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Personal Relationships, 3 (1996), 81-96. Printed in the United States of America.

Copyright 0 1996 Cambridge University Press. 1350-4126/96$7.50 + .OO

Is love a “basic” emotion?

PHILLIP R. SHAVER: HILLARY J. MORGAN,” AND SHELLEY WU,b


aUniversity of California, Davis; and bDrexel University

Abstract
This article documents the neglect of love in many contemporary emotion theories, despite its prominence in
the lay psychology of emotion. We argue that love should be considered a basic emotion, like anger, sadness,
happiness, and fear. We discuss the criteria that various theorists use to distinguish basic from nonbasic
emotions, and we marshal arguments and evidence from a variety of sources suggesting that love fits the
criteria for basicness. We conclude that a number of controversies over the status of love can be resolved by
distinguishing between the momentary surge form of love, a basic emotion having properties similar to joy,
sadness, fear, etc., and relational love, a bond that develops between people, associated with states that include
not only surge love, but many other emotions such as distress and anxiety. Finally, we suggest that “love” is the
broad, everyday name for emotions related to three interrelated behavioral systems discussed by Bowlby
(1979): attachment, caregiving, and sex.

Many contemporary theories of emotion emotions such as joy, anxiety, and jealousy
identify a relatively small set of “basic” or (Izard, 1991); that it is a sentiment or atti-
fundamental emotions, usually including tude rather than an emotion (Ekman, 1992;
happiness, surprise, anger, sadness, and fear. Frijda, Mesquita, Sonnemans, & van
The number of purportedly basic emotions Goozen, 1991); that, unlike happiness, sad-
varies from theory to theory, as do the cri- ness, and irritability,it cannot occur without
teria for deciding whether a particular emo- an “object” (Oatley & Johnson-Laird,
tion warrants basic status. But most con- 1987); and that it, like jealousy and certain
temporary emotion theorists (e.g., Ekman, other states, is a multiperson “plot” rather
Frijda, Izard, Oatley, and Johnson-Laird) do than a basic emotion (Ekman, 1984,1992).
not include love in their lists of basic emo- The omission of love from most contem-
tions; as a consequence, love receives less porary lists of basic emotions stands in
attention from emotion researchers than its sharp contrast to studies (e.g., Fehr &
place in everyday life would lead one to Russell, 1984; Shaver, Schwartz, Kirson, &
expect. Theorists offer several reasons for O’Connor, 1987; Shaver, Wu, & Schwartz,
excluding love: that it is a mixture of other 1992) showing that love is one of the most
prototypical emotions in the minds of
laypersona To the present authors, whether
Preparation of this article was supported in part by a we think of ourselves as social psychologists
grant from the National Institute of Mental Health, interested in close relationships or as peo-
T32MH18931, to the Postdoctoral Training Program ple involved in relationships of our own, it
in Emotion Research (Paul Ekman, Director). Some
of the findings on attachment were taken from re-
seems odd that love-the subject of so
search funded by grant BSN-8808736 from the Na- many emotional poems, songs, and life sto-
tional Science Foundation (to Phillip Shaver and ries-fails to achieve basic status. Although
Cindy Hazan). The authors are grateful to Ira Rose- at first glance the issue of love’s basic or
man and an anonymous reviewer for helpful com- nonbasic status may seem insignificant, it
ments on an earlier draft of the article.
Address reprint requests to: Phillip R. Shaver, actually matters a great deal to the psychol-
Department of Psychology, University of California, ogy of emotion. Because most theorists fo-
Davis, CA 95616-8686. e-mail: prshaver@ucdavis.edu. cus exclusively on “basic” emotions, love is
81
82 PR. Shaver, H.J. Morgan, and S. Wu

often ignored in emotion research. Many of theoretically basic emotions. Although


questionnaire measures (e.g., the Differen- the lists differ in content and length, most
tial Emotions Scale; Izard, Dougherty, have in common their omission of love. Al-
Bloxom, & Kotsch, 1974) and laboratory though early emotion theorists such as
procedures for eliciting emotions fail to in- James (1884) and Watson (1930) included
clude love. Similarly,Scherer and Wallbott’s love in their lists of fundamental emotions,
(1994) recent worldwide study of cross-cul- most present-day theorists do not. Over the
tural similarities and differences in emo- years, Ekman (1992) has liberalized his cri-
tional experience says nothing about love. teria for basic emotions and consequently
Many recent emotion textbooks and theo- has entertained the possibility that what
retical overviews (e.g., Reeve, 1992;Scherer was once the only positive emotion in his
& Ekman, 1984) do not list “love” in their list, “happiness” or “enjoyment,” may be
indexes, and others (e.g., Izard, 1991) ad- analyzable into several discrete emotions
dress it near the end as something that can- (e.g., amusement, contentment, excitement,
not be ignored, but fails to fit comfortably pride in achievement, relief, satisfaction,
into the author’s conceptual scheme. sensory pleasure). But he still omits love.
In the present article, we take a close Lazarus (1991), perhaps because his theory
look at the status of love in contemporary is organized around “core relational
theories of emotion and at the criteria used themes” rather than facial expressions, is a
to exclude it from lists of basic emotions. rare exception (see Table 1). If emotions
We believe there is a plausible argument are conceptualized in terms of appraised
against every major reason for not consid- and felt relationships between a person and
ering love to be a fundamental emotion and objects, people, or events in the environ-
a coherent way to account for love’s special ment, it is difficult to ignore love, an emo-
characteristics. tion evoked in relation to a particular other.
Roseman’s (1994) theory, which is similar
to Lazarus’s, distinguishes among 17 basic
The Absence of Love from Lists
emotions, including love (see Table 1). Like
of Basic Emotions
Lazarus, Roseman places relatively little
Table 1, adapted from Ortony and Turner defining emphasis on facial expressions.
(1990), contains several representative lists Both Roseman and Lazarus emphasize the

Table 1. Typical contemporary lists of basic emotions


Reference Basic or Fundamental Emotions
Ekman, Friesen, & Ellsworth (1982) anger, disgust, fear, joy, sadness, surprise
Ekman (1992) anger, disgust, fear, sadness, and enjoyment (which may
include several distinct positive emotions), and perhaps
contempt, surprise, guilt, interest, shame, embarrassment,
awe, and excitement
Izard (1991) anger, contempt, disgust, sadness, enjoyment-joy, fear,
interest-excitement, surprise-astonishment (and possibly
guilt, shame, and shyness)
Lazarus (1991) anger, fright-anxiety, guilt-shame, sadness, envy-jealousy,
disgust, happiness-joy, pride, love-affection, and relief
Oatley & Johnson-Laird (1987) anger, disgust, fear, happiness, sadness
Panksepp (1992) expectancy, fear, rage, panic (and possibly joy, lust,
nurturance, greed, and dominance)
Roseman (1994) anger, contempt, disgust, dislike, distress, fear, frustration,
guilt, hope, joy, pride, regret, relief, sadness, shame,
surprise, love

Note: Aspects of this table are adapted from Table 1of Ortony and ’Ibrner (1990).
Love as a basic emotion 83

cognitive appraisals that characterize each theorists borrow heavily from everyday
emotion and the complex action tendencies knowledge about emotions but ignore love,
elicited by these appraisals. they should have good reasons for the
Interestingly, even theorists who concep- omission. Moreover, the more central love
tualize emotions in terms of a circumplex is to the ordinary conception of emotion,
and who use a large number of terms to the better the reasons psychologists should
label regions of the emotion space fail to have for leaving it out.
include love. Using two slightly different Fehr and Russell (1984) asked 200 Cana-
lists, Russell (1980,1983), for example, cre- dian subjects to “list as many examples as
ated a circumplex representation of emo- you can of the category EMOTION.” No
tion based on two abstract dimensions: special definition of “emotion” was pro-
pleasure-displeasure and arousal-sleep. vided. The top six (out of 196) emotions
His large set of emotion terms included listed by at least two subjects were: happi-
“afraid, alarmed, alert, angry, annoyed, ness (listed by 152 people), anger (149),
aroused, astonished, at ease, bad-tempered, sadness (136), love (124), fear (96), and hate
bored, calm, content, delighted, depressed, (89). Other emotions viewed as basic by
disappointed, discouraged, distressed, many emotion theorists were mentioned by
droopy, excited, frustrated, glad, gloomy, only a few subjects-e.g., disgust (27), sur-
happy, hurt, miserable, pleased, relaxed, prise (17), shame (4), and contempt (2). In
sad, satisfied, serene, sleepy,tense, tired, and a second study, Fehr and Russell asked sub-
troubled”-but not loving, in love, tender, jects to read a list of psychological states
or affectionate. In a similar analysis, but one (e.g., dizziness, anger, stubbornness, love,
focusing on positive affect and negative af- alertness) that contained a number of emo-
fect as independent dimensions rather than tions taken from the top 20 terms generated
Russell’s pleasure and arousal dimensions, in the previous study. Subjects were asked
Watson and Tellegen (1985) labeled sec- to generate a category name for each state,
tions of the emotion space “active, aroused, and the seven states most often labeled
astonished, at rest, blue, calm, content, dis- “emotion” were: sadness (66.7%), love
tressed, drowsy, dull, elated, enthusiastic, (6O.O%), happiness (6O.O%), anger (56.7%),
excited, fearful, grouchy, happy, hostile, jit- hate (50.0%), joy (50.0%), and fear
tery, kindly, lonely, nervous, peppy, placid, (46.7%). By both methods, therefore-list-
pleased, quiescent, quiet, relaxed, sad, satis- ing examples of the emotion category and
fied, scornful, sleepy, sluggish, sorry, still, providing a category name for several emo-
strong, surprised, unhappy, and warm- tions-love proved to be a prototypical
hearted”-but again, not loving or in love. emotion.
In a third study, Fehr and Russell pre-
sented a new group of subjects with the 20
Love Is a Basic Emotion in the Minds
most frequently named emotion terms
of Laypersons
from their first study and asked the subjects
The connections between experts’ psycho- to rate each item on a 1 to 6 scale ranging
logical concepts and everyday or “folk” from “an extremely poor example of ‘emo-
psychological concepts is especially impor- tion’” to “an extremely good example of
tant in the study of emotion: researchers ‘emotion.”’ The average ratings of the
have not freed themselves from everyday seven terms considered the best examples
concepts, and it is not clear that they ever of “emotion” were: love (5.46 out of 6), hate
will or in fact should. No psychologist (5.26), anger (5.15), sadness (5.04), happi-
knows what anger, fear, or shame are inde- ness (5.00),joy (4.89), and fear (4.78). (Dis-
pendent of folk knowledge, and most stud- gust, considered by many theorists to be a
ies of these emotions test hypotheses de- basic emotion, ranked 15th out of 20, with a
rived from intuition and everyday mean of 3.71.) Shaver et al. (1987) con-
observations of self and others. If emotion ducted a similar study using many more
84 P R . Shaver, H.J.Morgan, and S. Wu

emotion terms and involving American netic precedence for a distinctive facial ex-
rather than Canadian subjects. They had pression, (3) multiple signals in the voice as
subjects rate terms on a 4-point scale rang- well as the face, (4) limited duration, (5)
ing from “I definitely would not call this an context-sensitive timing, ( 6 ) expressions
emotion” to “I definitely would call this an that are graded in intensity, (7) an expres-
emotion.” Once again “love” was given the sion that can be totally inhibited, (8) an
highest rating, with the top six emotions expression that can be convincingly simu-
being love (3.94), anger (3.90), hate (3.84), lated, (9) pan-human commonalties in the
fear (3.83), happiness (3.77), and sadness elicitors of the emotion, and (10) a pan-hu-
(3.68). Finally, in a study of word frequen- man distinctive pattern of ANS and CNS
cies in printed English, love appears more changes. It is clear that these criteria are
frequently than any other emotion term, rooted in Ekman’s well-known emphasis
both as a noun and as a verb (Frances & on facial expressions, or emotion “signals.”
Kucera, 1982).Love was listed 179 times as For example, in 1984 Ekman wrote that “if
a noun and 145 times as a verb, compared there is no distinctive universal facial ex-
with the following frequencies, respectively, pression associated with a given state,
for other common emotion terms: fear (141 which functions as a signal, I propose that
and 53), surprise (49 and 76), anger (48 and we not call that state an emotion” (p. 330).
l), joy (47 and 0), happiness (23 and 0), More recently, Ekman (1992) revised his
sadness (6 and l ) , and hate (10 and 66). criteria, claiming that emotions are marked
The fact that love is a common or famil- by: (1) distinctive universal signals, (2)
iar emotion does not in itself dictate that it presence in other primates, (3) distinctive
is basic in the minds of ordinary perceivers. physiology, (4) distinctive universals in an-
Shaver et al. (1987) explored the possibility tecedent events, (5) coherence among emo-
that love and other emotions might be tional responses, (6) quick onset, (7) brief
“cognitively basic” (in Rosch’s, 1978, sense) duration, (8) automatic appraisal, and (9)
by asking subjects to sort 135 prototypical unbidden occurrence. More interesting for
emotions into groups of similar or closely present purposes are some of Ekman’s
related emotional states. One of the six ma- summary comments, which suggest a weak-
jor clusters to emerge from this sort was a ening of his previous emphasis on facial ex-
family of love-related terms such as “love,” pressions:
“affection,” “tenderness,” and “infatu-
ation.” This sort indicates that love is in- I see no reason to argue that the unique signal
deed a cognitively basic category, along must be facial. Vocalization would be just as
with only a few other emotions: happiness, good, or a patterned, distinctive set of body or
anger, sadness, fear, and possibly surprise. head movements with or without the face. . . . I
Oddly enough, love is the only emotion in do not think any of the nine characteristics
that handful that gets systematically ex- should be regarded as the sine qua non for emo-
cluded from contemporary lists of basic tions, the hallmark which distinguishes emotions
emotions. from other affective phenomena. (p. 192)

Izard (1992) used criteria similar to Ek-


Emotion Theorists’ Criteria man’s, although not as extensive: (1) innate
for Basic Emotions
neural substrates, (2) a unique and univer-
Given that most people consider love to be sally recognized facial expression, and (3) a
an important, prototypical, and cognitively unique feeling state. The most distinctive of
basic emotion, on what grounds do theo- Izard’s criteria is the unique feeling state.
rists exclude it from lists of basic emotions? Ekman (1992) acknowledged that “the sub-
Ekman (1984) initially proposed that emo- jective experience of emotion, how each
tions meet the following 10 criteria: (1) a emotion feels, is for some at the center of
distinctive pan-cultural signal, (2) phyloge- what emotion is” (p. 175). But he excluded
Love as a basic emotion 85

this criterion because “too little is known relevance to the present article, the system
about how subjectivity maps on to other Panksepp labels “panic” is associated with
aspects of an emotional experience” (p. at least two emotive responses: (1) the
175). (Notice, however, that the term “expe- panic and distress that occur when a young
rience” implies subjectivity.) animal is separated from its parent; and (2)
Oatley and Johnson-Laird (1987; see the positive feelings accompanying success-
also Oatley, 1992) used at least four criteria ful proximity maintenance (e.g., a duckling
to determine which emotions are basic. following its parent, a young primate riding
Three of these were very similar to the cri- on its parent’s shoulder). The panic system
teria used by Ekman and Izard: (1) distinc- is directly linked to distress vocalization
tive eliciting conditions, (2) physiological and to other behaviors associated with suc-
specificity,and (3) cross-culturally universal cessful parent-offspring proximity mainte-
expressions. The fourth criterion was nance. This system therefore appears to be
unique and therefore received more exten- quite similar (if not identical) to the prox-
sive commentary: (4) experiences ‘that are imity maintenance system labeled “attach-
phenomenological primitives-states that ment” by Bowlby (1969,1979).By referring
cannot be analyzed further. Nonbasic emo- only to the negative emotional side of the
tions, which are designated by what Oatley “panic” system, Panksepp ignores the pos-
(1992) calls “contextual emotion terms,” sibility that the positive side is a form of
can be further analyzed. They can be bro- love. Hence, love is neither named nor ex-
ken down into basic emotions plus informa- plicitly studied.
tion about causes, objects, relationships, and
self-evaluations. According to this analysis,
How Do Theorists Characterize Love
“love,” “jealousy,” and “pride” refer to one
if Not as a Basic Emotion?
or more basic emotions in particular kinds
of causal contexts. One advantage of this Most emotion theorists mention love, but
analysis, according to Oatley, is that it can emphasize that its characteristics prevent it
explain moods fairly directly: moods are ba- from being a basic emotion. Ekman (1984,
sic emotions that “recycle” or continue for 1992), for example, labels grief, jealousy,
a period of time with no apparent cause and infatuation (a form of love) as “plots”
(i.e., no obvious object). It is possible, ac- rather than emotions, because their defin-
cording to Oatley, to wake up in the morn- ing context includes more than one person
ing and say, “I feel sad today, but I don’t as well as particular kinds of roles and situ-
know why,” whereas it would be odd to say, ations. Infatuation involves at least two
“I feel love today, but I don’t know why.” people, as does grief; and jealousy involves
Love (like disgust and contempt, among three. For each of these feeling states there
many other emotions) requires a target or is a characteristic story or script (person 1
object. begins to fall impulsively or fatuously in
According to Panksepp (1992), what love with person 2; person 1loses person 2;
other theorists call basic emotions are actu- person 1 is aware of a rival for person 2’s
ally manifestations of innate “executive affection). In Ekman’s estimation, an expe-
neural systems” that are identifiable in the rience that requires this much social con-
brain. These systems “instigate and orches- text cannot be a basic emotion. (However,
trate the various facets of a coherent set of this criterion has not kept Ekman from pro-
emotive responses (physiological, behav- posing that contempt is a basic emotion,
ioral, and psychological)” (p. 555). Pank- even though contempt involves at least two
sepp seems confident about the existence people and a “script” according to which
of four such systems: expectancy, fear, rage, one person judges-or “looks down his
and panic. Interestingly, the systems seem nose”-at another).
to be more complicated than the single Another possible strategy is to empha-
emotion labels he applies to them. Of most size love’s dispositional (long-lasting) qual-
86 P R . Shaver,H.J. Morgan, and S.Wu

ity, which supposedly distinguishes it from “love,” when used as a synonym for attach-
momentary emotions such as amusement ment, does refer to a bond that causes a
or disgust. Frijda et al. (1991) call love a host of different emotions. But this does not
sentiment, “a disposition to respond emo- rule out the possibility that momentary
tionally to a certain object” (p. 207). The bursts, or surges, of love are among those
term “love” is used this way when a woman emotions.
reports that she loves her husband, even
when she is currently annoyed with him or
Momentary Surges of Love
perhaps is not feeling much of anything to-
ward him. Frijda et al. go on to say that Although it is true that the word “love”
“affections and aversions towards individu- sometimes refers to a sentiment or emo-
als or groups are sentiments, [as] are emo- tional disposition, this does not make it dif-
tionally charged attitudes towards issues ferent from other emotions that theorists
and political entities” (p. 207). Ekman have regarded as basic. For example, one
(1992) has pursued this strategy, too, refer- person can hate or be angry at another for
ring to love and hatred as “emotional atti- a very long time, and it is quite possible to
tudes” because they are “more sustained be happy or sad (about a particular event)
[than the states he classifies as emotions] for an extended period. In fact, it seems
and typically involve more than one emo- reasonable to entertain the possibility that
tion” (p. 194). there is a dispositional form of every basic
The last clause of Ekman’s statement in- and many nonbasic emotions. The point is
troduces still another conceptual strategy: not, therefore, that some emotions are
viewing love not as a pure emotion, but as “emotions” and others are “dispositions,”
a mixture of more basic emotions. Accord- but that there are momentary surges of
ing to Izard (1991): every emotion as well as more long-stand-
ing, dispositional forms. In the case of love,
Love is perhaps the strongest of all the phenom- there are surges of love-moments when
ena in the domain of emotions, . . . but it is not a we feel especially in-love or loving-as well
discrete emotion like joy or sadness. There are as the more dispositional forms of love dis-
certain times when our love for someone puts us cussed by Ekman, Izard, and Frijda et al.
in situations in which we experience sadness. Surges of love can exhibit rapid onset and
This may be due to a disappointment or separa- gradations of intensity, and they can be
tion, but it is because of our love relationship
fleeting, just like the short-lived bursts of
that we feel the sadness. We also know that the
one we love can make us very angry. Some peo- basic emotion measured by Ekman and
ple think their greatest frustrations and their others in the laboratory.
most intense anger are elicited by people they Lazarus (1991) is one of the few contem-
love. What I am suggesting is that the intense porary theorists to consider both kinds of
involvement between two people who love each love-dispositional and state-like. He ac-
other makes possible the arousal of strong emo- knowledges that “love commonly means a
tions of several varieties. (p. 394) social relationship rather than an emotional
process or state, a relationship that could
These observations are all accurate enough, involve the emotion of love at some times
but Izard seems not to consider that anger and not at others, as well as anger, guilt,
as well as love can “put us in situations in shame, and jealousy” (p. 274). He notes,
which we experience sadness,”just as being however, that “when ‘love’ means an emo-
repeatedly frightened by someone can tion, it is a process or a momentary state, a
make us angry, and so on. In other words, reaction that comes and goes.” Like the
Izard is trying to strike love from his list of other basic emotions analyzed by Lazarus,
basic emotions using arguments that apply love is characterized by a core relational
just as well to the dispositional forms of the theme (a particular relationship between
emotions he retains. We agree with him that self and object, or environment, that links
Love as a basic emotion 87

an evaluation or appraisal with a particular quickly, their breathing is hurried, and their
action or action tendency). This theme is faces flush” (p. 79). Darwin describes the
described as follows: “desiring or partici- main action tendency of love as “a strong
pating in affection, usually but not neces- desire to touch the beloved person” (p.
sarily reciprocated. In romantic love this 213). Moreover, he believes that other spe-
consists of viewing the partner at a given cies exhibit this same action tendency:
moment in a highly positive way, probably
but not necessarily with desire or passion, With the lower animals we see the same princi-
and the seeking of and yearning for sexual ple of pleasure derived from contact in associa-
intimacy, which may have already been at- tion with love. Dogs and cats manifestly take
tained” (p. 276). pleasure in rubbing against their masters and
Shaver et al. (1987) asked 60 college- mistresses, and in being rubbed or patted by
aged subjects to write accounts of moments them. Many kinds of monkeys . . . delight in
when they themselves felt “particularly in fondling and being fondled by each other. (Dar-
love or loving” (the “self” condition) and 60 win, 187211965,p. 213)
additional subjects to describe what typi-
cally happens when a person feels this way Morris (1971) mentions the flushing or
(the “typical” condition). These instructions blushing that occurs in the presence of the
emphasized surges of love rather than a dis- loved one, as well as dilation of the pupils of
position or sentiment. Subjects’ accounts the eyes and an increase in tear production
were coded to determine the most common that causes the eyes to glisten. Hatfield and
antecedents and response components of Rapson (1993) summarize a study con-
love, which were very similar in the self and ducted in their laboratory (Hatfield, Hsee,
typical conditions. Among the antecedents Costello, Schalenkamp, & Denney, in press)
were: finding the other attractive; feeling in which subjects were unobtrusively video-
loved or appreciated by the other; commu- taped while reading aloud sad, angry, fear-
nicating easily and openly with the other. ful, joyful, or loving scripts. While reading
Among the response components were: be- the scripts, subjects reported elevations in
ing obsessed with the other; being forgetful the corresponding emotion, and other sub-
or distracted, daydreaming about the other; jects, acting as judges, were able to detect
wanting to spend time (perhaps a lifetime) which emotion was being portrayed based
with the other; wanting physical closeness solely on nonverbal cues. Hatfield et al. (in
with the other; feeling self-confident and press) report that subjects reading the love
energetic because of the other. Some of scripts had softer, more tender expressions
these reactions are readily observable and and appeared more relaxed than subjects
so presumably could be studied empirically. reading the other four scripts. Similarly,
Neither Lazarus’s intuitive description Bloch, Orthous, and Santibanez (1987)
nor Shaver et al.’s research-based love pro- studied the body language associated with
totype provides many details about facial joy versus love/eroticism and lovekender-
expressions or specific action tendencies ness. They report that both types of love
during surges of love, but we suspect that appeared distinct from joy and were char-
there are characteristic expressions and ac- acterized by relaxed facial muscles.
tion tendencies that could be studied em- Love/eroticism was accompanied by semi-
pirically. For example, Darwin (1872/1965), closed eyes, whereas love/tenderness was
describes facial expressions associated with associated with a slight smile and a slight
two forms of love, maternal and romantic. head tilt.
Although he says it is difficult to charac- Although there is currently little re-
terize the expression of maternal love, he search on a “love face” or other nonverbal
notes that the maternal face is marked by signs of love, there is good reason to believe
“a gentle smile and tender eyes” (p. 78), that they exist, and that surges of love will
whereas romantic lovers’ “hearts beat eventually meet Ekman’s “universal signal”
88 RR. Shaver, H.J. Morgan, and S. Wu

criteria for basic emotions. Some of these Frijda (1986) has discussed emotions, in-
reactions will probably resemble the fairly cluding love, in terms of action tendencies
automatic, innate expressions of other basic and states of action readiness. “Tenderness
emotions (e.g., “Duchenne” smiles; Ekman can be regarded as the impulse toward ten-
& Friesen, 1982),whereas others may prove der-that is, caregiving-behavior; or else
to be voluntary or sometimes deliberate as the acute act of recognition of an object
(like polite flight-attendants’ smiles; as a fit object for such behavior. Love and
Hochschild, 1983). affection refer, among other things, to that
Carlson and Hatfield (1992) and Hat- urge toward proximity seeking in which
field, Cacioppo, and Rapson (1994) mention proximity as such is the satisfaction; or else
several other indicators of love: behavioral they refer to the act of stopping to note
synchrony between partners, mimicking of a some object as fit for being-with” (p. 83).
partner’s expressions,“catching” a partner’s These action tendencies can presumably
feelings (by emotional contagion), certain occur in momentary surges of love or af-
kinds of vocal qualities (including “oohs fection; no lasting disposition is required.
and ahs”), and a host of behaviors observed Lazarus (1991) also talks about caregiving
in a very interesting classic study of chil- tendencies as part of love: “These manifes-
dren’s experiences of love (Bell, 1902, p. tations of affection communicate to the
330)-e.g., hugging, kissing, lifting each loved one that he or she is valued and se-
other, scuffling, sitting close to each other, cure in the relationship” (p. 279). He seems
confessing their love to each other and to to be thinking of dispositional love in this
other people, talking about each other when case, but the same manifestations might
apart, seeking each other out and excluding also be present in a momentary surge of
others, grief at being separated, giving of love.
gifts, extending courtesies withheld from Although none of the works or com-
others, making sacrifices for each other, and ments cited in this section provide a con-
feeling jealous. This list probably includes vincing,coherent case for “surge love” as an
indicators of both momentary surge and emotion that meets theorists’ criteria for
dispositional forms of love. basicness, and several of the authors sug-
The importance of mutual gazing as an gest that there may be more than one form
expression of love was demonstrated in a of “surge love” (e.g., maternalkender, ro-
well-known study by Rubin (1973). Couples mantic/erotic), the evidence suggests that
who reported being more intensely in love an empirical case for one or more basic
spent more time in mutual gaze than did forms of love can eventually be made.
couples less intensely in love. More recently, Surges of love seem identifiable, both to the
Kellerman, Lewis, and Laird (1989) ma- individual experiencing them and to out-
nipulated gaze and found that mutual gaz- side observers. In Table 2 we list common
ing could momentarily increase feelings of criteria for basicness and show how surges
romantic love. They assigned opposite-sex of love, affection, or tenderness might meet
strangers to one of four gaze conditions as a these criteria. Further research (currently
“warm-up” to a supposed ESP study: (1) underway in our laboratory) is needed to
gazing at each other’s hands, (2) having one determine whether our hunches about
partner gaze at the eyes of another while the these characteristics of love surges can be
other looked away, (3) having both partners adequately supported empirically.
look at each other’s eyes in order to count In the following section we consider in
eyeblinks, and (4) gazing into each other’s detail one of the most important criteria of
eyes in an attempt to gain rapport. In the basicness, cross-cultural and trans-historical
latter condition, which was most like lovers’ universality. Almost no one has suggested
natural gazing, subjects reported experienc- that maternal love is exclusive to late-Euro-
ing greater interest in, attraction toward, pean societies,but this claim has often been
and warmth and love for their partner. made about romantic love. Therefore, we
Love as a basic emotion 89

Table 2. Proposed features of love “surges” that may meet accepted criteria for basic
emotions

Distinctive universal signals (in the face, voice, or movements)


a. caregiving/maternal love: soft, subdued smile; soft, high voice
b. romantic love: flushing, giddy smile, raised shoulders, sideways glances
c. general: glistening eyes, baby talk/motherese, eye contact, touching, increasing physical
closeness
Distinctivefeeling state (which cannot be analyzed into separate emotions)
warm rush accompanied by fascination and a desire to be close
Presence in other mammals (especiallyprimates)
affectionate postures, bodily contact (in cats, dogs, and primates), warm purrs, caresses, squeals
of delight (all noted by Darwin, among others)
Distinctivephysiology (ANS, neural circuits, etc.)
not studied, except for Panksepp’s work on the positive side of the “panic” (attachment/
separation) system
Distinctive eliciting conditions or antecedent events
perceiving another as especially desirable and/or open to special closeness
Quick onset
a sudden rush of intense feeling
Brief duration
the rush comes and goes, in response to appreciating the other’s special qualities
Automatic appraisal
love surges arise automatically, without careful, conscious analysis of the love object
Unbidden occurrence
love surges arise naturally; they cannot be willed

Note: These features are based partly on the literature reviewed in the present article, partly on an examina-
tion of love surges in commercial films, and partly on informal interviews.These features are speculative but
worthy of consideration.

will look specifically at the universality of 1994), we encounter romantic love so in-
this form of love. tense that, except for the form of some of
the language, an uninformed reader might
assume that it was written by a modern
Evidence for the Universality teenager or excerpted from a contempo-
of Romantic Love rary romance novel. Although the lovers in
question were clearly involved in a roman-
Should physicians come/ their drugs could not tic relationship (hence experiencing dispo-
cure/ my heart, nor could the priests/ diagnose sitional love), certain components of their
my disease./ Should they say, ‘Here/ she is,) that imagined reunion-e.g., regaining “health,”
would heal me./ Her name would restore me./ embracing passionately, widening of the
Should her messengers/ come and go, that/ is
eyes-are surge-like. Until recently, anthro-
what would revive my heart./ More potent than
herbs/ my lover is to me./ More powerful too is pologists and historians tended to ignore
she/ than books of medicine./ Her arrival from love in their accounts of other times and
outsidel is my amulet. At the sight/ of her I re- places or to argue that it did not exist ex-
gain my health./ She widens her eyes at me,/ and cept in recent centuries and among certain
my body becomes young./ She speaks and I am social classes. For example, Stone (1988), a
strong./ I embrace her. She banishes/ the sick- highly respected historian, asserts that “if
ness from me. romantic love ever existed outside of
Europe, it only arose among the nonwest-
In this Egyptian poem, composed more ern nation-states’ elite who had the time to
than three thousand years ago (Fowler, cultivate an aesthetic appreciation for sub-
90 P R . Shaver, H.J. Morgan, and S. Wu

jective experiences” (p. 16). Averill (1980), counts affirmed the existence of passionate
typical of today’s social-constructionist love; (4) native accounts mentioned roman-
theorists of emotion, accepts de Rouge- tic anguish and longing (including lovesick-
mont’s (1940/1983) historical analysis of ness); and (5) there were love songs or folk
Love in the Western World, according to stories depicting romantic involvement.
which romantic love was invented in Jankowiak and Fischer (1992) concluded as
twelfth-century Europe. follows: “The fact that we are able to docu-
Nevertheless, Jankowiak and Fischer ment the occurrence of romantic love in
(1992), two contemporary anthropologists 88.5 percent of the sampled cultures [147
interested in the universality of romantic out of 1661 stands in direct contradiction to
love, describe how during the Sung Dy- the popular idea that romantic love is es-
nasty in China (928-1233 c.E.) the most sentially limited to or the product of West-
popular tale among both the literary and ern culture. Moreover, it suggests that ro-
nonliterate population was that of the Jade mantic love constitutes a human universal,
Goddess: or at least a near-universal” (p. 154).
Of the 19 love-absent cultures, in only
It is a tale about Chang Po who falls in love with one case did an ethnographer explicitly
a woman who is already engaged. When he feels claim that romantic love did not exist. In
that “the greatest desire of his was beyond him” the other 18, ethnographers noted that sex-
(Lin, 1961, p. 75), he loses interest in work and ual affairs occurred but did not remark on
lapses into a prolonged despair, a love-despair the motives or feelings involved (therefore,
that closely resembles that which was being dis- according to Jankowiak and Fischer’s crite-
cussed in the Romance poems of Europe at the
ria, these affairs could not be considered
same time. Finally, he confronts the girl about
his love and discovers that she has the same examples of romantic love). Thus, the figure
feelings. They elope. After a while, however, suf- of 88.5% may well be an underestimate of
fering from poverty and isolation, they decide to the prevalence of romantic love in non-
return home. On the night they are to leave, Westernized societies.
Chang Po draws the girl into his arms and says To show the extent to which contempo-
“since heaven and earth were created you were rary experiences of romantic love can be
made for me and I will not let you go.” (p. 153) recognized in ancient writings, we have re-
produced in Table 3 excerpts from several
On the basis of a thorough examination Egyptian poems written around the same
of anthropological data from 166 non- time as the one quoted at the beginning of
Westernized societies (data from the Stand- this section. (Similar descriptions can be
ard Cross-Cultural Sample [Murdock & found in other ancient sources such as the
White, 19691 supplemented by ethnogra- Mahabharata of India, the Hebrew “Song
phies of particular societies and analyses of of Solomon,” Sappho’s poetry [see the 1958
folklore), Jankowiak and Fischer (1992) translation in References], and early Chi-
found ample evidence of romantic love, nese operas and poems [e.g., Chinese Love
even though most anthropologists had not Lyrics, 1964;“Liang Shanbo and Zhu Ying-
explicitly focused on it. They coded cultures tai,” a 1,500-year-old folk tale].) The full
as “love present” if they met at least one of range of such sources awaits psychological
five criteria: (1) ethnographers affirmed analysis,but we believe it is likely that they
that romantic love was present (“the pres- will support the claim of universality.
ence of romantic love . . . was coded only Wu and Shaver (1993; also Wu, 1992)
when the ethnographer made a clear dis- compared conceptions of love in the
tinction between lust and love, and then United States with those in the People’s
noted the presence of love”); (2) ethno- Republic of China, two societies with very
graphic records indicated at least one case different linguistic and cultural traditions.
of elopement due to affection rather than Wu and Shaver (using a procedure devel-
other, or unstated, reasons; (3) native ac- oped by Fehr, 1988;see also Fehr & Russell,
Love as a basic emotion 91

Table 3. Thematic excerpts f r o m 3,000-year-old Egyptian love poetry (anthologized by


Fowler, 1994)
Physical signs
The sight of you makes bright/my eyes. (p. 25)
My heart quickly flits/ away when I remember/ your love. . . . [It] has leapt from its proper
place./ . . . Don’t let people say,/ “The girl collapsed because/ she was so much in love.” (p. 61)
Soaring feelings
I am going to the Garden/ of Love.. . . I am/a noblewoman. I am/ Queen of the Two LandsJwhen-
ever I am with you. (p. 11)
Wanting to be physically close
Would that I were,/ if only for a month,/ the launderer of/ my beloved’s linen cloth!/ I’d gather
strength/from just the grasp/ of the clothes that touch/ my beloved’s body. . . . I’d rub then my
body/ with the clothes/ that she’d cast off/. . . (p. 40)
The scent of your nose/ alone restores my heart. (p. 19) (This refers to the then-popular practice
of rubbing noses and sniffing the lover’s face.)
Being forgetful, distracted, etc.
Your love/ ensnares me. I can’t let it go. . . . I set no traps today,/ ensnared as I was by love. (p. 17)
Love-sickness and the distress of separation or rejection
I will lie down within/ and feign to be ill, and then/ my neighbors will come to see./ My beloved
will enter with them./ She’ll put the physicians to shame,/ for she will understand/ that I am sick
for love. (p. 8)
Because of my love for him/ my heart cannot be silent./ It sends a messenger to me . . . to tell
me how my lover/ has done me wrong. In short:/ he’s found another who gazes/ at his face. Well,
what do I care that another/ with cruel and cunning heart/ makes me a stranger now. (p. 23).

1991) asked American and Chinese sub- unrequited love, being tied down, separa-
jects to list features of love. Among the top tion, loss, betrayal/desertion, time con-
20 features in both countries were: caring, sumption, and conflict. (The same kind of
happiness, trust, sharing, commitment, hon- similarity was evident when subjects in
esty/sincerity, understanding, excitement, both countries were asked to list positive
warmth, and giving. Among the spontane- features of love.) Although subjects inter-
ously mentioned hedonically negative as- mingled dispositional and “surge” concep-
pects of love in both countries were: pain, tions of love in both cultures, it seems likely
sadness, loneliness, and sacrifice. When sub- that the dispositional components give rise
jects were asked to rate the centrality of to momentary bursts or surges-e.g., surges
each of the freely listed features, the follow- of caring, excitement, and warmth.
ing were among the top 20 in both cultures: When subjects in the United States and
understanding, sincerity, honesty, trust, China were asked to list kinds of love, the
communication, respect, commitment, following types appeared among the top
closeness, giving, support, affinityhelation- examples in both countries: love between
ship, and happiness. Chinese subjects spon- parent and child (also listed as motherly,
taneously listed more negative features of fatherly, parental, and love for parents);
love than did American subjects, probably family love (including sibling love); roman-
because love has been less free and more tic love (including true love, everlasting
obstructed there (by the custom of ar- love, and deep, unforgettable love); marital
ranged marriage, by unbridgeable geo- love (including committed love and love
graphical and class separations). However, between spouses); friendship; and love of
when both groups were explicitly asked life. These are mainly dispositional forms of
about negative features, they produced love (tied to particular attachment relation-
very similar lists, including: pain, jealousy, ships), which again we would argue encom-
92 PR. Shaver, H.J. Morgan, and S. W u

pass or give rise to short-term surges of a source of security and the renewal of a bond is
feeling. experienced as a source of joy. . . . [Hence] the
psychology and psychopathology of emotion is
found to be in large part the psychology and
Forms of Love Related to Attachment, psychopathology of affectional bonds. (1979,
Caregiving, and Sex P. 69)
In both Chinese and American cultures, Notice that in this account falling in love
and in many other cultures as well, disposi- and loving someone are no more “plots”
tional love is associated with a mixture of than are sorrow and anger; all of these emo-
positive and negative feelings; moreover, tions stem from appraisals of the state of
the same general terms are used to name attachment relationships. One of the emo-
both parent-child and adult romantic love. tions evoked by these relationships is the
Why is this? In line with earlier treatments one we have called “surge love.” Lazarus
of this issue (e.g., Izard, 1991; Shaver & (1991) writes that “in a love relationship one
Hazan, 1993; Shaver, Hazan, & Bradshaw, assumes that feelings of love will recur at
1988), we believe that love-related emo- least occasionally and perhaps often. . . .
tions are manifestations of three underlying [Yet] some of the time-and in spite of the
motivational systems, one of which Bowlby tendency of poets to idealize it-there will
(1969, 1979) called the attachment-behav- be hope, passion, anger, indifference, bore-
ioral system. Bowlby drew connections be- dom,guilt, [or] distress. ..depending on mo-
tween the attachment system and the expe-
ment to moment and day to day patterns of
rience of love in the following passage: interaction with the partner” (pp. 274-275).
Figure 1summarizes the dynamics of the
Many of the most intense emotions arise during attachment-behavioral system as it func-
the formation, the maintenance, the disruption,
tions both in infant-caregiver relationships
and the renewal of attachment relationships.
The formation of a bond is described as falling and in adult romantic relationships. The
in love, maintaining a bond as loving someone. question asked in the diamond-shaped box
Similarly, threat of loss arouses anxiety and ac- is an example of what most contemporary
tual loss gives rise to sorrow; whilst each of these emotion theorists call appraisals of a situ-
situations is likely to arouse anger The unchal- ation in relation to important needs or
lenged maintenance of a bond is experienced as goals. The circles represent characteristic

Felt security. less inhibited.


smiling,
confidence exploralion-
oriented.
sociable

Hierarchy of attach-
ment behaviors: maintenance of
1. visual checking proximity while
2. signaling to anxiety siveness avoiding close
reestablish contact. contact
calling, pleading
3. moving lo reestab-
lish contact, clinging

Figure 1. A flowchart model of the attachment behavioral system.


Love as a basic emotion 93

emotions experienced as a consequence of love. What all love surges have in common,
particular appraisals, and the boxes repre- however, is that they move the person to-
sent observable behaviors indicative of par- ward proximity, touch, and openness to in-
ticular emotions. The emotion that we call timacy. These common behavioral tenden-
surge love is, in one of its guises, a natural cies, along with presumed similarities or
consequence of appreciating, at a particular family resemblances in subjective experi-
moment, that an attachment figure is avail- ences, cause people in many different cul-
able, responsive, and caring. tures to use the same term, “love,” for all
The roots of surge love go well beyond such instances. Morris (1971) included simi-
attachment, at least when attachment is lar ideas in his discussion of the develop-
conceptualized, following Bowlby, as char- mental origins of some of the components
acteristic of the dependent, weaker mem- of romantic love and its sexual expression:
ber of an affectionally bonded dyad. Hazan
and Shaver (1987,1994;Shaver et al., 1988), In terms of the behavior involved, falling in love
following a brief suggestion by Ainsworth looks very much like a return to infancy. In trac-
(1982), have argued that, in order to handle ing the way in which the primary embrace of our
all of the important aspects of adult roman- earliest years gradually becomes restricted as we
mature, we watch the decline and fall of close
tic love, one needs to think of it as a joint
body intimacy. Now, as we observe the young
function, or integration, of three of the be- lovers, we see the whole process put into reverse.
havioral systems discussed by Bowlby: at- The first actions in the sexual sequence are vir-
tachment, caregiving, and sex. The display tually identical with those of any other kind of
below shows how love might be experi- adult social interaction. Then, little by little, the
enced when evoked in relation to each of hands of the behavioural clock start to turn
these behavioral systems. (The experience backwards. The formal handshake and small-
of being “in love” often involves a mixture talk of the first introduction grow back into the
of all three.) In terms of this analysis, surges protective hand-holding of childhood. The
of love might include slightly different fa- young lovers now walk hand in hand, as each
cial expressions, body language, and behav- once did with his or her parent. As their bodies
come closer together with increasing trust, we
ioral tendencies, depending on whether
soon witness the welcome return of the intimate
they are grounded primarily in motives re- frontal embrace, with the two heads touching
lated to attachment, caregiving, or sexual and kissing. As the relationship deepens, we
attraction. Such differences were evident in travel still further back, to the earlier days of
the literature we reviewed earlier, where gentle caresses. The hands once again fondle the
some authors (including Darwin) distin- face, the hair and the body of the loved one. At
guished between maternal and romantic last, the lovers are naked again and, for the first

Three of Bowlby’s “behavioral systems” play a role in romantic love: attachment, caregiving,
and SM. Thus, the statement “I love you” can mean any or all of the following:
1. “I am emotionally dependent on you for happiness, safety, and security; I feel anxious and lonely
when you’re gone, relieved and stronger when you’re near. I want to be comforted, supported
emotionally, and taken care of by you. Part of my identity is based on my attachment to you.”
(Love as Attachment.)
2. “I get great pleasure from supporting, caring for, and taking care of you; from facilitating your
progress, health, growth, and happiness. Part of my identity is based on caring for you, and if you
were to disappear I would feel sad, empty, less worthwhile, and perhaps guilty.” (Love as
Caregiving.)
3. “I am sexually attracted to you and can’t get you out of my mind. You excite me, ‘turn me on,’
make me feel alive, complete my sense of wholeness. I want to see you, devour you, touch you,
merge with you, lose myself in you, ‘get off‘ on you.” (Love as Sexual Attraction.)

Figure 2. Love as a manifestation of three behavioral systems.


94 RR. Shaver, H.J. Morgan, and S. Wu

time since they were tiny babies, the most pri- three of the behavioral systems analyzed by
vate parts of their bodies experience the inti- Bowlby: attachment, caregiving, and sex.
mate touch of another’s hands. And, as their When surges of love are caused by the ap-
movements travel backward in time, so do their praisal of a situation in relation to one of
voices, the words spoken becoming less impor- these motivational systems, the behavioral
tant than the soft tonal quality with which they
and emotional tendencies toward proxim-
are delivered. Frequently even the phrases used
become infantile, as a new kind of “baby talk” ity-seeking have a particular subjective
develops. A wave of shared security envelops cast. Nevertheless, the tendencies are simi-
the young couple and, as in babyhood,the hurly- lar enough, when people experience or wit-
burly of the outside world has little meaning. ness them, to cause folk wisdom to lump
(pp. 98-99) them all together as examples of “love.”
Love is not unusual, in our opinion, by
virtue of being a plot, because anger, sad-
Summary and Conclusion
ness, and fear often involve plots as
We believe that love deserves more atten- well-sometimes even plots related to at-
tion than it has received so far from con- tachment. Love is unusual, to the extent
temporary emotion theorists. Love is not that it is unusual, because it is so integrally
included in many “official” lists of basic wrapped up with the attachment, caregiv-
emotions, yet it is high on the list of every- ing, and sexual systems-biological systems
day emotion concepts. Part of the confusion as ancient as emotion itself. If the neuro-
about love stems from the fact that it comes logical and ethological basis of love is ever
in both momentary surges and in longer- going to be fathomed, attachment will have
lasting relational and dispositional forms. to be addressed in the process.
The surges deserve increased attention, be- One final comment. Even if one or more
cause they may well qualify as one or more forms of “surge love” ultimately prove to
basic emotions on all’of Ekman’s and Iz- be poor candidates for scientific basicness,
ard’s grounds. To date, no one has looked it would be a mistake, in our opinion, to
closely enough to find out. Love in the dis- ignore the central roles played by attach-
positional or relational sense is partly, as ment, caregiving, and sex in people’s emo-
Bowlby pointed out, another name for at- tional lives. A psychology of emotion that
tachment. Considered in light of attach- says nothing at all about parental love, ro-
ment theory, love is complex-as many mantic love, the love of a child for its pri-
theorists have noted when dropping it from mary caregiver, and affection between sib-
their lists of basic emotions. In the ordinary lings and friends has closed itself off from
course of its operations, the attachment-be- some of the most important human emo-
havioral system generates a host of emo- tional experiences. The prototypicality of
tions (e.g., surges of love, separation anxi- love in the everyday conception of emotion
ety, anger, jealousy, loneliness, and grief). may or may not indicate that love should be
Viewed from this perspective, which is simi- considered a basic emotion, but it clearly
lar to that of Izard (1991), love appears to indicates that love is an important part of
be more than a single emotion. Yet there is the emotional landscape-a part that psy-
more to adult romantic love than attach- chological theorists ignore at their, and
ment, because this form of love involves their theories’, peril.

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