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ENG.NZSEE.0011.

108

SECTION B

T H E A N A L Y S I S A N D DESIGN O F A N D T H E E V A L U A T I O N
O F DESIGN A C T I O N S FOR R E I N F O R C E D C O N C R E T E D U C T I L E S H E A R W A L L S T R U C T U R E S

T. Paulay* and R.L. Williams**

ABSTRACT:

A comprehensive review of the state of the art in the design of


earthquake resisting ductile structural walls is presented. The material
has been compiled from the technical literature, the deliberations within
the New Zealand National Society for Earthquake Engineering and research
efforts at the University of Canterbury. The paper attempts a classific-
ation of structural types and elaborates on the hierarchy in energy dis-
sipation. After a review of available analysis procedures, including
modelling assumptions, a detailed description of capacity design pro-
cedures for both cantilever and coupled shear wall structures is given.
The primary purpose of capacity design is to evaluate the critical design
actions which can be used in the proportioning and reinforcing of wall
actions which can be used in the proportioning and reinforcing of wall
sections. An approach to the estimation of structural deformation is
suggested. To satisfy the ductility demands imposed by the largest
expected earthquake, detailed design and detailing recommendations are
given and the application of some of these is presented in an appendix.

INTRODUCTION: under these extreme conditions, but


collapse must be prevented.
The usefulness of structural walls in
the planning of multistorey buildings has (d) The subsequent sections concentrate
long been recognized. When walls are on those aspects of the design and
situated in advantageous positions in a response of structural walls that are
building, they can become very efficient in relevant to this third design criterion.
lateral load resistance, while also fulfill- Consequently the inelastic response
ing other functional requirements. of structural walls, when subjected
to simulated cyclic reversed loading,
Because a large portion of the lateral together with various parameters
load on a building, if not the whole amount, that must affect this response, will
and the horizontal shear force resulting be examined in some detail for various
from it, are often assigned to such types of structures. It will be
structural elements, they have been called assumed that in all cases adequate
shear w a l l s . The name is unfortunate foundations can be provided so that
because shear should not be the critical rocking will not occur and that
parameter of behaviour. energy dissipation, when required,
will take place in the structural
The basic criteria that the designer will wall above foundation level. A
aim to satisfy when using structural walls detailed discussion of concepts,
in earthquake resistant structures are as relevant to the design of foundations
follows: for shear wall structures, is provided
in Reference 5. Also it will be
(a) To provide adequate stiffness so that assumed that:
during moderate seismic disturbances
complete protection against damage, (i) Inertia forces at each floor
particularly in non-structural com- can be introduced to the
ponents , is assured. structural wall by adequate
connections, such as collector
(b) To provide adequate strength to ensure beams or diaphragms and from
that an elastic seismic response, the floor system, and that
generating forces of the order specified
by building c o d e s ( D , does not result (ii) The foundation for each wall
in more than superficial structural does not significantly affect
damage. Even though during such an its stiffness relative to similar
event some non-structural damage is other walls in a building.
expected, it is unlikely that in
buildings with well designed shear TYPES OF DUCTILE STRUCTURAL W A L L S :
walls this will be serious.
In this section the principles of the
(c) To provide adequate structural ductility analyses and the design of earthquake
and capability to dissipate energy for resisting structural w a l l s , in which
the case when the largest disturbance significant amounts of energy can be
to be expected in the region does occur. dissipated by flexural yielding in the
Extensive damage, perhaps beyond the superstructure, are examined. The
possibility of repair, is accepted prerequisite in the design of such seismic
walls is that flexural yielding in clearly
* Professor of Civil Engineering, University defined plastic hinge zones must control
of Canterbury, Christchurch the strength to be utilized during imposed
** District Structural Engineer, Ministry of inelastic seismic displacements. As a
Works & Development, Hamilton
B U L L E T I N OF THE NEW Z E A L A N D N A T I O N A L SOCIETY FOR E A R T H Q U A K E E N G I N E E R I N G , V O L . 13 NO. 2 JUNE 1980
ENG.NZSEE.0011.2

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corollary to this requirement, failure load inducing T, about the base of


due to shear, inadequate anchorage or the structure
splicing o f the reinforcement, instability
o f concrete components or compression bars These quantities may be seen in fiaure
and sliding along construction joints 17.
must be avoided. While large inelastic
seismic displacements are sustained by Depending on the contribution of the
the structure. Some of the failure modes beams to the resistance of overturning
mentioned are illustrated in figure 1. moment and hence to total energy dissipation,
the structural type factor, S, is made
In the evaluation of the equivalent dependent on the moment ratio. A , thus
lateral static design load, to be used in
establishing the minimum seismic strength when 0.67 ^ A ^ 0.33 (B-2)
of a structure, the New Zealand Design
and Loading C o d e ^ ^ specifies structural
1
then 0.8<S=0.8+0.6*
type factors, S. These factors are (0.67 - A) 4 1.0 (B-3)
intended to reflect the expected seismic
performance of the structure. There For intermediate values of A a linear
are two aspects which are to be considered interpolation of S may be made. The
in the assessment of performance, one is application of this is discussed in detail
the ability of the type of structure to in section B.5.3.4.
dissipate energy in a number of inelastic
displacement cycles, and the other is Typically for a wall with deep coupling
the degree of redundancy existing in the beams, illustrated in figure 17b, the
chosen structural system. A high degree appropriate S factor is likely to be 0.8.
of structural redundancy, involving a large When walls are interconnected by slabs only,
number of localities where energy dissipation (figure 17c) as is often the case in
by flexural yielding can occur, is desirable. apartment buildings, the value of A from
Eq. (B-l) will usually be much less than
Accordingly it is recommended that 0.33 and hence S = 1.0. A comparison of
earthquake resisting ductile structural the moment contribution of the IT component
walls be classified as follows: to the total overturning moment M is shown
in figure 18.
(a) Two o r more cantilever walls with a
height, h , to horizontal length, (c) Sinqle cantilever w a l l s , with h^/5,^ ^ 2,
i^ ratio of not less than two are
jf
are to be designed with S = 1.2, to
assigned a structural type factor compensate for the lack of redundancy.
of S = 1 . 0 {see figure 2 a ) . (See figure 2 b ) .

(b) For two or more cantilever w a l l s , each (d) Squat cantilever walls with an aspect
with an aspect ratio h /I not less ratio of h /I < 2, in which shear
w w
than two, which are coupled by a effects are likely to be dominant,
number of appropriately reinforced are not expected to produce as efficient
ductile coupling beams that are energy dissipation due to flexural
capable of dissipating a significant ductility as more slender structural
portion of the seismic energy, the walls. Shear deformations, particularly
value of S is 0.8. This is in shear sliding, may cause significant
recognition of the high degree of
pinching in the hysteresis loops
redundancy and the fact that damage
exhibited by squat shear w a l l s ( 2 )
is likely to be small in the gravity
/

and thereby loss of energy dissipation


load carrying elements. will occur.
The significance of the coupling In order to reduce the displacement
beams in energy dissipation is ductility demand on squat w a l l s , the
conveniently expressed by the contribut- strength of the walls with respect to
ion o f the coupling beams to the total seismic loading should be increased.
overturning moment that is produced by Hence for walls for which 1 ^h^/l^ 4 2,
the code specified lateral loading the structural type factor given above
at the base of the coupled shear wall in ( a ) , (b) and (c) should be multiplied
structure. This is illustrated in by Z where
figure 17. A suitable parameter which
expresses this is the moment ratio l ^ Z = 2 . 2 - 0 . 6 h /
w w < 1.6 (B-4)

It is to be noted that the use of higher


structural type factors, i.e.
S = 1.6 x 1.0 = 1.6 or S = 1.6 x 1.2 = 1.92,
where T = induced axial load in one is expected only to reduce but not to
of the two coupled shear eliminate the ductility demand on squat
walls at the base of the shear w a l l s .
structure due to the code
specified lateral static Squat walls will have a relatively low
loading fundamental period (T < 0.6 s e c ) . It
is known that short period structures,
I = distance between axes of the designed to the requirements of the
two walls New Zealand loading c o d e ^ ) , are likely
to be subjected to higher ductility
M = overturning moment due to the demands than long period structures.
ENG.NZSEE.0011.3

(a)Walt (b)Flexure (c)Diagonal (d)Sliding (e)Hinge


actions tension shear sliding
Fig. 1 - Possible Failure Modes in Cantilever Shear Walls

S-1.0 S-1.2
'->2 hw

Z--2.2-0.6h /l < 1.6


3 4U1 w w

t- S'WZ

I9
Fig. 2 - Types of Cantilever Shear Walls
with Appropriate S Factors
~, \S*1.2ZS 1.6
7

I ;

r. (a)
ill.
(b)

Fig. 3 - Load-Displacement Response to Cyclic Reversed


Loading of a Ductile Shear Wall Structure (10)
ENG.NZSEE.0011.4

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Moreover, in a given earthquake, a cases the width of diagonal cracks also


short period squat shear wall is increases with progressive cyclic loading.
likely to be subjected to a greater Curves 3 and 4 in figure 4 show typical
number of excursions beyond yield load displacement responses for one quadrant
than a long period structure. There- of a displacement cycle, which have been
fore the cumulative ductility, which affected by significant shear displacements.
has some relevance to damage, is still In comparison curves 1 and 2 show the ideal-
high. These observations indicate ized elastic-plastic and the optimal response
that squat shear w a l l s , such as shown of a reinforced concrete member. In order
in figure 2c, designed with a to minimize the pinching' of hysteresis
1

modified structural type factor, S, loops, i.e. the loss of energy dissipating
must also be ductile and hence they capacity within restricted displacements,
must be detailed accordingly. designers should endeavour to suppress
inelastic shear distortions. In
Structural walls of different types conventionally reinforced walls the
are reviewed in Reference 3 and detailed detrimental effect of shear increases with
procedures recommended for walls which the magnitude of the shear stress. For
cannot be made fully ductile are presented example figure 5 shows the hysteretic
in Reference 4. The requirements for the response of a cantilever shear wall in which,
design of foundations which can sustain due to relatively large shear stresses, shear
inelastic superstructures when their deformations have become increasingly
maximum feasible seismic strength is being significant with increased cycles of loading
developed, are examined in Reference 5. and the amplitude of the applied deflection
at the top of the wall. It is also seen
HIERARCY IN ENERGY DISSIPATION: that in each cycle the stiffness of the
wall decreased, even though the full capacity
It is generally accepted that for most of the wall was attained. The envelope
siguations energy dissipation by hysteretic curve follows closely the load-displacement
damping is a viable means by which structural curve that is obtained during monotonic
survival o f large earthquake imposed loading with the same displacement ductility.
displacements can be assured. This may If several cycles with the same magnitude
involve very large excursions beyond yield. to top displacement are applied, for example
Such structures must therefore be ductile. to 4 in (10 cm) in each direction, (see
To ensure the desired energy dissipation, figure 5 ) , the load attained would have
the designer's primary aim will be to gradually decreased in each cycle. Such
minimize the inevitable degradation in both a wall is likely to fulfill the design
stiffness and strength. criteria but its performance is clearly
inferior to that demonstrated in figure 4.
Flexural Yielding of Ductile Walls
The Desired Hierarchy in Strength
An obvious source of hysteretic damping
is the yielding of the principal flexural From the features considered above it
reinforcement. Yielding can be restricted becomes evident that the design procedure
to well defined plastic hinge zones, as must endeavour to minimize the likelihood
shown in figure lb. Therefore such areas of a shear failure, even during the largest
deserve special attention. Concrete, intensity shaking. This is achieved by
being a relatively brittle material that evaluating the flexural capacity of a wall
shows rapid strength degradation, in both from the properties shown on the structural
compression and shear, when subjected to drawings. With proper allowance for various
repeated inelastic strains and multi- factors, to be examined in "Capacity Design
directional cracking, should not be Procedures", the likely maximum of the
considered in structural walls as a moment that can be extracted from a shear
significant source of energy dissipation. wall structure during an extreme seismic
To ensure the desired ductility, the major inelastic displacement can be readily
part of the internal forces in the potential evaluated. The shear force associated
plastic region of a shear wall should with the development of such a moment can
therefore be allocated to reinforcement. then be estimated. This must be done using
The desired response of a ductile shear conservative estimates. Subsequently the
wall structure manifests itself in well wall can be reinforced so as to possess
rounded load-displacement hysteresis loops, corresponding shear strength.
such as shown in figure 3.
When the shear strength of a wall is
Control o f Shear Distortions not in excess of the flexural strength, a
situation which commonly arises in squat
While shear resisting mechanisms in shear w a l l s , not only does stiffness
reinforced concrete, that rely on the degradation occur but the attainable full
traditional truss mechanism (figure lc) , capacity of wall will also reduce with
can be made relatively ductile in shear cyclic displacements. Such an undesirable
during monotonic loading, they are generally response is shown in figure 6.
unsuitable for inelastic cyclic shear
loading. Shear resistance after inelastic Similar procedures must be followed
shear displacements can be attained only to ensure that other undesirable failure
when the subsequent imposed displacement modes, such as due to bond and anchorage of
is larger than the largest previously the reinforcement or sliding along
encountered displacement. Inelastic construction joints, will not occur while
tensile strains in stirrup reinforcement the maximum flexural capacity of the w a l l ,
can never be recovered and hence in such usually at its base, is being developed
ENG.NZSEE.0011.5

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several times in both directions of the In arriving at the equivalent stiffness


loading. of a wall section, flexural deformations of
the cracked wall, anchorage deformations at
Capacity design procedures will the wall base and shear deformations after
ensure that the desired hierarchy in the the onset of diagonal cracking should be
energy dissipating mechanism can develop. considered. Detailed steps of these
The procedure is quantified and discussed approximations are set out in Appendix I.
in detail in "Capacity Design Procedures".
De formations of the foundation
ANALYSIS PROCEDURES: structure and the supporting ground, such as
tilting or sliding, are not considered in
Modelling Assumptions this study, as these produce only rigid
body displacement for the shear wall super-
Modelling of member properties - structure . Such deformations should, how-
ever, be taken into account when the period
When, for the purpose of either a of the structure is being evaluated or when
static or dynamic elastic analysis, stiff- the deformation of a shear wall is related to
ness properties of various elements of that of adjacent frames or walls which are
reinforced concrete shear wall structures supported on independent foundations(5) m

need be evaluated, some approximate


allowance for the effects of cracking Accordingly, for cantilever shear
should be made. In this, it is convenient walls subjected predominantly to flexural
to assume that reinforced concrete components deformations, the equivalent second moment
exhibit properties that are similar to those of area may be taken as 6 0 % of the value
of elements with identical geometric based on the uncracked gross concrete area
configurations but made of perfectly elastic, of the cross section, with the contribution
homogeneous and isotropic materials. For of reinforcement being ignored i.e.
the sake of simplicity an approximate allow-
ance for shear and anchorage deformations I = 0.60 I (B-5)
is also made. e g
When elastic coupled shear walls are
These recommendations for modelling considered, where, in addition to flexural
may be considered to lead to acceptable deformation, extensional distortions due to
results when the primary purpose of the axial loads are also being considered,
elastic analysis is the determination the equivalent moment of inertia and area
of internal structural actions that result may be estimated as follows:
from the specified lateral static loading
or from dynamic modal responses. The (a) For a wall subjected to axial tension
estimates given below are considered to be
satisfactory also for the purpose of I = 0.5 I (B-6)
predicting the fundamental period of
the structure and for checking deflections e g
A = 0.5 A (B-7)
in order to satisfy code specified limits e g
for deflections or separations of non-
structural components. (b) For a wall subjected to compression

In ductile earthquake resisting struct- I = 0.8 I (B-8)


ures significant inelastic deformations e g
are expected. Consequently the allocation A = A (B-9)
e g
of internal design actions in accordance
with an elastic analysis should be considered (c) For diagonally reinforced coupling
as one of several acceptable solutions which beams
satisfy the unviolable requirements of
internal and external equilibrium. As I = 0.4 I (B-10)
e g
will be seen subsequently, deliberate
departures in the allocation of design (d) For conventionally reinforced coupling
actions from the elastic solutions are beams or coupling slabs
not only possible, but they may also be
desirable. 0.2 I (B-ll)

When it is necessary to make a realistic


estimate of the deformations of an elastic In the above expressions the subscripts
wall system which is subjected to a "e" and "g" refer to the "equivalent" and
relatively high intensity loading, the "gross" properties respectively.
absolute value of the stiffness is required.
Rather than specify a stiffness, an When only slabs connect adjacent shear
equivalent second moment of area of the walls, the equivalent width of slab to
wall section, I , will be defined in compute I may be taken as the width of the
order to allow Heflections to be estimated opening bStween the walls or 8 times the
for various patterns of loading. The thickness of the slab, whichever is less.
first loading of a wall up to and beyond
first cracking is of little interest in For cantilever walls with aspect ratios,
design. In this recommendation only h /I , larger than 4, the effect of shear
deformations of the w a l l , in which cracks deformations upon stiffness may normally be
have fully developed during previous neglected. When a combination of "slender"
cycles of elastic loading, will be consid- and "squat" shear walls provide the seismic
ered. ~ * resistance, the latter may be allocated an
ENG.NZSEE.0011.6

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Fig. 4 - Load-Displacement Response for (1)


Idealized, (2) Optimal, (3) (4) Repeated Shear
Affected Conditions in Reinforced Concrete
Members.

Fig. 5 - The Hysteretic Response o f a Cantilever Shear Wall with


Significant Shear Deformations (11)

Fig. 6 - The Hysteretic Response o f a Shear Wall in which Shear


governs the strength.
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WIDECOLUMN / a i
FRAME 9-
F i 7
Modelling of Coupled Shear Walls
T h e

for (a) Frame Analysis or (b) Laminar Analysis

Outline of wall
Flexible member of frame
Rigid portion
ie, Finite Joint

J- 4>

Axial Tension T ( K i p s )
1000 2000

5 1-0 1-5 2-0 2'5 3-0 100 200 300 400 500 100 75 50 25 0 -25
Laminar Shear q (Kip / inch) Shear V, ( K i p s ) Moment M, (x 1000 Kip, ins.)

Fig. 8 - The Results of the Laminar Analysis of a Laterally Loaded Coupled Shear Wall
Structure.
ENG.NZSEE.0011.8

115

excessive proportion of the total load if Geometric modelling -


shear distortions are not accounted for.
For such c a s e s , i.e. when h /% < 4, it For cantilever shear walls it will
may be assumed that w w
be sufficient to assume that the sectional
properties are concentrated in the vertical
centre line of the wall. This should be
(B-12) taken to pass through the centroidal axis
I =
w of the wall section, consisting of the
1.2 + F
gross concrete area.
where 30 I
When cantilever walls are interconnected
F = (B-13)
at each floor by a slab it is normally
h b I
2
sufficient to assume that the floor will
w w w
act as a rigid diaphragm. Thereby the
positions of walls relative to each other
A more accurate estimate of flexural will remain the same during the lateral
deformations may be made if the ratio of loading of the shear wall assembly. By
the moment causing cracking to the maximum neglecting wall shear deformations and those
applied moment is evaluated and an improved due to torsion and restrained warping of
value of I is used in Eqs. (B-12) and an open wall section, the lateral load
(B-13) thus analysis can be reduced to that of a set
of cantilevers in which flexural distortions
only will control the compatibility of
I = deformations. Such analysis,based on first
e principles, can properly allow for the
M
contribution of each wall when it is sub-
jected to deformations due to floor
(B-14) translations or torsion^ it is to
be remembered that such an elastic analysis,
where b - web thickness of wall section however approximate it might b e , will
= horizontal length of wall satisfy the requirements of static
equilibrium, and hence it will lead to a
= height of wall satisfactory distribution of internal
actions among the walls of an inelastic
= cracking moment according to structure.
Eq. (B-15)
= maximum moment at which When two or more walls in the same
deflection is computed plane are interconnected by b e a m s , as is
the case in coupled shear walls shown in
= moment of inertia of cracked figure 1 7 , it will be necessary to account
section transformed to concrete for more rigid end-zones where beams
frame into walls. Such structures should
be modelled as shown in figure 7a.
(B-15) Standard programs written for frame
analyses(6,7) m then be used.
a y Alter-
natively coupled shear walls may be modelled
where f = the modulus of rupture of by replacing the discrete coupling beams
concrete = 0 . 6 2 /f " MPa
1 with a continuous set of elastic connecting
c laminae^ a s shown in figure 7b. The
= distance from centroidal axis internal actions resulting from such an
of gross section, neglecting analysis can be readily converted into dis-
the reinforcement, to extreme crete moments, shear or axial forces that
fibre in tension develop in each floor level. The results
of such an analysis are shown in figure 8.
= specified compressive strength The continuous curves for beam shear, moment
of concrete, MPa and axial load on the walls result from the
mathematical modelling used in figure 7b.
- second moment of area of the The stepped lines in figure 8 show the
gross concrete section conversion of these quantities into usable
design actions.
In Eq. (B-12) some allowance has also
been made for shear distortions and The analysis of wall sections
deflections due to anchorage (pull-out)
deformations at the base of a wall, and Because of the variability of wall
therefore these deformations do not need section shapes, design aids, such as axial
to be calculated separately. load-moment interaction charts for
rectangular column sections, cannot often
Deflections due to code ^ - specified be used. The designer will have to resort
lateral static loading may be determined to the working out of the required flexural
with the use of the above equivalent reinforcement from first principles.
sectional properties. However, for Programs can readily be developed for
consideration of separation of non-structural minicomputers to carry out the section
components and the checking of drift analysis. The manual section design
limitations the appropriate amplification usually consists of a number of successive
factor given in the c o d e d ) , must be used. approximation analyses of trial sections.
ENG.NZSEE.0011.9

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Fig. 9 - Axial Load-Moment Interaction Curves for an Unsymmetrical Shear Wall Section.

Fig. 10 - Axial Load-Moment Interaction Curves for a Channel


Shaped Wall Section (2)
ENG.NZSEE.0011.10

117

With a little experience convergence can be To determine the magnitude of the


fast. basic seismic coefficient the period of
the structure is required. This in
One of the difficulties that arises turn involves the estimation of the
in the section analysis for flexural strength, structural stiffness at a state when,
with or without axial load, is the multi- due to high intensity elastic dynamic
layered arrangement of reinforcement. A excitation, the reinforced concrete
very simple example of such a wall section components have extensively cracked. A
is shown in figure 9. The four sections suggested procedure for estimating stiff-
are intended to resist the design actions nesses for this purpose is outlined in
at four different levels of the structure. "Modelling of member properties ' .
1

When the bending moment (assumed to be


positive) causes tension at the more With this information the intensity
heavily reinforced right hand edge of the of the lateral design loading and its
section, n e t axial tension is expected distribution over the height can be deter-
on the w a l l . On the other hand, when mined because all other parameters (such
flexural tension is induced at the left as importance and risk factors) are spec-
hand edge of the section by (negative) ified in the loadings c o d e d )
m using the
moments, axial compression is induced in appropriate model, described in the
that wall. It is a typical loading previous section, the analysis to determine
situation in one wall of a coupled shear all internal design actions may then be
wall structure, such as shown in figure 7. carried out.

The moments are expressed with an Redistribution of actions in the inelastic


eccentricity of the axial load, measured structure
from the axis of the section, which, as
stated earlier, is taken through the Because the structure is expected to
centroid o f the gross concrete area rather be fully plastic when it develops its
than through that of the composite section. required strength, a departure from the
It is expedient to use the same reference elastic distribution of actions in walls
axis also for the analysis of the cross linked together is acceptable as long as
section. It is evident that the plastic the total strength of the system is not
centroids in tension or compression do not reduced. For example the elastic analysis
coincide with the axis of the wall section. for the prescribed load may have resulted
Consequently the maximum tension or in bending moment patterns in three
compression strength of the section, identically distorted shear w a l l s , as
involving uniform strain across the entire shown in figure 11 by the full line
wall section, will result in axial forces curves. It is seen that these are
that act eccentrically with respect to the proportional to the stiffnesses that were
axis of the wall. These points are defined in "Modelling of member properties".
shown in figure 9 by the peak values at It may be desirable to allocate more load
the top and bottom meeting points of the to wall 3 because, for example in the
four sets of curves. This representation presence of more axial compression, it
enables the direct use of moments and forces, could resist more moment with less flexural
which have been derived from the analysis reinforcement (see figure 9 ) . As the
of the structural system, because in both dashed curves show the design moments for
analyses the same reference axis has been wall 1 and wall 2 have been reduced and
used. those of wall 3 have been increased by the
same amount, so that no change in the
Similar moment-axial load interaction total moment of resistance occurs.
relationships can be constructed for
different shapes of wall cross section. In order to ensure that there will
An example for a channel shaped section be no significant difference in the ductility
is shown in figure 10. It is convenient demands when all three walls are required
to record in the analysis the neutral to develop plastic hinges, it is recommended
axis positions for various combinations that moment redistribution between walls
of moments and axial forces, because these should not change the maximum value of
give direct indication of the curvature the moment in any wall by more than 3 0 % .
ductilities involved in developing the This is seen to be satisfied in the
appropriate strengths, an aspect examined example shown in figure 11. When such
in "Limitations on Curvature Ductility". redistribution is used in the design of
w a l l s , the floor diaphragms should also
be designed to be capable of transferring
Analyses for Equivalent Lateral Static the corresponding forces to each w a l l .
Loads
Similar consideration suggests that,
The selection of load
if necessary, the maximum shear force
indicated by the elastic analysis in
The selection of the lateral static coupling beams of shear walls could be
load, to determine the appropriate design reduced by up to 20% provided that
actions which in turn lead to the desired corresponding increases in the shear
strength, is in accordance with the capacities of beams at other floors are
earthquake provisions of the loadings made. With reference to figure 8, this
coded). Suitable structural type would mean a reduction of the shear
factors, S, which affect the total design forces at and in the vicinity of the
base shear, have been suggested in "Types 3rd storey with appropriate increases
of Ductile Structural Walls'and e l s e w h e r e d ) .
ENG.NZSEE.0011.11

118

in the lower and particularly upper be used.


storeys, so that the total area within
curve "q" does not decrease. Torsion

These design quantities may then be As in all structures in seismic areas,


used to proportion the wall sections so symmetry in structural layout should be
as to provide the required dependable aimed at. This will reduce torsional
strength in accordance with the Concrete effect due to the noncoincidence of the
Design Code d ) , centre of rigidity, CR, (centre of
stiffness) and the centre of gravity,
Dynamic Analyses CG, (centre of m a s s ) . Typical eccentric-
ities with respect to the two principal
For most buildings in which reasonable actions of design loading, e and e , are
uniformity in layout and stiffness prevails shown for a set of shear wal?s of a*n
over the height of the structure, the apartment building in figure 12. Deliberate
derivation of design quantities from an eccentricities should be avoided, if
elastic analysis for the c o d e d ) specified possible, because uneven onset of plast-
lateral static loading is likely to assure ification during large excitations may
as satisfactory a seismic performance as a aggravate eccentricity and this in turn
more sophisticated dynamic analysis. may lead to excessive ductility demand
However, when abrupt changes, such as in lateral load resisting elements
setbacks or other discontinuities, occur, situation far away from the centre of
the dynamic response may expose features rotation.
which may not be adequately provided for
if the static analysis is used. For such An example of the unintended inelastic
situations the spectral modal dynamic response of two ductile shear walls is
analysis is r e c o m m e n d e d d , 1 9 )
# illustrated in figure 13a. Because the
results need to be scaled and if necessary centre of the m a s s , CG, is approximately
the static load analysis may be suitably at the centre of the plan, approximately
adjusted to provide the desired design one half of the induced earthquake load,
quantities. E, will have to be resisted by each of
the end walls at A and B. It may be
F o r unuaual buildings or for special difficult to prevent Wall A from having
structures a time history dynamic analyses a lateral load carrying capacity consider-
may be necessary. With the development ably in excess of that on Wall B. Hence
of analysis p r o g r a m s ( * ) , in which the
6 9
energy dissipation due to inelastic
cyclic response of plastic hinges can be deformation may well be restricted to
modelled with a high degree of sophistic- Wall B o n l y which, as a result of this,
ation, it is now possible to predict the could be subjected to a displacement, A ,
response of a building to a selected ground much larger than expected. Irrespective
excitation. In this, moments, shear and of the relative stiffness or strength of
axial forces as well as inelastic deform- the two shear w a l l s , structures in which
ations, deflections, storey drifts etc. only two principal planes of lateral
are evaluated at every time step during resistance exist parallel to either major
the specified earthquake record. Maxima axes, are likely to be torsionally
encountered during the entire duration of unstable during large inelastic seismic
the excitations are also recorded. It is excitations.
an analysis and not a design tool, and for
this reason it may be used to check the The structural layout shown in figure
performance of the structure as designed. 13b is symmetrical with respect to the
In the definition of properties the probable earthquake loading E. It is seen that
strengths of the critical regions, discussed any eccentricity introduced during the
in Probable Strength", should be used.
11
inelastic response of the two end walls
The analysis may warrant certain changes to will result in torsion which is readily
be made. restricted by three walls acting in the
perpendicular direction. These walls
In the selection of earthquake records are likely to remain elastic and hence
the designers should consider a represent- they will ensure a uniform inelastic
ative excitation for the locality, which translation of each floor, thereby reducing
might test the design for its suitability the ductility demand on each of the end
in damage control. Such an analysis walls at A and B.
will reveal whether adequate stiffness
has been provided. A viscous damping of The example structure shown in figure
5% critical is suggested for such analyses. 13b also shows that, in spite of consider-
able eccentricity, it is likely to be much
Another study may be made for an earth- more tolerant with respect to horizontal
quate record representing the largest earthquake loading, H, in the other
credible excitation that would be expected direction. The very significant torsional
in the locality during the probable life resistance of the two end walls, at A and
of the building. Thereby the inelastic B, can ensure that the other three walls
deformations, such as plastic hinge will dissipate seismic energy because of
rotations, and maximum actions, such as approximately equal inelastic wall
shear forces across inelastic regions diaplacements in the direction of the
of shear w a l l s , can be predicted and hence excitation H. Figure 13b thus shows a
compared with values that were envisaged desirable, torsionally stable structural
in the design. For such a study a layout in which the full utilization of
viscous damping of 8-10% of critical may walls in one direction of seismic actions
ENG.NZSEE.0011.12

119

Fig. 11 - Load Redistribution between Three Inelastic Shear Walls.

Jcc
CG
!! T i i
CR i
1

tv,
L-
'1

Iixl

Fig. 12 - Shear Wall Layout for an Apartment Building (2)

^ - _~TT* r - - - - - - n4
irT T T T T 1 r - | T fii-ii, J-r

Co; (bl

Fig. 13 - The layout of Shear Walls affects the Torsional


Stability of the Lateral Load Resisting System.
ENG.NZSEE.0011.13

120

is enhanced by (elastic) walls acting in the Relationship between strengths


perpendicular direction by preventing
inelastic storey twist. When using Grade 275 flexural rein-
forcement made in New Zealand the following
Small single shear cores are relationships, based on the actual reinforce-
particularly vulnerable to torsional ment provided, may be used to determine the
instability. flexural strengths of members -

CAPACITY DESIGN PROCEDURES: (i) Dependable Strength = 0 . 9 0 Ideal


Strength
The Definition of Strength
(ii) Probable Strength = 1.15 Ideal
Before a hierarchy in the establish- Strength
ment of desirable energy dissipating mech-
(iii) Overstrength = 1.25 Ideal
anisms can be established, it is necessary
Strength
to define the various strengths that might
have to be quantified in the design.
(iv) Overstrength = 1.39 Dependable
These have been studied in recent public-
Strength
ations (2,8) a fn this reason only a
d o r

brief summary of the definitions and their


(v) Probable Strength = 0.90 Over-
relative values are given here.
strength
Ideal strength
(vi) Probable Strength - 1.28 Dependable
Strength
The ideal or nominal strength of a
section is obtained from established theory
It is preferable, however, to determine
preducting failure behaviour of the section,
these values from measured properties of
based on assumed section geometry, the
the steel to be used.
actual reinforcement provided and (

specified material strengths, such as f c


It is recommended that wherever design
and f .
actions, such as shear forces across shear
y
walls, are derived from the flexural over-
Dependable strength strength of the w a l l , the ideal strength
be considered to be sufficient to resist it.
To allow for the variations in strength Whereas in strength design the actions
properties and the nature and consequence derived from factored loads, such as moment,
of the failure, only a fraction of the ideal M , or shear, V , need to be equal or smaller
strength is relied upon to meet the load u u
demand specified by the loadings c o d e d )m
than the corresponding dependable strength
Therefore strength reduction factors, <J>, provided, such as <j)M^ or <j>V\, where M. and
are introduced(8) arrive at the depend- V\ refer to ideal strengths of a section, in
t o

able or reliable strength thus: capacity design the criteria should be met:

M <: M or V 4 V (B-16)
Dependable Strength = (f> Ideal Strength
i

where M and V are the design actions at a


Probable strength particular section derived from capacity
design procedures.
Routine testing of materials or
components indicates the probable strength Cantilever Walls
attainable by prototype components in the
structure. The designer will seldom The determination of the flexural and
require this information. However, when shear load on cantilever walls, taking into
the likely dynamic response of a shear account moment redistribution as outlined
wall structure during a selected ground in "Redistribution of actions in the
excitation is to be studied analytically, inelastic structure", is a simple procedure.
as discussed in "Dynamic Analyses", it is
more appropriate to consider the probable The consideration of flexure and overstrength
properties of materials at critical member
sections. When the appropriately factored gravity
forces are also considered the required
Overstrength flexural reinforcement can be readily
determined from the principles reviewed in
The overstrength takes into account 'The analysis of wall sections'. In this
all the possible factors that may cause a the designer should attempt to provide the
strength increase above the ideal strength. minimum flexural reinforcement to just
These include steel strength higher than satisfy the dependable moment demand at
the specified yield strength and the the wall base. Apart from economy it
additional strength due to strain hardening should be the designer's aim to keep the
a t large deformations, concrete strength overstrength of the wall to the minimum,
higher than specified, section sizes larger otherwise demands for shear resistance and
than assumed in the initial design, on the foundations might be unnecessarily
increased axial compression strength in compounded. In very lightly loaded w a l l s ,
flexural members due to lateral confinement minimum requirement for wall reinforcement
o f the concrete, and participation of may override this criterion. The flexural
additional reinforcement such as that overstrength is expressed by the "overstrength
placed nearby for construction purposes. factor", (J> , which is defined as follows:
ENG.NZSEE.0011.14

121

i _ overstrength moment of resistance _ M allows for the fact that due to shear the
o moment resulting from code loading internal flexural tension in a beam section
'code at a section is larger than the bending
moment at that section would indicate(2,8).
(B-17) Accordingly the design envelope, indicating
the minimum ideal moment of resistance to
where both moments refer to the base be provided, is obtained. Vertical
'section of the wall. flexural bars in the cantilever wall, to
be curtailed must extend beyond the section
Even though in most walls Grade 380 indicated by the design envelope of figure
reinforcement will be used, the flexural 15, by at least the development length
overstrength at the base may be assumed for such b a r ( 8 ) a

to be only 1.25 times the ideal flexural


strength o f that section. The reason Flexural ductility of cantilever walls
for this is that cantilever walls will
seldom be required to develop plastic To ensure that a cantilever wall can
hinge rotations involving excessive strain sustain a substantial portion of the
hardening of the tensile reinforcement. intended lateral load at a given displace-
However, if wall configuration, slenderness ment ductility ratio, J J ^ , it is necessary
or load demand indicate that tensile strains that it can develop in its plastic hinge
in excess o f 10 times yield strain may be at the base a certain curvature ductility
involved with Grade 380 reinforcement, ratio, y ^. These ductility ratios are
it should b e assumed that <\> = 1.6. It traditionally defined as follows:
should also be appreciated ?hat in compress-
ion dominated wall sections the flexural Displacement ductility ratio:
resistance will be significantly larger
if the concrete strength at the time of A
(B-18)
the earthquake is much in excess of the
specified value f^.

Moment design envelopes Curvature ductility ratio:


Once the flexural overstrength of a |J = Y
u
cantilever wall is determined at its base, (B-19)
it is necessary to define the reduction
of moment demand at upper floors.
where A and A are the deflections at the
This used to be done by utilising top of &ie cantilever at the ultimate state
the bending moment diagram. It is to be and at the onset of yielding and and
recognized, however, that the moment are the corresponding curvatures i.e.
envelope that would be obtained from a rotations of the section, at the base of
dynamic analysis is quite different from the cantilever.
the bending moment diagram drawn for the
specified lateral static-load. This has The relationship between the curvature
been identified from modal spectral ductility of the base section and the
analyses(12) a s i i as from time history
w e
displacement ductility of the wall will
dynamic s t u d i e s ( 1 3 ) Typical bending
m
depend on the length of the plastic hinge
moment envelopes for 20 storey cantilever at the base(2) and the wall height to
shear walls with different base yield horizontal lenath ratio, h /I . The
moment capacities, subjected to a particular w w
ground excitation, are shown in figure 14. variation of curvature ductility demand
It is seen that there is an approximate with h / for various displacement demands
linear variation of moment demand during is shown in figure 16. The dark bands
dynamic excitations. represent the limits for the length of the
plastic hinge, as obtained from two
If the flexural reinforcement in a different proposed e q u a t i o n s ( I ) .
4
It is
cantilever wall were to be curtailed accord- seen that for slender cantilever walls
ing to the bending moment diagram, then which are expected to be subjected to a
flexural yielding (plastic hinges) could displacement ductility demand of four,
occur anywhere along the height of the very considerable curvature ductility will
building. This would be undesirable need to be developed at the base. This
because potential plastic hinges do require will need to be taken into consideration
special detailing, and hence more transverse when the detailing of the potential plastic
reinforcement. Moreover, flexural yielding hinge zone is being undertaken. (See
reduces the potential shear resisting "Satisfying Ductility D e m a n d s " ) .
mechanisms, and this again would require Shear strength of cantilever walls
additional (horizontal) shear reinforcement
at all levels where hinging might occur. It was emphasized in the previous
This is discussed in "Control of Diagonal sections that if a shear failure is to be
tension and compression". avoided, the shear strength of a wall must
For the reasons enumerated above it be in excess of the maximum likely shear
is recommended that the flexural reinforce- demand. Therefore the shear strength
ment in a cantilever wall be curtailed must be at lease equal to the shear
so as to give a linear variation of moment associated with the flexural overstrength
of resistance. The recommendation is of the wall i.e. V . *
o code r

illustrated in figure 15. The linear mm


envelope, shown by the dashed line, should It has been demonstrated that during
be displaced by a distance equal to the the inelastic dynamic response of a shear
horizontal length of the wall, I . This w a l l , with a given base hinge moment capacity,
ENG.NZSEE.0011.15

122

T t = 1.40 sec.

:>
UJ M - 500,000 I n - k
Y
s 750,000
O
h- = 1,000,000
= 1,500, 000
CO = oo (elastic)

2H.000 28-000
QJXa 8.000 12-000 16.000 0.000
MAX. BENDING MOMENT (IN-KIPS1 CX10 3
Fig. 14 - Dynamic Bending Moment Envelopes for a 20
Storey Shear Wall with different Base Yield Moment
Capacities (13).

Assumed Nominal
moment minimum
variation

Base moment at ideal strength 2 4 6 8 10 12 14 16


Fig. 15 - Recommended Design Bending Shear Wall Height To Length

Moment Envelope for Cantilever Shear Ratio ( h j / / w )

Walls.
Fig. 16 - The Variation of Curvature Ductility at
the base of Cantilever Shear Walls with the Aspect
Ratio of the Walls and the Imposed Displacement
Ductility Demand (14).
ENG.NZSEE.0011.16

123

considerably larger shear forces can be Elastic analysis


generated than those predicted by static
analysis(l^)_ For this reason the design With the evaluation of the lateral
shear forces must be magnified further. static load the complete analysis for the
Therefore cantilever shear walls at all resulting internal structural actions,
levels should possess an ideal shear such as moments, forces etc. can be
capacity, V\ , of not less than carried out. In this the modelling
assumption of "Modelling Assumptions ,r

V . = 0) <f> V . (B-20) should be observed. Typical results


wall v o code
are shown in figure 8.
where V is the shear demand derived
from coSeT?) loading, <j> was defined by Confirmation of the structural type factor
Eq. (B-17) and the dynamic shear
magnification factor is given by Eq. (B-21) Having obtained the moments and axial
for buildings up to 5 storeys high forces at the base of the structure the
moment parameter
a) = 0. IN + 0 . 9 (B-21)
A - 5i (B-l)
where N is the number of storeys. For M
walls taller than 5 storeys the value of
to is given in Table B-l(l2) However, as discussed in "Types of Ductile Structural
tKe ideal shear strength need not exceed W a l l s " ( b ) , can be determined. The
significance of the parameter may also be
V , < (4/S) V , (B-22) seen in figure 18. With the use Eq.
wall 7
code
(B-3) the exact required value of the
TABLE B-l It may be that structural type factor, S can be found.
the flexural If this differs from that assumed earlier
DYNAMIC SHEAR i.e. S , all quantities of the elastic
capacity pro-
MAGNIFICATION FACTOR analysis are simply adjusted by the
vided at the
base of the multiplier S/S .
Number of Storeys structure is P
so large that Checking of foundation loads
inelastic
1 to 5 Eq.(B-21) To avoid unnecessary design comput-
response of
6 to 9 1. 5 ations, at this stage it should be checked
the shear wall
10 to 14 1. 7 whether the foundation structure for the
will become
15 and over 1. 8 coupled shear walls would be capable of
unlikely. For
such situations transmitting at least 1.5 times the over-
Eq. (B-22) sets an upper limit whereby the turning moment, M , received from the
product <JO <J> need not be larger than 4/S. superstructure (see figure 1 7 ) , to the
For exampYea single 8 storey cantilever foundation material (soil). It is to
shear wall need not possess an ideal be remembered that in a carefully designed
shear strength in excess-of 4/1.2 - 3.33 superstructure, in which no excess strength
times the code specified shear load, v
^
c o c e
of any kind has been allowed to develop,
1.4 times the overturning moment resulting
from code loading M will be mobilized
The provisions to meet the design during large inelastic displacements.
shear load V" from Eq. (B-20) are
w 1 1 (See Relationship between strengths ) .
11 n

given in "Control of shear failure". Hence the foundation system must have a
potential strength in excess of 1.4 M ,
Coupled Shear Walls otherwise the intended energy dissipa?ion
in the superstructure may not develop.(5)
In the following sections a recommended
step by step capacity design procedure Design of coupling beams
for coupled shear walls is outlined.
When necessary reference should be made to Taking flexure and shear into account
figure 7 o r figure 17. the coupling beams at each floor can be
designed. Normally diagonal bars in
Geometric review cages(2) should be used, preferably with
Grade 2 75 reinforcement. A strength
Before the static analysis procedure reduction factor of <j) = 0.9 is appropriate.
commences the geometry of the structure Particular attention should be given to
should be reviewed to ensure that in the the anchorage of caged groups of bars
critical zones compact sections, suitable and to ties which should prevent inelastic
for energy dissipation, will result. buckling of individual diagonal bars.
Section configurations should satisfy (See "Detailing of Coupling B e a m s " ) .
criteria outlined in "Stability". The beam reinforcement should match as
closely as possible the load demand.
Lateral static load Excessive coupling beam strength may lead
to subsequent difficulties in the design
The appropriate lateral static load, of walls and foundations.
in accordance with the loadings c o d e ^ '1

is to be determined. To do this it Determination of actions on the walls


might be necessary to estimate the probable
value, S , of the structural type factor In order to find the necessary
S, recommended in "Types of Ductile vertical reinforcement in each of the
Structural W a l l s " ( b ) . coupled walls (figure 17) at the critical
ENG.NZSEE.0011.17

124

base section, the following loading cases the shear overcapacity, Q., of each
should be considered: coupling beam, as detailed, based on a yield
strength of the diagonal reinforcement
i) P e = P^ - 0 . 9 P axial tension (or
n of 1.25 f 345 MPa is determined.
smal? compression) and Where slaMs, framing into coupling b e a m s ,
contain reinforcement parallel to the
ii)' P P + P^ + P axial compression
T coupling beams which is significant when
e<
5 afid M R 2
L
compared with the reinforcement provided
within the beam only, the possible
where P^ = axial design load including contribution of some of this the reinforce-
earthquake effects ment to the shear capacity of coupling beams
should also be considered in computing
P axial tension or compression overstrength.
q
induced in the wall by the
lateral static loading Earthquake induced axial loads

P D = axial compression due to dead The maximum feasible axial load induced
load in one of the coupled walls would be obtained
from the summation of all the cgupling beam
P L = axial compression due to reduced shear forces at overcapacity, , applied to
R live load L R the wall above the section that is considered
For structures with several storeys this
M 1 = moment at the base developed may be an unnecessarily conservative estimate
concurrently with earthquake and accordingly it is recommended that the
induced axial tension load wall axial load at overstrength be estimated
(figure 17c) with
n
= moment at the base developed = (1 )Z 0 (B-23)
eq S0 . i } U

concurrently with earthquake l


induced axial compression load where n = number of floors above level i.
(figure 17c) The value of n in Eq. (B-2 3) should not be
taken larger than 20.
iii) If case (i) above is found to result
in large demand for tension reinforce- The flexural overcapacity of the entire
ment or for other reasons, a redistri- structure
bution of the design moments from the
tension wall to the compression wall In order to estimate the maximum likely
may be carried out in accordance with overturning moment that could be developed
'Redistribution of actions in the in the fully plastic mechanism of the
inelastic structure', within the coupled shear wall structure, it is
following limits: necessary to assume gravity loads that are
realistic and consistent with such a
(a) > 0.7 M seismic event. Accordingly, for this purpos
only, the total overstrength axial loads
(b) = M 2 + M x - < 1.3 M 2 to be sustained by the walls should be
estimated as follows:
where and M' are the design moments
i) For tension of minimum compression
for the tension and compression walls
respectively, after the moment
P = P P_
redistribution has been carried out. I "eq

In the above three steps, which would ii) For compression


complete the strength design of the
structure, a capacity reduction factor of P?
2 = P eq
+ PD
n

<f> = 0. 9 may be used for all cases. The


justification for this is considered to
It is now possible to estimate the
result from a subsequent requirement,
flexural overstrength capacity of each
according to which compression dominated
wall section, as detailed, that may be
wall sections specifically need to be
developed concurrently with the above
confined to ensure sufficient curvature
axial forces. The moments of resistance,
ductility.
which may be based on material strengths
defined by 1.25f and 1.25f', so derived
Using these quantities the vertical for the tension Xnd compression walls
flexural reinforcement for each w a l l , with respectively, are M, and M L . In
Grade 2 75 or Grade 380 steel, can now be similarity to Eq. (B-17) the overstrength
determined in accordance with "The factor for the entire coupled shear wall
analysis of wall sections'*. structure may be obtained from
Overcapacity of coupling beams M + M + P A
i- 2 eg (B-24)
In order to ensure that the shear
strength of the coupled shear wall
structure will not be exceeded and that the
maximum load demand on the foundation is In accordance with the assumed strength
properly assessed, i.e. to fulfill the properties of "Relationship between strengths
intent of "HierarchyinEnergy Dissipation", the value of <j> so obtained should not be
the overstrength of the potential plastic less than 1.39? If it i s , the design should
regions must be estimated. Accordingly be checked for the error.
ENG.NZSEE.0011.18

125

Fig. 17 - A Comparison of Ductile


Walls (a) A Cantilever Wall (b) Walls
Coupled by Strong Coupled Beams
(c) Walls Coupled by Slabs Only.

fa) (b)
a) El Centro NS ,1940
t

b) Artifical A1
c) Artifical 81

Design
Envelope

100 75 50 25 10 20 30 40 50
Relative moment units Moment (MNm)
Fig. 19 - Bending Moment Envelopes for
Fig. 18 - Contribution of Internal Coupling to the Resistance of
Coupled Shear Walls (a) Envelope Used
Overturning Moments in Coupled Shear Walls.
in Design (b) Envelopes Observed in a
Theoretical Study ( 1 5 ) .

sihie instability

Fig. 20 - Strain Patterns for a Rect-


angula Wall Section Subjected to Flexure
and Axial Load.

Strain Distribution
ENG.NZSEE.0011.19

126

Wall shear forces were examined in the section "Moment


design e n v e l o p e s I n a study, in which
In similarity to the approach the inelastic dynamic response of a
employed in the section "Shear strength coupled shear wall was computed, the moment
of cantilever w a l l s for cantilever shear
n

envelopes for responses to three different


walls, the maximum shear force for one ground excitations, shown in figure 19,
wall of a coupled shear wall structure were obtained(15).
may be obtained from
Foundation design
M The actions at the development of the
V. w (b 1
overstrength of the superstructure, P-^,
1,wall v o
Y
code 1, 2
P , M M and wall shear forces V, and
V p , snoula be used as loading on tne
(B-25) foundations. For ductile coupled shear
w a l l s , the foundation structure should
where co v = dynamic shear magnification be capable of absorbing these actions
factor in accordance with at its ideal strength capacity.
Eq* (B-20)
SATISFYING DUCTILITY DEMANDS
V
code=shear force on the entire Stability
shear wall structure at any
level, derived by the initial When part of a thin w a l l section is
elastic analysis for code subjected to large compression strains,
l o a d i n g w i t h the appropriate the danger of premature failure by
S factor. instability arises. This is the case
when a large neutral axis depth is required
4/S in accordance with in the plastic hinge zone of the w a l l ,
Eq. (B-22) as shown in figure 20, and the length of
the plastic hinge is large i.e. one
The bracketed term in Eq. (B-25) storey high or more. The problem is
makes an approximate allowance for the compounded when cyclic inelastic deform-
distribution of shear forces between ations occur. Instability should not
the two walls, which, at the development be permitted to govern strength of ductile
of overstrength, is likely to be different shear walis.
from that established with the initial
elastic analysis. It also takes into In the absence of information on the
account the approximate redistribution "compactness" of reinforced concrete wall
of shear forces that may have resulted sections, existing code rules' 1) , rele-
from the deliberate redistribution of vant to short columns, are best considered.
design moments from the tension to the For such columns the effective height to
compression wall. width ratio, I / b , should not exceed 1 0 ' .
( 1 6

n
The required horizontal shear The relevance of such a code require-
reinforcement may be determined now. ment to a shear wall may be studied with
In assessing the contribution of the the aid of figure 20. For a certain load
concrete shear resisting mechanism, combination the computed neutral axis
the effects of the axial forces P and depth may be c ?l so that a considerable
P 1 as appropriate should be taken into
2 portion of the wall section will be subject
account. to compression. Near the extreme compress-
ion fibre, where, in accordance with
Confinement of wall sections accepted assumptions, the concrete strain
at ideal flexural capacity is taken as
From the load combinations considered e = 0.003, instability may occur unless
above the positions of the neutral axes strain pattern is restricted vertically
relative to the compressed edges of the to a very short plastic hinge length.
wall sections are readily obtained. From Moreover, the strain profile marked (2)
the regions of the wall section over which, in figure 20 shows that very limited
in accordance with the section Confinement M
curvature ductility would be available at
of Wall R e g i o n s " anti-buckling and/or the attainment of the ideal strength of
confining transverse reinforcement is the section. To satisfy the intended
required, this reinforcement can now be displacement ductility demand for the
determined. shear wall system, a strain profile
shown by line (2') may need to be developed.
Curtailment of vertical flexural Such large concrete compression strains,
reinforcement e , could only develop if the concrete
in this zone is confined, and this will
For the purpose of establishing the be examined in a later section. The
curtailment of the principal vertical phenomenon is fortunately rare, but it
wall reinforcement, a linear bending moment emphasizes the need for considering
envelope along the height of each wall instability. It occurs more commonly
should be assumed, as shown in figure 19a. when a wall has a large tension flange,
This is intended to ensure that the such as shown in figure 22 and figure 35.
likelihood of flexural yielding due to
higher mode dynamic responses along the In the absence of experimental
height of the wall is minimized. Details evidence intuitive judgement was used to
for the justification of such an envelope recommend that, with the exceptions to be
ENG.NZSEE.0011.20

127

Fig. 2 1 - Parts of a Wall Section to be


Considered for Instability and which
e
c ' Strain Distributions
Provides Lateral Support.
Fig. 22 - Strain Profiles for Channel
Shaped Wall Sections.

No ties
<200 Not tied
j r

>75

BE
Closed tie

-Need not be tied


Compression yieId |
strain may be
exceeded within
these limits

Fig. 23 - Transverse Reinforcement in Potential Yield Zones of Shear Wall


Sections.

Confinement (10.4.4>5) Required


region of confinement -0*003
Longitudinal bars provided
9ive p <2/fB y
V
0.5C

Transverse reinforce-
q ment for shear or use
Longitudinal bars * minimum (10.4.4.1)
provided give 0.0015
Pe>2/f
y

Transverse ties
4.4.3)
C<C r

5c 0.003
Earthquake action
considered STRAINS -

Fig. 2 4 - Regions of Different Transverse Reinforcement in a Shear Wall Section.


ENG.NZSEE.0011.21

128

set out subsequently, in the outer half In the analysis of wall sections for
of the conventionally computed compression flexure and axial load, the neutral axis
zone, the wall thickness b should not be depth, c, is always determined. Hence
less than one tenth of the clear vertical the ratio of c / & , an indicator of the v

distance between floors or other effective curvature ductility required at the


lines of lateral support, i . Considering development of the ideal strength, (figure
the ' strain pettern (2) in figure 20, 21) can be readily found. Various
this zone extends over s distance of 0.5c2, strain profiles, associated with a maximum
as shown with cross shading. This is an assumed concrete compression strain of e = c

area over which the concrete compression 0.003 are shown by dashed lines in figures
strain will exceed 0.0015 when the strain 20 and 22. It is seen that different
in the extreme compression fibre of the neutral axis depths, c^ and c^* for
section, consistant with the determination different wall configurations can give very
of the ideal flexural strength, attains its different curvature ductilities.
assumed maximum value of 0.00 3.
The curvature ductility demand in the
When the computed neutral axis plastic hinge zone of cantilever walls was
depth is small, as shown by the strain related to the displacement ductility in
distribution (1) in figure 20, the com- 1
Flexural ductility of cantilever w a l l s . 1

pressed area may be so small that adjacent Typical relationships were also presented
parts of the wall will stabilize it. in figure 16. It will be seen that in a
Accordingly, when the fibre of 0.0015 relatively slender shear wall with h /I - 8,
compression strain is within a distance a curvature ductility of approximately ll
of the lesser of 2b or 0.15 I from the is required if the displacement ductility
compressed edge, the b > i /iff limit is to be 4. The yield curvature of a
should not need to be complied with. In section may be approximated by <j> =
terms of neutral axis depth this criteria y
( e
ce w +
0 . 0 0 2 5 / * where
) / =
and w
y
y

is met when c $ 4b or c < 0.3 i , which- e are the steel and concrete strains
e

ever is less. The strain profile ( 1 ) , at the extreme edges when the yield strain
which occurs commonly in lightly reinforced of the reinforcement is just reached.
walls with small gravity load, clearly Hence the desired ultimate curvature will
satisfies this condition. be 4> = 114> = O.Q275/ . Current
u T
y ' wY

It may be assumed that only in strength computations are based on the


buildings 3 storeys or higher would the conservative assumption that e = 0.00 3.
plastic hinge length at the base, extending It is found, however, that a strain of
toward the first floor, be large enough 0.004 can be readily attained in the extreme
to warrant an examination of instability compression fibre of a section before
criteria. crushing of the concrete commences(2). By
assuming that the maximum concrete strain will
Certain components of walls, such as reach the value of 0.004 it is found that
shown in figure 21, provide continuous the neutral axis depth at this curvature
lateral support to adjacent compressed needs to be c = 0.004 /0.0275 = 0.145 . w w

elements. Therefore it is considered As figure 16 shows however, for h /%


that any part of a wall, subjected to ratios less than 8 lesser curvature
computed strains larger than 0.0015, which ductilities will suffice.
is within a distance of 3b of such a The above discussion was based on
line of support, should be exempted from cantilevers, for which a structural type
slenderness limitation. Figure 2 shows factor of S = 1 is relevant, and for which
a number of locations that are exempt. a displacement ductility demand of 4 might
The shaded part of the flange is considered arise when the intended base overstrength,
to be too remote to be effectively corresponding with <j) = 1.39, is developed. Q
restrained by the web portion of the wall For walls with larger S factors or larger
and hence it should comply with the b > i /10 unintended overstrength (i.e. when 4> > 1.39) , q
slenderness limitation. In the absence the displacement ductility requirement may
of a flange, the width of which is at least be assumed to be proportionally reduced.
i / 5 , a boundary element may be formed Consequently the critical neutral axis depth
tRat satisfies the slenderness limit. can be conservatively assumed to be
These latter two cases are also shown in
figure 21. c = 0.10 <J> Si (B-26)
Limitations on Curvature Ductility c Y
o w
If desired, the designer could carry out
By simple limitations of the amount a more refined analysis, using Eq. (B-27)
of flexural tension r e i n f o r c e m e n t ^ ) in which may show that a larger neutral axis
beam sections, it can be ensured that depth would provide the desired curvature
adequate curvature ductility, to meet the ductility.
intents of seismic design, will be 8.6 (j> Si
available. Because of the variety of o w Y

c =
cross sectional shapes and arrangements (4 - 0.7S) (17 + h / )
C
(B-27) w w
of reinforcements that can be used,
and the presence of some axial load, Whenever the computed neutral axis depth
the availability of ductility in shear for the design loading on the given section
walls cannot be checked by the simple exceeds the critical value c , given by Eq.
process that is used for rectangular (B-26), it will be n e c e s s a r y t o assume that c

beams or sections. increased ductility can be attained only at


the expense of increased concrete compression
strains.
ENG.NZSEE.0011.22

129

It is seen on the left hand side of


figure 22, showing the channel shaped A , = 0.12 s, h" c (0.5 + 0.9-A
f
(B-29)
cross section of a single cantilever wall, s n
f .
n
w
yh
that, because of the large available
concrete compression area, very large
curvature ductility is associated with whichever is greater, where the ratio c/
the development of the flexural strength. need not be taken more than 0.8.
A given displacement ductility, however,
may require only a strain pattern shown In the above equations:
by the heavy line. It is evident that
this curvature could only be attained in A , = total effective area of hoops
the other wall section, shown on the right s
and supplementary cross ties in
in figure 2 2 , if the concrete compression direction under consideration
strains increase considerably. The within spacing s^, mm^
same relationship can be seen between the
strain patterns (1) and {2') shown in s^ = vertical centre to centre spacing
figure 20. Excessive compression strains of hoop sets, mm
would lead to failure of the section unless
the concrete in the core of the compression A * = gross area of the outer half of
zone is suitably confined. This aspect g
wall section which is subjected
of the design is examined in the next to compression strains mm^
section.
A * = area of concrete core in the
Confinement of Wall Regions outer half of section which is
subjected to compression strains,
From the examination of curvature measured to outside of peripheral
relationships in the simple terms of c/l hoop legs, mm^
ratio, it is seen that in cases when t h e w

computed neutral axis is larger than the f = specified compression strength of


critical value c , given by Eq. (B-26) c
concrete, MPa
or Eq. (B-27), tne compression region of
the wall needs to be confined. It does f , = specified yield strength of hoop
not seem necessary to confine the entire ^ or supplementary cross tie steel,
compression zone. It is suggested, MPa
however, that the outer half of it be
confined. Accordingly the following h" = dimension of concrete core of
simple rules are suggested. section measured perpendicular
to the direction of the hoop bars,
Reaion of confinement mm

When the neutral axis depth in the These equations are similar to those
potential yield regions of a w a l l , computed developed by P a r k ^ ^ for columns.
1
The
for the most adverse combination of design area to be confined is thus extending to
loadings, exceeds 0.5C2 from the compressed edge as shown
by cross hatching in the examples of
c = 0.10 c> Si (B-26) figures 20 and 22.
c Y
o w
For the confinement to be effective
the outer half of the compression zone,
the vertical spacing of hoops or supple-
where the compression strain, computed
mentary ties, s, , should not exceed 6 times
when the ideal flexural strength of the
the diameter of vertical bars in the confined
section is being determined, exceeds
part of the wall section, one third of the
0.0015, should be provided with confining
thickness of the confined wall or 150 mm,
reinforcement. This confining transverse
whichever is less.
reinforcement should extend vertically
over the probable plastic hinge length,
An application of this procedure is
which for this purpose should be assumed
given in Appendix II.
to be equal to the length of the wall & , w

as shown in figure 15 and figure 19.


Confinement of longitudinal bars
Confining reinforcement
A secondary purpose of confinement
is to prevent the buckling of the principal
The principles of concrete confinement
vertical wall reinforcement where the same
(2)to be used are those relevant to column
may be subjected to yielding in compression.
sections, w i t h the exceptions that very
It is therefore recommended that in regions
rarely will the need arise to confine
of potential yielding of the longitudinal
the entire section of a shear wall.
reinforcement within a wall with two layers
Accordingly it is recommended that rect-
of reinforcement, where the longitudinal
angular or polygonal hoops and supplementary
ties, surrounding the longitudinal bars reinforcement ratio p, computed from Eq.
in the region to be confined, should be (B-31), exceeds 2/f , transverse tie
used so that reinforcement, satisfying the following
requirements, should be provided:

A
sh = - h " ^
3 s h
- 1 J
FT ( 0
- 5 +
' I )
9 (a) Ties suitably shaped should be so
arranged that each longitudinal bar or
c yh w bundle of bars, placed close to the wall
(B-28) surface, is restrained against buckling
ENG.NZSEE.0011.23

130

by a 90 bend or at least a 135 the transverse (horizontal)


standard hook of a tie. When two reinforcement need only satisfy the
or more bars, at not more than 200 mm requirements for shear and its
centres apart, are so restrained, ratio to the concrete area should
any bars between them should be not be less than 0.0025.
exempted from this requirement.
Longitudinal Wall Reinforcement
(b) The area of one leg of a tie, A ,
in the direction of potential e
For practical reasons the ratio of
buckling of the longitudinal bar, longitudinal i.e. vertical reinforcement,
should be computed from Eq. (B-30) p , (Eq. (B-31)) over any part o f wall
where ZA^ is the sum of the areas should not be less than 0.7/f n o r more
of the longitudinal bars reliant than 17/f . Y

on the tie including the tributary y


area of any bars exempted from being In walls which are thicker than 200 mm
tied in accordance with (a) above, or when the design shear stress exceeds
ZA, f s. 0.3 / f j MPa, at least two layers of
b y h J

(B-30) reinforcement should be used, one near


te 16 f 100
each side of the wall.
Longitudinal bars centered more than The diameter of bars used in any part
75 mm. from the inner face of stirrup of a wall should not exceed one tenth of
ties need not be considered in the thickness of the wall. The spacing
determining the value of ^A^. between longitudinal bars should not
exceed twice the thickness of the wall
(c) The spacing of ties along the nor 400 mm.
longitudinal bars should not exceed
six times the diameter of the In regions where the wall section is
longitudinal bar to be restrained. required to be confined the spacing of
vertical bars should not exceed 200 mm.
(d) Where applicable, ties may be
assumed to contribute to both the Control of Shear Failure
shear strength of a wall element
and the confinement of the concrete Shear forces and shear stresses
core.
The derivation of the design shear
(e) The vertical reinforcement ratio forces, using the principles of capacity
that determines the need for design, have been outlined previously
transverse ties should be computed for cantilever walls ("Shear strength of
from cantilever walls") and in "Wall shear
forces' for coupled shear wall structures.
1

EA, Shear strength provided in accordance


t
P 0 = bs . (B-31) with these shear forces is expected to
ensure ductile flexural response of walls
with an acceptable amount of reduction in
where the terms of the equation, energy dissipation during hysteretic
together with the interpretation of response. For convenience and in keeping
the above requirements are shown in with traditional practice these forces
figure 23. The interpretation of may be converted into stresses thus
Eq. (B-31) with reference to the
wall return at the left hand end of V wall
figure 2 3 is as follows : p = 2A, /bs . v. (B-32)
I
D V b d
w
The requirements of transverse
reinforcement is a shear wall section are where the effective depth need n o t be
summarized in figure 24 as follows: taken less than 0.8 - Eq. (B-32)w

should be considered as an index rather


(a) For the direction of loading the than an attempt to quantify a stress
computed neutral axis depth c exceeds level at any particular part of the wall
-the critical value c , given by Eq. section. From observed behaviour of
(26) or Eq. (27), hence confining walls, using this expression, certain
reinforcement over the outer half of limits have been set to ensure satisfactory
the compression zone, shown by cross performance.
hatching, should be provided in
accordance with "Confining reinforce- Shear may lead to different types
ment". of failure, such as diagonal tension,
diagonal compression and sliding, each
(b) In the web portion of the channel of which are examined subsequently. In
shaped w a l l , within the outer half general the principles relevant to the
of the computed neutral axis depth, design of ordinary reinforced concrete
vertical bars need be confined beams(2) a ir applicable to structural
e a s o

(using antibuckling ties) in walls.


accordance with Confinement of
11

longitudinal b a r s " only if p . > 2/f . Control of diagonal tension and compression
The affected areas are shaded. ^
Two areas within a wall must be
(c) In all other areas, which are unshaded distinguished for which the design procedures
ENG.NZSEE.0011.24

131

Fig. 2 5 - Slidng Shear


Failure Initiated by Web
Crushing.

Fig. 26 - Suggestions for the


Arrangement of Diagonal Rein-
forcement to Control Slidng Dis-
placement at the Base.

Fig. 27 - The Inelastic Deformations of a Slab Inter-


connecting two Laterally Loaded Shear Walls.

(a) (b) (c) (d) (e) (f)

Fig. 28 - A Cantilever Wall and its Distortions.


ENG.NZSEE.0011.25

132

are different. These are the potential displacement ductility demand is expected,
plastic hinge zone and the remainder of the design shear stress will attain the
the wall, which is expected to remain free maximum value considered for all structures
of significant flexural yielding during any i.e. 0.8 /fT MPa. On the other hand for
kind of dynamic excitation. In the design a coupled shear wall structure with
to control diagonal tension, one part of <j) = 1.39 and S = 0.8, v. = 0.49 / F ~
the shear strength is assumed to be provided l ,max
by the shear reinforcement (v ) and the
other by mechanisms collectively designated Control of sliding shear
as the contribution of the concrete (v ) .
Accordingly It is likely that sliding in the
plastic hinges of walls is better controlled
v. = v + v (B-33) by conventional reinforcement than it is in
I C S beams where sliding, resulting from high
In this the contribution of the intensity reversed shear loading, can
"concrete" to shear resistance, v , is significantly affect the hysteretic response
assumed to be zero in the potential plastic (see figure 4 ) . The reasons for this are
hinge zone, unless the minimum design axial that most shear walls carry some axial
load, N , produces an average compression compression due to gravity and this assists
stress of 0.1 f or more over the gross
1
in closing cracks across which the tension
concrete area, , including flanges, in steel yielded in the previous load cycle,
which case ^ and that the more uniformly distributed and
embedded vertical bars across a potential
sliding plane provide better dowel shear
2 /n f
(B-34) resistance.
g
Also, more evenly distributed vertical
The value of v outside the potential bars across the wall section provide better
plastic hinge Sone may be taken as that crack control. In beams several small
specified for beams( > subjected to gravity
Q cracks across the flexural reinforcement
(non-seismic) loading only. This will may merge into one or two large cracks
normally result in significant reduction across the w e b , thereby forming a potential
in the web reinforcement in the upper plane of sliding. Because of the better
parts of a shear wall. crack control and the shear stress limitation
imposed by Eq. (B-36), it does not appear
Web reinforcement, consisting of to be necessary to provide diagonal steel
horizontal bars, fully anchored at the across the potential sliding planes of the ,g.
extremities of the wall section, must be plastic hinge zone, as it has been suggested
provided so that for beams. However, it is recommended that
in low rise shear walls some of the shear
, = vs bw s v ) b s should be resisted by diagonal b a r s , placed
A
v c w (B-35) in the middle of the wall thickness,
particularly when the minimum axial compression
stress on such walls is less than 0.1 f'
c
These provisions should ensure that and the shear stress exceeds 0.4 / f . 1

diagonal tension failure across the wall c


will never occur. To guard against Suggested arrangements are shown in figure
diagonal compression failure, which may 26. Such bars should be included in the
occur in flanged walls, that are over- evaluation of the flexural resistance and
reinforced for shear, codes 1^} may be included in the resistance to
set an upper limit for the value of v^. diagonal tension. joints represent potential
Construction
These values were based on tests with weaknesses where sliding shear displacement
monotonic loading. Recent tests by the can occur. Therefore it is recommended that
Portland Cement Association(ID and the the design for shear transfer across
University of Berkeley( > have demonstrated,
18
construction joints be based on the shear
however, that web crushing in the plastic friction mechanism( ). Accordingly where
2

hinge zone may occur after only a few shear is resisted at a construction joint
cycles of reversed loading involving by friction between carefully roughened
displacement ductilities of 4 or more. surfaces and by dowel action of the vertical
When the imposed ductilities were only 3 reinforcement, the ratio of reinforcement
or less, the shear stresses stipulated that crosses at right angles to the con-
by existing codes(16) could be repeatedly struction joint should not be less than
attained. Web crushing may eventually
lead to apparent sliding shear failure, N 1

as shown in figure 25. To prevent such p , = ( w a l l _H) > 0. 0025 (B-37)


failure the ideal shear strength of the K
vf A
1
f
wall should be such that
where N is the minimum design compression
force on the wall. For tension, N should
v. be taken as negative. V is obtained
l,max ^ (0.
v S + 0.16) 0. i
/ %
(MPa) 1 1

c from Eq. (B-20) or Eq. (B-f57.


(B-36)
Detailing of Coupling Beams
It is seen that for cantilever shear
walls with cj> =1.39 <3 structural The ductility demand on coupling beams
an a

type factor of S = 1.6, in which limited of coupled shear w a l l s , such as examined


in " Coupled Shear W a l l s , can be large.
11
ENG.NZSEE.0011.26

133

101 101

914 101

(a) Flanged (b) Barbel! (c) Rectangular

Fig. 3 0 - Nominal Cross Sectional Dimensions of


Fig. 2 9 - Effective Shear the PC A Test Specimens (11).
Area of a Flanged Wall
Section.

^y^^7
Deflection (in)

Fig. 31 - Continuous Load-Deflection Plot for Initial Cycles for the Flanged
Wall Specimen Fl.

Fig. 3 2 - Continuous Load-Deflection Plot for Initial Cycles for the Rect-
angular Wall Specimen R2.
ENG.NZSEE.0011.27

From Eq. (B-14)

Fig. 33 - Continuous Load-Deflection Plot for the Initial Cycles for


Specimen B5.

From Eq.(B-12 )

Fig. 34 - Continuous Load-Deflection Plot for all Cycles for Specimen


B5
ENG.NZSEE.0011.28

135

(See figure 7 b ) . To preserve the energy included in the evaluation of the flexural
dissipating properties of such beams, overcapacity of the relevant beam hinge,
which are often relatively deep, diagonal and thus in the evaluation of the imposed
reinforcement should be utilized(2) to shear.
resist simultaneously both the moments
and the shear. Diagonal bars in cages NOTATION:
- should be confined to ensure that buckling
of diagonal bars cannot occur. For this A = moment parameter used for coupled
purpose Eq. (B-30) and the rules listed shear walls
in Confinement of longitudinal bars'
1

should be followed. However neither A^ = area of one bar, m m 2

the spacing of ties nor the pitch of


rectangular spirals should exceed 100 mm. A * = area of concrete core in the outer
c
half of section which is subjected
When coupling beams are as slender to compression strains, measured tg
as normal b e a m s , which are used in ductile outside of peripheral hoop legs,mm
frames, distinct plastic hinges will form
at the ends and these can be detailed as A = effective area of the cross section
for beams. The danger of sliding shear of a wall subjected to axial load
failure and the inhibition of flexural
ductility increases with increased depth A^ = gross area of section, m m 2

to span ratio, h/& , and with increased


shear stresses. therefore it is recommended A * = gross area of the outer half of wall
that in coupling beams of shear walls ^ section whigh is subject to compression
the entire seismic design shear and flexure strains, mm
should be resisted by diagonal reinforce-
ment in both directions unless the earth- A
sh = t o t
effective area of hoop bars
a l

quake induced shear stress is less than and supplementary cross ties in
directions under consideration
v..= 0 1 n 'f * within spacing s^, mm
(B-38)
c
A
te = a r
f2
e a o n e
l 9 f stirrup or stirrup
e

It should be noted that this severe tie, mm


limitation is recommended because
A = area of shear reinforcement within
coupling beams can be subjected to much
a distance s, mm^
larger rotational ductility demands than
spandrel beams of similar dimensions in
A = effective web area of wall cross
frames. There is no limitation on the
inclination of the diagonal bars. section, mm

b = width of compression face of member


Slab Coupling of Walls
or thickness of rectangular wall
section
When walls are interconnected by
slabs only, as shown in figure 17c, the
b = web width or wall thickness
stiffness and strength of the coupling w
between the two walls becomes difficult
c = computed distance of neutral axis
to define. In the elastic range of
from compressive edge of the wall
displacement a considerable width of the
section
slab will participate in load transfer.
However, when inelastic deformations occur
c = critical value of c
in the doorway, as illustrated in figure c
27, a dramatic loss of stiffness can be
d = distance from extreme compression
expected(15). Even when the flexural
fibre to centroid of tension steel
reinforcement is placed in a narrow band,
with a width approximately equal to that
of the doorway, and the band is confined e , e y = eccentricity of centre of mass
x

by stirrup-ties enclosing the top and in x and y directions respectively


bottom slab bars in the band, it is diff-
E = modulus of elasticity of concrete,
icult to control punching shear around
the toes of the walls. From preliminary MPa
studies (15) appears that the hysteretic
response of slab coupling is poor and that f - form factor considered with shear
this system does not provide good energy deformation
dissipation with reversed inelastic
f 1
= specified compressive strength of
cyclic loading. As figure 18 indicates,
the contribution of slab coupling to the concrete, MPa
total moment of resistance is not likely
to be significant. For this reason its f = modulus of rupture of concrete, MPa
contribution to seismic strength should
be neglected in most cases. f = specified yield strength of steel
^ reinforcement, MPa
When shallow beams, projecting below specified yield strength of hoop
the slab, are provided across doorways, L
yh or supplementary cross tie steel, MPa
it must be expected that they will fail
in shear, unless the very significant G = modulus of rigidity of concrete, MPa
contribution of the slab reinforcement, c

placed parallel to the coupled w a l l s , is


h = overall thickness of member or depth
of beam, mm.
ENG.NZSEE.0011.29

overall height of wall of horizontal maximum design axial load due to


length mm gravity and seismic loading acting
on the member during an earthquake, N
dimension of concrete core of
section measured perpendicular to axial load on member due to design
the direction of the hoop bars, mm eq earthquake loading only

importance factor axial load on member due to


?
LR reduced live load
moment of inertia of cracked section
transformed to concrete maximum axial load on member due
"eq to earthquake only at the
effective moment of inertia for development of flexural over-
computation of flexural and shear capacity
deflections
P P =design axial tension and compression
moment of inertia of gross concrete force acting on wall at the develop-
section about centroidal axis ment of the flexural overstrength
capacity of the structure
equivalent moment of inertia of
wall section neglecting the = shear overcapacity of a coupling
reinforcement for computing total beam
deflections
= spacing of stirrups, mm
distance between axes of shear walls
= vertical spacing of horizontal
length of clear span or distance, reinforcement, mm
measured face to face of support
= horizontal spacing of vertical
horizontal length of wall reinforcement along length of w a l l ,
mm
maximum moment in member at stage
for which deflection is being S = structural type factor
computed
T = tension force or period of
cracking moment vibration, seconds

moment induced by code specified = nominal permissible shear stress


static loading carried by concrete, MPa

ideal flexural strength of wall = ideal shear stress, MPa


section
= nominal shear stress allocated to
overturning moment at the base of resistance of web reinforcement, MPa
a shear wall structure due to code
load shear demand derived from code loading
code
moment developed at flexural V. ideal shear capacity of wall
1
overcapacity of member
V wall design shear force for a wall at
moments due to code loading developed the development of the flexural over-
at the base of the wall concurrently capacity of the structure
with earthquake induced axial tension
or compression respectively = shear force developed at flexural
overcapacity
=flexural overcapacity developed in
the tension and compression wall = distance from centroidal axis of
respectively gross section, neglecting the
reinforcement, to the extreme fibre
design moments at the base after in tension
moment redistribution in the
tension and compression walls = modifier of structural type factor
respectively
= wall deflection due to anchorage
number of floors above the section deformations only
of wall being considered
= wall deflection due to flexural
number of storeys in a shear wall deformations only
structure
= deflection at top of shear wall at
design axial compression load normal ultimate state
to cross section occurring simult-
aneously with the design shear = wall deflection due to shear
force, N deformations only

axial load on member due to deal = deflection at top of shear wall at


load only first yield
ENG.NZSEE.0011.30

137

4> = strength reduction factor 7. "ICES-STRUDL-II", Engineering Users'


Manual, Vol. 1, 1967, Vol. 2, 1969,
4) = curvature at maximum displacement Vol. 3, 1970, Massachusetts Institute
U
ductility of Technology.

<J>y = curvature at first yield 8. DZ 3101 : Part 1 and Part 2, Draft


New Zealand Standard Code of Practice
0^ = overstrength factor for the Design of Concrete Structures,
Standards Association of New Zealand,
e = specified compression strain at 1978.
extreme concrete fibre, 0.00 3
9. Sharpe, R.D., "The Seismic Response
e
ce ~ compression strain at extreme of Inelastic Structures", Ph.D. thesis,
concrete fibre at first yield of University of Canterbury, Christchurch,
tension steel New Zealand, Nov. 1974, 126 pp.

e = compression strain at extreme 10. Paulay, T. and Spurr, D.D., "Simulated


concrete fibre at development of Seismic Loading on Reinforced Concrete
a maximum curvature Frame - Shear Wall Structures", 6th
World Conference on Earthquake
y = yield strain of reinforcement Engineering-, New Delhi, 1977 , Preprints
3, pp. 221-226.
= displacement ductility factor
11. Oesterle, R.G., Fiorato, A . E . , Johal,
= curvature ductility factor L.S., Carpenter, J.E., Russell, H.G. and
Corley, W.G., "Earthquake Resistant
w
v - dynamic shear magnification factor Structural Walls - Tests of Isolated
Walls," Report to National Science
= ratio of vertical tension reinforce- Foundation, Portland Cement Association,
ment in wall spaced at Nov. 1976, 44 pp. (Appendix A, 38 pp.
Appendix B, 233 pp.)
p ^ = ratio of reinforcement crossing
unit area of construction joint 12. Blakeley, R.W.G., Cooney, R.C. and
Megget, L,M., "Seismic Shear Loading
REFERENCES: at Flexural Capacity in Cantilever
Wall Structures", Bulletin of the
1. NZS 4203 : 1976 "Code of Practice New Zealand National Society for
for General Structural Design and Earthquake Engineering, Vol. 8, No. 4,
Design Loadings for Buildings", December 1975, pp. 278-290.
Standards Association of New Zealand,
80 pp. 13. Fintel, M., Derecho, A . T . , Freskakis,
G.N., Fugelso, L.E. and Gosh, S.K.,
2. Park, R. and Paulay* T., "Reinforced "Structural Walls in Earthquake
Concrete Structures", John Wiley and Resistant Structures", Progress Report
Sons, New York, 19 75, 76 9 pp. on the National Science Foundation,
(RANN) Portland Cement Association,
3. Taylor, R.G. , Introduction to and
11
Skokie, Aug. 1975, 261 pp.
Aims in the Design of Earthquake
Resisting Shear Wall Structures", 14. Paulay, T. and Uzum.eri, S .M. , "A
Section A of the Shear Wall Study Critical Review of the Seismic Design
Group o f the New Zealand National Provisions for Ductile Shear Walls
Society for Earthquake Engineering, of the Canadian Code and Comments",
The Bulletin of the New Zealand Canadian Journal of Civil Engineering,
National Society for Earthquake Vol. 2, Dec. 1975, pp. 592-601.
Engineering, Vol. 13, No. 2, 1980.
15. Taylor, R.G., "The Nonlinear Seismic
4. Robinson, L.M. , "Shear Walls of Response of Tall Shear Wall Structures",
Limited Ductility", Section C of Ph.D. thesis, Research Report 77/12,
the Shear Wall Study Group of the Department of Civil Engineering,
New Zealand National Society for University of Canterbury, Christchurch,
Earthquake Engineering, The Bulletin New Zealand, 1977, 234 pp.
of the New Zealand National Society
for Earthquake Engineering, Vol.13, 16. ACI Committee 318, "Building Code
No. 2, 1980 Requirements for Reinforced Concrete,
(ACI 3 1 8 - 7 7 ) " , American Concrete
5. Binney, J. and Paulay, T., "Foundations Institute, Detroit, 1977, 102 pp.
for Shear Wall Structures", Section
F of the Shear Wall Study Group of 17. Park, R., "Columns Subjected to
the N e w Zealand National Society for Flexure and Axial Load", Bulletin
Earthquake Engineering, The Bulletin of the New Zealand National Society
of the New Zealand National Society for Earthquake Engineering, Vol. 10,
for Earthquake Engineering, Vol. 13, No. 2, June 1977, pp 95-105.
No. 2, 19 80.
18. Bertero, V.V., Popov, E.P., Wang, T.Y.
6. Powell, G.H., "DRAIN - 2D Users Guide", and Vallenas, J., "Seismic Design
Report EERC 7 3-22, Earthquake Implications of Hysteretic Behaviour
Engineering Research Centre, University of Reinforced Concrete Structural
of California, Berkeley, April 1973. Walls", 6th World Conference on
ENG.NZSEE.0011.31

138

3 -i
Earthquake Engineering, New Delhi,
1977, Preprints 5, pp. 159-165. g + cr (B-14)

19. Clough, R.W. and Penzien, J.,


"Dynamics of Structures", Chapter
2 7 , Mcgraw Hill, 1975, 634 pp.
The moment assumed to cause cracking
is from first principles
APPENDIX I

THE ESTIMATION OF DEFLECTIONS OF CRACKED f I


REINFORCED CONCRETE CANTILEVER WALLS (B-15)

Assumptions .
It is seen that the relationship
Deflection estimates generally used in between the second moment of area and the
seismic design should reflect the moments are such that I ^ I > I where
behaviour of the structure after the 1 ( M / M ) > 0) .
c r a

development of extensive cracking at a


load level which, as y e t , does not result
in inelastic deformations. Therefore For beams and columns of normal
for the purpose of the derivations that proportions and reinforcement contents it
follow, wall behaviour at 75% of the is found that usua-ly 0.4 < I /I < 0.6,
theoretical yield load will be considered. and hence the equivalent moment o ? inertia
The yield load is that which causes the is such that 0.5 < I /I < 0.7. Consequently
main part of the flexural reinforcement, in the elastic a n a l y s i s o f frames customarily
g

placed in boundary regions of w a l l s , the "gross moment of inertia", I of members


such as flanges, to yield. If for is used, and this is reduced by 30 to 50%
example the main flexural reinforcement in to allow for the effects of cracking.
a wall section consists of seven layers
o f D28 bars, the yield load is that In structural walls usually consider-
attained at the onset of yielding in the ably less flexural reinforcement is being used
innermost (i.e. seventh layer of these than in beams of ductile earthquake resisting
D2 8 bars). This load will be close to frames. The flexural tension steel content,
the ideal flexural capacity. p = A /bd, to be considered in the evaluation
of flanged transformed wall sections can be
In order to define the stiffness of as small as 0.05%. Consequently in such
any elastic member with given boundary walls the "transformed moment of inertia",
conditions, a certain unit deformation I will be a smaller fraction of the
must be related to a certain load pattern. "gross moment of inertia", I . Cracking
F o r the purpose of this study the structure has thus a more profound effect on the
and the load on it are those shown in stiffness of normal walls than on that
figure 2 8a and figure 2 8b, and the of beams.
deformation to be determined is the lateral
deflection at roof level, A , as shown in The flexural deformation, shown in
figure 28c. figure 2 8d can therefore be obtained thus

The symbols used in the subsequent Ph .


derivation are fully defined in the text A =
m 3E I (1-2)
o r the list of symbols. c e

Flexural Deformations Anchorage Deformations

The flexural deformations, being The analytical model commonly used


dominant, are normally the only ones that is a cantilever. This is fully fixed
are considered in the design of flexural against rotations at its base. (figure
members. Accordingly the roof deflection 28a). Under lateral load the vertical
for a homogeneous elastic cantilever wall wall reinforcement is at its highest
o f figure 2 8a is stress at the base. Consequently tensile
- Ph 3 strains along the flexural bars will only
gradually decay in the foundation structure.
A = (I-D The elongation of the vertical bars within the
3E I
c g foundation structure and the slip due to
high local bond stresses along the develop-
The most appropriate approach to the ment length will result in an apparent "pull
estimation of cracking is to allow for out" of such bars at the base of the wall.
a loss of effective resisting area in the This can significantly increase the wall
cross section. The effective moment of deflection, as shown in figure 28e. Based
inertia of the section, I , will be on the relative magnitudes of observed "pull
between that based on t h e u n c r a c k e d section,
e
out" deformations, it is suggested that its
I , and that obtained from the fully magnitude be estimated as
c?acked section in which the steel area
i s transformed to concrete area, I A, 0.2 A (1-3)
A n interpolation for I between t h e a b o v e
r

limits has been developed by Branson and


it has been adopted by the American Shear Deformations
Concrete I n s t i t u t e < ' .
16
its background
is examined e l s e w h e r e ( ' ^ ) _
2
This is It is well known that shear defo-rmations
ENG.NZSEE.0011.32

139

Fig. 3 5 - Sectional Properties of an Example Shear Wall


Section.

r25mm cover to D16

Fig. 36 - Arrangement of Transverse Reinforcment in the Critical


Regions of the Example Shear Wall Section.
ENG.NZSEE.0011.33

140

in slender flexural members are negligibly- By equating the above two equations
small in comparison with those due to the equivalent wall moment of inertia, 1^,
flexure. Walls , however, may belong to is obtained thus
the family of "deep beams", in which shear
deformations are likely to be significant.
Therefore shear deformations should be I = (B-12)
w
considered. 1.2 + F

The shear deflection of a homogeneous where value of I is given by Eq. (B-14)


elastic wall at roof level, shown in figure and
28f, is known to be 30 I
e (B-13)
fPh h b I 2

w w w w
(1-4)
G A
c w
A Comparison with Experiments
The area of the w a l l , effective in
shear, A , is defined in figure 29. It Recently the Portland Cement Assoc-
will be assumed that A = b & for the w iation in Skokie (US) carried out extensive
common type of walls used. w
testing with centilever shear w a l l s ( ^ .
Some observed results of this programme
It has been found that in members are compared with values obtained from
in which diagonal cracks have developed Eq. (B-12) and Eq. (B-14). All the walls
as a result of shear stresses, the reported have the same aspect ratio of
relative contribution of shear deformations h /% = 2.4. This is in the range where
is considerably larger than what Eq. (1-4)
would predict. It will be appreciated
K w . . .
ear deformations are likely to be significant.
that after the development of diagonal The basic dimensions of the cross
cracking a new form of shear transfer sections used for the 4752 mm high wall
begins to operate i.e. the truss mechanism. specimens are shown in figure 30. A
In this new mechanism the web reinforcement comparison of predicted deflections with
(stirrups) contributes to large shear observed ones was made for all seven
strains. It has been s h o w n t h a t the specimens reported. However, representative
shear stiffness of diagonally cracked beams results for only three of the cases are
is only 10-30% of that of uncracked beams, presented here.
depending on the contribution of web
reinforcement. Figure 31 shows the initial cycles
of the load displacement relationship for
The estimation of shear deformation the flanged wall specimen (figure 3 0 ) , when
in a shear wall is complicated by the fact the load did not exceed approximately 60%
that the shear force in a real wall will of the yield load P . The straight line
decrease from a minimum at the top of the shows the idealized relationship that would
y

wall to a maximum of the base. Moreover, have resulted from Eq. (B-12).
in the lower portions of the wall more
extensive flexural and shear cracking will A similar relationship is shown in
occur, and it can be expected that in figure 32 for a wall with a rectangular cross
these more heavily cracked zones the shear section. In the response shown the maximum
deformations will be larger. Taking load reached approximately 8 3% of the yield
these considerations into account it is load, Py.
suggested that the contributions of shear
deformations along the height of a cantilever Finally a comparison is made for a wall
wall be estimated from the following simple with a rectangular boundary element (barbell),
expression: B - 5 , in figure 33. Here Eqs. (B-12) and
(B-14) are compared. It is seen that Eq.
1.2 Ph lOPh (B-14) generally recommended( ) for the 8

(1-5) prediction of beam deflection, overestimates


v 0.4 E 0.3A
c w the wall stiffness. The differences in
E A deflections, as predicted by the two
c w
Combined Deformations equations, result from the considerations
of shear and anchorage deformations, which
It is seen from figure 28 that the have been incorporated into Eq. (B-12).
roof deflection of the cracked cantilever The full response, including the inelastic
wall due to flexural, anchorage pull-out cycles, of this wall specimen, is shown in
and shear deformations is A = A + A + A . f figure 34.
Substituting from Eqs. (1-2) , m V

(1-3) and (1-5) we obtain With respect to the PCA experiments


3 ^ 3 used here, it may be said that the suggested
Ph 0. 2Ph lOPh n

deflection estimate procedure should be


A = (1-6) acceptable for design purposes.
3E I 3E I E A
c e c e c w
APPENDIX II
It is convenient to express the
deflection in terms of flexural deformations DESIGN OF A CANTILEVER SHEAR WALL
and an equivalent wall moment of inertia,
I , so that
tt Design Requirements and Properties
Ph
A = (1-7) Preliminary design has indicated that
3E I one of several symmetrically arranged canti-
c w
ENG.NZSEE.0011.34

141

lever shear walls of a 11 storey Class III The D16 bars provide (2 x 201)380/
building, resisting the required seismic (0.35 x 10 ) = 0.44 M N force per meter
6

loading, may be dimensioned and reinforced wall length.


at ground floor level as shown in figure 35.
In this study seismic actions in the Ignore contribution of reinforcement
longitudinal direction of the wall sections in the flange and the reduction of steel
are considered only. The first storey flexural contribution in the elastic core
is 3.50 m high and the upper 10 storeys of the section then:
are 3.25 m each.
Compression C (0.85 x 300)3000X
be used
are as follows: (0.85 x 25)/10 = 6

16 . 3MN

Concrete .i
2 5MPa Tension 14 x 615 x 380/10 6
3.27
28
f = L

Vertical wall reinforce- c


(6.0 - 0.4 - 1.02)
ment f
y = 380MPa L
16 0.44 2.01
Horizontal wall shear
rein forcement f = 380MPa
y Total tension T 5.28^5. 3MN
Horizontal hoops and
ties f = 275MPa
Y Therefore C P. 0MN
The total loading at ground floor M i = 16.3(2.15 - 0.5 x 0.85 x 0.3) =33. OMNm
level from all the tributary areas of the
upper floors is as follows: 3.27(6.00- 2.15-0.5x1.02) =10. 9MNm
2.01(0.5x4.58+0.4-2.15) = 1. lMNm
Dead load 7000 kN
Reduced live load 3000 kN
No new trial for c is required. Therefore
The centre of the lateral static M. =45.OMNm
l
load, used in the preliminary design, was
located at 23 m above ground floor. At Loading causing tension in the flange
ground level the wall is assumed to be
fully fixed against rotations. P. = 11.1 MN M.
1
Minimum requirements with respect to Assume first c 0.35 x 6000 2100 mm

i) Section "Stability" i.e. Compression C (0.85x2100) 4 00 (0. 85x25)


& /b < 3500/400 = 8.75 <10
n /10 = 15.2MN 6

Section"Longitudinal Wall Reinforce- C =14x615x380/10^6 - 3. 3MN


fc

ii) 28

ment " i.e. C.^=neglect


p . = 0.7/380<2 x 201/(400 x 350)
x,,min
= 0.004 Total compression C =18.5MN

and
Tension T =(6x615)380/10
28
6
= 1. 4MN
iii) Bars spacing requirements are all
satisfied in the flange T (3 . -2x0.27)0.44
0
= 1. 1MN
lb
Flexural Capacities in the web (6.0-0.4-2.1)0.44 = 1. 5MN
L
16"
The flexural capacities are to be Total tension T = 4. 0MN
evaluated for each direction of loading.
The maximum axial compression to be
considered for the evaluation of the avail- Net compression P^ = 11.1 < 14.5MN
able ideal flexural strength is from(l)
Reduce a by A a = (14.5-11.1)
(D + Lj/<$> = (7000 + 3000)/0.9 10 /(0.85x25x400) = say
6
370
xdeal -K
11,100 kN Hence c = 2100 - 370/0.85 1664 mm

by proportion
Loading causing compression in the flange
C 1664x15.2/2100 = 12. 0MN
P = 11,100 kN M.

l as before = 3. 3MN
'2 8
Using a trial and error process,
as before
the neutral axis depth will be estimated -
16
so that the internal compression forces less
the tensile forces will give a compression 15. 3MN
resultant of approximately 11 MN. Then
the moment about the reference axis (the = 1. 4MN
as before
centroid of the gross concrete section) L
28
will be computed.
in the flange
T as before = 1. 1MN
Assume first c = 0.05 x 6000 300 mm 16
in the web T (6.0-0.4-1.66)0.44 = 1, 7MN
16
4. 2MN
= 11.1 =TT.T M N
ENG.NZSEE.0011.35

142

M = 12.0(6.0-2.15-0.85x1.66x0.5) = 37.7MNm h = 832-41+0.5x12 = 797 = 800,


3.3(6.0-2.15-0.5x1.02) = ll.OMNm A* = 400x832 = 333000 m m , Assume R12 t i e s , 2

(1.4+1.1)(2.15-0.5x0.4) = 4.9MNm
Assume cover to HD stirrups = 25 mm and to
1.7{-(6.0-0.4-1.66)0.5+2.15-0.4} main bars 41 mm, hence
= 0.4MNm
A* = (400-2x41+2x12)(832-41+12) = 275000 mm 2

Hence moment of resistance


1 S M
i 5 3.2MNm (A*/A* - 1) = (333/275-1) =0.21

0.3x0.21 = 0.063 < 0.12 hence Eq.


Design for Shear (B-29) governs

As the ideal moment capacity for the From Eq. (B-29)


most adverse load combination is 53.2MN,
the code required shear is close to A = 0.12s,
0 . 1 2 s 800 x (25/275)(0.5 + 0.9 x
0.9x53.2/23 = 2.08MN.
s h
n h

1664/6000) = 6.54s,
For a 11 storey building the dynamic
shear magnification from Table B-I is With 6 R12 legs over 800 mm length
oo = 1.7. With a flexural overstrength
o f 125% of ideal strength, the design s h = 6x113/6.54 = 104 mm
shear force for the wall is obtained from
Eq. (B-18). From the spacing requirements stated in
"Confining reinforcement"
v
n = 1-7 x 1. 25 x 2. 08 = 4.42 MN
wall
T T

s, = 6 x 2i 168 or 400/3 = 133 or 150 mm


Hence from Eq. (B-32) h ,max
s
Hence use R12 hoops and ties at 100 mm cr
v = 4.42 x 1 0 / ( 4 0 0 x 0.8 x 6000) =
6
2.30MPa and for practical reason confine all 14
HD2 8 bars.
From Eq. (B-36) the maximum allowable shear
stress is For the confinement in the longitudinal
direction h" = 400 - 2 x 41 + 12 = 330 mm
v. (0. 3 x 1. 39 x 1. 0 + 0. 16)
l, max
25 = 2.89 > 2.30 MPa As the distance between the 2 HD28 bars is
N /A 11.1 x 10 /{ 6000x400+(3000-400) 400}
6 more than 200 mm, it will be necessary to
u' g place in the confined region an intermediate
= 3.23MPa
(nominal) bar in between them. A D2 0
From Eq. (B-34) bar will enable another tie to be placed
over the 400 mm width of the section.
Hence by proportion from the above derivation
= 0.25(1 + 25/25) 3.23-25/10 = 0.43MPa
of A , and s, - 100
sh h
From Eq. (B-33)
A
sh =
( 3 3
/ 8 0
) -
5 9 0 x 1 0 0 = 2 4 3
^
v. -v 2. 30 0.4 3 = 1.8 7MPa
l c R10 legs could be used, but for the sake of
uniformity R12 ties will be provided as shown
From Eq. (B-35) in figure 36.

A v = 1.87x400xs/380 = 1.97s To confine the HD2 8 bars against buckling


at the ends of the flange, ties are required
Assume two legs of HD16 bars, A,v 402mm
in accordance with 'Confinement of longitudinal
b a r s and Eq. (B-30)
1

s = 402/1.97 = 204 200 mm


From Eq. (B-31)
Use HD16 at 200 mm crs for horizontal
shear (stirrup) reinforcement
p = 3 x 615/400 x 150 = 0.0308 > 0.0075
Confinement
Hence
It is evident that no confinement A 615 380 s h =

is required when the flange is in compression te 16 275 ^ h


as the section is extremely ductile with
c/l = 0.05. However, when the flange is The max 111
spacing is 6 x 28 = 168 mm
in tension the stem of the section will need
to be confined. For this it was found in R10 ties may be used, thus
"Loading causing tension in the flanqes". that
c = 1664 mm. " f
s h = 78.5/0.53 = 148 mm
From Eq. (B-26) with (j> = 1.4
Use R10 ties at 150 mm c r S
as shown in
= 0.10x1.4x1.0x6000 840 < 1664 figure 36

Hence provide confinement over a length of The confining reinforcement as


0. 5 x 1664 = 832 mm, computed should extend, in accordance with
figure 15, to a height of # = 6000 mm, w

For Eqs. (B-28) and (B-29) to be used take i.e. up to the 2nd floor of this structure.
the following values
ENG.NZSEE.0011.36

143

Note that a more rigorous analysis,


using Eq. (B-2 7) would have given the
critical value for the neutral axis depth
as follows:

With S = 1.0, w = 6000 and h w =


T

3.5 + 10 x 3.25 = 36 m
8.6x1. 4x1x6000 .
c = , , , s = 952mm>840< 1664 ftCO v 0 / l f v l r c

c (4-0.7x1)(17+36/6)
n W 1
A n n r i C / < Z

Hence confinement is to be provided as


computed above.

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