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Hepatocellular carcinoma (HCC) is a complex disease most commonly arising in the background of chronic liver disease.
In the past two decades, there has been a significant increase in our understanding of both the clinical and molecular het-
erogeneity of HCC. There has been a robust increase in clinical trial activity in patients with poor prognostic factors, such
as macrovascular invasion and extrahepatic spread (EHS). We aimed to synthesize the evidence for the treatment of
patients with advanced HCC based on these baseline characteristics, including patients with both Child-Pugh (CP) scores
of A and B. A comprehensive search of several databases from each database inception to February 15, 2016 any language
was conducted. We included 14 studies (three randomized controlled studies [RCTs] and 11 observational studies). We
included studies that compared sorafenib, transarterial bland embolization/transarterial chemoembolization, yttrium-90/
radiation therapy, ablation (or combination), and no therapy. Two RCTs comparing sorafenib to best supportive care
demonstrated a consistent improvement in overall survival (OS) for patients with advanced HCC and metastatic vascular
invasion (MVI) and/or EHS and CP A liver disease (hazard ratio, 0.66 [95% confidence interval, 0.51-0.87]; I2 5 0%).
Several observational studies evaluated locoregional therapies alone or in combination with other treatments and were lim-
ited by very-low-quality of evidence. This was true for both patients with EHS and MVI. Conclusion: In patients with
advanced HCC and CP A liver function, sorafenib is the only treatment that has been shown to improve OS in random-
ized studies. High-quality data supporting the use of other treatment modalities in this setting, or in the setting of patients
with less compensated (CP B) liver disease, are lacking. (HEPATOLOGY 2018;67:422-435)
T
he optimal management of hepatocellular car- radiofrequency ablation (RFA), and/or liver trans-
cinoma (HCC) requires a multidisciplinary plant.(1) However, a large number of patients present
approach that brings together expertise in with disease beyond criteria that would be considered
liver surgery, hepatology, interventional radiology, and for curative approaches.
medical oncology. Current recommendations for Historically there has been a large unmet need for
screening aim to identify smaller tumors that can be systemic treatments in HCC. Only in 2008 were data
treated with curative intent with surgical resection, with the multikinase inhibitor, sorafenib, shown to
Abbreviations: AASLD, American Association for the Study of Liver Diseases; AFP, alpha-fetoprotein; CI, confidence interval; CP, Child-Pugh; cry-
oRx, cryotherapy; EHS, extrahepatic spread; GRADE, Grading of Recommendations Assessment, Development, and Evaluation; HAIC, hepatic arte-
rial infusion chemotherapy; HCC, hepatocellular carcinoma; HR, hazard ratio; MVI, metastatic vascular invasion; OR, odds ratio; OS, overall
survival; PICO, population, intervention, comparison, and outcomes; PVE, portal vein embolization; PVTT, portal vein tumor thrombosis; RCTs,
randomized controlled studies; RFA, radiofrequency ablation; RR, risk ratio; RT, radiation therapy (external beam); TABE, transarterial bland embo-
lization; TACE, transarterial chemoembolization; TAE, transarterial embolization; Y90, yttrium-90.
Received January 10, 2017; accepted June 16, 2017.
Additional Supporting Information may be found at onlinelibrary.wiley.com/doi/10.1002/hep.29486/suppinfo.
Supported by a contract from the American Association for the Study of Liver Diseases (AASLD) to M. Murad (Mayo Clinic).
422
HEPATOLOGY, Vol. 67, No. 1, 2018 FINN ET AL.
Copyright V
C 2017 by the American Association for the Study of Liver Diseases.
ARTICLE INFORMATION:
From the 1Department of Medicine, Division of Hematology/ Oncology, Geffen School of Medicine at UCLA, Los Angeles, CA; 2Massa-
chusetts General Hospital Cancer Center and Harvard Medical School, Boston, MA; and 3Evidence-based Practice Center, Mayo Clinic
Robert D. and Patricia E. Kern Center for the Science of Health Care Delivery, Mayo Clinic, Rochester, MN.
423
FINN ET AL. HEPATOLOGY, January 2018
language was conducted. The databases included Ovid evidence: risk of bias; indirectness (i.e., surrogate out-
Medline In-Process & Other Non-Indexed Citations, comes); imprecision (i.e., wide confidence intervals
Ovid MEDLINE, Ovid EMBASE, Ovid Cochrane [CIs]); inconsistency or heterogeneity; and publication
Central Register of Controlled Trials, and Scopus. bias.
The search strategy was designed and conducted by an
experienced librarian with input from investigators. STATISTICAL ANALYSIS
Supporting Table S1 shows the detailed search
strategy. We extracted hazard ratios (HRs) with 95% CIs
and calculated risk ratios (RRs), and 95% CI using
STUDY SELECTION bimanual distribution. We then pooled the log-
transformed HRs/RRs using the fixed-effect model
Using an online reference management system because of the small number of included studies. I2
(DistillerSR; Evidence Partners, Inc., Ottawa, Ontario, was used to assess heterogeneity, with values over 50%
Canada), two reviewers were independently screened suggesting high heterogeneity. Statistical analyses were
the titles and abstracts for potential eligibility. Full-text conducted using Stata software (version 13; StataCorp
versions of the included abstracts were retrieved and LP, College Station, TX). Because of the small num-
screened in duplicate. Disagreements were harmonized ber of studies, we could not assess publication bias by
by consensus and, if not possible by consensus, through examining funnel plot asymmetry or Egger’s regression
arbitration by a third reviewer. test.
DATA EXTRACTION
Results
We extracted the following variables from each
study: study characteristics, including primary author The initial search resulted in 2,779 citations for
and time period of study/year of publication; patient both questions. We eventually included 14 studies
baseline characteristics, including number of patients, (three RCTs(2,9,10) and 11 observational studies(11-21)).
age, number of lesions, size of hepatic lesions, level of Figure 1 shows the study selection process. Detailed
alpha-fetoprotein (AFP), stage of HCC, CP score, baseline characteristics of the studies are described in
and cause of cirrhosis; previous treatment; intervention Table 2.
details; and outcomes of interest.
METHODOLOGICAL QUALITY OF
METHODOLOGICAL QUALITY THE INCLUDED STUDIES
AND RISK OF BIAS ASSESSMENT For RCTs (Fig. 2), all the studies reported complete
We used a Cochrane risk of bias tools to assess the outcome data and no selective reporting. Two studies
methodological quality of randomized controlled stud- reported random sequence generation and blinding of
ies (RCTs) and modified Newcastle-Ottawa Scale the participants and personnel. One study reported
to assess the methodological quality of observational blinding of the outcome assessment, and no studies
studies. Quality of evidence was evaluated using the reported allocation concealment. For observational
Grading of Recommendations Assessment, Develop- studies (Fig. 3), the overall risk of bias is high attrib-
ment, and Evaluation (GRADE) approach.(8) We uted to unclear or high risk of bias in selection of
used the following criteria to evaluate quality of cohorts, outcome assessment, adequacy of follow-up,
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HEPATOLOGY, Vol. 67, No. 1, 2018 FINN ET AL.
and lack of source of funding reporting. Assessment of studies were CP class A cirrhosis (96.6%). Compared
the methodological quality for the studies included is to placebo, sorafenib improved OS with moderate
reported in Tables 3 and 4. quality of evidence (HR, 0.66 [95% CI, 0.51-0.87];
I2 5 0%).
One RCT(9) compared sorafenib plus cryotherapy
Q1: INTERVENTIONS TO TREAT (cryoRx) versus sorafenib alone and enrolled 104 HCC
ADULTS WITH CHILD CLASS A patients. A total of 80.9% of the patients were CP class
OR B CIRRHOSIS AND A cirrhosis. Compared to sorafenib alone, sorafenib
ADVANCED STAGE HCC WITH plus cryoRx showed no statistical significant improve-
MACROVASCULAR INVASION ment in 1-year survival rate with moderate quality of
evidence (RR, 1.7 [95% CI, 0.99-2.78]).
Fourteen comparative studies compared several One observational study(19) compared percutaneous
interventions to treat adults with CP class A or B cir- RFA versus control. The study enrolled 57 advanced
rhosis and advanced HCC with macrovascular involve- HCC patients with PVTT. A total of 78.9% of
ment. Eleven studies(9,11,13-21) included advanced patients were CP class A cirrhosis. Compared to con-
HCC patients with portal vein tumor thrombosis trol, percutaneous RFA reduced mortality (RR, 0.81
(PVTT). Summary of the evidence is presented in [95% CI, 0.67-0.97]). Quality of evidence was very
Table 5. low downgraded attributed to imprecision and serious
Two RCTs(2,10) compared sorafenib versus placebo risk of bias.
and reported overall survival (OS) as outcome of One observational study(20) compared TACE versus
interest. The majority of patients enrolled in the two radioembolization (Y90) and enrolled 323 advanced
425
TABLE 2. Characteristics of the Included Studies
Size
Study of the
Author, Design/ Patients Age Lesions CP Nodules AFP Follow-up Etiology Previous
Year Country Intervention (n) Male (n) (Years) Staging (n) Score (cm) (ng/mL) (Months) of HCC Treatment
Akiyama, Cohort/ Hepatic arterial infusion with a low dose of CDDP 10 8 56.1 6 15.7 TNM 5 NR 7.0 6 2.10 NR >7 5 7 NR HBV: 4 NR
2008(21) Japan and 5-FU administered over a 6-hour period on 3.7 6 0.48 HCV: 5
days 1-5 of the first and second week No HBV
HCV: 1
Supportive care 13 11 67.1 6 9.7 TNM 5 NR 8.5 6 2.20 NR >7 5 10 NR HBV: 4 NR
3.8 6 0.37 HCV: 8
No HBV
HCV: 1
Carr, Cohort/ TACE: 125 mg/m2 of body surface area of cisplatin 691 518 NR NR 1:518 NR NR 465 NR Alcohol: 217 NR
2010(20) North in 1 mg/mL of normal saline and infused into HBV: 97
America the right or left hepatic artery HCV: 132
Y90: 135-150 Gy to the treated lobe with bolus 99 70 NR NR 1:70 NR NR 58 NR Alcohol: 37
injection over 1-5 minutes into the right or left HBV: 9
hepatic artery HCV: 30
Cheng, RCT/China, Sorafenib: 400 mg orally twice-daily for 6 weeks 150 127 51 (23-86) BCLC C: 143 1:20 A: 74 NR 116 6 77.3 20 NR NR
2009(10) Taiwan, 2:52 B: 2
South Korea 3:30
4:48
Placebo 76 66 52 (25-79) BCLC C: 73 1:5 A: 146 NR 59 6 77.6 20 NR
2:27 B: 5
3:14
4:30
Giorgio, Case control/ Percutaneous RFA: of both the intrahepatic nodules 35 22 71 6 5 NR 1:35 A: 28 3.7 6 5.0 78.84 6 91.61 8-60 HBV: 7 NR
2014(19) USA, Italy and the portal thrombus under B: 7 HCV: 28
general anesthesia
Controls: untreated patients 22 15 73 6 3 NR 1:22 A: 17 4.3 6 0.4 78.46 6 1.00 2-10 HBV: 5
B: 5 HCV: 17
Kim, Retrospective Chemoembolization: 295 258 53 (46-60) NR NR A: 245 NR 400: 204 8 HBV: 230 HCV: 28 Sorafenib
2015(18) study/Korea TACE B: 50 20: 256 HBV and HCV: 8 treatment
Other: 29 for at least
4 weeks
Chemoembolization/RT: TACE followed by RT to 196 173 52 (46-60) NR NR A: 125 NR 400: 109 10.4 HBV: 175 HCV: 7
target PVTT 2-3 weeks after the first B: 71 20: 157 HBV and HCV: 1
chemoembolization session Other: 13
Sorafenib: 400 mg orally twice-daily 66 54 52 (46-59) NR NR A: 43 NR 400: 43 4 HBV: 57
B: 23 20: 59 HCV: 3 HBV and HCV:
0 Other: 6
Llovet, RCT/Europe, Sorafenib: 400 mg orally twice-daily 299 260 64.9 6 11.2 BCLC B: NR A: 284 NR 44.3 13 HBV: 56 NR
2008(2) Australasia, 54 B: 14 HCV: 87
North America, BCLC C: 244 Alcohol: 79
Central and Other: 28
South America Unknown: 49
TABLE 2. Continued
Size
Study of the
Author, Design/ Patients Age Lesions CP Nodules AFP Follow-up Etiology Previous
Year Country Intervention (n) Male (n) (Years) Staging (n) Score (cm) (ng/mL) (Months) of HCC Treatment
Placebo 303 39 66.3 6 10.2 BCLC B: 51 NR A: 297 NR 99 13 HBV: 55
BCLC C: 252 B: 6 HCV: 82 Alcohol:
80 Other: 29
Unknown: 56
Marelli, Retrospecti-ve I-lipiodol (1,000 MBq) 50 44 59 6 11 BCLC 1:22 A: 31 0.45 6 0.3 142 5.6 HBV: 8 NR
2009(17) study/UK A: 22 2:8 B: 14 (2-10,000) (0.3-35.1) HCV: 20
BCLC B: 23 3:6 C: 5 Alcohol: 5
BCLC C: 0 4:14 Virus 1 alcohol: 3
BCLC D: 5 Others: 14
TAE/TACE: Embolization was performed using 74 63 61 6 10 BCLC: 1:36 A: 43 0.51 6 0.34 29 9 HBV: 14
polyvinyl alcohol particles (Ivalon; diameter, A: 29 2:18 B: 28 (2-10,000) (0.3-56.8) HCV: 22
150-500 mm) under fluoroscopic guidance until BCLC B: 42 3:5 C: 3 Alcohol: 9 Virus 1
flow was stopped. BCLC C: 0 4:14 alcohol: 6
BCLC D: 3 Others: 23
Nagai, Retrospective Hepatic arterial infusion chemotherapy 20 16 66.4 6 7.0 Stage NR A: 11 NR 54,861.6 6 84 HBV: 5 NR
2015(16) study/Japan IVA: 15 B: 7 99,114.0 HCV: 8
IVB: 5 Other: 5
SF-HAIC group: 18 16 69.0 6 6.0 Stage NR A: 6 NR 15,237.9 6 60 HBV: 4
HAIC after receiving treatment with IVA: 13 B: 15 28,707.0 HCV: 11
sorafenib (400-800 mg) IVB: 5 Other: 6
Nakazawa, Retrospective Sorafenib: 400 mg twice-daily or 28 23 70 (61-78) NR NR A: 28 NR 680 NR HCV: 16 TACE/TAI:
2014(15) study/Japan 200 mg twice-daily (37-3,708) 15 RFA:
2 RT: 1
3D-CRT: A daily radiation dose of 1.8-2.0 Gy was 28 19 67 (61-70) NR NR A: 28 NR 43 NR HCV: 17 TACE/TAI: 20
administered with 6- or 10-MV x-rays using (10-1,096)
two- to four-port combinations.
Song, Retrospective/ Sorafenib 60 44 55.8 6 9.0 NR NR A: 47 <10:31 <200: 20 50 HBV: 41 Yes: 21
2015(14) Korea B: 13 10:29 200: 38 HCV: 5 No: 39
Alcohol: 8
Others: 6
Hepatic arterial infusion chemotherapy 50 38 54.3 6 9.9 NR NR A: 45 <10:22 <200: 15 40 HBV: 44 Yes: 19
B: 5 10:28 200: 35 HCV: 2 No: 31
Alcohol: 3
Others: 1
Tan, Retrospective Transcatheter arterial chemoembolization 64 42 56 (44-76) NR NR A: 32 7.5 NR 3 HBV: 41 NR
2014(13) study/China B: 30 (4.2-14.3) Non-HBV: 23
Transcatheter arterial chemoembolization plus 52 33 61 (45-80) NR NR A: 25 7.2 NR 3 HBV: 35
portal vein embolization B: 27 (3.2-15.1) Non-HBV: 17
Yang, Case Sorafenib-cryoRx: 400 mg 52 48 51.2 6 11.9 C: 52 52 A: 41 8.39 6 4.38 NR 10.5 (4-26) HBV: 52 NR
2012(9) control/ sorafenib twice-daily for B: 11
China at least 8 weeks. Following sorafenib
treatment, cryoRx was conducted
in those without absolute
contraindications.
TABLE 2. Continued
Size
Study of the
Author, Design/ Patients Age Lesions CP Nodules AFP Follow-up Etiology Previous
Year Country Intervention (n) Male (n) (Years) Staging (n) Score (cm) (ng/mL) (Months) of HCC Treatment
Sorafenib (control): 400 mg sorafenib twice-daily 52 47 52.6 6 8.3 C: 52 52 A: 43 8.32 6 2.72 NR 10.5 (4-26) HBV: 52
for at least 8 weeks B: 9
Yoon, Retrospective Sorafenibf 400 mg twice-daily 78 66 58.4 6 10.4 BCLC NR A: 60 NR 200: 31 NR Alcohol: 7 Curative
2014(12) study/Korea B: 4 B: 18 >200: 46 HBV: 52 treatment: 3
BCLC HCV: 5 Noncurative
C: 74 Unknown: 7 treatment: 40
Combined: 7 Additive
radiotherapy: 3
Cytotoxic chemotherapy: doxorubicin 60 mg/m2 14 11 59.9 6 11.2 BCLC NR A: 10 NR 200: 8 NR Alcohol: 2 Noncurative
and cisplatin 60 mg/m2 on day 1 with B: 0 B: 4 >200: 6 HBV: 9 treatment: 10
capecitabine at a dose of 1,000 mg/m2 BCLC HCV: 1 Additive
twice-daily from day 1 through day 14 C: 14 Unknown: 1 radiotherapy: 2
Combined: 1
Zhang, Retrospective Sorafenib-TACE: For TACE 10-20 mL of lipiodol 45 43 50.1 6 8.8 AJCC stage NR 5: 21 NR <20: 3 7.3 (2-18) HBV: 44 NR
2015(11) study/China mixed with 20-40 mg of epirubicin IIIA: 25 6: 13 >20: 42
AJCC IIIB: 3 7: 11
AJCC IIIC: 4
AJCC IV: 13
Sorafenib: oral 400 mg twice-daily 44 41 53.6 6 9.7 AJCC stage NR 5: 23 NR <20: 9 7.3 (2-18) HBV: 42
IIIA: 20 6: 11 >20: 35
AJCC IIIB: 4 7: 10
AJCC IIIC: 6
AJCC IV: 14
Abbreviations: CDDP, concomitant radiochemotherapy with cisplatin; 5-FU, 5-fluorouracil; SF, sorafenib; 3D-CRT, three-dimensional conformal radiotherapy; NR, not reported; TNM, tumor node
metastasis; BCLC, Barcelona Clinic Liver Cancer; AJCC, American Joint Committee on Cancer; HBV, hepatitis B virus; HCV, hepatitis C virus.
HEPATOLOGY, Vol. 67, No. 1, 2018 FINN ET AL.
HCC patients with PVTT. TACE improved median One observational study(18) compared chemoembo-
survival compared to Y90 with very low quality of evi- lization with/without radiation therapy (external beam;
dence (odds ratio [OR], 2.1 [95% CI 1.04-4.2]). RT) versus sorafenib and enrolled advanced HCC
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FINN ET AL. HEPATOLOGY, January 2018
patients with PVTT. In both CP class A (HR, 0.34 Q2: INTERVENTIONS TO TREAT
[95% CI, 0.24-0.48]) and CP class B (HR, 0.26 [95% ADULTS WITH CP CLASS A OR B
CI, 0.16-0.43]) HCC patients with cirrhosis, chemo- CIRRHOSIS AND ADVANCED-
embolization with/without RT improved OS com-
pared to sorafenib. Quality of evidence was very low
STAGE HCC WITH METASTATIC
downgraded attributed to imprecision and serious risk DISEASE
of bias. Four studies reported enrolled CP class A or B
One observational study(13) compared TACE plus patients with cirrhosis and advanced HCC with meta-
portal vein embolization (PVE) versus TACE alone static disease and reported mortality and /or survival
and enrolled 116 patients. TACE plus PVE improved outcomes. Summary of evidence is presented in
1-year survival compared to TACE alone (RR, 1.3
Table 6.
[95% CI, 1.05-1.7]). No significant improvement was
Two RCTs(2,10) compared sorafenib versus placebo
noticed in 3- and 5-year survival rate. Quality of evi-
and enrolled 311 patients. CP class A cirrhosis was
dence was very low attributed to serious risk of bias
96.6% of patients enrolled. Compared to placebo, sora-
and imprecision.
Several observational studies compared different inter- fenib showed no statistically significant improvement
vention, including: Iodine-131-lipiodol versus TACE/ of OS with moderate quality of evidence (HR, 0.84
transarterial embolization (TAE)(17); cytotoxic chemo- [95% CI, 0.67-1.1]; I2 5 0%).
therapy versus sorafenib(12); transhepatic arterial chemo- Two observation studies(12,18) enrolled 167 patients
therapy versus control(21); hepatic arterial infusion with advanced HCC and distant metastasis; one study
chemotherapy (HAIC) plus sorafenib versus HAIC(16); compared cytotoxic chemotherapy versus sorafenib and
sorafenib versus sorafenib plus TACE(11); radiotherapy the other compared chemoembolization with/without
versus sorafenib(15); and HAIC versus sorafenib.(14) No RT versus sorafinib. No statistically significant improve-
statistical significance improvement was noticed in sur- ment in OS was noticed in both studies with very low
vival with very low quality of evidence (Table 5). quality of evidence.
430
TABLE 5. Summary of Evidence for Outcomes Reported in Studies With Advanced HCC and Macrovascular Invasion
‡
TACE vs. Y90 Observational study 1 NR Median Survival 323 OR 2.1 丣
(1.04-4.2) VERY LOW*,†
‡
131-I-lipiodol vs. TACE/TAE Observational study 1 Class A (59.7%) 1-year survival rate 20 RR 2.6 丣
Class B (33.9%) (0.39-16.9) VERY LOW*,†
Class C (6.4%)
Cytotoxic chemotherapy vs. sorafenib Observational study 1 Class A (76.1%) Overall 49 HR 0.5 丣
Class B (23.9%) Survival (0.1-1.7) VERY LOW*,†
‡
Transhepatic arterial chemotherapy vs. control Observational study 1 Intervention 6-month survival rate 23 RR 11.5 丣
(7.0 6 2.10) (0.69 – 190.8) VERY LOW*,†
Control (8.5 6 2.20)
‡
Chemoembolization with/without RT vs. sorafinib Observational study 1 Class A (64.4%) Overall 262 HR 0.28 丣
Class B (35.6%) survival (0.20-0.40) VERY LOW*,†
‡
Chemoembolization with/without RT vs. sorafinib Observational study 1 Class A (100%) Overall 413 HR 0.34 丣
survival (0.24-0.48) VERY LOW*,†
‡
Chemoembolization with /without RT vs. sorafinib Observational study 1 Class B (100%) Overall 144 HR 0.26 丣
survival (0.16-0.43) VERY LOW*,†
‡
Chemoembolization vs. sorafenib Observational study 1 Class A (79.8%) Overall 361 HR 0.67 丣
Class B (20.2%) survival (0.47-0.95) VERY LOW*,†
‡
Chemoembolization/RT vs. Observational study 1 Class A (75.4%) Overall survival 491 HR 0.56 丣
chemoembolization Class B (24.6%) (0.45-0.71) VERY LOW*,†
‡
TACE 1 PVE vs. TACE Observational study 1 Class A (50%) 1-year survival 116 RR 1.3 丣
Class B (50%) (1.05-1.7) VERY LOW*,†
3-year survival rate 116 RR 1.5 丣
(0.84-2.54) VERY LOW*,†
5-year survival rate 116 RR 15.9 丣
(0.92-276.60) VERY LOW*,†
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FINN ET AL.
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FINN ET AL.
TABLE 5. Continued
TABLE 6. Summary of Evidence for Outcomes Reported in Studies With Metastatic Disease
*Methodological limitations.
†Imprecision.
Abbreviation: ES, effect size; RCT, randomized control trial.
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FINN ET AL. HEPATOLOGY, January 2018
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