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The Machiavellian Utopia

Author(s): Hans J. Morgenthau


Source: Ethics, Vol. 55, No. 2 (Jan., 1945), pp. 145-147
Published by: The University of Chicago Press
Stable URL: http://www.jstor.org/stable/2989027
Accessed: 24-07-2017 12:25 UTC

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DISCUSSION

THE MACHIAVELLIAN UTOPIA

HANS J. MORGENTHAU

IT IS indeed a big step from Wilson's Four- Among the many books that have been
teen Points to the Atlantic Charter, and published in recent years on the problem of
it is another big step from the Atlantic international peace, two stand out as espe-
Charter to Dumbarton Oaks. At the begin- cially, important because they illuminate
ning of the journey we witness the heroic from different points of view the road which
and futile attempt to transform the political has led us from Geneva to Dumbarton Oaks.2
scene according to the postulates of liberal Although written before the results of Dum-
rationality. At the end of the journey we barton Oaks became public and originating
are in the presence of a less heroic and, we in the awareness of the deficiencies of the
are afraid, no less futile attempt to mold Wilsonian concept of foreign affairs, they
the political reality in the image of Mach- read actually like an implied criticism of the
iavelli's thought. At midway we are listen- spirit and the results of Dumbarton Oaks
ing to a feeble echo of the liberal creed, and thus show clearly how far short of a
which in its sentimental vagueness cannot sound approach to the problem of interna-
even pretend to provide guidance for politi- tional peace fall both Wilsonian idealism
cal action and which, inconsequential as it is and the mechanical expediency of Dumbar-
as a political expression of the Wilsonian ton Oaks.
tradition, seems to announce the coming of Professor Kelsen approaches the problem
a more potent principle of political action. from the point of view of the lawyer and
Dumbarton Oaks has made this principle sees in the establishment of an international
manifest. The Wilsonian Utopia is being re- court with obligatory jurisdiction the center
placed by the Utopia of Machiavelli,' and of an effective international organization.
failure awaits the latter as it was the reward He is especially critical of the distinction
of the former; for if it is utopian to assume between legal and political disputes, which
that a rational system of thought by its own thus far has stood in the way of a truly com-
inner force can transform the conditions pulsory adjudication of international con-
of man, it is no less utopian to expect that a flicts, free from -open or concealed excep-
stable, peaceful society can be built on pow- tions. It is indeed true that the distinction
er alone. If it is true that one cannot reform between legal and political disputes in itself
the affairs of man while sitting in the clouds, has no scientific value, since law and politics
it is no less true that one can do with bay- are not mutually exclusive concepts.
onets anything but sit on them. If relations between persons-private indi-
I The utopian character of Machiavelli's political
viduals or States-are regulated by a legal
philosophy becomes obvious when one conceives of order at all, all possible conflicts between these
his rules of political conduct as means to the end of persons, whether economic or political in char-
the unification of Italy, as proclaimed by him at the acter, are at the same time legal conflicts if
end of The Prince. It was utopian to believe that a judged by the legal order although, from the
country divided into a great number of small sover-
eignties could be united by any one of those small 2 Hans Kelsen, Peace through Law (Chapel Hill:
sovereigns' clever handling of the mechanics of polit- University of North Carolina Press, I944); and
ical action. What was true for the unification of John B. Whitton (ed.), The Second Chance, America
Italy at the time of Machiavelli holds true today and The Peace (Princeton: Princeton University
for the unification of the world. Press, I944).

I45

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I46 ET6ICS

viewpoint forces of which are kept in peaceful channels


certain s
be undesirable to treat them as legal conflicts by the moral and physical authority of the
[p. 26]. domestic government, and it is within the
This is the case if one or both parties to the framework of this domestic government,
dispute consider the existing law unsatis- and primarily its executive and legislative
factory or unjust, and therefore the dis- branches, and through the free interplay of
agreement between the parties does not con- social forces outside these political institu-
cern the law as it is but the law as it ought tions that the social conflicts threatening
to be. Professor Kelsen, however, does not domestic peace find their peaceful solution.
think such disagreement a sufficient reason Here lies the decisive difference between the
for not applying existing law. domestic and the international scene. In the
absence from the international scene of such
For such an opinion is based on a subjective
value judgment of the interested party. And moral and physical authority and such po-
even if there were a more or less objective cri- litical institutions, it is difficult to see how
terion for determining the alleged insufficiencynations can be induced to submit their po-
of the law-which there is not-such insuffi- litical disputes, that is, those which concern
ciency could never justify the non-application of the redistribution of their respective power,
the law. Its non-application leads to anarchy to an international tribunal, instead of mak-
and not to the change in the law which appar- ing use of those political means which seem
ently is wanted by a party that declares a con-
best adapted to bringing about a favorable
flict to be political [pp. 30-3I].
change. The domestic courts fulfil their
Yet does not history show that individ- function for the preservation of domestic
uals as well as nations, vitally interested in a peace within the framework of a society
change in the status quo as guaranteed by which has created instrumentalities for the
the existing legal order, prefer to the peace- peaceful settlement of social conflicts other
ful and orderly perpetuation of the status than courts. Hence, revolution and civil war
quo temporary anarchy, that is, revolution are exceptional disturbances of domestic
and war, which at least offer them a chance peace and order. International courts, on
to bring about the desired change? Which the other hand, operate in a moral, political,
revolutionary party that sees a chance for and institutional vacuum, and it is for this
changing the hated status quo by extra- reason that, whenever an international con-
legal means could be persuaded to go to a flict arises which does not concern the defi-
court of law and have the legality of the nition of the status quo or minor adjust-
status quo confirmed? Which nation that ments within it but reopens the question
feels itself strong enough to get what it wants as to what the status quo should be, the
by threat or actual use of force will invite threatan of war or actual war becomes in-
international court to tell the world that in- evitably the ultima ratio regum.
ternational law, as it exists, gives it no title While Professor Kelsen seems to over-
to what it wants? rate the importance of judicial agencies for
It seems, therefore, that the distinction international peace, he is most penetrating
between legal and political disputes, far and realistic in his criticism of the political
from being the manifestation of a mere institutions of the League of Nations, and it
sub-
jective prejudice, points to a functional is here that his arguments carry an impor-
limitation of judicial procedure which is tant lesson for a correct evaluation of Dum-
present in both the domestic and the inter- barton Oaks.
national sphere. The domestic conflicts It might have been foreseen from the very
which are most likely to lead to violent beginning that a world government would not
disturbances, such as revolution and civil succeed if its decisions had to be taken unani-
war, are not the ones settled by domestic mously, binding no member against its will,
courts. They are settled in a contest of social and if there were no centralized power to exe-

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DISCUSSION I47

cute them. It is not to be wondered at that a then determine whether the individual will
world parliament, or whatever the Assembly obey or violate the law. The same situation
of the League of Nations may be called, can arises whenever a law-enforcing agent is
be of only nominal value if the principle of confronted with a similar choice concerning
majority is almost completely excluded from
the enforcement of the law.
its procedure [p. 50].
Finally, the moral order gives the law the
This holds true for the Council and the As- standards on the basis of which the law it-
sembly of the international organization self, as well as its agents and its subjects,
envisaged at Dumbarton Oaks no less than can distinguish between right and wrong.
for the corresponding institutions of the oldImplicit in any legal order is a system of
League. moral standards according to which the law
For the crucial problem of quis custodiet distinguishes between actions which it ap-
custodes, which confronts all political socie- proves, actions which it disapproves, and
ties and especially an international one fall- actions with regard to which it is indifferent.
ing short of a world state, Professor Kelsen These moral standards guide the judicial
has no clear-cut answer. It is indeed true and executive agents of the law in interpret-
that "no legal order can solve the problem ing of and applying it. They relate the legal
quis custodiet custodes" (p. 67). This is, how- order directly to the moral convictions of
ever, not the whole answer. The whole an- the individual. It is from the conformity of
swer is given by our domestic experience. those moral standards with these moral con-
It is not the legal order which ultimately en- victions that the particular legal rules re-
forces compliance with its limitations upon ceive concrete meaning for the individual
the holders of governmental power, It is and normative function for society.
the moral conscience of the President, of the This emphasis upon a basic truth of social
members of the Supreme Court and of Con- experience, which the contemporary sci-
gress, and of the public at large which en- ences of law and government are rather re-
forces the legal rules limiting thepower of theluctant to face and which the conferees of
powerful. In other words, at the basis of the Dumbarton Oaks refused to face at all,
legal order there is a moral order. tends to accentuate, by way of contrast and
To have emphasized throughout this not without conveying a sense of tragic
moral factor, besides the legal, economic, frustration, the gap between the quality of
and political ones, gives particular merit to our political intelligence and the quality of
the collection of essays by members of the our political practice. Wilson tried to ob-
Princeton Group for the Study of Post-war literate the gap by superimposing a defec-
International Problems, edited by Professor tive brand of political intelligence upon a-
Whitton. Morals fulfil a threefold function reluctant political reality. The men of Dum-
for the peace and order of society. They en- barton Oaks, preoccupied with the me-
force compliance with the legal order upon chanics of government and haunted by the
those which stand at the top of the legal memory of Wilson's failure, refused to
hierarchy and therefore cannot be subject to transcend the political reality at all. By
a legal agent superior to them. This is the doing so, they overlooked what even the
function discussed in the preceding para- men of the Holy Alliance were fully con-
graph. scious of-that common moral standards
Morals serve, furthermore, to maintain are part of the political reality itself which
the legal order by supporting obedience to, goes into the making of government-nay,
and enforcement of, the legal rules in their its very foundation. Wilson's failure was at
day-by-day operations. When an individual least the failure of greatness, of too great a
is tempted to violate a legal rule, morals vision. Nobody will say as much for the
will try to counteract this temptation. The epigones of Machiavelli.
respective strength of these two forces will UNIVERSITY OF CHICAGO

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