and receive
final approval of these forms, and the agency must receive final approval by the Governors Office for the
hire, before a formal offer of employment can be made. Both the Governors Office and HRD must
approve appointments for all agency heads and their direct reports. Agency human resource directors
should check with HRD for the most current process for obtaining external approval for managers at these
levels.

Model letters for conditional and final offers to and confirmation of acceptance from, candidates for M IX
through XII are contained in Appendices 3-13, 3-15 and 3-16.

Rev September 25, 2009 20


COMMONWEALTH OF MASSACHUSETTS
HUMAN RESOURCES DIVISION
MODEL HIRING PLAN

VIII. APPENDICES: MODEL AND REQUIRED FORMS FOR USE IN


HIRING

3-1 Model Checklist for the Hiring Manager

3-2 Model Screening Form

3-3 Model Acknowledgement of Receipt Letter

3-4 Model Applicant Non-Selection Letter

3-5 Model Interview Letter

3-6 Required Commonwealth of Massachusetts Application for Employment

3-7 Model Individual Rating Form

3-8 Model Interview Summary Form

3-9 MCAD Pre-Employment Inquiries Fact Sheet

3-10 Model Telephone Reference Check

3-11 Model Request for Written References

3-12 Model Civil Rights Officer Action Report

3-13 Model Offer of Employment Letter

3-14 Model Candidate Non-Selection Letter

3-15 Model Conditional Offer of Employment (M V- XII)

3-16 Model Confirmation of Acceptance Letter

Rev September 25, 2009 21


3-1
COMMONWEALTH OF MASSACHUSETTS
HUMAN RESOURCES DIVISION
MODEL CHECKLIST FOR THE HIRING MANAGER

Posting Process

____ Create or Update Job Description


____ Resolve Classification Issues, If Applicable
____ Verify whether Civil Service List Exists
____ Obtain Initial Approval to Post
____ Prepare Vacancy Announcement
____ Post Vacancy on CEO for 14 days
____ Develop and Implement Recruitment Plan

Pre-Selection
____ Screen Applicants to Interview
____ Request Employment Applications
____ Convene Interview Panel
____ Develop Interview Questions and Rating Process
____ Schedule Interviews
____ Conduct First Round of Interviews
____ Conduct Second Round of Interviews
____ Check References
____ Recommend Candidate

Selection (Forms to be Submitted to Civil Rights Officer):

____ Memo Explaining Selection Reasons and Process Followed


____ Civil Rights Officer Action Report
____ All Resumes
____ Interview Questions/Responses
____ Interview Summary Form
____ Reference Documentation
____ Completed Employment Application Form

Rev September 25, 2009 22


3-2
COMMONWEALTH OF MASSACHUSETTS
HUMAN RESOURCES DIVISION
MODEL SCREENING FORM

Position Title:________________________________________________

Name of Screener __________________________________________________

To complete form, list all job requirements individually in left column (List
Minimum Entrance Requirements first, then Preferred Qualifications); check off
each applicant that meets that requirement. Attach additional forms if needed.

Job Requirements Names of Applicants

Applicant Recommended for Interview:

Race-Ethnic Code:

Sex:

Rev September 25, 2009 23


3-3
COMMONWEALTH OF MASSACHUSETTS
HUMAN RESOURCES DIVISION
MODEL ACKNOWLEDGEMENT OF RECEIPT LETTER

[Agency Letterhead]

[Date]

Name of Applicant
Address

Dear :

Thank you for your interest in employment at the [name of agency].

We have received your resume/application for the position of:

[ Title of position] [Posting Number]

You will be contacted if we determine that an interview is appropriate. If you are not selected for
an interview at this time, please consider applying for future positions as they become available.

Sincerely,

[name and title of hiring manager or HR


personnel]

Rev September 25, 2009 24


3-4
COMMONWEALTH OF MASSACHUSETTS
HUMAN RESOURCES DIVISION
MODEL APPLICANT NON-SELECTION LETTER

[Agency Letterhead]

[Date]

Name of Applicant
Address

Dear :

Thank you for your interest in the position of [position title], [location or posting number].

The [name of agency] received many resumes for the position from people with strong
backgrounds in this field. We regret to inform you that you were not selected by the screening
committee for an interview for this position.

I would encourage you to keep informed of other opportunities within the [name of agency] by
viewing the Commonwealth Employment Opportunities website at http://www.mass.gov/hrd/.

Again, thank you for your interest in employment within [name of agency]. I wish you well in
your pursuit of a career opportunity.

Sincerely,

[name and title of hiring manager or HR


personnel]

Rev September 25, 2009 25


3-5
COMMONWEALTH OF MASSACHUSETTS
HUMAN RESOURCES DIVISION
MODEL INTERVIEW LETTER

[Agency Letterhead]

[Date]

Name of Applicant
Address

Dear :

Thank you for your interest in the position of [position title], [location or posting number].

We would like to interview you for the above position. The interview information is as follows:

Date:
Time:
Location:
Name and Phone of Contact:
Directions to Interview Location:

[Note: Use this letter to also inform applicants of any other aspects of the interview, eg. that there
will be an interview panel, that a writing sample is requested, etc]

In addition, please complete the attached Employment Application Form and bring it with you to
the interview.

Please contact me at [phone] if I may provide you with additional information.

Sincerely,

[name and title of hiring manager or HR


personnel]

Rev September 25, 2009 26


APPENDIX 3-6

COMMONWEALTH OF MASSACHUSETTS
APPLICATION FOR EMPLOYMENT

Rev September 25, 2009 27


Commonwealth of Massachusetts

EXECUTIVE BRANCH
APPLICATION FOR EMPLOYMENT

ALSO SEE JOB POSTINGS AT


HTTPS://JOBS.HRD.STATE.MA.US/

Rev September 25, 2009 28


IMPORTANT
Instructions for completing the application form.

1. Type or print clearly in black or blue ink.

2. Answer every question fully and accurately. If not applicable, please put N/A.

3. For an applicant for employment who meets the minimum entrance requirements, the Commonwealth may
review, if applicable:
Criminal Offender Record Information (C.O.R.I) and;
Sex Offender Registry Information (S.O.R.I.) and;
The Central Registry of Child Abuse/Neglect reports maintained in accordance with M.G.L. Chapter
119, Section 51 B.

4. If an offer of employment is made to you, the Commonwealth agency may declare that the offer is
contingent upon the successful results of a medical exam, references, and/or a tax and background check.

5. False or materially inaccurate information on the application will be cause for disqualification for
employment or dismissal at any time during employment.

6. Read certification and releases carefully before signing.

7. Return completed application.

8. If there is a need for an alternative version of this form, please contact the Agency Diversity Officer.

This application will be kept on file for one year but applicants are responsible for applying for each
vacancy for which there is an interest in being considered.

Rev September 25, 2009 29


COMMONWEALTH OF MASSACHUSETTS
APPLICATION FOR EMPLOYMENT

WE ARE AN EQUAL OPPORTUNITY/AFFIRMATIVE ACTION EMPLOYER

It is the policy of the Commonwealth of Massachusetts to afford equal employment opportunity to all
qualified persons regardless of race, color, religion, national origin, age, military status, sexual
orientation, disability, or gender, except where age or sex is a bonafide occupational qualification as
allowed by the Civil Rights Act of 1964.

PERSONAL INFORMATION
Name (First) (Middle) (Last) Mr. Ms. Home Telephone Number

Mailing Address (Street) (City) (State) Zip(Postal) Code Personal Cell Phone

Home Address (if different from mailing address) Personal E-Mail Address

Are you authorized to work in the U.S. on an unrestricted basis? YES NO
Are you over 18 years or older? YES NO Have you received unemployment
benefits in the past 12 months?
(required question for applicants
Who referred you? to federal stimulus jobs)
Employment Agency Employee YES NO
Newspaper advertisement
Commonwealths Employment Opportunities (CEO) Do you have an application
Other Internet job site pending for unemployment
Unemployment office/One-Stop Career Center benefits?
Other : (required question for applicants
____________________________________________________________________ to federal stimulus jobs)
____________________________________________________________________ YES NO
__________________________

EMPLOYMENT DESIRED
Position Applied For: How soon can you start if a job offer is made?

State Agency Applying:

Have you worked for the Commonwealth before? Starting salary desired
NO YES Dates:
Are you available for full time work? YES NO Are you available for part time work? YES NO
Have you reviewed the essential functions of the job as listed on the CEO or job posting? YES NO
In addition to your work history, what other experiences, skills or qualifications would qualify you for this work?
________________________________________________________________________________________
__________________________________________________________________________________________________

Rev September 25, 2009 30


EDUCATION
Name of School Location Main Course of Did you Graduate Degree
City State Study





List any additional education or training:


__________________________________________________________________________________________________
__________________________________________________________________________________________________
__________________________________________________________________________________________________

PROFESSIONAL REFERENCES (not personal): List 3 people not related to you who can comment on your work
performance.
Name Address Occupation Telephone Years
Number Acquainted
1
2
3

MILITARY SERVICE INFORMATION


This information is furnished on a voluntary basis.

Check all that apply : Veteran Disabled Veteran Vietnam Era Veteran
Dates of Service: to Branch?
If Vietnam Era Veteran, have you been certified by the Office of Diversity and Equal Opportunity? YES NO
If yes, what is the Certification #? ____________________
(Please attach Form DD214 or a copy of ODEO certification.)

IMMEDIATE FAMILY WORKING IN MASSACHUSETTS STATE GOVERNMENT

Per Executive Order 444, please disclose any immediate family members, including those related to your immediate family by
marriage, who are employed by the Commonwealth of Massachusetts. You are required to complete the information below.
Immediate family is defined as a spouse, child, parent, and sibling; and the spouses child, parent and sibling. Include those
employed in all branches of state government: judicial, legislative, executive, higher education and state authorities; and those
employed as regular or contract employees, or elected officials. This "sunshine disclosure" is intended to ensure that the citizens of
our Commonwealth have full confidence in their government and its hiring process. The disclosure will not be used to exclude any
qualified applicant seeking a position within the Executive Branch from receiving full consideration based on the merits of his/her
credentials and the requirements of the job. Attach additional pages if needed.

Name of Relative Relationship Title of Relatives Job State Agency






Rev September 25, 2009 31


IF YOU NEED ADDITIONAL SPACE PLEASE ATTACH A SEPARATE SHEET
EMPLOYMENT HISTORY COMPLETE ALL INFORMATION IN FULL. All applicants must
Are you employed now? Yes No complete this page even if they are also submitting a resume.
Begin with your most recent employment, including any present employment. Your
present employer will not be contacted without your permission. You may include any
verifiable work performed on a volunteer basis. Any gaps in employment must be
briefly explained.
May we contact? Yes No
Company Name
Street Address Telephone Specific Duties

City & State Postal Code


Job Title

Supervisor

From To Salary Reason for Leaving


Dates Employed:
May we contact? Yes No
Company Name
Street Address Telephone Specific Duties

City & State ZIP (Postal) Code


Job Title

Supervisor

From To Salary Reason for Leaving


Dates Employed:
May we contact? Yes No
Company Name
Street Address Telephone Specific Duties

Rev September 25, 2009 32


City & State ZIP (Postal) Code

Job Title

Supervisor

From To Salary Reason for Leaving


Dates Employed:

Rev September 25, 2009 33


ALL APPLICANTS MUST SIGN AND SUBMIT THIS PAGE

RELEASE AND CERTIFICATION


PLEASE READ BEFORE SIGNING

I understand that the foregoing will be verified in order to expedite my application for employment with the
Commonwealth of Massachusetts. I hereby authorize the Commonwealth to conduct a full investigation into my
background.

I authorize the Commonwealth to obtain my previous work records, employment records, character references and any
other information concerning character, ability and habits and all other necessary information. Further I grant authority to
the keeper of these records to release said records to the Commonwealth of Massachusetts for the purpose of making its
hiring decision. I agree that the Commonwealth shall not be liable in any respect if a job offer is not extended, is
withdrawn, or my employment is terminated because of false statement, omissions or answers made by me on this
application. I agree that my previous employers shall not be liable with regard to any information provided by them in
connection with this release.

I certify under the pains and penalty of perjury that all statements made by me on this application are true and complete to
the best of my knowledge and that I have withheld nothing, which, if disclosed, would affect this application unfavorably.
I understand that any false statements, omissions or answers made by me on this application can result in my immediate
termination.

In compliance with the Immigration and Reform and Control Act of 1986, I understand that I will be required to provide
approved documentation that verifies my right to work in the United States on my first day of employment. I have
received the list of approved documents with this application.

I understand that unless I attain permanent status pursuant to MGL Chapter 31 or am subject to the terms of a collective
bargaining agreement, my employment will be at-will, which means that both the Commonwealth of Massachusetts and I
are free to terminate the employment relationship at any time for any non-statutorily prohibited reason or for no reason at
all, with or without notice.

I hereby acknowledge that I have read in full and understand the above statements and conditions of employment.

__________________________________________ ________________________________
Signature of Applicant Date

____________________________________________________
Printed Name

It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued
employment. An employer who violates this law shall be subject to criminal penalties and civil liability.
MGL Ch.149, Section 19B

Rev September 25, 2009 34


Applicants with Special Language Skills or Professional
Licenses or those applying to agencies that are open nights
and weekends should complete and submit this form

MISCELLANEOUS JOB-RELATED INFORMATION


JOB INTEREST
Shift preferred Are you available to work EVERY Saturday and Sunday?
1st (Days) 2nd (Evenings) 3rd (approx. 11:00pm 7:00am) YES NO

Please prioritize your geographical preference(s) by numbering the boxes for locations to work.
1 means the most desired position; 6 equals the least desired location.
Boston Metro Boston Central Northeast Southeastern Western

CERTIFICATIONS AND LICENSES


List any professional licenses, registrations or certifications you possess:

License _______________________ License Number ____________ Date Issued ________ Expiration Date ________
License _______________________ License Number ____________ Date Issued ________ Expiration Date ________
License _______________________ License Number ____________ Date Issued ________ Expiration Date ________

ENGLISH LANGUAGE
Describe your proficiency in Simple conversation: Simple Reading: Read and speak fluently
the English Language YES NO YES NO YES NO
LANGUAGE CAPABILITIES
List any language(s) other than English in which you are proficient including Sign Language and Braille. *
Language Conversational Reading Writing
HIGH MOD LOW HIGH MOD LOW HIGH MOD LOW
(Fluent) (Good) (Fair) (Fluent) (Good) (Fair) (Fluent) (Good) (Fair)

* If language proficiency is required, the Commonwealth may administer a Bilingual Certification Examination.

Rev September 25, 2009 35


COMMONWEALTH OF MASSACHUSETTS
HUMAN RESOURCES DIVISION
AFFIRMATIVE ACTION DATA RECORD
THIS IS A CONFIDENTIAL INSERT
APPLICANTS ARE ENCOURAGED BUT NOT REQUIRED TO COMPLETE
The Commonwealth of Massachusetts is committed in spirit as well as in action, to abide by all laws dealing with equal
employment opportunity. It is our policy to guarantee equal employment opportunities for all qualified persons without
regard to their age, race, creed, color, national origin, ancestry, marital status, gender, military status, sexual orientation, or
disability, which can be reasonably accommodated.
Further, the Commonwealth will act in good faith, to affirmatively recruit and consider for promotion individuals in
protected categories. Age, race, creed, color, national origin, ancestry, marital status, gender, military status, sexual
orientation, or disability are not factors in employment, promotion, transfer, compensation, lay-off, disciplining and
termination.
In order to effectively monitor the success of our recruitment and employment efforts, it is requested that you provide the
following information. Please submit your form directly to [name and address of agency Diversity Officer].
The completion of this Data Record is optional. If you choose to volunteer the requested information please note
that all Affirmative Action Data Records are kept in a confidential file and are not a part of your application for
employment or your personnel file. Your cooperation is voluntary. Inclusion or exclusion of any affirmative action
data will not jeopardize or adversely affect any employment decision.

(PLEASE PRINT)
Name (First) (Middle) ( Last )

Address (Street) (City) (State) (Zip Code)

Telephone Number (s)

CHECK ONE Male Female


Check one of the following: (Race)
White Black Hispanic Asian/Pacific Islander
Native American (American Indian or Alaskan Native)
(If Native American, please attach documentation of tribal affiliation)
Check if the following is applicable:
Vietnam Era Veteran*
(Ninety (90) days of active duty service, any part of which occurred between August 5, 1964 and May 7, 1975)

*In order to qualify for Affirmative Action status as a Vietnam Era Veteran, you must apply for Eligibility Certification
which is issued by the Office of Diversity and Equal Opportunity. Forms are available from the Office of Diversity and
Equal Opportunity (617) 727-7441.
__________________________________ ________________________
Applicant Signature Date

Rev September 25, 2009 36


Rev September 25, 2009 37
COMMONWEALTH OF MASSACHUSETTS
HUMAN RESOURCES DIVISION
AFFIRMATIVE ACTION DATA RECORD

THIS IS A CONFIDENTIAL INSERT


APPLICANTS ARE ENCOURAGED BUT NOT REQUIRED TO COMPLETE
The Commonwealth of Massachusetts is committed in spirit as well as in action, to abide by all laws dealing with equal
employment opportunity. It is our policy to guarantee equal employment opportunities for all qualified persons without
regard to their disability which can be reasonably accommodated.

Further, the Commonwealth will act in good faith, to affirmatively recruit and consider for promotion individuals in
protected categories. Disability is not a factor in employment, promotion, transfer, compensation, lay-off, disciplining and
termination.

In order to effectively monitor the success of our recruitment and employment efforts, it is requested that you provide the
following information. Please submit your form directly to [name and address of agency ADA coordinator].

The completion of this Data Record is optional. If you choose to volunteer the requested information please note
that all Affirmative Action Data Records are kept in a confidential file and are not a part of your application for
employment or your personnel file. Your cooperation is voluntary. Inclusion or exclusion of any affirmative action
data will not jeopardize or adversely affect any employment decision.

(PLEASE PRINT)
Name (First) (Middle) (Last)

Address (Street) (City) (State) (Zip)

Telephone Number (s)

Check if the following is applicable:


Person with a disability*
A disability means a physical or mental impairment with substantially limits one or more major life activities; a
record of such impairment; or being regarded as having such an impairment. (Major Life Activities includes
but is not limited to functions such as caring for ones self, performing manual tasks, walking, seeing, hearing,
speaking, breathing, learning and working. Information on disability is maintained by the ADA Coordinator
and is not shared with Human Resources.)

*If you wish to obtain Affirmative Action status as a Person with a Disability after you have been employed by this
agency you may need to submit self-identification and verification of such with the ADA Coordinator if your disability is
not obvious. Appropriate forms are available at this agencys Diversity Office.

__________________________________ ________________________
Applicant Signature Date

Rev September 25, 2009 38


Do not complete this page unless a hiring state agency requests this
information.

Criminal Records History Disclosure Form

Criminal Offender Record Information (C.O.R.I) and


Sex Offender Registry Information (S.O.R.I.)

Have you been convicted of a felony? YES NO

Having a conviction may not necessarily automatically disqualify you from consideration. A criminal background check
will only occur, and its results will only be considered, in those instances where a prospective employee shall have been
deemed otherwise qualified and the content of a criminal record is relevant to the duties and qualifications of the position
in question. Such instances will include, without limitation, those in which a criminal conviction creates a statutory
disqualification for the position, or the position requires interaction with vulnerable populations and a criminal
background check is necessary to ensure that the applicant does not pose a public safety risk.

If yes, please explain.*


__________________________________________________________________________________________________
______________________________________

Have you been convicted of a misdemeanor other than a first misdemeanor conviction for drunkenness, simple assault,
speeding, minor traffic violations, affray, or disturbance of the peace within the last 5 years? YES NO
(Conviction will not necessarily disqualify an applicant from employment.) If yes, please explain.*
__________________________________________________________________________________________________
______________________________________

* An applicant for employment with a sealed record on file with the Commissioner of Probation may answer no record
with respect to an inquiry herein relative to prior arrests, criminal court appearances or convictions. In addition, any
applicant for employment may answer no record with respect to any inquiry relative to prior arrests, court appearances
and adjudications in all cases of delinquency or as a child in need of services which did not result in a complaint
transferred to the superior court for criminal prosecution.

MGL Ch. 276, Section 100A.

Rev September 25, 2009 39


Do not complete this page unless a hiring state agency requests this
information.

Criminal Records Notification Form

If employed, I agree to abide by all rules and regulations of the Commonwealth. I understand if convicted of a
felony, I will notify my supervisor immediately. I agree to furnish such additional information and complete
such examination as may be required to complete an employment process and understand that this application
for employment in no way obligates the Commonwealth to employ me. I acknowledge that the Commonwealth
will, if applicable, review the Criminal Offender Record Information (C.O.R.I.), Sex Offender Registry
Information (S.O.R.I.) and the Central Registry of Child Abuse/Neglect reports in accordance with M.G.L.,
Chapter 119, Section 51B.

I hereby acknowledge that I have read in full and understand the above statement.

____________________________________________________ _______________________________
Signature of Applicant Date

____________________________________________________
Printed Name

Rev September 25, 2009 40


Do not complete this page unless a hiring state agency requests this
information

PRE-EMPLOYMENT PHYSICAL & DRUG SCREENING NOTICE

PLEASE READ BEFORE SIGNING

If an offer of employment is made to you, the Commonwealth may specify that it is contingent upon the results
of a medical exam. I freely and voluntarily agree to submit to a pre-employment physical and/or drug screen, as
it relates to the requirements of a specific job, as part of my pre-employment application to the Commonwealth.
I understand that either refusal to submit to such screening, or failure to qualify according to the minimum
standards established by the Commonwealth for this screening may disqualify me from further consideration for
employment. Further, I understand that any positive drug test results will be communicated in a confidential
manner.

I hereby acknowledge that I have read in full and understand the above statements.

______________ _____________________________
Signature of Applicant Date

____________________________________________________
Printed Name

Rev September 25, 2009 41


THIS IS AN INSERT provided for Informational Purposes Only

IMMIGRATION REFORM AND CONTROL ACT REQUIREMENT


In compliance with the Immigration and Reform and Control Act of 1986, you will be required to provide approved documentation that
verifies your right to work in the United States prior to beginning work. Please be prepared to provide any of the following
documentation if you are offered and accept a position:
(This Verification Process Is Required For All Employees (Both Citizen And Non-Citizen) Hired After November 6, 1986.) The
list below is effective April 3, 2009.

List A: Any one of the following: (These establish both identity and employment authorization)
1. U.S. Passport or U.S. Passport Card
2. Permanent Resident Card or Alien Registration Receipt Card (Form I-551)
3. Foreign passport that contains a temporary I-551 stamp or temporary I-551 printed notation on a machine-readable
immigrant visa.
4. Employment Authorization Document containing a photo (Form I-766)
5. In the case of a non-immigrant alien authorized to work for a specific employer incident to status a foreign passport with
Form I-94 or Form I-94A bearing the same as the passport and containing an endorsement of the aliens nonimmigrant
status.
6. Passport from the Federated States of Micronesia (FSM) or the Republic of the Marshall Islands (RMI) with Form I-94 or
Form I-94A indicating non-immigrant admission under the Compact of Free Association between the United States and the
FSM or RMI.

OR one from List B and one from List C:

Rev September 25, 2009 42


LIST B These establish identity:

1. State Drivers license or similar state I.D. card with photo or other approved identifying information
2. ID card issued by federal, state, or local government agency containing photo and required identifying
information
3. School ID card with photograph
4. Voter's registration card
5. US military card or a draft card
6. Military dependent's ID card
7. US Coast Guard Merchant Mariner Card
8. Native American tribal document
9. Driver's license issued by a Canadian governmental authority

For those under 18 years of age:


10. School record or report card
11. Clinic, doctor or hospital record
12. Day-care or nursery school record

LIST C These establish employment authorization:

1. Social Security Account Number card other than one that specifies on the face that the issuance of the card does not
authorize employment in the United States.
2. Certification of Birth Abroad issued by the Department of State (Form FS-545)
3. Certification of Report of Birth issued by the Department of State (Form DS-1350)
4. Original or certified U.S. birth certificate bearing an official seal
5. Native American tribal document
6. U.S. Citizen ID Card (Form I-197)
7. ID Card for Use of Resident Citizen in the United States (Form I-179)
8. Employment authorization document issued by Department of Homeland Security

Rev September 25, 2009 43


3-7
COMMONWEALTH OF MASSACHUSETTS
HUMAN RESOURCES DIVISION
MODEL INDIVIDUAL RATING FORM

Position Title _________________________________________________

Candidate Name ______________________________________________

Interviewer Name _____________________________________________ Date __________

Question Criterion Comments Rating

Sample Rating Categories: Excellent = 5 points; Acceptable = 3 points; Poor = 1 point

Comments:

Rev September 25, 2009 44


3-8

COMMONWEALTH OF MASSACHUSETTS
HUMAN RESOURCES DIVISION
MODEL INTERVIEW SUMMARY FORM

Position Title: ________________________________________________

Scores of Interviewers
Names of Candidates Initials: Initials: Initials: Initials: Total Ranking
Score

Candidate Recommended for Hire: _______________________________________

Comments:

Rev September 25, 2009 45


Appendix 3-9

PRE-EMPLOYMENT INQUIRIES FACT SHEET


FROM THE MASSACHUSETTS COMMISSION AGAINST DISCRIMINATION

Rev September 25, 2009 46


Massachusetts Commission Against Discrimination
PRE-EMPLOYMENT INQUIRIES FACT SHEET

Massachusetts law guarantees that no person shall be denied the right to work because of his or her race,
color, religion, national origin, sex, sexual orientation, age (over 40), criminal record, or mental or physical
handicap/disability. In order to comply with this law, an employer should generally not ask on a job application or
during an interview any question that:

Identifies a person a being within a protected category


Results in the screening of out members in a protected category
Is not a valid basis for predicting successful job performance

EMPLOYERS WITH FEWER THAN SIX EMPLOYEES AND NON-PROFIT


CLUBS,ASSOCIATIONS, OR CORPORATIONS WHICH ARE EXCLUSIVELY SOCIAL
ARE NOT SUBJECT TO THIS LAW

As a general rule, an employer may seek information that is directly related to the
applicants ability to perform the job for which he or she is applying. As a convenience, the
following chart has been developed to serve as a quick reference guide when determining what
are and are not appropriate questions to ask on an application or during an interview. Of course,
there are other questions that will not be included within this quick reference guide that could be
construed as attempting to elicit information for the purpose of discrimination on the basis of a
protected category. If you require further information about the legality of certain pre-
employment inquiries, refer to M.G.L c. 151B sec. 4, 804 C.M.R. 3.01 et seq., MCAD Handicap
Guidelines, or contact the MCAD at (617) 727-3990.

Rev September 25, 2009 47


AGE
Employer May Ask Employer May Not Ask

Are you under 18? When were you born?

Questions about age may be How old are you?


allowed if necessary to satisfy
provisions of a state or federal Are you over 40?
law (i.e. certain public safety
positions have age limits for What is your date of birth?
hiring and retiring).

________________________________________________________________________

NATIONAL ORIGIN/ANCESTRY
Employer May Ask Employer May Not Ask

Are you legally authorized to Where were you born?


work in the United States?
What is your primary language?

What is your ancestry or


ethnicity?

What is your national origin?

What is the origin of your


name?

Where are your parents/spouse


from?

What is the language of your


parents/spouse?

What is the national origin of


your parents/spouse?

What is the ancestry or ethnicity


of your parents/spouse?

Rev September 25, 2009 48


HANDICAP/DISABILITY
Employer May Ask
Employer May Not Ask
Can you perform any or all of
these specific job functions? Do you have a
handicap/disability?
Please describe or demonstrate
how you would perform a Do you have any job-related
specific task. (This request handicaps/limitations that would
should be asked to all applicants prevent you from doing the job?
unless there is an obvious
disability or voluntarily Have you ever received
disclosed hidden disability Workers Compensation?
related to a job function. The
employer may need to provide Have you ever been addicted to
reasonable accommodation for illegal drugs or treated for drug
the demonstration.) abuse/alcoholism?

Can you meet the attendance Have you ever been absent from
requirements? work due to illness?

What was your attendance Do you have AIDS?


record at your prior place of
employment? Questions or requests for
information regarding the
Invite applicants to voluntarily admission of an applicant, on
disclose their disability for one or more occasions,
purposes of assisting the voluntarily or involuntarily, to
employer in its affirmative any public or private facility for
action efforts. Make it clear that the care and treatment of
information will be used solely mentally ill persons, provided
in connection with its that such applicant has been
affirmative actions efforts, will discharged from such a public or
be kept confidential, and that private facility or facilities and
non-disclosure will not subject is no longer under treatment
the applicant to adverse directly related to such
treatment. admission.

Questions regarding the nature,


severity, treatment, or prognosis
of an obvious disability or of a
hidden disability voluntarily
disclosed by the applicant

Rev September 25, 2009 49


RACE/COLOR
Employer May Ask Employer May Not Ask

Questions for affirmative action What is your race?


purposes. (See section on
disability) What is your color?

Request applicant to send a


photograph to accompany
application.

________________________________________________________________________
RELIGIOUS CREED
Employer May Ask
Employer May Not Ask
NO QUESTIONS ALLOWED
To what religious denomination,
church or synagogue, or any
related organizations do you
belong?

What are your religious


obligations?

What religious holidays do you


observe?

Do you go to church/temple/etc.
regularly?

Rev September 25, 2009 50


SEX (GENDER)
Employer May Ask Employer May Not Ask

Questions relating to a legitimate What is your maiden name?


requirement for a particular
position (i.e. sex of an applicant Do you have/plan to have
for an acting role of a female children?
character, or a prison guard who
performs strip searches). Do you have child care
arrangements?

Questions of only one sex


______________________________________________________________________________

SEXUAL ORIENTATION
Employer May Ask Employer May Not Ask

NO QUESTIONS Are you gay/lesbian/bisexual/


heterosexual?

Why arent you married?

Are you engaged?

Do you plan on getting married?

Questions about relationships or


living arrangements.

Rev September 25, 2009 51


CRIMINAL RECORD
Employer May Ask Employer May Not Ask

Have you ever been convicted of Questions regarding an arrest,


a felony? detention, or disposition
regarding any violation of law in
Have you been convicted of a which no conviction resulted.
misdemeanor within the past
five years other than a first Questions about first convictions
conviction for any of the of drunkenness, simple assault,
following misdemeanors: speeding, minor traffic
drunkenness, simple assault, violations, affray or disturbance
speeding, minor traffic of the peace.
violations, affray or disturbance
of the peace? Questions regarding a conviction
of a misdemeanor where the date
of the conviction or the
completion of any period of
incarceration resulting
therefrom, whichever date is
later, occurred 5 or more years
prior to the date of inquiry,
unless such person has been
convicted of any offense within
5 years immediately preceding
the date of the inquiry.

An applicant to be held under


any provision of law to be guilty
of perjury or otherwise giving a
false statement by reason of
his/her failure to recite or
acknowledge such information
as s/he has a right to withhold by
804 C.M.R. 3.02.
EDUCATION/EXPERIENCE/REFERENCES/MEMBERSHIPS

Employer May Ask


Employer May Not Ask
What school, college or
vocational program did you Questions about education or
attend? work experience designed to
determine an applicants age.
Did you graduate?
About the organizations which
What is your work experience? the applicant for employment is
a member, the nature, name or
Do you have any references? character of which would likely
disclose the applicants protected
Questions about work class status.
experience shall also contain a
statement that the applicant may
include in such history any
verified work performed on a
volunteer basis.

______________________________________________________________________________

MILITARY EXPERIENCE
Employer May Ask Employer May Not Ask

Are you a U.S. Veteran? Are you receiving a service-


connected disability pension?
What is your U.S. military
service history? What is your foreign military
service history?

What was the nature of your


discharge?
MEDICAL EXAMINATIONS
Employer May Ask Employer May Not Ask

Once an offer of employment Applicant to take a medical


has been made, an employer examination prior to making an
may condition that offer on the offer of employment to that
results of a medical examination applicant.
conducted solely for the purpose
of determining whether the
employee, with or without
reasonable accommodation, is
capable of performing the
essential functions of the job.

_______________________________________________________________________

LIE DETECTOR TEST


Employer May Ask Employer May Not Ask

NO QUESTIONS It is unlawful to require or


administer a lie detector test as a
condition of employment or
continued employment.
3-10
COMMONWEALTH OF MASSACHUSETTS
HUMAN RESOURCES DIVISION
MODEL TELEPHONE REFERENCE CHECK

Name of Candidate:

Position Applied for:

Name of Reference: Phone:


Title of Reference: Company:

Type of Reference: Employer ___ Professional ___ Personal ____

Dates of Employment: Salary:

What was your relationship with the candidate?

How long did you supervise/know this person?

What were candidates job title and duties?

How would you compare this candidate with others doing the same work?

What were his/her strong points?

What were areas needing improvement?

Rate the candidate as Excellent/Acceptable/Poor on the following abilities:

Learn new tasks _______ Meet deadlines _________


Accept responsibility ____ Interpersonal skills ______
Follow directions_______ Supervisory ability ______
Flexibility ____________ Attendance/Punctuality ___
Reliability ____________ Creativity ______________
[The above are examples only; add or delete skills as applicable to the job]

Why did he/she leave?

Would you rehire this person?

Additional comments?

Name of Reference Checker: Date:


3-11
COMMONWEALTH OF MASSACHUSETTS
HUMAN RESOURCES DIVISION
MODEL REQUEST FOR WRITTEN REFERENCES

[Agency Letterhead]

[Date]

Name of Reference
Address

Re: [Name, address of candidate]

Dear :

The individual indicated above has applied for the position of [position title] in [name of
agency], and has given us permission to contact you for an employment reference. Please
provide the information as follows:

Period of employment with your organization:

Job title and type of work performed:

Would you rehire this person? Why or why not?

Please rate the following on a scale of: Excellent/Acceptable/Poor:


Dependability: ___________________
Job Performance: ___________________
Attendance: ___________________
Cooperation: ___________________
[The above are examples only; add or delete criteria as applicable to the individual job]

Our agency provides the following types of services: [describe the mission of agency]. Any
information that you can give us would be appreciated and would assist us in selecting the best
employees to work with our [customers/clients/consumers].

We ask for your prompt reply, as employment is contingent upon the receipt of references. A
stamped self-addressed envelope is enclosed for your convenience. Thank you for your
assistance in this matter.

Sincerely,

[name and title of hiring manager or HR


personnel]
3-12
COMMONWEALTH OF MASSACHUSETTS
HUMAN RESOURCES DIVISION
MODEL CIVIL RIGHTS OFFICER ACTION REPORT

This record is maintained in order to meet the requirements of the agencys Affirmative Action Plan and will be
kept confidential.

Name of Hiring Manager:

Functional Title of Position:

Official Payroll Title of Position:

Position Number: CEO Posting Number:

Is position full-time?_____ Part-time? Indicate number of hours/week: _____

Recommended Candidate: Requested Start Date:

Check all that Apply:

New Hire Promotion Transfer


Prior Service Name of Agency: Job Group: Salary:

Veteran: _____ VEV Certification #: __________


Male: ______ Female: _____ Race/Ethnic Code _____ (see next page for codes)

Recruitment Source: Civil Service List Cert #: ________________________


Vacancy Announcement External Recruitment
Affirmative Action Other (Specify): ________________

Requested Salary: CBU: Job Group: Step:


Determined by(Chart or Range):
Reviewed by (Name of HR staff):

Number of Applicants (by category):

Race Codes: 2 3 4 5 6 7 8
Male
Female
Person with
Disability
Vietnam Veteran
(continued on next page)
Summary of All Applicants for Position

Date Applicant Name CS Race Sex VEV Action


Recd Status Code Code

(attach additional pages if needed)

Civil Service Status: (1)Not on list/no exam;(2) Took exam/no results; (3) Passed exam; (4) On list
Race Codes: (2) White; (3) Black; (4) Hispanic; (5) Asian; (6) American Indian; (7) Other; (8) Unknown
Action Codes: (1) Does not meet MERs; (2) Meets MERs, no interview; (3) Interviewed;
(4) Recommended candidate; (5) Withdrew; (6) Other (explain in attached memo)

Hiring Manager _______________________________________________ Date __________________

Civil Rights Officer ____________________________________________ Date __________________

Human Resources Director ______________________________________ Date __________________

Appointing Authority/Agency Head _______________________________ Date __________________

Submit this form, with all resumes, employment applications, a memorandum describing efforts to recruit protected
group members, and all information required by applicable collective bargaining contract, to [name and address of
Agency Civil Rights Officer].
3-13
COMMONWEALTH OF MASSACHUSETTS
HUMAN RESOURCES DIVISION
MODEL OFFER OF EMPLOYMENT LETTER
(for Managers and Non-Managers)
(For Managers V through XII, this letter assumes approval of the appointment, and approval of managers
Tax and Background Check)

[Agency Letterhead]

[Date]

Name of Applicant
Address

Dear :

On behalf of [hiring managers name] and the [name of agency], I am pleased to offer you the
position of [position title] in our [location]. Should you accept this offer, your bi-weekly salary
will be [$ ].

As was discussed during the interview process, the Commonwealth provides a program of group
life, health and long term disability insurance coverage for state employees. Employees are
eligible to participate in any or all of the available insurance coverages on the first day of the
month following 60 days or two calendar months of employment, whichever is less. Also, all
state employees are paid through direct deposit on a bi-weekly basis. These and all other
benefits of state employment will be explained to you in an orientation session during your first
week of employment in your new position.

I would appreciate your consideration of this offer and your prompt reply by [date]. We will be
unable to hold the offer of this position open after that date.

Thank you for your interest in employment with our agency. We look forward to hearing from
you shortly. In the interim, if you have any questions about this offer, please contact [name of
contact] at [phone].

Sincerely,

[name and title of hiring manager or HR


Director]
3-14
COMMONWEALTH OF MASSACHUSETTS
HUMAN RESOURCES DIVISION
MODEL CANDIDATE NON-SELECTION LETTER

[Agency Letterhead]

[Date]

Name of Applicant
Address

Dear :

Thank you for taking the time to interview for the position of [position title], [location or posting
number].

The selection of a final candidate was a difficult task given the many applications we received
from people with strong backgrounds in this field. [*] We regret to inform you that the position
was offered to another candidate.[**]

Again, thank you for your application for this position and interest in employment within [name
of agency]. I wish you well in your pursuit of a career opportunity.

Sincerely,

[name and title of hiring manager or HR


personnel]

[* Use this section to comment on skills of applicant, e.g., for those who were finalists:
Although you demonstrated a high level of skill for this position, we regret If the persons
resume will be kept on file for future openings, mention that in the close of the letter.]

[**Note: if an internal candidate is selected, some collective bargaining contracts require that
the name of the person selected be provided to all internal applicants]
3-15
COMMONWEALTH OF MASSACHUSETTS
HUMAN RESOURCES DIVISION
MODEL CONDITIONAL OFFER OF EMPLOYMENT LETTER
(MANAGEMENT POSITIONS V-XII, PRIOR TO APPROVAL TO HIRE)
[Agency Letterhead]
[Date]

Name of Applicant
Address

Dear :

On behalf of [hiring managers name] and the [name of agency], I am pleased to extend a
conditional offer to you for the position of [position title] in our [location]. Should you accept
this conditional offer, your bi-weekly salary will be [$ ].

This employment offer is contingent upon your completion of a successful Tax and Background
check. Every effort will be made to expedite this process.

As was discussed during the interview process, the Commonwealth provides a program of group
life, health and long term disability insurance coverage for state employees. Employees are
eligible to participate in any or all of the available insurance coverages on the first day of the
month following 60 days or two calendar months of employment, whichever is less. Also, all
state employees are paid through direct deposit on a bi-weekly basis. These and all other
benefits of state employment will be explained to you in an orientation session during your first
week of employment in your new position.

Please let me know by phone as soon as possible if you accept this conditional offer, so that we
may forward to you the necessary forms to complete in order to obtain approval of your
appointment. [for MV VIII, use attached Employee Acknowledgement Form and First Day
Declaration Form if choosing to use post-hire tax and background checks].

I would appreciate your consideration of this offer and your prompt reply by [date]. We will be
unable to hold the offer of this position open after that date.

Thank you for your interest in employment with our agency. We look forward to hearing from
you shortly. In the interim, if you have any questions about this offer, please contact [name of
contact] at [phone].

Sincerely,
(Name and title of hiring manager or HR Director)
EMPLOYEE ACKNOWLEDGEMENT FORM

I acknowledge that in connection with my application for employment, promotion, transfer, or reallocation, I
am required to submit the required tax and background check documents to the Governors Personnel Office
for review within five days of executing this acknowledgement or before my first date of employment,
whichever is sooner. Any misleading or incorrect statements, omissions or failure to disclose information
may result in termination.

I agree that the Commonwealth has the right to conduct a complete tax and background check, and I agree
to cooperate with said tax and background check. Further, I release all persons and organizations supplying
information of any and all liability.

This acknowledgement is not a contract for employment. I acknowledge that if hired my employment with
the Commonwealth is strictly "at will." Any oral or written statements made to the contrary are hereby
expressly disavowed and should not be relied upon. I further acknowledge that any offer of employment is
contingent upon the successful completion of the tax and background checks. Following the completion of
the tax and background checks, any offer of employment may be withdrawn.

I acknowledge that a facsimile or photographic copy of this acknowledgement will be valid as the original.

I acknowledge that I have never been convicted of a felony and I have not been convicted of a
misdemeanor within the last five (5) years.

I acknowledge that I have not been convicted of a domestic violence crime within the past five (5) years.

I acknowledge that I have never been dismissed from an institute of higher learning due to alleged or
actual misconduct.

I acknowledge that I have never been dismissed from a place of employment for alleged or actual misconduct.

I acknowledge that I have never resigned from a place of employment in order to avoid dismissal due to
alleged or actual misconduct.

I acknowledge that no disciplinary action has been filed against me in regard to any licenses, registration
or membership in professional or trade associations.

I acknowledge that my Federal and Massachusetts income taxes have been filed in a timely fashion over
the last seven (7) years.

I acknowledge that I do not have any tax and/or child support liabilities.

I acknowledge that no proceedings have been instituted against me by the State Ethics Commission or
similar body in another state.

I acknowledge that no lawsuits are pending against me or a business that I own (if more than 1%).

I acknowledge that I have no business, hearings, complaints, claims or any other matters pending before
any state agency, board, commission, authority, or any other unit of government.

I acknowledge that I am unaware of any potential conflicts with my employment with the Commonwealth.

I acknowledge and agree that I will receive all salary payments through direct deposit.

Name of Employee Date


Employee First Day Declaration Form

I, Name of Employee , in connection with my application for


employment, acknowledge that I have completed and submitted the required tax and
background check documents to the Governors Personnel Office for review.

I, Name of Employee , further acknowledge that the

(Name of Agency) employment offer may be withdrawn upon the


completion of the tax and background checks.

Signature of Employee Date


3-16
COMMONWEALTH OF MASSACHUSETTS
HUMAN RESOURCES DIVISION
MODEL CONFIRMATION OF ACCEPTANCE LETTER

[Agency Letterhead]
[Date]

Name of Applicant
Address

Dear :

Thank you for your acceptance of our offer of employment on [date].

The following confirms information about your position:

Position and Payroll Title:


Job Group:
Bi-Weekly Salary:
Start Date:
Type of Employment: [eg union, permanent, full-time, part-time, etc]
Name of Supervisor:
Hours of work:
Work Address:
Type of payroll system: Bi-Weekly Direct Deposit

Please plan to report to [name] at [time] on [start date]. Your continued employment after three business
days of your start date is dependent upon your providing us with appropriate documentation establishing
your identity and completing a Form I-9. Attached are that form and a documentation checklist [see
Employment Application Form].

Please bring the Form I-9 and original documentation to the Human Resource Department either prior to
your start date or on your first day of work. In addition, please return this letter with your social security
number and signature as soon as possible.

[For management positions MV and above, include reference to background check forms and/or
employee acknowledgement form if not already completed].

Thank you for your attention in this matter, and we look forward to your employment with our agency.

Sincerely,

[name and title of hiring manager or HR


personnel]

Social Security Number ___________________


Signature of Candidate ____________________

You might also like