Professional Documents
Culture Documents
SPIROMETRY
SIMPLIFIED
Organized by
-1-
Chest Research Foundation
-2-
Chest Research Foundation
________________________________________________________________________
Contributors:
-3-
Chest Research Foundation
-4-
Chest Research Foundation
SPIROMETRY MANUAL
CONTENTS
Sr. Section Page No.
No.
1 Contributors 3
2 Contents 5
3 Abbreviations 7
4 Preface 8
5 Historical Perspective 9
6 Indications for Spirometry 9
7 Types of Spirometry 12
8 How to Perform Spirometry 13
9 How to Prepare the Equipment 15
10 How to Prepare the Subject 16
11 Positioning the Subject 17
12 How to coach the subject 17
13 Look for Acceptability and repeatability of the test 18
14 How to Record the Spirometer 18
15 Common Spirometric Indices 19
16 Interpret wisely 19
17 Algorithm for categorizing spirometric results 20
18 Classification of Airway diseases based on FEV1 21
19 Spirometry Values in healthy person 22
20 Spirometry In OLD 22
21 FEF 25-75% 24
22 Spirometry in Restrictive Lung Disease 25
23 Limitations of Spirometry 25
24 Infection Control 25
25 Factors to consider when purchasing Spirometer 26
26 Spirometry Graphs 27
27 Peak flow Meter 55
28 Predicted values of PEF(lt/mins) for men & women 64
29 List of Appendices: 76
1. ATS / ERS Task Force: Standardization of Lung
Function Testing General Considerations of Lung
Function Testing Eur Respir J 2005; 26: 153-161
2. ATS / ERS Task Force: Standardization of Lung
Function Testing. Standardization of Spirometry
Eur Respir J 2005; 26: 319-338
3. How to make sure your Spirometry Tests are of good quality.
Enright P. Respir Care 2003; 48: 773-776.
4. Office Spirometry for Lung Health Assessment in Adults:
Consensus Status from National Lung Health Education
Program. Ferguson G et al, Respir Care 2000; 45: 513-530
5. Technique and Equipment Pitfalls in Spirometry testing
-5-
Chest Research Foundation
ABBREVIATIONS
FEF 25-75% Forced Expiratory Flow between 25 and 75 percent of the FVC
FET Forced Expiratory Time
FEV1 Forced Expiratory Volume in One Second
FEV1/FVC Ratio of Forced Expiratory Volume in 1 second / Forced Vital Capacity
FVC Forced Vital Capacity
IC Inspiratory Capacity
ICS Inhaled Corticosteroid
LABA Long acting 2 Agonist
OB Obliterative Bronchiolitis
OLD/ OAD Obstructive Lung / Airway Disease
RV Residual Volume
VC Vital Capacity
-6-
Chest Research Foundation
PREFACE:
Spirometry is the only objective tool that can not only diagnose Obstructive
Airways Diseases, but also help in managing them better. Currently, clinicians
diagnose asthma and COPD only by obtaining a history and listening to the lung
sounds with a stethoscope. However, this approach has been shown to under-
diagnose asthma and COPD by up to 65%, which means that more than half the
patients suffering with OAD remain undetected in clinical practice if the clinician
relies only on history and clinical examination. A nationwide study conducted by
Chest Research Foundation reported that less than 10% of general practitioners,
20% of general physicians and 50% of chest physicians utilize spirometry to
detect and manage patients with OAD. More than 75% of asthma and COPD
sufferers in India have never undergone spirometry testing.
With this background, Chest Research Foundation has taken an active initiative
to train clinicians about this important diagnostic tool, so that they can use this in
their practice to improve patient care. The objective of this course material is to
help understand the importance of Spirometry in clinical practice, improve the
quality of spirometry measurements and their interpretation, and to encourage
the use of spirometry in clinical practice.
We would like to have your feedback and recommendations for improving this
course material. Please feel free to call us or e-mail us your valuable comments
and suggestions.
1
Murthy KJR. NCMH Background papers Burden of Diseases in India. 2005.
2
Nongkynrih et al, Journal of Association of Physicians of India, Feb 2004; 52: 118-123.
-7-
Chest Research Foundation
Historical Perspective:
Objective measures of lung function have always been a desire for physicians for
centuries. The earliest measurements of respiratory volumes are attributed to the
Italian mathematician Giovanni Borelli who in 1681 used a cylindrical glass tube
through which liquid was sucked, with the volume calculated from the bore of the
tube and the height of the meniscus. Stephen Hales, an English Clergyman and
Physiologist, in 1727 recorded the maximum volume of air, which he could expire
into a bladder, with the measurement made by subsequent displacement of
water according to the principle of Archimedes.
In 1844, Sir John Hutchinson from London started experimenting with a water
seal drum to accurately measure the volume of exhaled air, which he called the
Vital capacity. He published his work in 1846 and called this instrument
Spirometer. Hutchinson showed that measurement of VC was much more
sensitive for the detection of tuberculosis than auscultation via a stethoscope
(which had been invented by Laennec some 30 years earlier). Hutchinson
worked as an Insurance company doctor and proposed that the measurement of
VC be used to predict life expectancy. Sadly, even today, the insurance industry
often relies on the tape measure rather than the spirometer.
It has now been almost 150 years since Spirometry was introduced to measure
lung function, but unfortunately, this instrument has not yet found an important
place in the physicians clinic and hospital, unlike the sphygmomanometer,
thermometer and X-ray. It is estimated that only 10-30% of primary care
physicians in the developed world have a spirometer in their clinic. In India, 10%
of General Practitioners, 20% of General Physicians and 50% of Chest
Physicians use Spirometry.
-8-
Chest Research Foundation
Cough can be the only presenting symptom in asthma many a times, which can
be difficult to diagnose in clinical practice. Spirometry can be a very useful tool to
detect airflow obstruction in these patients and can assist in making a diagnosis
of asthma.
COPD is now becoming a major health problem worldwide and is only predicted
to grow over the next 25 years. Early diagnosis is the key to prevent the rapid
decline in lung function that ensues once the disease process sets in. The lung is
a very tolerant organ, in the sense that symptoms of cough and breathlessness
in chronic smokers do not start until the disease is sufficiently progressed.
Spirometry has now been recommended as the most useful tool to detect COPD
in its early stages and should be performed as a routine screening test in all
smokers over the age of 40 years.
-9-
Chest Research Foundation
Occupational asthma accounts for about 10-20% of all asthma cases. Objective
diagnosis of occupational asthma can only be made on Spirometry, although
peak expiratory flow rate values are more useful when recorded regularly over a
period of time. People who work in certain occupations such as oil paint industry,
soldering, welding, animal products, chemicals, steel factories and others, which
are known risk factors for asthma or COPD, should be routinely screened before
the start of their jobs to look for presence of underlying OAD.
If you are suspecting OAD, the most useful test to confirm this is spirometry.
- 10 -
Chest Research Foundation
Types of spirometers:
- 11 -
Chest Research Foundation
Secondly, the person who is administering the test (the doctor or technician)
should be well trained in performing the test. Studies have shown that this is the
most important factor in ensuring a good quality spirogram.
Thirdly, get the patients exact age, and measure his height accurately. These
help in determining the normal predicted values. Measure the room temperature
and humidity and feed all these values along with the patients demography to
the Spirometer. Most Spirometers will have an inbuilt database of a range of
different predicted formulas. If there are local values available, it is preferable to
use these, otherwise the Udwadias formula (data from Mumbai) or 90% of the
European Community for Coal and Steel values should be used. It is critical to
choose the right predicted values, because these values are critical to quantify
the severity of airflow obstruction in patients with OLD.
- 12 -
Chest Research Foundation
- 13 -
Chest Research Foundation
2. Check if the equipment is working. Perform a test on self at the beginning of the
day.
4. Check that there are enough supplies, such as mouth pieces, nose clips, subject
record forms.
For e.g. A subjects FVC as recorded by the Spirometer reads 5Lts at an ambient temperature of
21C (ATPS). The conversion factor that corresponds to 21C is 1.096. Therefore 5Lts x 1.096 =
5.48 Lts BTPS. Therefore, the recorded FVC of 5Lts at 21C (ATPS) actually represents a
volume of 5.48Lts (BTPS) in the subjects lungs at body temperature.
6. Check that the scales to measure weight and height are working properly.
Have an accurate height measuring device. Do not measure height
approximately, or ask the subject for his height. Remember, that a difference in
height of 2-4 cms will give significantly different predicted values for FEV1 and
FVC, which will change % predicted values.
8. Have a waste basket ready for discarding used mouth pieces, and ensure that
there is a system in place for disposing medical waste.
- 14 -
Chest Research Foundation
Point to the Spirometer and say that you will be using this to record the amount
of air he / she can exhale and how quickly he / she can do it.
Emphasize that the procedure does not hurt, but to get useful and valid results
he / she must breathe as hard and as fast as possible when told to do so, and
that the procedure must be repeated several times to obtain all the information
needed.
Check if the subject has smoked cigarettes or bidis or pipes in the last 4-6 hours.
Smoking can have a short-term effect on the small airways, and hence will
produce false readings.
If the subject has used an inhaled short acting bronchodilator such as salbutamol
in the last 4-6 hours, then the spirometry readings may not be accurate and show
false high levels. Moreover, bronchodilator reversibility will be unreliable.
A cup of tea or coffee in the morning of the test will also affect FEV1 values
significantly.
A heavy meal will reduce the ability to take the deepest breath possible.
Therefore it may be wise to postpone spirometry for at least an hour after a
heavy meal.
A recent viral URTI may show airflow obstruction, and this should be noted
before hand.
Other drugs that should be avoided: Long acting 2-agonists and long acting
theophyllines for at least 12-24 hours.
- 15 -
Chest Research Foundation
1. Both sitting and standing positions are acceptable; however make a note of this
in the record.
Standing position may be preferable particularly for obese subjects, pregnant
women and children, since studies have shown that standing may produce a
larger FVC value. Put a chair behind the subject if he / she performs the test
standing. They may wish to use it between tests.
If subjects prefer to sit, encourage them to sit straight.
2. Instruct the subject to loosen tight clothing, such as ties, belts and shirts, which
tend to restrict hard and fast breathing.
3. Instruct the subject to elevate the chin and extend the neck slightly. This position
allows for the most forceful exhalation possible.
4. Use a nose clip to prevent air from escaping from the nose. If the subject finds
this uncomfortable, ask him to pinch his nose during the test.
5. Ask the subject if he / she has dentures. If the dentures are lose, it may be better
to remove them, however, if the dentures are tight fitting, them keeping them on
is preferable, because it offers a good tight seal around the lips.
I. Nice deeeeeeeep inhalation. Fill the chest with as much air as possible. Use
body language such as opening the chest, standing on the toes, opening the
eyes widely to illustrate the need to get as much air into the lungs as possible.
Out of all the three phases, this is the most important and vital step. If
inadequate breath is taken, the FEV1, FVC, FEF25-75% will all show under-
readings. The FEV1/FVC ratio will also be falsely elevated, thereby under-
diagnosing obstructive airways diseases.
II. The BLAST!!! Use voice power here to motivate the subject to blow as forcefully
as possible. This is important for PEFR and to a certain extent FEV1 values.
III. Continue to remove as much air is possible out from the lungs. Tell the subject to
blow out for as long as possible. Do not shout, but use encouraging words such
as keep on good, you can get more air out. FVC values are critically dependent
on this phase
- 16 -
Chest Research Foundation
Acceptability criteria:
Repeatability Criteria:
The two highest values of the FVC and FEV1 taken from acceptable forced
expiratory maneuvers must show minimal variability. Difference between the two
best FEV1 and FVC maneuvers should be within 200mL. If more than 200mL the
values are not repeatable and hence not reliable.
Consistency in the record keeping system is important to ensure that all the information
needed is obtained.
- 17 -
Chest Research Foundation
FVC (Forced Vital Capacity) is the maximum volume of air that can be expired (or
inspired) during a manoeuvre using maximal effort.
SVC (Slow Vital Capacity) is the maximum volume of air that can be exhaled slowly
following a full inspiration (or inhaled after a complete expiration). The SVC is similar
to the FVC in subjects without airflow obstruction, but is often larger in subjects with
airflow obstruction.
FEV1 (Forced Expired Volume in one second) is the volume of air that can be
forcefully expired in the first second of the maximal expiration. It is a measure of how
quickly full lungs can be emptied.
FEV1/FVC ratio is the FEV1 expressed as a percentage of the FVC and gives a
clinically useful indicator of airflow obstruction.
FEF25-75% (Forced Expiratory Flow between 25 and 75 percent of the FVC) is the
average expired flow over the middle half of the FVC manoeuvre. It is regarded as a
more sensitive but more variable measure of narrowing of the smaller airways than
provided by FEV1.
Interpret wisely:
Spirometry should be interpreted using the flow volume and volume time curves as well
as the absolute values for flows and volumes. The flow volume loop and volume time
curve are often overlooked but provide valuable information. Certain disease states have
characteristically shaped loops, so it is important to be able to recognize the different
patterns.
Spirometry can only suggest the presence of Restrictive Lung Disease. For confirming
Restrictive Lung Disease, measurement of Total Lung Capacity is required. Never rely
on Spirometry for confirming restrictive lung disorders.
You need only 3 parameters to interpret the Spirometry: FEV1, FVC and FEV1/FVC.
- 18 -
Chest Research Foundation
- 19 -
Chest Research Foundation
100
0% OBSTRUCTIVE
LUNG DISEASESE NORMAL
80%
FVC
(%age MIXED OBSTRUCTIVE & RESTRICTIVE
predicted) RESTRICTIVE LUNG DISEASE LUNG DISEASE
70 100
FEV1 / FVC %age
- 20 -
Chest Research Foundation
Normal Spirometry
Normal values for FEV1 and FVC are based on population studies and vary
according to race, height, age, and gender. They are expressed in both absolute
numbers and percent predicted of normal. Some authors have suggested that
defining normal by 95% confidence intervals would be more statistically
appropriate, particularly at the extremes of age. Thus, a value below the 5th
percentile is defined as "below the lower limit of normal." However, many
laboratory and computer software programs continue to express results as
percentages of predicted normal values. A physician's interpretative strategy
should be adaptable to either reporting system.
Values for FVC and FEV1 that are over 80% of predicted are defined as within
the normal range. The FEV1/FVC ratio is expressed as a percentage, and a
normal young individual is able to forcibly expire at least 80% of his/her vital
capacity in one second. A ratio under 70% suggests underlying obstructive
physiology; however, the FEV1/FVC ratio declines as normal sequelae of aging.
Thus, at advanced ages, pathologic airways obstruction is diagnosed based
upon deviation from predicted FEV1/FVC values, with values below the 5th
percentile best selecting patients with obstructive defects.
Spirometry in OLD
The primary abnormality detected by spirometry is airways obstruction. In
obstructive lung diseases such as emphysema or chronic bronchitis, the FEV1 is
reduced disproportionately more than the FVC resulting in an FEV1/FVC ratio
less than 70%. This reduced ratio is the primary criteria for diagnosing
obstructive lung disease by spirometry.
As the obstruction becomes more severe and end expiratory air trapping
develops, the forced vital capacity may be reduced as well as the FEV1; however
there should continue to be a disproportionate reduction in FEV1 as evidenced
by the FEV1/FVC ratio.
Obstructive lung disease also changes the appearance of the flow volume curve.
As with a normal curve, there is a rapid peak expiratory flow, but the curve
descends more quickly than normal and takes on a concave shape, reflected by
a marked decrease in the FEF25-75. With more severe disease, the peak
becomes sharper and the expiratory flow rate drops precipitously. This results
from dynamic airway collapse, which occurs as diseased conducting airways are
more readily compressed during forced expiratory efforts. On the volume time
curve, this is seen as a slower ascent to maximum volume, with a gradual
upsloping versus the rapid rate seen in normal individuals. This equates with a
prolonged forced expiratory time demonstrable on physical exam.
- 21 -
Chest Research Foundation
If the FEV1 / FVC ratio is < 70%, the subject has OLD.
In subjects whom you are suspecting COPD, it would be better to test for
reversibility with 40mcg Ipratropium bromide by inhalation route.
However, remember that you may get good airway reversibility in patients with
COPD too. Presence of airflow reversibility therefore does not exclude the
diagnosis of COPD. Patients suffering with chronic asthma may not show good
airway reversibility.
- 22 -
Chest Research Foundation
No. Several studies have shown that in spite of showing poor bronchodilator
reversibility in the clinic, many subjects with COPD show good improvements in
quality of life and reduced exacerbations with the use of bronchodilators, in
particular, tiotropium. So these drugs should not be with-held.
While normal values for FEF25-75 have broader ranges than the other
spirometirc values, a mid-range flow less than 50% is most likely to be abnormal.
This is suggestive of small airways dysfunction and potentially early obstruction.
In the appropriate clinical setting, one may consider a trial of bronchodilators,
bronchoprovocative testing to exclude asthma, or interpret this observation as a
possible early indicator of smoking related lung disease.
- 23 -
Chest Research Foundation
The shape of the flow volume loop is relatively unaffected in restrictive disease,
but the overall size of the curve will appear smaller when compared to normal on
the same scale. Similarly, there will be a rapid upslope on the volume time curve,
but such patients will reach a smaller vital capacity.
Spirometry often can detect obstructive diseases in their early stages, but for
some of the restrictive diseases, it may not be sensitive enough to show
abnormalities before extensive, and in some rare cases, irreversible damage has
been done. For example, silicosis and coal workers pneumoconiosis can be
easily detected on Chest X-ray, where the Spirometry values may be entirely
normal.
Infection Control:
- 24 -
Chest Research Foundation
Ease of use.
Provision of real-time graphic display of the manoeuvre.
Provision of immediate quality feedback concerning the acceptability of
blows, including reproducibility.
Provision to interface with clinical software packages.
Provision of customisable final spirometry report.
Provision to print the final report.
Price and running costs.
Reliability and ease of maintenance.
Training, servicing and repair provided by supplier.
Ability to try the spirometer in your setting before you purchase.
Provision of a disposable sensor or a breathing circuit that can be easily
cleaned and disinfected.
Provision of appropriate normal reference values with lower limits of
normal.
Robustness.
Provision of a comprehensive operators manual.
Calibration requirements.
Conform to accepted spirometry performance standards.
Safety.
- 25 -
Chest Research Foundation
FEF 25-75%
FLOW
FVC
VOLUME
FVC
1s 2s 3s 4s 5s 6s 7s
TIME
- 26 -
Chest Research Foundation
POOR EFFORT
(FLOW-VOLUME LOOP)
VOLUME
POOR EFFORT
(VOLUME-TIME CURVE)
A poor effort cannot be easily picked
on a Volume-Time Curve.
Your spirometer must have a Flow-
Volume Loop or else you will miss poor
VOLU
efforts.
1 2 3 4 5 6 7
TIME
TIME
- 27 -
Chest Research Foundation
UNSATISFACTORY START
(Hesitation, air-leak, poor effort)
VOLUME
Hesitation
Unsatisfactory Start
(Hesitation, air-leak, poor effort)
Time
1s 2 3 4 5 6
- 28 -
Chest Research Foundation
EARLY TERMINATION
(Glottis Closure, Tongue in mouth-piece)
Volume
EARLY TERMINATION
(Glottis Closure, Tongue in mouth-piece)
1 2 3 4 5 6 7
TIME
- 29 -
Chest Research Foundation
VOLUME
FVC
Cough during Spirometry is common. If
it is particularly seen during the early
VOLUME
1s 2s 3s 4s 5s 6s 7s
TIME - 30 -
Chest Research Foundation
1. Reduced FVC
2. Therefore false high FEV1/FVC
Actual FVC
FVC
FEV1
1s 2s TIME 6s
This is an example of how airflow obstruction may remain undetected in clinical practice
if the Forced Expiratory Time is less than 6 secs.
In this example, the patient blew for only 2 seconds. His FEV1/FVC becomes close to
70-80% because measured FVC is smaller. Had the subject exhaled for at least 6 secs,
the actual FVC would have been higher and the ratio of FEV1/FVC will then have shown
evidence of airflow obstruction.
This is very common in clinical practice. You may miss a large number of patients
suffering with Obstructive Lung Disease, only because the patient did not blow for up to
6 secs.
May times, healthy subjects may find it difficult to blow for up to 6 secs, because their
lung volumes are emptied very fast and they have no more air left in the lungs to empty.
Here, a time of less than 6 seconds is acceptable, but, you will find that the line has
already reached a plateau. If there is a plateau for at least 1 second, then the test may
be acceptable even if the FET is less than 6 seconds.
- 31 -
Chest Research Foundation
AIRWAY OBSTRUCTION
VOLUME
VOLUME
- 32 -
Chest Research Foundation
MILD OBSTRUCTION
FVC
1. Low FEV1
2. Normal or near normal FVC
3. FEV1/FVC >70%
VOLUME
FEV1
1s 2s 3s 4s 5s 6s 7s
TIME
SEVERE OBSTRUCTION
1. Low FEV1
2. Low FVC
3. FEV1 is lowered out of
proportion to FVC
4. FEV1/FVC <70%
FVC
VOLUME
FEV1
1s 2s 3s 4s 5s 6s 7s
TIME
- 33 -
Chest Research Foundation
RESTRICTIVE PATTERN
(FLOW-VOLUME LOOP)
1. FEV1 is reduced
2. FVC is reduced
3. FEV1/FVC normal or increased.
FLOW
VOLUME
RESTRICTIVE PATTERN
(VOLUME-TIME CURVE)
1. FEV1 is reduced
2. FVC is reduced
3. FEV1/FVC normal or increased.
VOLUME
1s 2s 3s 4s 5s 6s 7s
TIME
- 34 -
Chest Research Foundation
Introduction
The spirometer should be one of the most useful instruments in clinical practice today.
The modern spirometer must find its rightful place alongside the sphygmomanometer
and the electrocardiograph in clinics. Apart from its role in diagnosing obstructive and
restrictive lung disorders, abnormal spirometric indices are is an indicator of increased
risk for premature death from all causes. This fact has been known since the time of its
invention in 1846 by John Hutchinson, a surgeon, and the coining of the term vital
capacity Spirometry has a wide application throughout general medicine and
pulmonology.
Background
.
Why has spirometry been so slow to be accepted in the mainstream of clinical
practice? Why is it not commonly used in the identification of early stages of
chronic obstructive pulmonary disease (COPD)? I believe that spirometry has
been a victim of too much mystique. says Thomas Petty. Spirometry can
distinguish asthma from COPD on the basis of objective improvement in airflow,
after use of bronchodilators, and, when indicated, corticosteroids. Spirometry is
also the key to the diagnosis and management of all of the restrictive pulmonary
diseases and helps in the management of OADs.
This section deals with the applications of spirometry in day-to -day clinical
situations.
- 35 -
Chest Research Foundation
FEV1/ FVC %
Low Normal
FVC% FVC%
Severe Obstruction
Repeat test after 200-400 mcg of Salbutamol,
Increase in FEV1 by 12% and 200ml
- 36 -
Chest Research Foundation
Severity FVC%
Mild 60-80%
Moderate 45-60%
Severe <45
Case History
1. A 48 year old male was referred for dry cough and progressive dyspnoea
since 1year
O/E: Grade 3 clubbing
Fine end inspiratory crackles
CXR: Bibasilar reticular opacities
Graph
Fig2
Spirometry Report
- 37 -
Chest Research Foundation
- 38 -
Chest Research Foundation
Controller:
High-dose
inhaled
corticosteroid When
Controller: plus long
asthma is
Controller: Medium-dose acting inhaled controlled,
Controller: Low-dose inhaled 2-agonist reduce
None inhaled corticosteroid plus (if needed) therapy
corticosteroid -Theophylline-SR
-Leukotriene
Monitor
-Long-acting inhaled
2- agonist
-Oral corticosteroid
- 39 -
Chest Research Foundation
Remarks:
Though history and graphs suggests obstructive lung disease ,spirometric values
are required to confirm, assess the severity of the obstructive abnormality and
estimate the bronchodilator response.(BDR)
In this case spirometry was even more important as this patient came with
atypical complaints of asthma .She was a classic case of a cough variant asthma
Spirometry was of great benefit as it helped to confirm the diagnosis of asthma.
She was treated with a combination of ICS+LABA and her symptoms
disappeared completely within 2weeks.
- 40 -
Chest Research Foundation
Case History: 3
35 year old female, presented with symptoms suggestive of bronchial asthma for
5yrs which increased since 1 month. She was mostly bed ridden and had not
slept peacefully in the last 2weeks.
On examination, she was using her accessory muscles of respiration and had
diminished breath sounds on auscultation
CXR clear
Fig4
FEV1<60%
Note: The significant decrease in FVC too (48% predicted)which is common in
severe obstructive airway disease.This occurs because of air trapping in the
lungs distal to constricted bronchi. In this case there was a significant
improvement in FVC with salbutamol too. Sometimes the FVC may decrease
markedly in obstructive airways disease, such that the comes to around
70%.tThis is called false normalization and indicates very severe airway
obstruction with air trapping. After giving a bronchodilator the FEV1and FVC
values improve and the ratio of FEV1/FVC may fall below 70%
- 41 -
Chest Research Foundation
Remarks: As chest x-ray was normal and history suggestive of bronchial asthma
the low vital capacity in the baseline spirometry was due to severe asthma
related to air trapping
(No clinical or radiological signs of restrictive lung disease).further more in
restrictive abnormality the FVC% will not show any improvement after a
bronchodilator.
She was prescribed Inhaled corticosteroids (ICS) and LABA in fixed dose
combination (Salmeterol/fluticasone).She came for a regular FUP visit after
3months and a spirometry was performed again at CRF (see Fig5 and spirometry
report 3B)
Fig 5: Follow up after 3months on ICS-LABA (Saraswati Soni)
- 42 -
Chest Research Foundation
Spirometry in Asthma
Spirometry in COPD
Case History 4
- 43 -
Chest Research Foundation
Spirometry Report
Test Predicted Bronchodilator Change
Before After
FVC 2.3 L 1.8 1.8
- 44 -
Chest Research Foundation
Spirometry in COPD
- 45 -
Chest Research Foundation
- 46 -
Chest Research Foundation
Mr Prakash was called again during his symptom days to verify his lung
functions. The report of which is as follows:
The above graph clearly shows an increase in PEFR during non working days .
- 47 -
Chest Research Foundation
Spirometry is the gold standard for diagnosis of COPD. Spirometry can also be
used for assessing the lung age (measured FEV1) of a patient of COPD as
compared to the predicted FEV1 as per his chronological age. Demonstration of
this graphic illustration e.g. 45-year-old man with COPD with a lung age of an
80-year old (fig 10) is also helpful in encouraging smokers to quit smoking.
- 48 -
Chest Research Foundation
- 49 -
Chest Research Foundation
Upper airways
Carina
Large airways
Small airways<
2mm
Fig 11: Functional Anatomy of the airways
- 50 -
Chest Research Foundation
Large Airway Obstruction (LAO), the commonest cause for airway obstruction is
conclusively determined even by simple spirometry parameters defined by
reduced FEV1/FVC%, as obstructive abnormality
Case History 6
A 27-year old male presented with stridor. to casualty of Sion Hospital He had
been on mechanical ventilation with a prolonged tracheostomy for 2 months
following a vehicular accident.
Clinical examination was unremarkable except stridor on auscultation.
CXR was clear. CT Thorax showed a 3cm narrowing of the trachea
Diagnosis: Post tracheostomy tracheal stenosis. (Fig 12)
The Flow Volume Loop (FVL) was as shown below
- 51 -
Chest Research Foundation
Baseline: Interpretation
FEV1=3.24(76%predicted) slightly reduced
FVC= 4.82(91%predicted) Normal
FEV1/ FVC ratio =0.67 slightly reduced
Post bronchodilator FEV1 = 4.17 (930ml and29%) Significant Reversibility
Interpretation
Obstructive lung disease with good bronchodilator response-Asthma, Severity
as per GINA guidelines is Mild persistent asthma.(pre-bronchodilator FEV1-76%
predicted)
Diagnosis : Mild Bronchial Asthma
Remark: Manish was diagnosed as Asthma which was confirmed on spirometry
.he was given advice on long term impact of smoking and the risk of developing
COPD.
With this information Manish has quit smoking.
Use of Spirometry in deciding what treatment to offer
Treatment of Asthma based on GINA Guidelines is based on spirometric values.
GOLD Guidelines too on which the management of COPD is based is too based
on spirometric
- 52 -
Chest Research Foundation
Add
-Inhaled steroids
Severe -Theophylline
ADVANTAGE Spirometry
The spirometer should be one of the most useful instruments in clinical practice
today
Spirometry has a wide application throughout general medicine and
pulmonology.
Spirometry is key to the identification of many disease states and to the objective
monitoring of responses to therapy for these heterogeneous conditions.
It should play a central role any time a physician prescribes potent bronchoactive
and anti inflammatory drugs.
A clinician would not treat hypertension without measurements of blood pressure,
give insulin or an oral hypoglycemic agent to a diabetic without measurements of
blood
- 53 -
Chest Research Foundation
To summarize
REALIZATION that Spirometry is an important diagnostic and management
tool in various lung disorders.
Spirometry is an important and invaluable office diagnostic device
It should be used by all primary care and most specialist physicians
Spirometry is recommended to measure the annual changes in lung functions
especially in high risk groups
Spirometry should be a part of the global health assessment programs
Spirometry is to dyspnea as the electrocardiogram is to chest pain
- 54 -
Chest Research Foundation
Introduction
In the past the diagnosis and monitoring of severity of various diseases was based on
clinical examination but this involved a lot of judgment error. Now, we have objective
tools to measure severity of diseases accurately. A thermometer measures fever,
sphygmomanometer measures blood pressure and glucometer measures blood sugar.
Now peak flow meter is available to measure severity of diseases with airflow
obstruction such as Asthma and Chronic Obstructive Pulmonary Disease (COPD). Peak
flow meter measures peak expiratory flow rate which correlates closely with FEV1 in
measurements of airflow obstruction
Peak Expiratory Flow meter or commonly called Peak Flow Meter is an important aid
in the diagnosis and subsequent management of asthma. Peak flow meters are relatively
inexpensive, portable, robust and ideal for patients to use in home settings for day to day
objective monitoring of asthma. Peak Flow Meters are useful in the out-patient clinic and
primary health care settings to help in the diagnosis of asthma.
Lung function tests are essential for diagnosis and assessing the severity of asthma in
patients over 5 years of age (Global Initiative for Asthma Guidelines 2005). The
measurements provide an indirect assessment of airway hyper responsiveness, which
correlates closely with the degree of airway inflammation.
- 55 -
Chest Research Foundation
1. The peak expiratory flow rate is a reliable marker of airway obstruction, specially
the medium -sized & large-sized airways; and is therefore a useful screening tool
in the diagnosis of Obstructive Lung Diseases. When measured in an asthmatic
patient, it typically shows a wide variability between the morning and evening
values (reading are higher in the evening compared to morning). This enhanced
diurnal variability is strongly indicative of asthma.
3. One of the most useful roles of the peak flow meter is deciding the
pharmacotherapy of asthma and judging exacerbation episodes that might need
immediate attentions especially in those asthmatics, who are poor perceivers.
Asthma management can be made simple and tailored according to asthma severity as
assessed by the Peak flow Meter. You can give the patient a chart which compromises of
color codes, representing the severity of asthma
Green Zone: reading in green zone signify 80 -100%of personal best. This zone
suggests that treatment plan is working and one should continue this strategy.
Yellow Zone: PEFR values between 50-80% are in yellow zone. It is a zone of
caution and asthmatic patients with their PEFR in this zone should be cautious
and therefore make adjustments of daily activities and dose of the drugs.
Red zone: PEFR values below 50% of the personal best signify danger and
suggest immediate medical attention.
350
Peak expiratory flowrate (1/min)
300
250
200
150
100
50
0
6:00 AM 6:00 PM 6:00 AM
Present view of pulmonologists is that regular use of peak flow meters help in improving
the control of asthma and reduction of hospitalizations and mortality.
- 56 -
Chest Research Foundation
Establishing personal best value and diurnal variability when the patient is under
effective treatment is very important. During a monitoring period of 2 to 3weeks, the
patient should record PEF measurements at least twice a day. On both occasions the
patient should measure the PEF at least three times and note the highest number. If the
patient takes a bronchodilator, the PEF should be measured before and after using the
bronchodilator.
The personal best is the highest PEF measurement achieved when the patients asthma is
under control. And this should be equal or more than 80% of predicted value of the
patient. A course of oral or inhalation corticosteroids in the initial evaluation period may
be needed to establish the personal best and minimum PEF daily variability.
600
After bd
500
PEF (1)
400
300
200
100 Before bd
0
0 1 2 3 4 5 6
Time (Days)
400 - 300
PEF Variability = ------------- X 100 = 25%
400
Various types of peak flow meters are available in the market e.g. Mini Wright and
Pink city flow meter. These are mechanical devises having springs and diaphragm.
Some devises use metal plate in place of a spring. The air flow entering into the flow
meter displaces the diaphragm and thereby compresses or stretches the spring or the
metal plate. This displacement is proportional to peak flow and the calibrated scale is
printed on it.
- 57 -
Chest Research Foundation
1. Wrights Peak Flow Meter 2. Health scan P F Meter 3.& 4. PFM (Patent pending)
1. Place the indicator at the base of the numbered scale and fix mouthpiece to PFM
2. Stand up
3. Take a deeeeep breath
4. Place the meter in your mouth and close your lips around the mouthpiece. Do not
put your tongue inside the hole.
5. Blow out as hard and fast as you can
6. Note down the number you get from the scale ( See zone also)
7. Repeat steps 1 to 6 two more times, because we require 3 readings
8. Note down the highest of the three values obtained.
- 58 -
Chest Research Foundation
350
300
250
200
150
100
50
0
6:00 AM 6:00 PM 6:00 AM 6:00 PM 6:00 AM 6:00 PM
| Day 1 | Day2 | Day3 | Day4 |
- 59 -
Chest Research Foundation
Contraindications;
PEF measurement is effort dependent, patient need to be coached initially to give their
best effort. It is essential to use correct techniques and equipment.
The earlier scale used on old version of Wrights peak flow meter (black letters on white
background). The air flow entering into the peak flow meter displaces the diaphragm and
thereby compresses or stretches the spring or the metal plate. This displacement is
proportional to peak flow was shown on this scale, which later on, through various
studied proved wrong. It had been reported that Wright scale Peak Flow Meters can over-
read in the midrange by up to 30%. The long linearity of the Wright scale Peak flow
meter had wrongly measured air flow changes in the midrange, and under represent
changes in the low and high ranges. Hence from 1st September 2004 onwards the Wright
scale peak flow meter became obsolete in the UK and other European Countries. From
this point onwards the new European (EU) scale became mandatory. And all peak flow
meters have to conform to the new European Standard EN 13836 since 2004.
The effort required to produce the measurement is a full inspiration to total lung capacity
followed by a short and fast maximal exhalation in a standing position. Such three
reading are taken in early morning and evening hence three blows are required.
Ideally PEF reading should be taken twice daily, immediately after arising and 12 hours
later, before and after using bronchodilator if a bronchodilator is needed. Any variation
more than 20% in PEFR indicates worsening of asthma.
- 60 -
Chest Research Foundation
There are no reliable studies in India that have generated normal predicted values for
peak expiratory flow rate. However, to get a rough idea about the normal predicted
values, the following predicted equations may be used.
Men:
New: In (PEF) = 0.755 In (age) 0.021 age -104.1 / ht + 5.16
Women:
New In (PEF) = 0.486 In (age) 0.016 age -76.8 / ht + 5.43
These values depend on age, sex, and height of the patient. Since there is wide individual
variations in PEFR in general population, for self monitoring personal the best PEFR can
be used as a reference standard to judge asthma worsening. The personal best PEFR is
used as normal peak flow rate for that particular person.
Please see pages attached for predicted PEFR values varying from age 18 to 65 and
height 150 to 180 cm as per revised Nunn and Gregg equations.
1. The Peak flow Meter has no role in the day-to-day management of COPD, largely
because the peak flow values do not change, as in asthmatic patients.
2. Peak Flow Meter is a reliable marker of airway obstruction especially the
medium- sized and large- sized airways. Early asthma or early COPD which starts
predominately in the smaller airways cannot be picked up by Peak Flow Meter,
which shows normal peak flow readings.
3. PEF measurement is effort dependent hence its use in severe asthma / COPD
exacerbations is limited.
- 61 -
Chest Research Foundation
Name Date
WHEN WELL
Preventer:
Use times a day
Use times a day
Symptom controller
Use times a day
When your symptoms get better, return to the doses you take when well.
Take
When your symptoms get better, gradually return to the doses you take when well.
- 62 -
Chest Research Foundation
WHEN WELL
You will
be free of regular night-time wheeze or cough or chest tightness
have no regular wheeze or cough or chest tightness on waking or during the day
be able to take part in normal physical activity without getting asthma symptoms
need reliever medication less than 3 times a week (except if it is used before exercise)
WHEN NOT WELL
You will
have increasing night-time wheeze or cough or chest tightness
have symptoms regularly in the morning when you wake up
have a need for extra doses of reliever medication
have symptoms which interfere with exercise
(You may experience one or more of these)
IF SYMPTOMS GET WORSE, THIS IS AN ACUTE ATTACK
You will
have one or more of the following: wheeze, cough, chest tightness or shortness of
breath
need to use your reliever medication at least once every 3 hours or more often
DANGER SIGNS
your symptoms get worse very quickly
wheeze or chest tightness or shortness of breath continue after using reliever
medication or
return within minutes of taking reliever medication
severe shortness of breath, inability to speak comfortably, blueness of lips
Take this Action Plan with you when you visit your doctor.
- 63 -
Chest Research Foundation
- 64 -
Chest Research Foundation
- 65 -
Chest Research Foundation
- 66 -
Chest Research Foundation
- 67 -
Chest Research Foundation
- 68 -
Chest Research Foundation
- 69 -
Chest Research Foundation
- 70 -
Chest Research Foundation
- 71 -
Chest Research Foundation
- 72 -
Chest Research Foundation
Height
26 27 28 29 30 31 32 33
(in cm)
150 325 324 322 320 318 317 315 313
151 327 325 323 322 320 318 316 314
152 328 326 325 323 321 319 318 316
153 330 328 326 324 322 321 319 317
154 331 329 327 326 324 322 320 318
155 332 330 329 327 325 323 322 320
156 334 332 330 328 326 325 323 321
157 335 333 331 330 328 326 324 323
158 336 335 333 331 329 327 326 324
159 338 336 334 332 331 329 327 325
160 339 337 335 334 332 330 328 327
161 340 339 337 335 333 331 330 328
162 342 340 338 336 335 333 331 329
163 343 341 340 338 336 334 332 331
164 344 343 341 339 337 336 334 332
165 346 344 342 340 339 337 335 333
166 347 345 344 342 340 338 336 335
167 348 347 345 343 341 340 338 336
168 350 348 346 345 343 341 339 337
169 351 349 348 346 344 342 341 339
170 353 351 349 347 345 344 342 340
171 354 352 350 349 347 345 343 341
172 355 353 352 350 348 346 345 343
173 357 355 353 351 350 348 346 344
174 358 356 354 353 351 349 347 346
175 359 358 356 354 352 350 349 347
176 361 359 357 355 354 352 350 348
177 362 360 358 357 355 353 351 350
178 363 362 360 358 356 355 353 351
179 365 363 361 359 358 356 354 352
180 366 364 363 361 359 357 355 354
181 367 366 364 362 360 359 357 355
182 369 367 365 363 362 360 358 356
183 370 368 367 365 363 361 360 358
184 372 370 368 366 364 363 361 359
185 373 371 369 368 366 364 362 360
186 374 372 371 369 367 365 364 362
187 376 374 372 370 368 367 365 363
188 377 375 373 372 370 368 366 364
189 378 377 375 373 371 369 368 366
190 380 378 376 374 373 371 369 367
191 381 379 377 376 374 372 370 369
192 382 381 379 377 375 373 372 370
193 384 382 380 378 377 375 373 371
194 385 383 381 380 378 376 374 373
195 386 385 383 381 379 378 376 374
Height
34 35 36 37 38 39 40 41
(in cm)
150 311 309 308 306 304 302 301 299
151 313 311 309 307 306 304 302 300
- 73 -
Chest Research Foundation
Height
42 43 44 45 46 47 48 49
(in cm)
150 297 295 294 292 290 288 286 285
151 298 297 295 293 291 290 288 286
152 300 298 296 294 293 291 289 287
153 301 299 298 296 294 292 290 289
154 302 301 299 297 295 294 292 290
- 74 -
Chest Research Foundation
- 75 -
Chest Research Foundation
Height
50 51 52 53 54 55 56 57
(in cm)
150 283 281 279 278 276 274 272 270
151 284 282 281 279 277 275 274 272
152 286 284 282 280 278 277 275 273
153 287 285 283 282 280 278 276 274
154 288 286 285 283 281 279 278 276
155 290 288 286 284 283 281 279 277
156 291 289 287 286 284 282 280 279
157 292 291 289 287 285 283 282 280
158 294 292 290 288 287 285 283 281
159 295 293 291 290 288 286 284 283
160 296 295 293 291 289 288 286 284
161 298 296 294 292 291 289 287 285
162 299 297 296 294 292 290 288 287
163 300 299 297 295 293 292 290 288
164 302 300 298 296 295 293 291 289
165 303 301 300 298 296 294 293 291
166 305 303 301 299 297 296 294 292
167 306 304 302 301 299 297 295 293
168 307 305 304 302 300 298 297 295
169 309 307 305 303 301 300 298 296
170 310 308 306 305 303 301 299 297
171 311 310 308 306 304 302 301 299
172 313 311 309 307 306 304 302 300
173 314 312 310 309 307 305 303 302
174 315 314 312 310 308 306 305 303
175 317 315 313 311 310 308 306 304
176 318 316 315 313 311 309 307 306
177 319 318 316 314 312 311 309 307
178 321 319 317 315 314 312 310 308
179 322 320 319 317 315 313 311 310
180 323 322 320 318 316 315 313 311
181 325 323 321 319 318 316 314 312
182 326 324 323 321 319 317 316 314
183 328 326 324 322 320 319 317 315
184 329 327 325 324 322 320 318 316
185 330 328 327 325 323 321 320 318
186 332 330 328 326 324 323 321 319
187 333 331 329 328 326 324 322 321
188 334 333 331 329 327 325 324 322
189 336 334 332 330 329 327 325 323
190 337 335 333 332 330 328 326 325
191 338 337 335 333 331 329 328 326
192 340 338 336 334 333 331 329 327
193 341 339 338 336 334 332 330 329
194 342 341 339 337 335 334 332 330
195 344 342 340 338 337 335 333 331
- 76 -
Chest Research Foundation
Height
58 59 60 61 62 63 64 65
(in cm)
150 269 267 265 263 262 260 258 256
151 270 268 266 265 263 261 259 258
152 271 270 268 266 264 262 261 259
153 273 271 269 267 266 264 262 260
154 274 272 271 269 267 265 263 262
155 275 274 272 270 268 267 265 263
156 277 275 273 271 270 268 266 264
157 278 276 275 273 271 269 267 266
158 279 278 276 274 272 271 269 267
159 281 279 277 276 274 272 270 268
160 282 280 279 277 275 273 272 270
161 284 282 280 278 276 275 273 271
162 285 283 281 280 278 276 274 272
163 286 284 283 281 279 277 276 274
164 288 286 284 282 280 279 277 275
165 289 287 285 284 282 280 278 277
166 290 289 287 285 283 281 280 278
167 292 290 288 286 285 283 281 279
168 293 291 289 288 286 284 282 281
169 294 293 291 289 287 285 284 282
170 296 294 292 290 289 287 285 283
171 297 295 294 292 290 288 286 285
172 298 297 295 293 291 290 288 286
173 300 298 296 294 293 291 289 287
174 301 299 298 296 294 292 290 289
175 302 301 299 297 295 294 292 290
176 304 302 300 299 297 295 293 291
177 305 303 302 300 298 296 295 293
178 307 305 303 301 299 298 296 294
179 308 306 304 303 301 299 297 295
180 309 307 306 304 302 300 299 297
181 311 309 307 305 304 302 300 298
182 312 310 308 307 305 303 301 300
183 313 312 310 308 306 304 303 301
184 315 313 311 309 308 306 304 302
185 316 314 312 311 309 307 305 304
186 317 316 314 312 310 309 307 305
187 319 317 315 313 312 310 308 306
188 320 318 317 315 313 311 309 308
189 321 320 318 316 314 313 311 309
190 323 321 319 317 316 314 312 310
191 324 322 321 319 317 315 314 312
192 326 324 322 320 318 317 315 313
193 327 325 323 322 320 318 316 314
194 328 326 325 323 321 319 318 316
195 330 328 326 324 322 321 319 317
- 77 -
Chest Research Foundation
Height
66 67 68 69 70 71 72 73
(in cm)
150 254 253 251 249 247 246 244 242
151 256 254 252 250 249 247 245 243
152 257 255 254 252 250 248 246 245
153 258 257 255 253 251 250 248 246
154 260 258 256 255 253 251 249 247
155 261 259 258 256 254 252 251 249
156 263 261 259 257 255 254 252 250
157 264 262 260 259 257 255 253 251
158 265 263 262 260 258 256 255 253
159 267 265 263 261 260 258 256 254
160 268 266 264 263 261 259 257 256
161 269 268 266 264 262 260 259 257
162 271 269 267 265 264 262 260 258
163 272 270 268 267 265 263 261 260
164 273 272 270 268 266 265 263 261
165 275 273 271 269 268 266 264 262
166 276 274 273 271 269 267 265 264
167 277 276 274 272 270 269 267 265
168 279 277 275 273 272 270 268 266
169 280 278 277 275 273 271 270 268
170 282 280 278 276 274 273 271 269
171 283 281 279 278 276 274 272 270
172 284 282 281 279 277 275 274 272
173 286 284 282 280 278 277 275 273
174 287 285 283 282 280 278 276 274
175 288 287 285 283 281 279 278 276
176 290 288 286 284 283 281 279 277
177 291 289 287 286 284 282 280 279
178 292 291 289 287 285 283 282 280
179 294 292 290 288 287 285 283 281
180 295 293 292 290 288 286 284 283
181 296 295 293 291 289 288 286 284
182 298 296 294 292 291 289 287 285
183 299 297 296 294 292 290 288 287
184 300 299 297 295 293 292 290 288
185 302 300 298 296 295 293 291 289
186 303 301 300 298 296 294 293 291
187 305 303 301 299 297 296 294 292
188 306 304 302 301 299 297 295 293
189 307 305 304 302 300 298 297 295
190 309 307 305 303 301 300 298 296
191 310 308 306 305 303 301 299 298
192 311 310 308 306 304 302 301 299
193 313 311 309 307 306 304 302 300
194 314 312 310 309 307 305 303 302
195 315 314 312 310 308 306 305 303
- 78 -
Chest Research Foundation
Height
74 75 76 77 78 79 80 81
(in cm)
150 240 238 237 235 233 231 230 228
151 242 240 238 236 234 233 231 229
152 243 241 239 238 236 234 232 231
153 244 243 241 239 237 235 234 232
154 246 244 242 240 239 237 235 233
155 247 245 243 242 240 238 236 235
156 248 247 245 243 241 239 238 236
157 250 248 246 244 243 241 239 237
158 251 249 248 246 244 242 240 239
159 252 251 249 247 245 244 242 240
160 254 252 250 248 247 245 243 241
161 255 253 252 250 248 246 244 243
162 256 255 253 251 249 248 246 244
163 258 256 254 253 251 249 247 245
164 259 257 256 254 252 250 249 247
165 261 259 257 255 253 252 250 248
166 262 260 258 257 255 253 251 249
167 263 261 260 258 256 254 253 251
168 265 263 261 259 257 256 254 252
169 266 264 262 261 259 257 255 254
170 267 266 264 262 260 258 257 255
171 269 267 265 263 262 260 258 256
172 270 268 266 265 263 261 259 258
173 271 270 268 266 264 262 261 259
174 273 271 269 267 266 264 262 260
175 274 272 271 269 267 265 263 262
176 275 274 272 270 268 267 265 263
177 277 275 273 271 270 268 266 264
178 278 276 275 273 271 269 267 266
179 279 278 276 274 272 271 269 267
180 281 279 277 276 274 272 270 268
181 282 280 279 277 275 273 272 270
182 284 282 280 278 276 275 273 271
183 285 283 281 280 278 276 274 272
184 286 284 283 281 279 277 276 274
185 288 286 284 282 281 279 277 275
186 289 287 285 284 282 280 278 277
187 290 289 287 285 283 281 280 278
188 292 290 288 286 285 283 281 279
189 293 291 289 288 286 284 282 281
190 294 293 291 289 287 286 284 282
191 296 294 292 290 289 287 285 283
192 297 295 294 292 290 288 286 285
193 298 297 295 293 291 290 288 286
194 300 298 296 294 293 291 289 287
195 301 299 298 296 294 292 291 289
- 79 -
Chest Research Foundation
APPENDICES:
3. How to make sure your Spirometry Tests are of good quality. Enright P. Respir
Care 2003; 48: 773-776.
4. Office Spirometry for Lung Health Assessment in Adults: Consensus Status from
National Lung Health Education Program. Ferguson G et al, Respir Care 2000;
45: 513-530
- 80 -