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Ecological Modelling 116 (1999) 45 – 61

A spatial explicit allocation procedure for modelling the pattern


of land use change based upon actual land use

P.H. Verburg a,*, G.H.J. de Koning a, K. Kok a, A. Veldkamp b, J. Bouma b


a
Wageningen Agricultural Uni6ersity, Agronomy, Haarweg 333, 6709 RZ, Wageningen, The Netherlands
b
Wageningen Agricultural Uni6ersity, Laboratory of Soil Science and Geology, PO Box 37, 6700 AA,
Wageningen, The Netherlands

Received 16 January 1998; accepted 2 September 1998

Abstract

Modelling of land use changes as a function of its biophysical and socio-economic driving forces provides insights
into the extent and location of land use changes and its effects. The CLUE modelling framework is a methodology
to model near future land use changes based upon actual and past land use conditions. This paper describes how
changes in land use are allocated in the model. A statistical analysis of the quantitative relationships between the
actual land use distribution and (potential) driving forces or proxies of these forces underlies the allocation procedure.
Based upon thus derived multiple regression equations, areas with potential for increase or decrease in cover
percentage of a certain land use type are identified. Actual allocation is modified by autonomous developments and
competition between land use types. A multi-scale approach is followed to account for the scale dependencies of
driving factors of land use change. This approach provides a balance between bottom-up effects as result of local
conditions and top-down effects as result of changes at national and regional scales. The modelling approach is
illustrated with examples of scenario simulations of land use change in Ecuador. © 1999 Elsevier Science B.V. All
rights reserved.

Keywords: Land use change; Spatial modelling; Hierarchical scales; Geographic information systems

1. Introduction

Human use of land alters the structure and


* Corresponding author. Tel.: +31-317-485208; Fax: +31- functioning of ecosystems, and influences how
317-484575; e-mail: peter.verburg@users.agro.wau.nl. ecosystems interact with the atmosphere, aquatic

0304-3800/99/$ - see front matter © 1999 Elsevier Science B.V. All rights reserved.
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46 P.H. Verburg et al. / Ecological Modelling 116 (1999) 45–61

systems and surrounding land (Vitousek et al., interaction between human and biophysical driv-
1997). Changes in land cover through cropping, ing forces, that act over a wide range of temporal
forestry and urbanisation represent the most sub- and spatial scales. Land use changes at a given site
stantial alteration through their interaction with can be measured and related to their driving
most components of global environmental change factors more or less straightforwardly, but it is
(Ojima et al., 1994; Turner et al., 1994). difficult to aggregate these changes and relations
Apart from its implications for environmental regionally and globally. Even more challenging is
sustainability, land use change can also have im- the modelling of regional or global land use
portant consequences for food security. Conver- changes in a spatially (semi-) explicit way. Highly
sion of cultivated land to non-farm uses such as aggregated assessments obscure the variability of
housing, factories and infrastructure in combina- geographic situations through the high aggregation
tion with a growing population is for some coun- level of the data, and cause an underestimation of
tries regarded as a serious threat to future food the effects of land use change for certain regions
availability (e.g. Brown, 1995). and certain groups of the population. Spatial
A large number of research groups have devel- explicit assessments can identify critical areas of
oped models to simulate and explore land use land use change and give insight in the changes of
changes (overviews are given in Baker, 1989; Sklar the land use pattern.
and Costanza, 1991; Lambin, 1994). Differences in In analogy with the theories used in landscape
modelling techniques often relate to differences in ecology the pattern of land use can be described by
the purpose of the study and the scale of study. its structure, function and change (Forman and
Explorative models (e.g. WRR, 1992; Stoorvogel, Godron, 1986).
1995; Schipper, 1996) are developed to design Structure refers to the spatial relationships be-
alternatives for present land use. Derived land use tween the components of a landscape. Human
patterns therefore represent optimisations of land factors, like population, technology and economic
use based on biophysical potentials, sometimes conditions and biophysical constraints like soil,
including socio-economic estimates of inputs and climate and topography determine the spatial pat-
goals. Another group of land use change models tern of land use as evolved over time (Skole and
(e.g. Costanza et al., 1990; Zuidema et al., 1994; Tucker, 1993; Turner et al., 1993). Population
Hall et al., 1995) is developed to explore possible distribution and associated demographic charac-
changes in land use in the near future as a function teristics, e.g. the ratio between urban and rural
of driving forces. These models provide informa- population, are often considered as most impor-
tion about the scope and impact of land use tant factors affecting land use distribution (Bils-
change, and can be used by resource planners to borrow and Okoth Ogondo, 1992; Turner et al.,
identify areas that require priority attention. The 1993; Heilig, 1994). Spatially explicit land use
CLUE modelling framework (the Conversion of models (e.g. Hall et al., 1995) often use decision
Land Use and its Effects) is such a dynamic land rules to describe the relationships between land use
use change model. Veldkamp and Fresco (1996) and human and biophysical factors. These decision
used this model to simulate land use changes in rules are used to allocate land use changes. For
Costa Rica. This paper describes the methodology relatively obvious patterns, like deforestation
to model changes in the pattern of land use with along roads, this approach is suitable. However,
a new version of this model which can be applied when applied to more complex land use patterns
to a wide range of land use change situations. which have developed over large time spans, such
decision rules will lead to a more or less incomplete
description of the land use pattern. In complex
2. Concepts of spatial explicit modelling of land landscapes the land use pattern is the result of
use changes many, non-linear, interactions between socio-eco-
nomic and cultural conditions, biophysical con-
Land use changes are the result of the complex straints and the land use history.
P.H. Verburg et al. / Ecological Modelling 116 (1999) 45–61 47

The IMAGE model (Alcamo, 1995) calculates 1998a). As an example the analysis of Hall et al.
the allocation of land use changes in the near (1995) can be mentioned. In this study it was
future based on the crop production potential of found that in areas with a rugged topography the
the land (Zuidema et al., 1994). Veldkamp and land use pattern is closely related to topography
Fresco (1997a) give a number of reasons why the when analysed at fine scales while these patterns
allocation approach based on yield potential is at coarser scales are primarily determined by cli-
not feasible for exploring realistic changes in land matic conditions. Usually coarse scales are useful
use pattern. Actual yields are most often far off to reveal the general trends and relations between
from potential yields whereas yield potential does land use and its determining factors. Factors that
not necessary have a large effect on land use influence land cover over a considerable distance
distributions (Veldkamp et al., 1996). (like cities) can only be observed at these coarse
Function of a landscape refers to the interac- scales. However, the high level of aggregation at
tions between the spatial elements, such as the these coarse scales can obscure the variability of
flow of energy, materials, and organisms among units and processes and is therefore considered
the components of the landscape. In land use inaccurate for fine scale and local assessments.
systems this is e.g. the flow of products from Land use models using cellular automata
agricultural land use types to residential land use (White and Engelen, 1993; Engelen et al., 1995;
types on local to regional scales and the export of Balzter et al., 1998) deal with scale dependency of
cash crops on the national scale. Flows between the drivers in a deterministic way. Cellular au-
the different components of the system cause feed- tomata in land use models assume influence of
backs within the system, e.g. nutrient depletion as driving factors of land use change over a certain
result of unbalanced removal of agricultural prod- distance. The relations describing the relative im-
ucts will influence the suitability of the land for pact of neighbourhood conditions (i.e. scale de-
agricultural production (Smaling and Fresco, pendency) on land use are most often based on
1993). Another interaction between the spatial expert knowledge. These techniques attempt to
elements of the landscape is the competition be- mimic certain scale aspects but fail to unravel the
tween different land use types. system properties which cause these effects.
Change refers to the alteration of the structure The approach used in the CLUE modelling
and function of the land use mosaic through time, framework to allocate land use changes attempts
caused by changes in the distribution of the popu- to account for the entire system of complex inter-
lation (e.g. urbanisation) and changes in the bio- actions between historic and present land use,
physical conditions (e.g. climate change or soil socio-economic conditions and biophysical con-
degradation). straints. Interactions between land use elements
The effects of spatial scale need to be consid- and the scale dependency of both the structure
ered in modelling land use change. Because land- and function of the land use pattern are explicitly
scapes are spatially heterogeneous areas, the addressed as well. The following paragraphs de-
structure, function, and change of landscapes are scribe the methodology and model structure in
themselves scale dependent. Landscape ecologists more detail. The function of the model is illus-
have recognised the importance of scale in rela- trated with examples of land use change simula-
tion to the level of organisation (i.e. the place tions for Ecuador taken from De Koning et al.
within a biotic hierarchy) and regard it as one of (1998b).
the major research themes (Turner and Gardner,
1991; Holling, 1992; Ehleringer and Field, 1993).
The structure of the land use pattern, i.e. the 3. General structure of the CLUE modelling
relations between land use and the biophysical framework
and socio-economic conditions, are depending on
the scale of observation (Veldkamp and Fresco, The model consists of four main modules: a
1997b; Walsh et al., 1997; De Koning et al., demand module; a population module; a yield
48 P.H. Verburg et al. / Ecological Modelling 116 (1999) 45–61

Fig. 1. General structure of the CLUE modelling framework.

module; and an allocation module (Fig. 1). The The allocation module simulates the pattern of
demand module calculates, at the national level, land use change, not the total quantity of change,
changes in demand for agricultural products tak- which is calculated at the national level in the
ing into account population growth, changes in demand module.
diet and import/export quantities. The calcula- All calculations are done on a yearly basis.
tions are based upon trends of the past in combi-
nation with projections of future food demand
(e.g. Islam, 1995). The population module calcu- 4. Multi-scale approach
lates changes in population and associated demo-
graphic characteristics based upon different The CLUE model includes two spatially explicit
projections (e.g. Lutz et al., 1994). scales at which land use is allocated in addition to
The calculated changes in demand and popula- the aggregated national scale on which demands
tion will influence the spatial distribution and are calculated (Fig. 2). These allocation scales are
relative importance of different land use types and artificial aggregation levels consisting of grid
associated productions. The yield module calcu- based data at two different resolutions. A rela-
lates, in a spatial explicit way, changes in yield tively coarse scale is used to calculate the general
level and yield distribution over the country. The trends of the changes in land use pattern and to
changes in the distribution of different land use capture the influence of land use drivers that act
types are calculated in the allocation module. In over considerable distance. Based upon the gen-
principal it is assumed that all changes in demand eral pattern of land use change calculated at this
are satisfied by changes in land use following the coarse allocation scale, but taking local con-
theoretical framework of Boserup (1965), assum- straints into account, the land use pattern is calcu-
ing that agricultural production will develop in lated at a finer scale level. Depending on the
response to food demand. application, area studied and data availability the
P.H. Verburg et al. / Ecological Modelling 116 (1999) 45–61 49

Fig. 2. Schematic representation of the multi-scale approach.

resolution of analysis will vary. For application in based on literature review and knowledge of the
Ecuador a spatial resolution of  9 × 9 km is specific situation in the country. The data on land
chosen for the fine allocation scale while the use and socio-economic conditions are obtained
coarse allocation scale consists of grid cells of from the population and agricultural census or
 36×36 km. comparable surveys when no census is available.
Census data are useful for this type of study
because they contain relatively extensive sets of
5. Spatial analysis data covering the whole country. Biophysical data
are obtained from maps or digital data sets (e.g.
The allocation module is based upon a spatial UNEP/DEIA, 1997), containing information on
analysis of the complex interaction between land soil conditions, relief and climate. Census data
use, socio-economic conditions and biophysical can be implemented in a ‘geographical informa-
constraints. This interaction is captured by an tion system’ by mapping the administrative units
empirical analysis of historic and/or present land for which the data are derived. Because these
use. This empirical analysis is used to identify the units only rarely coincide with biophysical units a
most important biophysical and socio-economic grid-based system is used to facilitate analysis.
drivers of land use, as well as the quantitative Basic grid size is selected based on the average
relationships between these drivers and the sur- size of the administrative unit for which the cen-
face area of the different land use types. The next sus data are used.
paragraphs describe the type of data used and the In contrast with most grid-based approaches
analysis performed. where land use for each cell is determined by the
most dominant land use type, we characterise
5.1. Data land use by the relative cover of each land use
type in each grid cell, e.g. a grid cell can contain
Spatial explicit data on the biophysical and 30% cultivated land, 40% grassland and 30%
socio-economic conditions are collected for the forest. This way of representing the data is a
considered study area. Factors which can poten- direct result of the information contained in the
tially explain the structure of land use are selected census data.
50 P.H. Verburg et al. / Ecological Modelling 116 (1999) 45–61

To allow for a systematic analysis of spatial relevant at the fine scale are also relevant at the
scale effects, grid data are aggregated into larger coarse scale. The relative importance of the driv-
grids, of e.g. 16 basic grid units, creating an ers also differs with scale. An elaborated analysis
additional aggregated spatial scale. The new ag- of the statistical results for Ecuador is given by
gregated grid values are averages of the included De Koning et al. (1998a).
basic grids. Aggregation of grid cells with domi- In each country we can distinguish regions that
nant land use types introduces bias as some class have clearly different biophysical, socio-economic
proportions will diminish and other will increase and cultural characteristics and even more impor-
with scale depending on the spatial and probabil- tant, a clearly different land use history. The
ity distributions of the cover types (Moody and countries studied are therefore divided in regions
Woodcock, 1994). However, all information is based upon biophysical, socio-economic and cul-
retained in the sub-pixel information data struc- tural characteristics in order to obtain better de-
ture as applied in this study. scriptions of the land use pattern.

5.2. Statistical analysis


6. Calculation of changes in land use
A stepwise regression procedure is used to iden-
tify the biophysical and socio-economic factors
that contribute significantly (at 0.05 level) to the 6.1. Allocation at the coarse allocation scale
explanation of the variability in land use distribu-
tion. In this way it is possible to distinguish which In order to reveal the pattern of land use
factors have relevance for the spatial pattern of changes and identify ‘hot-spots’ of change, a first
land use. These factors are used to derive multiple allocation of land use change is made at the
regression models of the type: coarse allocation scale (Fig. 2). The derived multi-
ple regression models are assumed to give a good
coverx,y,t,c =b + b1·FACTx,y,t,1
description of the land use distribution under the
+ b2·FACTx,y,t,2 +… actual biophysical and socio-economic conditions
where, coverx,y,t,c is the cover percentage of cover in a country. The regression models are used to
type c in year t for grid cell x, y; ßf is the calculate the cover percentage of the different
regression coefficient belonging to factor f; land use types under the biophysical and socio-
FACTx,y,t, f is the value of factor f (e.g. population economic conditions in a certain grid cell accord-
density) for grid cell x, y and year t. ing to:
Expert knowledge and literature review are
used to assess the relevance of the relations found. reg – coverox,y,t,c = b o0 + b o1 ·FACTox,y,t,1
Fig. 3 summarises the followed procedure. The
+ b o2 ·FACTox,y,t,2 + …
whole procedure is repeated at the coarse alloca-
tion scale. At that scale new parameters are al- where, reg – coverox,y,t,c is the cover percentage as
lowed to enter the regression equations if these calculated by the regression equations for cover c
parameters are significant for explaining the land in year t for grid cell x, y (‘regression cover’) at
use distribution. Standardised bètas are calculated the coarse allocation scale; ß of is the regression
to allow a comparison of the relative importance coefficient belonging to factor f at the coarse
of the different identified factors. allocation scale; FACTox,y,t, f is the value of factor
Table 1 illustrates the concept of multiple re- f (e.g. population density) for grid cell x, y and
gression equations for the description of the spa- year t at the coarse allocation scale.
tial distribution of land use with equations The results (further on referred to as ‘regression
derived for the distribution of arable crops in the cover’) represent the average cover of the different
coastal region of Ecuador for 1991 at the two land use types expected on basis of the present
scales considered in the model. Not all parameters biophysical and socio-economic conditions at the
P.H. Verburg et al. / Ecological Modelling 116 (1999) 45–61 51

Fig. 3. Overview of the procedure used to derive multiple regression models for the explanation of the distribution of land use.

coarse allocation scale. Fig. 4 gives the actual tion and changes in the labour force situation.
cover with permanent crops in Ecuador in 1991 Changes in the biophysical conditions can be the
(Fig. 4A) and the ‘regression cover’ for the same result of e.g. changes in soil suitability due to
land cover type as calculated by the multiple erosion, and can be implemented in scenarios. A
regression models under the prevailing conditions second cause is the competition between land
(Fig. 4B). Under the assumption that all major cover types. Although a certain location may have
determinants of the land use distribution are in- suitable conditions for a number of land cover
cluded in the regression equations, two explana- types its available land area is limited. Hence the
tions can be given for the difference between the actual cover percentage can become lower than
actual cover percentages and the cover percent- the cover percentage found with the regression
ages as calculated by the regression equations. equations. As demand for cover types changes,
Firstly, such a difference will arise if the value of the competitive balance between cover types will
one or more of the determining factors of the land also change. Therefore all deviations between ac-
use distribution has changed. Especially the values tual land cover and the ‘regression cover’ are
of demographic variables will change over time assumed to have relevance for land use change.
due to population growth, migration, urbanisa- Areas where the actual cover of the considered
52 P.H. Verburg et al. / Ecological Modelling 116 (1999) 45–61

Table 1
Multiple regression models at the two allocation scales for area arable crops in the Coastal region of Ecuadora

Fine allocation scale (r 2 = 0.38) Coarse allocation scale (r 2 =0.61)

Parameter stb Parameter stb

% High fertility soils 0.26 Rural population density 0.38


% Illiterate rural population 0.23 % High fertility soils 0.38
Distance to nearest river −0.21 % Soils with slope\16% −0.23
% Soils with slope\16% −0.22 % Illiterate rural population 0.21
Rural population density 0.19 Distance to nearest river −0.21
Total annual precipitation −0.16
Distance to nearest road −0.08

a
Models are significant at the 0.001 level and individual parameters at the 0.05 level; stb, standardised regression coefficient.

land use type is lower than the ‘regression cover’ coverox,y,t,c = coverox,y,t − 1,c
are assumed to have preference for an increase in
+ [(reg – coverox,y,t,c − coverox,y,t − 1,c )
cover because the regression models indicate that
at other places in the region more of the consid- ·ITFoc ]
ered land use type is found under similar condi-
tions. The opposite is true for areas with a where, coverox,y,t,c is the cover percentage of cover
higher actual cover than the ‘regression cover’. type c in year t for grid cell x, y at the coarse
Fig. 4C indicates the areas where an increase or allocation scale; ITFoc is the fraction actually al-
a decrease in cover with permanent crops can be located for cover type c at the coarse allocation
scale.
expected.
This fraction ITFc is adjusted in an iterative
When the national demand for a certain land
method until the aggregated cover for all cells
use type increases (as calculated in the demand
equals the demand for the cover type at the
module) all grid cells that have a lower cover
national scale:
percentage than the ‘regression cover’ are se-
lected. For all the grid cells the difference be-
DEMANDc,t = % % {coverox,y,t − 1,c
tween the actual cover and the ‘regression cover’ x y
is calculated. A fraction (ITFc) of this difference
+ [(reg – coverox,y,t,c − coverox,y,t − 1,c)
in cover is added to the actual cover of the cells
to increase their cover percentage according to: ·ITFoc ]}

Fig. 4. A: actual cover with permanent crops in 1991 (dark colour high cover); B: cover calculated with the multiple regression
models for permanent crops; C: direction in which the cover with permanent crops might develop based upon difference between
actual and ‘regression’ cover.
P.H. Verburg et al. / Ecological Modelling 116 (1999) 45–61 53

Fig. 5. Hypothetical relation between the actual cover percentage of a land use type and a determining factor (points and regression
line). Closed arrows indicate the allocated change in cover percentage of grid cells in case of an increasing demand for the considered
land use type if the determining factor stays constant.

where, DEMANDc,t is the demand for land use grid cell with the average change of all grid
type c in year t calculated by the demand mod- cells.
ule for the national level. At the fine allocation scale, calculations start
As a result, the change in land cover for indi- with identifying differences between present land
vidual grid cells is proportional to the difference cover and land cover according to the regression
between actual cover and ‘regression cover’. equations. Again, an iteration procedure
Grid cells in which the actual cover only differs modifies the fraction of the difference between
slightly from the cover calculated with the re- the present and ‘regression cover’ until the de-
gression models will hardly face changes while mand at national level is equalled. However, at
grid cells with large differences between actual this scale, the fraction allocated depends on the
and ‘regression cover’ will face relatively large calculated relative land use change at the coarse
changes. Fig. 5 illustrates this graphically for a allocation scale for the considered grid cell ac-
hypothetical situation in which the ‘regression cording to:
cover’ is only determined by one factor.
cover%x,y,t,c = cover%x,y,t − 1,c
In case of a cover with a decreasing demand
at the national level the opposite effect is ob- + [(reg – cover%x,y,t,c − cover%x,y,t − 1,c )
tained. Now the grid cells with a ‘regression
·ITF%c ·RCHx,y,t,c ]
cover’ that is higher than the actual cover will
be selected, and a decrease in cover will be allo- where, cover%x,y,t,c is the cover percentage of cover
cated relative to the difference between actual type c in year t for grid cell x, y at the fine
land cover and ‘regression cover’. allocation scale; RCHx,y,t,c is a factor proportional
to the relative change of cover c in year t for grid
6.2. Allocation at the fine allocation scale cell x, y calculated at the coarse allocation scale.
If the grid cell is located in a fast changing area
As a first step land use changes are calcul- at the coarse allocation scale (large RCHx,y,t,c ), a
ated, as described above, at the coarse allocation relatively large percentage of the difference be-
scale. Based on this result areas with relatively tween actual and ‘regression cover’ is allocated. If
large changes (‘hot spots’) and areas with the grid cell is located in a less than average
relatively small changes in land use are iden- changing area at the coarse allocation scale (small
tified by comparing the changes of the individual RCHx,y,t,c ), a relatively small part of the differ-
54 P.H. Verburg et al. / Ecological Modelling 116 (1999) 45–61

Fig. 6. Schematic representation of the allocation of land use changes at two scales.

ence between actual and ‘regression cover’ is allo- between top-down influence of regional land use
cated. change and bottom-up effects of land use change
In this way comparative advantages for alloca- due to local conditions.
tion at the fine allocation scale depend on changes For a baseline scenario of land use change in
at the coarse allocation scale (Fig. 6). Although the Ecuador the resulting distribution of permanent
coarse allocation scale can have a large influence crops was calculated at both the coarse and the fine
on the fine allocation scale, local factors like a allocation scale. Fig. 7A shows the results for the
specific grid cell that is unsuited for a certain land coarse allocation scale and Fig. 7B for the fine
use change, will cause that land use change is not allocation scale. Fig. 7C indicates the difference in
allocated to this grid cell (small or negative (reg – simulation results for an allocation solely based
cover%x,y,t,c −cover%x,y,t − 1,c )), even if the area has a upon the fine allocation scale and an allocation
relatively large change calculated at the coarser based upon the multi-scale approach. For a large
scale (large RCHx,y,t,c ). Thus, a balance is created number of grid cells the multi-scale approach
P.H. Verburg et al. / Ecological Modelling 116 (1999) 45–61 55

Fig. 7. A: simulation results for the allocation of permanent crops at the coarse allocation scale; B: simulation results for the
allocation of permanent crops at the fine allocation scale; C: difference in simulated land cover percentage between a simulation with
and without the use of the coarse allocation scale to modify allocation.

results in a different cover change than for allo- out implementing autonomous developments.
cation solely based upon the fine allocation From this figure it is obvious that autonomous
scale. developments cause the system to be much more
dynamic. If grid cells are allowed to change op-
6.3. Autonomous de6elopments posite to the direction of demand, this needs to
be offset by larger changes in the direction of
In the previous procedure only changes in the demand, resulting in a more dynamic system
cover are allocated as they correspond with the with both top-down and bottom-up interactions.
direction of the change in demand at the na-
tional level, assuming a top-down driven land 6.4. Competition between land use types
use system. In reality, however, land use systems
also have bottom-up interactions. Therefore au- As the area of land available is limited it is
tonomous developments are implemented to ac- not always possible to allocate all changes calcu-
count for changes exclusively based on the local lated with the procedure described above. If the
biophysical and demographic grid conditions, i.e. total cover percentage of all land cover types in
independent of the national demand. Thus land a certain grid cell exceeds the total cell area (i.e.
use/cover in one local grid cell may change as a \ 100% cover) the allocation of changes needs
result of local conditions only. Therefore grid to be modified. Competition between land use
cells not selected for change in the normal top- types is implemented by modifying the changes
down allocation procedure are attributed a in land use types according to the competitive
change proportional to the specific difference be- strength of the different land use types. The
tween actual cover and ‘regression cover’. The competitive strength depends on both the differ-
fraction of the difference allocated can be set by ence between present cover and ‘regression
the user of the model and will in general be cover’ and the change in demand. In case all
small compared to the change in the direction of covers are allocated a change in the same direc-
the demand. tion, competition may result in a change in op-
Autonomous developments will also result in posite direction for the cover types with the
changes in land use in periods with constant smallest competitive strength.
demand. The same procedure is used for situations in
Fig. 8 gives the range over which individual which all land use types have a decrease in
grid cells have changed under a baseline scenario cover. Land use types with a relatively small
for land use change in Ecuador with and with- decrease can be attributed an increase in cover
56 P.H. Verburg et al. / Ecological Modelling 116 (1999) 45–61

Fig. 8. Range over which the cover percentage of permanent crops changes for individual grid cells during the simulations as
compared with the start of simulation for a baseline scenario; without and with modelling of autonomous developments.

because of the larger decrease of the other land other parts of the country. Fig. 9 gives the differ-
use types in the same grid cell. ence in land cover percentage of permanent crops
In this way competition between land use types of a simulation without and with protection of
takes into account both national demands for the nature reserves in Ecuador. Although nature re-
land use types and their local suitabilities. serves cover only small parts of the country, the
land use dynamics in the whole country are af-
fected. Because less land is available for perma-
7. Discussion nent crops due to the establishment of the nature
reserves, more permanent crops are allocated else-
7.1. Model beha6iour and sensiti6ity where. However, there are also areas where less
permanent crops are allocated. This demonstrates
By including multiple driving factors, feedbacks that the complex interactions between land use
and the multi-scale approach as described above, types and changes in relative competitive
the model results in non-linear explorations of strengths can cause non-linear changes in land use
changes in land use patterns in time. The multi- distributions.
scale approach ensures both top-down and bot- The sensitivity of the model depends on the
tom-up driven changes in land use are taken into situation modelled. The relation between deter-
account. Bottom-up effects become clearly visible mining factors and land use types as described by
if an area is suddenly defined unsuitable for cer- the multiple regression equations will determine
tain land use types, e.g. due to the establishment the sensitivity of the model for changes in these
of a nature reserve or the construction of a reser- determining factors, like changes in population
voir. Because national demand needs to be fulfi- density and associated characteristics. Changes in
lled, the decrease of cover in a certain area due to demand calculated at the national level in the
such a local unsuitability will affect land use in demand module determine the overall amount of
P.H. Verburg et al. / Ecological Modelling 116 (1999) 45–61 57

function and structure (i.e. Fig. 10). The holistic/in-


tegrative nature of the model is essential for mod-
elling the non-linear behaviour of complex systems
like eco-systems and landscapes (Jørgensen, 1994).
The model behaviour illustrated in Figs. 9 and 10
indicates that the model is capable of capturing
some of the important system properties of land-
scapes.

7.2. Limitations

It is assumed that the multiple regression equa-


tions give a rather complete description of the land
use system distribution. The user should therefore
evaluate the statistical analysis on suitability for
modelling the changes in land use pattern. The
R-squared of the multiple regression models gives
a first indication of the goodness of fit. If the
Fig. 9. Difference in the distribution of permanent crops in multiple regression models lack factors essential for
Ecuador after a simulation of 18 years with and without the
protection of nature reserves, respectively.
explaining the differences in land use, any mod-
elling exercise will be of no value because land use
will be adapted without taking these major factors
change. The resulting pattern of land use change determining the land use distribution into account.
also depends on the rate of change. This is illus- The non-deterministic way of land use alloca-
trated in Fig. 10 which gives the results for the tion, based upon the actual land use pattern, also
distribution of grassland in Ecuador for two hypo- limits the time horizon and scenario possibilities for
thetical scenarios with equal initial and final condi- simulations. As there is no principal causal depen-
tions. The two scenarios differ in the rate of change dency between the distribution of land use and its
during the simulation period. Fig. 10A and B give determining socio-economic and biophysical fac-
the initial and final distribution of grassland and tors, the derived multiple regression models may
Fig. 10C displays the difference in final distribution change over time and can only be assumed stable
of grassland between the two considered scenarios. for short time periods (e.g.  20 years). Disconti-
This result shows that land use history and the nuities in land use change, like the fast introduction
pathway of change do effect the simulation results. of new land use types or major natural disasters
The model behaviour, as illustrated in the exam- affecting large areas, cannot be simulated because
ples above, corresponds with system dynamics as of lack of empirical precedence, i.e. because the
described by landscape ecologists (Forman and relations between the land use types and socio-eco-
Godron, 1986). The structure, i.e. the relations nomic and biophysical factors are unknown. The
between land use and the biophysical and socio- stability of the regression models can be evaluated
economic determinants, are mimicked by the by analysing the historic spatial distribution of land
multiple regression analysis. A realistic modelling use for 2 years with one or two decades in between.
of the function of the landscape is possible through Such analysis, as performed for Costa Rica by
the multi-scale approach which allows both top- Veldkamp and Fresco (1997b), resulted in relatively
down and bottom-up driven changes. The change stable relations between land use distributions and
in land use is the result of the alteration of structure determining factors for a period of 20 years.
and function in time. Inter- actions between func- The present model assumes that all increases in
tion and structure, i.e. feedbacks, cause the change demand can be fulfilled by changes in land use.
to be dependent on the pathway of alteration in However, during allocation it might be impossible
58 P.H. Verburg et al. / Ecological Modelling 116 (1999) 45–61

Fig. 10. A: actual cover with grassland in Ecuador in 1991; B: simulated cover with grassland in Ecuador in 2010 for scenario 1;
C: difference in simulation results between scenario 1 and scenario 2 (which are only different in the rate of change at the national
level).

to allocate all demand under certain conditions by the model. For application in other areas
e.g. when no suitable land for a certain land use these aspects might be important and should be
type remains. For the time period considered included in the model.
and increasing possibilities for international
trade it is assumed that in such situations the 7.3. Calibration and 6alidation
demand will be satisfied by increases in import.
Feedbacks, e.g. through changes in population Calibration and validation of models with a
growth as proposed by Malthus (1967), are not high spatial resolution is difficult and in some
considered relevant in the present areas studied cases impossible, as it is impossible to validate
P.H. Verburg et al. / Ecological Modelling 116 (1999) 45–61 59

future land use patterns. However, historic anal- certain land use type which is higher than the
ysis can give possibilities to calibrate the model national increase, the model will increase the
and validate it. This means that for at least change of the grid cells at the fine allocation
three points in time, preferably about a decade scale. Because not much is known about the
apart, the distribution of land use should be interrelations between drivers at various scales,
known. In many countries this will not be possi- calibration with historic data is needed to define
ble due to the absence of the appropriate data the appropriate interaction between scales.
over such long time spans. In that case only When calibration is not possible scales can be
expert knowledge can be used to calibrate and assigned equal weights.
validate the model outcome.
For Ecuador high resolution spatial explicit
land use data are only available for 1991. So a 8. Conclusions
full validation of model performance and spatial
pattern matching (as described by Costanza, The methodology presented offers opp-
1989) is not possible. However, for 1974 agricul- ortunities to simulate the pattern of land use
tural census data are available at the canton change based upon actual land use conditions
level (n= 111). Backward validation from 1991 fully respecting scale dependencies within a
to 1974 enabled comparison between simulated landscape. The model should be seen as a tool
and observed land use distributions at the can- in addition to other models which base
ton level for 1974. Correlations between ob- allocation upon decision rules and optimisations.
served and simulated land use distributions While these methodologies give insight into the
range from 0.71 to 0.90 for the different land causal response of land use allocation upon a
use types. The validation indicates that the gen- limited number of conditions, the CLUE ap-
eral pattern of land use change is well simulated. proach will give insight into the allocation of
A full description of the validation is presented land use as a function of the complex inter-
by De Koning et al. (1998b). action of a large number of socio-economic
Although the user of the model must have and biophysical, multi-scale, interactions. The
prior knowledge of the land use situation in the results of simulations with CLUE can be used
area studied, to select potential driving factors to evaluate the consequences of land use
and to evaluate the multiple regression models, changes for environmental sustainability. For
it is not necessary to quantify and/or calibrate scientists and policy makers the results help to
the relations between land use and its determin- understand, anticipate and possibly prevent the
ing factors by expert knowledge, as this is in- adverse effects of land use changes, by focussing
cluded in the statistical analysis of the land use policies on those locations that are most threat-
distribution. In contrast to many models describ- ened.
ing complex systems the CLUE model has only Future developments of the CLUE modelling
two major parameters that need to be calibrated. framework include the application of the model
The first is the relative magnitude of au- to different land use change situations, e.g.
tonomous developments. Autonomous develop- China where a decrease in farmland area at the
ment, i.e. local land use change opposite to the benefit of urban and industrial development is
national trend, will never be large, as national experienced, while at the same time demands for
demands have to be fulfilled. Historic analysis of agricultural products are increasing, leading to
years in which the demand for land use types an even further intensification of land use.
remained constant can give indications for the Also with respect to the data used in the
magnitude of autonomous developments. modelling approach advances are being made by
The second calibration parameter influences including remote sensing data in the model,
the multi-scale approach. If certain grid cells, at which will allow a higher spatial resolution.
the coarse allocation scale, have an increase in a More attention to the economical parameters as
60 P.H. Verburg et al. / Ecological Modelling 116 (1999) 45–61

one of the important factors for land use alloca- Holling, C.S., 1992. Cross-scale morphology, geometry and
dynamics of ecosystems. Ecol. Monogr. 62 (4), 447 – 502.
tion is needed to result in a better understanding
Islam, N. (Ed.), 1995. Population and Food in the Early
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Jørgensen, S.E., 1994. Fundamentals of Ecological Mod-
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