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Original Article

Development of a sustainable community


mental health program in a remote region:
the Austral Institute for Mental Health
Desenvolvimento de um programa sustentável de saúde mental
comunitária numa região remota: o Instituto Austral de Saúde Mental
Jose Lumerman1, Sarah Conover2

Abstract
This paper described a community-based rehabilitation program in a remote region of Argentina. The program is located in
Neuquén Province, in the Patagonia region. At the time it was initiated, about 20 years ago, the province had an excellent
system of primary care, but one in which mental disorders were neglected. There were only a few psychiatrists in the province,
and none involved in community care of people with severe mental disorders. Starting from this point, the “Austral” program
was developed by making use of the local resources (such as primary care doctors) that were available, and it later earned
a reputation as a model program. In 2012, Neuquén became a site of the RedeAmericas, a National Institute of Mental Health
funded regional mental health network in Latin America.
Keywords: Community Health Services; global health; mental health services; sustainable development indicators.

Resumo
Este artigo descreveu um programa comunitário de reabilitação baseado em uma região remota da Argentina. O mesmo está
localizado na Província de Neuquén, na Patagônia. No momento em que foi iniciado, há aproximadamente 20 anos, tinha um
excelente sistema de cuidados de saúde primários, mas no qual os transtornos mentais foram negligenciados. Havia apenas
alguns psiquiatras na província, e nenhum estava envolvido com atendimento comunitário para pessoas com transtornos
mentais graves. A partir desse ponto, o programa “Austral” desenvolveu-se por meio da utilização dos recursos locais (como
os médicos de cuidados primários) que estavam disponíveis, e com o tempo ganhou reputação de programa modelo.
Em 2012, Neuquén tornou-se sede da RedeAmericas, uma rede regional de saúde mental da América Latina financiada pelo
governo dos Estados Unidos.
Palavras-chave: Serviços de Saúde Comunitária; saúde mundial; serviços de saúde mental; indicadores de desenvolvi-
mento sustentável.

Study carried out at Instituto Austral de Salud Mental – Neuquén, Argentina.


1
Psychiatrist; General Director and Founder of the Instituto Austral de Salud Mental – Neuquén, Argentina.
2
Epidemiologist; Co-director of the CTI Global Network, Silberman School of Social Work at Hunter College – New York City, NY, USA.
Mailing address: Jose Lumerman – Instituto Austral de Salud Mental – Belgrano 76, Neuquén 8300, Argentina, 0054-28844305 – E-mail: joselumerman@gmail.com
Financial support: none.
Conflict of interest: nothing to declare.

80 Cad. Saúde Colet., 2013, Rio de Janeiro, 21 (1): 80-4


Sustainable community mental health program in a remote region

INTRODUCTION the standard of living had improved in many communities


This paper describes a community-based rehabilitation as the natural resources were exploited, generating jobs and
program in the province of Neuquén, in the remote Patagonia income. Nonetheless, there had not been a commensurate im-
region of Argentina, which has been sustained for 20 years. provement in population health, for example, infant mortality
Previous publications have described the early phase of rates remained very high. At this time, Governor Don Felipe
the program1,2, but this is the first description of how it has Sapag, responding to demands from mothers to improve
evolved and been maintained over such a long period. It is child’s health, initiated the development of a remarkably in-
now recognized worldwide as a model program, cited by the novative public health policy. At the heart of the policy was
World Health Organization Mental Health Division3 and by a universally accessible health care system based on primary
the World Federation for Mental Health4. Numerous trainees care, which was delivered by general doctors, nurses, and
from other places, including the United States and Europe, paraprofessionals within each local community. Secondary
take electives during which they learn about the program and and tertiary cares were available at district level on referral.
participate in its work. Within a decade, the health system and other public health
One of the authors of this paper was the originator of the policies had been rapidly transformed. The province had de-
program and continues to lead it; and the other was one of veloped an integrated health care system, making use of local
three founding members of a group of international consul- resources, under the leadership of cutting edge public health pro-
tants who have helped support and shape its development fessionals such as Doctors Moreno and Perrone. This in turn was
since its initiation. Five members of this group are now also a major contributor to a transformation in population’s health.
involved in RedeAmericas. Pamela Collins is no longer in- The infant mortality rate has continued to decline. For example,
volved with the Austral, due to the potential for conflict of in- over the 30-year period from 1980  to 2009, the rate dropped
terest; as a leader in the field of global mental health, she now from 31.7 to 7.6%6. The degree and rapidity of this improvement
plays a key role in the development of global mental health in public health is unparalleled in the history of Argentina.
initiatives such as RedeAmericas within the National Institute Over subsequent years, the health system was further de-
of Mental Health (NIMH)5. veloped and consolidated. It achieved virtual self-sufficiency,
that is, it was rarely necessary to refer patients to health care
outside the province, with one notable exception. The excep-
CONTEXT tion was mental health care, which had not been integrated
The province of Neuquén is vast, bounded by two riv- into the public health system of the province.
ers fed by the melting snows of the Andes mountain range.
It forms a triangle in the Northwest of the Argentinian
Patagonia. Neuquén was “national territory” until 1956, when MENTAL HEALTH CARE IN NEUQUÉN BEFORE
it became a province of the Argentinian Republic. The new THE AUSTRAL
one was extremely rich in natural resources, for example, it In 1987, the public mental health system of the province
had major oil and gas fields, large areas of fertile land, and was essentially limited to nine psychiatric beds in a tertiary care
other of dense native jungle. It also had a natural beauty that hospital (Castro Rendon Hospital) for the entire population of
now attracts tourists from around the world. 400,000 inhabitants. Outpatient care was mainly provided by a
Nonetheless, in its early decades, many communities were few office-based specialists in the private sector in the capital
very poor and a significant number of people was destitute. The city of Neuquén. Jose Lumerman was recruited to Neuquén to
population was comprised mainly of indigenous communities, work in the public health system, with the mission of chang-
and recent migrants from other Argentinean provinces and ing this situation. It proved difficult to do so due to changes in
neighboring countries who came in search of work. The major- leadership and general resistance to inclusion of mental health
ity of the population was children and youth. Such population services as a major component.
was afflicted by high rates of childhood malnutrition, endemic In 1993, aware of the gap in mental health services in
illnesses like hydatidosis and tuberculosis, and one of the high- the public sector, the medical director of Neuquén’s Social
est infant mortality rates in the Americas (more than one in ten Security Institute (ISSN) asked JL to develop a nongovern-
babies). This poor state of population health reflected in part the mental organization for the care of ISSN members with se-
almost complete absence of a provincial public health program. vere mental disorders. ISSN is a form of social insurance that
By the late 1960s, migrants had become a larger propor- represents the most important source of funding for health
tion of the population, especially in the city of Neuquén, and services for most of the population.

Cad. Saúde Colet., 2013, Rio de Janeiro, 21 (1): 80-4 81


Jose Lumerman, Sarah Conover

Until that time, most patients with severe mental disor- symptoms of mental disorders, and the appropriate treat-
ders had to be transferred to Buenos Aires (more than a thou- ment. Treatment included the key elements of the healing
sand miles away) for specialized care. For those who were not process: outreach and support delivered at home and/or at a
wealthy, this often meant inpatient care in La Borda, a large welcoming locale (the Institute); support for family members;
and crowded asylum in Buenos Aires. It is not known how a recovery orientation (in current terminology); advocacy in
many people never returned to Neuquén. Those who did re- the community to allow patients to participate in civic life;
ceived minimal if any follow-up care; many relapsed and were and medications.
sent back to Buenos Aires for re-hospitalization. This gener-
ated high costs for the ISSN, as well as unsatisfactory clinical
outcomes for the affected individuals and their families. SERVICES OF THE AUSTRAL INSTITUTE
The program has evolved a great deal, and now includes
nurses, psychologists, and other mental health professionals.
CREATION OF THE AUSTRAL INSTITUTE OF Nonetheless, the central elements of the team structure have
MENTAL HEALTH remained in place. For example, the general practitioner is the
The challenge that JL confronted was to develop a pro- overall team leader and monitors physical health and medica-
gram for mental health care in a province that had virtually tions as well. The community mental health worker spends
no psychiatrists providing care for people with severe mental more time than other members of the team providing services
disorders. Furthermore, the program had to be established to the patient and family and has the most intimate knowledge
outside the provincial public health system, though it would of their circumstances. A psychiatrist is available for consulta-
also need to maintain strong ties with that system. His previ- tion. The team meets regularly to share experiences and plan
ous experience in the public health system of the province en- treatment strategies.
abled him, however, to identify other kinds of local resources, Over a period of about 20 years, in conjunction with this
and to envision a community based mental health care that general approach, a wide spectrum of outpatient services were
could be built with these resources. Clearly, primary care developed. We describe three of them briefly here; others, not
teams consisting of general practitioners, nurses, social work- described, include services for children.
ers and community health workers were providing adequate The Day Hospital is the highest intensity outpatient
care for people with chronic diseases such as diabetes. Why service. For the creation of the Day Hospital, a comfortable
could they not do the same for people affected by chronic house was chosen in the center of the city of Neuquén, and
psychiatric disorders? At the same time, other kinds of local renovated by a local architect, to provide an open and cozy
resources were potentially available to fulfill the roles usually space. In its center, there is a prominent kitchen run by a chef
played by occupational therapists and others in psychiatric who cooks delicious meals and interacts with patients. For
rehabilitation. Why not use artists, dancers, actors, authors, patients in a state of crisis who cannot manage with the Day
and sculptors? Hospital alone, there is also intensive home care which helps
The Austral Institute was developed as a novel approach prevent the need for hospitalization. In addition, all patients
to the use of these local resources for community mental receive home visits as part of assessment and ongoing work.
health care. A central guiding concept since the initiation of Patients are assessed and monitored by their general practi-
the program has been “alta simplicidad” (high simplicity, in tioner and have psychiatric consultations. They participate in
English). This meant the distillation of complex concepts of “Basic Needs and Functioning” groups, in groups for plan-
care into basic principles that could be conveyed to all stake- ning the weekends, in recreation workshops, and in multi-
holders in the community, including service users, their fami- family meetings, usually led by the community mental health
lies, journalists, policy makers, teachers, judges, and others. workers. They also discuss ways to socialize and participate in
Indeed, it was apparent from the start that for the program the broader Neuquén community during their free time, both
to be sustained, it would need to be understandable to the in one to one meetings with staff and in the various groups.
entire community. Alta simplicidad also defined the elabora- The average length of stay in the Day Hospital is four months.
tion of corresponding mental health care practices that could The Half-Day Hospital is a service of medium intensity
be implemented by nonspecialist workers, an approach that where patients are offered therapeutic activities similar to
nowadays would be considered as a form of “task shifting”. those of the Day Hospital, but less intensive, and with more
Following this principle, the new Institute used teams led emphasis on groups. Often patients move from the Day
by general practitioners who learned to recognize the basic Hospital to the Half-Day Hospital as they improve, but they

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Sustainable community mental health program in a remote region

can also start in the Half-day Hospital, depending on their community groups and media. The government sectors
condition and needs. The average stay is three months. alone include health, education, social security and justice.
A third key component service is rehabilitation. Although An enormous amount of time and energy has been devoted
rehabilitation was always central to the mission of the Austral, to these relationships, some of which are inherently unsta-
the services available have increased gradually over time, ble, for example, the periodic change of the political party
and especially in the last few years. The rehabilitation pro- in control of the provincial government always requires
cess begins in the Day Hospital, continues in the Half-Day some reshaping of relationships.
Hospital, and finally becomes the main type of activity. Key The second factor is internal to the Austral itself, that is,
to the rehabilitation process are the groups run by artists and the continuity of people who contribute to the institute in
agricultural technicians and other non-mental health profes- general, and the continuity of the Austral team in particular.
sionals. These groups take place out in the community with “Continuity” does not mean constancy, but rather, that turn-
the support of the community mental health workers of the over of staff is gradual, so that a core with experience remains;
Austral. Recently patients from the Austral have been admit- new staff can be introduced and trained as replacements or
ted to courses in agricultural methods that are offered by the to lead the extension of services. This continuity is owed in
Province to the entire community. They participate as regular part to the way the program was designed. Each team mem-
trainees, with no distinction made between Austral referrals ber’s contribution is recognized as important in the team
and other trainees. Also, patients have set up various kinds meetings where the evolution of the patients and families in
of small businesses (e.g., making crafts out of wood to sell at the various therapeutic areas is discussed. Team members
the artisan fair on weekends), initially with the assistance of are encouraged to develop and  increase their responsibili-
Austral staff, and later becoming virtually independent (staff ties, and further, to propose new initiatives. Furthermore,
still visit and offer some practical help when needed). There is the team shares a commitment to the approach used, and
no specified time limit to the rehabilitation process. above all, to the overall wellbeing of patients and  families.
Since its creation, the Austral has treated over 5,000 pa- These and other factors help foster enthusiasm and initia-
tients and their families. Very few have required hospitaliza- tive, and thus prevent “burn-out”.
tion. Following treatment, the great majority has been able to The third factor is its ongoing relationship with interna-
live in decent accommodation in the community, and have tional advisors in psychiatry, epidemiology and community
maintained enduring ties with their families. Often a family mental health, who have made periodic visits to provide train-
was initially disconnected from, or critical of a patient, and/or ing. As noted earlier, one of the authors was intimately involved
vice versa, but over time the family became a solid and wel- throughout this process from the beginning. The involvement
come source of support. Many former patients have obtained of international advisors turned out to be important to sus-
employment. Thus, Neuquén has been transformed from a tainability for several reasons. First, it had a positive impact on
province in which community mental health issues were largely morale of both staff and patients. International advisors who
ignored into a province where people with mental disorders met with both staff and patients, and were impressed by the
receive adequate help. work being done, offered a kind of validation that something
important was being achieved. Second, international advi-
sors could provide guidance in some areas where expertise
SUSTAINABILITY OF THE MODEL was lacking, and connect the Austral to related work being
Although there are many models of “task shifting” in done across other regions of the globe. Third, their ongoing
global mental health, some distinctive features differentiate involvement led to international friendships that still help
the Austral program from other models. We have already maintain morale, partly through direct contact, and partly
described one, that is, the reliance on general doctors as team through trainees, as described later. Fourth, it helped to raise
leaders. The most distinctive (and possibly unique) feature, the prestige of the work in the eyes of various stakeholders,
however, is that it has been maintained for nearly 20 years, such as government agencies. Fifth, it facilitated access to lo-
in a remote area of a middle income country. We think there cal and national media, which helped to disseminate the work
were three key factors that contributed to its sustainability. of a program in a remote province to a broad audience across
The first factor is the strength of the relationship with the country, and to some extent, to other countries. Finally, it
stakeholders in the community. This has been achieved created the potential to do research to gauge the effectiveness
by ongoing efforts to maintain the ties of the Austral to of the program in a rigorous way, although this potential is
a wide range of groups, such as government sectors and not yet fully realized.

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Jose Lumerman, Sarah Conover

RECIPROCITY in remote settings in middle income countries where


It would be very misleading to represent the interaction with the there are few psychiatrists and few psychiatric inpatient
international advisors as a one-way process. In fact, our impression beds. The program has also had a broad impact on the
is that the international advisors learned as much from the Austral region  that goes beyond the individual patient care pro-
as vice versa. Many people who later became prominent in what vided. Through its alliances with media and other sectors,
is now called “global mental health” were part of the international mental health has become a theme of interest for the peo-
advisory team of the Austral at a formative stage in their careers. ple in general, and for policy makers in particular, which
Three examples are Pamela Collins, Graham Thornicroft, and is of crucial importance for the struggle against stigma
Ezra Susser, each of whom had longstanding relationships with the and for increased investment in mental health services.
Austral. These advisors participated not only in the development of As a result of related work with primary care doctors in
the Austral per se, described here, but also in province-wide efforts the province, mental health has gradually become part of
to introduce mental health care into routine practice in the primary routine primary care and of medical training. In this con-
care system of the province. They were profoundly influenced by text, the Austral has become a center of training for doc-
these experiences, and drew upon it in their subsequent work. tors, psychologists, nurses, social workers and advanced
Furthermore, the Austral has served as a “practicum” ex- students who later assume positions in the primary care
perience for students in high-income countries to learn about system of the province. Also, some of the former general
the possibilities and challenges for mental health programs in doctors of the Austral are now key figures in the Neuquén
a remote area of a middle-income country. The staff and pa- Ministry of Health, where they facilitate the integration
tients alike have warmly welcomed trainees from the United of mental health into primary care. Thus, one small pro-
States, the United Kingdom, the Netherlands, and other gram in a remote province has over the long term had a
countries. At present, approximately 50 trainees have had this profound impact within the province, as well as an ap-
experience, and the number continues to grow. They include preciable impact across the globe. Now, as one of the sites
young psychiatrists, other mental health and public health of RedeAmericas, we expect that the influence  of the
trainees, medical students, and motivated undergraduates. program across Latin America will grow, and at the same
time, that the program will introduce new ideas from
other sites of RedeAmericas. Being part of RedeAmericas
CONCLUSIONS may also allow for a full evaluation to document how the
The experience of the Austral suggests that good program influences the lives of the patients it serves, and
community mental health care is feasible and sustainable to examine in more depth the reasons for its sustainability.

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