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OPENING PLENARY SESSION

Characteristics of the Informal Curriculum and


Trainees' Ethical Choices

ABST ltACT

[n Octobe 1995, th.e Association of American Medical denrs' e.:Mcal deveioprm.'"t'lt~ fOLiuwt:d by faculty use .of de
Colleges held its ~rst Conference on Students' and Resl humaniz.il. g coping tnechanlsn'iS 1 and the "'busine.ss" of
dents' E htcal and Profess lana l Developmem. ]n a pie~ mecliclr11!'s tt~kin~ .precedence Over academic.. goals.
nary ~s.sion and break-out &e, lon, the 150 pardcipants 1 The plenary ~kcrs discussed the "informal C.llrticu-
representing a " Lde variety of medical and ptofesstonal lum1) and Ehe ;'hidden curri.culum1' and the need far med-
spedalties and rolest discus ed the fac O:tS and programs kal facul.ty to take !i~doU5ly d.'lc great influen,ce they ba ve
tha affect medical trainee$' developmen of ethical and on stud:e:n~~ and Eellidcnts' mmal and prdessto:naL de.vei-.
professional :smnda:rds of be:hflY'ior:. opment as they hcc.om~ phys~ci.aru. Whether consciously
The n1aiu challenge of Add esslng s udCj,its' profes- or not 1 medical education programs arc prodlldng physi-
sional development is he enonnou.s range of inR uenc.es cians who dct not meet the cthical standards the profes
on. tha1t developtuem, many of which., uch 3S the de- sion. has tra.d~tioru:ill y expe'Cted its members to meet.
dines in civic respomlbilhy and good mannen through- In throe sed~ of break-<Jut sessian:s, the participants
out 11he Ullited State~;, fan o tside the. scope of acad0mic nalyzed th nature of the ethical dilemmas dmi: med ic..J
medicine. Noneth_,eless, many inO tJencet> fa tl within r0a.ch students and resi.dent!l face from virtually the first day of
of medical edu:carors. ln fl. preconf.etence survey, pan lei their rrnl.n.ln~. the u5e of rote playing in promoting ethlcal
pan~s- ranked e jght issues. re l:atecl to gradua:dng ethical deve.lopmetn, and ways to improve policies and o\'ercome
physicians.. The respondenl5 ranked highest the inade- barrlers to chrm,ge.
quacy of the understaudins of bow best ro inlil.uence stu- Acad. M.ed. 1'996;71:624-633,

Edward M. Hundert, MD highest standards of professionalism and integrity is not only


a question for admission committees. There is much further
work to be done once people of integrity have been selected
I became interested for three separate reasons in this crucial
issue of the moral and professional development of med-
ical students and residents. First, I came to medical training
to begin medical training. We now know enough about neu-
roplasticity to appreciate the continued plasticity of core
with a background in moral philosophy and have been in- values into young adult life and the profound capacity of the
volved in teaching ethics at Harvard Medical School for brain to change in response to environmental stimuli even
about 15 years-an experience that, among other things, has into adult life. 1 One of the few areas of universal agreement
made me especially appreciate one of my favorite quotes from concerning students' development is that medical training
Mark Twain, who once said: "To be good is noble; to teach can make students and residents more cynical and insensi-
others to be good is nobler-and less trouble!" tive. Ironically, I would offer this as perhaps the most con-
Second, I am a psychiatrist with a particular interest in vincing evidence that whatever the neural structures in-
young-adult development and in developmental neurobiol- volved in professionalization, they clearly remain plastic
ogy. The production of physicians who will embody the enough at this age to be influenced. We should, therefore, be
optimistic about reinforcing altruism and the highest stan-
dards of integrity.
Dr. Hundert is associate dean for swdent affairs and professor of psychiatry, Third, for over five years I have been an associate dean for
Harvard Medical School, Cambridge, Massachusetts. student affairs. Although I have always enjoyed my formal

624 ACADEMIC MEDICINE, VoL. 71, No.6/jUNE 1996


ethics teaching, in the dean's office I have discovered just field called ethnomethodology, which studies these phenom-
how little a role the formal ethics curriculum plays in the ena through the detailed analysis of people's conversations
moral and professional development of our students and resi- in order to understand the social practices that influence
dents. And, while I continue to teach ethics, my research in- them. 4 Our goal was to capture on audiotape the kinds of in-
terest in this field has shifted a lot. I date the start of this formal conversations and situations that have the biggest
shift to an encounter I had in my first year in Student Affairs impacts on students' and residents' moral and professional
with two students who each came in complaining that the development, and to do a thorough conversational analysis
other was misbehaving in the organizing of our international using the techniques of ethnomethodology to extract the el-
exchange programs. The students each headed a separate ements of the informal curriculum that have the biggest ef-
European exchange program that ran during spring break. fects. Once we understand it, we hope to improve the infor-
They were competing with one another for resources, in- mal curriculum.
cluding their fellow students' interest and sources for In a series of focus groups with students in each year of
fundraising. They had begun to steal each other's documents medical school, we determined where and when the most
in the shared student council office and were undercutting important informal interactions took place. The vast major-
one another in other insidious ways. When I looked at their ity of the situations the students described as the most influ-
records before meeting with them, I discovered that they ential were conversations with no faculty present. These of-
were both MD-PhD students who were billed as future su- ten happened over lunch or dinner just after a course, or
perstars in academic medicine. As I spoke with them about during car-pooling from a remote clinical site, where the stu-
their behavior, I realized that if they did well with all of the dents had seen an awkward doctor-patient interaction. In
talent and resources at their disposal, they might well head each case a shared experience in the formal curriculum be-
major research laboratories in the future. I put to them the came the raw material for an even more significant conver-
hypothetical scenario that they had indeed both become the sation in the car or over lunch or dinner, where the students
heads of major laboratories, working in overlapping areas of (in the absence of potentially judgmental residents or fac-
basic science. I suggested to them that this was their big ulty) wrestled with the question of whether "we just have to
chance to learn how to behave in this competitive academic grow up and realize this is the way the world is" or whether
research situation. It will not surprise anyone that, as bright "we're going to be a new generation of doctors who will do
as these students were, both looked at me as though I were better than that."
from another planet and urged me to stop "changing the
subject" and get back to what I was going to do about the Recording the Informal Curriculum
other guy stealing documents from their file drawer. At that
point I realized that we needed to harness what might be We also solicited a group of students who were willing to
called the "informal ethics curriculum." carry tape recorders around for two-week periods over the
The informal curriculum as I describe it here is different course of the year, getting advanced informed consent from
from what Professor Fred Hafferty has called the "hidden the people with whom they shared apartments or the other
curriculum."2 Hafferty's hidden curriculum is the broader students in their patient-doctor groups or clinical rotations.
concept because it includes the hidden transmission of the Most remarkably, we were also able to solicit the support of
dominant culture during formal classes, whereas the informal one of the surgical residency directors, who helped us obtain
curriculum is that subset of the hidden curriculum that hap- the advanced informed consent of every intern and resident
pens outside classes, hospital rounds, and the like. 3 Because in a five-year general surgery program so that we could si-
this coexisting curriculum can either support or work in di- multaneously study the informal curriculum for residents in a
rect opposition to the stated goals of the formal curriculum, specialty widely believed to have one of the most powerful
the work of this conference is urgent. The informal curricu- socialization processes in medicine. 5
lum is, naturally, much harder to study than the formal cur- In a forthcoming paper, Dr. Douglas-Steele, Janet Bickel,
riculum. At least with the formal curriculum you know and I lay out how this study has been unfolding, 6 but here I
where to find it. But the informal curriculum is what's hap- offer a couple of case examples.
pening every time the student or resident is not in a class or The most important thing we learned from literally hun-
on rounds, making it virtually everywhere and unavoidable, dreds and hundreds of hours of transcribed tape recordings is
two characteristics that account both for its power and its that the informal curriculum is "informal" only in the sense
complexity. that the rules are not written down and that the teaching
Thanks to a generous grant from the Culpeper Founda- does not happen in classrooms or on ward rounds, but that it
tion, I have spent the past few years collaborating with Dr. is rule-governed in tightly bound ways that may be decipher-
Darlene Dougl'as-Steele, a sociologist with expertise in a able through just this kind of sociologic analysis.

ACADEMIC MEDICINE, VoL. 71, No.6/ jUNE 1996 625


A third-year student. My first example comes from a fab- speak; you know, he's like rationed to ten words a day
ulous third-year medical student who has her tape recorder and when he uses his words up that's it 'til tomorrow.
on in the locker room as she changes out of her scrubs. She Really didn't speak. But he at least was, if not benign, at
talks about her frustration with how poorly her surgical rota- least not malignant. And another kind of blustery ob-
tion seems to be going, despite the fact that she says she is noxious guy, who seemed very chummy and I didn't
aware of the so-called unwritten rules and is not breaking think much of it and was always to my face very kind,
any of them. Then she enumerates her view of these unwrit- polite, well-you know, a little derogatory, but to every-
ten rules-you have to be somewhat aggressive in volun- body, and no more to me than to anybody else, but
teering answers, and not cost the team any time. The follow- never expressed any dissatisfaction, or anything with
ing day the two senior residents on that student's team were how the job was going.
recorded talking about all of the unwritten rules that this So, I finished the rotation. All the patients did rela-
student was breaking, like asking questions in the OR in- tively well, we didn't have any unexpected deaths, no-
stead of just answering them, not appearing chagrined body really crashed, and I never heard another word
enough when the answers she volunteered were wrong, and about it. Nobody ever said to me, "there's a problem
even disappearing too often to attend of the lectures and here," or anything like that, and I was two weeks into
conferences of the formal curriculum (which the future sur- my next rotation, maybe a month into it, and I got a
geons of the class had figured out were "missable" in the ser- phone call . . . uhh to-to make an appointment to
vice of demonstrating a real commitment to surgery). see the chairman. So, I didn't know what to make of it.
With the permission of all parties, we showed the stu- Okay, so I went and they completely blind-sided me.
dent's transcript to the two residents and showed to all par- I went to see the chairman, who told me that-was I
ties a detailed analysis of the two interchanges. The discus- aware of any problems on the vascular service, and I
sion of all the unwritten rules the student was breaking was said, "No, what are you talking about?"; and he showed
not just idle gossip or character defamation. It was accom- me, he mentioned there'd been a meeting- I guess
plishing a particular piece of work, because these residents they have these serial meetings where the residents are
were responsible for evaluating this student, and they discussed in the absence of residents-And uh . . .
needed to develop a shared understanding of how they were this guy had just gone off about me. And had basically
going to evaluate her. The residents not only agreed with written a five-page, or three-page, or some long letter
our analysis but also said they had learned something impor- about, you know, what a terrible resident I was, how I
tant: they had no idea that the student was trying so hard. should be fired or held back a year, blah-blah-blah-
We were able to explore how this appreciation might make blah-blah, you know.
them better teachers, thereby improving the informal cur- Well. First I was kind of-first I was stunned. And
riculum. Likewise, the student learned a lot from reading the then I was angry. And, and the other thing that really
residents' transcript. In a moving discussion, the student re- pissed me off was the chairman of that program has
vealed how important that bad rotation experience contin- known me for many, many years. You know. And all he
ued to be for her more than a year later. Knowing that the had to say to have avoided a big hassle was, you know,
residents had come to realize how hard she had tried helped "I know you and, this guy had a problem with you, I'm
her to put the experience behind her, even though she had not gonna make a big deal about it," or, "don't worry
begun to fear that this rotation might become something she about it; it's nu- nothing."
would continually trip over and might even turn her into a But he didn't say that, instead he said- I can't re-
house officer who perpetuated negativity. member the exact words speci . . . - I know what I
The fellow. The process by which trauma victims can be- think I heard, but I'm not sure this was really what was
come abusers, perpetuating the negative aspects of the infor- said. What I think I heard, what I've always gone on
mal curriculum, is complex, as illustrated by a tape recording the assumption I heard was, you know, this is a real
of a surgical chief resident just beginning his fellowship. problem. So all of a sudden I got real pissed; I mean,
This surgical fellow has just described how he had trans- you know, I don't-! don't-
ferred from a program where there was much less experience ! mean, I was pissed because, number one, it's a
with vascular surgery at the equivalent stage; but, of course, teaching program, right? If someone has a problem with
he could not stress the program's shortcoming up front with you, they should sit you down, and if they don't think
his attendings. Here is his description of what transpired you're up to par, get you up to par. I mean, I'm a bright
during and after his vascular rotation: guy, you know, MD, PhD, AOA, you know, straight A,
the whole business. I mean, you know, there's no prob-
Anyway, there were two attendings, one of whom didn't lem, you know, with my ability to learn and if some-
say a word, was just-! mean I think the guy must thing's not happening then somebody needs to spend a

626 Ac:\llEMJc MEnJcJNE, VoL. 71, No.6/ jUNE 1996


little extra time with me, you know. about- from when this event happened un-until-
Th-th-that's the way life is; not everybody is-is this past January, which was a solid year, uhh, fueled it
gifted in all fields, and if someone has a problem with just solely on anger. And distrust.
something and you think they're a worthwhile human And I learned a lot from that, I mean, maybe it'll
being, you should make an investment in them. After make me better in the end, but one of the things I
all, this is a training program, right? I make my commit- learned, I mean I have a list of things that, you know,
ment to work hard; you should make your commitment in general that I - that came out of it. One thing is, I
to teach me. You know, don't be telling me one thing to don't, I don't really trust anybody. For what, I mean.
my face, and then doing something behind my back. The second thing is everybody always has a hidden
Well, I was, I was really pissed. So I let it settle for a agenda, you know?
week or two and then I - I came to a decision, since
my love is research, what I ultimately want to do any- The desensitization and brutalization that can accompany
way, I said, "You know what? This is stupid," and so I clinical training is not news to anyone here. But I think the
said, I said, "I don't have to put up with this, and you power of this one incident is startling, and it becomes in-
know this whole surgery career has been nothing but cumbent upon us to be aware of the influence that any one
torture for me, I'm working my butt off, and then I'm encounter can have on some body's future. One of the impor-
getting stabbed behind my back. I really don't need this tant lessons from this tape recording is that the criticism
anyway." So I decided I would quit and move, and be- should have been dealt with in less-formal conversations
come a pathologist. than the biannual feedback meeting with the department
chair. The fact that it had to go to a formal session with the
[He then explains that when he told his chairman, the chair meant that the integrity of the system broke down.
chairman was "flabbergasted" and insisted that the resident Interestingly, when we asked this surgical fellow's permis-
stay for a few more rotations, all of which went fine. He sion to use this tape at this conference, he was both hum-
started each rotation telling people to take their problems to bled and flattered, having believed his experience was un-
him, and he finished up the residency with all excellent usual, never realizing how it was part of a much larger
evaluations.] pattern. He said he was especially pleased to think that oth-
ers might benefit from his experience.
. . . but something else had changed too during that
time. I was so angry, so pissed that I said, "You know How Can We Do Better?
what? I'm out of here, I wouldn't know who gives a
shit about what the attendings think. I'm gonna do In closing, I offer my personal perspective on how we might
what's right because it's right. Because it's best for the harness the power of the informal curriculum in order to
patient, and I looked up the goddamn literature and drive this process of professionalization in a positive direc-
this is what the literature says to do, and if they don't tion. But the informal curriculum is a very tricky thing to
like it they can just go fuck off," you know, and I really harness, because as soon as you formalize it, you lose it. Like
got kind of a nasty attitude, 1-l-let me- not to the modesty, just when you think you have the informal curricu-
point of being disrespectful, that came later, but to the lum, you do not!
point of saying, say, you know, "This is what the data It is clear, however, that there are predictable moments in
says and if you can't give me a reason why, you know, medical training when the opportunity to share in informal
why you want to do otherwise then I'm doing it this dialogue with colleagues (without the presence of faculty)
way." And, a funny thing happens when you do that could be particularly valuable, e.g., around the anatomy ex-
kind of thing: first of all people sense that and they perience, preparation for Board exams, and so on. And so
don't fuck with you. at Harvard we have begun to institute numerous student-to-
But what emerged out of that was an attitude of, I'm student support systems and discussion groups, from a peer
not going to try to help anybody, as far as the attending counseling center, to resident assistants in the dormitory, to
goes. I'm not going to be a nice guy, I'm not going to try anatomy lab rap sessions, to the other usual Student Council
to please them, and it changed my whole priorities from and Big Brother, Big Sister-type orientation programs that
trying to please attendings, to, to doing what I felt was have become the norm at some schools.
the right thing to do and if it pissed somebody off, well, But when I met last year with the rising second-year class
that was just too goddamn bad. to discuss their role as the Big Brothers and Sisters for the
You know, I mean, that's not a great attitude to have, entering class, I asked about the impact of their own Big
you need to have some kind of attitude in the middle, Brother or Big Sister experience from the year before, when
but I - I think I fueled at least a solid year from they were the Little Brother or Sister. What I heard went

ACADEMIC MEDICINE, VoL. 71, No.6/jUNE 1996 6 2 7


something like this: The entering student said to the second- prepare the students for an improved informal curriculum.
year student adviser, "Boy, I'm really anxious about starting Taking a generational approach, we do what we can to im-
this gross anatomy business and dealing with these cadavers munize the new cohort to some extent from the current cul-
and dissections," and the second-year student, thinking he ture and try to effect a major change over the next 20 to 30
or she was being friendly and helpful, responded, "Oh don't years. We are not limited to class meetings and peer support
worry about it. Are you kidding? Anatomy is the easiest groups in the preclinical or classroom setting. As Dr. Chris-
course of the year at Harvard. Wait until you get to bio- takis showed in his fabulous article "Ethics in a Short White
chemistry and physiology!" When a show of hands revealed Coat," 7 within the hospital ward setting, students need a safe
that this had been the experience for most students, we be- space to discuss powerful experiences regularly, without fac-
gan a class-wide discussion of what might help the Big ulty present. Such opportunities may be the most important
Brother or Sister to say something more supportive. We structure we as faculty can create for our students if we really
came to realize that the pattern of trauma victims becoming mean it when we say our job is to help them develop the
abusers is not something that happens only to victims of in- knowledge, skills, and attitudes to become a complete physi-
cest and sexual assault; it is part of a deep-seated, perfectly cian.
normal, and, indeed, usually adaptive human process by We also must have formal ethics teaching-preferably in-
which we repress unpleasant experiences so that we can get fused throughout the entire curriculum. We need faculty de-
on with the work at hand. With only a little guidance from velopment programs in order to achieve a critical mass of
me, the class soon came to see that in order to be really good clinicians and scientists who feel enough ownership of the
second-year advisers, they would actually have to de-repress learning objectives for ethics and professionalism while they
just how traumatic and anxiety-provoking it was to start teach all the other material as well. If the faculty response to
medical school and gross anatomy. As they explored the pos- the social or ethical questions raised in a pathophysiology
sible motivations for taking on the not-inconsiderable bur- class is "don't you have some touchy-feely course where you
den of reconnecting with those difficult feelings in order to talk about those things?" then we are better off separating
enter into empathic dialogue, it became clear that there was out the ethics and social medicine teaching, but always at
only one reason that anyone would ever want to engage in the risk of its being perceived as less valued. Such separation
such an unpleasant process: it would need to be important to also unintentionally promotes the wrong impression: "some
his or her self-perception of what it means to be a good med- times you're doing medicine" and "other times you're doing
ical student, perhaps as important as understanding patho- ethics."
physiology or learning how to use a stethoscope. As we continue struggling with such perennial questions
I believe that virtually all third-year medical students who about the structure of the formal ethics curriculum, we must
have ever been on the receiving end of harassment from in- also develop an informal curriculum that will enable stu-
terns and residents have in that moment said to themselves, dents to feel that they are doing a good job as medical stu-
"I'm not going to do this to my students." But how can in- dents not only when they have learned the science and art
terns and residents be expected to reconnect with the of medicine but equally when they have done a good job as
painful confusion and powerlessness of their own third-year mentors to students and residents below them on the lad-
experience if they have not already begun to conceptualize der-and not merely in the formal didactic teaching rounds,
their professional identity in a way that includes a more but perhaps even more importantly in the cafeterias, locker
complex response to those early fears about anatomy? rooms, and call rooms where our students tell us that the
We know that the second-year class will have all those in- process of moral and professional development in medicine
formal discussions with the entering class over lunch and in takes place.
the dormitory that might potentially make such a difference It has often been said that "ethics can't be taught-but it
to the professional development of both of the students in- can be learned." Let's all try to wrap our minds around the
volved. And, while we would destroy the potential benefits change that would take place in medical education if we
of that informal curriculum if we formalized it, I think that stopped talking about "teaching hospitals" and instead
formal sessions such as the class meeting I just described can talked only about "learning hospitals!"

628 ACADEMIC MEDICINE, VOL. 71, No.6/)UNE 1996


Fred Hafferty, PhD such as integrity, altruism, a fiduciary orientation, and trust-
worthiness, we must look to the hidden rather than the for-
mal curriculum for an understanding about how shared
I come to you not as an ethicist, moral philosopher, or clin-
ician. Rather I am a medical sociologist, author of an arti-
cle on the hidden curriculum that used medical ethics as a
meanings are developed. To be sure, we must also inventory
the formal educational process to identify the settings and
vehicle for my arguments. 2 While my credentials as an ethi- content in which such hallmarks of professionalism are
cist may be suspect, I know a great deal about the nature of thought to be delivered within the formal curriculum.
professionalism and medicine's changing status as a profes- The hidden curriculum is neutral: its content can rein-
sion.8 force or undermine stated educational goals. There always
Like Edward Hundert, I believe that educators need to fo- will be a latent counterpart to the formal structure of an or-
cus less on what is taught in medical school and more on ganizational form, just as there will always be unintended
what is being learned. I wince when I hear educators or consequences to purposeful social action. 12 The goal of edu-
deans talking about "curriculum reform" rather than "educa- cational reform should be to recognize the content and form
tional reform" or when they strive to integrate "courses" of this normative underbelly and work with it and within it
rather than "experiences." Words are important; they help to to further the goals of professionalism. 13 At the same time,
define the nature of things. And the words used by adminis- we need to resist the temptation to rush through changes in
trators to characterize their work (including the currently the hidden curriculum and thus meddle rather than remedi-
trendy term "re-engineering") are accompanied by an under- ate. The first step is to better understand the entity and how
lying, usually unexamined, value structure. 9 It follows that it structurally and operationally relates to the formal curricu-
the first step to working purposefully with the hidden cur- lum. We should try to define what we are changing, why we
riculum is to abandon thinking about medical education as a are changing it, and with what intended outcome. We can-
latticework of formal course offerings and instead to concep- not eliminate unintended consequences, but we can antici-
tualize medicine as a culture, medical school as an important pate and modify their occurrence.
player in the transmission of that culture, and medical edu- Locating the hidden curriculum within student-to-student
cation as a process of enculturation. interactions is obvious, but we must remember that the hid-
We count course offerings as proof that certain topic areas den curriculum functions at all levels of the organization,
are being covered as part of the educational process, for ex- from what anthropologists call artifacts to the offices of
ample, courses on death and dying and medical ethics. But clinic chiefs, board rooms, and other seats of power. The
this focus on course offerings creates its own reality, obscur- hidden curriculum is in the messages students receive from
ing the underlying fact that medical training always has faculty promotion criteria about the relative importance of
been about death and dying and about acculturating stu- teaching. In other words, while students' peer contacts play
dents in the norms and values associated with working with a critical role in the transmission of medical cultural values,
the death and the dying. 12 In short, a focus on formal course the locus of power lies elsewhere in medicine's training orga-
offerings as the dominant indicator of educational content nizations and in the actions of administrators and faculty. I
only obscures the fact that at root medical training is a hope that the groundbreaking research undertaken both by
process of moral enculturation. In transmitting to initiates Hundert and Douglas-Steele and by Feudtner and col-
the normative rules regarding behavior and emotions, med- leagues14 will lead to similar efforts to study medical faculty
ical school and the residency function as moral communi- and administrators. Otherwise, the hidden curriculum may
ties.11 continue to be mistakenly cast as a student-based phenome-
Although we may use the label "informal" when we talk non, leaving organizational powers safely in the background.
about this side of the educational milieu, as Dr. Hundert's To maximize our understanding of the hidden curriculum,
presentation amply demonstrates, there is nothing casual, we need to focus on work: the student's work of grappling
idiosyncratic, offhand, irregular, or necessarily ad hoc about with uncertainty and managing an endless stream of exami-
this side of the educational process. It is a structurally neces- nations, the clinician's work of juggling the practice guide-
sary counterpart to the formal curriculum and its content is lines and formularies of 14 different managed care plans, and
very much a part of medicine's cultural milieu. 12 I do agree the administrator's work of reframing the content and goals
with Dr. Hundert that when we talk about characteristics of medical education within a managed-care environment.
We also should try to identify how medical culture differs
from other types of organizational and occupational cultures.
I now turn to context and attending to the student's imme-
Dr. Hafferty is fJrofessor of behavior sciences, University of Minnesota- diate experiences as a way to generate ethical case studies. I
Duluth School of Medicine, Dulwh, Minnesota. confess some ambivalence here. On the one hand, as Dr.

ACADEMIC MEDICINE, VoL. 71, No.6/jUNE 1996 629


Hundert and Dr. Christakis point out, it makes no sense to Bickel. 15 The second is a report by Nicholas Christakis (the
present second-year students exclusively with ethical scenar- brother of the next speaker) for the Acadia Institute and the
ios of plug pulling and informed consent, because medical Medical College of Pennsylvania's Project on Undergraduate
ethics is thereby cast as something that happens "out there" Medical Education-"lmplicit Purposes of Proposals toRe-
or "further down the line." However, socialization is a form American Medical Education." This is an insightful
process that transforms the strange, the unusual, the discon- analysis of all 24 major national reports that have appeared
certing, and even the abhorrent into something normal, fa- since 1910 on American medical education and presents a
miliar, usual, and reassuring. 11 Socialization is not a synonym most interesting view of resistance to change at the macro
for induration or acclimation; it involves much more than level. 16 A shorter version of this report can be found in a re-
"getting used to things." Many of the values learned via the cent issue of JAMA. 17
hidden curriculum, especially in regard to rules about feel- Third is the work of Charles Bosk, a medical sociologist
ings, are accompanied by norms that warn students against and yet another of those among us who has benefited from
becoming too reflexive and introspective and thus norms the tutelage of Renee Fox: Forgive and Remember: Managing
that warn students against critically examining the forces Medical Failure, a study of surgical training, 5 and the more
and processes that are shaping their professional identities. recent All God's Mistakes: Genetic Counseling in a Pediatric
Those who study organizational culture value the insider's Hospital. 18 In the former book, for example, Bosk concludes
perspective but do not consider it definitive or defining. Dr. that technical and judgmental errors are always subordinate
Hundert's examples about how students learn to "not see" to normative errors concerned with assessments of character,
wonderfully illustrate this point. a feature well illustrated in Dr. Hundert's case examples.
Every year while they are taking the lab portion of their Fourth is the American Board of Internal Medicine's Pro-
anatomy course, I ask the medical students how many of ject Professionalism. 19 The notion that characteristics of
them would consider donating their bodies to a medical professionalism can be identified, assessed, and promoted
school to be used as anatomy cadavers. Every year the an- should be incorporated to all levels of the educational
swer is the same-a handful say "yes," but the overwhelm- process. Fifth is the AMA's Code of Medical Ethics: Current
ing majority say "no." More interesting than their actual Opinions with Annotations, 20 which the AMA has distributed
preferences is how they say "no." Instead of using neutral to medical students around the country.
terms such as "dissect," "probe," or even "cut," students reply Finally, I mention the Liaison Committee on Medical Ed-
using words like "rip," "slash," "tear," and "dismember." At ucation's (LCME's) Medical Education Database. 21 Few
the same time, students tell me that they gain great solace things shape the nature of work more than how that work is
from the fact that their cadavers were donated, that the ca- evaluated. So, what does the LCME have to say about
davers, when living, gave them permission. But what I find the hidden curriculum and, in turn, medical ethics? The an-
most fascinating is that most medical students never ask how swer is . . . basically nothing. In a sister document, Func-
these lay people came to give their "informed" consent. If tions and Structure of a Medical School, 22 the LCME pre-
the students themselves are not so inclined, given their first- sents statements concerning the total medical needs of
hand and experiential knowledge, why did these lay people patients, the employment of scrupulous ethical principles,
say "yes"? Perhaps their consent was not so informed? Per- and gaining patients' trust. But how are these values opera-
haps they were altruistic but naive? Thus, accompanied by tionalized? In other words, when your medical school is
norms not to get "too emotionally involved" or spend too up for accreditation, what do you focus on in the review and
much time thinking about the cadaver as a former human evaluation process? The answer is course offerings and what
being, students are subtly introduced to a norm that is built is taught, not experiences and what is learned. I maintain
upon in a thousand other ways: at times they must do unto that the accreditation process needs to acknowledge better
others as they would not have done unto themselves. 11 the presence of an informal curriculum, acknowledging
Dr. Hundert's presentation brought to mind a few re- that medical training is a process of moral enculturation.
sources that are helpful in taking a broad look at the hidden In short, the process of professionalism and the hidden cur-
curriculum. The first is the AAMC's Resource Guide: Promot- riculum must become more of a part of the evaluation
ing Medical Students' Ethical Development, prepared by Janet process.

630 ACADEMIC MEDICINE, VoL. 71, No.6/]UNE 1996


Dimitri Christakis, MD Have you ever felt like an accomplice to unethical behav-
ior? [32% responded "yes"]
hen Chris Feudtner and I were fourth-year medical Have you ever felt bad or guilty about something you have
W students at the University of Pennsylvania, we taught
an ethics course to third-year students. The curriculum we
done on the wards? [67% responded "yes"]
Have you had occasions to rethink your ethical principles?
inherited included "do-not-resuscitate" orders, confidential- [67% responded "yes"]
ity, consent, and transplantation ethics, i.e., the staples of Have some of your ethical principles been eroded or lost?
many ethics courses today. Since to us it seemed pedagogi- [62% responded "yes"]
cally skewed to emphasize difficult decisions that students Are you displeased with your ethical development? [38%
would not make until much further along in their careers responded "yes"]
while ignoring the decisions they make daily, we added a
section on what we called "ward ethics." 7 We attempted to The responses to the last two questions-particularly
get at the informal curriculum using the students as our their disparity-tell us much about the content and the ef-
guides. fects of the informal medical school curriculum: 62% of the
The session itself had several distinct features: respondents reported that some of their ethical principles
had been eroded and/or lost. No course is designed to erode
Safe environment: No house officers or attendings were students' ethics: these are lessons garnered outside the class-
present so that the students did not need to fear reprisals room during medical education, and students may in fact re-
or poor evaluations. tain them better than they do the biochemical pathways
Stage-specific: Asking students to bring their own dilem- they memorize. Even more worrisome, 38% of the students
mas ensured that the sessions were geared to the students' reported that they were displeased with their ethical devel-
professional and developmental levels. opment. Paradoxically, I would have been relieved if this
Developmentally sensitive: We never trivialized the percentage had been even higher, since 62% of the students
novice concerns that students brought. reported erosion of their ethical principles. Apparently,
Participant-driven: We served as facilitators with no preset medical education simultaneously promulgates a decline in
agenda, so that whatever was on the students' minds was ethical standards and the acceptance of lower ones. Why
discussed. aren't medical educators more alarmed about this?
Advance preparation: Since every student was expected to Too much of the literature on ethics education is predi-
bring a written case complete with his or her thoughts, cated on the mistaken notion that students' ethics are unal-
they came prepared to discuss their feelings. terable. Worse, too many educators conceptualize the prob-
lem as a few bad apples that more diligent screening should
The cases we collected over the year formed the basis for a simply keep out of the bushel of medical training. If nothing
survey we conducted of 1,853 clinical clerks at five south- else is accomplished at this conference, I hope that people
eastern Pennsylvania medical schools. 14 Our survey asked come to understand that we are not dealing with a few bad
about three specific misbehaviors that our experience had apples spoiling a good bushel but a bad bushel spoiling many
suggested were commonplace: good apples. We need to redirect our attention and our ef-
forts at reforming a system that places many decent, dedi-
Have you ever done anything you thought was wrong or cated, vulnerable individuals in situations where they do
improper for fear of a poor evaluation? [40% responded things they regret and where they learn to accept such ac-
"yes"] tions as part and parcel of becoming a physician.
Have you ever done anything you thought was wrong or Let me give you an example, culled from the 200 or so
improper to fit in with the team? [40% responded "yes"] cases that Chris Feudtner and I collected from students:
Have you ever purposefully misled a patient? [53% re-
sponded "yes"] Following morning "lightning" rounds (during
which we had seen 20 patients in half an hour),
Seeking to understand the effects that facing these dilem- my resident asked me to write SOAP notes in five
mas had on students, we also asked: charts. I felt uneasy because I had not actually ex-
amined these patients and wasn't sure if anybody
had done a routine morning physical exam. But
Dr. Chrislakis is a fll!diarrics resident, Cltildren's Host>iral and Medical the whole team was doing it and I wanted to fit in,
Center, Seaule, \Vashingwn. so I complied.

ACADEMIC MEDICINE, VOL. 71, No.6/ jUNE 1996 631


This student could very easily have been on Ed Hundert's
audiotape. A novice to the wards, she was trying her best to
accomplish five frequently conflicting goals common to all
medical students: to learn medicine, to be part of a team, to
care for patients, to perform well, and to get good grades. Al-

8
though fitting in with the team is not necessarily an undesir-
able goal, many students point out that early on it can become
Patient
of paramount importance to them-superseding their own
values, for example, to the point of falsifying a medical record. Nurse Intern
Lest we simply condemn the residents who put students in
Student
such positions, remember that they too face unreasonable de-
mands. Unreasonable demands beget unreasonable actions.
A system that works people 100 hours a week and more prop- Residant Attending
agates a vicious circle of ethical compromises. If undergradu-
ate medical education aims to prepare students to function as
residents in teaching hospitals, then it is a success; but if un-
dergraduate medical education aims to shape compassionate
and ethical physicians, it fails all too frequently.
The window for intervention is small and closes rapidly.
As the year progressed, the cases the students brought to the
ward ethics session changed not only in content but also in
perspective. For example, falsifying records in the name of Figure 1. The nested nature of the academic medicine system.
expediency was no longer an issue to most students by the
end of their third year; for many, this had become an adap-
tive strategy with which they could live. It has been re- tion committees and department heads. Finally, what I call
marked that the team-player ethos of medical education has the "exosystem" includes the NIH, HMOs, and the pharma-
many similarities to the military and its unwritten rules. In- ceutical industry, that is, agencies that, though geographi-
deed, the medical wards at most tertiary care hospitals are cally removed from the wards, greatly influence what occurs
rife with battle epithets. Residents get "shelled" on call, tak- there. Individuals within each system typically direct their
ing "hits" and being "bombarded." Patients "torture" their efforts inwards, following the path of least resistance, rather
residents with midnight complaints. Residents "divide and than developing a systematic approach addressing the issues
conquer" their admissions. Wars are notorious for changing relevant at each level of influence.
their participants forever. I recommend that increased national attention be paid to
As a new third-year clerk, I had the displeasure of being improving the educational environment for graduate med-
pulled aside by my senior resident. In the relative privacy of ical education. Local action is needed to humanize the insti
a conference room, he attempted to give me introductory tutional milieu in which residents and students learn and
lessons to the wards. "You got to understand," he said. "This teach. And personal action is required in many seemingly
is a war. Everyone tries to get patients into this hospital; we small ways, e.g., in the degrees of respect medical team mem-
try to keep them out." My job apparently was to be a recruit bers show each other. A single interaction with an attending
in his fledgling army. The casualties of this ongoing war are can profoundly affect a trainee. Individuals can play an enor-
many, and include not just the patients caught in the cross- mous role in obviating bad events or in resolving disputes in
fire, but also the values and ideals many bring with them to a positive rather than detrimental ways.
conflict they probably never envisioned themselves engaged We know a great deal about what needs to be done to im-
in. I began my work on medical student ethical development prove the ethical development of physicians in training. Let
trying to help students cope with the war. Now I believe we us rededicate ourselves to doing it.
must work to end the war.
So how do we change the prevailing war mentality of the
wards? First, we must recognize the systemic nature of the
problem. Figure 1 shows the nested nature of the academic REFERENCES
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