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Abstract—This paper aims at determining the influential factors Pregen Regenerative power of the train during deceleration.
affecting regenerative braking energy in DC rail transit systems. Pm Mechanical Power.
This has been achieved by quantitatively evaluating the s Motor slip.
dependence of regenerative energy on various parameters, such as to Starting time of the powering mode.
tc Staring time of the coasting mode.
vehicle dynamics, train scheduling, ground inclination and
td Starting time of the braking mode.
efficiency of the electrical devices. The recuperated power and ts Time when the train stops.
energy have been presented by a mathematical model, comprising Vmax Maximum speed of the train just before it starts decelerating.
of a set of empirical forms, which allows for thorough analysis. A ηinv DC/AC converter efficiency.
detailed simulation model of a typical DC-traction system has been ηmotor Motor efficiency.
developed to validate the developed empirical forms. The results
verified the validity of the proposed mathematical model, and II. INTRODUCTION
demonstrated the significance of the examined parameters on the
regenerative power and energy of a train during a complete cycle.
Knowledge of the parameters impacting the magnitude of
T RIGGERED by the global initiatives to reduce energy
consumption and carbon footprints, harnessing regenerative
energy has been gaining an ever-increasing momentum. The DC
regenerative energy should maximize the potential of harnessing
regenerative energy. rail traction system is a consumer of a substantial amount of
electrical energy annually. Therefore, trains with regenerative
Index Terms—DC traction systems, electrical system, braking capability are becoming increasingly popular, since they
mathematical modeling, quantitative analysis, regenerative energy, have the potential to reduce annual energy expenditure. A
reversible substations, Simulink model, train, vehicle dynamics,
multitude of solutions, applicable to the DC-rail transit systems
wayside energy storage.
of various countries, have been advocated in different studies
[1]-[3]. One such research shows a multi-train analysis to shed
I. NOMENCLATURE
light on the percentage of energy regenerated for different
A. Vehicle dynamics headways for the Beijing Yizhuang subway system [4]. Another
A Projected frontal area of the vehicle/train. methodology, where the train braking speed trajectory has been
B Vehicle losses. optimized by Bellman-Ford algorithm to achieve improvement
Cw Drag coefficient. in the percentage of regenerated energy, has been presented in
Ftrac Tractive force.
FR Resistive forces. [5].
Frr Rolling resistive force. The components of the electrical system, including the
Far Aerodynamics drag force. converters and energy storage technologies, are being improved
Fgr Gradient force due to slope/inclination of the rail. upon, which facilitates the process of recuperating energy. A
g Acceleration due to gravity (9.81 m/s2).
full-scale 1.5 MW converter, stacked in series, was installed in
M Effective mass of the train.
a DC traction substation to function as a regenerative converter
nc Numbers of cars of the train.
r Radius of the train’s wheel. and active power filter [6]. The modeling and control of electric
Ta, ωa Torque and angular velocity at each axle of the train’s car, drives, typically for regenerative energy, using ultra-capacitor as
respectively. the energy storage system have been discussed in [7].
TG, ωG Torque and angular velocity upstream the gearbox, The dynamics of train movement, for the purpose of multi-
respectively.
fr Rolling resistance coefficient. train simulation, have been thoroughly derived for evaluation of
v Imposed train velocity. energy recovery [8], [9]. However, to the best of our knowledge,
α Inclination angle. no analysis has highlighted the influence of system parameters
ρ Air density. on the recovered energy. In this paper, the effect of DC traction
γG Gearbox ratio.
ηG Gearbox efficiency. system variables, on the magnitude of regenerative braking
B. Regenerative energy energy have been extensively discussed. This analysis has been
Eregen Regenerative energy of the train during deceleration. established with the help of mathematical modeling of power
ET Total energy during a train complete cycle. and energy, during various modes of train movement. A
Ksp Rate of the train speed during deceleration. simulation model of a single train, moving between three
Pelec Electrical power of the train during a cycle. passenger stations, has also been developed to verify the
This work was supported by Consolidated Edison, New York, NY.
outcome of the mathematical model.
Mahmoud Saleh, Oindrilla Dutta, Yusef Esa and Ahmed Mohamed are with
the Smart Grid Laboratory, Department of Electrical Engineering, CUNY City
College, New York, NY 10031.
2
The paper is arranged as follows: Section III provides a Therefore, to determine the torque and speed of induction
detailed derivation of the mathematical modeling for both motor shaft, (5) and (6) can be used:
vehicle dynamics and regenerated energy. Section IV gives an Ta B (5)
overview of the simulation model, followed by Section V, which TG
G G
discusses the results obtained from both the previous sections.
G w G (6)
Section VI concludes the paper with a discussion of the
applications and future work relevant to this paper. Where the sign depends on whether the train is in motoring or
braking mode. The vehicle losses can be represented by the
III. MATHEMATICAL MODELING following equation [9]:
In this section, analysis of the impact of vehicle dynamics B Ta (1 G ) (7)
parameters, DC/AC converter and motor efficiency on power B. Regenerative Energy
and regenerative energy during train braking has been
conducted. The magnitude of regenerative braking energy is Regenerative braking of a rail transit system takes place when
affected by various parameters. In order to perform quantitative the kinetic energy of the motor is returned back to the supply.
analysis, a mathematical model for vehicle dynamics has been This energy can be harnessed using various storage techniques.
adopted from [8], [9]. This model has then been modified to However, for an effective transfer of energy to take place, it is
obtain the equations governing the power and regenerative essential to recognize the factors governing the magnitude of
energy during the braking mode of DC rail systems. regenerative energy. Such factors are identifiable from Fig. 2,
which shows the power flow from the load (i.e. the train) to the
A. Vehicle Dynamics storage system.
The main variables associated with the train motion are The equations pertaining to Fig. 2 have been developed in the
position, velocity and acceleration. These variables, along with following discussion. It is worth mentioning that regenerative
the forces affecting the motion of the train as shown in Fig. 1, energy has been calculated up to the point of connection of the
are related through Newton’s second law of motion [10], [11], inverter and chopper.
which can be used to describe the train’s motion as follows: The mechanical power can be represented as,
dv Pm TG G (8)
FTrac FR M (1-a)
dt Since there are 4 axles per car,
FR Frr Far Fgr (1-b) Pregen 4 nc inv motor Pm (9)
Substituting (1-a), (1-b), (3), (4), (5), and (6) in (9), the
Frr fr M g cos (1-c)
following is obtained:
1
Far Cw A v
2
(1-d) dv 4nc B
Pregen inv motor Frr Far Fgr M r v (10)
2 dt
Fgr M g sin (1-e) As 𝐹𝑟𝑟 and 𝐹𝑎𝑟 do not vary with time,
Using (1-a) to (1-e): K1 Frr Fgr (11)
1 2 dv 1
FTrac f r M g cos C w A v M g sin M (2) K ae C w A (12)
2 dt 2
Presumably, the torque will be equally distributed among the Where 𝐾1 and 𝐾𝑎𝑒 are constants. Therefore,
train cars, and considering the fact that each car has four axles; dv 4 nc B (13)
the torque and speed for each axle can be calculated as in (3) and Pregen inv motor K1 K ae v M dt r v
2
(4): 4n 𝐵
The term c from (17) has been evaluated as,
F r
Trac (3) r
Ta
dv
1 G
4 nc
4 nc B
FTrac 1 G K1 K aev 2 M
(14)
r dt
v (4)
w
r
In order to assure high torque at the wheels, a gearbox is
utilized to increase the torque from the induction motor shaft.
Ftrac
v
FR
Mg
α
Fig. 1. Forces affecting train motion. Fig. 2. Power flow diagram for the train in DC-traction system.
3
Let,
CG 1 G (15) inv motor (1 C G )
K1a Ma2 t
c to 2 K aea tc to 4
3
Powering
2 4
This leads to,
E elec (t )
P regen inv motor 1 CG K1 v K ae v 3 M v dv (16) 3
inv motor (1 C G ) K 1Vmax K aeVmax t d t c Coasting (25)
dt
During braking and powering, in most practical cases, inv motor (1 C G )
K1d Md 2 t t 2 K aed 3 t t 4
2
d s
4
d s
Braking
deceleration and acceleration are constant, while during
coasting, the train speed is nearly constant [12], [13]. Hence, (25) represents the energy of the train during a complete cycle,
acceleration, deceleration, and speed could be represented as i.e. acceleration, constant speed, and deceleration. It can be
follows: observed that the Eelec is affected by numerous variables such as,
Vmax
vehicle dynamics parameters, ground inclination angle α, train
a (17) schedule (i.e. powering, coasting, and braking time), electrical
tc to circuit components, mechanical components, and materials (i.e.
Vmax (18) friction coefficient of the rail). The impact of these parameters
d
td ts will be investigated in details Section V.
a t t o to t tc IV. SYSTEM UNDERSTUDY
(19)
V Vmax tc t t d A DC traction system, powered by two substations, with a
d t t td t ts train moving between three passenger stations has been used as
s
Therefore, the regenerative energy can be given by, the main case study, as illustrated in Fig. 3. The corresponding
ts electrical circuit diagram is shown in Fig. 4.
E regen Pregen dt (20) The topology of the substations is based on standard systems
td prevalent in several places, such as, New York City Transit.
Substituting (16) and (19) in (20), Each substation consists of two step-down star-delta and delta-
ts delta transformers, each being connected to a capacitor,
E regen inv motor 1 CG K v K v3 M v dv dt
1 ae
(21) followed by two rectifier stations. The primary function of these
td dt
Substation Substation
The expression of regenerative energy after integration is as A B
follows:
K a K a 3 M 2
E regen inv motor 1 CG ( t s td ) 2
1 ae
(ts td )4 Vmax
(22) Power rail
2 4
2
Passenger Passenger Passenger
station 1 station 2 station 3
Similarly, during acceleration and coasting of the train, the Running rail
power and energy can be developed in empirical forms.
Therefore, Pelec during train cycle can be formalized as in (23)
and (24):
Fig. 3. Block diagram of the system understudy.
inv motor (1 CG ) K1v K aev 3 Mv dv
dt t o t t c (23) Substation A Substation B
CA-1 CB-1
dt
Rp B-T
𝑃𝑒𝑙𝑒𝑐 (𝑣) can be further simplified as a function of time as,
CA-2 CB-2
inv motor(1 C ) K1a Ma 2 t t o K aea 3 t t o 3
G
to t tc
R r B-T
Pelec (t ) inv motor(1 CG ) K1Vmax K aeVmax
3
to t td
(24) LT
inv motor(1 CG )
K1d Md 2 t t s K ae d 3 t t s3
to t t s
Braking 𝑽∗𝑫𝑪
Chopper Circuit Rch
Switching chopper
Cch controller 𝑽𝒓𝒆𝒇
Similar to (20),
𝑷𝒎 𝟏
Eelec Pelec ( t ) dt 𝑰𝒓𝒆𝒇 = 𝟒 𝒏𝒄 𝜼𝒊𝒏𝒗 𝜼𝒎𝒐𝒕𝒐𝒓 𝑽∗𝑫𝑪 Train Simplified Model
Substituting 𝑃𝑒𝑙𝑒𝑐 (𝑡) in the above equation,
Fig. 4. Electrical circuit diagram of the system understudy.
4
Eregen
2 K V
1 max
3
K ae Vmax t
ts
2
M Vmax (27)
d
4 2
It can be observed from (27) that Frr and Far do not have any
significant effect on Pelec, even with higher masses. It is worth
Fig. 8. Pelec variation with ±1° of α. mentioning here that despite the fact that with higher M, more
Eregen could be captured, this will require more energy
consumption during train acceleration, which will reduce the
Eregen% during a full train cycle. However, since Eregen is
destined to be dissipated in dynamic resistors in form of heat,
proper capturing is economically beneficial. In other words, this
discussion does not suggest intentionally increasing the weight
Fig. 9. Pelec with different values of A. of the train to capture more regenerative energy, even though it
does increase with mass.
Fig. 11 shows the change of the electric power with various
Vmax according to (28). It can be noticed that as Vmax increases,
the integration of Pelec considerably increases; in other words,
the energy increases. This can be explained by laws of
mechanics, where kinetic energy as (𝑀𝑉 2 ⁄2) increases with the
square of velocity. However, the distance traveled by the train
Fig. 10. Pelec with different values of M.
between passenger stations has to be considered while planning
to achieve higher Vmax. Moreover, safe speed limits have to be
preserved. This implies that if the distance between stations is
short, Vmax cannot exceed certain limits to maintain safe
operations. Furthermore, as the velocity is constant during
coasting, from (27), the term associated with dv/dt will tend to
zero, and all the required Pelec will be consumed only to
Fig. 11. Pelec with different values of Vmax. overcome losses. If Fig. 10 is to be compared with Fig. 11, it can
be noticed that variation of Vmax has more impact on Pelec than
the variation of M. This is because, if FR is neglected, it can be
seen from (28) that Pelec varies linearly with M and quadratically
with Vmax. Therefore, if more Eregen is desired to be acquired, the
speed profile of the train has to be modified to reach higher Vmax
within safe practical limits.
Fig. 12. Pelec with different values of ηinv.
6
thus, impact of decelerating time on regenerative energy could regenerating trains," IET Electrical Systems in Transportation, in press.
DOI: http://dx.doi.org/10.1049/iet-est.2015.0025.
be neglected. [5] S. Lu, P. Weston, S. Hilmansen, H. B. Gooi, C. Roberts, “Increasing the
The mathematical model also displayed that, sizing DC/AC Regenerative Braking Energy for Railway Vehicles”, IEEE Transactions
converter in reversible substations or ESS within DC traction on Intelligent Transportation Systems, Dec. 2014.
system, should consider the geographical location of the station. [6] P. H. Henning, H. D. Fuchs, A. D. Le Roux, and H. du T. Mouton, “A 1.5-
MW seven-cell series-stacked converter as an active power filter and
This is due to the fact that a 1o inclination might cause around regeneration converter for a dc traction substation,” IEEE Trans. Power
15% change in energy regenerated. Moreover, the loading level Electron., vol. 23, no. 5, pp. 2230–2236, Sep. 2008.
of the station (i.e. number of people using this station) may be [7] P. J. Grbovic, P. Delarue, P. Le Moigne, P. Bartholomeus, “Modeling and
considered if very high accuracy is sought, e.g. a more crowded Control of the Ultracapacitor-Based Regenerative Controlled Electric
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and inverter) of the trains has to be considered. For example, if [9] R. Barrero, O. Hegazy, P. Lataire, T. Coosemans, J. Van Mierlo, “An
Accurate Multi-Train Simulation Tool for Energy Recovery Evaluation in
the trains running through a specific station have deteriorated DC Rail Networks”, International Review on Modelling & Simulations;
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