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Childhood Autism Rating Scale,


Second Edition
(CARS2)

MANUAL

Eric Schopler, Ph.D., Mary E. Van Bourgondien, Ph.D.,


G. Janette Wellman, Ph.D., and Steven R. Love, Ph.D.
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Copyright 2010 by Western Psychological Services. All rights reserved.


Not to be reproduced, adapted, and/or translated in whole or in part without
prior written permission of WPS (rights@wpspublish.com).
Second edition published 2010
Sixth printing: April 2015
18 17 16 15 6789
Printed in the United States of America

WPS and Test with Confidence are registered trademarks and CARS is a trademark of
Western Psychological Services. Names of other companies, products, or services
mentioned herein may be trademarks, registered trademarks, or service marks of
their respective mark owners.

Related products from WPS


Autism Diagnostic Observation Schedule, Second Edition (ADOS-2)
Developmental Profile 3 (DP-3)
Monteiro Interview Guidelines for Diagnosing Aspergers Syndrome (MIGDAS)
Sensory Processing Measure (SPM)
Social Responsiveness Scale, Second Edition (SRS-2)
Adaptive Behavior Assessment System, Third Edition (ABAS-3)

For more information about these and other products from WPS, please contact
WPS Customer Service at 800-648-8857 or customerservice@wpspublish.com,
or visit our website at www.wpspublish.com.

Reference citation
In citing this manual, please use the following:
Schopler, E., Van Bourgondien, M. E., Wellman, G. J., & Love, S. R. (2010). Childhood Autism
Rating Scale, Second Edition [Manual]. Torrance, CA: Western Psychological Services.

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Dedication

This publication is dedicated to our mentor, Dr. Eric Schopler,


whose vision created the TEACCH program and the first edition
of the Childhood Autism Rating Scale, both of which have
withstood the test of time. His insight into the past, the present,
and especially the future was invaluable as we worked together
with him to develop a new version of the scale, the CARS2-HF.
Thank you, Eric. We miss you.

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CONTENTS

List of Figures ............................................................................................................................................. viii

List of Tables .............................................................................................................................................. viii

Preface ........................................................................................................................................................... xi

Acknowledgments ...................................................................................................................................... xiii

Part I: Administration, Scoring, Interpretation, and Intervention Guide

Chapter 1. Introduction .............................................................................................................................. 3


General Description .................................................................................................................. 4
Advantages of the CARS2 ....................................................................................................... 5
Intended Users and Uses of the CARS2-ST and CARS2-HF ................................................. 5

Chapter 2. Administration and Scoring of the CARS2-ST ........................................................................ 7


General Considerations for Making CARS2-ST Ratings ....................................................... 7
How to Make CARS2-ST Observations and Ratings .............................................................. 8
Item 1. Relating to People .............................................................................................. 8
Item 2. Imitation .............................................................................................................. 9
Item 3. Emotional Response ........................................................................................... 9
Item 4. Body Use ............................................................................................................ 9
Item 5. Object Use ........................................................................................................ 10
Item 6. Adaptation to Change ....................................................................................... 10
Item 7. Visual Response ............................................................................................... 10
Item 8. Listening Response .......................................................................................... 11
Item 9. Taste, Smell, and Touch Response and Use .................................................... 11
Item 10. Fear or Nervousness ....................................................................................... 12
Item 11. Verbal Communication .................................................................................. 12
Item 12. Nonverbal Communication ............................................................................ 13
Item 13. Activity Level ................................................................................................. 13
Item 14. Level and Consistency of Intellectual Response ........................................... 13
Item 15. General Impressions ....................................................................................... 14
Using the CARS2-QPC to Inform CARS2-ST Ratings ........................................................ 14
Case Example: Michaels CARS2-ST Ratings ...................................................................... 15
Scoring the CARS2-ST Rating Booklet ................................................................................ 16

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Chapter 3. Administration and Scoring of the CARS2-HF ..................................................................... 23


General Considerations for Making CARS2-HF Ratings ..................................................... 23
How to Make CARS2-HF Observations and Ratings ........................................................... 24
Item 1. Social-Emotional Understanding ..................................................................... 24
Item 2. Emotional Expression and Regulation of Emotions ....................................... 25
Item 3. Relating to People ............................................................................................ 25
Item 4. Body Use .......................................................................................................... 26
Item 5. Object Use in Play............................................................................................. 26
Item 6. Adaptation to Change/Restricted Interests ...................................................... 26
Item 7. Visual Response ............................................................................................... 27
Item 8. Listening Response .......................................................................................... 27
Item 9. Taste, Smell, and Touch Response and Use .................................................... 28
Item 10. Fear or Anxiety ............................................................................................... 28
Item 11. Verbal Communication .................................................................................. 29
Item 12. Nonverbal Communication ............................................................................ 29
Item 13. Thinking/Cognitive Integration Skills ........................................................... 30
Item 14. Level and Consistency of Intellectual Response ........................................... 30
Item 15. General Impressions ....................................................................................... 31
Using the CARS2-QPC to Inform CARS2-HF Ratings ........................................................ 31
Case Example: Daniels CARS2-HF Ratings ........................................................................ 32
Scoring the CARS2-HF Rating Booklet ................................................................................ 33

Chapter 4. Interpretation and Feedback ................................................................................................... 43


Interpretation of CARS2-ST and CARS2-HF Scores ........................................................... 43
General Considerations ................................................................................................. 43
Case Example: Michaels Diagnosis ..................................................................................... 49
Case Example: Daniels Diagnosis ........................................................................................ 49
Bridging the Gap: Providing Diagnostic Feedback to Parents .............................................. 50
When the Diagnosis Is an Autism Spectrum Disorder ................................................ 51
When the Diagnosis Is Not an Autism Spectrum Disorder ......................................... 54

Chapter 5. Intervention Planning and Resources .................................................................................... 57


Structured Teaching as a Foundation for Understanding and Intervention .......................... 57
Addressing the Social Interaction Domain .................................................................. 59
Addressing the Communication Domain ..................................................................... 60
Addressing Restricted Interests and Patterns of Behavior............................................ 61
Addressing the Sensory World and Associated Features ............................................ 61
Addressing Thinking Style and Cognitive Issues ........................................................ 62
Case Example: Intervention Planning for Michael ............................................................... 63
Case Example: Intervention Planning for Daniel .................................................................. 63

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Part II: Technical Guide

Chapter 6. Development of the CARS Method ....................................................................................... 67


Relationship of the CARS to Diagnostic Criteria and Scales ............................................... 67
Rationale for the 15 CARS Rating Items ............................................................................... 68
Development of the CARS2-HF and Its Relationship to the CARS ..................................... 69
Relationship of the CARS2-HF to Diagnostic Criteria and Research .................................. 69
Social and Emotional Impairment ................................................................................ 70
Restricted and Repetitive Patterns of Behavior ........................................................... 71
Communication Impairment ......................................................................................... 71
Cognitive Features ........................................................................................................ 72
Other Associated Features ............................................................................................ 72

Chapter 7. Psychometric Properties ......................................................................................................... 73


Development of the Original CARS and CARS2-HF ........................................................... 73
Development Sample for the Original CARS .............................................................. 73
CARS2-ST Verification Sample ................................................................................... 74
CARS2-HF Development Sample ................................................................................ 76
Reliability ............................................................................................................................... 76
Internal Consistency Reliability ................................................................................... 76
Interrater Reliability ......................................................................................................78
Stability of Ratings Over Time ..................................................................................... 80
Standard Error of Measurement ................................................................................... 80
Validity .................................................................................................................................... 81
Internal Structure of CARS2-ST and CARS2-HF Item Ratings ................................. 81
Relationship of Clinical Diagnosis to CARS2-ST and
CARS2-HF Total Scores ............................................................................................... 85
Relationship of Total Scores on the Original CARS and CARS2-HF to
Other Measures of Autism ............................................................................................ 87
Relationship of Scores on the Original CARS to Age ................................................. 89
CARS2-ST and CARS2-HF Item Rating Patterns Related to Diagnosis,
Cognitive Functioning, and Age ................................................................................... 89
Research Uses of the CARS ................................................................................................... 93
Summary ................................................................................................................................. 93

References .................................................................................................................................................. 103

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Figures

1. Completed CARS2-ST Rating Booklet for Michael ........................................................................... 17

2. Completed CARS2-HF Rating Booklet for Daniel ............................................................................. 34

3. Dimensions of Autism Symptoms ....................................................................................................... 53

Tables

1. Items Rated on the CARS2-ST and the CARS2-HF ............................................................................. 4

2. Interpretive Categories Associated With CARS2-ST Total Raw Score Ranges ................................ 44

3. Interpretive Categories Associated With CARS2-HF Total Raw Score Ranges ................................ 44

4. Interpretive Categories Associated With CARS2-ST or CARS2-HF T-Score Ranges ...................... 45

5. CARS2-ST Items Most and Least Likely to Receive High Item Ratings for
Individuals With Autism ...................................................................................................................... 46

6. CARS2-ST Items Most and Least Likely to Receive High Item Ratings for
Younger and Older Individuals With Autism ...................................................................................... 47

7. CARS2-HF Items Most and Least Likely to Receive High Item Ratings for
Individuals With High Functioning Autism or Aspergers Disorder .................................................. 47

8. CARS2-HF Items Most and Least Likely to Receive High Item Ratings for
Individuals With High Functioning Autism or PDD-NOS ................................................................. 47

9. CARS2-HF Items Most and Least Likely to Receive High Item Ratings for
Individuals With High Functioning Autism or ADD .......................................................................... 48

10. CARS2-HF Items Most and Least Likely to Receive High Item Ratings for
Individuals With High Functioning Autism or LD ............................................................................. 48

11. CARS2-HF Items Most and Least Likely to Receive High Item Ratings for
Individuals With High Functioning Autism or Other Clinical Diagnoses ......................................... 48

12. CARS2-ST Items Related to Areas of Intervention ............................................................................ 58

13. CARS2-HF Items Related to Areas of Intervention ........................................................................... 58

14. Demographic Characteristics of the Development Sample for the Original CARS .......................... 74

15. Demographic Characteristics of the CARS2-ST Verification Sample ............................................... 75

16. Demographic Characteristics of the CARS2-HF Development Sample ............................................ 77

17. Corrected Item-to-Total Correlations for CARS2-ST Item Ratings


in the CARS2-ST Verification Sample ................................................................................................ 78

18. Corrected Item-to-Total Correlations for CARS2-HF Item Ratings


in the CARS2-HF Development Sample ............................................................................................. 78

19. Interrater Reliability for Item Ratings on the Original CARS ............................................................ 79

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20. Item Rating Reliability for CARS2-HF Items .................................................................................... 79

21. Correlations Between Item Ratings on the CARS2-ST for Individuals


in the CARS2-ST Verification Sample ................................................................................................ 82

22. Correlations Between Item Ratings on the CARS2-HF for Individuals


in the CARS2-HF Development Sample ............................................................................................. 82

23. Factor Analytic Results for Item Ratings in the CARS2-ST Verification Sample ............................ 83

24. Factor Analytic Results for Item Ratings of Individuals With an Autism Spectrum Disorder
in the CARS2-HF Development Sample ............................................................................................. 84

25. Factor Analytic Results for Item Ratings of Individuals Without an Autism Spectrum Disorder
in the CARS2-HF Development Sample ............................................................................................. 84

26. Relationship Between Total Score Categories and Autism Diagnosis


in the Development Sample for the Original CARS ........................................................................... 85

27. Average CARS2-HF Scores for Various Clinical Groups .................................................................. 87

28. Average Ratings for CARS2-HF Items ............................................................................................... 88

29. Relationship Between CARS2-HF Total Score Categories and Autism Diagnosis
in the CARS2-HF Development Sample ............................................................................................. 88

30. Relationship Between CARS2-ST Item Ratings and Total Score for Individuals
in the CARS2-ST Verification Sample ................................................................................................ 90

31. Relationship of CARS2-ST Item Ratings and Total Score for Individuals
With Low or High Cognitive Functioning and a Diagnosis of Autism .............................................. 92

32. Relationship of CARS2-ST Item Ratings and Total Score for Younger and
Older Individuals in the CARS2-ST Verification Sample ................................................................... 94

33. Relationship of CARS2-ST Item Ratings and Total Score for Individuals
With Low Cognitive Functioning and a Diagnosis of Autism or PDD-NOS ..................................... 95

34. Relationship of CARS2-ST Item Ratings With Total Score and CARS2-HF Item Ratings
With Total Score for Individuals With a Diagnosis of Autism ........................................................... 96

35. Relationship of CARS2-HF Item Ratings With Total Score for Individuals
With a Diagnosis of Autism or Aspergers Disorder .......................................................................... 97

36. Relationship of CARS2-HF Item Ratings With Total Score for Individuals
With a Diagnosis of Autism or PDD-NOS .......................................................................................... 98

37. Relationship of CARS2-HF Item Ratings With Total Score for Individuals
With a Diagnosis of Autism or ADHD ................................................................................................ 99

38. Relationship of CARS2-HF Item Ratings With Total Score for Individuals
With a Diagnosis of Autism or a Learning Disorder ........................................................................ 100

39. Relationship of CARS2-HF Item Ratings With Total Score for Individuals
With an Autism or a Non-Autism-Related Clinical Diagnosis ......................................................... 101

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Preface

The Childhood Autism Rating Scale (CARS) has been in use since 1971 in
the form published as an appendix to Schopler, Reichler, DeVellis, and Daly
(1980). The 1988 edition allowed for continuity of use from the first version. It
also included additional data analysis, resulting in new and broader use of the
scales. In particular, the changes in the 1988 edition allowed for use by a greater
variety of professionals trained in different disciplines, with the observation data
gathered from a greater variety of sources and incorporating differences existing
in diagnostic systems. In addition to observations during formal testing sessions,
the scales could also be rated from relevant medical records, classroom
observations, and parent reports.
The early working edition of the CARS was used primarily by trained
diagnosticians in making observations and ratings while observing specific
psychological test sessions. Its applications were expanded in the 1988 edition. A
number of other professionals, including medical students, pediatric residents,
special educators, school psychologists, speech pathologists, and audiologists
were thus enabled to make reliable use of this instrument. In the 1988 edition, the
15 scale items were identified according to their consistency with the major
diagnostic systems then extant for identifying the presence of autism. This
enabled users to evaluate CARS ratings according to any one of those five
diagnostic systems. The features of the CARS included in the 1988 edition
allowed for broader clinical and research use, while maintaining continuity with
existing systems.
This Second Edition of the CARS has added new features to further extend
the utility of the instrument. A new formthe CARS2 High-Functioning Version
(CARS2-HF)has been added for evaluating high-functioning individuals in
whom the presence of autism, Aspergers Disorder, or PDD-NOS is suspected.
The items from the original CARS form are presented in a redesigned format
the CARS2 Standard Version (CARS2-ST) formthat is even easier to use and
includes new features. Support for the use of the CARS2-ST and CARS2-HF
provided in the Second Edition includes the availability of standard scores based
on a mixed clinical sample of individuals with developmental problems and an
updated literature review. Guidance for obtaining information from and
discussing results with parents is offered. Recommendations are made of helpful
resources for designing interventions in each area evaluated by the CARS2-ST
and CARS2-HF. Researchers engaged in longitudinal research wherein the
original CARS has been used should note that the content of CARS2-ST items
and the recommended clinical cutoff values have not been changed from the
original version.
The psychometric support presented in this Second Edition manual is based
on data collected at a number of sites around the country, including North
Carolinas Division TEACCH. Clinicians interested in further verifying the
generalizability of the CARS to other regions of the country, and to other
countries, are referred to Campbell and Palij (1985), Eaves and Milner (1993),
Garfin, McCallon, and Cox (1988), Kurita, Miyake, and Katsuno (1989), Sevin,
Matson, Coe, Fee, and Sevin (1991), Sturmey, Matson, and Sevin (1992), and
Teal and Wiebe (1986).

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Acknowledgments
1988 Edition
This instrument has been in the making for more than 15 years. It has had
the thoughtful attention of more colleagues than can be recalled at this time.
However, the authors wish to acknowledge the invaluable contribution of
Alexandra Adams and Susan Rosenthal in collecting the data for the expanded
use of the CARS. Margaret D. Lansing patiently collected clinical examples of
ratings. Robert DeVellis and Ken Daly provided the data and analysis of the first
CARS edition, and Bob McConnaughey contributed the admirable computer
program and analysis of the expanded sample for this edition. Sue Ellis and her
mastery of the word processor enabled us to review several drafts. The development
of this edition of the CARS was supported in part by the U.S. Department of
Education Contract #330-80-0841.

Second Edition
The CARS2-HF represents the work of our clinical directors and psycho-
educational therapists at the nine TEACCH Centers located around the state of
North Carolina. Their efforts and the contributions of research site coordinators
and their clients across the country have been essential to the development and
evaluation of this extension of the original CARS. We value the participation of
all who have contributed their time and attention to the renewal of this important
instrument for the purpose of helping those with autism and their families in the
coming decades.

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Part I

Administration, Scoring, Interpretation,


and Intervention Guide
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1
INTRODUCTION

The Childhood Autism Rating Scale, Second Edition of the limitations described in chapter 4. Researchers engaged
(CARS2) includes three forms and this updated manual. The in longitudinal research wherein the original CARS has been
three forms are the two Rating BookletsChildhood Autism used should note that the content of CARS2-ST items and the
Rating Scale, Second EditionStandard Version (CARS2-ST; recommended clinical cutoff values have not been changed
formerly titled CARS) and the Childhood Autism Rating from the original version. The new Questionnaire for Parents
Scale, Second EditionHigh-Functioning Version (CARS2- or Caregivers (CARS2-QPC) is an unscored questionnaire
HF)and the Questionnaire for Parents or Caregivers provided for acquiring information from parents or caregivers
(CARS2-QPC). The CARS2-ST and CARS2-HF are not for subsequent use by professionals making CARS2-ST or
intended as screeners for use in the general population. Their CARS2-HF ratings.
primary value lies in their providing brief, quantitatively This updated manual includes the following: detailed
specific and reliable yet comprehensively based summary instructions about how to make CARS2-ST and CARS2-HF
information that can be used to help develop diagnostic ratings, including a discussion about using the CARS2-QPC
hypotheses among referred individuals of all ages and func- (chapters 2 and 3); guidance for interpreting the CARS2-ST
tional levels. CARS2-ST and CARS2-HF ratings are made and CARS2-HF and for providing feedback to parents, and
based not only on the frequency of behaviors, but also on their case examples (chapter 4); guidance for using obtained
intensity, peculiarity, and duration. This allows for great ratings in combination with other resources to plan
flexibility in integrating comprehensive information about a interventions (chapter 5); detailed information about
case, and at the same time yields consistent quantitative CARS2-ST and CARS2-HF development (chapter 6); and a
results. Professionals can also use CARS2 results to help in description of validity work that supports the use of both
giving diagnostic feedback to parents, characterizing func- forms and includes a review of work that has appeared in the
tional profiles, and guiding intervention planning. professional literature since the 1988 edition of the CARS
Each of the two rating forms asks about 15 areas of was published (chapter 7).
behavior defined by a unique rating system developed to Since its original publication, the CARS has become one
assist in identifying individuals with autism spectrum of the most widely used and empirically validated instruments
disorders (ASDs) and distinguishing them from individuals advancing the field of autism diagnosis. The instrument
with other diagnoses. The CARS form from the 1988 edition continues to be a very important measure contributing to the
has been renamed the CARS2-ST. It includes the same rating diagnosis of children with autism. The CARS2-ST is
areas that comprised the original CARS form, and it is especially effective in discriminating between children with
designed to be even easier to use than its predecessor, with autism and children with severe cognitive deficits (Morgan,
ample room for clinical note taking and documentation. Each 1988; Teal & Wiebe, 1986). It further distinguishes children
booklet now includes a Summary section where a Raw Score with autism in the mild-to-moderate range from children with
table allows the Total score to be easily converted to a autism in the moderate-to-severe range. However, since the
standard score based on a clinical sample of those with ASDs. original publication of the CARS, the autism spectrum has
The standard scores are intended to reflect a continuum of the been expanded to include more individuals who have near-
behavioral problems that are related to autism and are useful average or better IQ scores, better verbal skills, and more
when the goal of a clinician or researcher is to make subtle social and behavioral deficits.
comparative judgments regarding the level of autism-related The CARS2-HF was developed as an alternative to the
behaviors present in a given individual or group, or to evaluate original CARS in helping to identify high functioning
changes in the level of such behaviors, independent of individuals with autism or Aspergers Disorder. Thus, the
diagnostic status. In the context of diagnosis, the ability to CARS2-HF does not replace the original CARS. Instead, it
make interpretations based on relative score elevations is provides another option for practitioners and researchers
likely to be of use. As always, practitioners should be mindful who are working with verbally fluent individuals 6 years of

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4 Administration, Scoring, Interpretation, and Intervention Guide

age and older with IQs greater than 80. The original CARS, scores based on a sample of 1,034 individuals with autism
now titled the CARS2-ST, is still appropriate for children spectrum diagnoses. Information is provided in chapter 4
under age 6 or individuals 6 and older who have less than and chapter 7 of this manual about CARS2-ST and CARS2-
average intelligence or notable communication difficulties. HF Total score results obtained for those in other diagnostic
The CARS2-HF preserves the basic structure of the groups as well.
original CARS. It includes 15 rating areas, each with a 4- The psychometric properties of the CARS2-ST and
point rating system. The items have been amended to reflect CARS2-HF have been investigated based on ratings for over
the current research on the diagnostic characteristics of 3,600 individuals. The information in this manual describes
individuals with at least near-average intelligence (with an both the original CARS development sample of 1,606
estimated overall IQ of at least 80) and autism or Aspergers individuals referred for autism evaluations and current
Disorder. More detailed information about the development samples comprising 1,999 additional individuals from
of the CARS2-HF is provided in chapter 6. clinical and nonclinical settings. CARS2-ST and CARS2-
HF Total scores are associated with interrater reliability
General Description estimates of .71 and .96, respectively. Internal consistency
reliability is estimated at .93 for the CARS2-ST and .96 for
The CARS2-ST and CARS2-HF each include 15 items the CARS2-HF. Validity research examined the use of the
that ask respondents to rate an individual on a scale from 1 forms in a variety of settings, with groups of individuals
to 4 in key areas related to autism diagnosis. A list of the with and without an autism diagnosis, and evaluated
rating items included on each form is provided in Table 1. CARS2-ST and CARS2-HF results in relation to results of
Samples of the complete Rating Booklets and detailed other screening and diagnostic instruments. Results support
instructions for their use are provided in chapters 2 and 3. In the use of each form as accurate quantitative measures of
each booklet, comprehensive descriptions are provided of behavioral problems that are specific to the presence of
each of the 15 functional areas to be rated. Detailed item- autism in a given case. The forms appear to be both sensitive
specific rating anchors are provided that give specific and specific to behavioral problems associated with autism.
examples of the kinds of behavior represented at each rating In addition, over the decades that the CARS has been in use,
level. The rating values given for the 15 areas are summed to its psychometric properties have been investigated by
produce a Total score. For each form, Total score cutoff numerous researchers. Detailed information about research
values are provided that help to determine whether further directly examining CARS2-ST and CARS2-HF reliability
comprehensive evaluation for the presence of autism is and validity during their development and with updated
warranted. Total scores can also be converted to standard samples is presented in chapter 6 and chapter 7 of this

Table 1
Items Rated on the CARS2-ST and the CARS2-HF
CARS2-ST items CARS2-HF items
For rating referred individuals under For rating referred individuals
age 6, or over age 6 and with an aged 6 and older, with an estimated
estimated overall IQ of 79 or lower or overall IQ of 80 or higher, with
with notably impaired communication fluent communication
1. Relating to People 1. Social-Emotional Understanding
2. Imitation 2. Emotional Expression and Regulation of Emotions
3. Emotional Response 3. Relating to People
4. Body Use 4. Body Use
5. Object Use 5. Object Use in Play
6. Adaptation to Change 6. Adaptation to Change/Restricted Interests
7. Visual Response 7. Visual Response
8. Listening Response 8. Listening Response
9. Taste, Smell, and Touch Response and Use 9. Taste, Smell, and Touch Response and Use
10. Fear or Nervousness 10. Fear or Anxiety
11. Verbal Communication 11. Verbal Communication
12. Nonverbal Communication 12. Nonverbal Communication
13. Activity Level 13. Thinking/Cognitive Integration Skills
14. Level and Consistency of Intellectual Response 14. Level and Consistency of Intellectual Response
15. General Impressions 15. General Impressions
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Chapter 1 Introduction 5

manual. Summaries of key studies that have appeared in the In the past, clinical practice has been hampered by
professional literature about the CARS2-ST form are inconsistent use of diagnostic criteria and confusion in the
included in chapter 6. diagnosis of autism. However, over the years there has been
increased empirical research regarding appropriate
Advantages of the CARS2 systematic diagnostic criteria and widespread acceptance of
the behavioral criteria exemplified in the CARS2-ST and
The emphasis of the CARS2 on behavioral and empirical CARS2-HF. Although some differences among professionals
data makes it suitable for use by appropriately informed persist, the trend toward empiricism has greatly increased the
persons from various professions. Both the CARS2-ST and diagnostic consensus about autism.
CARS2-HF were based on current research regarding the
central features of autism. The CARS2-ST was based on the Intended Users and Uses of the
early findings by Kanner (1943) and Creak (1961) and over CARS2-ST and CARS2-HF
time has been shown to also capture the basic symptoms ad-
dressed in all editions of the Diagnostic and Statistical The CARS2 instruments are appropriate for use in a
Manual of Mental Disorders (DSM; American Psychiatric variety of settings, including schools, clinics, and
Association, 1952, 1968, 1980, 1987, 1994, 2000). The intervention programs. Details regarding research
CARS2-HF is based on the original CARS but has been examining their use across settings and raters are provided
adapted based on current research literature for use in identi- in chapter 6 of this manual. To summarize, the use of ratings
fying the behavioral characteristics of higher functioning made by a variety of well-informed professionals who are
individuals with autism or Aspergers Disorder. Thus, ratings not necessarily psychodiagnosticians to help identify the
on both forms are extremely useful for identifying the presence of autism has been examined and such use is
presence of behavioral symptoms of autism to support the generally supported. Professionals such as physicians,
diagnostic process and also for research and classification special educators, school psychologists, speech pathologists,
purposes. The CARS2-ST and CARS2-HF offer several other and audiologists, who have had exposure to and training
significant advantages over other instruments: about autism, can acquirethrough relatively brief
1. The forms include items that ask about a broad range trainingthe ability to make valid ratings. These uses must
of diagnostic criteria and reflect the broadened, data- remain within each users scope of practice, however. For
based definition of the autism syndrome that has example, a school psychologist might use results to
evolved as a result of continued empirical research. determine educational placement, but not a medical
2. The development of the scale, refinement of its diagnosis; a teacher might use results to inform the creation
application, and support for its use are based on of a curriculum plan; and similarly, speech and hearing
decades of use with thousands of referred individuals. specialists and occupational therapists could design
3. The items are presented in such a way that they can treatment regimens in their practice.
be rated for individuals across most, if not all, ages It should be noted in this context that although CARS2-
and functional levels. ST and CARS2-HF ratings can be made during diverse
4. The CARS2-ST and CARS2-HF provide concise conditions, such as a parent interview, a classroom
objective and quantifiable ratings based on direct observation, or a case history review, it is important to keep
behavioral observation while at the same time in mind that these instruments by themselves do not produce
offering comprehensive coverage and clinical a diagnosis. To obtain a diagnosis, other factors, including
documentation across a wide variety of autism signs the individuals developmental history, medical symptoms,
and symptoms. Item ratings can be used to inform and other unique characteristics of each case, must be
intervention planning. Guidance for how to use evaluated by experienced professionals who are experts in
CARS2 ratings and other resources in the process of autism, trained in the process of differential diagnosis, and
planning interventions is provided in chapter 5. authorized to make clinical diagnoses.
One difference between the CARS2-ST and the
5. The CARS2 instruments are particularly helpful as
CARS2-HF is that in order to complete ratings on the
points of departure for giving diagnostic feedback to
CARS2-HF one must have information from multiple
parents. The forms describe the breadth and intensity
sources. For example, to complete the CARS2-HF it is
of symptoms associated with an ASD. This helps
necessary to have information from a direct observation of
parents feel confident that the particular behaviors of
the person being rated as well as an interview with someone
their child have been adequately considered in the
who knows of that persons behavior in different settings.
course of a comprehensive evaluation. They can
The CARS2-ST, on the other hand, can be completed based
easily discern how the single-score result represents a
on information from a single source, such as a parent
synthesis of comprehensive observational, interview,
interview or a direct observation session. Although
and archival information. Guidance for using the
information from multiple sources is needed to make the
CARS2 forms in the context of providing feedback to
diagnosis of autism, care should be taken when basing
parents is provided in chapter 4.
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6 Administration, Scoring, Interpretation, and Intervention Guide

CARS2-ST ratings on information from multiple sources. to behavioral presentations encountered in multiple settings.
Direct observations should generally be given more weight This makes it particularly suitable to support identification of
than the reports of others. When including information from high functioning individuals with autism in the varied school-
the reports of others, the professional should include based or clinical situations where such children are often
specific examples to help determine if the person giving the evaluated. However, this means that the information needed to
report is in fact talking about the type of behavior addressed complete this form must come from a variety of sources,
in a given rating area. including direct observations and interactions with the
The CARS2-HF is intended to assist in determining individual in question, as well as his or her parents, teachers,
whether a high functioning individual has sufficient or other sources. Thus, the professional completing the
symptoms to be considered for a diagnosis of autism or CARS2-HF must be in a position to gather sufficient data
Aspergers Disorder. With an increasing number of high from a variety of sources to make his or her ratings.
functioning children being referred for evaluations, It is important to note that parents should not be asked
convergent evidence from multiple sources is even more to complete the CARS2-ST or the CARS2-HF. Information
critical than usual in the differential diagnostic process. from parents should be obtained using the CARS2-QPC and
Ratings on the CARS2-HF require that consideration be given a direct interview.
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2
ADMINISTRATION AND SCORING
OF THE CARS2-ST

This chapter presents detailed guidance for making redesigned to accommodate detailed note taking regarding
CARS2-ST ratings. Guidance for making CARS2-HF behavioral observations, information from diverse sources,
ratings is presented in chapter 3. Much of the material in this or unique information that may be of use in interpreting
chapter is taken directly from the 1988 edition of the CARS score results, planning interventions, or delivering feedback
Manual, with only relatively minor updating. The general to parents. Familiarity with the criteria for making ratings
principles underlying the process remain unchanged. Thus on the CARS2-ST should be gained to achieve the best
the ratings section will be familiar to those already experi- understanding of the foundation for making ratings. Raters
enced with the 1988 edition. That section is followed by a should be familiar with all of the information presented in
discussion of how to use the CARS2-QPC when making this manual. Mere review of the abbreviated information in
CARS2-ST ratings. A case is then described to demonstrate the Rating Booklet is insufficient preparation to administer
the assignment of individual CARS2-ST item ratings based the CARS2-ST. It is important to note that parents should
on direct observation. The final section of this chapter not be asked to complete the CARS2-ST or the CARS2-HF.
describes the process of converting CARS2-ST ratings to a Information from parents should be obtained using the
Total score and a Total standard score. Guidance for inter- CARS2-QPC and a direct interview.
preting scores and providing feedback to parents is provided
in chapter 4. Suggestions on how to use CARS2-ST ratings General Considerations for
and other resources to support intervention planning are
offered in chapter 5. Researchers engaged in longitudinal Making CARS2-ST Ratings
research wherein the original CARS has been used should
note that the content of CARS2-ST items and the recom- In making ratings, you should compare the individuals
mended clinical cutoff values have not been changed from behavior with that of a typically developing individual of the
the original version. same age. When behaviors are observed that are not typical
The CARS2-ST Rating Booklet (WPS Product No. for an individual of the same age, the peculiarity, frequency,
W-472A) should be used for assessing individuals with intensity, and duration of these behaviors should be
estimated overall IQs of 79 or lower, who have notably considered. All behavior should be rated without recourse to
impaired communication, or who are younger than 6 years causal explanations. Although some of the behaviors
of age regardless of their estimated IQ. Individuals in the resulting from autism are similar to behaviors caused by
samples on which CARS2-ST scoring is based were age 2 or other disorders, it is important simply to rate the degree to
older. However, clinicians do sometimes use the CARS2-ST which the individuals behavior deviates from typical
informally to evaluate younger children. When the CARS2-ST development without making judgments about whether the
is used informally as a way to collect and organize behavior may be explained away as being caused by other
information about children younger than 2, it is particularly medical, psychiatric, or cognitive disorders. The appropriate
important to include multiple sources of information and rating values thus made and the pattern of the impairments
formulate clinical hypotheses in light of all available data. To will help to distinguish individuals with autism from those
assess individuals with IQs of 80 or higher who have with other disorders.
relatively good verbal skills and who are aged 6 or older, use Once the collection of information has been completed,
the CARS2-HF Rating Booklet (WPS Product No. W-472B), use the notes recorded in the Observations section for each
described in chapter 3. item to assist in making the CARS2-ST rating. Before
Condensed versions of the guidelines in this chapter for deciding on a rating value, you may find it helpful to reread
making ratings appear in the CARS2-ST booklet. all of the behavior descriptions for that item. Rating values
Abbreviated guidance for obtaining raw and standard scores for each of the 15 CARS2-ST items range from 1 to 4.
is also included there. The CARS2-ST booklet has been Generally, a rating value of 1 indicates that an individuals

7
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8 Administration, Scoring, Interpretation, and Intervention Guide

behavior is within normal limits for an individual of that Observations section provided for each of the items. Actual
age. A value of 2 means that the individuals behavior is ratings should not be made until the collection of all relevant
mildly abnormal compared with a person of the same age. A information has been completed.
value of 3 indicates that the individuals behavior is Each of the 15 CARS2-ST rating areas is defined over
moderately abnormal for that age. A value of 4 indicates that the following pages. A description of the behavior that is
the individuals behavior is severely abnormal for someone referenced by each item is offered and item-specific
of that age. In addition to these four ratings, the midpoints considerations are discussed. These considerations are
between them (1.5, 2.5, and 3.5) should be used when the followed by examples illustrating the basis on which each
behavior appears to fall between two categories. For rating value would be assigned.
example, if a behavior is mildly-to-moderately abnormal, it Because the CARS2-ST is most frequently used with
should be rated 2.5. Thus the seven allowable ratings for young children, the item rating guidance appears as it was
each item are as follows: first written, referring to children. This should not discourage
1 Within normal limits for that age those who wish to rate the behaviors of adolescents or adults
1.5 Very mildly abnormal for that age from doing so. Sufficient information is available about
CARS2-ST ratings of adolescents and adults to support such
2 Mildly abnormal for that age
use of the instrument.
2.5 Mildly-to-moderately abnormal for that age
Item 1. Relating to People
3 Moderately abnormal for that age
Definition. This is a rating of how the child behaves in a
3.5 Moderately-to-severely abnormal for that age variety of situations involving interaction with other people.
4 Severely abnormal for that age Considerations. Consider both structured and
Remember that in determining the degree of abnormality, unstructured situations where the child has a chance to
you must take into consideration not only the individuals interact with an adult, sibling, or peer. Also consider how
chronological age, but also the peculiarity, frequency, the child reacts to behavior ranging from persistent,
intensity, and duration of his or her behavior. Peculiarity intensive attempts at making the child respond to the
encompasses the extent to which a behavior is unusual or allowance of complete freedom. In particular, note how
odd in general, as opposed to whether it is delayed or like persistent or forceful the adult must be to get the childs
the behavior of a younger child. Frequency refers to how attention. Note the childs reaction to physical contact; to
often a behavior happens. Intensity refers to how extreme a physical signs of affection, such as hugging or stroking; and
behavior is when it happens and how resistant to change it to praise or criticism. Consider the degree to which the child
is. Duration refers to how long a behavior lasts. The greater clings to parents or others. Note whether the child initiates
the degree to which an individual differs along these interactions with others. Also consider responsiveness,
dimensions from a typically developing individual of the aloofness, shyness, and awareness of strangers.
same age, the more abnormal his or her behavior would be Scoring:
and the higher the value that would be assigned. For most 1 No evidence of difficulty or abnormality in relating
items on the CARS2-ST, a rating of 4 indicates the presence to people; the childs behavior is appropriate for his
of a very unusual behavior that is persistent and extremely or her age. Some shyness, fussiness, or annoyance at
difficult to reduce or modify. being told what to do may be observed, but not to a
greater degree than is typical for children of the same
How to Make CARS2-ST age.
Observations and Ratings 2 Mildly abnormal relationships. The child may avoid
looking the adult in the eye, may avoid the adult or be-
CARS2-ST ratings can be made from observations come fussy if interaction is forced, may be excessively
made in various settings, such as psychological testing or shy, may not be as responsive to the adult as a typical
classroom participation, parent reports about their children, child of the same age, or may cling to parents some-
comprehensive clinical records, or a combination of these what more than most children of the same age.
sources. As the rater, you should be familiar with the
3 Moderately abnormal relationships. The child shows
descriptions and scoring criteria for all 15 items before
aloofness (seems unaware of adult) at times. Persistent
beginning the information collection process. Descriptions
and forceful attempts are necessary to get the childs
provided in the CARS2-ST booklet are meant to serve only
attention at times. Minimal contact is initiated by the
as a cue and not as a substitute for careful study of the item
child; contact may have an impersonal quality.
descriptions and rating criteria presented in this section. All
CARS2-ST areas must be rated to achieve a meaningful 4 Severely abnormal relationships. The child is consis-
Total score. Any single source of information can be used as tently aloof or unaware of what the adult is doing. He
long as it can provide all of the information required for or she almost never responds to the adult or initiates
rating all 15 areas. As you obtain the necessary information, contact with the adult. Only the most persistent at-
make brief notes concerning relevant behaviors in the tempts to get the childs attention have any effect.
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Chapter 2 Administration and Scoring of the CARS2-ST 9

Item 2. Imitation such things as laughing when being disciplined or shifting


Definition. This rating is based on how the child imitates mood unpredictably, without apparent reason. Inappropriate
both verbal and nonverbal acts. Behavior to be imitated degree of response may include showing lack of emotion in
should clearly be within the childs abilities. Remember that situations where normal children of the same age would
this area is intended to be an assessment of ability to imitate, show some form of emotion, overreacting by tantrumming,
not ability to perform specific tasks or behaviors. Often it is or becoming highly agitated and excited in response to a
advantageous to request imitation of behaviors or skills the minor event.
child has already demonstrated spontaneously. Scoring:
Considerations. Verbal imitation might involve 1 Age-appropriate and situation-appropriate emotional
repeating simple sounds or long sentences. Physical response. The child shows the appropriate type and
imitation might involve imitating hand movements or degree of emotional response as indicated by a change
movements of the whole body, cutting with scissors, copying in facial expression, posture, and manner.
shapes with a pencil, or playing with toys. Make sure the 2 Mildly abnormal emotional response. The child occa-
child understands that he or she is supposed to imitate, as part sionally displays a somewhat inappropriate type or de-
of a game. For example, note how the child returns a bye-bye gree of emotional reactions. Reactions are sometimes
wave, imitates clapping pat-a-cake, or copies nursery rhymes unrelated to the objects or events surrounding them.
or songs. Notice how the child imitates both simple and
complex sounds and movements. Try to recognize whether 3 Moderately abnormal emotional response. The child
the child is unwilling to imitate, unable to understand that the shows definite signs of inappropriate type and/or degree
of emotional response. Reactions may be quite inhibited
adult wants him or her to imitate, or unable to make the
or quite excessive and may be unrelated to the situation.
sound, say the word, or do the movement that would be
The child may grimace, laugh, or become rigid even
necessary to imitate the adult. Try to note a wide range of
though no apparent emotion-producing objects or events
situations where the child is asked to imitate. In particular,
are present.
notice whether imitation occurs fairly immediately or after a
considerable delay. 4 Severely abnormal emotional response. Responses are
Scoring: seldom appropriate to the situation; once the child gets
in a certain mood, it is very difficult to change the mood
1 Appropriate imitation. The child can imitate sounds,
even though activities may be changed. Conversely, the
words, and movements that are appropriate for his or her
child may show markedly different emotions during a
skill level. short period of time when nothing has changed.
2 Mildly abnormal imitation. The child imitates simple
Item 4. Body Use
behaviors such as clapping or single verbal sounds most
of the time. Occasionally, he or she may imitate only Definition. This area represents a rating of both coordi-
after prodding or after a delay. nation and appropriateness of body movements. It includes
such deviations as posturing, spinning, tapping, rocking,
3 Moderately abnormal imitation. The child imitates toe-walking, and self-directed aggression.
only part of the time and requires a great deal of Considerations. Consider such activities as cutting
persistence and help from the adult. He or she may with scissors, drawing, or putting together puzzles in addi-
frequently imitate only after a delay. tion to active physical games. Evaluate the frequency and in-
4 Severely abnormal imitation. The child rarely or never tensity of bizarre body use. Reactions to attempts by the
imitates sounds, words, or movements even with examiner to prohibit bizarre body use should be observed to
prodding and assistance from the adult. determine the persistence of these behaviors.
Scoring:
Item 3. Emotional Response
1 Age-appropriate body use. The child moves with the
Definition. This is a rating of how the child reacts to
same ease, agility, and coordination of a normal child of
both pleasant and unpleasant situations. It involves a
the same age.
determination of whether the childs emotions or feelings
seem appropriate to the situation. This item is concerned 2 Mildly abnormal body use. Some minor peculiarities
with the appropriateness of both the type of response and the may be present, such as clumsiness, repetitive
intensity of the response. movements, poor coordination, or the rare appearance
Considerations. Evaluate how the child responds to of more unusual movements, as in category 3.
pleasant stimuli such as a show of affection or praise, a mild 3 Moderately abnormal body use. Behaviors that are
tickle, a favorite toy or food, or a pleasant game of rough- clearly strange or unusual for a child of this age are
house. Also evaluate how the child responds to unpleasant noted. These may include strange finger movements,
stimuli such as scolding or criticism, the removal of a favorite peculiar finger or body posturing, staring or picking at
toy or food, difficult work demands, discipline, or painful the body, self-directed aggression, rocking, spinning,
procedures. Inappropriate type of response may include finger-wiggling, or toe-walking.
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10 Administration, Scoring, Interpretation, and Intervention Guide

4 Severely abnormal body use. Intense or frequent Item 6. Adaptation to Change


movements of the type listed in category 3 are signs of Definition. This item concerns difficulties in changing
severely abnormal body use. These behaviors may be established routines or patterns and in changing from one
persistent despite attempts to discourage them or activity to another. These difficulties are often related to the
involve the child in other activities. repetitive behaviors and patterns rated on previous items.
Item 5. Object Use Considerations. Note the childs reaction to changing
from one activity to another, particularly if the child was
Definition. This is a rating of both the childs interest in
actively involved in the previous activity. Note the childs
toys or other objects, and his or her uses of them.
reaction to attempts at modifying patterned responses or
Considerations. Consider how the child interacts with
behaviors. For example, if left alone the child may repeatedly
toys and other objects, particularly in unstructured activities
stack blocks in a particular pattern. Note the childs reaction
with a large variety of items available. These items should be
to adult attempts at changing the pattern. Consider how the
appropriate to the childs skills and interests. Note the level of
child reacts to a change in routine. For example, does the child
interest the child displays. Pay particular attention to the
show signs of distress when guests arrive unexpectedly,
childs use of toys with parts that dangle or spin; for instance,
causing a change in routine, when driven to school by a
an excessive preoccupation with spinning the wheels on a toy
different route, when furniture is rearranged, when a
truck or car instead of rolling the toy. Note overly repetitious
substitute teacher or new child is introduced in the classroom?
use of toys such as blocks; for instance, repeatedly lining up
Does the child establish elaborate rituals around specific
blocks in a row, rather than using them to build a variety of
activities such as eating or going to bed? Does he or she insist
structures or patterns. Consider excessive interest in things
on arranging certain objects just so, or eating or drinking
that normally are of no interest to a child with similar skills. only with a specific utensil?
For example, does the child spend excessive time flushing and
Scoring:
reflushing the toilet or watching water run in the sink? Does
the child seem preoccupied with something such as a phone 1 Age-appropriate response to change. While the child
book, which has lists but no pictures? Finally, consider may notice or comment on changes in routine, he or she
whether the child uses toys or objects in a more appropriate accepts these changes without undue distress.
way or usual manner after being shown how. 2 Mildly abnormal adaptation to change. When an adult
Scoring: tries to change tasks, the child might continue to do the
1 Appropriate interest in, or use of, toys and other same activity or use the same materials, but the child can
objects. The child shows normal interest in toys and easily be distracted or shifted. For example, the child
other objects appropriate for his or her skill level and may initially fuss if taken to a different grocery store, or
uses these toys in an appropriate manner. if driven to school via a new route, but is easily calmed.

2 Mildly inappropriate interest in, or use of, toys and 3 Moderately abnormal adaptation to change. The child
other objects. The child may show less than the typical actively resists changes in routine. When a change of
amount of interest in a toy or may play with it in an activity is attempted, the child tries to continue the old
inappropriately childish way, such as banging or activity and is difficult to distract. For example, he or
sucking on the toy or object, past the age when these she may insist on trying to replace furniture that has
behaviors are normal. been moved. Or he or she may become angry and
unhappy when an established routine is altered.
3 Moderately inappropriate interest in, or use of, toys
and other objects. The child may show very little 4 Severely abnormal adaptation to change. When
interest in toys or other objects, or he or she may be changes occur, the child shows severe reactions that are
difficult to eliminate. If a change is forced on the child,
preoccupied with using an object or toy in some strange
he or she may become extremely angry or uncoopera-
way. He or she may focus attention on some
tive, and perhaps respond with tantrums.
insignificant part of a toy, become fascinated with light
reflecting off the object, repetitively move some part of Item 7. Visual Response
the object, or play with one object to the exclusion of all Definition. This is a rating of unusual visual attention
others. This behavior may be at least partially or patterns found in many individuals on the autism spectrum.
temporarily modifiable. This rating includes the childs response when he or she is
4 Severely inappropriate interest in, or use of, toys or required to look at objects or material.
other objects. The child may engage in the same Considerations. Consider whether the child uses his or
behaviors as in category 3, but with greater frequency her eyes normally when looking at objects or interacting
and intensity. The child is most difficult to distract when with people. For example, does he or she look out only of
engaged in these inappropriate activities, and it is the corners of his or her eyes? When engaged in social
extremely difficult to modify the childs inappropriate interaction, does the child look the other person in the eye or
use of the object. does he or she avoid eye contact? How often must the child
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Chapter 2 Administration and Scoring of the CARS2-ST 11

be told to look when working on a task? Must the adult turn some lack of response to certain sounds, or mild
the childs head to obtain his or her attention? Rating of overreaction to certain sounds. At times, responses to
unusual visual response also includes observation of sounds may be delayed, and sounds may occasionally
peculiar behaviors, such as the childs gazing at his or her need repetition to catch the attention of the child. The
wiggling fingers or becoming absorbed in watching child may, at times, be distracted by extraneous sounds.
reflections or movement. 3 Moderately abnormal listening response. The childs
Scoring: responses to sounds may often vary. The child often
1 Age-appropriate visual response. The childs visual ignores a sound the first few times it is made. The child
behavior is normal and appropriate for a child of that may also be startled by some everyday sounds or cover
age. Vision is used together with other senses, such as his or her ears when these are heard.
hearing or touch, as a way to explore a new object. 4 Severely abnormal listening response. The child over-
2 Mildly abnormal visual response. The child must be reacts and/or underreacts to sounds to an extremely
reminded, from time to time, to look at objects. The marked degree, regardless of the type of sound.
child may be more interested in looking at mirrors or
Item 9. Taste, Smell, and Touch Response and Use
lighting than most children of the same age, or he or she
may occasionally stare off into space. The child may Definition. This is a rating of the childs response to
also avoid looking people in the eye. stimulation of the taste, smell, and touch senses (including
pain). It is also a rating of whether the child makes appro-
3 Moderately abnormal visual response. The child must priate use of these sense modalities. In contrast to the dis-
be reminded frequently to look at what he or she is tance senses of hearing and vision rated in the previous two
doing. He or she may stare into space, avoid looking areas, this is a rating of the near senses.
people in the eye, look at objects from an unusual angle, Consideration. Consider whether the child shows either
or hold objects very close to the eyes even though he or excessive avoidance of or excessive interest in certain odors,
she can see them normally. foods, tastes, or textures. Is the child preoccupied with feeling
4 Severely abnormal visual response. The child certain surfaces such as the tabletop, or textures such as fur or
consistently avoids looking at people or certain objects sandpaper? Does the child smell ordinary objects such as toy
and may show extreme forms of other visual blocks or puzzle pieces? Does he or she try to eat inedible
peculiarities, as already described. things such as dirt, leaves, or wood? Distinguish the occa-
sional, exploratory, infantile mouthing and touching in a
Item 8. Listening Response
younger child from the more frequent, peculiar, or intense
Definition. This is a rating of unusual listening type of behavior that appears to be unrelated to the specific
behavior or unusual responses to sounds. It involves the objects. Does the child have unusual reactions to pain? Does
childs reaction to both human voices and other types of he or she overreact or underreact to pain?
sound. This item is also concerned with the childs interest
Scoring:
in various sounds.
Considerations. Consider unusual preferences for, or 1 Normal use of, and response to, taste, smell, and
fear of, certain everyday sounds such as those made by touch. The child explores new objects in an age-
vacuum cleaners, washing machines, or passing trucks. Note appropriate manner, generally by feeling them and
whether the child reacts inappropriately to the loudness of looking at them. Taste or smell may be used when
sounds. For example, the child may appear not to hear very appropriate, such as when an object looks like it is
loud sounds such as sirens, while reacting to very soft supposed to be eaten. When reacting to minor, everyday
sounds such as whispers. The child may even overreact to pain resulting from such things as a bump, fall, or pinch,
normal sounds, which others do not mind, by wincing or by the child expresses discomfort but does not overreact.
placing his or her hands over his or her ears. Some children 2 Mildly abnormal use of, and response to, taste, smell,
may appear to hear sounds only while unoccupied, while and touch. The child may persist in putting objects in
others may attend to unrelated sounds to the point of his or her mouth even though most children of the same
becoming distracted from their primary activity. Remember age have outgrown this. The child may smell or taste
to consider the childs interest in sounds and be sure the inedible objects from time to time. The child may ignore
childs response is to the sound rather than to the sight of the or overreact to a pinch or other mild pain that would be
object producing the sound. expressed as mild discomfort in a normal child.
Scoring: 3 Moderately abnormal use of, and response to, taste,
1 Age-appropriate listening response. The childs smell, and touch. The child may be moderately
listening behavior is normal and is appropriate for preoccupied with touching, smelling, or tasting objects
children of the childs age. Listening is used together or people. The child may show a moderately unusual
with other senses, such as seeing or touching. reaction to pain, either by reacting too much or too little.
2 Mildly abnormal listening response. There may be 4 Severely abnormal use of, and response to, taste, smell,
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12 Administration, Scoring, Interpretation, and Intervention Guide

and touch. The child is preoccupied with smelling, use of speech and language. Assess not only the presence or
tasting, or feeling objects more for the sensation than for absence of speech but also the peculiarity, bizarreness, or
the normal exploration or use of the objects. The child inappropriateness of all elements of the childs utterances
may completely ignore pain or react very strongly to when speech is present. Thus, when speech of any sort is
something that is only slightly uncomfortable. present, assess the childs vocabulary and sentence
Item 10. Fear or Nervousness structure; the tonal quality, volume or loudness, and rhythm
of utterances; and the situation appropriateness of the
Definition. This is a rating of unusual or unexplainable
content of meaning of the childs speech.
fears. However, it also includes rating the absence of fear
Considerations. Consider the frequency, intensity, and
under conditions where a typically developing child at the
extensiveness of peculiar, bizarre, or inappropriate utterances.
same developmental level would be likely to show fear or
Note how the child speaks, answers questions, and repeats
nervousness.
words or sounds when asked to do so. Problems in verbal
Considerations. Fearful behavior may include such
communication include muteness or lack of speech, delay in
things as crying, screaming, hiding, or nervous giggling.
learning to talk, use of speech characteristics of a younger
When making this rating, consider the frequency, severity,
child, or use of words in a peculiar or meaningless way. Three
and duration of the childs reaction. Do the fears appear
specific types of language peculiarities to note, if observed
reasonable or understandable? Also consider the
past the age when they typically occur, are pronoun reversal,
pervasiveness of the response. Is it confined to a single type
echolalia, and the use of jargon. Examples of pronoun reversal
or class of situation, or is it widespread over many or all
include the child saying You want a cookie when he or she
situations? Would same-aged, typically developing children
means I want a cookie, or saying I ate a cookie when he or
react this way in similar situations? The intensity of the
she is referring to the fact you just ate a cookie. Echolalia
response may be assessed by how difficult it is to calm the
refers to repeating or echoing what has just been said. For in-
child. This type of reaction may occur upon separation from
stance, a child may repeat questions rather than answering
parents, in response to physical closeness, or upon being
them. The child may even repeat, at inappropriate times,
lifted off the ground in physical contact play. Unusual
things heard in the past. This is referred to as delayed
responses may occur to specific items, such as rain, a doll, a
echolalia. Jargon refers to the use of strange or meaningless
puppet, Play-Doh, and so on. Another type of unusual fear
words with no intent to convey a message related to those
response is the failure to show appropriate fear for such
words. For verbal children, remember to note the tonal quali-
things as heavy traffic or strange dogs, to which typically
ty, rhythm, and volume or loudness of the voice. Also note ex-
developing children react. Remember to consider unusual
cessive repetition past an age where this is common.
nervousness. Is the child particularly jumpy, startling easily
in response to normal sound or movement? Scoring:
Scoring: 1 Normal verbal communication, age and situation
appropriate.
1 Normal fear or nervousness. The childs behavior is
appropriate both to the situation and to his or her age. 2 Mildly abnormal verbal communication. Speech
shows overall delay. Most speech is meaningful;
2 Mildly abnormal fear or nervousness. The child
however, some echolalia or pronoun reversal may occur
occasionally shows fear or nervousness that is slightly
occasionally in a child past the age when this typically
inappropriateeither too much or too littlewhen
occurs. Some peculiar words or jargon may be used very
compared to the reaction of a typically developing child
occasionally.
of the same age in a similar situation.
3 Moderately abnormal verbal communication. Speech
3 Moderately abnormal fear or nervousness. The child
may be absent. When present, verbal communication
shows either quite a bit more or quite a bit less fear than
may be a mixture of some meaningful speech and some
is typical even for a younger child in a similar situation.
peculiar speech such as jargon, echolalia, or pronoun
It may be difficult to understand what is triggering the
reversal. Some examples of peculiar speech may include
fear response, and it is difficult to comfort the child.
speech mixed with phrases from television
4 Severely abnormal fear or nervousness. Fears persist commercials, weather reports, and baseball scores.
even after repeated experience with harmless events or When meaningful speech is used, peculiarities may
objects. In an evaluation session, the child may remain include excessive questioning or a preoccupation with
fearful without apparent reason throughout the entire particular topics.
session. It is extremely difficult to calm or comfort the
4 Severely abnormal verbal communication. Meaningful
child. The child may, conversely, fail to show appropri-
speech is not used; rather, the child may make infantile
ate regard for hazards, such as strange dogs or heavy
squeals, odd noises or animal-like sounds, or complex
traffic, which other children of the same age avoid.
noises approximating speech. The child may also show
Item 11. Verbal Communication persistent, bizarre use of some recognizable words or
Definition. This is a rating of all facets of the childs phrases.
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Chapter 2 Administration and Scoring of the CARS2-ST 13

Item 12. Nonverbal Communication account. Consider, also, the influence of medications that
Definition. This is a rating of the childs nonverbal com- may affect activity level.
munication through the use of facial expression, posture, ges- Scoring:
ture, and body movement. It also includes the childs response 1 Normal activity level for age and circumstances. The
to the nonverbal communication of others. If the child has rea- child is neither more active nor less active than a
sonably good verbal communication skills, there may be less typically developing child of the same age in a similar
nonverbal communication; however, a child with impairments situation.
of verbal communication may or may not have developed a 2 Mildly abnormal activity level. The child may either be
nonverbal means of communication. mildly restless or somewhat lazy and slow moving at
Considerations. Consider, particularly, the childs use times. The childs activity level interferes only slightly
of nonverbal communication at times when the child has a with his or her performance. Generally, it is possible to
need or desire to communicate. Also note the childs encourage the child to maintain the proper activity level.
response to the nonverbal communication of others. Does
the child use gestures or facial expressions, for instance, to 3 Moderately abnormal activity level. The child may be
indicate what he or she wants to eat or to play with, or does quite active and difficult to restrain. There may be a
he or she try to use an adults hand as an extension of his or driven quality to the activity. He or she may appear to
her own? Does the child use gestures to indicate where he or have boundless energy and may not go to sleep readily
she wants someone to go, or does he or she try to pull the at night. Conversely, the child may be quite lethargic,
and a great deal of prodding may be necessary to get
person to lead him or her there?
him or her to move about. He or she may dislike games
Scoring: requiring physical activity and may be thought to be
1 Normal use of nonverbal communication, age and extremely lazy.
situation appropriate.
4 Severely abnormal activity level. The child exhibits
2 Mildly abnormal use of nonverbal communication. extremes of activity or inactivity and may even shift
The childs use of nonverbal communication is from one extreme to the other. It may be very difficult to
immature. For instance, the child may only point manage the child. Hyperactivity, when present, occurs
vaguely, or reach for what he or she wants, in situations in virtually every aspect of the childs life, and almost
where a typically developing child of the same age may constant adult control is needed. If the child is lethargic,
point or gesture more specifically to indicate what he or it is extremely difficult to engage his or her motivation
she wants. for any activity, and adult encouragement is needed to
3 Moderately abnormal use of nonverbal communica- initiate learning or task performance.
tion. The child is generally unable to express needs or Item 14. Level and Consistency of Intellectual Response
desires nonverbally and is generally unable to under- Definition. This rating is concerned both with the
stand the nonverbal communication of others. He or she childs general level of intellectual functioning and with the
may take an adults hand to lead the adult to a desired consistency or evenness of functioning from one type of
object but is unable to indicate this desire by gesturing skill to another. Some fluctuations in mental functioning
or pointing. occur in many typical children or in those with other
4 Severely abnormal use of nonverbal communication. problems besides autism. However, this area is intended to
The child uses only bizarre or peculiar gestures that identify extremely unusual or peak skills.
have no apparent meaning, and he or she shows no Considerations. Consider not only the childs use and
awareness of the meanings associated with the gestures understanding of language, numbers, and concepts, but also
or facial expressions of others. such things as how well the child remembers things he or
she has seen or heard or how he or she explores the environ-
Item 13. Activity Level ment and figures out how things work. Particular attention
Definition. This rating refers to how much the child should be paid to evaluating whether the child displays un-
moves about in both restricted and unrestricted situations. usual skill in one or two areas relative to his or her general
Either overactivity or lethargy are part of this rating. level of intellectual functioning. Does the child have special
Considerations. Consider both how much the child talent with numbers, rote memory, or music, for instance?
moves about in a free play situation and how he or she reacts Note concrete thinking or the tendency to take things literal-
when made to sit still. Consider the persistence of the childs ly past an age or functional level where this is appropriate.
activity level. If lethargic, can the child be encouraged to The purpose of this item is to document significant
move about more? If excessively active, can the child be variability within cognitive skills, and in particular whether
encouraged or reminded to calm down or sit still? For this a child has unusual peak skills. Identifying learning
rating, factors such as the childs age, the distance he or she disabilities is not the focus of this item, so discrepancies
may have traveled to the testing site, the length of the testing between cognitive functioning and achievement testing are
situation, fatigue, and boredom should be taken into not intended to be included in this rating. The only exception
007-022_Chap2_v2_001-004 chapter 01.qxd 8/13/10 2:43 PM Page 14

14 Administration, Scoring, Interpretation, and Intervention Guide

would be if the child has unusual, isolated strengths in Using the CARS2-QPC to
reading, letter, or number skills that may not be reflected in Inform CARS2-ST Ratings
achievement scores. Then the presence of the special skills
should be considered in making a rating. This item also does It cannot be overemphasized that ratings from the
not include adaptive functioning skills. To help guide CARS2-ST should be used as only one piece of a multi-
consistent use of this item, rating anchors are offered for the faceted evaluation that includes developmental history;
intermediary half-point rating values as well. review of prior evaluations; parent or caretaker interview;
Scoring: results from intellectual, academic, vocational, adaptive, and
1 Intelligence is normal and reasonably consistent behavioral rating areas; and direct interaction with and
across various areas. The child is as intelligent as assessment of the individual being evaluated. Information of
typically developing children of his or her age and does all of the aforementioned types can potentially be used in
not have any unusual intellectual skills or problems. formulating ratings. The Questionnaire for Parents or
1.5 The child has low intelligence (IQ between 71 and 85) Caregivers (CARS2-QPC; WPS Product No. W-472C) is an
and does not have any unusual intellectual skills or unscored form designed to assist in gathering information
problems. from a parent or caregiver about behaviors related to autism.
Information from the CARS2-QPC can be integrated with
2 Mildly abnormal intellectual functioning. The child other evaluation information when making the final CARS2-
has very low intelligence (IQ score 70 or lower), and his ST ratings.
or her skills appear fairly evenly delayed across all The CARS2-QPC provides information relevant to each
areas. of the 15 CARS2-ST rating areas. However, the form was
2.5 The child has very low intelligence (IQ score 70 or intentionally organized in a way that would be most
lower), and his or her skills appear to vary across areas, meaningful to caregivers. Categories thus do not map
but none is at or above the average range. directly onto the CARS2-ST Rating Booklet. Parent or
3 Moderately abnormal intellectual functioning. The caregiver responses must be reviewed and summarized by a
childs overall IQ is in the range from intellectually professional familiar with autism in order to be effectively
disabled to average (IQ score less than 115), and there is integrated into CARS2-ST ratings. The most fruitful way to
significant variability in skills. At least one skill is in the facilitate this integration is to use the completed CARS2-
average range. QPC as a framework for a follow-up interview to clarify
responses. Clarification and expansion of the parent or
3.5 The childs overall IQ is in the range from intellectual caregiver responses through interview allows you to more
disability to average (IQ score less than 115), and there clearly interpret that persons perspective in relation to your
is significant variability in skills. At least one skill is in understanding of autism spectrum disorders (ASDs).
the above-average range. Extreme savant skills are not The areas assessed by the questionnaire and in a
included here, but are rated in category 4. thorough developmental interview include the individuals
4 Severely abnormal intellectual functioning. A rating social, emotional, and communication skills; repetitive
of 4 is given when extreme savant skills are present, behaviors; play; and routines, as well as unusual sensory
regardless of the overall level of intelligence. interests. In both the questionnaire and follow-up interview,
gathering information about the individuals early
Item 15. General Impressions
development as well as current functioning is essential.
This is intended to be an overall rating of autism based There are four main considerations when interpreting
on your subjective impression of the degree to which the parent or caregiver responses on the CARS2-QPC. First, be
child has autism as defined by the other 14 items. This rating aware of the overall pattern of strengths and weaknesses that
should be made without recourse to averaging the other is reported. Review the completed questionnaire and look
ratings. In making this rating, you should take into account for discrepant patterns of skills or abilities. For example,
all available information concerning the child, including verbal communication skills and sensory preoccupations
information from such sources as the case history, parent may be indicated to occur often or to always be a problem,
interviews, or past records. while nonverbal communication, relating to others, and
Scoring: showing emotions are not considered problems. Second,
1 No autism spectrum disorder . The child shows none of review and evaluate any examples the parent or caregiver
the symptoms characteristic of autism. may provide. A caregiver may endorse an item, but provide
2 Mild autism spectrum disorder. The child shows only a a description of a behavior that is not of the same type
few symptoms or only a mild degree of autism. inquired about. Thus carefully consider whether the
examples are suggestive of the specific behaviors someone
3 Moderate autism spectrum disorder. The child shows a with ASD might demonstrate. Consider, as an example, item
number of symptoms or a moderate degree of autism. 5.5: Has special interests or topics. Are the examples of
4 Severe autism spectrum disorder. The child shows topics that have been provided highly unusual, such as
many symptoms or an extreme degree of autism. computer serial numbers or actuarial statistics? Are there
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Chapter 2 Administration and Scoring of the CARS2-ST 15

multiple special interests listed, suggesting a variety of do, he will sometimes make an attempt to do what was
interests rather than focused interests? Is the interest one that shown to him (e.g., he might not hold a kaleidoscope to his
is common to others in the individuals age group, such as eyes to look through, but will roll his Play-Doh like the
video games or computer use in general? Third, the evaluator).
consistency of the information given by the caregiver with Item 3. Emotional Response 2.0
regard to all other information obtained during the
Michael did not demonstrate a wide range of emotions,
assessment process should be taken into consideration.
but did show pleasure through smiles during activities of
When two sources offer discrepant reports, further inquiry
highest interest to him. Overall, he had little change in
will help to clarify whether the individuals behavior differs
emotion, as seen in his facial expressions. Once during
across settings and people or is only being reported
assessment he became quite upset and started crying, but it
differently by different sources. Finally, since ASD is a
was not clear what had upset him.
developmental disorder, these reports must indicate that the
symptoms of autism were present early in life, that is, prior Item 4. Body Use 1.5
to the age of 4 or 5. Some other diagnostic conditions can Michael is somewhat clumsy, but does not demonstrate
lead to social problems over time, but do not share the same unusual body movements, rocking, or spinning.
early history of social difficulties as ASD. Item 5. Object Use 3.5
During assessment Michael showed little interest in the
Case Example: toys in the play area and did not explore when given free
Michaels CARS2-ST Ratings play time. After being shown a small toy of a cartoon
character, he played with that toy in a repetitive way.
The chief purpose of the CARS2-ST is to assist in the
Item 6. Adaptation to Change 3.0
clinical diagnosis of an ASD. The case of Michael, a 4-year-
old boy, demonstrates how the CARS2-ST items are rated Michael actively resisted changes in materials, whining
based on direct observation. As has been previously noted, and resisting placing finished materials off the table. If a
the CARS2-ST may also be rated based on caretaker new material was placed on the table and his interest was
interviews. switched to the new item, taking away the item he was using
Michaels CARS2-ST ratings and related comments are became easier.
displayed in Figure 1. (The figure is provided at the end of Item 7. Visual Response 3.0
this chapter and is also used to illustrate the scoring process, Michaels eye contact was inconsistent and often not
described in the final section.) The pattern of item scores directed to the evaluator. During play with a ball, he was more
obtained for Michael on the CARS2-ST, and how his ratings interested in looking at himself in the mirror than at the
assisted in reaching a diagnostic decision, is discussed in evaluator to whom he was throwing the ball. He would look at
chapter 4. How Michaels item ratings contributed to things very closely and often from the corner of his eye.
intervention planning is discussed in chapter 5.
It is important to keep in mind that an early develop- Item 8. Listening Response 2.0
mental history supportive of autism is an essential compo- Michael did not immediately respond or turn to a
nent of the diagnostic decision tree, but such information is person when his name was called. It often had to be called
not included in the rating of the CARS2-ST. CARS2-ST rat- several times before he responded. When unexpected noises
ings alone are not sufficient to diagnose an ASD. However, happened, he sometimes had no response at all, but at other
CARS2-ST ratings can provide a significant component of a times he startled.
comprehensive diagnostic evaluation. Item 9. Taste, Smell, and Touch Response
Item 1. Relating to People 3.0 and Use 1.0
Getting Michaels attention can be hardhe will ignore Nothing atypical noted.
his name being called and does not always respond to Item 10. Fear or Nervousness 1.0
attempts by the evaluator to engage him in play (such as
Nothing atypical noted.
peek-a-boo, rolling/throwing a ball).
Michael will at times initiate to get something he wants Item 11. Verbal Communication 2.5
(e.g., snack, favorite video), but he does not initiate to have Michael used two- and three-word phrases meaningfully
someone else come play with him or to show someone and spontaneously to comment, label, refuse, and request.
something he has done. He repeated lines from favorite cartoons and video movies
He was responsive to the social initiations of others, but mixed with jargon. He has immediate echolalia, with some
sustaining a reciprocal interaction or initiating an interaction jargon noted.
was difficult for Michael. Item 12. Nonverbal Communication 3.0
Item 2. Imitation 3.0 Michael will use a close point in response to a question,
Michael does not watch what others are doing; when and occasionally he will use a spontaneous distal point if
you have his attention and demonstrate something for him to there is something he is excited about seeing. He does not,
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16 Administration, Scoring, Interpretation, and Intervention Guide

however, use descriptive or emphatic gestures, nor does he First, transfer the ratings for all 15 categories from the
look at a person when he is gesturing or seem to understand inside pages of the booklet to the corresponding spaces
the gestures of others. provided in the Summary section on the front page of the
Item 13. Activity Level 2.0 booklet . Next, sum the ratings to obtain the Total raw
score. In Figure 1, a Total raw score of 36.5 has been
Michael was mildly restless during assessment, but it
obtained and entered in the space provided . Indicate the
was not interfering.
Severity Group that corresponds with the Total raw score by
Item 14. Level and Consistency of making a check mark in the appropriate box. In the example,
Intellectual Response 3.0 a check mark has been made indicating that the Total raw
Michaels tested intellectual abilities are well below score is in the Mild-to-Moderate Symptoms range .
average, but he can name all the alphabet letters, read the To obtain a standard score in the form of a T-score,
names of favorite characters, count to 25, and receptively circle the value that corresponds to the Total raw score in the
identify basic shapes. Raw score table provided on the right side of the Summary
Item 15. General Impressions 3.0 section . The number printed to the left of the value you
Michael has many characteristics of autism, including have circled is the T-score. In Figure 1, the Total raw score
significant language delays with echolalia and video of 36.5 corresponds to a T-score of 48T . The number
dialoguing, restricted social interests and limited printed to the left of the T-score value is the percentile rank
engagement in socially reciprocal activities, repetitive play that corresponds to the Total raw score. In the example, the
patterns, resistance to change, and difficulty with imitation percentile rank for the obtained Total raw score is 42 .
and play with toys. The relationship between CARS2-ST raw scores and
standard scores is slightly but reliably different for younger
Scoring the CARS2-ST Rating Booklet and older individuals with ASDs. Although the clinical
implications of the difference is minimal, score conversion
Scoring the CARS2-ST is a straightforward process. A columns specific to younger and older age groups are
sample of a completed CARS2-ST Rating Booklet provided in the table in the CARS2-ST Summary section.
(prepared for Michael, from the case example) is provided in This allows score comparisons within a given age group to
Figure 1. This sample will be used to illustrate the scoring be considered. In the sample case, the age-based standard
procedures described in this section. (The numbers in dark score of 48T is identical to the standard score derived based
circles in the following text correspond to those in the on individuals of all ages. A discussion of the uses and
figure.) limitations of CARS2-ST standard scores is provided in
chapter 4.
007-022_Chap2_v2_001-004 chapter 01.qxd 8/13/10 2:43 PM Page 17

CARS2 -ST
Childhood Autism Rating Scale, Eric Schopler, Ph.D., Robert J. Reichler, M.D., Standard Version
Second Edition and Barbara Rochen Renner, Ph.D. Rating Booklet

Michael
Name: _________________________________________________________________________________________ Sample 1 8-12-2009
Case ID Number: ____________________________________ Test date: _______________________________

Male White
Gender: _____________________________ Ethnic background: ______________________________ Carol G.
Raters name: _______________________________________________ 4-8-2005
Date of birth: ____________________________

Observation during developmental assessment using PEP-3


Based on information from: __________________________________________________________________________________________________________________________ 4 years __________
Age: ___________ 4 months

DIRECTIONS: After rating the 15 items, transfer the ratings from the inside pages to the corresponding spaces below. Sum the ratings to obtain the Total raw score, and
indicate the corresponding Severity Group. Circle the Total raw score value in the table in the column labeled All ages and in the column that corresponds to the age of
the person who has been rated. The number printed to the left of each value you have circled is the T-score.

SUMMARY Symptom Level Compared to


Individuals With Autism Spectrum Diagnoses
CATEGORY RATINGS Percentile T-score All ages
Raw score
Ages 212 Ages 13 and older
3.0
1. Relating to People .............................................................. _________
median = 2.5 (3.0, 2.5) >70 >54 >54 >54
>97 70 54 54 54
3.0
2. Imitation ............................................................................ _________ 97 69 53.5 53.5 5253.5
median = 2.5 (2.5, 2.0) 68 5253 52.553 49.551.5
2.0
3. Emotional Response ........................................................... _________ 96 67 5151.5 51.552
median = 3.0 (3.0, 3.0) 95 66 5050.5 51
93 65 49.5 5050.5 49
1.5
4. Body Use ........................................................................... _________
92 64 49 49.5 47.548.5
median = 2.5 (2.5, 2.5)
90 63 4848.5 48.549 4647
3.5
5. Object Use ....................................................................... _________ 88 62 4747.5 47.548 4545.5
median = 2.5 (2.5, 2.0) 86 61 46.5 46.547 4444.5
3.0
6. Adaptation to Change ......................................................... _________ 84
82
60
59
45.546
44.545
46
4545.5 43.5
median = 2.5 (2.5, 2.5)
79 58 44 44.5 43
3.0
7. Visual Response ................................................................. _________ 76 57 43.5 44 42.5
median = 2.5 (2.5, 2.0) 72 56 42.543 4343.5 42
2.0
8. Listening Response ............................................................ _________ 69 55 42 4242.5 4141.5
65 54 4141.5 41.5 4040.5
median = 2.5 (2.5, 2.0)
62 53 4040.5 40.541 39.5
1.0
9. Taste, Smell, and Touch Response and Use ......................... _________ 58 52 3939.5 39.540 38.539
median = 2.0 (2.0, 2.0) 54 51 38.5 39 37.538
1.0
10. Fear or Nervousness ............................................................ _________ 50 50 37.538 3838.5 36.537


median = 2.5 (2.5, 2.5) 46 49 37 37.5 3536
42 48 3636.5 36.537 3434.5
2.5
11. Verbal Communication ........................................................ _________ 38 47 3535.5 35.536 33.5
median = 3.0 (3.0, 3.0) 35 46 3434.5 35 33
3.0
12. Nonverbal Communication .................................................. _________ 31 45 33.5 3434.5 32.5
median = 2.5 (2.5, 2.0) 28 44 33 33.5 3132
24 43 3232.5 32.533 3030.5
2.0
13. Activity Level ...................................................................... _________ 21 42 31.5 32 2929.5
median = 2.5 (2.5, 2.0) 19 41 30.531 31.5 27.528.5
3.0
14. Level and Consistency of Intellectual Response ................... _________ 16 40 30 30.531 26.527
median = 2.5 (2.5, 2.5) 14 39 28.529.5 30 26
3.0
15. General Impressions ........................................................... _________
12
10
38
37
27.528
2627
2929.5
2828.5
2525.5
23.524.5
median = 3.0 (3.0, 3.0) 8 36 25.5 2627.5 23
Note. The numbers in parentheses are medians for individuals aged 212 or 13+, respectively. 7 35 24.525 25.5 2122.5
6 34 24 24.525 20.5
5 33 2323.5 24

Total raw score = 36.5 4


3
32
31
22.5
21.522
23.5
23
Note. SEM = 0.68. 2 30 21 2222.5 20
29 20.5
1 28 21.5
SEVERITY GROUP <1 27 20 21
26 20.5
Minimal-to-No Symptoms of Autism Spectrum Disorder 25 20 19.5
(1529.5; 1527.5 for ages 13+) 24 19.5
23 19.5

Mild-to-Moderate Symptoms of Autism Spectrum Disorder


(3036.5; 2834.5 for ages 13+)
22
21
20 19 19
Severe Symptoms of Autism Spectrum Disorder <20 <19 <19 <19.5
(37 and higher; 35 and higher for ages 13+)
Note. SEM = 2.7T.

Additional copies of this form (W-472A) may be purchased from WPS. Please contact us at 800-648-8857, Fax 310-478-7838, or www.wpspublish.com.
W-472A Copyright 2010 by WESTERN PSYCHOLOGICAL SERVICES. Not to be reproduced in whole or in part without written permission. All rights reserved. Printed in U.S.A.

Figure 1
Completed CARS2-ST Rating Booklet for Michael

17
007-022_Chap2_v2_001-004 chapter 01.qxd 8/13/10 2:43 PM Page 18

1. Relating to People
DIRECTIONS
No evidence of difficulty or abnormality in relating to people.
For each category, use the space 1 The childs behavior is appropriate for his or her age. Some shyness, fussiness, or
provided in the Observations sec- annoyance at being told what to do may be observed, but not to an atypical degree.
1.5
tion for taking notes concerning Mildly abnormal relationships. The child may avoid looking the adult in the
the behaviors relevant to that 2 eye, avoid the adult or become fussy if interaction is forced, be excessively shy, not be
as responsive to the adult as is typical, or cling to parents somewhat more than most
item. After you have finished children of the same age.
2.5
observing the child, rate the
Moderately abnormal relationships. The child shows aloofness (seems
behaviors relevant to each item 3 unaware of adult) at times. Persistent and forceful attempts are necessary to get the
childs attention at times. Minimal contact is initiated by the child.
by circling the number that corre- 3.5
sponds to the statement that Severely abnormal relationships. The child is consistently aloof or unaware
4 of what the adult is doing. He or she almost never responds to or initiates contact with
best describes the child. You may the adult. Only the most persistent attempts to get the childs attention have any effect.
indicate that the childs behavior
Observations
falls between two descriptions by
circling ratings of 1.5, 2.5, or 3.5. Ignored his name being called
Abbreviated rating criteria are Doesnt always respond to attempts to engage
presented for each item. See (e.g., peek-a-boo, rolling/throwing ball)
chapter 2 of the Manual for Initiated to get snack, videonot to play or
detailed rating criteria. show something hes done
Responded to others social approach
Hard for him to sustain a reciprocal interaction
or initiate interaction

2. Imitation 3. Emotional Response

Appropriate imitation. The child can imitate sounds, words, and movements Age-appropriate and situation-appropriate emotional response.
1 that are appropriate for his or her skill level.
1 The child shows the appropriate type and degree of emotional response, as indicated
1.5 by a change in facial expression, posture, and manner.

Mildly abnormal imitation. The child imitates simple behaviors such as 1.5
2 clapping or single verbal sounds most of the time; occasionally, imitates only after Mildly abnormal emotional response. The child occasionally displays a
prodding or after a delay. 2 somewhat inappropriate type or degree of emotional reaction. Reactions are sometimes
2.5 unrelated to the objects or events surrounding him or her.

Moderately abnormal imitation. The child imitates only part of the time and 2.5
3 requires a great deal of persistence and help from the adult; frequently imitates only Moderately abnormal emotional response. The child shows definite signs
after a delay. 3 of inappropriate type and/or degree of emotional response. Reactions may be quite
3.5 inhibited or excessive and unrelated to the situation; child may grimace, laugh, or
become rigid even though no apparent emotion-producing objects or events are present.
Severely abnormal imitation. The child rarely or never imitates sounds, words,
4 or movements even with prodding and assistance from the adult.
3.5
Severely abnormal emotional response. Responses are seldom appropri-
Observations 4 ate to the situation; once the child gets in a certain mood, it is very difficult to change
the mood. Conversely, the child may show wildly different emotions when nothing has
Not watching others changed.

Could get attention and demonstrate things Observations


for him to dosometimes tried to do what Narrow range of emotions
was shown to himdidnt hold a kaleidoscope
to his eyes to look through, did imitate Showed pleasure during activities of highest
evaluator rolling Play-Doh interest to himsmiled. Overall, he had little
overall change in facial expressions
Once during assessment he became quite
upsetcryingreason unclear??

Figure 1 (continued)
Completed CARS2-ST Rating Booklet for Michael

18
007-022_Chap2_v2_001-004 chapter 01.qxd 8/13/10 2:43 PM Page 19

4. Body Use 5. Object Use

Age-appropriate body use. The child moves with the same ease, agility, and Appropriate interest in, or use of, toys and other objects. The child
1 coordination as a normal child of the same age.
1 shows normal interest in toys and other objects appropriate for his or her skill level and
1.5 uses these toys in an appropriate manner.

Mildly abnormal body use. Some minor peculiarities may be present, such as 1.5
2 clumsiness, repetitive movements, poor coordination, or the rare appearance of more Mildly inappropriate interest in, or use of, toys and other objects.
unusual movements. 2 The child may show atypical interest in a toy or play with it in an inappropriately childish
2.5 way (e.g., banging or sucking on the toy).
Moderately abnormal body use. Behaviors that are clearly strange or unusual 2.5
3 for a child of this age may include strange finger movements, peculiar finger or body Moderately inappropriate interest in, or use of, toys and other
posturing, staring or picking at the body, self-directed aggression, rocking, spinning, 3 objects. The child may show little interest in toys or other objects, or may be
finger-wiggling, or toe-walking. preoccupied with using an object or toy in some strange way. He or she may focus on
3.5 some insignificant part of a toy, become fascinated with light reflecting off the object,
repetitively move some part of the object, or play with one object exclusively.
Severely abnormal body use. Intense or frequent movements of the type listed
4 above are signs of severely abnormal body use. These behaviors may persist despite
3.5
attempts to discourage them or involve the child in other activities. Severely inappropriate interest in, or use of, toys and other
4 objects. The child may engage in the same behaviors as above, with greater
Observations frequency and intensity. The child is difficult to distract when engaged in these
inappropriate activities.

Clumsy
Observations
No unusual body movements, no
Not much interest in the toys in the play area
rocking/spinning
No exploration during free play time
Evaluator showed him a small toy of a cartoon
characterplayed with it in repetitive way

6. Adaptation to Change 7. Visual Response

Age-appropriate adaptation to change. While the child may notice or Age-appropriate visual response. The childs visual behavior is normal and
1 comment on changes in routine, he or she accepts these changes without undue distress.
1 appropriate for his or her age. Vision is used together with other senses as a way to
1.5 explore a new object.

Mildly abnormal adaptation to change. When an adult tries to change 1.5


2 tasks, the child may continue the same activity or use the same materials. Mildly abnormal visual response. The child must be occasionally reminded
2.5
2 to look at objects. The child may be more interested in looking at mirrors or lighting
than are his or her peers, may occasionally stare off into space, or may also avoid
Moderately abnormal adaptation to change. The child actively resists
3 changes in routine, tries to continue the old activity, and is difficult to distract. He or looking people in the eye.
she may become angry and unhappy when an established routine is altered.
2.5
3.5 Moderately abnormal visual response. The child must be reminded

Severely abnormal adaptation to change. The child shows severe reactions


3 frequently to look at what he or she is doing. He or she may stare into space, avoid
4 to change. If a change is forced, he or she may become extremely angry or uncooperative
looking people in the eye, look at objects from an unusual angle, or hold objects very

and respond with tantrums. close to the eyes.


3.5
Observations Severely abnormal visual response. The child consistently avoids looking
4 at people or certain objects and may show extreme forms of other visual peculiarities
Actively resisted changes in materials described above.

whining, resisted placing finished materials Observations


off table
Eye contact inconsistentoften not directed
Placing new material on table to switch his to the evaluator
interesteasier to take away other item
Distracted by looking at self in mirror during
he was using
play with ball
Looked at things very closelyoften looked
from the corner of his eye

Figure 1 (continued)
Completed CARS2-ST Rating Booklet for Michael

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8. Listening Response 9. Taste, Smell, and Touch Response and Use

Age-appropriate listening response. The childs listening behavior is normal Normal use of, and response to, taste, smell, and touch. The child
1 and appropriate for his or her age. Listening is used together with other senses.
1 explores new objects in an age-appropriate manner, generally by feeling and looking.
1.5 Taste or smell may be used when appropriate. When reacting to minor everyday pain,

Mildly abnormal listening response. There may be some lack of response the child expresses discomfort but does not overreact.
2 or mild overreaction to certain sounds. Responses to sounds may be delayed, and
1.5
sounds may need repetition to catch the childs attention. The child may be distracted Mildly abnormal use of, and response to, taste, smell, and touch.
by extraneous sounds. 2 The child may persist in putting objects in his or her mouth; may smell or taste inedible
2.5 objects; may ignore or overreact to mild pain that a normal child would express as

Moderately abnormal listening response. The childs responses to sounds discomfort.


3 vary; often ignores a sound the first few times it is made; may be startled or cover ears
2.5
when hearing some everyday sounds. Moderately abnormal use of, and response to, taste, smell, and
3.5 3 touch. The child may be moderately preoccupied with touching, smelling, or tasting
objects or people. The child may either react too much or too little.
Severely abnormal listening response. The child overreacts and/or
4 underreacts to sounds to an extremely marked degree, regardless of the type of sound.
3.5
Severely abnormal use of, and response to, taste, smell, and touch.
Observations 4 The child is preoccupied with smelling, tasting, or feeling objects more for the sensation
than for normal exploration or use of the objects. The child may completely ignore pain
or react very strongly to slight discomfort.
No immediate response when his name was
called. Did not turn to face person calling Observations

Often had to be called several times before Nothing atypical noted


responding
Sometimes no response to unexpected
noisesat other times appeared startled
by them

10. Fear or Nervousness 11. Verbal Communication

Normal fear or nervousness. The childs behavior is appropriate both to the Normal verbal communication, age and situation appropriate.
1 situation and for his or her age.
1
1.5 1.5
Mildly abnormal fear or nervousness. The child occasionally shows too
2 much or too little fear or nervousness compared to the reaction of a normal child of the 2 Mildly abnormal verbal communication. Speech shows overall retardation.
Most speech is meaningful; however, some echolalia or pronoun reversal may occur.
same age in a similar situation.
Some peculiar words or jargon may be used occasionally.
2.5 2.5
Moderately abnormal fear or nervousness. The child shows either quite
3 a bit more or quite a bit less fear than is typical even for a younger child in a similar 3 Moderately abnormal verbal communication. Speech may be absent.
When present, verbal communication may be a mixture of some meaningful speech and
situation. some peculiar speech such as jargon, echolalia, or pronoun reversal. Peculiarities in
3.5 meaningful speech include excessive questioning or preoccupation with particular topics.
Severely abnormal fear or nervousness. Fear persists even after repeated 3.5
4 experience with harmless events or objects. It is extremely difficult to calm or comfort
Severely abnormal verbal communication. Meaningful speech is not used.
the child. The child may, conversely, fail to show appropriate regard for hazards that 4 The child may make infantile squeals, weird or animal-like sounds, or complex noises
other children of the same age avoid. approximating speech, or may show persistent, bizarre use of some recognizable words
or phrases.
Observations
Observations

Nothing atypical noted Used 2-word and 3-word phrasesmeaningful,


spontaneous comment, label, refusal
and requests
Repeated lines to cartoons or videos, but
mixed with jargon
Immediate echolalia with some jargon

Figure 1 (continued)
Completed CARS2-ST Rating Booklet for Michael

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12. Nonverbal Communication 13. Activity Level

Normal use of nonverbal communication, age and situation Normal activity level for age and circumstances. The child is neither
1 appropriate. 1 more active nor less active than a normal child of the same age in a similar situation.
1.5 1.5
Mildly abnormal use of nonverbal communication. Immature use of Mildly abnormal activity level. The child may either be mildly restless or
2 nonverbal communication; may only point vaguely, or reach for what he or she wants, 2 somewhat lazy and slow moving at times. The childs activity level interferes only
in situations where a typically developing same-age child may point or gesture more slightly with his or her performance.
specifically to indicate what he or she wants. 2.5
2.5 Moderately abnormal activity level. The child may be quite active and
Moderately abnormal use of nonverbal communication. The child is 3 difficult to restrain. He or she may have boundless energy and may not go to sleep
3 generally unable to express needs or desires nonverbally and cannot understand the readily at night. Conversely, the child may be quite lethargic and need a great deal of
nonverbal communication of others. prodding to get him or her to move about.
3.5 3.5
Severely abnormal use of nonverbal communication. The child uses Severely abnormal activity level. The child exhibits extremes of activity or
4 only bizarre or peculiar gestures that have no apparent meaning and shows no
4 inactivity and may even shift from one extreme to the other.
awareness of the meanings associated with the gestures or facial expressions of others.
Observations
Observations
Points to things nearby to respond to Mildly restless during assessment
a question did not interfere with process

Occasionally spontaneously points to things at


a distance if excited about seeing something,
no descriptive or emphatic gestures
Does not look at a person when he is gesturing
Does not seem to understand the gestures
of others

14. Level and Consistency of Intellectual Response 15. General Impressions

To rate this item, it is essential to read the expanded definitions in the Manual. No autism spectrum disorder. The child shows none of the symptoms charac-
1 teristic of autism.
Intelligence is normal and reasonably consistent across various
1 areas. The child is as intelligent as typical children of the same age and does not have
1.5
Mild autism spectrum disorder. The child shows only a few symptoms or only
any unusual intellectual skills or problems. 2 a mild degree of autism.
The child has low intelligence (IQ score between 71 and 85) and does not have any unusual 2.5
1.5
intellectual skills or problems.
Moderate autism spectrum disorder. The child shows a number of symptoms
Mildly abnormal intellectual functioning. The child has very low intelligence 3
2 (IQ score is 70 or lower) and his or her skills appear fairly evenly delayed across all areas. 3.5
or a moderate degree of autism.

The child has very low intelligence (IQ score is 70 or lower) and skills appear to vary across Severe autism spectrum disorder. The child shows many symptoms or an
2.5 areas, but none is at or above average. 4 extreme degree of autism.
Moderately abnormal intellectual functioning. The childs overall
3 intelligence is in the range from intellectually disabled to average (IQ score less than Observations
115), and there is significant variability in skills. At least one skill is in average range.
The childs overall intelligence is in the range from intellectual disability to average (IQ
Many characteristics of autismsignificant
3.5 score less than 115), and there is significant variability in skills. At least one skill in above language delays, echolalia, video dialoguing,
average range. Extreme savant skills are not included here but are rated in category 4.

Severely abnormal intellectual functioning. A rating of 4 is given when


restricted social interest, limited engagement
4 extreme savant skills are present, regardless of overall level of intelligence. in socially reciprocal activities, repetitive
Observations play patterns, resists change, difficulty with
imitation and play with toys
Tested intellectual abilities are well below
average
Can name all alphabet letters, read names
of favorite characters, count to 25,
identify basic shapes (receptive)

Figure 1 (continued)
Completed CARS2-ST Rating Booklet for Michael

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3
ADMINISTRATION AND SCORING
OF THE CARS2-HF

This chapter presents detailed guidance for making this manual. Mere review of the abbreviated information in
CARS2-HF ratings. Much of the guidance is similar to that the Rating Booklet is insufficient preparation to administer
for the CARS2-ST. However, some of the general principles the CARS2-HF. It is important to note that parents should
underlying the approach to making CARS2-HF ratings are not be asked to complete the CARS2-ST or the CARS2-HF.
unique. As has been noted, the challenge of assessing Information from parents should be obtained using the
autism-related behavior in relatively high functioning CARS2-QPC and a direct interview.
individuals makes it especially important that those making
CARS2-HF ratings gain a solid understanding of the criteria General Considerations for
for making ratings and be in a position to collect and Making CARS2-HF Ratings
synthesize information from multiple sources about an
individual. The three sections at the end of this chapter are General considerations in making ratings for the
similar to those at the end of chapter 2. The first discusses CARS2-HF are similar to those for the CARS2-ST. The
how to use the CARS2-QPC when making CARS2-HF individuals behavior should be compared with that of a
ratings. The second provides a case example that typically developing individual of the same age. When
demonstrates the assignment of CARS2-HF ratings based behaviors are observed that are not typical for an individual of
on multiple sources of information. The final section of this the same age, the peculiarity, frequency, intensity, and
chapter describes the process of converting CARS2-HF duration of these behaviors should be considered. All
ratings to a Total raw score and a Total standard score. behavior should be rated without recourse to causal
Guidance for interpreting scores and providing feedback to explanations. Although some of the behaviors resulting from
parents is provided in chapter 4. Suggestions on how to use autism are similar to behaviors caused by other disorders, it is
CARS2-HF ratings and other resources to support important simply to rate the degree to which the individuals
intervention planning are offered in chapter 5. behavior deviates from typical development without making
The CARS2-HF Rating Booklet (WPS Product No. judgments about whether the behavior may be explained
W-472B) is used to assess individuals with estimated overall away as being caused by other medical, psychiatric, or
IQs of 80 or higher, who have relatively good verbal skills, cognitive disorders. The appropriate rating values thus made
and who are aged 6 or older. To assess individuals with IQs of and the pattern of the impairments will help to distinguish
79 or lower, who have notably impaired communication, or individuals with autism from those with other disorders.
who are younger than 6 years of age, use the CARS2-ST Once the collection of information has been completed,
Rating Booklet (WPS Product No. W-472A), described in use the notes recorded in the Observations section for each
chapter 2. Condensed versions of the guidelines in this chap- item to assist in making the CARS2-HF rating. Before
ter for making ratings appear in the CARS2-HF booklet. deciding on a rating value, you may find it helpful to reread
Abbreviated guidance for obtaining raw and standard all of the behavior descriptions for that item. Rating values
scores is also included there. As with the CARS2-ST, the for each of the 15 CARS2-HF items range from 1 to 4.
CARS2-HF booklet is designed to accommodate detailed Generally, a rating value of 1 indicates that an individuals
note taking regarding behavioral observations, informa- behavior is within normal limits for an individual of that
tion from diverse sources, or unique information that may age. A value of 2 means that the individuals behavior is
be of use in interpreting score results, planning interven- mildly abnormal compared with a person of the same age. A
tions, or delivering feedback to parents. As noted for the value of 3 indicates that the individuals behavior is
CARS2-ST, familiarity with the criteria for making ratings moderately abnormal for that age. A value of 4 indicates that
on the CARS2-HF should be gained to achieve the best un- the individuals behavior is severely abnormal for someone
derstanding of the foundation for making ratings. Raters of that age. In addition to these four ratings, the midpoints
should be familiar with all of the information presented in between them (1.5, 2.5, and 3.5) should be used when the

23
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24 Administration, Scoring, Interpretation, and Intervention Guide

behavior appears to fall between two categories. For pervasiveness, and duration of these behaviors should be
example, if a behavior is mildly-to-moderately abnormal, it considered. It bears repeating that although some of the
should be rated 2.5. Thus the seven allowable ratings for behaviors resulting from autism are similar to behaviors
each item are as follows: caused by other medical, cognitive, or psychiatric disorders,
1 Within normal limits for that age it is important simply to rate the degree to which the indi-
viduals behaviors deviate from typical development with-
1.5 Very mildly abnormal for that age
out making judgments about whether the behavior may be
2 Mildly abnormal for that age explained away as being caused by such disorders as
2.5 Mildly-to-moderately abnormal for that age Attention-Deficit/Hyperactivity Disorder or Obsessive-
Compulsive Disorder. In the context of a full diagnostic
3 Moderately abnormal for that age
evaluation, the Total score and the pattern of the impair-
3.5 Moderately-to-severely abnormal for that age ments will help to distinguish a person with an autism
4 Severely abnormal for that age spectrum disorder (ASD) from other types of disorders.
Remember that in determining the degree of abnormality, Note that on the CARS2-HF, behaviors that reflect the
you must take into consideration not only the individuals moderate-to-severe degree of peculiarity seen in individuals
chronological age, but also the peculiarity, frequency, with classical autism, such as spinning or toe-walking, will
intensity, and duration of his or her behavior. Peculiarity receive a rating of 3 or higher. Abnormal behaviors that are
encompasses the extent to which a behavior is unusual or frequent and pervasive such that they are obvious to
odd in general, as opposed to whether it is delayed or like observers across multiple settings will also warrant high
the behavior of a younger child. Frequency refers to how scores. For most rating areas on the CARS2-HF, a rating of
often a behavior happens. Intensity refers how extreme a 4 indicates a very unusual behavior that is persistent and
behavior is when it happens and how resistant to change it extremely hard to modify or redirect.
is. Duration refers to how long a behavior lasts. The greater Item 1. Social-Emotional Understanding
the degree to which an individual differs along these Definition. Social-emotional understanding addresses
dimensions from a typically developing individual of the an individuals cognitive understanding of others
same age, the more abnormal his or her behavior would be communication, behaviors, and differing perspectives. The
and the higher the value that would be assigned. As is the dimensions of social understanding that are included in this
case for the CARS2-ST, for most items on the CARS2-HF a item are the ability to read the nonverbal cues of others and
rating of 4 indicates the presence of a very unusual behavior the ability to take another persons perspective. This item
that is persistent and extremely difficult to reduce or modify. does not reflect whether someone has friends or is in a
The CARS2-HF is more likely than the CARS2-ST to relationship. Rather it deals with an individuals ability to
be used with older individuals. The rating guidance is thus perceive and articulate how another person may feel or what
written to be more general than the rating guidance for the his or her perspective may be in a situation.
CARS2-ST with respect to the age of the person being rated. Considerations. This item is best assessed through a
direct interview with the individual. Presenting pictures of a
How to Make CARS2-HF variety of social situations and asking the individual to tell
Observations and Ratings you what he or she thinks the people in the situation are
thinking and feeling is a helpful technique. Through the use
As with the CARS2-ST, the CARS2-HF is designed so of either real-life experiences or these depicted situations,
that ratings can be made from different sources of the goal of the interview is to determine the degree to which
observation, as during direct assessments or classroom the individual understands and can articulate how others feel
observations; observer reports, such as from parents or and how others may have different perspectives of a social
spouses; or clinical records. Any of these sources can be used situation. There are a number of theory of mind and social
as long as they include the information required for rating all perception tasks, such as the Roberts-2 (Roberts & Gruber,
of the areas. On the CARS2-HF, however, to make ratings for 2005), that also can be used to assess the individuals ability
Items 2, 8, 9 and 10, you must have information about the to take anothers perspective. Again, this item reflects the
pervasiveness of symptoms across settings. So it is required to individuals cognitive understanding of others and not his or
have either the opportunity to observe the individual across her emotional empathy.
settings, an individual who can describe his or her own Scoring:
behavior across settings, or access to someone such as a 1 Age-appropriate social-emotional understanding.
parent, spouse, or teacher who has had the opportunity to Clearly understands the facial expressions, gestures,
observe the persons behavior in other settings. tone of voice, and body language of others. The
As with the CARS2-ST, in making observations you individual is able to understand that others may have a
should compare the childs or adults behavior to that of a different perspective and what that perspective may be.
typically developing person of the same age. When atypical 2 Mildly impaired social-emotional understanding. The
behaviors are observed, the peculiarity, frequency, intensity, individual is responsive to most facial expressions,
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Chapter 3 Administration and Scoring of the CARS2-HF 25

expression of emotions in others, gestures, and body emotion than expected about special interests or id-
language, but may need these to be slightly exaggerated, iosyncratic concerns. Ability to describe or understand
excluding more subtle expressions such as mild sar- emotional states in him- or herself is limited. He or she
casm, doubt, or ambiguity. The ability to take anothers has serious problems with emotional regulation that
perspective is inconsistent. occur frequently in at least one setting.
3 Moderately impaired social-emotional understanding. 4 Severely abnormal emotional response. The individual
The individual shows an understanding of facial has extreme problems with emotional regulation that
expressions, tone of voice, and body language only occur in more than one setting. Responses are extreme
when they are exaggerated. He or she is likely to ignore or seldom appropriate to the situation or content of dis-
or misunderstand the expressions or perspectives of cussion. Shows extreme mood shifts that are difficult to
others. change. Expresses only a few emotions in their exagger-
4 Severely impaired social-emotional understanding. ated form or perseverates on a particular emotion with-
The individual demonstrates virtually no ability to out understanding.
understand appropriate facial expressions, gestures, tone Item 3. Relating to People
of voice, or body language. He or she is unable to
recognize that the perspective, understanding, and Definition. This is a rating of how the individual behaves
expression of others might differ from his or her own. in a variety of situations involving interaction with other
people. This item is related to the first two items, which also
Item 2. Emotional Expression and Regulation rate aspects of social relationships. This item differs in that it
of Emotions is confined to dimensions related to direct interpersonal
Definition. This rating is based on the individuals interactions, and the persons initiation of interactions and
ability to express and regulate his or her own emotions. reaction to another individual. The two dimensions that are
Considerations. This item is based on both direct rated on this item are the individuals initiation of interactions
observation and the reports of others who have observed this and the reciprocal nature of the interactions.
persons behavior in other settings. During a direct Considerations. Consider both structured and
interaction with the individual, engage in a discussion of unstructured situations where the individual has a chance to
events that have happened to him or her that have been both interact with an adult, spouse, peer, sibling, or you (the rater).
positive and negative. Note whether the individuals facial Consider how the individual reacts to attempts by others to
expression and affect match the content of the discussion. engage him or her in an interaction. These attempts may range
Does the person show the full range of emotions? Does he or
from persistent, intensive attempts to get a response to the
she have an exaggerated response to either positive or
allowance of complete freedom. Note whether the person
negative events? Does the individual report having trouble
initiates interactions, and if yes, whether he or she does so
controlling his or her emotions or behaviors when stressed?
purely for social purposes or only to get specific needs met or
Do these emotional regulation problems happen in just one
to discuss areas of intense special interest. Regardless of who
or in more than one setting (e.g., home and work)? Parent
initiates the interaction, note if the individual engages in and
and observer reports are very important for this item, as
individuals who have problems controlling their emotions helps to maintain the interaction past the initial overtures.
across multiple settings get higher scores. Scoring:
Scoring: 1 No evidence of difficulty or abnormality in relating to
1 Age-appropriate and situation-appropriate emotional people. Age-appropriate initiation of interactions to get
response. The individual shows an appropriate type and help, to get needs met, and for purely social purposes.
degree of emotional response, both by word and Interactions with others are fluid and show a reciprocal,
behavior, including emotional variations such as happy, back-and-forth pattern.
sad, proud, angry, scared, anxious, and related internal 2 Mildly abnormal relationships. The individual initiates
states. interactions only to get obvious needs met or discuss
2 Mildly abnormal emotional response. The individuals special interests. There is some give-and-take in interac-
emotional expressions are relatively flat, distorted, or tions, but it lacks consistency, fluidity, or appropriate-
slightly exaggerated. Nonverbal expression of emotions ness. The individual is aware of children/adults of the
does not always match verbal content. The individual is same age and interested in interactions, but may have
able to describe several emotions in him- or herself, but difficulty initiating or managing an interaction. Minimal
this ability is limited compared to his or her develop- initiation for purely social purposes that does not
mental level. The individual may have intermittent involve special interests.
emotional regulation problems. 3 Moderately abnormal relationships. The individual
3 Moderately abnormal emotional response. The initiates interactions almost totally around his or her
individuals expression of emotions is flat, excessive, or special interests, with little attempt to engage others in
frequently inconsistent with the situation or content of a these interests. He or she responds to overtures from
verbalized topic. The individual may display greater others, but the interaction lacks social give-and-take
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26 Administration, Scoring, Interpretation, and Intervention Guide

and/or his or her responses are unusual and not always the rating may need to be based on a parent interview. Any
related to the overture from others. The individual is current obvious repetitive or inappropriate use of objects or
unable to maintain an interaction past the initial obvious interest in parts of objects, as opposed to the whole,
overture. should be rated as a 3 or higher depending on the persistence.
4 Severely abnormal relationships. The individual does Note the individuals imaginative or creative use of the
not initiate any directed interactions and shows minimal materials. Does the individual use an object as an agent of
response to overtures from others. Only the most action with the other toys? Does he or she engage in make-
persistent attempts to get the individual to engage have believe play and use an object to represent something else?
any effect. Scoring:
Item 4. Body Use 1 Appropriate interest in, and creative use of, toys and
Definition. This area represents both coordination and other objects. The individual is able to spontaneously
appropriateness of body movements. Subtle forms of fine use toys in age-appropriate imaginative symbolic play
and gross motor coordination are rated here, as well as and is able to use objects to represent something else.
deviations such as posturing, spinning, tapping and rocking, The individual shows interest in a variety of toys and
toe-walking, and self-directed aggression. leisure materials.
Considerations. Consider fine motor activities such as 2 Mildly inappropriate interest in, or use of, toys and
handwriting, drawing, and tying shoes. Fine motor difficulties other objects. The individuals play themes tend to be
are rated on this area, with higher ratings given for problems repetitive or appear to reflect things seen in movies or on
that are so severe that the person actively resists certain tasks. TV. Some use of toy people as agents of action (e.g., has
While this item can be scored using another persons report, it an action figure or doll use other play materials). Some
should be scored based on current behaviors and directly make-believe play or use of objects to represent
observed behaviors should be given more weight. Any current something else. The individual responds to attempts by
obvious deviant behaviors, including posturing, spinning, others to engage him or her in pretend play, but there is
rocking, toe-walking, and self-directed aggression, limited spontaneous initiation of imaginative play. The
automatically earn a rating of 3 or more, depending on the individuals interests may be unusual in intensity or
persistence of the behavior. inappropriate for his or her age. No obvious repetitive
Scoring: or inappropriate use of objects (twirling or spinning) or
1 Age-appropriate body use. The individual moves with interest in parts of objects at this level.
the same ease, agility, and coordination of a typical 3 Moderately inappropriate interest in, or use of, toys
person of the same age. and other objects. Limited imaginative creative play
2 Mildly abnormal body use. Some minor peculiarities either spontaneous or in response to others. People
may be present, such as clumsiness, repetitive move- typically not used as agents of action, and limited use of
ments, or poor coordination or balance. The individual objects to represent other things. No original themes in
may have fine motor difficulties, such as problems with play. May show some repetitive inappropriate use of
handwriting or tying shoes, compared to others at the objects or interest in parts of objects. Interest in play
same developmental level. materials is restricted to a few items that may be
3 Moderately abnormal body use. The individual current- inappropriate for his or her age or interest is of an
ly displays an unusual body posture or stance, hand or unusual intensity.
finger mannerism, flapping, self-directed aggression, 4 Severely inappropriate interest in, or use of, toys and
picking at body, rocking, spinning or toe-walking. Fine other objects. No creative play. Toys are used in
motor or obvious handwriting difficulties are present, repetitive or inappropriate manner.
which may result in resistance to writing tasks. Item 6. Adaptation to Change/Restricted Interests
4 Severely abnormal body use. Intense or frequent
Definition. This area concerns difficulty in changing
movements of the types listed in the other categories are
established routines or patterns, difficulties in changing
signs of severely abnormal body use.
from one activity to another, and restricted special interests.
Item 5. Object Use in Play Considerations. Note the individuals reaction to
Definition. This rating includes the persons interest in changing from one activity to another, particularly if he or
and use of toys or other objects. In addition to the traditional she was actively involved in the previous activity. Note
issues related to repetitive play with parts of objects, the whether the person has a particular activity or interest that
focus of this item also includes the degree to which the appears unusual either in its intensity or narrowness. If
individual engages in imaginative symbolic play and the engaged in this activity or a conversation about this interest,
degree to which toy figures are used as agents. how readily can the person switch to a different activity or
Considerations. Consider how the person interacts with topic? Observe whether the individual is quick to establish
toys or other objects, particularly in unstructured activities routines. Does the person have any unusual rituals around
with a large variety of items available. For older individuals, going to bed at night or doing work at school or in the work
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Chapter 3 Administration and Scoring of the CARS2-HF 27

place? Does he or she insist on arranging certain objects items or fingers out of the corners of the eyes or spinning
just so, or eating or drinking only with specific utensils? objectsreceives a rating of 3 or higher, depending on the
For older individuals, interview them about changes in daily persistence of the behavior.
activities and routines, and note their emotional reactions to Scoring:
these events. 1 Age-appropriate visual response. The individuals
The rating for this item is based on the most severe level visual behavior is normal and appropriate for his or her
of difficulty in any one of the following three areas: coping age. No evidence of visual fascinations or difficulty
with change, ritualistic behaviors, or restricted special shifting attention. Eye contact is good and integrated
interests. with verbal and nonverbal communication skills. Easily
Scoring: shifts visual attention.
1 Age-appropriate response to change/variety of 2 Mildly abnormal visual response. The individual
interests. While the individual may notice or comment may stare inappropriately at others. Eye contact is
on changes in routines, he or she accepts these changes not consistently integrated with verbalizations.
without undue stress. The individual shows a wide Included at this level is any inconsistency in eye
variety of interests, with no one interest or theme contact, regardless of the proportion of time the
predominating. individual makes eye contact. The individual may
2 Mildly abnormal adaptation to change/variety of show more interest in describing small details in a
interests. Unusually quick to develop new routines. Or room or in looking at specific objects (moving parts,
when others try to change the task, the person may lights, mirrors) than is typical.
continue the same activity or use the same materials, 3 Moderately abnormal visual response. Eye contact is
though he or she can be directed to change if needed. Or not integrated with verbalizations. Obvious visual
person shows preference for specific activities, toys, or fascination with objects, lights, mirrors, spinning toys,
topics of conversation, though he or she can be directed and so on. May use peripheral vision to look at things.
to other topics or activities. Obvious difficulty in shifting visual attention from high-
interest items.
3 Moderately abnormal adaptation to change/variety of
4 Severely abnormal visual response. Persistent avoid-
interests. The individual has definite special interests or
ance of eye contact. Excessive interest in looking at spe-
a preference for specific activities, toys, or topics. An
cific objects or looking at objects in a peculiar way.
adult needs to actively work to engage the individual in
other topics or activities. The individual shows Item 8. Listening Response
displeasure and may resist change or try to maintain Definition. This rating is based on the persons unusual
routine. The individual may become distressed by responses to sounds and how the listening response is
attempts to interrupt or change an activity or topic. He or coordinated with the use of other senses.
she may have rituals or routines that have to be done in a Considerations. In direct observation, note the
particular way. The person may report subjective individuals reaction to both speech and other sounds. The
feelings of distress about change and/or interruptions or individuals ability to respond to his or her name by
may become overly fixed on a schedule, checklist, or orienting to the person speaking is scored on this item.
timing of events. Unusual over- or underreactions to noise or sounds are more
salient indicators of difficulty than merely being distracted
4 Severely abnormal adaptation to change/variety of
by noises. For example, someone who remarks on the
interests. The individual has definite special interests or
distant sound of a train and comments on the type of engine
preferences, or has severe reaction to change. Reacts
it must be and the number of cars, or where it is heading,
with extreme anxiety, anger, or resistance to attempts to
would be demonstrating a more salient behavior than
change an activity, topic, or routine.
someone who merely turns his or her head toward a loud
Item 7. Visual Response noise. Older adolescents and adults should be directly asked
Definition. This item covers the use of vision in three about their interest in or aversion to certain sounds. To
areas: visual fascinations, the ease with which the individual receive a rating of 3 or higher, unusual listening responses
can shift visual attention, and the degree to which the must be apparent across more than one setting and they must
individuals eye contact is integrated with actions and be directly observed or reported by the individual.
communication. Scoring:
Considerations. Consider whether the person uses his or 1 Age-appropriate listening response. The individuals
her eyes normally when looking at objects or interacting with listening behavior is normal and appropriate for his or
people. Does the individual look at the person to whom he or her age. Listening is used together with other senses
she is talking? When interacting with more than one person, (e.g., the individual looks toward the person who is
does the person shift his or her visual attention to a new speaking). The individual responds to his or her name.
speaker? Distractibility is not the focus of this item. Any 2 Mildly abnormal listening response. Some difficulty
obviously unusual visual responsefor example, looking at responding to verbalizations when background noise is
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28 Administration, Scoring, Interpretation, and Intervention Guide

present. Responds to his or her name after repeated Reacts to minor pains or illnesses by showing appropri-
attempts to get the individuals attention. There may be ate discomfort, but does not overreact. Wears a variety
some lack of response or mild overreaction to certain of textures of clothing and eats a wide variety of foods.
sounds. Atypical listening responses are apparent either 2 Mildly abnormal use of, and response to, taste, smell,
in direct observation or by report from outside observer, and touch. The individual may occasionally explore
but not both. objects by subtle attempts to smell, taste, or rub them
3 Moderately abnormal listening response. The against part of his or her face or body. The individual
individuals responses to sounds or verbalizations are may show a mild over- or underreaction to touch or
inconsistent. May show marked reaction to some pain. The individual may have obvious clothing or food
sounds, or complete disregard for others. Seldom preferences, but is easily encouraged to try new things.
responds to his or her name when name is called to get Unusual sensory responses are apparent in direct
the individuals attention. Unusual responses are observation or by report from outside observer, but not
obvious across settings, either based on direct report by both.
the individual or by combined observer report and direct 2.5 (Use this rating when observers report obvious sensory
observation. behaviors, such as clothing and food preferences that
4 Severely abnormal listening response. The individual are difficult to change or modify, but these issues are
overreacts and/or underreacts to sounds to an extremely not reported by the individual and not obvious during
marked degree. He or she is noticeably less responsive the interview.)
to verbalizations than to noises made by objects. The 3 Moderately abnormal use of, and response to, taste,
individual does not respond to repeated attempts to get smell, and touch. The individual obviously explores
his or her attention by calling his or her name. objects by smelling, tasting, or rubbing them against a
Item 9. Taste, Smell, and Touch Response and Use part of his or her face or body, or the individual over- or
Definition. This item addresses the persons response underreacts or stiffens to a touch or pain to a moderate
to stimulation of his or her taste, smell, and touch senses and degree. Or the individual has limited clothing he or she
to pain. Subtler aspects of the unusual stimulation of these will wear or food he or she will eat. Limitations in sen-
senses include responses to the textures of clothing or food, sory areas, such as clothing and/or food preferences, are
such that the individual wears a limited variety of fabrics or obvious across settings, and the individual self-reports
eats a limited variety of foods. these difficulties or they are obvious on direct observa-
Considerations. In individuals with the cognitive levels tion. Sensory issues are difficult to modify and create
specified for the CARS2-HF (IQ over 80, with fluent stress or require adaptation in everyday environments.
language), direct observation of the more extreme examples 4 Severely abnormal use of, and response to, taste, smell,
of sensory stimulation (e.g., rubbing objects against the and touch. The individual places extreme limits on the
face) are unusual. Any obvious observation of these more food he or she eats or clothing he or she wears. Or the
classic sensory behaviors warrants a rating of 3 or higher, individual has extreme reactions or underreactions to a
depending on the persistence of the behavior. For the more touch or pain. Or he or she shows a persistent preoccu-
subtle sensory behaviors of food or clothing preferences, the pation with smelling, touching, or tasting things. Near-
degree to which they are pervasive across settings will be an receptor issues are a source of extreme stress for the
important determinant for which rating to give. Also, the individual, who puts stress on the environment to find
degree to which these unusual sensory reactions induce ways to cope with these difficulties.
stress, require environmental modifications, and are Item 10. Fear or Anxiety
resistant to change is an important consideration. Relatively Definition. This item focuses on the degree to which
more pervasive difficulties and those more resistant to the person has unusual fears or anxiety compared to what is
change are given higher ratings. It is also important to keep appropriate for a situation or context.
in mind that individuals of certain ages (e.g., adolescents) Consideration. Fearful behavior may include crying,
often have strong food and clothing preferences. Look for screaming, or nervous giggling. Anxiety may be noted in the
preferences that do not reflect societal trends or fads. To get persons rate of speech, body posture or tension, facial
a rating of 3 or higher based on these types of behaviors, the expression, body movement, or frustration tolerance in
unusual clothing or food preferences must be obvious across approaching tasks. Some individuals will be able to directly
multiple settings and the individual self-reports these express their fears or anxiety. They may perseverate on their
difficulties or they are obvious on direct observation. concern (e.g., their parents whereabouts, bees, or other items
Scoring: of concern). Note the pervasiveness of these emotions. Is the
1 Normal use of, and response to, taste, smell, and persons nervousness obvious during direct observation? Do
touch. The individual explores new objects in an age- observers report this behavior in other settings? Note whether
appropriate manner generally by looking and feeling. the emotional reaction is proportionate to the stimulus. Can
Responds appropriately to pain or touch from others. the individual be reassured or calmed?
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Chapter 3 Administration and Scoring of the CARS2-HF 29

Scoring: 2 Mildly abnormal verbal communication. Conversational


1 Normal fear or anxiety. The individuals behavior is exchanges are more limited than would be expected for
appropriate to both the situation and his or her age. someone his or her age. Occasional use of made-up
2 Mildly abnormal fear or anxiety. The individual words or repetitive, rote phrases. At times may display
occasionally shows too much or too little fear or anxiety unusual vocal intonation or rate of speech. Ratings at
compared to the reaction of a typical person of the same this level indicate that the individual has either prob-
age in a similar situation. The abnormal response is lems with conversation or verbal oddities, but not both.
evident in only one setting (e.g., either on direct 3 Moderately abnormal verbal communication. Minimal
observation or based on report from observer in another initiation of conversation during direct interaction.
setting, but not both). Verbalizations include overly formal language or
3 Moderately abnormal fear or anxiety. The individual repetitive phrases. Little reciprocal conversation; may
shows either quite a bit more or quite a bit less fear or speak on his or her own topic, but little sense of
anxiety than is typical even for a younger person in a interaction. Vocal intonation or rate of speech is often
similar situation. The abnormal response is apparent unusual. Some use of unusual words or repetitive
across more than one setting, and the individual either speech. The individual has some apparent difficulties in
self-reports these difficulties or they are obvious on carrying on a reciprocal conversation and displays some
direct observation. type of verbal oddity.
4 Severely abnormal fear or anxiety. Fear and anxiety are 4 Severely abnormal verbal communication. The
pervasive across all settings and persist even after individual is unable to have a conversation with another
repeated explanations or experiences with harmless person. May respond to specific questions, but does not
events or objects. It is extremely difficult to calm or engage in a back-and-forth conversation. Does not
comfort the individual. The person may, conversely, initiate communication. Language may be overly formal
show pervasive and persistent disregard for hazards that or pedantic. Marked abnormal speech inflection or tone.
others of the same age avoid. Frequently uses made-up words and/or repetitive
phrases. The individual has significant difficulties in
Item 11. Verbal Communication
both areas of expressive communicationreciprocal
Definition. This is a rating of two facets of the individ- conversation and verbal oddities.
uals speech and language skills. The two concepts rated are
verbal oddities, such as formal language, unusual tone or in- Item 12. Nonverbal Communication
flection, and repetitive or made-up phrases, and the ability Definition. This item rates all forms of nonverbal
to carry on a reciprocal conversation. communication, including the use of gaze to regulate and
Considerations. This item is best evaluated by a direct understand interactions and the use of facial expressions and
interaction with the individual. Engage the individual in a dis- gestures in combination with verbalizations for a variety of
cussion of either an immediate stimuli in the room (a game, communicative functions (instrumental, descriptive, and
book, or picture) or a discussion of events that have happened emphatic). While the persons response to the nonverbal
in the persons life or the world in general. Note the content of communication of others is also considered, greater
the individuals language. Is the individual using vocabulary emphasis should be placed on the use of these aforementioned
that seems more sophisticated than is typical for his or her age forms of communication.
and developmental level? Or is he or she using words incor- Considerations. Consider particularly the individuals
rectly or repetitively? Note the tonal quality, rhythm, and vol- use of nonverbal communication at times when the
ume or loudness of the voice. As the conversation is pursued, individual has a need or desire to communicate. Also note
note whether the person engages in an ongoing sequence of his or her response to the nonverbal communication of
exchanges on the same general topic. Does the individual add others. Does the person use gestures to point to something of
more information or make overtures to extend the discussion? interest or something he or she wants? When describing
Or is the conversation merely a question-and-answer ex- events or visual stimuli (pictures or books), does the
change? Can the individual carry on an extended conversation individual use gestures to enhance the description or to
only around high-interest topics? Or can he or she engage in emphasize a point? Are the individuals gestures and gaze
conversation about topics of interest to the other person? used in coordination with his or her language to direct the
Scoring: communication toward another person? Does the individual
1 Normal verbal communication, age and situation use his or her gaze and gestures to draw another persons
appropriate. The individual is able to carry on an age- attention to an object of interest?
appropriate conversation with another person; he or Scoring:
she is able to respond to others overtures while also 1 Normal use of nonverbal communication, age and
adding additional information (at least a four-element situation appropriate. The individual uses a variety of
sequence). No evidence of unusual speech inflection, facial expressions and instrumental, descriptive, and
volume, or tone. No evidence of made-up words or emphatic gestures that are well integrated with
repetitive or rote phrases. verbalizations. The individual responds to facial
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30 Administration, Scoring, Interpretation, and Intervention Guide

expressions and gestures from others. The individuals individuals of the same age. Difficulties may be seen in
gaze is used to regulate interactions with others. distinguishing relevant from irrelevant cues for
2 Mildly abnormal use of nonverbal communication. conceptualizing. Or the individual can verbalize an
The individual uses instrumental gestures (pointing, overall understanding, but is unable to articulate how
reaching) to indicate what he or she wants. Descriptive meaning was derived. At times the supportive presence
gestures are used infrequently and are not well of another person helps with comprehension.
coordinated with verbalizations. The person responds to 3 Moderately impaired in specific thinking/cognitive
very obvious facial expressions or gestures from others. integration skills. The individual has notable difficulties
May show too little or exaggerated facial expressions at comprehending meaning and integrating information
times, though generally shows appropriate expressions. into overall conceptualization, but shows great attention
The individual is inconsistent in the use of gaze to to specific things and concrete details. Frequently
regulate interactions with others. requires specific prompts from others to attend to
3 Moderately abnormal use of nonverbal communica- relevant details or grasp the larger conceptualization.
tion. Facial expressions are often flat or exaggerated. 4 Severe delay in specific thinking/cognitive integration
The individual uses limited instrumental gestures, and skills. The individual shows repeated and consistent
these gestures are not well integrated with verbaliza- difficulty distinguishing relevant from irrelevant details.
tions. The individual rarely uses descriptive or em- Even with the persistent efforts of another, he or she
phatic gestures. He or she shows limited response to may not be able to conceptualize the overall meaning of
nonverbal communication from others. Joint attention information.
is rare, as the person seldom uses or responds to gaze Item 14. Level and Consistency of Intellectual Response
or gestures as a means of sharing attention to an object Definition. This rating is concerned with both the
or activity. discrepancies in and consistency of the individuals skills as
4 Severely abnormal use of nonverbal communication. well as his or her general level of intellectual functioning.
Facial expressions are either flat or exaggerated. The Some fluctuations in mental functioning occur in many
individual does not use instrumental, descriptive, or normal individuals. However, this item is intended to identify
emphatic gestures and shows no awareness of nonverbal extremely unusual or peak skills. Discrepancies between
communication from others. No evidence of using gaze academic performance and IQ test scores are not considered
to regulate activities with others. in rating this category.
Item 13. Thinking/Cognitive Integration Skills Considerations. By definition, this instrument is
appropriate only for an individual whose overall IQ score is
Definition. This is a rating of the individuals ability to
above 80, so the descriptors make this assumption. For
understand the meaning of larger concepts and to integrate
individuals of any age with an IQ less than 80, the CARS2-ST
relevant details into a meaningful overview (central
is a more appropriate instrument. Anchor points for some of
coherence). Part of this process involves the persons ability the half-point ratings are included to provide greater
to discriminate between relevant and irrelevant details. clarification in scoring. The IQ score ranges cited in the
Considerations. To assess the individuals cognitive ratings are rules of thumb only. As with most test scores,
integration skills, there are several types of activities that can expert discretion based on knowledge about the details of a
be helpful. For some individuals, present them with a short particular case and the instrument used to derive a given
reading exercise or a picture that has a lot of detail and ask score must be exercised when determining how to best
them to tell you what the main point or concept behind the characterize the abilities of a person whose score falls on the
reading or the picture is. During a discussion of life events, border of adjacent ranges. Best practice dictates that formal
note the individuals ability to conceptualize the meaning of intellectual assessment data should be included in diagnostic
events and not just report the numerous details. If the considerations. However, when such formal data are not
individual does not immediately get the main concept, note available, clinical judgment based on a developmental
how he or she responds to your attempts to highlight history and relevant observations should be used.
important information to help him or her see the main issue. Unless the individual has a clearly identified savant skill
Scoring: (this would be given a rating of 4), to get a score other than 1,
1 Age-appropriate thinking/cognitive integration skills. the individual should be delayed to some degree in his or her
The individual is able to understand the meaning of adaptive functioning, especially in the area of social skills.
information presented either pictorially, verbally, or in The assumption is that one would not be doing a diagnostic
writing. He or she demonstrates central coherence, that evaluation of someone who had no problems in adaptation.
is, the ability to attend to relevant versus irrelevant Scoring:
details and to integrate this information into a meaning- 1 Intelligence is at least normal and reasonably consis-
ful overview. tent across various areas. The individual has at least
2 Mildly impaired in specific thinking/cognitive near-average intellectual abilities and does not have
integration skills. Delayed thinking compared to any unusual intellectual skills or problems. (IQ score is
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Chapter 3 Administration and Scoring of the CARS2-HF 31

85 or above, with limited variability.) Adaptive skills 3 Moderate autism spectrum disorder. The individual
are appropriate for age and intellectual abilities. Unless shows a number of symptoms or a moderate degree of
the individual has a savant skill, which always an autism spectrum disorder (moderate interference
receives a rating of 4, all individuals whose adaptive with daily functioning).
skills are appropriate for their age and intellectual 4 Severe autism spectrum disorder. The individual shows
abilities should receive a rating of 1, regardless of many symptoms or an extreme degree of an autism
intellectual level or variability in skills. spectrum disorder (extreme interference with daily
1.5 IQ score is 90 or above, with limited variability functioning).
across areas. Adaptive skills are less than expected
for cognitive level. Using the CARS2-QPC to
2 Mildly abnormal intellectual functioning. The Inform CARS2-HF Ratings
individual is not as smart as a typical person of the same
age; skills appear evenly delayed across all areas. (IQ The information in this section is substantially the same
score between 80 and 90, with limited variability.) as was presented in chapter 2 for the CARS2-ST. It is repeated
Adaptive skills are less than expected for level of here for the convenience of readers who consistently use
intelligence. either one form or the other, so that when referring to this
2.5 The individuals overall cognitive skills are near the manual, it is not necessary to flip pages back and forth
low-average range (IQ score between 80 and 90), but between chapters.
there is significant variability in skills. Adaptive skills As with the CARS2-ST, it cannot be overemphasized
are less than expected for level of intelligence. that ratings from the CARS2-HF should be used as only one
3 Moderately abnormal intellectual functioning. In piece of a multifaceted evaluation that includes developmen-
general, the individuals overall functioning is within tal history; review of prior evaluations; parent or caretaker
the normal range (IQ score between 90 and 115), but he interview; results from intellectual, academic, vocational,
or she shows significant variability in skills. Adaptive adaptive, and behavioral rating areas; and direct interaction
skills are less than expected for level of intelligence. with and assessment of the individual being evaluated.
3.5 The individuals overall intellectual functioning is Information of all of the aforementioned types can poten-
above average (IQ score greater than 115), and he or tially be used in formulating ratings. The Questionnaire
she shows significant variability in skills. Adaptive skills for Parents or Caregivers (CARS2-QPC; WPS Product No.
are less than expected for level of intelligence. W-472C) is an unscored form designed to assist in gathering
4 Severely abnormal intellectual functioning. Individual information from a parent or caregiver about behaviors re-
has a skill that is significantly and extremely better than lated to autism. Information from the CARS2-QPC can be
expected for his or her level of intelligence and better integrated with other evaluation information when making
than that exhibited by typical peers (savant skill). the final CARS2-HF ratings.
Cognitive functioning is at least near low-average The CARS2-QPC provides information relevant to each
intelligence (IQ score is 80 or higher). Adaptive skills of the 15 CARS2-HF rating areas. However, the form was
are typically less than expected for level of intelligence, intentionally organized in a way that would be most mean-
though in rare instances may be appropriate for ingful to caregivers. Categories thus do not map directly onto
cognitive level. the CARS2-HF Rating Booklet. Parent or caregiver responses
must be reviewed and summarized by a professional familiar
Item 15. General Impressions
with autism in order to be effectively integrated into CARS2-
This is intended to be an overall rating of autism based on HF ratings. The most fruitful way to facilitate this integration
your subjective impression of the degree to which the is to use the completed CARS2-QPC as a framework for a
individual has an ASD, as defined by the other 14 items. This follow-up interview to clarify responses. Clarification and
rating should be made without recourse to averaging the other expansion of the parent or caregiver responses through
ratings. As with the other items, this rating should be made interview allows you to more clearly interpret the persons
by taking into account all available data from such sources as perspective in relation to your understanding of ASDs.
the individuals case history, test results, parent and individual The areas assessed by the questionnaire and in a
interviews, or past records. thorough developmental interview include the individuals
Scoring: social, emotional, and communication skills; repetitive
1 No autism spectrum disorder. The individual shows behaviors; play; and routines, as well as unusual sensory
none of the symptoms characteristic of an autism interests. In both the questionnaire and follow-up interview,
spectrum disorder. gathering information about the individuals early develop-
2 Mild autism spectrum disorder. The individual shows ment as well as current functioning is essential.
only a few symptoms or only a mild degree of an autism There are four main considerations when interpreting
spectrum disorder (mild interference with daily parent or caregiver responses on the CARS2-QPC. First, be
functioning). aware of the overall pattern of strengths and weaknesses that
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32 Administration, Scoring, Interpretation, and Intervention Guide

is reported. Review the completed questionnaire and look for other hand, he can be quite naive and is sometimes a target
discrepant patterns of skills or abilities. For example, verbal for children who try to get him to do something that will get
communication skills and sensory preoccupations may be him into trouble. (P, T)
indicated to occur often or to always be a problem, while Daniel has significant delay in development of his
nonverbal communication, relating to others, and showing social understanding and ability to understand the
emotions are not considered problems. Second, review and perspective of another person. (P, O)
evaluate any examples the parent or caregiver may provide. A Item 2. Emotional Expression and Regulation
caregiver may endorse an item, but provide a description of a of Emotions 2.5
behavior that is not of the same type inquired about. Thus
Daniel has low affect. During assessment, he did not
carefully consider whether the examples are suggestive of the
show a range of facial expressions, which were limited to
specific behaviors someone with ASD might demonstrate.
Consider, as an example, item 5.5: Has special interests or neutral expressions or smiles; he did not consistently direct
topics. Are the examples of topics that have been provided any change in facial expression to others. (O)
highly unusual, such as computer serial numbers or actuarial Daniel was able to give descriptions of basic emotions,
statistics? Are there multiple special interests listed, such as happy, sad, or angry, but unable to describe or talk
suggesting a variety of interests rather than focused interests? about more complex emotions, such as jealousy, anxiety, or
Is the interest one that is common to others in the individuals pride. (O)
age group, such as video games or computer use in general? Daniel can easily become upset, and how he is
Third, the consistency of the information given by the approached can set his emotional reaction for the day. (P) At
caregiver with regard to all other information obtained during school, Daniel will shut down if he misses out on something
the assessment process should be taken into consideration. his classmates have a chance to do. Having his conduct
When two sources offer discrepant reports, further inquiry marker moved will also cause an upset for Daniel. (T)
will help to clarify whether the individuals behavior differs Item 3. Relating to People 2.0
across settings and people or is only being reported differently In preschool and kindergarten, Daniels teachers were
by different sources. Finally, since ASD is a developmental concerned about his social immaturity (R), and his current
disorder, these reports must indicate that the symptoms of teacher is concerned about his inability to appropriately
autism were present early in life, that is, prior to the age of 4 interact socially with peers. (T) He is described as not
or 5. Some other diagnostic conditions can lead to social understanding social boundaries and touching or getting into
problems over time, but do not share the same early history of others personal space. (P, T) He has always been reluctant
social difficulties as ASD. to participate in group activities in his classroom. (T)
Daniel shows an interest in other people, but his social
Case Example: connectedness and his initiations are around his interests
Daniels CARS2-HF Ratings and not reciprocal in nature. (O)
Daniels play with other children is one sided, with him
The chief purpose of the CARS2-HF is to incorporate directing others as to what they should do. (P) During evalua-
multiple sources of information to help with the clinical tion, he used the examiner more as someone to fill a part
diagnosis of an ASD. The case of Daniel, an 8-year-old boy,
in his play, rather than engaging in a truly reciprocal play
demonstrates how the CARS2-HF items are rated based on
interaction. (O)
multiple sources of information. A discussion of how
Daniel will share things of interest with others and will
Daniels pattern of item ratings on the CARS2-HF assisted in
seek out others to share. (O)
reaching a diagnostic decision is provided in chapter 4. A
demonstration of how Daniels CARS2-HF ratings helped to Item 4. Body Use 3.0
shape intervention planning for him is provided in chapter 5. Daniel was observed to engage in flapping his arms and
As always, it is important to keep in mind that an early grimacing. (O) He has significant difficulty with handwrit-
developmental history supportive of autism is an essential ing and small fasteners on clothing. (O, P, T)
component of the diagnostic decision tree, but such infor- As a young child, Daniel toe-walked, spun in circles,
mation is not included in the ratings of the CARS2-HF. grimaced, and flapped his hands. (While this information is
The information sources used for Daniels rating on not used in making the rating, it is important in establishing
each item are indicated as follows: a history of behavior supportive of an autism diagnosis.) (P)
(O) direct observation
Item 5. Object Use in Play 3.0
(P) parent report
Daniel did not engage in pretend play in preschool. (R)
(T) teacher report
Daniel lacks varied and spontaneous make-believe play
(R) record review appropriate to his developmental level; in play he did not use
Item 1. Social-Emotional Understanding 3.0 action figures as agents. (O)
Daniel will stand up for a child being bullied, and he At home Daniel will play with race cars, but does not
will report rule violations to his parents or teacher. On the play pretend with other children. (P)
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Chapter 3 Administration and Scoring of the CARS2-HF 33

Item 6. Adaptation to Change/Restricted Item 14. Level and Consistency of Intellectual


Interests 2.0 Response 3.0
Daniel has difficulty with changes to the daily school He taught himself how to read by age 3 years. (P)
routine. (T) Intellectual ability testing shows that verbal and non-
Daniel has a strong interest in trains and tools, and his verbal skills are in the average range, with working memory
social initiations are around these interests. (P) When low average and processing speed below average. (R)
opportunities were provided for him to demonstrate his Adaptive scores are clearly below the average range. (R)
interest in trains and tools, he made more social initiations Item 15. General Impressions 3.0
around these interests, but he did not perseverate on these
Daniel has many characteristics of higher functioning
topics and was easily directed to other topics. (O)
autism, including difficulties with social-emotional
During assessment, he was flexible and easily made
transitions. (O) understanding and expression, emotional regulation, social-
communicative reciprocity, deficits in imagination, difficulty
Item 7. Visual Response 2.0 with conceptual and abstract thinking, sensory sensitivities,
Inconsistent eye contact, with some looking at himself anxiety, fine motor difficulties, and a scattered skill profile,
in mirror. (O) with deficits in adaptive behavior.
Item 8. Listening Response 1.0
Appropriately responds to his name being called and to Scoring the CARS2-HF Rating Booklet
unexpected noises. (O)
Item 9. Taste, Smell, and Touch Response Scoring the CARS2-HF is the same straightforward
and Use 2.0 process used to score the CARS2-ST. A sample of a com-
Response to pain is inconsistentsometimes pleted CARS2-HF Rating Booklet (prepared for Daniel,
nonexistent, but at other times he will overreact to from the case example) is provided in Figure 2. This sample
minor injuries. Labels on clothes bother him; he will will be used to illustrate the scoring procedures described in
only wear loose clothing. (P) this section. (The numbers in dark circles in the following
text correspond to those in the figure.)
Item 10. Fear or Anxiety 2.5
First, transfer the ratings for all 15 categories from the
Daniel is anxious at school and shuts down when inside pages of the booklet to the corresponding spaces
corrected or disciplined. (T) provided in the Summary section on the front page of the
Daniel was mildly anxious during assessment, booklet . Next, sum the ratings to obtain the Total raw
repetitively questioning how long he would be there and score. In Figure 2, a Total raw score of 37 has been obtained
when lunch would be. (O) and entered in the space provided . Indicate the Severity
Item 11. Verbal Communication 3.0 Group that corresponds with the Total raw score by making
Difficulties with reciprocity were observed in Daniels a check mark in the appropriate box. In the example, a check
conversation; there was some reciprocity, but it was limited mark has been made indicating that the Total raw score is in
in frequency and duration and occurred primarily around the Severe Symptoms range .
things of interest to him. (O) To obtain a standard score in the form of a T-score,
Speech is often very loud. (P) He has an unusual circle the value that corresponds to the Total raw score in the
intonation, with odd use of words and phrases. (O) Raw score table provided on the right side of the Summary
Item 12. Nonverbal Communication 2.0 section . The number printed to the left of the value you
Daniel used some instrumental gestures (points), but no have circled is the T-score. In Figure 2, the Total raw score
spontaneous emphatic or descriptive gestures. (O) of 37 corresponds to a T-score of 55T . The number
Facial expressions are appropriate, but limited in range; printed to the left of the T-score value is the percentile rank
inconsistent use of eye contact. (O) that corresponds to the Total raw score. In the example, the
percentile rank for the obtained Total raw score is 69 .
Item 13. Thinking/Cognitive Integration Skills 3.0
Note that, unlike with the CARS2-ST Total raw scores,
Daniel is very detail focused in his thinking, yet has the relationship between CARS2-HF Total raw scores and
difficulty integrating the details into conceptual meaning. (O) standard scores is consistent across the life span. A
He doesnt seem to understand abstract cause/effect discussion of the uses and limitations of CARS2-HF
relationships (e.g., discipline doesnt seem to have the effect
standard scores is provided in chapter 4.
of changing his behavior). (T, P)
023-042_Chap3_v4_040215_001-004 chapter 01.qxd 4/2/15 10:52 AM Page 34

CARS 2-HF
Childhood Autism Rating Scale, Eric Schopler, Ph.D., Mary E. Van Bourgondien, Ph.D.,
High-Functioning
Version
Second Edition G. Janette Wellman, Ph.D., and Steven R. Love, Ph.D.
Rating Booklet

Daniel
Name: _________________________________________________________________________________________ Sample 2 3-10-2009
Case ID Number: ____________________________________ Test date: _______________________________

Male African American


Gender: _____________________________ Ethnic background: ______________________________ Robert S.
Raters name: _______________________________________________ 10-4-2000
Date of birth: ____________________________

Direct interview of child, parent interview, previous psychological reports,


Based on information from: __________________________________________________________________________________________________________________________ 8 years __________
Age: ___________ 5 months
teacher report, CARS2-QPC
DIRECTIONS: After rating the 15 items, transfer the ratings from the inside pages to the corresponding spaces below. Sum the ratings to obtain the
Total raw score, and indicate the corresponding Severity Group. Circle the Total raw score value in the table. The number printed to the left of the value
you have circled is the T-score.

SUMMARY Symptom Level Compared to


Individuals With Autism Spectrum Diagnoses
CATEGORY RATINGS Percentile T-score
>70
Raw score
>47
1. 3.0
Social-Emotional Understanding ......................................... _________ >97 70 47
median = 2.5 97 69 46.5
2.5
2. Emotional Expression and Regulation of Emotions .............. _________ 68 46
median = 2.5 96 67 45.5
95 66 45
2.0
3. Relating to People .............................................................. _________ 93 65 4444.5
median = 2.5 92 64 43.5
3.0
4. Body Use............................................................................. _________ 90 63 42.543
median = 2.0 88 62 41.542
86 61 41
3.0
5. Object Use in Play ............................................................... _________ 84 60 40.5
median = 2.0 82 59 39.540
2.0
6. Adaptation to Change/Restricted Interests ......................... _________ 79 58 38.539
76 57 38
median = 2.5

72 56 37.5
2.0
7. Visual Response ................................................................. _________ 69 55 37
median = 2.0 65 54 3636.5
1.0
8. Listening Response ............................................................ _________
62 53 35.5
58 52 35
median = 2.0
54 51 3434.5
2.0
9. Taste, Smell, and Touch Response and Use ......................... _________ 50 50 3333.5
median = 2.0 46 49 32.5
2.5
10. Fear or Anxiety .................................................................... _________
42
38
48
47
32
31.5
median = 2.0 35 46 30.531
3.0
11. Verbal Communication ........................................................ _________ 31 45 30
median = 2.5 28 44 29.5
24 43 28.529
2.0
12. Nonverbal Communication .................................................. _________ 21 42 28
median = 2.0 19 41 27.5
3.0
13. Thinking/Cognitive Integration Skills ................................. _________ 16 40 27
median = 2.0 14 39 26.5
12 38 26
3.0
14. Level and Consistency of Intellectual Response ................... _________ 10 37 2525.5
median = 2.0 8 36 24.5
3.0
15. General Impressions ........................................................... _________ 7 35 24
median = 2.5 6 34 23.5
5 33 23
4 32 2222.5


3 31 21.5
2 30 21
Total raw score = 37 29 20.5
Note. SEM = 0.73.
1 28 20
<1 27 19.5
26 19
SEVERITY GROUP 25
24 18.5
Minimal-to-No Symptoms of Autism Spectrum Disorder
23
(1527.5)
22
21
Mild-to-Moderate Symptoms of Autism Spectrum Disorder
20 18
(2833.5)
<20 <18

Severe Symptoms of Autism Spectrum Disorder


(34 and higher)
Note. SEM = 2.8T.

Additional copies of this form (W-472B) may be purchased from WPS. Please contact us at 800-648-8857 or wpspublish.com.
W-472B Copyright 2010 by WESTERN PSYCHOLOGICAL SERVICES. Not to be reproduced in whole or in part without written permission. All rights reserved. Printed in U.S.A.

Figure 2
Completed CARS2-HF Rating Booklet for Daniel

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DIRECTIONS
For each category, use the space provided in the Observations section for
taking notes concerning the behaviors relevant to that item. After you finish
the direct observation and have gathered information from an interview of a
parent or someone else who can give information about the persons early
development and current functioning across settings, rate the behaviors by
circling the statement that best describes the persons condition. You may
indicate that the individuals behavior falls between two descriptions by
using ratings of 1.5, 2.5, or 3.5. Abbreviated rating criteria are presented
for each item. See chapter 3 of the Manual for detailed rating criteria.

1. Social-Emotional Understanding 2. Emotional Expression and Regulation of Emotions

Social-emotional understanding addresses a persons cognitive under- This item refers to the capacity to express feelings and regulate ones
standing of others communication, behaviors, and differing perspectives. emotions. This item is based on both direct observation and the reports
The dimensions of social understanding that are included in this item are of others who have witnessed this persons behavior in other settings.
the ability to read the nonverbal cues of others and the ability to take
Age-appropriate and situation-appropriate emotional response.
another persons perspective. This item does not reflect whether someone 1 Shows appropriate type and degree of emotional response, both by word and behavior,
has friends or is in a relationship. Rather, it deals with a persons ability including emotional variation such as happy, sad, proud, angry, scared, anxious, and
to perceive and articulate how another person may feel or what his or her related internal states.
perspective may be on a given situation. 1.5
Mildly abnormal emotional response. Emotional expressions are relatively
1 Age-appropriate social-emotional understanding. Clearly understands 2 flat, distorted, or slightly exaggerated. Nonverbal expression of emotions does not always
facial expressions, gestures, tone of voice, and body language of others. Able to under- match verbal content. Able to describe several emotions in self but limited compared
stand that others may have a different perspective and what that perspective may be. to developmental level. May have intermittent emotional regulation problems.
1.5 2.5
Mildly impaired social-emotional understanding. Responsive to most
2 facial expressions and expressions of emotion in others gestures and body language, 3 Moderately abnormal emotional response. Expression of emotions is flat,
excessive, or frequently inconsistent with situation or content of verbalized topic. May
but these cues may need to be slightly exaggerated. More subtle expressions such as display greater emotion than expected about special interest or idiosyncratic concerns.
mild sarcasm, doubt, or ambiguity are sometimes not understood. The ability to take Ability to describe or understand emotional states in self is limited. Serious problems
anothers perspective is inconsistent. with emotional regulation that occur frequently in at least one setting.
2.5 3.5
Moderately impaired social-emotional understanding. Shows an under-
3 standing of facial expressions, tone of voice, and body language only when these cues are 4 Severely abnormal emotional response. Extreme problems with emotional
regulation that occur in more than one setting. Responses are extreme or seldom appro-
exaggerated. Is likely to ignore or misunderstand expression or perspective of others. priate to situation or content of discussion. Shows extreme mood shifts that are difficult
3.5 to change. Expresses only a few emotions in their exaggerated form, or perseverates on
Severely impaired social-emotional understanding. Demonstrates a particular emotion without understanding.
4 virtually no ability to understand appropriate facial expressions, gestures, tone of voice,
or body language. Unable to recognize that the perspective, understanding, or expression Observations
of others might differ.
Easily becomes upset (P)
Observations
How he is approached can set his emotional
Stands up for a child being bullied (P, T) reaction to the day (P)

Reports rule violations to his parents or Will shut down if he misses out on something his
teacher (P, T) classmates have a chance to do (T)
Having conduct marker moved causes an upset (T)
Can be naiveis sometimes a target for
other childrenthey try to get him to do Low affect (O)
things that will get him into trouble (P, T) Restricted range of facial expressions during
assessmentthey were limited to neutral or
Marked delay in development of social
smilesdid not consistently direct change in
understanding (P, O)
facial expression to others (O)
Marked delay in ability to understand the Able to describe basic emotions such as happy,
perspective of another person (P, O) sad, and angry (O)
Unable to describe or talk about more complex
emotions such as jealousy, anxiety, or pride (O)

Figure 2 (continued)
Completed CARS2-HF Rating Booklet for Daniel

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3. Relating to People 4. Body Use

This item is related to the first two items, which also rate aspects of social This item represents grossly deviant body movements and also subtler
relationships. This item differs in that it is confined to dimensions related forms of fine motor and coordination problems. Any obvious current
to direct interpersonal interactions and the persons expression and deviant behaviorsincluding posturing, spinning, rocking, toe-walking,
reaction to another person. The two dimensions that are rated in this item and self-directed aggressionautomatically merit a rating of 3 or higher,
are the persons initiation of interactions and the reciprocal nature of the depending on the persistence of the behavior. Difficulties with handwrit-
interactions. ing and tying shoes are rated on this item, with higher ratings given for
problems that are so severe that the person actively resists these tasks.
No evidence of difficulty or abnormality in relating to people. Age-
1 appropriate initiation of interactions to get help, to have needs met, and for purely social
While this item can be scored using anothers report, it is best to base
purposes. Interactions with others are fluid and show a reciprocal, back-and-forth pattern.
your rating on current behavior. Directly observed behaviors should be
1.5 given more weight than those from anothers report.
Mildly abnormal relationships. Initiates interactions only to get obvious needs
2 met or around special interests. Some give-and-take noted in interactions, but lacks 1 Age-appropriate body use. Moves with the same ease, agility, and coordination
as a typical person of the same age.
consistency or fluidity or appropriateness. Aware of other people of same age and
interested in interactions, but may have difficulty initiating or managing interactions.
1.5
Mildly abnormal body use. Some minor peculiarities may be present, such as
2.5
Minimal initiation for purely social purposes that does not involve special interests.
2 clumsiness, repetitive movements, poor coordination, or poor balance. May have fine
motor difficulties, such as problems with handwriting or tying shoes, compared to others
Moderately abnormal relationships. Initiates interactions almost totally
3 around his or her special interests, with little attempt to engage others in these
at the same developmental level.
2.5
interests. Responds to overtures from others, but lacks social give-and-take or responds
Moderately abnormal body use. Currently displays any unusual body posture
in ways that are unusual and not always related to original overtures. Unable to maintain
an interaction beyond initial overtures.
3 or stance, hand or finger mannerism, flapping, self-directed aggression, picking at body,
3.5 rocking, spinning, or toe-walking. Fine motor difficulties or obvious handwriting
difficulties are present, which may result in resistance to writing tasks.
Severely abnormal relationships. Does not initiate any directed interactions
4 and shows minimal response to overtures from others. Only the most persistent
3.5
Severely abnormal body use. Intense or frequent movements of the type listed
attempts to get the person to engage have any effect.
4 above are signs of severely abnormal body use.
Observations
Observations
Preschool and kindergarten teachers
concerned about his social immaturity (R) Has much difficulty writing and with small
fasteners on clothing (P, T, O)
Doesnt understand social boundaries
touches or gets into others personal space Toe-walked as a young child, spun in
(P, T) circles, grimaced, and flapped his hands
(not used for rating, but important for
One-sided play with other childrendirects
diagnosis) (P)
others what they should do (P)
Observed flapping his arms and grimacing
Current teacher concerned about inability
(O)
to interact appropriately with peers
socially (T)
Has always hesitated to participate in
group activities in classroom (T)
Shows interest in other people (O)
Social connectedness and initiations around
his interestsnot reciprocal (O)
During evaluation he used the examiner as
someone to fill a part in his play, not
engaging in reciprocal play (O)
Shares things of interest with others
seeks others out to share (O)

Figure 2 (continued)
Completed CARS2-HF Rating Booklet for Daniel

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5. Object Use in Play 6. Adaptation to Change/Restricted Interests

This rating includes the persons interest in and use of objects. In addition This item includes difficulty coping with change, ritualistic behaviors, and
to the traditional issues related to repetitive play with parts of objects, the restricted special interests. The rating is based on the most severe level
focus of this item also includes the degree to which the person engages of difficulty in any one specific area.
in imaginative symbolic play and the degree to which toy figures are used
Age-appropriate response to change/variety of interests. May notice
as agents. For older persons, the rating may need to be based on the 1 or comment on changes in routines, but accepts these changes without undue stress.
parent interview. Any obvious inappropriate or repetitive use of objects Shows a wide variety of interests, with no single interest or theme predominating.
or obvious interest in parts of objects as opposed to the whole should be 1.5
rated 3 or higher, depending on the persistence. Mildly abnormal adaptation to change/variety of interests. Unusually
2 quick to develop new routine or, when others try to change task, the person may
Appropriate interest in, and creative use of, toys and other objects.
1 Able to spontaneously use toys in age-appropriate imaginative symbolic play and able
continue the same activity or use the same materials, though he or she can be directed
to change if needed. OR, person shows preference for specific activities or toys or topics
to use objects to represent something else. He or she shows interest in a variety of toys of conversation, though can be directed to other topics.
and leisure materials. 2.5
1.5
Moderately abnormal adaptation to change/variety of interests. Has
2 Mildly inappropriate interest in, or use of, toys and other objects. 3 definite special interests or preferences for specific activities, toys, objects, or topics.
Play or imaginative themes tend to be repetitive or appear to reflect things seen in Adult needs to actively work to engage him or her in other topics or activities. Shows
movies or on TV. Some use of toy people as agents, for example, has an action figure or displeasure and may resist change or try to maintain routine. May become distressed by
doll use other play materials. Some make-believe play or use of objects to represent attempts to interrupt or change topic or activity. May have rituals or routines that have to
something else. Responds to others attempts to engage him or her in pretend play, but be done in a particular way. May report subjective feelings of distress about change or
limited spontaneous initiation of imaginative play. Interests may be unusual in intensity interruptions, or may become overly fixed on schedule, checklist, or timing of events.
or inappropriate for age. No obvious repetitive or inappropriate use of objects, such as 3.5
twirling or spinning, or interest in parts of objects at this level.
Severely abnormal adaptation to change/variety of interests. Has
2.5 4 definite special interests or preferences, or has severe reaction to change. Reacts with
Moderately inappropriate interest in, or use of, toys and other
3 objects. Limited imaginative creative play, either spontaneously or in response to
extreme anxiety, anger, or resistance to attempts to change activity or topic or routine.

others. People typically not used as agents, and limited use of objects to represent other
Observations
things. No original themes in play. May show some repetitive, inappropriate use of
objects or interest in parts of objects. Interest in play or novelty materials restricted to
a few items and may be inappropriate for age or of an unusual intensity.
Strong interest in trains/toolssocial
3.5 initiations are around these interests (P)
Severely inappropriate interest in, or use of, toys and other objects.
4 No creative play. Toys or other novelty items are used in repetitive or inappropriate manner. Difficulty with changes to the daily school
Observations
routine (T)
Did not engage in pretend play in Opportunities provided to demonstrate his
preschool (R) interest in trains and toolshe made more
At home plays with race cars, but social initiations around these interests
no pretend play with other children (P) didnt perseverateeasily directed to other
topics (O)
Little variety or spontaneity in
make-believe playdid not use action Flexibleeasily made transitions (O)
figures as agents (O)

Figure 2 (continued)
Completed CARS2-HF Rating Booklet for Daniel

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7. Visual Response 8. Listening Response

This item covers use of vision in three areas: visual fascinations, the ease This rating is based on the persons response to sounds and how the lis-
with which the person can shift visual attention, and the degree to which tening response is coordinated with the use of other senses. The persons
the persons eye contact is integrated with actions and communication. response to his or her own name is scored on this item. Emphasis is placed
on unusual over- or underinterest in sounds, as opposed to distractibility.
Age-appropriate visual response. Visual behavior is normal and appropriate
1 for his or her age. Eye contact is good and integrated with verbal and nonverbal
Older individuals should be asked directly about this item.
communication skills. Easily shifts visual attention.
Age-appropriate listening response. Listening behavior is normal and
1.5 1 appropriate for his or her age. Listening is used together with other senses; for example,
Mildly abnormal visual response. May stare inappropriately at others. Eye
2 contact is not consistently integrated with verbalizations. Included at this level is any 1.5
child looks toward person who is speaking. Person responds to name.

inconsistency in eye contact, regardless of the proportion of time he or she makes eye
Mildly abnormal listening response. Some difficulty responding to verbal-
contact. May show more interest than is typical in describing small details in room or in 2 izations when background noise present. Responds to name after repeated attempts to
looking at specific objects, such as moving parts, lights, or mirrors.
get attention. There may be some lack of response or mild overreaction to certain
2.5
sounds. Atypical listening responses are apparent either in direct observation or by
Moderately abnormal visual response. Eye contact is not integrated with
3 verbalizations. Obvious visual fascination with objects, lights, mirrors, spinning toys, 2.5
report from outside witness, but not both.

and so on. May use peripheral vision to look at things. Obvious difficulty shifting visual
Moderately abnormal listening response. Responses to sounds or verbal-
attention from high-interest items. 3 izations are inconsistent. May show marked reaction to some sounds or complete
3.5
disregard for others. Seldom responds to name as a means of getting attention. Unusual
Severely abnormal visual response. Persistent avoidance of eye contact.
4 Excessive interest in looking at specific objects or in looking at objects in a peculiar way.
responses are obvious across settings, based on some combination of direct report of
person, witness report, and direct observation.
3.5
Observations Severely abnormal listening response. Overreacts or underreacts to sounds
4 to an extremely marked degree. Is noticeably less responsive to verbalizations than to
Inconsistent eye contact, some looking at noises made by objects. Does not respond to repeated attempts to get his or her
attention by calling his or her name. Unusual responses are evident across settings.
self in mirror (O)
Observations

Appropriately responds to name being


calledalso unexpected noises (O)

Figure 2 (continued)
Completed CARS2-HF Rating Booklet for Daniel

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9. Taste, Smell, and Touch Response and Use 10. Fear or Anxiety

This item addresses the persons response to stimulation of the near This item focuses on the degree to which the person has unusual fear or
receptors of taste, smell, touch, and pain. Subtler aspects of the anxiety compared to what is appropriate for the situation or context.
stimulation of these senses include responses to the texture of clothing
Normal fear or anxiety. Behavior is appropriate both to the situation and for his
or food such that the person wears a limited variety of clothes or eats a 1 or her age.
limited variety of foods. Self-report of issues in this area should be 1.5
considered, especially for adults.
Mildly abnormal fear or anxiety. Occasionally shows too much or too little fear
2 or anxiety compared to the reaction of a typical person of the same age in a similar
Normal use of, and response to, taste, smell, and touch. Explores new
1 objects in age-appropriate way, generally by looking and feeling. Responds appropri-
situation. The abnormal response is only evident in one settingfor example, either on
direct observation or based on report from witness in another setting, but not both.
ately to pain or touch from others. Reacts to minor pains or illnesses by showing
2.5
appropriate discomfort, but does not overreact. Wears a variety of textures of clothing
Moderately abnormal fear or anxiety. Shows either quite a bit more or quite
1.5
and eats a wide variety of foods.
3 a bit less fear or anxiety than is typical even for a younger person in a similar situation.
The abnormal response is apparent across more than one setting, and the person either
Mildly abnormal use of, and response to, taste, smell, and touch.
2 May occasionally explore things by subtle attempts to smell or taste the object, or rub
3.5
reports these difficulties or they are obvious on direct observation.

the object against part of his or her face or body. May show a mild over- or underreaction
Severely abnormal fear or anxiety. Fear or anxiety is pervasive across all
to touch or pain. May have obvious clothing or food preferences, but is easily encouraged
to try new things. Unusual sensory responses are apparent in direct observation or by
4 settings and persists even after repeated explanations or experiences with harmless
report from outside witness, but not both. events or objects. It is extremely difficult to calm or comfort the person. Conversely, may
2.5 show persistent and pervasive disregard for hazards that others of same age avoid.

Moderately abnormal use of, and response to, taste, smell, and
3 touch. Obviously explores objects by smelling or tasting them, or rubbing the object Observations
against part of his or her face or body. Over- or underreacts or stiffens to touch or pain
to a moderate degree. OR, the person has limited clothing he or she will wear or food Anxious at school (T)
he or she will eat. Limitations in sensory areas such as clothing and/or food preferences
are obvious across settings, and the person reports these difficulties or they are obvious
on direct observation. Sensory issues are difficult to modify and create stress or require Shuts down when corrected or
adaptations in the everyday environment.
disciplined (T)
3.5
Severely abnormal use of, and response to, taste, smell, and touch.
4 Has extreme limits on the foods he or she eats or clothing he or she wears. OR, extreme
Mildly anxious during assessment (O)
reactions or underreactions to touch or pain. OR, he or she shows persistent preoccu-
pation with smelling, touching, or tasting things. Near-receptor issues are a source of Repetitive questioning about how long
extreme stress for person, who puts stress on the environment to find ways to cope with
these difficulties. Unusual responses are evident across settings. he would be there, when was lunch (O)
Observations

Response to pain inconsistent


sometimes nonexistentother times
overreacts to minor injuries; labels on
clothes bother him; wears only loose
clothing (P)

Figure 2 (continued)
Completed CARS2-HF Rating Booklet for Daniel

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11. Verbal Communication 12. Nonverbal Communication

This is a rating of two facets of the persons speech and language skills, This item rates all forms of nonverbal communication. While both use of
and is best evaluated by a direct interaction with the person. This item and response to nonverbal cues are considered, greater emphasis is
includes verbal odditiessuch as formal language, unusual tone or placed on their use. Attention is given to the use of gaze to regulate and
inflection, and repetitive or made-up phrasesand the ability to carry on understand interactions and the use of facial expressions and gestures
a reciprocal conversation. in combination with verbalizations for a variety of communication
functionsinstrumental, descriptive, and emphatic.
Normal verbal communication, age and situation appropriate. Able
1 to carry on an age-appropriate conversation with another person, he or she is able to Normal use of nonverbal communication, age and situation
respond to others overtures while also adding additional information in at least a four- 1 appropriate. Uses a variety of facial expressions and instrumental, descriptive, and
element sequence. No evidence of unusual speech inflection, volume, or tone. No emphatic gestures that are well integrated with verbalizations. Responds to facial
evidence of made-up words or repetitive or rote phrases. expressions and gestures from others. Gaze is used to regulate interactions with others.
1.5 1.5
Mildly abnormal verbal communication. Conversation exchanges are more
2 limited than expected for this age. Occasional use of made-up words or repetitive, rote 2 Mildly abnormal use of nonverbal communication. Uses instrumental
gestures such as pointing or reaching to indicate wants. Descriptive gestures are used
phrases. At times may display unusual vocal intonation or rate of speech. Ratings at this infrequently and are not well coordinated with verbalizations. Responds to very obvious
level indicate that the person has problems with conversation or verbal oddities, but facial expressions or gestures from others. May show too little or exaggerated facial
not both. expressions at times, though generally shows appropriate expressions. Inconsistent in
2.5 use of gaze to regulate interaction with others.
Moderately abnormal verbal communication. Minimal initiations of 2.5
3 conversation during direct interaction. Verbalizations include overly formal language or Moderately abnormal use of nonverbal communication. Facial expres-
repetitive phrases. Little reciprocal conversation; may talk on own topic but little sense 3 sions are often flat or exaggerated. Uses limited instrumental gestures, and these
of interaction. Vocal intonation or rate of speech often unusual. Some use of unusual gestures are not well integrated with verbalizations. Rarely uses descriptive or emphatic
words or repetitive speech. Some apparent difficulties in carrying on a reciprocal gestures. Shows limited response to nonverbal communication from others. Joint atten-
conversation and displays some type of verbal oddity. tion is rare, as the person seldom uses or responds to gaze or gesture as a means of
3.5 sharing attention to an object or activity.
Severely abnormal verbal communication. Inability to have a conversation 3.5
4 with another person. May respond to specific questions, but does not engage in a to- Severely abnormal use of nonverbal communication. Facial expressions
and-fro conversation. Does not initiate communication. Language may be overly formal 4 are either flat or exaggerated. Does not use instrumental, descriptive, or emphatic
or pedantic. Marked abnormal speech inflection or tone. Frequently uses made-up words gestures and shows no awareness of nonverbal communication from others. No evidence
or repetitive phrases. Significant difficulties in both areas of expressive communication of using gaze to regulate activities with others.
reciprocal conversation and verbal oddities.
Observations
Observations
Used some pointingno emphatic or
Speech often very loud (P)
descriptive gestures (O)
Difficulties with reciprocity observed in
Facial expressions appropriate, limited
conversationsome reciprocity, but
in range (O)
limited in frequency and duration
primarily around own interests (O) Use of eye contact inconsistent (O)
Has unusual intonationodd use of
words and phrases (O)

Figure 2 (continued)
Completed CARS2-HF Rating Booklet for Daniel

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13. Thinking/Cognitive Integration Skills 14. Level and Consistency of Intellectual Response

This is a rating of the persons ability to understand the meaning of larger THE RATER MUST read the complete description in the Manual before
concepts and the ability of the person to integrate relevant details into a rating this item. This rating is concerned with the discrepancies in and
meaningful overview (central coherence). Part of this process involves the consistency of the individuals skills across different areas, as well as the
persons ability to discriminate between relevant and irrelevant details. persons general level of intellectual functioning. By definition, this
instrument is appropriate only for individuals whose overall IQ score is
Age-appropriate thinking/cognitive integration skills. Able to under-
1 stand meaning of information presented either pictorially, in writing, or verbally. He or
above 80, so the descriptors make this assumption. Unless the individual
she demonstrates central coherence, that is, the ability to attend to relevant versus
has a savant skill, which always receives a rating of 4, all individuals whose
irrelevant details and integrate this information into a meaningful overview. adaptive skills are appropriate for their age and intellectual abilities
1.5 should receive a rating of 1, regardless of intellectual level or variability
Mildly impaired in specific thinking/cognitive integration skills. in skills.
2 Delayed thinking compared to persons of same age. Difficulties may be seen in
distinguishing relevant from irrelevant cues for conceptualizing or person can verbalize Intelligence is at least normal and reasonably consistent across
an overall understanding but is unable to articulate how meaning was derived. At times
1 various areas. Has at least average intellectual abilities and does not have any
supportive presence of another person helps with comprehension. unusual intellectual skills or problems. IQ score is average or higher (85) with limited
2.5 discrepancies. Adaptive skills are appropriate for age and intellectual abilities.

Moderately impaired in specific thinking/cognitive integration IQ score is 90 or above, with limited variability across areas. Adaptive skills are less than
3 skills. Notable difficulties comprehending meaning and integrating information into
1.5
expected for cognitive level.
overall conceptualization, but shows great attention to specific things and concrete Mildly abnormal intellectual functioning. Not as smart as typical person of
details. Frequently requires specific prompts from others to attend to relevant details 2 same age; skills appear evenly delayed across all areas. IQ score in the low-average
or grasp the larger conceptualization. range (80 to 90) with limited discrepancies. Adaptive skills are less than expected for
3.5 level of intelligence.
Severe delay in specific thinking/cognitive integration skills. Shows
4 repeated and consistent difficulty distinguishing relevant from irrelevant details. Even
2.5
The individuals overall cognitive skills are near the low-average range (IQ score between
80 and 90), but there is significant variability in skills. Adaptive skills are less than expected
with persistent efforts from another, may not be able to conceptualize the overall for level of intelligence.
meaning of information.
Moderately abnormal intellectual functioning. In general, overall function-
3 ing is within the normal range, but shows significant discrepancy across skill areas.
Observations Adaptive skills are less than expected for level of intelligence.

The individuals overall intellectual functioning is above average (IQ score >115), and he
Doesnt seem to understand abstract 3.5 or she shows significant variability in skills. Adaptive skills are less than expected for level
of intelligence.
cause/effect relationships (e.g.,
Severely abnormal intellectual functioning. Has a skill that is significantly
discipline doesnt seem to have the 4 better than expected for his or her level of intelligence and better than that exhibited by

effect of changing his behavior) (T, P) typical peers (savant skill). At least low-average intelligence (80). Adaptive skills are
typically less than expected for level of intelligence, but in rare instances may be
appropriate for cognitive level.
Very detail focused, yet has difficulty
integrating details into meaning (O) Observations

Intellectual ability testingverbal and


nonverbal skills in the average range,
working memory low average,
processing speed below average (R)
Adaptive scores are clearly below the
average range (R)
Taught self how to read by age
3 years (P)

Figure 2 (continued)
Completed CARS2-HF Rating Booklet for Daniel

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15. General Impressions

This is intended to be an overall rating of autism based on your subjective


impression of the degree to which the person has autism as defined by
the other 14 items. This rating should be made without recourse to
averaging the other ratings. As with the other items, this rating should be
made by taking into account all available data from such sources as the
case history, test results, parent and other interviews, or past records.

No autism spectrum disorder. Shows none of the symptoms characteristic of


1 an autism spectrum disorder.
1.5
Mild autism spectrum disorder. Shows only a few symptoms or only a mild
2 degree of an autism spectrum disordermild interference with daily functioning.
2.5
Moderate autism spectrum disorder. Shows a number of symptoms or a
3 moderate degree of an autism spectrum disordermoderate interference with daily
functioning.
3.5
Severe autism spectrum disorder. Shows many symptoms or an extreme
4 degree of an autism spectrum disorderextreme interference with daily functioning.

Observations

Daniel has many characteristics of


higher functioning autism, including
difficulties with social-emotional
understanding and expression, emotional
regulation, social-communicative
reciprocity, deficits in imagination,
difficulty with conceptual and abstract
thinking, sensory sensitivities, anxiety,
fine motor difficulties, and a scattered
skill profile with deficits in adaptive
behavior

Figure 2 (continued)
Completed CARS2-HF Rating Booklet for Daniel

42
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4
InterpretatIon and Feedback

The first section of this chapter describes the basic appropriate, it is important to keep in mind the advantages
interpretation of CARS2-ST and CARS2-HF scores. The and limitations of each type of score result available for each
second section offers guidance for providing feedback to formthe Total raw score and related cutoff values, the
parents about CARS2-ST or CARS2-HF results. The second T-score, and the rating value for each individual item. The
section also addresses considerations related to giving appropriate use of each type of result is discussed in the
parents feedback about the results of a comprehensive following sections.
diagnostic evaluation. Guidance is provided in chapter 5 total raw score and cutoff values. The Total raw score
about how CARS2-ST or CARS2-HF results can be used in for both the CARS2-ST and CARS2-HF is the sum of all the
combination with other resources to help design interven- rating values for the 15 rating areas. The Total raw score
tions for behaviors related to autism. should not be calculated or interpreted unless all 15 item
areas have been rated and all ratings have been made based
Interpretation of carS2-St on reasonably reliable sources. Total raw scores may range
and carS2-HF Scores from a low of 15, obtained when behavior has been rated as
falling within normal limits in all 15 areas, to a high of 60,
General considerations obtained when behavior has been rated as severely abnormal
Before interpreting CARS2-ST or CARS2-HF scores in in all 15 areas.
a given case, it is important to summarize the level of CARS2-ST. For CARS2-ST ratings, cutoff values for a
confidence in the accuracy of the information on which categorization system were established based on the
ratings are based in each area of behavior. Ideally, complete, comparison of CARS2-ST scores with the corresponding
reliable, consistent information would be obtained from expert clinical assessments of over 1,500 children. The
multiple informants and multiple settings, along with a categorizations thus established have been verified in the
thorough developmental history. In many clinical Second Edition verification sample of over 1,000 children
assessment settings, however, such an ideal array of and adolescents. (Both samples are described in chapter 6.)
information may not be available. One way of determining The resulting categories associated with specific CARS2-ST
the accuracy and reliability of a source is to consider the Total raw score ranges are displayed in Table 2. Using this
degree to which the information is internally consistent or categorization system, children younger than 13 years old
whether the informant contradicts himself or herself. For with scores of 29.5 or lower and adolescents (13 years or
interview or questionnaire data, the concrete examples a older) and adults with scores of 27.5 or lower are
person gives are a very important way of determining if he categorized as likely to be nonautistic. In these cases, an
or she is in fact talking about the same concept as the one autism spectrum diagnosis will be a weak hypothesis in
being rated. You should always take into account and report comprehensive differential diagnosis. Children with scores
the potential impact of any important gaps or potential of 30 or above and adolescents and adults with scores of 28
biases in the sources that have been drawn upon for making or above are categorized as likely to have an autism
the ratings. Even when formal scores cannot be interpreted spectrum disorder (autism, Aspergers Disorder, or
because key information is unavailable or sources are known Pervasive Developmental Disorder Not Otherwise Specified
to be biased, documentation of the situation and of the [PDD-NOS]), and an autism diagnosis should be a strong
reliable information that is available can be valuable for hypothesis in comprehensive differential diagnosis. In
guiding further inquiry or stimulating productive further addition, scores falling in the higher range, from 30 to 60
discussion with parents or other concerned parties. (28 to 60 for those 13 years and older), can be divided into
Once it has been determined that proceeding to interpret two categories that have been assigned descriptive labels
quantitative results on the CARS2-ST or CARS2-HF is indicating the severity of the autism-related behavioral

43
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44 Administration, Scoring, Interpretation, and Intervention Guide

problems noted. For children younger than 13 years, scores diagnostic hypotheses should include Retts Disorder and
ranging from 30 to 36.5 indicate a mild-to-moderate level of Childhood Disintegrative Disorder.
autistic behaviors, while scores ranging from 37 to 60 Limitations of cutoff values. It must be emphasized that
indicate a severe level of autistic behaviors. For adolescents these cutoff values should not be applied in an overly precise
13 years and older and for adults, scores ranging from 28 to manner and that all inferences based on obtained CARS2-ST
34.5 indicate a mild-to-moderate level of autistic behaviors, or CARS2-HF Total raw scores must be moderated by all
while scores ranging from 35 to 60 indicate a severe level of information available in a given case. It is possible for an
autistic behaviors. individual to obtain a CARS2-ST Total raw score of 30 or
CARS2-HF. Cutoff values for categories related to higher or a CARS2-HF Total raw score of 28 or higher and
CARS2-HF Total raw scores are displayed in Table 3. The not qualify for a DSM-IV diagnosis of a PDD. Likewise, it is
cutoff values are applied uniformly without regard to the age possible for an individual to qualify for a DSM-IV diagnosis
of the individual being evaluated. For those with a Total raw of a PDD and obtain a CARS2-ST Total raw score lower than
score of 27.5 or lower, an autism, Aspergers, or PDD-NOS 30 or a CARS2-HF Total raw score lower than 28. The DSM-
diagnosis is considered a weak hypothesis. For those with a IV criteria are categorical, and diagnosis requires knowledge
Total raw score of 28 or higher, autism, Aspergers, or PDD- of the developmental history that indicates the presence of a
NOS should be a strong hypothesis in comprehensive disturbance prior to age 36 months in at least six specified
differential diagnosis. Scores falling in the higher range, areas, with at least two from the category of impaired social
from 28 to 60, can be divided into two categories that have interaction and one each from the categories of impaired
been assigned descriptive labels indicating the severity of communication and restricted, repetitive, and stereotyped
the autism-related behavioral problems noted. Scores patterns of behavior. When DSM-IV criteria for Autistic
ranging from 28 to 33.5 indicate a mild-to-moderate level of Disorder are met for an individual whose CARS2-ST score is
autistic behaviors, while scores ranging from 34 to 60 under 30 or criteria for Autistic Disorder, Aspergers
indicate a severe level of autistic behaviors. Disorder, or PDD-NOS are met for someone whose CARS2-
When the DSM-IV diagnostic criteria for Autistic HF score is under 28, the use of a specifier such as mild or
Disorder are not met for someone whose CARS2-ST Total moderate may be appropriate, depending on the overall
raw score is 30 or higher, or criteria for Autistic Disorder, functional level of the individual in question.
Aspergers Disorder, or PDD-NOS are not met for someone The cutoff points recommended in this section for
whose CARS2-HF Total raw score is 28 or higher, differential postreferral screening purposes are not the only cutoff points

table 2
Interpretive categories associated With carS2-St total raw Score ranges
total raw score by age
012 years 13 years and older diagnostic hypothesis descriptive level

1529.5 1527.5 Nonautistic Likely nonautistic


3036.5 2834.5 Autism spectrum Mild-to-moderate level of
behaviors related to autism
3760 3560 Autism spectrum Severe level of behaviors
related to autism

Note. SEM = 0.68.

table 3
Interpretive categories associated With carS2-HF total raw Score ranges
total raw score diagnostic hypothesis descriptive level

1527.5 Nonautistic Likely nonautistic


2833.5 Autism spectrum Mild-to-moderate level of
behaviors related to autism
3460 Autism spectrum Severe level of behaviors
related to autism
Note. SEM = 0.73.
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Chapter 4 Interpretation and Feedback 45

possible when using CARS2-ST or CARS2-HF scores to behaviors the individual exhibits; the higher the score, the
make distinctions among clinical groups. There are other more such behaviors are exhibited. When the goal of a clini-
valid differentiations or groupings to be achieved, cian or researcher is to make comparative judgments regard-
depending on the purpose of the assessment (Schopler & ing the level of autism-related behaviors present in a given
Rutter, 1978). In addition, other cutoff points may be used individual or group, or to evaluate changes in the level of such
for specific research purposes. Further discussion of this behaviors, continuous T-scores or percentile ranks may be
issue is presented in chapter 6. However, in assessing for the more useful than categorical results. Even in the context of
possible presence of autism in children in a postreferral diagnosis, the ability to make interpretations based on relative
educational setting, the use for which the CARS2-ST and score elevations is likely to be of use.
CARS2-HF were originally designed, the cutoff points The T-score values that correspond to the CARS2-ST and
described herein may be considered optimal. CARS2-HF Total raw scores have a mean of 50T and a
Finally, it is always valuable to remember that classifi- standard deviation of 10T. They represent clinical norms,
cation using the CARS2-ST or CARS2-HF is not intended as calibrated on a sample of over 2,000 individuals with autism,
an endpoint in any assessment. Instead, it is intended as the aged 2 to 57. Clinical norms rather than U.S. population
first step in diagnosis or categorical grouping and should norms make the most sense for these instruments. Because
serve as the starting point of an assessment process to point most typical individuals do not exhibit any of the behaviors
the way for the individualized assessment needed for under- that are asked about, U.S. population norms would be so
standing other aspects of an individuals problems, whether restricted as to preclude making meaningful comparisons
in language, behavior, or biological functioning. Other in- among scores beyond simply identifying the individual with a
struments, such as the Psychoeducational Profile, Third higher-than-average score as deviant in some way. Further,
Edition (PEP-3) for younger children (Schopler, Lansing, the CARS2-ST and CARS2-HF are not intended as screeners
Reichler, & Marcus, 2005), and a developmental history will for use in the general population. Their primary value lies in
be needed to complete the diagnostic process. Unlike the their providing brief yet comprehensively based summary
CARS2-ST, the CARS2-HF requires that you have extensive information that can be used to help develop diagnostic
information from both a direct observation or interaction hypotheses among referred individuals or for helping to char-
with the individual suspected of having autism and from an acterize functional profiles to guide intervention planning.
observer such as a parent or teacher who knows the persons Apart from occasional research interest, there is virtually no
behaviors in other settings. This extensive information, when clinical value in making comparisons regarding CARS2-ST
coupled with a through developmental history, may provide or CARS2-HF scores observed in the general population.
sufficient information to reach a diagnostic conclusion. Thus, an individual with a T-score of 50T exhibits an average
T-scores. The CARS2-ST and CARS2-HF were devel- level of autism-related behaviors compared to individuals
oped with the conceptualization of autism as occurring along diagnosed with autism. Someone with a T-score of 65T may
a continuum of behavior problems (Wing & Gould, 1978). be said to have a significantly higher level of such behaviors
Using cutoff values to specify ranges within the continuum of than the average autism-diagnosed individual, while someone
scores to aid in developing diagnostic hypotheses is thus with a T-score of 38T may be said to have a significantly
somewhat arbitrary and can result in a loss of the comparative lower level of such behaviors. Useful descriptors for different
information that is available when examining continuous ranges of CARS2-ST or CARS2-HF T-scores are provided in
scores. Accordingly, the Total score can be interpreted to Table 4. It is extremely important that users of CARS2-ST or
reflect a continuum of the behavioral problems that are relat- CARS2-HF T-scores understand that because these scores
ed to autism. The lower the score, the fewer autism-related are calibrated on a clinical sample, they cannot be used in any

table 4
Interpretive categories associated With carS2-St or carS2-HF T-Score ranges
T-score range description

>70 Extreme level of autism-related symptoms compared to those with an autism diagnosis
6070 Very high level of autism-related symptoms compared to those with an autism diagnosis
5559 High level of autism-related symptoms compared to those with an autism diagnosis
4554 Average level of autism-related symptoms compared to those with an autism diagnosis
4044 Low level of autism-related symptoms compared to those with an autism diagnosis
2539 Very low level of autism-related symptoms compared to those with an autism diagnosis
<25 Minimal-to-no autism-related symptoms compared to those with an autism diagnosis
Note. For CARS2-ST T-scores, the SEM = 2.7T. For CARS2-HF T-scores, the SEM = 2.8T.
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46 Administration, Scoring, Interpretation, and Intervention Guide

formulaic decision process about service qualification in the Item rating values and patterns. Although the Total
same way that scores for performance-based ability tests are scores on the CARS2-ST and CARS2-HF provide the most
often used in educational settings. These scores simply re- stable summary of an individuals status with regard to
flect the severity of symptom presentation observed in the autism-related behavior, the rating value for each item can
evaluated individual in comparison with a clinical sample of also be very useful. The estimates of reliability for item
individuals with autism-related diagnoses. Further, as with rating values that are provided and discussed in chapter 7 are
the cutoff values for Total raw scores, it must be emphasized relatively high and support their informal use as reference
that these interpretive ranges should not be applied in an values for describing an individuals level of autism-related
overly precise manner, and all inferences based on obtained behavior. The ratings offer an informal basis for comparing
CARS2-ST or CARS2-HF scores must be moderated by all the rated individuals functioning across different areas or at
information available in a given case. different points in time, or for characterizing the different
It will be noted that in addition to T-score range service needs of different individuals. More importantly,
descriptions, Table 4 also indicates a standard error of because the ratings in each area rely on comprehensive
measurement (SEM) value of 2.7 T-score points for CARS2- information, notes and background information used for
ST and 2.8 T-score points for CARS2-HF T-scores. The SEM each rating provide rich material for deepening effective
provides a way of taking into account external factors not therapeutic relationships among all concerned parties in a
directly related to the characteristics being measured that given case. CARS2-ST or CARS2-HF item rating values
might influence a test score. Estimates of the reliability and should never be used by themselves as a formal quantitative
variability of a given test score are used to determine a range basis for making decisions for clinical diagnosis or
within which an individuals true test score would fall intervention.
without the influence of any such external factors. The ranges Tables 5 through 11 list, for various groups, the three
are created by adding or subtracting the SEM value, or a
CARS2-ST or CARS2-HF items that are most likely and
multiple of the SEM value, from the obtained score. Ranges
least likely to receive high ratings. More detailed informa-
thus specified are associated with particular levels of certainty
tion about CARS2-ST and CARS2-HF item rating patterns
about where a true scorea score uninfluenced by any
is provided in chapter 7. The briefer listings provided in
external factorswould fall. For CARS2-ST or CARS2-HF
these tables may be useful secondary information to aid in
T-scores, the true score will fall in a range of 3 T-score
formulating diagnostic hypotheses when considered in light
points (or 1 SEM) above or below the obtained score 68% of
the time, or in a range of 6 T-score points (or 2 SEMs) above of all available information in a given case. However, this
or below the obtained score 95% of the time. For a score of information should be applied only if you are familiar with
65T, it can be inferred that 68% of the time a true score for the more complete context of item rating patterns and
the individual will fall between 62T and 68T or that 95% of estimates of the reliability of pattern differences that can be
the time a true score for the individual will fall between 59T found in chapter 7. Moreover, it should be noted that while
and 71T. For a score of 38T, it can be inferred that 68% of the the indicated patterns are generally consistent with current
time a true score for the individual will fall between 35T knowledge in the field, they must be considered tentative in
and 41T or that 95% of the time a true score for the that they are based on rather small clinical samples. Further
individual will fall between 32T and 44T. Further discussion research examining CARS2-ST and CARS2-HF item rating
of the SEM for the CARS2-ST and CARS2-HF is provided in patterns is needed.
chapter 7.

table 5
carS2-St Items Most and Least Likely to receive High Item ratings for Individuals With autism
IQ 79 IQ 8085 with notably impaired communication
Items most likely to receive high ratings
11. Verbal Communication 6. Adaptation to Change
1. Relating to People 1. Relating to People
15. General Impressions 11. Verbal Communication

Items least likely to receive high ratings


8. Listening Response 4. Body Use
13. Activity Level 2. Imitation
9. Taste, Smell, and Touch Response and Use 9. Taste, Smell, and Touch Response and Use
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table 6
carS2-St Items Most and Least Likely to receive High Item ratings for
Younger and older Individuals With autism
ages 212 ages 13+
Items most likely to receive high ratings
11. Verbal Communication 3. Emotional Response
1. Relating to People 11. Verbal Communication
15. General Impressions 15. General Impressions

Items least likely to receive high ratings


8. Listening Response 8. Listening Response
13. Activity Level 7. Visual Response
9. Taste, Smell, and Touch Response and Use 2. Imitation

table 7
carS2-HF Items Most and Least Likely to receive High Item ratings for
Individuals With High Functioning autism or aspergers disorder
High functioning autism aspergers disorder
Items most likely to receive high ratings
2. Emotional Expression and Regulation of Emotions 2. Emotional Expression and Regulation of Emotions
1. Social-Emotional Understanding 1. Social-Emotional Understanding
3. Relating to People 6. Adaptation to Change/Restricted Interests

Items least likely to receive high ratings


7. Visual Response 8. Listening Response
8. Listening Response 14. Level and Consistency of Intellectual Response
5. Object Use in Play 5. Object Use in Play

table 8
carS2-HF Items Most and Least Likely to receive High Item ratings for
Individuals With High Functioning autism or pdd-noS
High functioning autism pdd-noS
Items most likely to receive high ratings
2. Emotional Expression and Regulation of Emotions 2. Emotional Expression and Regulation of Emotions
1. Social-Emotional Understanding 1. Social-Emotional Understanding
3. Relating to People 10. Fear or Anxiety

Items least likely to receive high ratings


7. Visual Response 4. Body Use
8. Listening Response 14. Level and Consistency of Intellectual Response
5. Object Use in Play 5. Object Use in Play

47
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table 9
carS2-HF Items Most and Least Likely to receive High Item ratings for
Individuals With High Functioning autism or add
High functioning autism add
Items most likely to receive high ratings
2. Emotional Expression and Regulation of Emotions 14. Level and Consistency of Intellectual Response
1. Social-Emotional Understanding 2. Emotional Expression and Regulation of Emotions
3. Relating to People 10. Fear or Anxiety

Items least likely to receive high ratings


7. Visual Response 15. General Impressions
8. Listening Response 7. Visual Response
5. Object Use in Play 5. Object Use in Play

table 10
carS2-HF Items Most and Least Likely to receive High Item ratings for
Individuals With High Functioning autism or Ld
High functioning autism Ld
Items most likely to receive high ratings
2. Emotional Expression and Regulation 10. Fear or Anxiety
1. Social-Emotional Understanding 2. Emotional Expression of Emotions
3. Relating to People 11. Verbal Communication

Items least likely to receive high ratings


7. Visual Response 7. Visual Response
8. Listening Response 15. General Impressions
5. Object Use in Play 5. Object Use in Play

table 11
carS2-HF Items Most and Least Likely to receive High Item ratings for
Individuals With High Functioning autism or other clinical diagnoses
High functioning autism other clinical diagnoses
Items most likely to receive high ratings
2. Emotional Expression and Regulation of Emotions 2. Emotional Expression and Regulation of Emotions
1. Social-Emotional Understanding 10. Fear or Anxiety
3. Relating to People 3. Relating to People

Items least likely to receive high ratings


7. Visual Response 8. Listening Response
8. Listening Response 7. Visual Response
5. Object Use in Play 9. Taste, Smell, and Touch Response and Use

48
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Chapter 4 Interpretation and Feedback 49

case example: Michaels diagnosis nonverbal language delays, limited interest in other people,
focused and unusual interests, and a failure to develop pretend
As has been noted, the chief purpose of the CARS2-ST play skills, a clinical diagnosis of autism was deemed
is to assist in the clinical diagnosis of an autism spectrum appropriate for Michael.
disorder (ASD). A section in chapter 2 showed how
individual CARS2-ST items were rated for 4-year-old case example: daniels diagnosis
Michael based on direct observation. A section in chapter 5
discusses how the pattern of item ratings obtained for The chief purpose of the CARS2-HF is to incorporate
Michael on the CARS2-ST can contribute to intervention multiple sources of information to help with the clinical
planning for him. This section relates how Michaels ratings decision regarding a diagnosis of an ASD. Eight-year-old
assisted in reaching a diagnostic decision. As always, it is Daniels CARS2-HF item ratings, based on multiple sources
important to keep in mind that an early developmental of information, and his CARS2-HF scores have been
history supportive of autism is an essential component of the provided in Figure 2 (see chapter 3). His Total raw score of
diagnostic decision tree. CARS2-ST ratings alone are not 37, well above the standard clinical cutoff value of 28,
sufficient evidence for a diagnosis of an ASD. suggests he is likely to have an ASD. The corresponding
Michaels CARS2-ST scores are displayed in Figure 1 T-score value of 55 is consistent with the presence of a
(see chapter 2). His Total raw score of 36.5, well above the slightly higher-than-average level of autistic behaviors,
standard clinical cutoff value of 30, suggests he is likely to relative to high-functioning children diagnosed with an ASD.
have an ASD. The corresponding T-score value of 48 is In this section Daniels pattern of item ratings is
consistent with the presence of an average level of autistic discussed in light of how they assisted the clinician in
behaviors, relative to children diagnosed with an ASD. reaching a diagnostic decision. A section in chapter 5
Below is Michaels pattern of item ratings (excluding the provides a description of how Daniels intervention planning
rating for General Impressions) on the CARS2-ST: was influenced by his CARS2-HF ratings. As always, it is
important to keep in mind that an early developmental history
ratings of 3.0 or greater
supportive of autism is an essential component of the
Relating to People
diagnostic decision tree and this information is not included in
Imitation rating CARS2-HF items.
Object Use Below is Daniels pattern of item scores (excluding the
Adaptation to Change rating for General Impressions) on the CARS2-HF:
Visual Response ratings of 3.0 or greater
Nonverbal Communication Social-Emotional Understanding
Level and Consistency of Intellectual Response Body Use
ratings of 2.0 or 2.5 Object Use in Play
Emotional Response Verbal Communication
Listening Response Thinking/Cognitive Integration Skills
Verbal Communication Level and Consistency of Intellectual Response
Activity Level ratings of 2.0 or 2.5
ratings under 2.0 Emotional Expression and Regulation of Emotions
Body Use Relating to People
Taste, Smell, and Touch Response and Use Adaptation to Change/Restricted Interests
Fear or Nervousness Visual Response
Michaels observed pattern of atypical behavior was Taste, Smell, and Touch Response and Use
consistent with his parents report of his early development Fear or Anxiety
and current behavior at home. The pattern is also consistent Nonverbal Communication
with his teachers report of his current social-communicative
behavior at school. ratings under 2.0
In accordance with current diagnostic criteria for autism Listening Response
(DSM-IV-TR), Michaels CARS2-ST ratings indicate that he The CARS2-HF does not explicitly address the current
has significantly impaired social and communication skills, DSM-IV-TR diagnostic criteria for an ASD. However, the
demonstrates repetitive play, and has many associated following description of Daniels item scores illustrates how
features of autism, such as difficulty with change, a scattered information collected in rating the CARS2-HF can be used to
skill profile, emotional regulation difficulty, and sensory determine the presence or absence of diagnostic criteria.
differences. Coupled with his parents report of early Sources of information used in making Daniels ratings on the
developmental problems, including both verbal and CARS2-HF included a parent interview, a teacher interview, a
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50 Administration, Scoring, Interpretation, and Intervention Guide

review of school records and prior evaluation reports, as subsequently shared with families and can be useful in
well as direct interaction with Daniel. helping them focus on qualitatively different functional areas
From his CARS2-HF ratings, it is evident that Daniel associated with various manifestations of ASDs that may be
demonstrates a pattern of difficulties that is a strong fit with targeted for intervention.
a diagnosis of autism, high-functioning type. His assessed Providing feedback to parents is an individualized
verbal and nonverbal intellectual abilities fall in the average process that must take into account the parents main
range, suggesting an individual with high functioning concerns, educational level, cultural background, and
autism, as opposed to a more classic presentation of autism knowledge of the autism spectrum and any previous
that involves significant impairment in intellectual abilities. differential diagnoses. The clinician must cultivate a
Despite these higher level cognitive skills, Daniel has sensitivity to how much information should be presented at a
significant impairment in his social-communicative given time. Past evaluative and feedback sessions that the
development and development of imaginative thinking as parents have experienced certainly impact the ease and
seen in his play. He has developed strong and focused sensitivity with which they enter into subsequent
interests that are unusual for his age and a thinking pattern interpretive sessions. How previous diagnoses were shared
that is quite detail focused, and he has repetitive motor with parents in feedback sessions and whether parents felt
excesses such as flapping arms. These characteristics of their perspectives were taken into account, whether they
autism are demonstrated across settings and are reported were given ample time to ask clarifying questions or inquire
across informants. His parents report early developmental about different facets of what a particular diagnosis might
difficulties around his language development, social mean for their family, or even the way the information
interactions, and pretend play that are also supportive of a related to the diagnosis was shared, all effect what emotions
diagnosis of autism. and expectations parents carry with them into the
Associated diagnostic features of autism that Daniel interpretive session. Parents previous experiences with
demonstrates include qualitative delays in his fine motor receiving clinical feedback about their child may range from
development; difficulties with social-emotional under- situations characterized by warmth and compassion,
standing, expression, and regulation; difficulty with specifically tailored to the familys needs, to situations
changes to his school routine; a focus on details with characterized by a hurried and brusque manner, without any
accompanying difficulty integrating detailed information offer of supportive strategies, as if to say Your child has an
into conceptual meaning; a scattered skill profile, with autism spectrum disordergood luck!
adaptive behavior skills well below intellectual abilities; When the parents express differing perspectives on
and sensory sensitivities. what they believe to be their childs main issue, or about the
meaning of a diagnosis, these differences can increase the
bridging the Gap: complexity of the feedback session. Such situations require
providing diagnostic Feedback to parents careful attention to each parents perspective. One strategy is
to offer a description of the referred individuals presentation
The demonstrated value of the original CARS and the that integrates the two views and builds a common under-
need for an instrument like the CARS2-HF in helping to make standing between the parents about what they have observed
a diagnosis for individuals at the higher end of the autism in their child and how to focus energy and resources to
spectrum has been previously discussed in this manual. The address the issues presented. Differences between parents in
development of new instruments and diagnostic measures is their expectations about receiving a particular diagnosis and
clearly as important to the field of autism services as is the the way they have conceptualized the issues or behaviors
introduction of new interventions and treatment procedures. related to a diagnostic label or term, combined with differ-
However, bridging the gap between these two areas of ences between the parents views and how the professional
concernclinical identification (What is it?) and clinical views the diagnosis, can also present challenges. Occasionally
intervention (What can we do about it?)is the interpretive one may encounter parents who seem to have all their hopes
communication or feedback of the information obtained in the and fears wrapped into confirming a particular diagnosis, who
evaluative process to the relevant parties seeking clarification deem one diagnosis superior to another, or who obtain one
and assistance with identification and intervention. The evaluation after another until they receive the diagnosis they
feedback process is intrinsic to the work of many clinical want to hear, regardless of evidence to the contrary that has
organizations. For Division TEACCH, where the CARS2-ST already been shared with them by previous professionals.
and CARS2-HF were developed, the feedback process is Parents may express anger, disappointment, or disbelief when
indispensable in cultivating the collaborative relationships the professionals view of the diagnosis does not agree with
with families for which the program has been recognized over their own. Although such cases are not necessarily in the
the years (see the chapter Providing Diagnostic Information majority, nonetheless, when dealing with these issues careful
to Parents in The TEACCH Approach to Autism Spectrum attention and tact are required. The more extreme cases serve
Disorders, Mesibov, Shea, & Schopler, 2005). Information to illustrate and emphasize a critical aspect of any feedback
that is gleaned from the CARS2-ST or CARS2-HF is sessionthat the emotional framework parents bring into
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Chapter 4 Interpretation and Feedback 51

the feedback situation is as important to consider as the session begins whether the team feels a diagnosis of an ASD
information being shared by the professional if effective is warranted. Some parents are quite anxious about this and
communication in the best interests of the referred individu- the buildup of tension in some cases is almost palpable.
al is to be achieved. Therefore, compassionately and honestly sharing information
about the diagnosis will likely help to break the tension and
When the diagnosis Is an autism Spectrum disorder
allow parents to share their emotions related to the diagnosis.
Receiving a diagnosis of autism can often be heart-
Some cry, others question, still others maintain silence; any
breaking for parents for several reasons. First, they are
or all of these reactions may be expected.
receiving confirmation that their loved one is not typical or
For other families, establishing an informational
is not demonstrating normal development. Further, they are
foundation for the diagnosis may be required, whereby test
given feedback about weaker or impoverished skills or func-
results or observations are integrated into a summative
tioning in areas where the referred individual may be having
description of the childs behavior and learning style that
particular (and sometimes quite marked) difficulty. In addi-
may be unique or different from typical children. The
tion, specific challenges with fitting in and communicat-
diagnosis then may be given as a summation of the
ing with others in the social world are acknowledged in their observations made and performance on the particular
loved one. Great care should be taken to not just provide a instruments utilized during the evaluation. How quickly the
diagnosis, but to help the family understand what the diag- professional facilitating the interpretive session turns from
nosis of an ASD means and what the next steps are in diagnosis to what needs to be done in terms of strategies and
addressing the issues presented by parents or identified in resources must be individualized for each case. Within the
the evaluation session. Identifying and explaining the Division TEACCH program, there is a strong commitment
referred individuals strengths, as well as weaknesses, is to taking whatever time is necessary in talking about this
very important in order to provide a balanced presentation of emotionally laden issue of receiving a diagnosis and to
the diagnosis as well as in considering possibilities for inter- pacing the flow of information that is shared according to
vention. Even when a diagnosis of an autism spectrum the parents emotional state.
condition is ruled out, and parents have completed that Integrating the findings from the evaluation. Once
portion of the diagnostic journey in which they have the diagnosis has been shared, it may be helpful for the team
achieved a better understanding of how their child thinks or or facilitator of the feedback session to describe specific
learns differently, they may still need support and further observations made of the referred individuals behavior as it
direction on what steps to take next, such as further evalua- relates to the ASD and the quality of the interaction during
tion, understanding the diagnoses that do apply, obtaining the evaluation session. Additionally, making reference to
particular services, becoming familiar with strategies to try comments or observations the parents have shared in a
that might help at home, and so forth. diagnostic interview can be useful. When parents hear
Within the TEACCH program, three primary aspects that statements they have made referenced back to objective
must be covered in the parent feedback conference are (1) observations of the referred individual made by the
explaining the diagnostic decision; (2) thoroughly discussing professional or team, this strongly acknowledges the value
information gleaned from the evaluationwhether obtained of their unique and important perspective as parents,
by direct testing or observation with the referred individual or validates their observations (in essence stating we hear you
through interviews or record reviewthat supports or does and we are familiar with this presentation), and points out
not support the diagnosis; and (3) conferring about what to do their role as important contributors to the diagnostic process.
next and what resources can be brought to bear to address the With some families, this discussion may be a short
identified parental concerns or referral issues. Each aspect is description of observations encountered in the major
described in the following sections. The CARS2-ST and domains of development acknowledged to be different with
CARS2-HF are helpful in all three areas because they offer a individuals on the autism spectrumsocial relatedness,
comprehensive profile of the breadth and intensity of symp- communication, restricted patterns of interest and behavior,
toms associated with an ASD, thus contributing to diagnostic sensory processing, and cognitive aspects.
clarification. At the same time, the instruments provide a Trying to provide a balanced presentation of the
simple quantitative reference point or cutoff value for sum- particular strengths and weaknesses of the child as
marizing that rich fund of information. The CARS2-HF form, experienced during the evaluative session will generally be
in particular, helps to give parents an expanded perspective by appreciated by most parents. CARS2-ST or CARS2-HF
integrating into their own thinking observed and reported ratings should be integrated into the discussion of the
behaviors and behavioral presentations across multiple qualitative and quantitative findings obtained during the
settings. Particular attention to items with higher ratings may evaluation and not simply referred to on their own. This
be useful in helping to guide a discussion about interventions discussion may also involve the interpretation of the referred
or aiding parents in knowing where to prioritize their efforts individuals results from other measures of adaptive
in addressing particular behaviors. functioning, such as the Adaptive Behavior Assessment
explaining the diagnostic decision. With some System, Second Edition (ABAS-II; Harrison & Oakland,
families, it is important to state very soon after the interpretive 2003), or the Vineland Adaptive Behavior Scales, Second
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52 Administration, Scoring, Interpretation, and Intervention Guide

Edition (Vineland; Sparrow, Balla, & Cicchetti, 2005). at the other extreme who have average or above-average
Interpretation of the results from the Autism Diagnostic intelligence, are verbally fluent, and have well-developed
Observation Schedule (ADOS; Lord, Rutter, DiLavore, & academic skills. Between these two extremes are individuals
Risi, 1999), standardized intellectual testing results, plus with varying degrees of verbal skills and moderate or mild
other informal assessment procedures may yield useful intellectual disabilities, or IQs above 70 with significant
information about the individuals interests, motivation, learning disabilities. It is helpful to point out to families that
sense of self, or social-perspective-taking abilities. This most people use the terms high functioning autism or
information can be particularly helpful in providing a well- Aspergers Disorder to refer to people who have at least
rounded view of the individual being assessed. average intelligence, good verbal skills, and academic skills
Addressing the learning difference that results from a at least at grade level. A study of 8-year-olds published by
neurologically based disorder such as autism helps to set the the Centers for Disease Control (Rice, 2007) indicated that
stage for the types of strategies that might be most the midpoint for the ASD population on this continuum
applicable to the referred individual and his or her family. A would be someone with an IQ score of 70. While higher IQ,
framework can thus be provided that refers to a different better verbal ability, and good academic skills are positive
way of learning, meaning it is necessary to try teaching indicators for future development, they are not equivalent to
strategies different from the usual ones and best suited to mild autism.
that learning style. Again, how much detail to go into with The autism dimension is described on the vertical axis
different families when integrating the findings must be in Figure 3. Individuals who have severe autism typically
individualized based on the parent factors that have been have difficulty tolerating being in proximity with others for
enumerated previously. However, the goal in all cases long periods of time. They have very intense and persistent
should be that the parents begin to develop greater repetitive behaviors, have nonfunctional routines, and are
understanding about what a diagnosis of an autism spectrum very rigid. At the milder end of the autism dimension are
condition means and how to make sense out of the behaviors individuals who may be poor at social interactions but
they have seen that may be confusing, frustrating, or generally enjoy them, and whose parents can take them
interpreted in any number of ways, but which define the anywhere. They may have special interests, but they are
person they love and care about. relatively flexible.
If the referred individual does not have an ASD To answer the parents question about the degree of dis-
diagnosis, the goal is still to help the parents understand why ability their child has, one needs to look at both dimensions.
this diagnosis is not appropriate in their childs case. To this It is easy to see that a person in quadrant B (good cognitive
end, families need help understanding the other diagnostic skills, fewer social problems, greater flexibility) would have
categories that may better explain the referred individuals the best prognosis and that an individual in quadrant C
particular presentation or the concerns that they have would have the worst prognosis. The relative outcome for
expressed during the interview regarding his or her someone in quadrant A or D is not as clear. An individual
development. with autism and mild intellectual disabilities who is relative-
discussing the severity of the individuals difficulties. ly social and flexible may be more successful in a job than
Upon receiving the diagnosis of autism or an ASD, many someone who has good intelligence but who becomes
parents ask how severe the disability is. While many parents extremely rigid and anxious in social settings. In fact, many
have heard terms such as high functioning autism or individuals who are in the upper quadrants of the autism
Aspergers Disorder, there is a lot of confusion about what dimension and who have intact cognitive skills may not even
these terms mean as they relate to the degree of impairment come to the attention of clinicians. The CARS2-ST and the
the individual may have in his or her functioning levels. A CARS2-HF ratings can help the clinician separate the indi-
widely held assumption is that high functioning autism or viduals behaviors into these two dimensions, thus clarifying
Aspergers Disorder means that the persons autism is mild. these issues for the family.
This is, in fact, not always the case. Looking back at the first case example, Michael, aged
In a discussion of the degree to which the individuals 4, had CARS2-ST ratings on the autism dimension that were
adaptation is affected by his or her difficulties, it is helpful to relatively impaired: Relating to People 3.0, Imitation
discuss that persons functioning on two separate dimensions. 3.0, Object Use 3.5, and Adaptation to Change 3.0. His
The first dimension is the cognitive/language dimension and intellectual skills and verbal skills were also below the
the second is the autism dimension, where both social re- average range: Verbal Communication 2.5, and Level and
ciprocity and repetitive behavior are assessed. Figure 3 dis- Consistency of Intellectual Response 3.0. Taken together
plays the key aspects of these two dimensions and how they his behaviors suggest a moderate degree of disability, and in
are related to each other. The figure also indicates where the Figure 3 he falls into quadrant C.
two children from the case examples previously discussed The second case example was Daniel, aged 8. His
would fall in terms of these dimensions. CARS2-HF ratings indicated that he has average intelli-
The cognitive/language dimension, described on the gence with fluent language, though his conversational skills
horizontal axis, ranges from individuals with severe are impaired (Verbal Communication 3.0). He has been
intellectual disabilities who may be nonverbal to individuals precocious in his early academic skills (Level and
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Chapter 4 Interpretation and Feedback 53

MILd autISM
Social and behavioral difficulties
Minimally affect adaptation
Social reciprocity impaired, with problems with initiation. Responsive to others and enjoys
social situations. Although disorganized, is generally flexible and possible to redirect from
repetitive behaviors or special interests.

a b

Cognitive skills in severe IQ average or above average


intellectual disability range Verbal
Lacks verbal skills Daniel Well-developed academic
Poor academic skills skills
Michael

c d

Severe autISM
Social and behavioral Severely Impaired
Severely affect adaptation
Difficulty tolerating even brief social interactions. Extreme repetitive behaviors. Nonfunctional
routines and rigidity.

Figure 3
dimensions of autism Symptoms

Consistency of Intellectual Response 3.0). His social un- strategy will only go as far as resources exist to implement
derstanding is low, but his ability to relate to others is not as it, so consideration should be given to how the parents might
impaired, as he is interested in others and seeks them out to deal with yet another demand on their time.
communicate about his interests. His difficulty with change The clinician should try to clarify what contributions to
is not as persistent or pervasive as that of some other chil- the home, community, or school situation can be offered
dren. Taken all together, he would currently be functioning through the agency that has done the evaluation. If the
on the line between quadrants B and D. evaluating organization is not the one that can provide all of
discussion of intervention strategies and helpful the needed intervention services, which is most likely to be
home-based activities. Linking the findings from the the case given the pervasive nature of autism spectrum
evaluation with the expressed parent concerns or referral conditions, the feedback team should specifically identify
questions generated at the start of the evaluation or referral other available resources. Thus, making the family aware of
process is the valued end product of a good assessment. existing resources and directing the family to available
Gauging what resources and supports parents already have community-based personnel or programs can be quite
at their disposal is an important step toward determining helpful to parents who are natural self-starters. For other
how much direction and assistance to offer. Additionally, parents, it may be necessary to bridge the gap between their
gaining some sense of the level of stress that may exist in experience with the current clinician and these resources
the home around the needs of the referred individual may through professional connections and assistance in the
help to prioritize whether or how to tackle major behavioral referral process, if the parents desire.
challenges head on at the outset of intervention, or set Prioritizing the identification of specific techniques to
more modest goals, whereby success may be built upon address the referred individuals qualitative differences in
systematically. Exploring what strategies parents have social relating and reciprocity, pragmatic communication, and
already tried or have been previously suggested and whether flexibility in dealing with an ever-changing and rapidly
the parents may be open to trying other techniques should be shifting social-emotional world may be especially appreciated
assessed as well. The greatest behavior plan or intervention by parents because of their potential for offering some
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54 Administration, Scoring, Interpretation, and Intervention Guide

immediate relief in dealing with the core issues the parents made to programs specializing in ASD receive a diagnosis of
are facing. Consideration of the age of the referred individual autism or Aspergers Disorder. However, individuals will
dramatically affects the priority and emphasis that the invariably be evaluated whose behaviors are ultimately not
clinician may put on particular strategies. For instance, for felt to be appropriately identified as falling on the spectrum,
young children with autism, focusing on their learning how but who manifest some of the features of the disorder or
to learn from teachers in an educational environment, display symptoms that are below the threshold for a diagnosis.
identifying functional ways they can communicate their needs For families seeking an evaluation for high functioning autism
or choices, or engaging the child in more social interaction at or Aspergers Disorder, there sometimes does not exist a clear
their given comfort level may be paramount. In contrast, an classification that captures the referred individuals
older, more able person and his or her family may most presentation. This can be disheartening or even frustrating for
urgently need assistance in supporting self-advocacy skills. the family because the question still remains open as to what
Parents as well as their school-aged children, or adults is at the heart of the behavioral challenges they see in their
with ASD, clearly benefit from interventions that start by loved one.
building their understanding of the diagnosis and the referred Autism can be ruled out for a variety of reasons. In
individuals learning style. The old adage with knowledge some cases, the presenting behaviors were similar to but not
comes power can be particularly useful in preventing the of the same quality or associated with the same degree of
person with autism from developing a negative self-appraisal impairment as behaviors that would clearly meet relevant
or feelings of poor self-esteem, because an understanding of diagnostic criteria. In other cases, the core differences in
the diagnosis can offer explanations as to why social social relating, communication, and restricted behaviors and
interactions may have been confusing or challenging, why interests are present, but not documented from early
communication is important for positively affecting ones childhood. For some, the behavior is not pervasive across
environment, and how the sensory world frequently affects multiple settings or can be attributed to another childhood
individuals on the spectrum. Both the parents and the referred or adult condition, such as mental retardation, learning
individual may begin to experience a greater sense of comfort disability, or Attention-Deficit/Hyperactivity Disorder. In all
and success when questions are answered and the individuals of these cases, sharing information about the scores obtained
strengths and weaknesses are discussed, allowing for a on the CARS2-ST or CARS2-HF may be helpful in
realistic appraisal of how that individual relates to others and elucidating the distinction between other conditions and an
communicates issues of importance. ASD. Such analysis will occur mainly in the context of the
The clinician may find it helpful to refer to chapter 5 in written report, but may be discussed in the feedback session
this manual to explore particular strategies that might be with the family if it is deemed appropriate to facilitate their
incorporated into the interpretive session or formal report understanding of their situation.
write-up. Clinicians should maintain familiarity with the In cases where the diagnostic decision is not autism, the
ever-increasing number of resources for working with clinician bears the responsibility for identifying the evidence
individuals with ASD. Because doing so has become more upon which his or her decision is based. When describing
and more challenging in recent years as the offerings on the why the diagnosis is or is not an ASD, the clinician should
generally place emphasis on the overall presentation of the
topic have burgeoned, the information in chapter 5 is
individual and the pattern of strengths and weaknesses seen.
provided as a useful starting point.
Although the pattern of item ratings on the CARS2-ST or
When the diagnosis Is not an autism Spectrum CARS2-HF may be helpful, an item-by-item analysis should
disorder not dominate the discussion. It is important to help the
If the referred individual does not have an ASD parents understand that it is the aggregate of the ratings
diagnosis, the goal should still be to help the parents obtained on the CARS2 instrument, together with other
understand ASD so that they can accept why this diagnosis is information, that is important in determining an appropriate
not appropriate in their childs case. To this end, families need diagnoses. If individual item scores are brought up in
help understanding the other diagnostic categories that may discussion with the family, the scores should be interpreted
better explain the referred individuals particular presentation as being important in that they either converge with or
or the concerns they have expressed during the interview diverge from other information considered in determining
regarding his or her development. The CARS2-ST and the diagnosis. When a relatively high Total score has been
CARS2-HF are only two of the many instruments available obtained, but the overall impression is not that of an ASD
to the clinician making differential diagnoses among the based on all the available evidence, the pattern of scoring
various childhood and adult psychiatric conditions that can be explained as consistent with why an individual may
present at an autism-specific center, in a general psychiatric or have been initially referred, and how particular aspects of
psychological practice, in public schools, or in the process of his or her behavior may predominate his or her overall
determining whether an individual might be referred for more presentation, but yet be most consistent with an alternative
thorough evaluation. Although a diagnosis of autism was at diagnosis.
one time relatively rare, with the expansion of the criteria that It cannot be overemphasized that the process of arriving
define the autism spectrum, many more referrals that are now at any diagnosis requires convergent evidence from a variety
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Chapter 4 Interpretation and Feedback 55

of sources, including a parent report, past professional eval- Thus, it is incumbent on the professional who rules out a
uations and clinical impressions, school reports or observa- diagnosis of an ASD to provide support and guidance as to
tions, direct observation, and the pattern of performance how the family may proceed in getting to appropriate
on various standardized and specific measures. When the service providers or continue on the diagnostic journey to a
facilitator of the feedback session is confirming that autism point where an eventual clarification of diagnosis or identi-
has been ruled out, he or she is obligated to try to help the fication of services or strategies best indicated for the partic-
family understand to the best of their ability, and within the ular diagnostic presentation may be obtained. It should be
bounds of the clinicians training and practice competence, remembered that in the vast majority of cases where a child
what qualitative and quantitative findings support his or her is referred for an evaluation of an autism spectrum condi-
individual clinical decision or the decision of the team. In tion, there likely have been a number of significant red
addition, the facilitator should be ready to identify what flags identifying differences in development compiled or
areas of development or behavior would seem to be most indications of impaired functioning that are of a sufficiently
important for future evaluation, intervention, or monitoring. marked degree to warrant the initial referral. Thus, while the
Recommendations related to the educational focus, as well end result of diagnosis may not be an ASD, the issues of
as the need for additional psychiatric or mental health input concern that prompted the referral will still necessarily
from professionals in the community, may be addressed. demand attention.
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5
INTERVENTION PLANNING AND RESOURCES

The CARS2-ST and the CARS2-HF offer an immediate professionals educating and treating persons on the autism
qualitative appraisal of the central diagnostic and associated spectrum. Throughout this period of time, the refinement and
features of autism spectrum disorders (ASDs). The next step individualization of autism-specific supports and autism-
in treatment is to link an individuals observed areas of specific problem-solving strategies embraced in the
difficulty to specific intervention strategies. This chapter Structured Teaching approach have been incorporated into
will attempt to provide the user of the instruments with some the daily lives of persons on the autism spectrum at all ages
initial sources of information helpful in working with clients and functioning levels. The effectiveness of these supports
with more classic presentations of autism, high functioning has been identified in the literature (Hume & Odom, 2007;
autism, or Aspergers Disorder. While the information is in Krantz, MacDuff, & McClannahan, 1993; MacDuff, Krantz,
no way exhaustive of the various resources currently & McClannahan, 1993; Mesibov, Browder, & Kirkland,
available, it can offer the professional perhaps newly 2002; Ozonoff & Cathcart, 1998; Schopler, Brehm,
acquainted with the features of these developmental Kinsbourne, & Reichler, 1971).
disabilities assistance in sorting through the hundreds of The philosophy and research that underly Structured
resources currently in print or available in other visual Teaching has been in summarized in The TEACCH Approach
media formats, such as DVDs or videotape. Additionally, to Autism Spectrum Disorders by Mesibov, Shea, and
because of the breadth of resources currently available, it is Schopler (2005). A primary tenet of Structured Teaching is
not possible to list all that are available in relation to the the importance of recognizing the unique learning style and
given areas measured by the CARS2-ST and CARS2-HF. needs of each person with autism, represented in the useful
An attempt has been made to group items of the CARS2-ST analogy of the culture of autism. Central to the Structured
and CARS2-HF by similarity of feature, and relevant Teaching approach is the importance of a thorough assess-
resources have been identified that address broad domains ment and evaluation of the particular needs of the individual
of behaviorsocial skills, communication skills, restricted and his or her family. Addressing specific challenges faced by
interests and stereotyped behaviors, sensory issues, and the individual with classic autism, as well those persons with
thinking style. Listings of the CARS2-ST and CARS2-HF high functioning autism or Aspergers Disorder, involves
items that apply to each of the intervention domains seeking meaningful and practical solutions to the problems
discussed in this chapter are provided in Table 12 and Table confronted by these populations. The main thrust of the
13, respectively. The General Impressions item (Item 15) Structured Teaching approach is to utilize an individuals
has been omitted from the domain item listings because it is strengths, especially his or her visual skills, to teach him or
a summary and subjective impression score based on the her new skills and behaviors and to compensate for areas of
entirety of information available to the user of the CARS2-ST weakness. The four main aspects of visual systems utilized
or CARS2-HF in making the ratings. within the Structured Teaching approach can serve as a strong
foundation of support for individuals with autism, and
Structured Teaching as a Foundation for through their individualization and sound implementation,
Understanding and Intervention yield a scaffold upon which other autism-specific educational
or therapeutic strategies may be systematically introduced.
A general discussion of Division TEACCHs strategies The four aspects of Structured Teaching are as follows:
and resources can offer users of the CARS2-ST and CARS2- Physical organization of the environment
HF a useful framework into which the various additional
Individualized daily schedules
resources may be incorporated. For over 4 decades,
TEACCH has worked intensively in the area of diagnosis and Work or activity systems
assessment, parent training and direct intervention, and Visual structure incorporated into assessing and
interdisciplinary and interagency collaboration with teaching the skills necessary for life

57
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58 Administration, Scoring, Interpretation, and Intervention Guide

Table 12 Table 13
CARS2-ST Items Related to Areas of Intervention CARS2-HF Items Related to Areas of Intervention
Social Interaction items Social Interaction items
1. Relating to People 1. Social-Emotional Understanding
2. Imitation 2. Emotional Expression and Regulation of Emotions
3. Emotional Response 3. Relating to People
7. Visual Response 7. Visual Response
8. Listening Response 8. Listening Response
11. Verbal Communication 11. Verbal Communication
12. Nonverbal Communication 12. Nonverbal Communication
Communication items Communication items
5. Object Use 5. Object Use in Play
6. Adaptation to Change 6. Adaptation to Change/Restricted Interests
11. Verbal Communication 11. Verbal Communication
12. Nonverbal Communication 12. Nonverbal Communication
Restricted Patterns of Interest and Stereotyped Behavior items Restricted Patterns of Interest and Stereotyped Behavior items
4. Body Use 4. Body Use
5. Object Use 5. Object Use in Play
6. Adaptation to Change 6. Adaptation to Change/Restricted Interests
11. Verbal Communication 11. Verbal Communication
13. Activity Level 13. Thinking/Cognitive Integration Skills
Sensory Issues and Associated Features items Sensory Issues and Associated Features items
3. Emotional Response 2. Emotional Expression and Regulation of Emotions
4. Body Use 4. Body Use
5. Object Use 5. Object Use in Play
7. Visual Response 7. Visual Response
8. Listening Response 8. Listening Response
9. Taste, Smell, and Touch Response and Use 9. Taste, Smell, and Touch Response and Use
10. Fear or Nervousness 10. Fear or Anxiety
13. Activity Level Thinking Style and Cognitive Issues items
Thinking Style and Cognitive Issues items 1. Social-Emotional Understanding
1. Relating to People 6. Adaptation to Change/Restricted Interests
2. Imitation 7. Visual Response
7. Visual Response 8. Listening Response
10. Fear or Nervousness 13. Thinking/Cognitive Integration Skills
14. Level and Consistency of Intellectual Response 14. Level and Consistency of Intellectual Response

The twin goals of increasing independence and promot- Fennell, & Hearsey, 20032005; Faherty, 1998, 2000;
ing spontaneous client-initiated communication, also essen- Mesibov, Adams, & Klinger, 1997; Mesibov, Shea, & Adams,
tial in the Structured Teaching approach, serve to foster 2001; Mesibov, Shea, & Schopler, 2005). Complementing
skills that allow the individual with an autism spectrum con- these resources that address the broad needs of the culture
dition to positively and more effectively act on his or her of autism are specific resources addressing particular core
world and interact with persons in the home, school, job set- areas of challenge for persons at different points along the
ting, and broader community. A number of publications autism spectrum. Needless to say, aiming intervention at
compiled by TEACCH faculty and staff members can be spectrum conditions as broad as those measured by the
helpful in establishing this foundation for learning, coping, CARS2-ST and CARS2-HF necessarily requires some
generalization, and problem solving, with the end goal of an differentiation between groups of individuals. For ease in
improved quality of life and necessary skill acquisition to discussing intervention issues with persons with classic
face life circumstances (Boswell, 2005, 2006; Eckenrode, autism presentations, it is helpful to think in terms of
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Chapter 5 Intervention Planning and Resources 59

subdividing this broad group of individuals with significant development through intervention aimed at particular
developmental differences, ranging from younger children pivotal behaviors that can be identified and promoted
up through older individuals, into two subset groups, but within naturalistic teaching settings.
with the recognition that all the members of the broad group Addressing group or play activities involving waiting or
will be demonstrating skills significantly below their turn-taking through meaningful visual supports (Eckenrode et
chronological age. Individuals with a higher functioning al., 20032005) or layering groups (Faherty, 2009) can be
presentation are more easily grouped and discussed together. particularly helpful in building skills in individuals with more
However, recognizing the diversity of individual presenta- concrete understanding of situations. The Social Skills Picture
tions among this subsection of the autism spectrum still Books by Baker (2001, 2006) for both children and older
remains an important consideration. teens provide clear examples of the correct and less desirable
ways of engaging others in play or relevant social interaction
Addressing the Social Interaction Domain
in a visually supported format.
The areas of social-emotional processing, understanding,
Mesibov, Shea, and Adams (2001) in Understanding
and interpersonal relating are the hallmark arenas of challenge
Asperger Syndrome and High Functioning Autism have
for persons on the autism spectrum. These areas will
provided a summary of the issues and intervention
undoubtedly require some degree of intervention, and in techniques that have proven useful with persons at the
many cases substantial intervention, throughout the lifespan higher end of the autism spectrum. In general, the goal is to
of the individual with autism. This is the case even with high make abstract social-emotional information and social rules
functioning autism or Aspergers Disorder, despite the visible in order to increase the individuals awareness of
average-to-above-average intellectual ability and more highly others perspectives and to clarify misunderstandings.
developed expressive language skills seen in individuals Identifying appropriate coping strategies and organized
whose presentations fall at this end of the autism spectrum. ways of solving social problems afford the individual with
With this in mind, it is not surprising that the largest collection higher functioning autism the tools to negotiate and more
of resources developed over recent years falls into this broad effectively handle the myriad social situations that present
domain of targeting social skills and social interaction, with themselves to humans on a daily basis. Finally, explicit
such resources covering this lifespan issue of individuals on information on what to do and how to act in social situations
the spectrum. It should be recognized from the outset that the (presented visually) is essential for concretely offering the
field of autism is gaining new information on intervention at a necessary structure for guidance in situations all too
rapid pace as researchers and clinicians apply strategies and abstract, complex, or potentially ever-changing to those on
techniques tied to the broad developmental and underlying the autism spectrum. Visual representations are individualized
neuropsychological deficits that are part of autism. Hopefully to the learning style of the person and can range from the
this acquisition of intervention-based information will carry written word to pictures or three-dimensional objects, and
forward into the future and lead to expansion of this from checklists or daily planners to PDAs.
intervention section of the manual in due course. Addressing the social world with persons at the higher
Currently, for young children with autism in need of end of the spectrum generally requires a multifaceted
early intervention, the issues of joint attention, meaningful approach. Making social situations more comfortable and
engagement, and the development of play skills with others predictable can be achieved through incorporating social
are primary foci for targeted intervention. Work by Kasari events or activities in visually presented schedules and the
(Kasari, Freeman, & Paparella, 2006; Paparella & Kasari, use of written reminders to clarify expectations (Remember:
2004) in this respect provides an excellent foundation for the You need to share the markers). Educating the individual
development and strategy-implementation of building joint with higher functioning autism about the social world and
experiences and sharing social moments with another the rules that encompass social interaction is often critical
personareas critical to establishing future growth in social (Bolick, 2001; Buron, 2007). Techniques found in Comic
relatedness and social reciprocity. Similarly useful in Strip Conversations or The New Social Story Book
addressing the needs of this younger developmental group are developed by Gray (1994, 2000, respectively) have been
the Developmental, Individual-Difference, Relationship- extremely helpful in increasing the social perspective and
Based (DIR) intervention model or FloorTime procedures understanding of persons on the autism spectrum to various
embraced by Greenspan and Wieder (2000). In the DIR aspects of the neurotypic world, as have the perspective-
model, practitioners and parents assess and pursue strategies taking techniques discussed by Garcia-Winner (2007).
to open and close circles of communication, foster imitation, Helping students to understand the hidden curriculumor
build play skills, and promote meaningful connections the unwritten aspects of social interaction (Smith-Myles,
between the childs world and his or her environment. As Trautman, & Schelvan, 2004 )or to mind read by
individuals with more classic autism grow older, strategies looking for relevant contextual or emotional cues that
such as pivotal response training (L. K. Koegel, R. L. Koegel, indicate someone elses feeling or intentions (Howlin,
Harrower, & Carter, 1999; L. K. Koegel, R. L. Koegel, Baron-Cohen, & Hadwin, 1999) are similarly useful.
Shoshan, & McNerney, 1999; R. L. Koegel & L. K. Koegel, Various professionals have offered strategies on helping
2006) may be employed to effect change in several areas of individuals to more effectively handle their emotional
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60 Administration, Scoring, Interpretation, and Intervention Guide

regulation through relaxation (Buron, 2006; Cautela & implemented (Watson, Lord, Schaffer, & Schopler, 1989). In
Groden, 1978), awareness of intensifying emotion and essence, for the child or adult with poor communication
application of relevant calming strategies (Buron & Curtis, skills, the power of communication can be fostered
2003), or the use of emotion meters (McAfee, 2002). whereby communicative overtures initiated by the individual
Finally, educating others who will talk to, play with, team with autism can then be met by more consistent environ-
up with, or otherwise participate in social activities with the mental responses on the part of parents, teachers, and others
individual on the autism spectrum to foster greater involved in the individuals support. These overtures can then
understanding of the variety of issues facing that individual be more readily reinforced and generalized to create a
is essential for yielding a supportive social environment stronger communicative base for the individual. A scaffold-
where skills may be practiced and learned. ing approach is thus applied where assessment identifies
where and with whom, how, and why the person with autism
Addressing the Communication Domain
is most motivated to communicate and about what, and then
Although difficulties in communication are not
what additional supports can be established to strengthen
particular to the autism spectrum, with many other
communicative overtures to others.
disabilities evidencing communication impairments as well,
In addition to the TEACCH communication curriculum
the combined result of the acknowledged social deficits that
outlined here, the Hanen Centres communication interven-
are at the heart of autism together with these communication
tion is very appropriate for basic-level learners. This commu-
challenges can lead to significant obstacles for the child or
nication program is outlined in More Than Words: Helping
adult with autism and those charged with his or her care and
Parents Promote Communication and Social Skills in
support. Being able to express needs and wants, choices, or
Children With Autism Spectrum Disorder (Sussman, 1999),
preferences in multiple settings, where others effectively
and it is practiced in the More Than Words (Sussman, 1999)
respond to this initiated communication in turn, can lead to and It Takes Two to Talk (Pepper & Weitzman, 2004) pro-
marked functioning ability, a sense of personal control, and grams developed by the Hanen Centre. These interventions
reduced behavioral issues (e.g., tantrums, aggression, self- embrace a holistic, straightforward, and practical approach
injurious behavior, etc.) for individuals both younger and that is immediately accessible to parents and teachers in
older evidencing classic autism. Functional analysis of working with young children with autism who have emerging
behavior procedures has frequently identified communication communication skills and those with more well-developed
deficits as instrumental triggers to behavioral challenges communication as well. Strategies such as the Picture
presented by persons with autism. The development of Exchange Communication System (PECS; Bondy & Frost,
effective expressive and receptive communication systems 1994; Frost & Bondy, 1995), with its emphasis on the social
can be one component of positive behavior support (PBS) and reciprocal nature of the exchange process inherent in
procedures designed to increase client access to preferred communication, are well suited to address the needs of indi-
tangibles or social experiences and increase the individuals viduals at the concrete or more basic communicative level.
ability to understand and respond to various environmental The communication components of the SCERTS (Social
settings or demands. As a result of the individuals increased Communication, Emotional Regulation, and Transactional
understanding and expressive skill, the degree of disruptive Support) program, an outward extension of Prizant and
behavior is reduced. CARS2-ST and CARS2-HF items that Wetherbys research (Prizant, Wetherby, & Rydell, 2000;
are specifically related to communication and considered in Wetherby, Schuler, & Prizant, 1997), or the work of Landa
intervention planning can be found in Tables 12 and 13, (2000), addressing the development of social language, are
respectively. useful resources to consult in addressing the assessment and
TEACCHs focus on the promotion of spontaneous, development of supportive communication programs. Finally,
meaningful, and functional expressive communication for augmentative communication devices (e.g., a Dynovox) may
persons across the entirety of the autism spectrum be employed as well with individuals who are nonverbal or
complements the receptive communication advantages minimally verbal, or who demonstrate pronounced articula-
afforded by the visual organization and clarifying structure tion difficulties.
of the Structured Teaching approach. This approach to Despite an individuals sometimes well-developed
communication makes the world more accessible, under- vocabulary, pedantic speaking style, and apparent depth of
standable, and meaningful (through use of visuals connect- understanding of some topics, pragmatic language weak-
ed with verbal information) and yields increased nesses and problems with initiation in communication yield
independence for persons with autism. Through a careful challenges for the person with high functioning autism or
assessment of communication elements (e.g., the context(s) Aspergers Disorder and for those living with, teaching, or
in which communication most readily occurs, the form(s) it working with him or her. The potential for general miscom-
takes most regularly, and the function(s) underlying the munication or misinterpretation of expectations exists, and
communication initiation) and then the creation or promotion the approachability of the individual in both the social and
of systems of communication specifically addressing these communicative spheres can greatly be affected by how facile
elements, more meaningful and effective systems to support the individual on the spectrum is with his or her use of
spontaneous communication can be established and language and in reading varying aspects of nonverbal
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Chapter 5 Intervention Planning and Resources 61

communication. Talking with rather than at others, ask- where some aspects of social interaction may offer less
ing for assistance or help from others, or engaging in inherent appeal to the individual than they do to
conversation, as opposed to conducting a monologue, as neurotypicals. There may be less inherent difference in the
the basis for communicative social interactions can be restricted pattern of interests and behaviors that are shown
elusive goals for persons on the autism spectrum. by individuals with classic autism and higher functioning
General strategies in the area of communication for autism (allowing for a general and less differentiated
individuals at the higher end of the autism spectrum include discussion of intervention strategies to follow), with the
visual supports to aid in the initiation of communication (S. exception that individuals with Aspergers Disorder may be
Freeman & Dake, 1997; Hodgdon, 1995, 1999; Quill, 1995), more facile with memorization and recitation of specific
which may be promoted through sentence starters or specific factual material or have topics of interest that lean toward
visual cues. Generating ideas about what the individual more esoteric or circumscribed themes.
would want to talk about with others or what would be Strategies to address this rigidity or single-focus
appropriate topics of conversation can be supported through attention/interaction with the world and the objects and
topic lists, checklists (McConnell, 1998), and scripting topics therein include increasing the predictability of the
(Krantz & McClannahan, 2005) and practiced through role- world through the use of visually individualized schedules
playing. of activities that show what the sequence of events will be
Helping the individual to understand the reciprocal for the child or adult. (Note: To promote flexibility, the
nature of communication, which involves listening, making activities and order of events on these schedules must
comments, answering or asking questions, and participating change on a regular basis so persons with autism learn to
in sequenced exchanges, is fundamental to increasing his or deal with varied schedules.) Scheduling high-interest
her opportunity to talk with others, ascertain relevant infor- activities so that the individual knows when he or she can or
mation, and build mutually satisfying and functional cannot engage in these activities will afford the individual a
communicative interactions. The why behind these various predictable way to see when he or she will have access to
aspects of communication can be addressed through social preferred toys or materials, or a time to talk about favorite
stories (Gray, 2000) or visually supported instruction subjects. Teaching the individual the concept of surprise
(Faherty, 2000). Addressing figurative language, such as or change (e.g., indicating through objects, pictures, or
metaphors, imagery, similes, or idioms, can help individuals written information that Today we will not be going to the
with higher functioning autism understand what others are gym because there is a special presentation in the media
trying to communicate to them and the underlying meaning center) through the use of visual-based schedules will
of a particular phrase (e.g., Has the cat got your tongue? or assist in increasing future flexibility as well. For some
He drives me up the wall!; Terban, 2006; Welton, 2004). individuals, exposure to a variety of toys or activities
Finally, providing augmentative tools to aid in communica- through the use of choice boards, preference assessments,
tion, such as typing to achieve computer dialogues (e.g., or one-to-one instruction on how to use new materials can
typing rather than talking), Comic Strip Conversations expand interests in broader directions. For others with
(Gray, 1994), or multiple-choice formats in which the indi- autism, simply exploring their special interests can be
vidual has to endorse a response, may be explored to foster motivating enough to establish new learning patterns or
communication skills. routines of behavior, such as through the use of Power Cards
Addressing Restricted Interests and (Gagnon, 2001), assignments centering on special interests
Patterns of Behavior (Kluth & Schwarz, 2008), or participation in special interest
The individuality of persons on the autism spectrum can groups or clubs. The power of teaching new routines to
perhaps be best appreciated by looking at the interests and replace less effective or problematic ones can be fully
enthusiasms, preferred objects, topics of conversation, and appreciated with individuals with autism when implemented
desire for sameness or routine that are characteristic of the thoughtfully and carefully, this being one of a number of
condition. Preferred objects or quite specific topics of procedures falling in the positive behavior support (PBS)
interest and conversation can offer comfort and movement (Sugai et al., 1999). However, caution should be
predictability in a largely novel and open-ended world of exercised from the outset in selecting initial routines to be
individual pursuits and social conversation. The taught so that only routines for activities that will stay the
restrictiveness with which some individuals on the spectrum same throughout the individuals life (e.g., showering) are
order their lives, or the order and routine that they demand of most consistently targeted.
others, can at times yield highly stressful situations for all Addressing the Sensory World and
those involved. This is particularly the case when the Associated Features
intensity, frequency, peculiarity, pervasiveness, and duration Personal accounts of the unique sensory processing
of the focus of attention or behavior is considered. On the differences and exquisite sensitivity to their surroundings
other hand, such interests and routines can also be the source written autobiographically by persons with higher
of great satisfaction, joy, reassurance, and an outlet for functioning autism or Aspergers Disorder can help to
control in a world that is confusing and vastly changing, and educate the interventionist as to possible stressors,
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62 Administration, Scoring, Interpretation, and Intervention Guide

antecedent factors, and situational sensory demands that central coherence issues, and problems with generalization
individuals with autism face on a daily basis (Grandin & (Mesibov, Shea, & Schopler, 2005). The research on theory of
Scariano, 1986). These accounts are particularly helpful in mind (Baron-Cohen, 1997; Baron-Cohen, Tager-Flusberg, &
identifying similar issues that may be present in nonverbal Cohen, 2000) and executive functioning challenges (Hughes,
or minimally verbal individuals with autism who cannot Russell, & Robbins, 1994; Ozonoff & Jensen, 1999) faced by
articulate their experiences and who, for the most part, persons on the autism spectrum indicates that these cognitive
demonstrate such overstimulation with things sensory issues have the potential for causing misinterpretations and
through their behavioral outbursts and avoidance of certain possibly less efficient problem-solving strategies based
stimuli or situations. The experience of the sensory world as largely on details, problems in cognitive set-shifting, and less
described by Grandin in her books Emergence: Labeled big picture understanding of situations without
Autistic (1986), Thinking in Pictures and Other Reports compensatory systems for organization. Emphasizing rules,
From My Life With Autism (1995), and Animals in phrased in the positive, can be helpful in teaching the
Translation: Using the Mysteries of Autism to Decode individual what to do, how to do, and when to do. The why to
Animal Behavior (Grandin & Johnson, 2005) particularly do, which more readily addresses the immediate relevance for
warrants examination by the treatment provider in this an individuals life or for other persons with whom he or she
regard. (Note: Grandins descriptions of the thinking style comes into contact, often centers on visual techniques to aid
associated with ASD, described in the next section, is also in promoting understanding and building meaning, while
quite useful.) drawing connections between the individuals thoughts and
With greater recognition of these issues, strategies and acts and those of others (Howlin et al., 1999). Grays Comic
resources have arisen to address the particular sensory-related Strip Conversations (Gray, 1994) has proven to be very useful
needs of persons on the autism spectrum. Reducing auditory in helping the individual with autism gain a better
and visual stimulation in classrooms and vocational and appreciation for how words, thoughts, and intentions affect
residential sites through the use of physical structure behaviors, and The New Social Story Book (Gray, 2000) can
(Mesibov, Shea, & Schopler, 2005) can reduce overall foster an appreciation for how others view situations and what
overstimulation and improve focus. Occupational therapists the expected behaviors are in social situations. In general, a
trained in sensory integration evaluation and treatment cognitive-behavioral and directive but supportive framework
considerations (Ayres, 2005; Kranowitz, 2006; Kranowitz, is helpful in working with persons at the higher end of the
Balzer-Martin, Sava, Haber, & Szklut, 2001) are now offering autism spectrum (Gaus, 2007). Garcia-Winners (2007) work
more comprehensive sensory diets and activities to help in teaching social perspective taking for individuals on the
persons on the autism spectrum modulate and respond to autism spectrum is particularly helpful in this regard.
various types of incoming sensory stimuli (e.g., weighted Supplementing such information with visual supports
vests, music, vibrations, vestibular stimulation). Aerobic provides a more autism friendly channel for conveying this
exercise has been useful in many situations with individuals in information for persons at all points along the autism
educational and residential settings as a means of decreasing spectrum. Visual supports should be individualized to match
self-stimulatory behaviors as well as aggression. Providing the cognitive comprehension level of the individual and
appropriate outlets for the unique sensory needs of persons should include text, pictures, icons, photos, and objects. Use
with autism, as well as areas to calm down in such as calm of individualized schedules, visually sequenced work or
rooms or sanctuary areas, is often useful for both those with activity systems, mind or thought mapping techniques,
classic autism and higher functioning individuals on the thought monitoring charts, or organized worksheets can help
autism spectrum. Dunn, Saiter, and Rinners (2002) the individual more clearly see the relationship between
application of sensory integration evaluation issues to thinking, emotions, and bodily responses.
individuals on the spectrum encompassed in their sensory In summary, an analysis of the particular pattern of
processing model, which emphasizes low registration, higher scored items on the CARS2-ST or CARS2-HF can
sensory sensitivity, sensation seeking, and sensation provide the clinician with a road map to the areas of
avoidance responses to stimuli, is a useful place to start in development that may be most in need of attention or
identifying how a child or adult with an ASD may react to his intervention. This information will also be obtained through
a careful and thorough interview with parents about the
or her environment. Interestingly, Dunn et al.s research
developmental concerns and behaviors that they would like
findings have suggested a less consistent response to
assistance with at the time of the diagnostic evaluation or
environmental sensory stimuli by individuals with Aspergers
subsequent assessment. Clinicians have at their disposal a
Disorder than with other disabilities.
wide array of techniques and strategies that can be accessed
Addressing Thinking Style and Cognitive Issues through the publishing companies that are devoting attention
The culture of autism results in a unique thinking style to autism, such as Western Psychological Services, Future
characterized by a focus on details, rule-governed behavior, Horizons, Jessica Kingsley Publishers, Autism Asperger
difficulty with integration of new information, problems Publishing Company, and Pro-Ed, as well as any number of
understanding the meaning underlying concepts or acts, journal publications, such as the Journal of Autism and
problems differentiating relevant from irrelevant information, Developmental Disorders, the Journal of Applied Behavior
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Chapter 5 Intervention Planning and Resources 63

Analysis, the Journal of Mental Health and Intellectual them, what he will do next, and when he will be finished.
Disabilities, the Journal of Positive Behavior Interventions, Making this information available to Michael in a format
and Research in Development Disabilities, to name a few. that is visual and at his level of understanding will help to
improve his behavior during times of transition between
Case Example: places or materials/activities, addressing the difficulties he
Intervention Planning for Michael has in adapting to change. The fourth aspect of Structured
Teaching, visual structure, can be incorporated into
Michaels CARS2-ST ratings and scores are displayed Michaels intervention plan to work on specific skills,
in Figure 1 (see chapter 2). A brief discussion of his especially around his need to expand his play with toys,
diagnosis is provided in chapter 4. This section focuses on pretend play skills, and interactive play with another person.
how his CARS2-ST ratings assisted in developing his Other important aspects of Michaels intervention plan
intervention plan. Since the CARS2-ST is only one measure will be strategies to develop his social relatedness, including
used in the assessment of a child with autism, additional improving eye contact, increasing responsiveness to others
assessment data will be needed to develop interventions for initiations, engaging in interactive social play, building
the full range of language, academic, cognitive, and imitation skills, and supporting his initiation of social
developmental needs of a child. communications. Important considerations are ways to
Intervention planning with the CARS2-ST begins with engage his attention to practice the social-communication
an analysis of the CARS2-ST item ratings pattern. Michaels building blocks around joint attention, shared positive affect,
ratings are grouped in the following lists. Ratings greater and turn-taking. Given Michaels splinter skills related to
than 3.0 would be considered most problematic or atypical, letters, numbers, and visual memory, these strengths, along
followed by behaviors rated 2.0 or 2.5; ratings under 2.0 with his special interest in cartoon characters, can be used to
would be considered less problematic, or more typical. engage his attention in activities designed to build his social
Ratings of 3.0 or greater and communication skills. Naturalistic interventions that
Relating to People provide opportunities for him to communicate throughout the
Imitation day are needed. Visual structure through choice boards can be
used to stimulate his spontaneous initiation of communica-
Object Use
tion, especially around choices for eating or play. Language
Adaptation to Change stimulation activities, such as adapted books, will help in
Visual Response building his vocabulary. Adapted books generally increase a
Nonverbal Communication childs engagement by including a manipulative component
Level and Consistency of Intellectual Response to each page, such as matching a picture to each page or
removing a picture from each page.
Ratings of 2.0 or 2.5
Emotional Response
Case Example:
Listening Response
Verbal Communication
Intervention Planning for Daniel
Activity Level Daniels CARS2-HF ratings are displayed in Figure 2
Ratings under 2.0 (see chapter 3). His diagnosis is discussed in chapter 4. This
Body Use section describes how Daniels CARS2-HF ratings
contributed to intervention planning for him. As with the
Taste, Smell, and Touch Response and Use
CARS2-ST, intervention planning with the CARS2-HF
Fear or Nervousness begins with an analysis of the CARS2-HF item ratings
As stated previously in this chapter, four aspects of pattern. Daniels ratings are grouped together in the
Structured Teaching are considered the scaffold upon which following lists. Ratings greater than 3.0 would be considered
other, more specific educational or therapeutic strategies most problematic or atypical, followed by behaviors rated
may be systematically introduced. Michaels ratings
2.0 or 2.5; those rated under 2.0 would be considered less
indicate he will require a high degree of structure in his
problematic, or more typical.
physical environment to help regulate his emotions,
decrease his activity level, and establish clear boundaries as Ratings of 3.0 or greater
to where he should be. Physical structure can also minimize Social-Emotional Understanding
auditory and visual input. Providing this will help him to Body Use
attend better and may reduce anxiety or stress from an Object Use in Play
environment offering too much sensory input.
Michaels intervention program will also need to Verbal Communication
include a visual schedule and work system that provide Thinking/Cognitive Integration Skills
information about what activities he will do, when he will do Level and Consistency of Intellectual Response
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64 Administration, Scoring, Interpretation, and Intervention Guide

Ratings of 2.0 or 2.5 explicit (Mesibov, Shea, & Schopler, 2005). The New Social
Emotional Expression and Regulation of Emotions Story Book (Gray, 2000) and Comic Strip Conversations
Relating to People (Gray, 1994) can help Daniel learn how other people view
the world. Daniel is approaching an age where directly
Adaptation to Change/Restricted Interests
educating him about his autism and what it means to him
Visual Response will be possible and helpful (Faherty, 2000).
Taste, Smell, and Touch Response and Use For emotion regulation, the visual strategies explaining
Fear or Anxiety his activities for the day and the changes that will occur will
Nonverbal Communication prevent some upsets. He will need to be directly taught
strategies for recognizing his emotions and how to maintain
Ratings under 2.0 control when he starts to get upset. Cognitive-behavioral
Listening Response strategies that help Daniel develop a recognition of his
Based on the information provided on the CARS2-HF feelings, a coping response, and problem-solving strategies
rating form, Daniel presents with two major areas of behav- will be very important. Utilizing a visual approach (his
ioral difficulty. First, he has great difficulty understanding and reading skills) in these strategies will tie into Daniels
interacting in social situations. He has difficulty understand- strengths. Using his interest in cars may be a motivator that
ing others perspectives and difficulty with social rules related draws his attention to the intervention techniques.
to boundaries, games, and so on (Items 1, 3, and 5). Second, A third area of intervention for Daniel should be in the
he has a tendency to become easily overwhelmed by his educational arena. As noted on the CARS2-HF rating form,
feelings, especially if something unexpected happens. he has fine motor difficulties, difficulties with abstract and
Initial interventions with Daniel should address his conceptual thinking, problems with verbal communication,
primary sources of difficulty by utilizing his strengths in and delays in his processing speed. These areas of difficulty
reading and his particular interests. Written schedules and should be addressed through educational remediation
social rules with explanations will make the world more strategies, and modifications and accommodations on his
predictable for him and the expected social behaviors more Individual Education Plan (IEP).
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Part II

Technical Guide
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6
DEVELOPMENT OF THE CARS METHOD

The 1988 edition of the CARS was the result of a definition by Rutter (1978), the definition used by the
process of use, evaluation, and modification that spanned National Society for Autistic Children (NSAC, 1978), and
approximately 15 years and involved more than 1,500 cases. the DSM-II criteria (American Psychiatric Association
The scale was first developed as a research instrument in [APA], 1968). Although these systems were widely used for
response to the limitations of the diagnostic classification clinical diagnosis and research, none had been connected to
instruments available at that time. This original rating scale, a rating scale or checklist. And while these five overlapped
developed by the Child Research Project at the University on the major features of autism, they also represented
of North Carolina in Chapel Hill, was based primarily on significant differences.
consensual diagnostic criteria for autism as reported by the When diagnostic ratings were developed for the CARS
British Working Party (Creak, 1964). It was first referred to (Reichler & Schopler, 1971), the Kanner (1943) definition
as the Childhood Psychosis Rating Scale (CPRS; Reichler was the primary system for diagnosing autism. It was
& Schopler, 1971) to minimize confusion with Kanners followed by the nine Creak (1961) points, which were
(1943) narrower classic definition of autism. By 1988, intended to evolve a broader definition that would also
however, because the definition of autism had been incorporate childhood schizophrenia. These nine Creak points
expanded and was no longer restricted to Kanners early use were among the first criteria based on behavioral observations
of the term, the instrument was retitled the Childhood rather than theory. Nevertheless, they were difficult to use for
Autism Rating Scale (CARS). research because they were never quantified. The lack of a
The original scale was revised to evaluate children developmental perspective made them particularly difficult to
referred to the statewide North Carolina program for use with young children. Although the Creak points included
the Treatment and Education of Autistic and related autism with schizophrenia, DeMyer, Churchill, Pontius, and
Communication handicapped Children (Division TEACCH). Gilkey (1971) reported that Creaks nine points for childhood
Division TEACCH was started in 1966 as the first statewide schizophrenia corresponded more closely to autism than to
program for children and adults with autism and communica- schizophrenia as defined by Rimland (1964). Kolvins
research (1971) demonstrating the distinction between autism
tion handicaps, designed to offer comprehensive services,
and childhood schizophrenia had not yet been published.
research, and training. Since that time, special interventions
The next three diagnostic systems were of later origin.
have been offered in the three major areas of the childs life
Some differences among these three systems reflect the
home, school, and community. Nine regional centers provide
different purposes for which they were developed. Rutters
diagnostic evaluation and parent counseling to improve fami-
(1978) definition was based on the most thorough evaluation
ly and home adjustment. Center staff members offer consulta-
of empirical research published since the Kanner and Creak
tion and training workshops to teachers working with students
publications. The NSAC (1978) definition, developed by the
with autism in either regular education or special
NSAC Professional Advisory Board under the direction of
education settings. Although each center is located at a branch
Edward Ritvo, was intended for use in shaping social policy,
of the state university system, most of the research is centered
legislation, and public awareness. DSM represents the
at the University of North Carolina in Chapel Hill, where the classification system formulated by the APA. All three of
CARS was developed. these diagnostic systems agree on three basic features of
autism: (1) early age of onset (before 36 months), (2)
Relationship of the CARS to pervasive lack of responsiveness to other people, and (3)
Diagnostic Criteria and Scales impairment in language and cognitive functions. Rutters
criteria and the DSM-IV (APA, 1994) both consider bizarre
When the CARS was developed, five important systems interest in or attachment to objects and resistance to change of
for diagnosing autism had been extensively used. These routines as primary aspects of the definition. The NSAC
were the Kanner (1943) criteria, the Creak (1961) points, the definition features disturbances of response to sensory

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68 Technical Guide

stimuli, which is considered more idiosyncratic under Rutter is another of the primary autism features first identified by
and DSM-IV definitions. These diagnostic differences are Kanner, supported by subsequent research data, and
discussed further elsewhere (Schopler & Rutter, 1978). maintained in most recent definitions of autism: Creak
However, the design of the CARS incorporates all five of (primary), DSM-IV (primary), Kanner (primary), NSAC
these diagnostic systems. In the rationale section that (primary), Rutter (primary).
follows, each item is discussed according to its consistency The next three scales are measures of sensory peculiar-
with these five systems. The interested user can estimate the ities that have been reported empirically as unusual receptor
extent to which a child has autism according to each of the preferences by Goldfarb (1961) and Schopler (1965). These
five definitions just described, and thus resolve some of the studies showed unusual near-receptor preferences for touch
diagnostic confusion still existing in his or her community. and smell, but an avoidance of the distance receptors of
vision and audition. Ornitz and Ritvo (1968) identified the
Rationale for the 15 CARS Rating Items impairment of perceptual inconstancy affecting all sensory
systems. These relate to the overselection of stimuli reported
This section lists each of the 15 items of the original
by Schreibman and Lovaas (1973). Two items involving the
CARS, along with each items rationale for inclusion
two distance senses and one item involving the near senses
(Schopler, Reichler, DeVellis, & Daly, 1980). The relation-
were included because of their direct implications for
ship between each item and the five major diagnostic systems
educational assessment and planning.
discussed in the previous section is noted, with an indication
Item 7. Visual Response. Avoidance of eye contact
of whether the item is primary, secondary, or not included for
during personal interactions was widely reported for
each system.
children with autism. Whether such avoidance of eye
Item 1. Relating to People. Impairment in this area is
contact extended equally to visual avoidance of toys and
considered one of the primary features of autism in virtually
other materials has been a research question, adding impetus
every description of the disorder found in the literature, as it
for inclusion in this instrument: Creak (primary), DSM-IV
is for the five systems represented in the CARS: Creak
(primary), Kanner (primary), NSAC (primary), Rutter
(primary), DSM-IV (primary), Kanner (primary), NSAC (secondary).
(primary), Rutter (primary). Item 8. Listening Response. This item refers to the
Item 2. Imitation. This item was included because of avoidance of auditory stimuli, as described earlier, and
the finding that many children with severe language unusual responses to auditory input. Learning functions
difficulties also had problems with both verbal and motor assessed by this item have clear implications for the
imitation. The ability to imitate has long been considered an teaching of speech or alternative communication skills:
important basis for developing speech. Imitation is also a Creak (primary), DSM-IV (not included), Kanner
skill that is highly relevant to the treatment and education of (secondary), NSAC (primary), Rutter (secondary).
younger children. This item has become more important in Item 9. Taste, Smell, and Touch Response and Use.
recent years and is included in the CARS: Creak (not This item was included to assess the frequently reported
included), DSM-IV (primary), Kanner (secondary), NSAC preoccupation with mouthing, licking, smelling, and
(not included), Rutter (secondary). rubbing objects, plus the peculiar reactions to pain
Item 3. Emotional Response. Autism was first sometimes observed in individuals with autism: Creak
considered a disturbance in affective contact; moreover, (primary), DSM-IV (not included), Kanner (secondary),
abnormal and inappropriate emotional responses have been NSAC (primary), Rutter (secondary).
widely considered a feature of this disorder: Creak Item 10. Fear or Nervousness. Unusual or unexplain-
(secondary), DSM-IV (primary), Kanner (primary), NSAC able fears are not a primary characteristic of autism. However,
(secondary), Rutter (primary). such behavior occurs sufficiently frequently to warrant in-
Item 4. Body Use. Peculiar body movements, and clusion: Creak (primary), DSM-IV (not included), Kanner
especially stereotypical movements such as hand flapping, (secondary), NSAC (secondary), Rutter (secondary).
tapping, and spinning, have been widely reported by both Item 11. Verbal Communication. This item evaluates
clinicians and researchers. Such body use and movements the degree of autistic language, ranging from muteness to
were included in all diagnostic systems: Creak (primary), the use of bizarre, meaningless language. Most definitions
DSM-IV (primary), Kanner (secondary), NSAC (primary), of autism consider the autistic communication behavior
Rutter (secondary). rated by this item to be a primary feature of the disorder:
Item 5. Object Use. Inappropriate use of objects such Creak (primary), DSM-IV (primary), Kanner (primary),
as toys and other materials is closely related to inappropriate NSAC (primary), Rutter (primary).
relations with other people. Such behaviors appear Item 12. Nonverbal Communication. This item
frequently in clinical descriptions and have a primary or assesses the childs use of, or response to, gestures and other
secondary role in most diagnostic schemes: Creak nonverbal types of communication. It is particularly useful
(secondary), DSM-IV (primary), Kanner (primary), NSAC in assessing the communicative ability of the nonverbal
(primary), Rutter (primary). child: Creak (secondary), DSM-IV (primary), Kanner
Item 6. Adaptation to Change. Difficulty in this area (secondary), NSAC (primary), Rutter (primary).
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Item 13. Activity Level. While abnormal activity level basic diagnostic dimension as the corresponding area on the
generally is not considered a primary feature of autism, it is CARS, required substantial modification to describe the
frequently observed in children with autism and plays an im- features of more able people with autism. The modified
portant role in the structuring of a childs learning environ- rating areas include Item 2 Emotional Expression and
ment: Creak (not included), DSM-IV (secondary), Kanner Regulation of Emotions; Item 3 Relating to People; Item
(not included), NSAC (secondary), Rutter (not included). 10 Fear or Anxiety; and Item 14 Level and Consistency
Item 14. Level and Consistency of Intellectual of Intellectual Response. Two new items are included on the
Response. This item represents an expansion of one of CARS2-HF: Item 1 Social-Emotional Understanding and
Kanners primary autism features to include assessment of Item 13 Thinking/Cognitive Integration Skills; their
both intellectual disability (formerly retardation) and any addition reflects the growing literature on the difficulties
unevenness in intellectual functioning: Creak (primary), with theory of mind and social perspective taking, and
DSM-IV (secondary), Kanner (primary), NSAC (secondary), central coherence and abstract reasoning. The two items
Rutter (secondary). from the CARS that were dropped on the CARS2-HF were
Item 15. General Impressions. This is a global rating CARS Item 2 Imitation and CARS Item 13 Activity
of the degree of autism observed in the child during the Level. The first was dropped because the CARS2-HF is not
observation period, including both quantitative and designed for the younger children in whom imitation
qualitative judgments of all behaviors observed and rated difficulties are more easily observed. The second item was
during the diagnostic session. This rating is made prior to dropped in part to make room for the new items and in part
reviewing the scores from the previous 14 items. due to the fact that this item was not believed to discriminate
between high functioning autism and the diagnostic groups
Development of the CARS2-HF and with whom these older, higher functioning individuals with
Its Relationship to the CARS autism are often confusedthose with learning disabilities
or Attention-Deficit Disorder. The final item, Item 15
The original version of the CARS has considerable General Impressions, is the same on both forms.
empirical data supporting its validity and reliability as a tool
for screening and support in diagnosis of children with Relationship of the CARS2-HF to
autism. The goal in developing the CARS2-HF was not to Diagnostic Criteria and Research
replace that very well-established instrument. Rather, the
goal was to develop a second instrument built upon the High functioning autism (HFA) is a term that has
structure of the CARS, but with rating criteria refined to take emerged since the 1980s (Gillberg & Ehlers, 1998, p. 80) and
into account the changing definition of autism as a spectrum is used for individuals who have developed verbal
that includes high functioning autism and Aspergers communication skills and have intellectual abilities above the
Disorder, and to take into consideration the empirical data range that would qualify them as intellectually disabled, yet
on the subtler aspects of the core criteria that are present in meet the diagnostic criteria for Autistic Disorder. Today there
individuals with at least near-average intelligence. This new are two primary diagnostic systems used for autism: those of
instrument is designed to be used with adults as well as with the DSM-IV and those of the ICD-10 (World Health
children. The requirement for its use is that the individual Organization [WHO], 1992). The DSM-IV is a clinical tool
being evaluated must have an overall IQ score of at least 80 primarily used for diagnosis, whereas the ICD-10 is more
and must have fluent spontaneous speech. In most cases, the research oriented. When the original CARS was developed,
individual needs to be at least 6 years of age. The CARS is the concept of an autism spectrum had not yet emerged and
still the appropriate measure to use with children under 6 or five systems were used for diagnosing autism: the Kanner
older individuals whose overall IQ score is less than 80 or criteria, the Creak points, Rutters definition, NSACs
who do not have fluent spontaneous speech. definition, and the criteria in the DSM-III-R (Schopler,
The general, well-proven framework of the CARS is Reichler, & Renner, 1986). Both the DSM-IV and the ICD-10
maintained in the CARS2-HF. It is a 15-item scale with retain the three areas of impairment in autism initially
ratings of 1 to 4, with higher scores indicating more described by Kanner (1943): reciprocal social interaction,
persistent and severe symptoms. Where possible, item areas verbal and nonverbal communication, and restricted and
from the CARS were retained, but the definitions were repetitive activities and interests. Since diagnostic criteria for
refined to include the more subtle aspects of the behavior autism have changed over time, the emphasis of the CARS2-
that might be shown by someone with near-average or better HF, as with the CARS2-ST, is on assessing the primary
intellectual skills. The retained and refined items include features of autism that have remained stable over time, as well
Item 4 Body Use; Item 5 Object Use in Play; Item 6 as features that are supported in current research.
Adaptation to Change/Restricted Interests; Item 7 Visual In 2005, 53% of individuals with an autism spectrum
Response; Item 8 Listening Response; Item 9 Taste, diagnosis seen at Division TEACCH Centers across North
Smell, and Touch Response and Use; Item 11 Verbal Carolina had IQ scores above the range that would qualify
Communication; and Item 12 Nonverbal Communication. them as intellectually disabled, that is, IQ scores greater than
Some areas on the CARS2-HF, while they measure the same 80. At present, there are no established diagnostic criteria
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70 Technical Guide

exclusively for HFA. New in the DSM-IV and not included Aspergers Disorder have concluded that a clear difference
in the DSM-III-R (APA, 1987) are criteria for the diagnosis between them has not been established (Schopler &
of Aspergers Disorder (also referred to as Asperger Mesibov, 1998, p. 8). Schopler concluded that to date there
Syndrome). In 1993, the WHO added research criteria for is no validity established in identifying Aspergers Disorder
Asperger Syndrome. In 1981, Wing first used the term as a distinct clinical subgroup (Schopler, 1998, p. 397).
Asperger Syndrome. According to the criteria of both the Since it is agreed that Aspergers Disorder and HFA share
DSM-IV and ICD-10, Aspergers Disorder is defined as common characteristics, but without consensus as to
having the same qualitative impairment in reciprocal social whether there are true differences between the diagnoses, in
interactions and restricted and repetitive behaviors as the development of the CARS2-HF we did not differentiate
autism, but not having the same impairments of between HFA and Aspergers Disorder. Rather, we developed
communication as identified in the criteria for Autistic items that would provide clinicians with information related
Disorder. The DSM-IV and ICD-10 also stipulate that to the types of social and communication deficits, behavioral
individuals with Aspergers Disorder have no clinically excesses, or cognitive and sensory differences that are
significant delay in early language or cognitive development reported in research on individuals with HFA and Aspergers
and do not meet the diagnostic criteria for any other Disorder. Information gathered while determining ratings on
Pervasive Developmental Disorder (e.g., autism) or CARS2-HF items will guide a clinician in determining
Schizophrenia. Motor clumsiness and fine motor difficulties which, if any, diagnosis of an autism spectrum disorder is
are not considered diagnostic criteria in the DSM-IV. appropriate.
However, both are specifically identified as associated Social and Emotional Impairment
features of Aspergers Disorder in the DSM-IV-TR (APA,
Impairment in social interactions is a core deficit in
2000). The ICD-10 research criteria for Aspergers Disorder
individuals with an autism spectrum disorder (ASD) and
(WHO, 1993) also indicate mild motor milestone delays and
includes difficulties with social reciprocity as well as
motor clumsiness as usual in Aspergers Disorder, but not
impairment in social perception and social-emotional
a diagnostic feature.
understanding. Joint attention is central to establishing
CARS2-HF items reflect current thinking about the
reciprocal interactions. Both retrospective and longitudinal
nature of individuals with HFA or Aspergers Disorder. In
research with young children later diagnosed with an ASD
addition to the three core areas of impairment, the CARS2-
have identified deficits in behaviors needed for joint attention.
HF has items that assess the degree of a participants (a)
A longitudinal study of high-risk infants has shown that
ability to understand the perspective of others (theory of
deficits in orientation to name, social smile, and social interest
mind), (b) focus on details, with limitations in understand-
ing the larger concept of those details (difficulties with predict autism at age 24 months (Zwaigenbaum, Bryson,
central coherence), (c) difficulty with executive functions Rogers, Roberts, & Szatmari, 2005). Retrospective research
related to flexibility and attention shifting, (d) scatter in their using home video shows that deficits in pointing to share an
profile of skill strengths and deficits, (e) emotional regulation interest, responding to ones name, and looking at another
and anxiety, and (f) sensory preoccupations and motor diffi- persons face or gaze are social deficits evidenced as early as
culties. The DSM-IV and ICD-10 social criterion of failure 12 months of age in children later diagnosed with autism
to develop peer relationships is not specifically rated on the (Baranek, 1999; Osterling & Dawson, 1994). Prospective
CARS2-HF, but difficulties in social relatedness and longitudinal studies from 18-month well baby checks (Baron-
reciprocity are certainly rated on the form. The CARS2-HF Cohen et al., 1996) have also identified the absence of
addresses the DSM-IV communication criteria of conversa- behavior indicative of joint attention in very young (12 to 18
tional abilities, idiosyncratic or stereotyped language, and months) children with ASD. Klin, Jones, Schultz, Volkmar,
pretend play, but the DSM-IV criterion of early delay in and Cohen (2002) extended eye gaze research to adults by
development of spoken language is not addressed through tracking eye movements while they watched emotionally
items on the CARS2-HF. As with the social rating on peer loaded movie scenes. Klin et al. showed that individuals with
relationships, information pertaining to early language autism sought visual information from the mouth region as
development may be obtained during the interview or a opposed to eyes, did not visually follow nonverbal social cues
review of records even though it is not specifically rated on such as a distal point, and disregarded social cues while
the CARS2-HF. focusing on more of the physical information available in the
Although HFA and Aspergers Disorder are accepted scenes. Collectively, these findings demonstrate the
diagnostic labels, it is not accepted or agreed upon that the observable behavior that appears to express the greater
two are separate and distinct classifications. Some argue that cognitive deficits in social-emotional understanding attributed
because autism itself varies in severity and is associated with to individuals with ASD. The CARS2-HF items that reflect
varying levels of intelligence (as evidenced by HFA), social relatedness and/or reciprocity are Item 3 Relating to
Aspergers Disorder is not a disorder distinct from autism People, Item 7 Visual Response, Item 8 Listening
but is a variation within the continuum of autism (Mesibov, Response, Item 11 Verbal Communication, and Item 12
Shea, & Adams, 2001). Most leading researchers who have Nonverbal Communication.
addressed the question of a distinction between HFA and Parent and professional reports, as well as several
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Chapter 6 Development of the CARS Method 71

different areas of research, indicate that individuals with understanding is reflected in three CARS2-HF items: Item 2
ASD have difficulties in the cognitive understanding of Emotional Expression and Regulation of Emotions, Item 4
social relationships as well as in the understanding of the Body Use, and Item 10 Fear or Anxiety.
perspective or emotions of others. Research supports that
Restricted and Repetitive Patterns of Behavior
individuals with autism and Aspergers Disorder have
Restricted and repetitive activities and interests is a
deficits in the ability to understand, think about, or perceive
critical area of impairment that is examined when diagnosing
how others might be thinking. This cognitive skill is referred
both autism and Aspergers Disorder. These activities and
to as theory of mind (ToM) and deficits in ToM have been
interests relate to the presence of clearly unusual behavior
shown to be specific to autism and independent of
rather than absent or limited skills that define the social and
intellectual disability (Baron-Cohen, Leslie, & Frith, 1985).
communicative domains of ASD. Individuals with Aspergers
Deficits in ones ability to understand or perceive how others
Disorder or autism have interests that may be common to
may be thinking significantly impact many aspects of daily
other children or adults, but these individuals exclusively
lifethe flow and understanding of communications or
pursue them; they may amass tremendous amounts of factual
social interactions and the perception of how others may be
information about their special interest; or their interest may
feeling. Although research supports that children with
be unusual for their age, such as road maps, weather reports,
autism and Aspergers Disorder have deficits in ToM, there
or farm equipment (Ozonoff, Dawson, & McPartland, 2002,
are also indications that some children with Aspergers
p. 14). An insistence on routines or rituals can be seen when
Disorder are able to pass simple ToM tasks that those with
individuals become agitated in unpredictable situations or
HFA could not. It has been hypothesized that even if
when their routines are changed. Stereotyped and repetitive
individuals with Aspergers Disorder can pass simple ToM
motor mannerisms are another characteristic in this area. This
tests, they have difficulty with more complex tasks,
characteristic may be seen less frequently or less intensely in
including real-life application of ToM in social and
individuals with HFA or Aspergers Disorder, and includes
communicative interactions (Twachtman-Cullen, 1998, pp.
hand flapping, body rocking, or jumping up and down when
210211). A new item on the CARS2-HF, Social-Emotional
something exciting or important is happening. Besides the
Understanding (Item 1), was included to specifically address
well-known feature of a preoccupation with parts of objects
the ability to perceive and articulate how another person
(e.g., the spinning wheels on toy cars, a visual obsession with
may feel or what his or her perspective may be in a situation.
strings on clothing, opening/closing doors), in individuals
Individuals with ASD also have difficulties with their
with HFA or Aspergers Disorder this criterion might
own emotional expression, regulation, and understanding.
manifest as an overfocus in thinking about details while
Abnormality in emotional regulation can be seen in an
missing the larger meaning of things (Mesibov, Shea, &
overreaction or a lack of emotional reaction. Clinically, at the
Adams, 2001, p. 30). The CARS2-HF has five items that
North Carolina TEACCH Centers many referrals for
provide information related to restricted and repetitive
diagnosis are for older children and adolescents who have a
activities and interests: Item 4 Body Use, Item 5 Object
long history of difficulties related to emotional regulation
Use in Play, Item 6 Adaptation to Change/Restricted
(i.e., behavioral tantrums or meltdowns as well as lethargy or
Interests, Item 11 Verbal Communication, and Item 13
a lack of motivation). At age 12 months, young children
Thinking/Cognitive Integration Skills.
diagnosed with autism at age 2 years had more frequent and
intense distress reactions and less inhibitory control than Communication Impairment
siblings and low-risk comparison infants in a longitudinal Diagnostic criteria for communication deficits in autism
study (Zwaigenbaum et al., 2005). These same infants were have changed over time. Unusual speech patterns such as
described at age 6 months as exhibiting marked passivity and echolalia, pronoun reversal, and unusual intonation were
lower activity level. Incongruent expressions of emotion may emphasized until 1980. Since that time it has been recognized
be displayed, such as laughing when anxious or crying for no that children with autism not only have speech acquisition
apparent reason. Negative affect and unusual expressions are difficulties, but also have significant problems understanding
more likely in children with autism than in typically both the verbal and nonverbal communication of others
developing children or children with intellectual disabilities. (National Research Council, 2001, p. 47). It is commonly
The emotional expressions of individuals with autism are less agreed that while individuals with Aspergers Disorder may
consistent in reflecting and articulating their underlying not have early language delays, as seen in individuals with
feelings (Mesibov, Adams, & Klinger, 1997, p. 68). Some HFA, they do have subtle difficulties in the everyday or
individuals with ASD have high levels of anxiety under many pragmatic use of language (Mesibov, Shea, & Adams, 2001;
circumstances. It is hypothesized that this anxiety stems from Twachtman-Cullen, 1998; Wing, 1996). In the DSM-IV-TR (p.
situations they cannot understand and find confusing. It is also 81), language in individuals with Aspergers Disorder is
common for individuals with ASD to develop a fear of usually described as being unusual in regard to preoccupation with
harmless things, such as balloons or fans. In contrast, some certain topics and verbosity. The DSM-IV-TR also identifies a
children with ASD display a lack of fear in situations where failure to appreciate and use the conventional rules of
they should feel fear, such as when running in front of a car conversation, a failure to appreciate nonverbal cues, and
(Wing, 1996). Emotional expression, regulation, and limited capacity for self-monitoring. Individuals diagnosed
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with Aspergers Disorder have been described as speaking is impaired. In addition, individuals with autism may show
like little adults, using a large vocabulary, and having a one- selective attention by attending to things most salient to them,
sided communication style with a lack of conversational such as idiosyncratic stimuli. Therefore, it is difficult to
reciprocity (Mesibov et al., p. 31). Eight CARS2-HF items engage the attention of someone with ASD, and once
(Item 1 Social-Emotional Understanding, Item 2 engaged, it is equally difficult to disengage or switch the
Emotional Expression and Regulation of Emotions, Item 3 persons attention to something new (Mesibov, Adams, et al.
Relating to People, Item 6 Adaptation to Change/Restricted 1997, p. 72). Deficits in rapid and continuous attention
Interests, Item 7 Visual Response, Item 8 Listening switching are found in individuals with autism, and these
Response, Item 11 Verbal Communication, and Item 12 deficits are hypothesized to interfere with an ability to follow
Nonverbal Communication) are impacted by an individuals the rapidly changing events around reciprocal social or com-
receptive and expressive communication skills. municative interactions (Courchesne et al., 1994). Recent
Deficits in the development of imagination and pretend research by Zwaigenbaum et al. (2005) suggests that difficul-
play are clearly evidenced in individuals with ASD. Wing ty in the ability to visually disengage attention and shift to a
(1996, p. 44) describes the impairment in imaginative play as competing visual stimulus starts as early as 6 to 12 months of
a continuum from nonexistent in some individuals to age. Difficulty in executive function, particularly attention
imaginative but repetitive in others. Some children develop shifting, is captured by ratings on the following CARS2-HF
simple functional pretend play (e.g., moving trains along a items: Item 3 Relating to People, Item 5 Object Use in
track, sweeping with a toy broom), while others may learn to Play, Item 6 Adaptation to Change/Restricted Interests, Item
act out an imagined sequence of events. While the sequenced 7 Visual Response, and Item 11 Verbal Communication.
play may seem imaginative initially, over time it is seen to be Scattered skill profile. Scatter in cognitive profiles has
repetitive and unchanging. Some children may act out a been found through examination of intellectual test profiles
character, but their enactment is more like living the character, for HFA and Aspergers Disorder, but no consistent pattern
rather than pretending. One CARS2-HF item, Object Use in of cognitive development has been shown to differentiate
Play (Item 5), reflects the difficulties seen in pretend play for HFA from Aspergers Disorder (Schopler, 1998).
individuals with HFA or Aspergers Disorder. Abnormalities in the development of cognitive skills are
Cognitive Features considered an associated feature of autism and Aspergers
Central coherence. Frith (1989) has hypothesized that Disorder (APA, 2000). Wing (1996, p. 55) reports that an
individuals with ASD have a weak ability to extract meaning estimated 10% of individuals with an ASD have special
from experiences without being distracted by the details. abilities or peak skills in which they excel (e.g., music,
This is described as weak central coherence. Weakness in numerical calculations, dates, reading at young ages, draw-
central coherence is seen in individuals who focus on details ing, etc.). Many times these skills depend on excellent rote
but have difficulty integrating those details into a meaningful memory or visual-spatial skills. Skill profile is assessed on
whole concept. Deficits in central coherence impact all areas the CARS2-HF with Item 14 Level and Consistency of
of learning, but for individuals with autism, they translate into Intellectual Response.
an understanding of the social world that is piecemeal and Other Associated Features
disjointed, and lacking in meaning (Volkmar, Lord, Bailey, Motor difficulties and sensory sensitivities in individuals
Schultz, & Klin, 2004). The impact of weak central coherence with ASD are reported by many authors, as well as individu-
is most directly assessed by CARS2-HF Item 13 Thinking/ als who have ASD. Wing (1996, pp. 4953) discusses abnor-
Cognitive Integration Skills. malities of gait and posture that become more noticeable with
Executive function. In a review of studies of executive age in children with autism. She also discusses fine motor
function in autism and Aspergers Disorder, Ozonoff found coordination problems that are most noticeable during low-
that over 80% of the studies documented deficits on tests of interest activities. Grandin (1995), who is an adult with HFA,
executive function. These deficits were across ages and describes the differences in touch, hearing, visual processing,
measured by a variety of tasks. Executive function covers a smell, and taste that she and other individuals with ASD ex-
wide range of abilities affecting organization and planning, perience. Fascination, distress, or indifference are responses
flexibility, self-regulation, and attention. Ozonoff concluded to sensory stimulation described by Wing. Unusual responses
from this review that the areas most affected in individuals to sensory stimuli include over- or underresponsivity to
with ASD were their flexibility, planning, and organization. pain, sounds, touch, lights, or odors, as well as fascination
There was little difference between the performance of with certain stimuli. Eating and sleep abnormalities may be
individuals with Aspergers Disorder and HFA, suggesting present (restricted diet, Pica, recurrent awakening at night).
that executive dysfunction is an impairment shared across These associated features will impact ratings on five
the autism spectrum (Ozonoff, 1998, p. 266). CARS2-HF items: Item 4 Body Use, Item 5 Object Use
Research specific to attention suggests that sustained in Play, Item 7 Visual Response, Item 8 Listening
attention is not impaired in autism, but unlike for people with- Response, and Item 9 Taste, Smell, and Touch Response
out autism, the ability to shift attention for people with autism and Use.
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7
Psychometric ProPerties

Use of the CARS is supported by academic and clinical Development of the original cArs
research spanning several decades and by its widespread and cArs2-hF
adoption by professionals as a standard and effective
component in autism assessment. The CARS2-ST items are Development studies for the original CARS, CARS2-ST,
identical to those for the original CARS; thus all work using and CARS2-HF have examined ratings for over 3,500
either form supports the use of the current onethe children and adults from a wide range of settings. Much of
CARS2-ST. Moreover, the reliance of the CARS2-HF on the this work rests on three large research samplesthe original
original CARS form in terms of design, content, and CARS development sample described in the 1988 edition
method, and the close conceptual and psychometric (N = 1,606), the current CARS2-ST verification sample
relationship between the original CARS ratings and the (N = 1,034), and the CARS2-HF development sample
CARS2-HF ratings offer strong indication that much of the (N = 994). In addition, ratings on the original CARS,
psychometric information available about the original CARS2-ST, and CARS2-HF have been studied in a number
CARS and CARS2-ST applies equally well to the CARS2- of smaller clinical samples designed to allow examination
HF. In this chapter, work done using the form or sample of ratings by certain types of raters or for particular groups
presented in the 1988 edition of the instrument will be of referred individuals. The three key research samples that
denoted using the modifier original and the older title for the provide the basis for many analyses and results that are
scalethe original CARS. Work based on the current reported in this chapter are described in the next three
CARS2-ST verification sample, described in a later section, sections. The smaller, more focused samples are described
will be described using the current titlethe CARS2-ST. in the sections on reliability and validity to which their
Researchers engaged in longitudinal research wherein the purpose and data analysis are most closely related.
original CARS has been used should note that the content of
CARS2-ST items and the recommended clinical cutoff Development sample for the original cArs
values have not been changed from the original version. The demographic characteristics of the original CARS
To summarize the information most pertinent to current development sample, as described in the 1988 edition, are
CARS2-ST and CARS2-HF users, this chapter is organized displayed in Table 14. The individuals rated in this sample
into five sections. The first section describes the samples were referred for evaluation at one of five Division
used in the development of the original CARS and CARS2- TEACCH centers over a number of years. The total number
HF. The second section describes research related to the of individuals rated during the original CARS development
reliability of the two instruments, and the third section was 1,606. However, for each demographic variable,
describes research related to their validity. These sections information was available for only about 90% of the sample.
include descriptions of studies that have appeared in the For most of these cases, the reasons for missing data are
professional literature concerning the original CARS. most likely random aspects of longitudinal data collection
Because the CARS2-HF is a new form, naturally no external in a bureaucratic setting. It should be noted that for IQ
studies about its use have yet been reported. However, it is estimates, the majority of the missing data are for
expected that once the form becomes widely available, a individuals who would most likely be in the lower ranges.
body of work similar to that for the original CARS and As is typical of developmentally disabled populations,
CARS2-ST will become available that examines its approximately 72% of the cases are male. It should be noted,
usefulness in more detail over a wide array of clinical and though, that the age distributions are similar for males and fe-
research settings. The fourth section discusses research uses males, with approximately 53% younger than age 6 years at
of the CARS, and the fifth section concludes the chapter the time of evaluation, 30% from age 6 to age 10, and 11% at
with a brief summary. age 11 or older. Head of household occupation and education

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table 14
Demographic characteristics of the Development sample for the original cArs
n % of sample

Age at referral
05 847 53
610 480 30
11+ 171 11
Missing 108 6

Gender
Female 371 23
Male 1,160 72
Missing 75 5

ethnic background
Black 450 28
White 996 62
Other 43 3
Missing 117 7

education /occupation indexa


I 128 8
II 131 8
III 317 20
IV 466 29
V 371 23
Missing 193 12

iQ at referral
69 841 52
7084 197 12
85+ 153 10
Missing 415 26

Note. N = 1,606.
a
Hollingshead & Redlich, 1958.

are strong indicators of socioeconomic status classification of Infant and Toddler Development (BSID-III; Bayley, 2005),
that can be combined into an average two-factor categorical and the Leiter International Performance Scale (LIPS-R;
index that ranges from the highest level of I to the lowest level Roid & Miller, 1997). Approximately 52% have IQs below
of V (Hollingshead & Redlich, 1958). For the original CARS 70, with only about 12% having IQs from 70 through 84, and
development sample, the median value of this two-factor 10% at or above 85.
index is IV, the second lowest of the five categories, and ap- cArs2-st Verification sample
proximately half of those in the sample (52%) are in the two The demographic characteristics of the CARS2-ST
lowest categories. Approximately 62% of the sample identi- verification sample are displayed in Table 15. Individuals
fied their ethnic background as White, 28% as Black, and 3% rated in this sample were those with a diagnosis of autism in
as other races. This was an accurate reflection of the area various clinical settings around the United States, evaluated
served by Division TEACCH and from which the develop- during the preparation of the CARS2-ST. The total number of
ment sample was drawn. Most individuals in the development individuals in the sample is 1,034. As with the development
sample have moderate-to-severe intellectual deficits, as mea- sample, over two thirds of the cases are male, which is
sured by standardized tests such as the Wechsler Intelligence consistent with the demographics of individuals with autism.
Scale for Children (WISC-IV; Wechsler, 2003), the Merrill- The ages of this sample range from 2 to 36 and are distributed
Palmer (M-P-R; Roid & Sampers, 2004), the Bayley Scales
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Chapter 7 Psychometric Properties 75

table 15
Demographic characteristics of the cArs2-st Verification sample
total % of sample % U.s. populationa

Age
25 308 30
610 446 43
1115 207 20
1636 73 7

Gender
Male 804 78
Female 230 22

race/ ethnicity
Asian/Pacific Islander 68 7 4
Black /African American 167 16 13
Hispanic/Latino 131 13 13
White 626 60 77
Other 42 4 7

head of household years of education


completed (socioeconomic status)
Did not graduate from high school 138 13 18
High school graduate 350 34 30
Some college 137 13 26
College graduate 205 20 16
Postgraduate 138 13 10
Missing 66 7

Geographical region
Northeast 305 29 19
Midwest 115 11 23
South 440 43 35
West 174 17 23

iQ
79 836 81
8085 198 19

Note. N = 1,034.
a
U.S. Census figures (U.S. Census Bureau, 2000) are based on the U.S. population.

similarly for males and females30% aged 2 to 5, 43% aged lower. Full scale IQ (FSIQ) estimates are based on standard
6 to 10, 20% aged 11 to 15, and 7% over age 15. Head of measures such as the WISC-IV, the Stanford-Binet (Roid,
household educational level, a strong indicator of socioeco- 2003), and the Test of Nonverbal Intelligence (TONI-3;
nomic status, is distributed similarly to the two-factor index Brown, Sherbenou, & Johnsen, 1997). Approximately 81%
for socioeconomic status in the development sample for the achieved FSIQ scores below 80. About 19% achieved scores
original CARS, with about half of the sample in the categories between 80 and 85. This distribution was intentionally
representing lower educational attainment. The ethnic back- skewed to represent those with estimated FSIQs lower than
ground of about 60% of the sample is described as White. A 80, because the CARS2-ST is intended to be used for referred
minority ethnic background is indicated for the remaining individuals with relatively low cognitive functioning.
40% (16% Black/African American, 7% Asian/Pacific However, it is acknowledged that at times CARS2-ST ratings
Islander, 13% Hispanic/Latino, and 4% from other ethnic will be made on higher functioning individuals or may be part
backgrounds). The IQ for everyone in the sample is 85 or of the existing clinical record. To help inform clinical
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76 Technical Guide

judgment in such cases, CARS2-ST ratings for the higher internal consistency and reliability across raters is also
functioning group of individuals with FSIQ estimates available for CARS2-HF ratings, which are seen to display
between 80 and 85 were examined and the results are characteristics very similar to those for the original CARS
described later in this chapter. Information about CARS2-ST and the CARS2-ST.
ratings for additional subgroups of individuals with diagnoses internal consistency reliability
of Aspergers Disorder or PDD-NOS is also provided. Estimates of internal consistency reflect one source of
cArs2-hF Development sample systematic error that affects the reliability of a test. Internal
The demographic characteristics of the CARS2-HF consistency is the extent to which a chosen set of items
development sample are presented in Table 16. Individuals uniformly represents its domain. This is a key component of
rated in this sample had a variety of clinical diagnoses, reliability for tests such as the CARS2-ST and CARS2-HF. It
including high functioning autism (n = 248), Aspergers is desirable that a test yield consistent, accurate results across
Disorder (n = 231), PDD-NOS (n = 95), ADHD (n = 179), all item sets that might be taken from a given domain.
Learning Disorder (n = 111), and other internalizing and Estimates of how well a set of test items reflects the test score
externalizing clinical disorders (n = 69). A small group of that would have been obtained had all of the possible ques-
general education students (n = 21) and nonautistic students tions been asked are commonly referred to as estimates of
in a special education classroom (n = 40) were also included internal consistency reliability. The statistic typically used to
to verify an absence of symptoms rated on the CARS2-HF examine this form of reliability is Cronbachs alpha coeffi-
in those groups. Other participants were evaluated in various cient (Cronbach, 1951). Alpha coefficients can be thought of
clinical settings around the United States during the as offering an estimate of the sufficiency of content
preparation of the CARS2. The total number of individuals sampling. Alpha-based reliability estimates are also consid-
in the sample is 994. As with the samples for the original ered to represent a lower bound of reliability (Cronbach,
CARS and CARS2-ST, over two thirds of the cases are 1988; Rajaratnam, Cronbach, & Glesser, 1965; SPSS, 1992).
male, consistent with the population of high-functioning Alpha coefficients range from 0 to 1.00. For psychological
individuals referred for autism evaluations. The ages of this tests such as the CARS2-ST and CARS2-HF, Total scale
sample range from 6 to 57 and are distributed similarly for estimates of .70 and higher are considered adequate, as are
males and females. Head of household educational level, a estimates of .30 and higher for individual items.
strong indicator of socioeconomic status, is slightly higher During its development, the original CARS was
than average and typical of development samples for subjected to rigorous evaluation to determine its reliability
psychological assessments. About 73% of the sample and validity. CARS ratings were made during administration
described their ethnic background as White. Other of the Psychoeducational Profile (PEP; Schopler & Reichler,
participants were Black/African American (14%), Asian/ 1979) at each of 537 referred individuals first diagnostic
session. These diagnostic sessions took place at five regional
Pacific Islander (3%), Hispanic/Latino (6%), and Native
centers in rooms provided with one-way observation and
American (1%); 3% identified themselves as being from
listening facilities. Raters observed the sessions through the
other ethnic backgrounds. All participants had IQ estimates
one-way windows and completed the ratings immediately
of 80 or higher. The distribution of estimated intellectual
following each session. (A detailed description of the study is
functioning was intentionally skewed to focus on higher
available in Schopler, Reichler, DeVellis, & Daly, 1980.) To
functioning individuals and to complement that for the
assess the internal consistency of the Total scores on the
CARS2-ST verification sample.
original CARS, coefficient alpha was computed for these
ratings. The Total raw score alpha estimate for the original
reliability CARS in this sample was .94. Other authors have reported
The concept of reliability refers to the consistency and scale alphas for various samples and translations of the CARS
the relative accuracy with which test results estimate the ranging from .73 to .94 (Garfin, McCallon, & Cox, 1988, n =
characteristic a test is intended to measure. Reliability is a 22; Nordin, Gillberg, & Nyden, 1998, n = 25; Saemundsen,
key concept in test development because it influences the Magnusson, Smari, & Sigurdardottir, 2003, n = 54; Sturmey,
practical usefulness of a measure. All measurements contain Matson, & Sevin, 1992, n = 34).
error, whether the measurements are of physical attributes, In the CARS2-ST verification sample, a similarly high
objects, or behaviors. Estimates of reliability help to internal consistency estimate of .93 was obtained. In the
evaluate the degree to which such error must systematically CARS2-HF development sample, an estimate of .96 was
be taken into account when interpreting a test score. Various observed, indicating a high degree of internal consistency for
aspects of reliability are measured by internal consistency the new form as well. The corrected item-to-total correlations
estimates and correlations between test scores obtained for of individual CARS2-ST and CARS2-HF items with their
the same individual across different raters, settings, and respective Total raw score are displayed in Table 17 and Table
sources of information. Information about each of these 18, respectively. Those values range from .43 to .81, with a
aspects is available for ratings on the CARS instruments and median value of .69, for the CARS2-ST, and from .53 to .88,
is described in the following sections. Information about with a median value of .79, for the CARS2-HF. These results
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table 16
Demographic characteristics of the cArs2-hF Development sample
total % of sample % U.s. populationa

Age
610 348 35
1115 404 41
1657 242 24

Gender
Male 780 78
Female 214 22

race/ethnicity
Asian/Pacific Islander 29 3 4
Black/African American 138 14 13
Hispanic/Latino 65 6 13
Native American 8 1 2
White 724 73 77
Other 30 3 7

head of household years of education


completed (socioeconomic status)
Did not graduate from high school 78 8 18
High school graduate 302 30 30
Some college 148 15 26
College graduate 165 17 16
Postgraduate 142 14 10
Missing 159 16

Geographical region
Northeast 203 20 19
Midwest 208 21 23
South 481 48 35
West 102 10 23

clinical diagnosis
Autism spectrum diagnoses
High functioning autism 248
Aspergers Disorder 231
PDD-NOS 95
Other groups
ADHD 179
Learning disorder 111
Other clinical diagnoses 69
Special education students 40
General education students 21

Note. N = 994.
a
U.S. Census figures (U.S. Census Bureau, 2000) are based on the U.S. population.

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78 Technical Guide

indicate the degree to which the CARS2-ST or CARS2-HF, Consistency of Intellectual Response, to .93 for Item 1,
taken as a whole, measures a unitary phenomenon rather Relating to People, indicating generally good agreement
than numerous unrelated facets of behavior. It provides between the raters for each item.
justification for combining the 15 individual ratings into a For the CARS2-HF, interrater reliability was examined
single Total score. It is from the Total score that initial for ratings made by several sets of two independent, trained
diagnostic hypotheses are addressed using the CARS2-ST raters for 239 individuals in the CARS2-HF development
or CARS2-HF, and from which T-scores are derived. sample. A correlation of .95 was obtained for Total scores.
interrater reliability The correlations between individual item rating values for
Interrater reliability estimates examine whether similar the CARS2-HF items are presented in Table 20. These
CARS2-ST or CARS2-HF ratings are given by different interrater reliability estimates for item ratings center around
professionals based on the same clinical information about a a median correlation of .73 and range from .53 for Item 14,
given referred individual. As with alpha coefficients, Level and Consistency of Intellectual Response, to .93 for
correlations range from 0 to 1.00, and estimates of .70 and Item 15, General Impressions. Weighted kappa estimates
higher are considered adequate. Interrater correlation values were also calculated for the pairs of raters in this study. This
for Total scores are expected to be higher than correlations statistic evaluates categorical, absolute agreement between
between item ratings, because the Total score is based on pairs of raters across the seven rating categories for each
ratings across many behavioral areas and is thus inherently a item, but also takes into account consistent selection of
more stable and general measure than a single rating value nearby categories when absolute agreement is not achieved.
for one kind of behavior. For example, if a rating value of 2 is given by one rater, but
To assess interrater reliability for the original CARS, not the second, this method takes into account whether the
individual item rating values have been examined for ratings second rater made a very similar rating, such as one with a
made by several sets of two independent, trained raters for value of 1.5 or 2.5, or a very distant one, such as one with a
280 of the cases in the development sample for the original value of 1 or 4. The values can be roughly interpreted as the
CARS. Additional studies, described later, were conducted percent of agreement that is observed above what would be
to examine correlations for Total scores on the original expected by chance. Results indicate a median level of
CARS obtained across different types of raters and settings, agreement of .73that is, 73% above what would be
and using varying sources of information. Interrater expected based on chance aloneand values range from .51
reliability estimates for the individual CARS item ratings to .90. These results are wholly consistent with interrater
reported in the current study are displayed in Table 19. The reliability results for the original CARS items and indicate
estimates center around a median correlation of .71. Values similarly good agreement between the raters.
across the 15 items range from .55 for Item 14, Level and

table 17 table 18
corrected item-to-total correlations for cArs2-st corrected item-to-total correlations for cArs2-hF
item ratings in the cArs2-st Verification sample item ratings in the cArs2-hF Development sample
item r item r
1. Relating to People .74 1. Social-Emotional Understanding .83
2. Imitation .72 2. Emotional Expression and Regulation of Emotions .80
3. Emotional Response .62 3. Relating to People .83
4. Body Use .69 4. Body Use .71
5. Object Use .72 5. Object Use in Play .74
6. Adaptation to Change .56 6. Adaptation to Change/Restricted Interests .80
7. Visual Response .71 7. Visual Response .79
8. Listening Response .73 8. Listening Response .75
9. Taste, Smell, and Touch Response and Use .68 9. Taste, Smell, and Touch Response and Use .67
10. Fear or Nervousness .57 10. Fear or Anxiety .70
11. Verbal Communication .61 11. Verbal Communication .78
12. Nonverbal Communication .74 12. Nonverbal Communication .79
13. Activity Level .56 13. Thinking/Cognitive Integration Skills .70
14. Level and Consistency of Intellectual Response .43 14. Level and Consistency of Intellectual Response .53
15. General Impressions .81 15. General Impressions .88
Total score internal consistency estimate .93 Total score internal consistency estimate .96

Note. N = 1,034. Note. N = 994.


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Chapter 7 Psychometric Properties 79

interrater reliability of ratings on the original by the two groups showed 92% agreement. Unweighted
cArs made by professionals in different disciplines. The coefficient kappa for visitors and clinical directors ratings
original CARS was initially developed and used by profes- was very high, at .81, indicating agreement of 81% beyond
sionals with extensive experience in the field of autism. what would be expected by chance. These data indicate that
However, this scale is also intended for use by professionals valid CARS2-ST ratings and diagnostic screenings can be
in other fields who may have more limited experience with made by professionals from related fields who have had
autism, but who would find the scale useful in helping to minimal training or experience in the field of autism.
identify individuals requiring further assessment and treat- reliability of ratings on the original cArs made
ment by experts in the field. from different sources of clinical information. These
To test the reliability of ratings on the original CARS interrater reliability estimates examine whether similar
made by professionals who are not experts in autism, such CARS2-ST or CARS2-HF ratings are given by different
professionals visiting a clinic to observe diagnostic sessions professionals based on different sources of clinical informa-
were given a brief introduction to the instrument and asked to tion about a given referred individual. As with other interrater
make ratings based on their observations during PEP correlations, these range from 0 to 1.00, and for psychological
administrations. One hour prior to observing the diagnostic tests such as the CARS2-ST and CARS2-HF, estimates of .70
sessions, the visitors were asked to read the manual for the and higher are considered adequate. Clinical facilities vary in
original CARS and, when time permitted, to view a 30- the procedures they employ and the sources of information
minute training tape. Ratings made by these visitors were that are available for making clinical assessments. Therefore,
compared with ratings made by clinical directors observing it is important for a rating scale to produce consistent scores
the same diagnostic sessions. The 18 visitors participating in across a range of settings. To examine the reliability of ratings
this study included medical students, pediatric residents and on the original CARS made based on varying sources of
interns, special educators, school psychologists, speech information, several groups of children were assigned ratings
pathologists, and audiologists. The mean of the ratings made based on information gathered during a PEP session. A
by the visiting professionals was not significantly different second rater completed the instrument based only on infor-
from the mean of the ratings made by the expert clinical mation gained from (a) a parent interview, (b) a classroom
directors observing the same diagnostic sessions (visitor X = observation, or (c) a chart (case history) review. Results from
32.46; clinical director X = 33.15; t = 0.92, p > .10). The Total each of these latter settings were compared with results based
scores obtained for visitors ratings showed a high significant on the PEP session to determine the criterion-related validi-
correlation with those obtained for ratings by the clinical ty of ratings made in each of these settings.
directors (r = .83, p < .01). Similarly, diagnostic screening
categorizations resulting from ratings on the original CARS
table 20
item rating reliability for cArs2-hF items
Weighted
table 19 item r kappa
interrater reliability for item ratings on the
original cArs 1. Social-Emotional Understanding .70 .70
2. Emotional Expression and Regulation
item r of Emotions .58 .61
1. Relating to People .93 3. Relating to People .73 .75
2. Imitation .79 4. Body Use .76 .76
3. Emotional Response .71 5. Object Use in Play .72 .70
4. Body Use .70 6. Adaptation to Change/Restricted
Interests .81 .79
5. Object Use .76
7. Visual Response .87 .86
6. Adaptation to Change .63
8. Listening Response .64 .62
7. Visual Response .73
9. Taste, Smell, and Touch Response
8. Listening Response .71
and Use .72 .71
9. Taste, Smell, and Touch Response and Use .78
10. Fear or Anxiety .74 .73
10. Fear or Nervousness .67
11. Verbal Communication .73 .75
11. Verbal Communication .69 12. Nonverbal Communication .75 .72
12. Nonverbal Communication .62 13. Thinking/Cognitive Integration Skills .83 .80
13. Activity Level .67 14. Level and Consistency of Intellectual
14. Level and Consistency of Intellectual Response .55 Response .53 .51
15. General Impressions .76 15. General Impressions .93 .90
Total raw score .84 Total raw score .95 n/a

Note. N = 280. Note. N = 239.


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80 Technical Guide

Forty-one children from the development sample for the stability of ratings over time
original CARS were rated by a therapist who met with the Ratings given on the original CARS for referred
parents for approximately 1 hour on the diagnostic day to individuals at different points in time have been examined.
discuss the childs behavior. When Total scores based on the As with interrater correlations, these range from 0 to 1.00,
parent interview were compared to Total scores for ratings and estimates of .70 and higher are considered adequate.
completed during the PEP session, mean scores for the two Total scores from two separate test occasions approximately
settings (PEP X = 32.74; interview X = 33.67) showed no 1 year apart were compared for 91 cases in the CARS
significant difference (t = 1.26, p > .10) and correlations development sample. The resulting correlation is an
indicated good agreement (r = .82, p < .01). Similarly, indication of the scales stability over time. Total scores
screening results categorizing a case as likely autistic or from the second and third yearly evaluations were chosen to
likely not autistic based on the parent interview or PEP avoid the effects of improvement in autistic behavior
administration agreed in 90% of the cases. Unweighted frequently seen during the first and second assessment
coefficient kappa for PEP-based ratings and those based on period and following the initial intensive treatment effort.
the parent interview was .75, indicating agreement of 75% The resulting correlation was .88 (p < .01) and the means
beyond what would be expected by chance. These data (second evaluation X = 31.5; third evaluation X = 31.9) were
suggest that consistent ratings on the CARS instruments and not significantly different. These results indicate that ratings
screening-based referral decisions can be made based on on the CARS instruments are stable over time. In addition,
information gathered during parent interviews. since the instruments can aid in the screening of referred
Next, trained raters visited several TEACCH classrooms individuals for subsequent evaluation as likely autistic or
for 1- to 2-hour observations of 20 children from the likely nonautistic, the data were analyzed to assess the
development sample for the original CARS who were stability of these screening categorizations. Results from the
scheduled to have PEP administrations in the clinic. Again, second and third evaluations using the original CARS
mean ratings based on observations in the classroom did not agreed 82% of the time, and coefficient kappa was .64,
differ significantly from mean ratings based on observations indicating categorical agreement that was 64% above what
made during PEP administration (PEP X = 32.48; classroom would be expected by chance. These data, taken as a whole,
X = 34.18; t = 1.55, p > .10). The correlation of these ratings indicate that the stability of the CARS rating instruments is
(r = .73, p < .01) also indicated good agreement. Similarly, good, even over a period as long as a year.
screening classifications as likely autistic or likely not The stability of Total scores from the original CARS
autistic based on ratings obtained on the original CARS has also been reported in the professional literature for a
using the classroom observation or the PEP administration number of other samples. Perry and Freeman (1996) found
agreed in 86% of the cases. Unweighted coefficient kappa Total score retest correlations of .90 (n = 11) 1 year apart
for PEP-based ratings and those based on classroom and .78 (n = 30) 2 years apart for children and adolescents
observation was .86. These data again suggest that consistent receiving autism-related interventions. In a more recent
ratings on the CARS instruments and diagnostic referral study, Perry, Condillac, Freeman, Dunn-Geier, and Belair
decisions can be made based on information gathered during (2005) examined the retest stability of the Total score in a
observation of children in the classroom. sample of preschool children (n = 47) who were either
Finally, trained raters made ratings using the original receiving early intervention for autism-related behaviors or
CARS based on a review of the behavioral information who were on a waitlist for such intervention. They reported
contained in the case history charts of 61 children from the a 3-month retest correlation of .77, indicating good stability.
development sample who had also received ratings in the standard error of measurement
clinic during administration of the PEP. Once again, mean Reliability estimates such as alpha coefficients or retest
ratings did not differ significantly between these two reliabilities can be used, in combination with standard
situations (PEP X = 32.32; chart review X = 32.47; t = 0.20, deviation estimates, to calculate a standard error of
p > .10), and the correlation of these ratings (r = .82, p < .01) measurement (SEM; SEM = SD * (1 r)1/2) value. In an
indicated good agreement. Screening diagnoses based on attempt to account for the possible effect of random
ratings using the original CARS form and made from the variation due to measurement error, the SEM indicates the
review of behavioral information contained in client charts range in which a true score would likely fall (with a 68%
and from observations made during the PEP administration probability), given the obtained score. For a T-score, a
agreed in 82% of the cases. Coefficient kappa for PEP-based standard score with a mean of 50T and a standard deviation
ratings and those made on the basis of the case history charts of 10T, a SEM value of 4T, for example, indicates that if an
was .63. These data again suggest that consistent ratings and actual test score of 50T is obtained, the true test score in
diagnostic referrals can be made using the CARS instruments the absence of measurement error would likely fall between
based on a review of behavioral information contained 50T minus 4T and 50T plus 4T, or between 46T and 54T.
in client charts, although this method is likely to be less The SEM for the CARS2-ST Total raw score is 0.68. For
consistent than ratings made on the basis of a parent interview practical purposes, this indicates that a true CARS2-ST
or observation session with the referred individual. Total raw score is likely (with a 68% probability) to be within
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Chapter 7 Psychometric Properties 81

a single point above or below the obtained score. For the American Psychological Association, & National Council
CARS2-ST T-score, the SEM is 2.7T, indicating that a true on Measurement in Education [NCME], 1999). More
T-score is likely (with a 68% probability) to be within less generally, validity can be said to refer to the accuracy and
than 3 T-score points above or below the obtained T-score. appropriateness of the interpretation of a test score in a given
The SEM for the CARS2-HF Total raw score is 0.73. Thus, as setting. Validity is not a static concept, but represents an
is the case for the CARS2-ST Total raw score, it is likely (with ongoing process of the accumulation and evaluation of
a 68% probability) that a true CARS2-HF Total raw score is research, theory, and concept development and refinement.
within a single point above or below the obtained score. For Evaluating a tests validity involves the continuing synthesis
the CARS2-HF T-score, the SEM is 2.8T. Similar to the of available information by researchers and clinical users of
CARS2-ST, the true CARS2-HF T-score is likely (with a tests. The evidence associated with the interpretative
68% probability) to be within less than 3 T-score points above guidance for CARS2-ST and CARS2-HF scores presented
or below the obtained T-score. in this manual is necessarily a static summary of such
The 68% confidence level associated with the SEM information. Those who use the CARS2-ST and CARS2-HF
value is frequently used for psychological tests and thus should follow the literature on the constructs assessed by
provides a familiar standard for CARS2-ST or CARS2-HF these two forms as well as reports of research specifically
score interpretation. However, if a higher level of confidence focused on the use and interpretation of the results from
is desired, it can be achieved in at least two ways. First, a these instruments.
higher level of confidence is achieved if the SEM is used to Common types of validity evidence considered impor-
specify a range in which a true score falls that is either above tant for instruments such as the CARS2-ST and CARS2-HF
or below the obtained score 1 SEM, instead of both above are theory-based evidence, evidence based on the test
and below the obtained score. Thus, in the example of the content, information about the internal relationships of the
obtained test score of 50T, it can be said with an 84% level item ratings and Total scores, and the relationship of item
of certainty either that the true score falls somewhere below ratings and Total scores to variables external to the instru-
50T plus 4T, or below 54T, or conversely, that there is an ment. A thorough discussion of the theoretical basis of
84% level of certainty that the true score falls somewhere CARS2-ST and CARS2-HF rating areas and the relationship
above 50T minus 4T, or above 46T. This approach is of item content to prevailing knowledge about autism diag-
appropriate when it is primarily the implication of scores at nosis has been provided in chapter 4. Information pertinent to
only one end of a given scale that is of concern, as is the internal relationships of CARS2-ST and CARS2-HF item
generally true for CARS2-ST and CARS2-HF scores. ratings and Total scores has been discussed earlier in this
Another way to enhance the level of confidence in test chapter in the context of internal consistency. Additional
score interpretation is to multiply the SEM value before information about the internal relationships of CARS2-ST
applying it. For example, multiplying the SEM by 1.5 allows and CARS2-HF ratings and Total scores is considered in this
one to specify with an 86% confidence level the range in section. Information about the relationships of CARS2-ST
which a true score falls. In the previous example using a test and CARS2-HF ratings and Total scores to external variables
score of 50T, this range would be specified as falling between such as diagnostic outcome, other autism-related measures,
50T minus 6T and 50T plus 6T, or between 44T and 56T. An and demographic characteristics is also considered in this
even higher level of certainty (95%) can be achieved by section.
doubling the SEM value. In the example, a SEM value of 4T
indicates the true test score, given the obtained score of 50T, internal structure of cArs2-st and
would likely fall (with a 95% probability) between 50T cArs2-hF item ratings
minus 8T and 50T plus 8T, or between 42T and 58T. Correlations between CARS2-ST item ratings and the
Incorporating these estimates into test score interpreta- Total raw score are displayed in Table 21 for the CARS2-ST
tion requires that the professional consider the purpose of the verification sample. Correlations between CARS2-HF item
assessment and strive to balance statistical precision with ratings and the Total raw score are displayed in Table 22 for
practical coherence and usefulness appropriate to a particular the CARS2-HF development sample. The general pattern is
setting and purpose. The use of confidence intervals in this similar across the two forms. Moderate-to-high correlations
manner acknowledges the imprecision inherent in any among item ratings are evident, and correlations of item
psychological or educational test score. It also avoids placing ratings with the Total raw score are uniformly higher for
too much emphasis on a single number as an exact or near- each item than for inter-item ratings. In Table 22, correlations
exact representation of a respondents characteristics. among CARS2-HF item ratings and the Total raw score are
displayed below the diagonal for individuals in clinical
Validity settings without a diagnosis of autism. For those ratings, the
intercorrelations are consistently high, although still lower
Validity as a psychometric concept is the degree to which for each item with the Total raw score than among the items.
evidence and theory support the interpretation of scores from A simplified representation of these results can be seen by
a specific test for a particular purpose in a particular setting examining the underlying patterns in the form of factor
(American Educational Research Association [AERA], analytic results.
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table 21
correlations Between item ratings on the cArs2-st for individuals in the cArs2-st Verification sample
total
item 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 raw score
1. Relating to People
2. Imitation .65
3. Emotional Response .62 .49
4. Body Use .62 .61 .51
5. Object Use .65 .73 .47 .64
6. Adaptation to Change .61 .56 .68 .47 .48
7. Visual Response .71 .67 .55 .61 .66 .61
8. Listening Response .65 .67 .58 .58 .61 .70 .72
9. Taste, Smell, and Touch Response and Use .56 .53 .54 .56 .63 .53 .56 .63
10. Fear or Nervousness .54 .51 .62 .42 .45 .66 .53 .58 .48
11. Verbal Communication .56 .71 .42 .57 .71 .45 .63 .59 .49 .39
12. Nonverbal Communication .67 .75 .53 .62 .70 .59 .67 .68 .59 .52 .77
13. Activity Level .53 .49 .54 .49 .53 .63 .58 .59 .51 .49 .47 .50
14. Level and Consistency of Intellectual Response .46 .62 .37 .52 .57 .42 .57 .54 .45 .39 .71 .61 .55
15. General Impressions .67 .64 .64 .59 .65 .56 .68 .63 .62 .55 .65 .65 .45 .52
Total raw score .81 .83 .73 .75 .81 .77 .83 .84 .74 .70 .78 .84 .72 .72 .81

Note. N = 1,034.

table 22
correlations Between item ratings on the cArs2-hF for individuals in the cArs2-hF Development sample
total
item 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 raw score
1. Social-Emotional Understanding .56 .68 .56 .47 .58 .62 .57 .49 .51 .59 .55 .64 .49 .68 .78
2. Emotional Expression and Regulation
of Emotions .78 .61 .53 .50 .62 .53 .54 .40 .53 .51 .54 .51 .40 .62 .73
3. Relating to People .79 .87 .59 .58 .61 .63 .62 .43 .51 .61 .55 .54 .51 .68 .80
4. Body Use .62 .63 .62 .61 .52 .63 .55 .51 .41 .58 .53 .52 .51 .63 .76
5. Object Use in Play .62 .69 .68 .65 .45 .56 .53 .52 .35 .58 .58 .54 .52 .58 .74
6. Adaptation to Change/Restricted Interests .73 .77 .72 .59 .74 .57 .62 .44 .62 .46 .48 .48 .46 .63 .74
7. Visual Response .69 .70 .71 .67 .74 .70 .75 .49 .47 .53 .64 .58 .46 .66 .80
8. Listening Response .72 .68 .70 .55 .59 .70 .66 .45 .58 .50 .63 .54 .45 .62 .79
9. Taste, Smell, and Touch Response and Use .63 .62 .62 .66 .74 .68 .67 .58 .44 .50 .52 .55 .41 .62 .69
10. Fear or Anxiety .70 .70 .73 .56 .65 .70 .75 .65 .58 .39 .44 .42 .35 .56 .66
11. Verbal Communication .65 .72 .70 .56 .59 .71 .75 .68 .58 .68 .69 .67 .63 .65 .78
12. Nonverbal Communication .64 .74 .73 .58 .69 .69 .75 .67 .67 .68 .79 .62 .50 .62 .78
13. Thinking/Cognitive Integration Skills .70 .66 .65 .58 .58 .60 .66 .67 .61 .60 .58 .57 .64 .67 .78
14. Level and Consistency of Intellectual Response .66 .74 .68 .61 .69 .63 .69 .53 .60 .65 .59 .61 .63 .54 .71
15. General Impressions .78 .76 .79 .74 .73 .77 .85 .74 .74 .76 .68 .78 .71 .75 .85
Total raw score .86 .89 .88 .76 .83 .86 .87 .81 .79 .84 .82 .84 .78 .81 .92

Note. N = 994. Values above the diagonal are for ratings of individuals with an autism spectrum disorder (n = 574). Values below the
diagonal are for ratings of individuals without an autism spectrum disorder (n = 420).

82
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Chapter 7 Psychometric Properties 83

Factor analytic results for CARS2-ST item ratings in the emotional, cognitive, and sensory. Three factors account for
CARS2-ST verification sample are displayed in Table 23. As 59% of the variance in the ratings. The first factor appears
would be expected, principal components analysis yielded a related to social and emotional issues, with the highest load-
pattern of communalities very similar to the corrected item- ings for Item 2 Emotional Expression and Regulation of
to-total correlations reported in Table 17. A varimax rotation Emotions, Item 1 Social-Emotional Understanding, and
yielded two component factors accounting for 59% of the Item 3 Relating to People. The second factor reflects cogni-
variance in item ratings. The first factor appears related to tive functioning and verbal ability, with the highest loadings
communication and sensory issues. The highest loadings are on Item 11 Verbal Communication, Item 14 Level and
for Item 2 Imitation, Item 11 Verbal Communication, Consistency of Intellectual Response, and Item 13
Item 5 Object Use, Item 7 Visual Response, and Item 12 Thinking/Cognitive Integration Skills. The third factor relates
Nonverbal Communication. This factor accounted for 37% to sensory issues, with the highest loadings on Item 9 Taste,
of the variance in CARS2-ST item ratings. The second factor Smell, and Touch Response and Use, Item 8 Listening
appears related to emotional issues, with the highest loadings Response, and Item 4 Body Use. For CARS2-HF ratings of
for Item 6 Adaptation to Change, Item 3 Emotional individuals without an autism diagnosis, essentially the same
Response, Item 13 Activity Level, and Item 10 Fear or three factors emerged, with the item loadings displayed in
Nervousness. Twenty-two percent of the variance in ratings Table 25. The results support the specificity of the CARS2-
is accounted for by this factor. HF items to autism-related behaviors. Further results related
Factor analytic results for CARS2-HF item ratings for to CARS2-HF item rating patterns in individuals with or
individuals with and individuals without an autism spectrum without an autism spectrum disorder are presented in a later
disorder are displayed in Table 24 and Table 25, respectively. section, in the discussion of CARS2-HF scores obtained for
For these ratings, as for the CARS2-ST ratings, communal- various diagnostic groups.
ities are similar to the corrected item-to-total correlations Other factor analyses of item ratings on the original
reported in Table 18. For individuals with an autism diagno- CARS have been reported in the professional literature.
sis, component factors are somewhat different from those DiLalla and Rogers (1994) analyzed item ratings for 69
for CARS2-ST item ratings, reflecting more clearly the children between 24 and 73 months of age who had a variety
three key behavioral dimensions pertinent to autism: social- of diagnoses, including Autistic Disorder, Pervasive
Developmental Disorder Not Otherwise Specified (PDD-
NOS), and other non-PDD disorders. They identified three
factors in this sample that reflected social impairment, nega-
tive emotionality, and distorted sensory response. A factor
table 23 analysis of item ratings on the original CARS for 90 children
Factor Analytic results for item ratings in the with the clinical diagnosis of autism or PDD-NOS based on
cArs2-st Verification sample the DSM-III-R criteria yielded five factors reflecting social
item Factor 1 Factor 2 communication, emotional reactivity, social orienting, cogni-
tive and behavioral consistency, and odd sensory exploration
1. Relating to People .65 .45 (Stella, Mundy, & Tuchman, 1999). These authors suggested
2. Imitation .78 that the use of subscores based on these factors might increase
3. Emotional Response .76 the sensitivity of results on the original CARS with younger
4. Body Use .67 .33 or higher functioning individuals on the autism spectrum.
5. Object Use .75 A subsequent study by Stella (2002) found that the only
6. Adaptation to Change .81 symptom dimension that differentiated between higher and
7. Visual Response .75 lower functioning groups with autism was that reflected in the
8. Listening Response .66 .41 social orienting factor score reported in the prior study.
9. Taste, Smell, and Touch Response Magyar and Pandolfi (2007) also investigated the factor
and Use .59 .44 structure of the original CARS. Their results did not replicate
10. Fear or Nervousness .66 the earlier factors of DiLalla and Rogers (1994) or of Stella et
11. Verbal Communication .77 al. (1999). Instead, in this study of 164 children aged 20 to 82
12. Nonverbal Communication .75 .31
months with a diagnosis of Autistic Disorder or PDD-NOS,
they identified four factors reflecting social communication,
13. Activity Level .44 .67
social interaction, stereotypes and sensory abnormalities, and
14. Level and Consistency of
Intellectual Response .77
emotional regulation. These authors point out that although
the factors identified differed across studies, all the studies
15. General Impressions .72 .45
identify factors consistent with various DSM-IV diagnostic
% variance 37 22 criteria, distinguishing social-communication and interac-
tions, emotional regulation, and sensory components.
Note. N = 1,034.
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table 24
Factor Analytic results for item ratings of individuals With an
Autism spectrum Disorder in the cArs2-hF Development sample
item Factor 1 Factor 2 Factor 3
1. Social-Emotional Understanding .73 .33
2. Emotional Expression and Regulation of Emotions .76
3. Relating to People .70 .38
4. Body Use .33 .62
5. Object Use in Play .48 .50
6. Adaptation to Change/Restricted Interests .69 .41
7. Visual Response .33 .33 .56
8. Listening Response .37 .67
9. Taste, Smell, and Touch Response and Use .75
10. Fear or Anxiety .49 .50
11. Verbal Communication .74
12. Nonverbal Communication .32 .58
13. Thinking/Cognitive Integration Skills .68
14. Level and Consistency of Intellectual Response .71
15. General Impressions .64 .46 .18
% variance 22 19 18

Note. N = 574.

table 25
Factor Analytic results for item ratings of individuals Without an
Autism spectrum Disorder in the cArs2-hF Development sample
item Factor 1 Factor 2 Factor 3
1. Social-Emotional Understanding .69
2. Emotional Expression and Regulation of Emotions .72 .37
3. Relating to People .77 .32 .31
4. Body Use .31
5. Object Use in Play .32 .72 .39
6. Adaptation to Change/Restricted Interests .73 .67
7. Visual Response .51 .36
8. Listening Response .72 .51
9. Taste, Smell, and Touch Response and Use
10. Fear or Anxiety .74 .67
11. Verbal Communication .76 .31
12. Nonverbal Communication .73
13. Thinking/Cognitive Integration Skills .44 .33 .73
14. Level and Consistency of Intellectual Response .80
15. General Impressions .53 .56 .37
% variance 33 18 13

Note. N = 420.

84
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Chapter 7 Psychometric Properties 85

relationship of clinical Diagnosis to cArs2-st and For ratings of individuals in the development sample for
cArs2-hF total scores the original CARS, first the instruments ability to
original cArs. Ratings on the original CARS for distinguish autism from nonautism cases based on the Total
individuals in the development sample were compared with raw score was examined. It was observed that using a Total
expert clinical classifications to determine the relationship raw score cutoff value of 30 correctly identified 87% of the
of scores to three clinical diagnostic categories: not autistic, individuals in the development sample as autistic or not
autistic with a mild-to-moderate level of symptoms, and autistic. The identification of those with or without an autism
autistic with a severe level of symptoms. Receiver operating diagnosis using only the Total raw score resulted in a
characteristics were examined related to using Total raw sensitivity value of .88 and a specificity value of .86. The
scores for distinguishing among the autistic versus corresponding false negative rate was 12% and false positive
nonautistic groupings in the development sample. The rate 14%. The PPV value was .88, and the NPV was .87.
results for these comparisons are presented in Table 26. These latter values indicate that among individuals referred
For these analyses, several statistics are reported, for autism-related evaluations, in a sample where the base
including sensitivity, specificity, positive predictive value rate of the disorder is known to be around 50%, 88% of those
(PPV), and negative predictive value (NPV). Sensitivity refers identified by a Total raw score of 30 or higher as likely to
to a tests ability to correctly identify individuals with a given have autism can be expected to receive a diagnosis of autism
disorder, whereas specificity refers to a tests ability to following comprehensive evaluation. Conversely, 87% of
correctly identify those without the disorder. The PPV is the those identified by a Total raw score of 29.5 or lower as not
percentage of individuals classified by the test as having a likely to have autism can be expected to have a diagnosis of
disorder who truly do have it, whereas the NPV is the autism ruled out following comprehensive evaluation. The
percentage of individuals classified by the test as not having average CARS2-ST ratings obtained for the CARS2-ST
the disorder who truly do not have it. It is especially important verification sample are consistent with these findings. The
to remember that sensitivity, specificity, PPV, and NPV are average CARS2-ST Total raw score obtained for those 1,034
not invariant properties of a test; they are influenced by the individuals with an autism diagnosis is 38.5 (SD = 8.4). This
cutoff points used to make the distinction in question and by observation supports the established screening cutoff score
the percentage of people in the sample being discussed who of 30, or one standard deviation below the mean for
truly do have the disorder, and they are related to each other. diagnosed autism cases.
Four axioms characterize these relationships: Agreement was also examined for the original CARS for
autism cases rated as severe, using the Total raw score cutoff
1. Lowering a tests cutoff score to identify cases increases
value of 37, and independent diagnostic categorization of a
the tests sensitivity and decreases its specificity
case as severe by a clinical expert in autism. The two methods
2. Raising the test threshold to identify cases decreases the agreed for 88.8% of the cases examined, with a false negative
tests sensitivity and increases its specificity rate of 14% and a false positive rate of 10%.
3. At constant sensitivity and specificity, a tests PPV is In the development sample for the original CARS, the
higher in samples where disease prevalence is greater Total raw score was used to designate a case as likely not
4. At constant sensitivity and specificity, a tests NPV is autistic, likely autistic with a mild-to-moderate level of
higher in samples where disease prevalence is lower symptoms, or likely autistic with a severe level of symptoms.
Depending on the purpose of a researcher or clinician, Approximately 46% of those evaluated (702) obtained Total
cutoff scores might be selected to optimize the sensitivity or raw scores in the likely nonautistic category, while
specificity of the scale (Hsiao, Bartko, & Potter, 1989; approximately 54% (818) obtained scores in the likely autistic
Mossman & Somoza, 1989). Further detail regarding the category. Of the 54% who were classified as autistic,
descriptive statistics of test performance can be found in approximately half (405) were identified as mildly to
Kessel and Zimmerman (1993). moderately autistic while the other half (413) were identified

table 26
relationship Between total score categories and
Autism Diagnosis in the Development sample for the original cArs
original cArs Autism diagnosis
total raw score range Present Absent total
30 or higher 716 102 818
29.5 or lower 95 607 702
Total 811 709 1,520

Note. Sensitivity = .88. Specificity = .86. False positives = 14%. False negatives = 12%. Positive
predictive value = .88. Negative predictive value = .86. Base rate = 53%.
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86 Technical Guide

as severely autistic, using the Total raw score cutoff values of for autism and 80% to 100% for autism spectrum disorder.
30 to indicate the likely presence of autism and 37 to indicate Lord and Corsello (2005) note that classification and
the likely presence of autism with severe symptoms. These correlations between raters for Total scores have been high
category boundaries are consistent with the distribution of across different procedures (p. 749). Several studies have
Total scores observed in the CARS2-ST verification sample. found that clinicians tend to rate behaviors as more severe
Several other studies of the relationship of Total scores than do fathers or mothers (Bebko, Konstantareas, &
on the original CARS to autism diagnosis are reported in the Springer, 1987; Konstantareas & Homatidis, 1989), while
professional literature. A multisite study of 274 preschool other studies have found few differences (N. L. Freeman,
children with Autistic Disorder, PDD-NOS, mental Perry, & Factor, 1991; Schopler, Reichler, & Renner, 1988).
retardation, delayed, and other (Perry et al., 2005) reported Although the original CARS is one of the most widely
highly effective discrimination between children with and researched and employed rating scales of autism in the world,
without an autism diagnosis using Total scores. Sensitivity some claim that the scores do not correspond to current
reported in the sample was .94, and specificity was .85. In a formal diagnostic frameworks such as the DSM-IV or the
study of 138 children, Van Bourgondien, Marcus, and ICD-10 (Lord & Corsello, 2005). At the same time, as can be
Schopler (1992) reported a strong positive relationship seen from the studies reviewed in this section, many studies
between Total scores and a clinical diagnosis of autism report good to excellent agreement between the original
based on DSM-III-R criteria. Garcia-Villamisar and Muela CARS (now the CARS2-ST) and clinical diagnosis using
(1998) reported a strong association between the Total DSM-IV criteria (Perry et al., 2005; Rellini et al., 2004;
scores on the original CARS and the DSM-IV criteria in all Sponheim & Spurkland, 1996; Ventola et al., 2006). In fact,
diagnostic categories in their study of a Spanish translation Magyar and Pandolfi (2007) note that despite being devel-
of the CARS. Ventola et al. (2006), in a study of 45 toddlers, oped more than a decade before the publication of the DSM-
found good agreement between the Autism Diagnostic IV, the original CARS remains a clinically relevant screening
Observation Schedule (ADOS; Lord, Rutter, DiLavore, & tool that assesses autism-specific constructs consistent with
Risi, 1999), the original CARS, and clinical judgment using current diagnostic conceptualizations. If there is a weakness
DSM-IV criteria, but not with the Autism Diagnostic to the original CARS, it is in the identification of individuals
InterviewRevised (ADI-R; Rutter, LeCouteur, & Lord, who have Aspergers Disorder, PDD-NOS, or autism with
2003). Compared to clinical judgment as the gold average or above-intelligence and with good verbal skills who
standard, the original CARS had very good sensitivity (.89) are in elementary school or higher (Rellini et al.; Sponheim &
and excellent specificity (1.00). Spurkland). With the addition of the CARS2-HF form,
Teal and Wiebe (1986) reported that the original CARS designed for the higher end of the autism spectrum and an
Total score and the number of items on the original CARS older age group, this weakness has been addressed.
rated 3 or higher predicted classification of autism with cArs2-hF. In the CARS2-HF development sample,
100% accuracy in samples of children with autism (N = 20) Total raw scores were examined for high-functioning individ-
and mental retardation (N = 20). Garfin et al. (1988) found uals (IQ estimates of 80 or higher) with known diagnoses of
that the original CARS adequately discriminated between high functioning autism (n = 248), Aspergers Disorder (n =
samples of autistic and nonautistic adolescents. Sevin, 231), or PDD-NOS (n = 95), with known nonautism diag-
Matson, Coe, Fee, and Sevin (1991) reported that 92% of noses related to other behavior problems (n = 399), or with no
respondents who met DSM-III-R criteria for autism also behavior problems (n = 21). Average Total raw scores and the
received Total scores on the original CARS of 30 or higher. corresponding T-score values for each group are displayed in
Eaves and Milner (1993) reported that the original CARS Table 27. CARS2-HF Total scores are clearly sensitive to the
ratings and the Autism Behavior Checklist (ABC; Krug, presence of high functioning autism or a related diagnosis.
Arick, & Almond, 1980) agreed on 83% of all diagnostic For the nonautism clinical groups, those with nonautism
classifications; sensitivity was reported at 98% on the clinical diagnoses or with definite symptoms but for whom no
original CARS, but specificity data were not obtained. diagnosis had been determined had the highest average
Sponheims and Spurklands data (1996) suggested that scores, but their average was still more than a standard devia-
scores on the original CARS can distinguish autism from tion below the average scores for those with autism spectrum
nonautism; however, they do not distinguish between autism disorders. All differences for those with nonautism diagnoses
and Aspergers Disorder. In contrast, Rellini, Tortolani, are statistically significant (p < .01). The effect sizes for
Trillo, Carbone, and Montecchi (2004) found that while the several of the group differences are striking. Effect sizes are
original CARS was very sensitive in identifying children used to evaluate whether a statistically significant difference
with autism, it did not identify individuals with Aspergers is also likely to be a clinically meaningful one (Cohen, 1992;
Disorder or PDD-NOS as having autism. Perry et al. (2005) Horst, Tallmadge, & Wood, 1975). In general, effect sizes of
found significantly lower average Total scores (X = 28.31) 0.1 to 0.3 pooled deviation units (or 1 to 3 T-score points) are
for individuals with PDD-NOS than for individuals with an considered small and not to be of much practical import,
autism diagnosis (X = 36.06). Nordin et al. (1998) reported effect sizes between 0.3 and 0.5 deviation units (or 3 to 5
sensitivity of 100% for autism and 85% to 90% for autism T-score points) are considered moderate, and an effect size
spectrum disorder; specificity indexes were reported at 70% greater than 0.5 deviation units (or 5 T-score points) is
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Chapter 7 Psychometric Properties 87

table 27
Average cArs2-hF scores for Various clinical Groups
Diagnosis mean SD T-score
High functioning autism (n = 248) 35.3 6.9 53T
Aspergers Disorder (n = 231) 32.7 6.1 49T
PDD-NOS (n = 95) 33.6 7.2 50T
Mixed clinical (n = 69) 24.8 7.7 37T
ADHD (n = 179) 19.6 5.1 27T
Learning disorder (n = 111; includes individuals 18.7 5.1 24T
specified as having nonverbal learning disorder)
Nonverbal learning disorder (n = 59) 19.0 6.4 26T
Special education students (n = 40) 17.0 2.6 <20T
General education (n = 21) 17.3 2.1 <20T

considered large. Moderate-to-large effect sizes indicate clin- is .93, indicating very effective overall discrimination.
ically meaningful differences, particularly when observed Sensitivity is .81 and specificity is .87, with a corresponding
across a variety of scores in a pattern that is consistent with false positive rate of 11% and false negative rate of 23%. The
other knowledge about the comparisons being made. Effect PPV is .89 and the NPV is .77. These latter values indicate
sizes for the differences between average scores in the that in this sample of those with diagnosed behavior prob-
nonautism versus autism spectrum clinical groups were also lems, where the base rate of autism is known to be around
uniformly large, ranging from 1.3 for cases with other clinical 58%, 89% of those identified by a CARS2-HF Total raw score
diagnoses to 2.6 for the difference between average scores for of 28 or higher are likely to have autism and can be expected
those with learning disorders versus those with high function- to receive a diagnosis of autism following comprehensive
ing autism. The effect size for ratings of individuals in a evaluation. Conversely, 77% of those identified by a CARS2-
general education setting compared with individuals given an HF Total raw score of 27.5 or lower are not likely to have
autism diagnosis was very large, at over 3.0. autism and can be expected to have a diagnosis of autism
Average ratings for the 15 CARS2-HF items for each ruled out following comprehensive evaluation.
high-functioning clinical group are displayed in Table 28. Not Results for a randomly selected subset of those with
surprisingly, with few exceptions item ratings for those with autism spectrum diagnoses (n = 100) and a mixed group with
autism spectrum disorders averaged 2 or higher across all 15 nonautism clinical diagnoses (n = 69) are shown in the
items. Ratings for those with other clinical diagnoses bottom panel of Table 29. The AUC value is .76, again
averaged ratings close to 2 or higher on only 5 items: Item 1 indicating effective overall discrimination. Sensitivity is .79
Social-Emotional Understanding, Item 2 Emotional and specificity is .58, with a corresponding false positive rate
Expression and Regulation of Emotions, Item 3 Relating to of 27% and false negative rate of 36%. The PPV is .73 and the
People, Item 6 Adaptation to Change/Restricted Interests, NPV is .64. These latter values indicate that in this sample of
and Item 10 Fear or Anxiety. High-functioning individuals those with diagnosed behavior problems, where the base rate
with Attention-Deficit/Hyperactivity Disorder (ADHD) or of an autism spectrum disorder is known to be around 59%,
learning disorders (LD), or in a general education classroom, 73% of those identified by a CARS2-HF Total raw score of 28
had averaged ratings of 1 or 1.5 on all items. More or higher are likely to have autism and can be expected to
information about patterns of CARS2-HF items ratings for receive a diagnosis of autism following comprehensive
different clinical groups is provided later in this chapter. evaluation. Conversely, only 64% of those identified by a
Receiver operating characteristics were examined related CARS2-HF Total raw score of 27.5 or lower are not likely to
to the use of CARS2-HF Total raw scores for distinguishing have autism and can be expected to have a diagnosis of autism
high-functioning individuals with an autism spectrum disor- ruled out following comprehensive evaluation. The PPV and
der from all nonautism groups in the CARS2-HF develop- NPV results reported in Table 29 will likely change in
ment sample. Results are displayed in Table 29. For these samples with different base rates.
analyses, the same statistics are reported as for the study on
the original CARS, described previously. In addition, the area relationship of total scores on the original cArs
under the curve (AUC) statistic is available, providing an and cArs2-hF to other measures of Autism
index of the overall effectiveness of the classification. AUC Correlations are available for Total raw scores and
values of .80 and higher indicate good overall discrimination. independent overall clinical ratings of autism symptoms
Results for those with a diagnosis related to high functioning obtained for those in the development sample for the
autism are shown in the top panel of Table 29. The AUC value original CARS. The resulting correlation, r = .84 (p < .001),
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table 28
Average ratings for cArs2-hF items
Groupa
item 1 2 3 4 5 6 7 8 9
1. Social-Emotional Understanding 2.6 2.6 2.5 1.8 1.3 1.2 1.3 1.2 1.3
2. Emotional Expression and Regulation of Emotions 2.6 2.7 2.4 2.2 1.5 1.3 1.3 1.3 1.2
3. Relating to People 2.6 2.5 2.4 1.9 1.4 1.3 1.4 1.3 1.1
4. Body Use 2.1 2.0 2.0 1.4 1.2 1.2 1.1 1.1 1.3
5. Object Use in Play 2.1 1.8 1.8 1.4 1.1 1.1 1.0 1.0 1.0
6. Adaptation to Change/Restricted Interests 2.6 2.6 2.5 1.8 1.2 1.2 1.3 1.1 1.1
7. Visual Response 2.1 2.1 2.2 1.4 1.2 1.2 1.2 1.1 1.0
8. Listening Response 2.1 2.0 2.1 1.4 1.2 1.2 1.2 1.0 1.4
9. Taste, Smell, and Touch Response and Use 2.0 1.8 2.0 1.2 1.1 1.1 1.1 1.0 1.0
10. Fear or Anxiety 2.3 2.4 2.4 2.0 1.4 1.3 1.4 1.1 1.2
11. Verbal Communication 2.5 2.2 2.2 1.6 1.2 1.3 1.3 1.2 1.2
12. Nonverbal Communication 2.3 2.1 2.1 1.5 1.2 1.2 1.4 1.2 1.1
13. Thinking/Cognitive Integration Skills 2.2 1.9 2.1 1.5 1.4 1.3 1.3 1.3 1.3
14. Level and Consistency of Intellectual Response 2.2 1.8 1.9 1.5 1.6 1.2 1.1 1.1 1.1
15. General Impressions 2.5 2.5 2.3 1.3 1.1 1.1 1.2 1.0 1.0
a
1 = High functioning autism (n = 248). 2 = Aspergers Disorder (n = 231). 3 = PDD-NOS (n = 95).
4 = Nonautism internalizing or externalizing disorders (n = 69). 5 = ADHD (n = 179).
6 = Learning disorder, including nonverbal learning disorder (n = 111). 7 = Nonverbal learning disorder only (n = 59).
8 = Special education, nonautism-related (n = 40). 9 = General education classroom (n = 21).

table 29
relationship Between cArs2-hF total score categories and
Autism Diagnosis in the cArs2-hF Development sample
Autism spectrum disorder
cArs2-hF (autism, Aspergers Disorder, or PDD-Nos)
total raw score range Present Absent total
28 or higher 465 55 520
27.5 or lower 109 365 474
Total 574 420 994

Note. Sensitivity = .81. Specificity = .87. False positives = 13%. False negatives = 19%. Positive predictive value = .89.
Negative predictive value = .77. Base rate = 58%. AUC = .93.

Autism spectrum disorder vs. mixed clinical nonautistic disorders


cArs2-hF mixed clinical
total raw score range Autism spectrum nonautistic total
28 or higher 77 29 106
27.5 or lower 23 40 63
Total 100 69 169

Note. Sensitivity = .77. Specificity = .58. False positives = 42%. False negatives = 23%. Positive predictive value = .73.
Negative predictive value = .63. Base rate = 59%. AUC = .76.

88
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Chapter 7 Psychometric Properties 89

indicates that the scores have high validity when compared that the ABC did not differentiate individuals with autism
with the clinical ratings. Total raw scores were also correlated from other types of developmental disorders as well as the
with independent clinical assessments made by a child original CARS. The original CARS and the DSM-IV were in
psychologist and a child psychiatrist based on the information complete agreement. Sponheim and Spurkland (1996) found
they obtained from referral records, parent interviews, and significant diagnostic agreement between the original CARS,
unstructured clinical interviews with the child. The resulting ICD-10, DSM-IV, DSM-III-R, and ABC for 132 children with
correlation, r = .80 (p < .001), again indicates that the results suspected autism. Recent studies examined the relationship
for the original CARS are in agreement with expert clinical between the original CARS and the ADI-R. Pilowsky,
judgments. Yirmiya, Shulman, and Dover (1998) reported 85.7%
For CARS2-ST and CARS2-HF ratings, correlations diagnostic agreement between the ADI-R and the original
between Total raw scores and ADOS Total scores are CARS in a study of 83 children and adults. However, the
available for individuals in the CARS2-HF development instruments agreed on 91.8% of the cases for positive autism
sample. It should be noted that the ADOS is a very different diagnosis and 44.4% for nonautism diagnosis, resulting in an
kind of instrument from the CARS2-ST and CARS2-HF. overall kappa of .36. Saemundsen et al. (2003) reported that
The ADOS is a comprehensive set of structured tasks the original CARS scores correlated significantly with the
presented to the individual undergoing a diagnostic ADI-R, with Pearson correlations ranging from .60 on the
evaluation whose behavior during each task is observed and ADI-R Communication subscale to .81 for the ADI-R Social
rated by the clinician. A subset of the clinicians ratings Impairment subscale and the Total score.
related to the individuals communication and social relationship of scores on the original cArs to Age
behavior are summed to obtain the ADOS Total score, A child diagnosed as having autism frequently retains
which can range from 0 to 22. ADOS scores do not take into the diagnosis throughout his or her life. Sometimes,
account information about the onset of symptoms or early however, it is necessary to evaluate adolescents or adults
developmental history. The correlation value is .79 for the who have never received a diagnosis of autism. The CARS2-
CARS2-ST Total score (n = 37) and .77 for the CARS2-HF ST can be used for this purpose (Garfin et al., 1988; Van
Total score (n = 76), indicating a reasonably strong Bourgondien & Mesibov, 1993). Mesibov, Schopler,
relationship between clinician ratings on these two very Schaffer, and Landrus (1988) identified 59 individuals aged
different measures. 13 to 18 in the TEACCH program who were evaluated with
Correlations between clinician-generated CARS2-HF the original CARS form and diagnosed as having autism
Total scores and mothers SRS (Social Responsiveness prior to age 10. The same individuals were then reevaluated
Scale; Constantino & Gruber, 2005) Total scores are using the original CARS after age 13. Their scores tended to
available for 293 individuals in the CARS2-HF development decrease over time. The average decrease reported by these
sample. The SRS is a 65-item pencil-and-paper measure that authors was 2.2 points. When the cutoff score of 30, used to
asks someone who knows an individual well to rate his or determine the presence of mild-to-moderate autism in
her behavior related to social interactions on a scale of 1 to children, was adjusted to 28 for these 59 individuals, 54 of
4. Correlation values are .38 for the CARS2-ST Total score them, or 92%, were correctly identified as having autism
and .47 for the CARS2-HF Total score. These values based solely on their second evaluations with the original
indicate a moderate relationship between clinician ratings CARS. Garcia-Villamisar and Muela (1998), in a study of
of a comprehensive range of an individuals autism-related 55 adults in Spain, also found that a lower cutoff score of 28
behaviors and mothers ratings focused on social inter- on the original CARS provided good sensitivity and
actions. The moderate relationship is consistent with what specificity for their sample. Thus, when using the CARS2-
is typically observed between clinician and parent ratings of ST Total score for evaluating adolescents and adults, a cutoff
childrens behaviors. As would be expected, the relationship value of 28 is recommended as a useful criterion for
is stronger for higher functioning individuals rated on the indicating the likely presence of autism, and a cutoff value
CARS2-HF than for individuals rated on the CARS2-ST. of 35 is recommended as most useful for distinguishing
Sevin et al. (1991) found that the Total raw scores from between moderate autism and severe autism. As with
the original CARS correlated significantly with the Ritvo- children, the diagnosis of autism for adolescents and adults
Freeman Real Life Rating Scale (B. J. Freeman, Ritvo, using the CARS2-ST should mark the beginning of an
Yokota, & Ritvo, 1986), but not with one component of the individualized assessment process. The TEACCH Transition
Autism Behavior Checklist (ABC), which is the Autism Assessment Profile (TTAP; Mesibov, Thomas, Chapman, &
Schopler, 2007) is designed to facilitate such additional
Screening Instrument for Educational Planning (ASIEP;
individualized assessment. Currently, there is no evidence
Krug, Arick, & Almond, 1979). Eaves and Milner (1993)
that CARS2-HF cutoff values differ for older individuals.
reported 76% of correlations involving individual CARS2-ST
items and the ABC Total score and six ABC domains were cArs2-st and cArs2-hF item rating Patterns
statistically significant. The CARS2-ST Total score and the related to Diagnosis, cognitive Functioning, and Age
ABC Total score correlated at .67. However, Rellini et al. CARS2-ST and CARS2-HF item rating patterns have
(2004), in a sample of 65 children from 1 to 11 years, found been examined to evaluate how patterns of ratings compare
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90 Technical Guide

across groups with different diagnoses, levels of cognitive Although the results presented in this section are
function, and age. Results of Rasch analyses (Linacre, 2009) generally consistent with current clinical understanding, it
are displayed in Tables 30 through 39. Rasch analysis must be noted that these findings are based on rather small
examines the systematic relationship between test items and samples of convenience. Further research is needed to
total scores. The tables presented in this section can be examine the typical patterns of CARS2-ST and CARS2-HF
thought of as maps that show the Total score value above item ratings for a variety of clinical groups. The information
which each CARS2-ST or CARS2-HF item is likely to have here is provided to aid in the development of research
a higher than average rating for a given group. In general, questions related to item rating patterns. Meanwhile, the
items associated with lower Total scores are the most likely current information can also provide secondary information
to contribute to an elevated score for a given group, whereas to compare against all other available information when a
items associated with higher Total scores are less likely to clinician is formulating diagnostic hypotheses in a given case.
contribute to an elevated Total score. cArs2-st item rating patterns. Table 30 shows the

table 30
relationship Between cArs2-st item ratings and total score
for individuals in the cArs2-st Verification sample
total score item (diagnosis of autism, iQ 79)
30.0
30.5
31.0
31.5 11. Verbal Communication
32.0
32.5
33.0
33.5
34.0 1. Relating to People; 15. General Impressions
34.5
35.0 3. Emotional Response
35.5
36.0
36.5
37.0 6. Adaptation to Change
37.5
38.0 10. Fear or Nervousness; 14. Level and Consistency of Intellectual Response
38.5
39.0 12. Nonverbal Communication
39.5 4. Body Use
40.0 2. Imitation; 5. Object Use
40.5 7. Visual Response; 8. Listening Response; 13. Activity Level
41.0
41.5
42.0
42.5
43.0 9. Taste, Smell, and Touch Response and Use
43.5
44.0
44.5
45.0
45.5
46.0

Note. N = 1,034.
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Chapter 7 Psychometric Properties 91

item rating pattern for the CARS2-ST verification sample. symptom patterns of developmental delay, unusual variability
Individuals who obtained scores as low as 31.5 were still in cognitive functioning is likely to have greater salience in the
likely to obtain higher than average ratings on Item 11 overall clinical picture as expressed in the CARS2-ST Total
Verbal Communication. Those with Total scores in the mild- score than for those with symptom patterns more typical of
to-moderate range were likely to have high ratings on this autism. High ratings on Item 2 Imitation and Item 5 Object
item, as well as Item 1 Relating to People, Item 15 General Use were more likely to be obtained at lower Total score levels
Impressions, Item 3 Emotional Response, and Item 6 for those with autism relative to those with PDD-NOS.
Adaptation to Change. Those with Total scores in the severe cArs2-hF item rating patterns. Table 34 displays the
range were more likely than those with lower scores to receive pattern of ratings on the CARS2-ST for children younger than
high ratings on Item 10 Fear or Nervousness, Item 14 age 6 and lower functioning individuals with autism along
Level and Consistency of Intellectual Response, Item 12 with the pattern of ratings on the CARS2-HF for higher func-
Nonverbal Communication, Item 4 Body Use, Item 2 tioning individuals with autism. Even though direct statistical
Imitation, Item 5 Object Use, Item 7 Visual Response, comparisons cannot be made given differences in the forms
Item 8 Listening Response, and Item 13 Activity Level. and samples in the current study, inspection of the rating
Only those with the highest scores were likely to have high patterns for the two item rating sets is informative. On both
ratings on Item 9 Taste, Smell, and Touch Response and Use. forms, for the item ratings that evaluate Relating to People;
Table 31 shows how the CARS2-ST item rating pattern General Impressions; Social-Emotional Under standing;
differs for those with a diagnosis of autism and a higher level Taste, Smell, and Touch Response and Use; Nonverbal
of cognitive functioning. Although many of the items in the Communication; and Fear or Nervousness/Anxiety, the rela-
list have shifted in position relative to the Total score above tionship between high Total scores and high item ratings
which a higher than average rating is likely, for most the follow a similar pattern. The patterns are somewhat less
change is only a few Total score points or is not statistically similar for items related to Emotional Response/ Expression,
significant. For comparing these differences in patterns of Adaptation to Change, Body Use, Visual Response, Listening
item ratings, statistical significance is evaluated using the Response, and Level and Consistency of Intellectual
Mantel statistic (Mdif; Linacre, 2009). Like the familiar t Response. The biggest difference is observed in the relation-
statistic, Mdif indicates the probability that the difference is 0 ship of high ratings on Verbal Communication and Object
between groups in terms of the relationship, for each group, of Use with Total scores. Higher than average ratings on those
ratings on an item with the total obtained test score. Three of two items appear more likely for those with lower Total scores
the shifts in item position of CARS2-ST ratings observed for on the CARS2-ST than on the CARS2-HF. The result for the
individuals with autism with IQs between 80 and 85 are mod- Verbal Communication ratings is consistent with what was
erate to large in size, are statistically significant (Mdif < .01), observed in CARS2-ST ratings for higher functioning
and make clinical sense. First, even those with the lowest individuals with autism.
Total scores are likely to receive high ratings on Item 6 It was previously observed that CARS2-HF Total scores
Adaptation to Change, whereas they are not as likely as their are significantly different for individuals in the development
lower functioning counterparts to obtain high ratings on Item sample diagnosed with autism and those diagnosed with
11 Verbal Communication. For both groups, high ratings Aspergers Disorder. Those with Aspergers Disorder reliably
for Item 2 Imitation are most likely to be observed for obtain, on average, slightly lower Total scores. Examination
those who obtain Total scores in the severe range (Total of the results displayed in Table 35 reveals that the patterns of
scores of 37 or higher). But the higher functioning group CARS2-HF item ratings for these two groups is also substan-
who have scores in the severe range are less likely to have tially different. Among those diagnosed with Aspergers, even
high ratings on this item. those with the lowest scores in the clinical range are likely to
It has been documented that older individuals with have received high ratings on Item 2 Emotional Expression
autism obtain slightly lower CARS2-ST scores than do and Regulation of Emotions and Item 1 Social-Emotional
younger individuals with autism. Table 32 displays results Understanding. For those with an Aspergers diagnosis, rela-
suggesting a difference in the pattern of item ratings as well tively higher item ratings on Item 6 Adaptation to Change/
for older individuals. Higher than average ratings on Item 2 Restricted Interests and Item 15 General Impressions are
Imitation, Item 8 Listening Response, and Item 12 also observed for those with lower scores relative to those
Nonverbal Communication are associated with higher Total diagnosed with autism. However, individuals with Aspergers
scores for older individuals with autism than for younger Disorder who have high CARS2-HF scores are less likely
ones. Conversely, higher ratings on Item 3 Emotional than their autistic counterparts to have higher than average
Response and Item 4 Body Use are observed at lower Total ratings on Item 11 Verbal Communication, Item 13
score levels for older individuals than for younger ones. Thinking/Cognitive Integration Skills, Item 14 Level and
Table 33 displays the patterns of CARS2-ST ratings for Consistency of Intellectual Response, and Item 5 Object
lower functioning individuals with a diagnosis of autism or Use in Play.
PDD-NOS. The results must be considered with due caution Individuals with a diagnosis of PDD-NOS obtain average
because the PDD-NOS sample is small (n = 59). The change CARS2-HF Total scores that are more similar to average Total
in position of ratings on Item 14 Level and Consistency of scores for those with autism than are the average Total scores
Intellectual Response suggests that for those with atypical of those with Aspergers Disorder. Table 36 reveals that
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92 Technical Guide

table 31
relationship of cArs2-st item ratings and total score
for individuals With Low or high cognitive Functioning and a Diagnosis of Autism
item (diagnosis of autism, iQ 79)a total score item (diagnosis of autism, iQ 8085)b
30.0
30.5
31.0
11. Verbal communication 31.5
32.0 6. Adaptation to change
32.5
33.0
33.5
1. Relating to People; 15. General impressions 34.0 1. Relating to People; 3. Emotional Response
34.5 11. Verbal communication
3. Emotional Response 35.0
35.5 10. Fear or Nervousness
36.0 15. General impressions
36.5
6. Adaptation to change 37.0
37.5 13. Activity Level;
14. Level and Consistency of Intellectual Response
10. Fear or Nervousness 38.0 8. Listening Response
14. Level and Consistency of Intellectual Response
38.5
12. Nonverbal Communication 39.0
4. Body Use 39.5 12. Nonverbal Communication
2. imitation; 5. Object Use 40.0
7. Visual Response; 8. Listening Response; 40.5
13. Activity Level
41.0 7. Visual Response
41.5 5. Object Use; 4. Body Use
42.0
42.5 2. imitation
9. Taste, Smell, and Touch Response and Use 43.0
43.5
44.0
44.5 9. Taste, Smell, and Touch Response and Use
45.0
45.5
46.0

Note. For items in bold only, Mdif < .05. For items in bold and underlined, Mdif < .01.
a
n = 836. bn = 198.

individuals with PDD-NOS also receive item ratings in a the relationship between the CARS2-HF ratings of those
pattern more similar to item ratings for those with autism than with clinical diagnoses other than one involving pervasive
do individuals with Aspergers Disorder. The most salient developmental disorder whose symptoms are sometimes
difference is that those with a PDD-NOS diagnosis are likely confused with those of autism. Table 37 displays findings for
to have higher ratings on Item 7 Visual Response and Item 8 those with a diagnosis of ADHD. Table 38 displays findings
Listening Response at lower Total score levels than those for those diagnosed with a learning disorder. Table 39
with a diagnosis of autism. displays findings for a mixed group of individuals with other
The last three tables in this series present maps showing clinical diagnoses or with definite clinical symptoms but for
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Chapter 7 Psychometric Properties 93

whom no diagnosis could be determined (Anxiety Disorders, In addition to being used to document the severity of
n = 13; Mood Disorders, n = 12; Disruptive Behavior symptoms or verify diagnosis in clinical intervention
Disorders, n = 33; diagnosis undetermined, n = 32). As has studies, the original CARS has also been used in some
already been discussed, all three groups had significantly studies as an outcome measure for early intervention
lower average Total scores than those with an autism diagno- (Alonim, 2004; Weiss, 1999), other interventions (Chez et
sis. Item rating patterns were also markedly different in ways al., 2000; Garcia-Villamisar, Ross, & Wehman, 2000), and
that would be expected. For example, individuals with ADHD medication trials (Diler, Firat, & Avci, 2002; Masi, Cosenza,
obtained high ratings on Item 14 Level and Consistency of Mucci, & Brovedani, 2001).
Intellectual Response and Item 2 Emotional Expression and The original CARS form has been translated into many
Regulation of Emotions at lower Total score levels than did different languages (Japanese, Swedish, Korean, Spanish,
those with autism. High ratings on Item 15 General French, Chinese) over the years with subsequent studies of
Impressions were associated with much higher scores for the psychometric properties of these translated versions.
those with ADHD than for those with autism. A similar Garcia-Villamisar and Muela Morente (2000) found good
pattern was observed for Item 11 Verbal Communication internal consistency for a Spanish translation of the original
and Item 12 Nonverbal Communication, though for these CARS in a study of 55 adolescents and adults. Two factors
two items the difference was slightly less consistent. were identified: one associated with interpersonal
Individuals with a diagnosed learning disorder (LD), like relationships, affectivity, and appearance; and one
those with ADHD, obtained high ratings on Item 15 General associated with symbolization, sensitivity, and adaptation to
Impressions at a much higher Total score level than did indi- the environment. Garcia-Villamisar and Muela (1998) also
viduals with autism, and a similar pattern is evident for ratings report a strong association between the original CARS and
on Item 1 Social-Emotional Understanding. Conversely, for DSM-IV criteria in all three diagnostic categoriessocial,
the LD group, high ratings on Item 10 Fear or Anxiety were communication, and stereotypy of behaviors.
observed at a low Total score level relative to those with Shin and Kim (1998) examined the psychometric
autism. For the mixed group, as one might expect, high properties of a Korean translation of the original CARS and
ratings for Item 2 Emotional Expression and Regulation of demonstrated good reliability, with an interrater reliability
Emotions, Item 10 Fear or Anxiety, and Item 3 Relating to estimate of .94, an internal consistency estimate of .87, and
People are assigned at markedly lower Total score levels, a test-retest reliability of .91. Tachimori, Osada, and Kurita
relative to those with autism, and high ratings on Item 15 (2003) demonstrated good internal consistency using a
General Impressions are observed only for those who Japanese translation with a large sample (N = 430). The
obtained Total scores in the highest range, at 44.0 and above. authors successfully used this translated form to distinguish
between children with high functioning atypical autism and
research Uses of the cArs childhood autism (Kanai et al., 2004). They also
The original CARS has been used as a component in a successfully distinguished children with high-functioning
large number of research settings. Researchers are PDDs from those with ADHD (Otsuka et al., 2003).
encouraged to use the established CARS2-ST or CARS2-
HF form connected with the current CARS2 whenever summary
possible. In this way, scientific knowledge regarding autism After reviewing the original CARS, Morgan (1988)
behaviors can be generalized across studies to achieve a concluded that When all measures of reliability and
stable foundation of knowledge for future clinicians and validity are consideredthe CARS clearly emerges as the
researchers. However, it is acknowledged that at times strongest scale. The many CARS-related studies reported
study-specific factors may require the use of an adapted or since that time and the additional development studies
translated form. Those interested in using an adapted or reported in this chapter continue to support this view.
translated version of the CARS2-ST or CARS2-HF for CARS2-ST and CARS2-HF Total scores show a consistent
research or any other purpose must contact the WPS Rights and strong, positive, specific relationship with autism
and Permissions Office at 12031 Wilshire Blvd., Los diagnosis. The ratings have been demonstrated to be reliable
Angeles, CA, 90025, to obtain permission and make suitable across different settings, for different sources of information
arrangements. Educational and research discounts on for the same individual, for different raters, and across time.
materials are available for qualifying projects. With a new form extending the CARS method to higher
The original CARS has been demonstrated to be useful in functioning individuals with autism, verified calibration of
a variety of research studies. It has been used to verify CARS2-ST scores in a recent autism sample, a structured
diagnosis (Abel & Russell, 2005; Reitman, 2006), support format for gathering caregiver information, and guidance for
differential diagnosis (Baieli, Pavone, Meli, Fiumara, & using CARS2-ST and CARS2-HF ratings to plan autism-
Coleman, 2003; Bailey et al., 1998; Konstantareas & Hewitt, related interventions, the CARS2 remains a stable and
2001; Matese, Matson, & Sevin, 1994), and document
useful element in the assessment of referred individuals
behavior profiles and symptom severity of research
related to autism diagnosis or intervention.
participants (Handleman & Harris, 2001; Hobson & Bishop,
2003; Hrdlicka et al., 2005).
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table 32
relationship of cArs2-st item ratings and total score for younger and older
individuals in the cArs2-st Verification sample
item (diagnosis of autism, age 12)a total score item (diagnosis of autism, age 13)b
30.0
30.5
11. Verbal Communication 31.0
31.5 3. emotional response
32.0
32.5 11. Verbal Communication
33.0
33.5 15. General Impressions
1. Relating to People 34.0
15. General Impressions 34.5 1. Relating to People
35.0
35.5
3. emotional response 36.0 6. Adaptation to Change;
14. Level and Consistency of Intellectual Response
36.5
37.0 4. Body Use; 10. Fear or Nervousness
6. Adaptation to Change 37.5
38.0
10. Fear or Nervousness; 38.5
12. Nonverbal communication;
14. Level and Consistency of Intellectual Response
2. imitation 39.0
5. Object Use 39.5
4. Body Use; 7. Visual Response; 40.0
8. Listening response
13. Activity Level 40.5 13. Activity Level
41.0 5. Object Use;
9. Taste, Smell, and Touch Response and Use;
12. Nonverbal communication
41.5
42.0 7. Visual Response
42.5
43.0 2. imitation; 8. Listening response
9. Taste, Smell, and Touch Response and Use 43.5
44.0
44.5
45.0
45.5
46.0

Note. For items in bold only, Mdif < .05. For items in bold and underlined, Mdif < .01.
a
n = 459. bn = 575.

94
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table 33
relationship of cArs2-st item ratings and total score for individuals
With Low cognitive Functioning and a Diagnosis of Autism or PDD-Nos
item (diagnosis of autism, iQ 79)a total score item (diagnosis of PDD-Nos, iQ 79)b
30.0
30.5 14. Level and consistency of intellectual response
31.0
11. Verbal Communication 31.5
32.0 11. Verbal Communication
32.5
33.0 3. Emotional Response
33.5
1. Relating to People; 15. General Impressions 34.0
34.5
3. Emotional Response 35.0 1. Relating to People; 15. General Impressions
35.5 6. Adaptation to Change
36.0
36.5 13. Activity Level
6. Adaptation to Change 37.0
37.5
10. Fear or Nervousness; 38.0 10. Fear or Nervousness
14. Level and consistency of intellectual response
38.5 8. Listening Response
12. Nonverbal Communication 39.0
4. Body Use 39.5 12. Nonverbal Communication
2. imitation; 5. object Use 40.0
7. Visual Response; 8. Listening Response; 40.5
13. Activity Level
41.0
41.5
42.0 4. Body Use; 7. Visual Response
42.5
9. Taste, Smell, and Touch Response and Use 43.0 2. imitation; 5. object Use
43.5
44.0
44.5
45.0 9. Taste, Smell, and Touch Response and Use
45.5
46.0

Note. For items in bold only, Mdif < .05. For items in bold and underlined, Mdif < .01.
a
n = 836. bn = 59.

95
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table 34
relationship of cArs2-st item ratings With total score and cArs2-hF
item ratings With total score for individuals With a Diagnosis of Autism
cArs2-st/cArs2-hF
cArs2-st itema total score cArs2-hF itemb
30.0
30.5
31.0
11. Verbal communication 31.5
32.0
32.5 2. Emotional Expression and Regulation of Emotions
33.0
33.5 1. Social-Emotional Understanding;
3. Relating to People
1. Relating to People; 15. General Impressions 34.0
34.5 6. Adaptation to Change/Restricted Interests
3. Emotional Response 35.0
35.5 15. General Impressions; 11. Verbal communication
36.0
36.5
6. Adaptation to Change 37.0 10. Fear or Anxiety
37.5 13. Thinking/Cognitive Integration Skills
10. Fear or Nervousness; 38.0
14. Level and Consistency of Intellectual Response
38.5 12. Nonverbal Communication
12. Nonverbal Communication 39.0
4. Body Use 39.5
2. Imitation; 5. object Use 40.0
7. Visual Response; 8. Listening Response; 40.5 14. Level and Consistency of Intellectual Response
13. Activity Level
41.0
41.5 4. Body Use
42.0 9. Taste, Smell, and Touch Response and Use
42.5
9. Taste, Smell, and Touch Response and Use 43.0 7. Visual Response; 8. Listening Response;
5. object Use in Play
43.5
44.0
44.5
45.0
45.5
46.0

Note. For items in bold, Mdif < .05.


a
n = 1,034. bn = 248.

96
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table 35
relationship of cArs2-hF item ratings With total score for individuals
With a Diagnosis of Autism or Aspergers Disorder
item (diagnosis of autism)a total score item (diagnosis of Aspergers)b
29.0
29.5 2. emotional expression and regulation of
emotions
30.0
30.5
31.0 1. social-emotional Understanding
31.5
32.0
2. emotional expression and regulation 32.5 6. Adaptation to change/restricted interests
of emotions
33.0 3. Relating to People
1. social-emotional Understanding; 33.5
3. Relating to People
34.0 15. General impressions
6. Adaptation to change/restricted interests 34.5 10. Fear or Anxiety
35.0
15. General impressions; 35.5
11. Verbal communication
36.0
36.5
10. Fear or Anxiety 37.0
13. thinking/cognitive integration skills 37.5
38.0
12. Nonverbal communication 38.5
39.0 11. Verbal communication
39.5
40.0
14. Level and consistency of intellectual response 40.5 12. Nonverbal communication
41.0 13. thinking/cognitive integration skills
4. Body Use 41.5 4. Body Use; 7. Visual response
9. Taste, Smell, and Touch Response and Use 42.0 9. Taste, Smell, and Touch Response and Use
42.5 8. Listening Response
7. Visual response; 8. Listening Response; 43.0 14. Level and consistency of intellectual
5. object Use in Play response
43.5
44.0
44.5
45.0
45.5 5. object Use in Play
46.0

Note. For items in bold only, Mdif < .05. For items in bold and underlined, Mdif < .01.
a
n = 248. bn = 231.

97
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table 36
relationship of cArs2-hF item ratings With total score for individuals
With a Diagnosis of Autism or PDD-Nos
item (diagnosis of autism)a total score item (diagnosis of PDD-Nos)b
30.0
30.5
31.0
31.5
32.0
2. Emotional Expression and Regulation of Emotions 32.5
33.0 2. Emotional Expression and Regulation of Emotions
1. Social-Emotional Understanding; 33.5 1. Social-Emotional Understanding;
3. Relating to People 6. Adaptation to Change/Restricted Interests
34.0 10. Fear or Anxiety
6. Adaptation to Change/Restricted Interests 34.5
35.0
15. General impressions; 11. Verbal communication 35.5 3. Relating to People
36.0
36.5
10. Fear or Anxiety 37.0
13. Thinking/Cognitive Integration Skills 37.5 15. General impressions
38.0
12. Nonverbal Communication 38.5 13. Thinking/Cognitive Integration Skills;
11. Verbal communication
39.0
39.5 7. Visual response; 12. Nonverbal Communication
40.0 9. Taste, Smell, and Touch Response and Use;
8. Listening response
14. Level and Consistency of Intellectual Response 40.5
41.0
4. Body Use 41.5
9. Taste, Smell, and Touch Response and Use 42.0 4. Body Use
42.5 14. Level and Consistency of Intellectual Response
7. Visual response; 8. Listening response; 43.0
5. object Use in Play
43.5
44.0
44.5
45.0 5. object Use in Play
45.5
46.0

Note. For items in bold only, Mdif < .05. For items in bold and underlined, Mdif < .01.
a
n = 248. bn = 95.

98
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table 37
relationship of cArs2-hF item ratings With total score for individuals
With a Diagnosis of Autism or ADhD
item (diagnosis of autism)a total score item (diagnosis of ADhD)b
28.0
28.5
29.0 14. Level and consistency of intellectual response
29.5 2. emotional expression and regulation of emotions
30.0
30.5
31.0
31.5
32.0
2. emotional expression and regulation of emotions 32.5
33.0
1. Social-Emotional Understanding; 33.5 10. Fear or Anxiety;
3. Relating to People 13. Thinking/Cognitive Integration Skills
34.0
6. Adaptation to Change/Restricted Interests 34.5
35.0
15. General impressions; 11. Verbal communication 35.5
36.0 3. Relating to People
36.5 1. Social-Emotional Understanding
10. Fear or Anxiety 37.0 6. Adaptation to Change/Restricted Interests
13. Thinking/Cognitive Integration Skills 37.5
38.0
12. Nonverbal communication 38.5
39.0
39.5
40.0 11. Verbal communication
14. Level and consistency of intellectual response 40.5 4. Body Use
41.0
4. Body Use 41.5
9. Taste, Smell, and Touch Response and Use 42.0 8. Listening Response;
9. Taste, Smell, and Touch Response and Use
42.5
7. Visual Response; 8. Listening Response; 43.0 12. Nonverbal communication
5. Object Use in Play
43.5
44.0 15. General impressions; 7. Visual Response
44.5
45.0
45.5 5. Object Use in Play
46.0

Note. For items in bold only, Mdif < .05. For items in bold and underlined, Mdif < .01.
a
n = 248. bn = 179.

99
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table 38
relationship of cArs2-hF item ratings With total score for individuals
With a Diagnosis of Autism or a Learning Disorder
item (diagnosis of autism)a total score item (diagnosis of learning disorder)b
30.0
30.5 10. Fear or Anxiety
31.0
31.5
32.0
2. Emotional Expression and Regulation of Emotions 32.5
33.0
1. social-emotional Understanding; 33.5
3. Relating to People
34.0 2. Emotional Expression and Regulation of Emotions
6. Adaptation to Change/Restricted Interests 34.5
35.0 11. Verbal Communication
15. General impressions; 11. Verbal Communication 35.5
36.0 6. Adaptation to Change/Restricted Interests;
14. Level and Consistency of Intellectual Response
36.5
10. Fear or Anxiety 37.0 3. Relating to People;
13. Thinking/Cognitive Integration Skills
13. Thinking/Cognitive Integration Skills 37.5 9. Taste, Smell, and Touch Response and Use
38.0 1. social-emotional Understanding;
12. Nonverbal Communication
12. Nonverbal Communication 38.5 4. Body Use
39.0
39.5
40.0
14. Level and Consistency of Intellectual Response 40.5
41.0
4. Body Use 41.5 8. Listening Response
9. Taste, Smell, and Touch Response and Use 42.0
42.5
7. Visual Response; 8. Listening Response; 43.0 7. Visual Response
5. Object Use in Play
43.5 15. General impressions
44.0
44.5
45.0
45.5
46.0
46.5
47.0
47.5 5. Object Use in Play

Note. For items in bold and underlined, Mdif < .01.


a
n = 248. bn = 111.

100
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table 39
relationship of cArs2-hF item ratings With total score for individuals
With an Autism or a Non-Autism-related clinical Diagnosis
item (diagnosis of autism) total score item (other clinical diagnosesa)
25.5 2. Emotional Expression and Regulation of Emotions
26.0
26.5
27.0
27.5
28.0
28.5
29.0
29.5 10. Fear or Anxiety
30.0 3. relating to People
30.5
31.0
31.5
32.0
2. Emotional Expression and Regulation of Emotions 32.5
33.0 6. Adaptation to Change/Restricted Interests
1. Social-Emotional Understanding; 33.5
3. relating to People
34.0
6. Adaptation to Change/Restricted Interests 34.5 1. Social-Emotional Understanding
35.0
15. General impressions; 11. Verbal Communication 35.5
36.0
36.5
10. Fear or Anxiety 37.0 14. Level and Consistency of Intellectual Response
13. Thinking/Cognitive Integration Skills 37.5
38.0 11. Verbal Communication
12. Nonverbal Communication 38.5
39.0
39.5
40.0
14. Level and Consistency of Intellectual Response 40.5 13. Thinking/Cognitive Integration Skills
41.0
4. Body Use 41.5 12. Nonverbal Communication
9. Taste, Smell, and Touch Response and Use 42.0
42.5 4. Body Use
7. Visual Response; 8. Listening Response; 43.0 5. Object Use in Play
5. Object Use in Play
43.5
44.0 15. General impressions
44.5 8. Listening Response
45.0 7. Visual Response
45.5 9. Taste, Smell, and Touch Response and Use
46.0

Note. For items in bold and underlined, Mdif < .01.


a
Anxiety Disorders (n = 13). Mood Disorders (n = 12). Disruptive Behavior Disorders (n = 33). Diagnosis undetermined (n = 32).

101
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Matese, M., Matson, J., & Sevin, J. (1994). Comparison of Ornitz, E. M., & Ritvo, E. R. (1968). Perceptual inconstancy in
psychotic and autistic children using behavioral observation. early infantile autism. Archives of General Psychiatry, 18,
Journal of Autism and Developmental Disorders, 24(1), 7698.
8394.
Osterling, J., & Dawson, G. (1994). Early recognition of
McAfee, J. (2002). Navigating the social world: A curriculum children with autism: A study of first birthday home
for individuals with Aspergers syndrome, high functioning videotapes. Journal of Autism and Developmental
autism and related disorders. Arlington, TX: Future Disorders, 24, 247257.
Horizons.
Otsuka, M., Tachimori, H., Osada, H., Setoya, Y., Nakano, T.,
McConnell, N. (1998). Thats life: Social language. East & Kurita, H. (2003). Difference and similarity in
Moline, IL: LinguiSystems. intellectual abilities and autistic symptoms between high-
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Mesibov, G., Adams, L., & Klinger, L. (1997). Autism: attention-deficit/hyperactivity disorder. Seishin Igaku
Understanding the disorder. New York, NY: Plenum Press. (Clinical Psychiatry), 45(2), 175181.

Mesibov, G. B., Browder, D., & Kirkland, C. (2002). Using Ozonoff, S. (1998). Assessment and remediation of executive
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behavioral support for students with developmental Schopler, G. Mesibov, & L. Kunce (Eds.), Asperger
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4(2), 7379. York, NY: Plenum Press.

Mesibov, G., Schopler, E., Schaffer, B., & Landrus, R. (1988). Ozonoff, S., & Cathcart, K. (1998). Effectiveness of a home
Adolescent and Adult Psychoeducational Profile (AAPEP). program intervention for young children with autism.
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Mesibov, G. B., Shea, V., & Adams, L. (2001). Understanding Ozonoff, S., Dawson, G., & McPartland, J. (2002). A parents
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York, NY: Guilford Press.
Mesibov, G. B., Shea, V., & Schopler, E. (2005). The TEACCH
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111-116 Samples_final_001-004 chapter 01.qxd 1/14/10 10:28 AM Page 111

Questionnaire for Parents or Caregivers CARS2-QPC


( to be used with the CARS2-ST or CARS2-HF )
G. Janette Wellman, Ph.D., Eric Schopler, Ph.D., Mary E. Van Bourgondien, Ph.D., and Steven R. Love, Ph.D.

Date: __________________________________________________________ Date of birth of person to be rated: _________________________________________________________

Case ID Number: ____________________________________________ Name of person to be rated: _________________________________________________________________

Your name: _________________________________________________________________ Your relationship to the person to be rated: __________________________________

INSTRUCTIONS

L E
shown these behaviors.

M P
This form asks about behaviors in several areas where people may
have difficulty. The person you are rating may or may not have ever

For each behavior listed, please make a check mark under the

A
description that best describes the person you are rating. Check
the box under Dont Know if you do not have enough information
about a behavior to give a rating. It is important to provide an answer

S
for every behavior. After each section, there is space for you to give
one or more brief, specific examples that relate to your ratings in
that section. Use the blank page at the end of the form if you need
extra space. The final section of this questionnaire provides spaces
where you can describe any other behaviors that you would like us
to know about.

Additional copies of this form (W-472C) may be purchased from WPS. Please contact us at 800-648-8857, Fax 310-478-7838, or www.wpspublish.com.
W-472C Copyright 2010 by WESTERN PSYCHOLOGICAL SERVICES. Not to be reproduced in whole or in part without written permission. All rights reserved. Printed in U.S.A.
111-116 Samples_final_001-004 chapter 01.qxd 1/14/10 10:28 AM Page 112

)
m
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SECTION 1

le
)
o b bl

ob
m
pr o

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a Pr

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st
t h ow
a
es ate

pa
s

in n
How does the person you are rating communicate?

al m
l)

ay
el

i m er

m
ve m

o r le
w
w

e t od

as l e
s bl e

n ob

w
t w rob
ry

o m -M

no
f te P r
oe ro

tK
( S - to

bu a p
(D a P

( O re
ve

n
ild

t
t

No

Do
No

Se
M
1. Imitates sounds, words, and movements of others .................................... ........ ........ ........ ........

2. Responds to facial expressions, gestures, and


different tones of voice used by others ..................................................... ........ ........ ........ ........

3. Responds to his or her name being called by turning and


making eye contact with the person calling his or her name ...................... ........ ........ ........ ........

4. Directs facial expressions to others to show the emotions


he or she is feeling .................................................................................. ........ ........ ........ ........

E
5. Uses a variety of gestures (pointing, nodding the head, showing
the size of something) that are coordinated with words or used to
explain things when he or she doesnt have the words to do so ................. ........ ........ ........ ........

If the person you are rating is not using words, skip ahead to Section 2.

P
6. Uses made-up words or repeats specific words or phrases ........................
L........ ........ ........ ........

M
7. Has an unusual tone, rhythm, loudness, or rate of speech ......................... ........ ........ ........ ........

8. Speech is overly formal; for example, uses vocabulary that

A
seems more sophisticated than usual for a person of his or
her age or for the situation ....................................................................... ........ ........ ........ ........

S
9. Carries on a conversation with another person that flows back and
forth, at a level you would expect for someone of his or her age ................

10. Can talk with another person about that persons interests .......................
........

........

Examples: Give one or more brief but specific examples of the problem behaviors rated above. If you need more space to write,
........

........
........

........
........

........

use the blank page at the end of this form.

continue on next page


111-116 Samples_final_001-004 chapter 01.qxd 1/14/10 10:28 AM Page 113

)
m
l e em
SECTION 2

le
)
o b bl

ob
m
pr o

pr
a Pr

e ,
st
t h ow
a
es ate

pa
s

in n
How does the person you are rating relate to others and show emotion?

al m
l)

ay
i m er
el

m
ve m

o r le
w
w

e t od

as l e
s bl e

n ob

w
t w rob
ry

o m -M

no
f te P r
oe ro

tK
( S - to

bu a p
(D a P

( O re
ve

n
ild

t
t

No

Do
No

Se
M
1. Makes eye contact when speaking with or listening to another person ....... ........ ........ ........ ........

2. Points to and shares things of interest with others .................................... ........ ........ ........ ........

3. Follows another persons gaze or points toward an object


that is out of reach ................................................................................... ........ ........ ........ ........

4. Is responsive to social initiations from others ........................................... ........ ........ ........ ........

5. Initiates social interactions with adults and peers


(not just to get a basic need met) .............................................................. ........ ........ ........ ........

6. Sustains an interaction with others in an easy, flowing,


back-and-forth manner .............................................................................

7. Makes and maintains friendships with peers of same

L E
........ ........ ........ ........

P
developmental level ................................................................................. ........ ........ ........ ........

8. Shows a range of emotional expressions that match the situation

M
(for example, smiles, frowns, conveys different emotions through
eyes and facial expressions, etc.) ............................................................. ........ ........ ........ ........

A
9. Understands and responds to how another person may be thinking
or feeling (for example, tries to comfort someone in distress, does
something because he or she thinks the other person will like it) .............. ........ ........ ........ ........

S
Examples: Give one or more brief but specific examples of the problem behaviors rated above. If you need more space to write,
use the blank page at the end of this form.

continue on next page


111-116 Samples_final_001-004 chapter 01.qxd 1/14/10 10:28 AM Page 114

)
m
l e em
SECTION 3

le
)
o b bl

ob
m
pr o

pr
a Pr

e ,
st
t h ow
a
es ate

pa
s

in n
How does the person you are rating move his or her body?

al m
l)

ay
i m er
el

m
ve m

o r le
w
w

e t od

as l e
s bl e

n ob

w
t w rob
ry

o m -M

no
f te P r
oe ro

tK
( S - to

bu a p
(D a P

( O re
ve

n
ild

t
t

No

Do
No

Se
M
1. Has unusual ways of moving fingers, hands, arms, legs; or
spins or rocks body .................................................................................. ........ ........ ........ ........

2. Does things that might result in self-injury, like scratching,


head banging, picking at his or her skin ................................................... ........ ........ ........ ........

3. Is clumsy, stumbles, or has an awkward walk or run .................................. ........ ........ ........ ........

4. For school-aged children or adults: Has difficulty tying shoes or


difficulty with handwriting or other tasks that require fine
motor coordination .................................................................................. ........ ........ ........ ........

SECTION 4
How does the person you are rating play?
(For an older individual, how did he or she play as a child?)

L E
P
1. Uses only parts of toys instead of whole toys, or plays with objects
(e.g., opens and closes toy barn doors, spins wheels on cars,
wobbles or spins household objects) ........................................................ ........ ........ ........ ........

M
2. Plays with the same things in the same way over and over ......................... ........ ........ ........ ........

A
3. Uses toys or other materials to represent something they are not
(e.g., uses a banana as a phone or a microphone)...................................... ........ ........ ........ ........

S
4. Engages in make-believe play, taking on a role (not based on
scripts from movies or TV shows) .............................................................. ........ ........ ........ ........

Examples: Give one or more brief but specific examples of the problem behaviors rated above. If you need more space to write,
use the blank page at the end of this form.

continue on next page


111-116 Samples_final_001-004 chapter 01.qxd 1/14/10 10:28 AM Page 115

)
m
l e em
SECTION 5

le
)
o b bl

ob
m
pr o

pr
a Pr

e ,
st
t h ow
a
es ate

pa
s

in n
How does the person you are rating react to new experiences and

al m
l)

ay
i m er
el

m
ve m

o r le
w
w

e t od

as l e
s bl e

n ob

w
t w rob
changes in routine?

ry

o m -M

no
f te P r
oe ro

tK
( S - to

bu a p
(D a P

( O re
ve

n
ild

t
t

No

Do
No

Se
M
1. May show anxiety or worry in facial expression or body movement,
or by becoming overly impatient ............................................................... ........ ........ ........ ........

2. May show worry about the same thing over and over again ....................... ........ ........ ........ ........

3. Copes with changes in routine or the environment


(for example, moving furniture) ................................................................ ........ ........ ........ ........

4. Has specific routines or specific ways things must be done


by self or others ....................................................................................... ........ ........ ........ ........

E
5. Has special interests or topics (for example, dinosaurs,
trains, clocks, weather, license plates) .................................................... ........ ........ ........ ........

SECTION 6
How does the person you are rating use his or her senses of vision,
hearing, touch, and smell?
1. Tends to look at objects from unusual angles or

P L
M
out of the corner of his or her eyes ........................................................... ........ ........ ........ ........

2. Is overly interested in light from mirrors or light reflecting off objects ........ ........ ........ ........ ........

A
3. Is overly sensitive to some sounds, smells, or textures;

S
seeks some out, actively avoids others .....................................................

4. Has an unusual response to touch; may overreact to touch or


pain or may not respond to things that others would find
uncomfortable or painful ..........................................................................
........

........
........

........
........

........
........

........

Examples: Give one or more brief but specific examples of the problem behaviors rated above. If you need more space to write,
use the blank page at the end of this form.

continue on next page


111-116 Samples_final_001-004 chapter 01.qxd 1/14/10 10:28 AM Page 116

SECTION 7
Other Behaviors
1. Does this individual have any extremely unusual mathematical, reading, or artistic abilities? No Yes (please explain)

2. Are there other unusual behaviors you have noticed that you would like to tell us about?

E
Please list the specific behavior, and give an example or two.

P L
M
Additional Behavior Examples or Comments:

SA
Please specify the number of the question that is related to your example or comment: ___________________________

Additional Behavior Examples or Comments:

Please specify the number of the question that is related to your example or comment: ___________________________

Additional Behavior Examples or Comments:

Please specify the number of the question that is related to your example or comment: ___________________________

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