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Clinical Endocrinology (2016) 84, 687–692 doi: 10.1111/cen.

13000

ORIGINAL ARTICLE

Management recommendations for osteoporosis in clinical


guidelines
Michael Wang, Mark Bolland and Andrew Grey

Department of Medicine, University of Auckland, Auckland, New Zealand

facilitate more rational use of resources and improve patient


Summary care.

Objective Numerous guidelines advise about management of (Received 24 November 2015; returned for revision 30 November
osteoporosis, but little research has been conducted on their rec- 2015; finally revised 7 December 2015; accepted 10 December
ommendations. We analysed recommendations on management 2015)
of bone health in clinical guidelines.
Design We surveyed recommendations on assessment, treat-
ment and monitoring of bone health in 78 clinical guidelines
Introduction
(22 primary focus osteoporosis, 56 primary focus not osteoporo-
sis) lodged at the Agency for Health Research and Quality Clinical practice guidelines aim to provide practitioners with
National Guidelines Clearinghouse between 1/1/2009 and 12/31/ practical management advice based on the best available evi-
2014. dence.1 Inconsistencies in guideline recommendations are com-
Measurements Governance of guidelines; discussion of fracture mon2 and can confuse practitioners and patients. They might be
risk in the target population; recommendations for assessment, caused by regional differences in the availability of treatments
treatment and monitoring of bone health. and/or testing technologies, variations in methodologies used for
Results Only 14% of guidelines discussed fracture risk in the assessing evidence, lack of rigorous evidence upon which to base
target population. When guidelines discussed assessment, 98% a recommendation, and the influence of financial conflicts of
recommended bone mineral density (BMD) measurement but interest among guideline developers. Little research has been
only 27% recommended estimation of fracture risk. When conducted on guidelines on bone health. In 2011, a targeted sur-
guidelines discussed treatment, 63–71% recommended calcium vey of 1–2 guidelines with osteoporosis as a primary focus from
and/or vitamin D, while <12% recommended avoiding low body each of several countries reported substantial variation in treat-
weight or smoking cessation. When guidelines discussed inter- ment recommendations.3
vention, 53% did so on the basis of BMD measurement, and Two of us (AG and MB) triage requests for bone mineral
only 27% on the basis of estimated fracture risk. When guideli- density (BMD) assessment at public hospitals in Auckland, a
nes discussed monitoring, >90% recommended BMD measure- city of 1!5 million people. In this capacity, we interact with
ments, and only 3% recommended estimation of fracture risk. referrers from a range of primary and secondary care services.
About 65% of guidelines that suggested a BMD monitoring We noticed that referrers strongly advocated for widespread
interval recommended one of ≤3 years. Compared to guidelines and frequent use of BMD assessment in situations in
with a primary focus on osteoporosis, guidelines whose primary which absolute fracture risk is low, such as young adults with
focus was not osteoporosis were less likely to discuss fracture risk eating disorders and premenopausal women with breast can-
in the target population (2% vs 45%), recommend estimation of cer. We wondered whether guideline recommendations in dis-
fracture risk (11% vs 55%) and recommend intervention on the ciplines in which bone health is not a primary focus might
basis of estimated fracture risk (10% vs 67%) (all P < 0!005). promote management based on surrogate outcomes such as
Conclusions Our findings highlight a strong focus in clinical BMD without considering the important clinical outcome of
guidelines on BMD, a surrogate measure, rather than fracture fracture.
risk, the clinically important outcome, particularly when bone Accordingly, we surveyed recommendations on assessment,
health is not the primary focus. Addressing this issue might treatment and monitoring of bone health in clinical guidelines
lodged at the Agency for Health Research and Quality National
Guidelines Clearinghouse (AHRQ NGC). We also assessed
whether recommendations in guidelines with a primary focus on
Correspondence: Andrew Grey, Department of Medicine, University of
Auckland, Private Bag 92019, Auckland 1142, New Zealand. osteoporosis differed from those in guidelines with a primary
Tel.: +64 9 3737599; E-mail a.grey@auckland.ac.nz focus that was not osteoporosis.

© 2015 John Wiley & Sons Ltd 687


688 M. Wang et al.

Methods Results

Collation of guidelines Guidelines data set


We searched the AHRQ repository of clinical practice guideli- We identified 126 potentially eligible guidelines, 48 of which did
nes, the NGC (http://www.guideline.gov/), for guidelines rele- not make a recommendation about assessment, treatment or
vant to osteoporosis, lodged between 1 January 2009 and 31 monitoring of osteoporosis. The final data set (Table S1) con-
December 2014, using the terms ‘osteoporosis’, ‘bone density’ or tained 78 guidelines, 22 with osteoporosis as their primary focus
‘bone turnover’. All potentially eligible documents were and 56 whose primary focus was not osteoporosis. Forty-six
extracted in full and independently assessed by two investigators guidelines (59%) were from USA-based organisations.
(MW and AG). We included the most recent version of any
guideline that made a recommendation about assessment, treat-
Governance
ment or monitoring of osteoporosis.
About half (53%) of the guidelines were developed by profes-
sional societies, about one-third (35%) by government organisa-
Data extraction and analysis
tions and <15% by commercial sources, advocacy organisations,
From each guideline, we extracted information on governance, academic institutions or medical centres (Table 2). These pro-
clinical focus and recommendations for assessment, treatment portions were similar whether the primary focus of the guideline
and monitoring (Table 1). Data were independently extracted by was osteoporosis or not.
two investigators (MW and AG) and disagreements resolved by In 28% of guidelines, at least one author declared a financial
consensus. conflict of interest: this proportion was similar for guidelines
A descriptive analysis was undertaken on the whole set of eli- with a primary focus on osteoporosis to those whose primary
gible guidelines. Comparisons between guidelines with a primary focus was not osteoporosis (27% vs 29%, P > 0!99). In 17% of
focus on osteoporosis and those in which osteoporosis was not guidelines, the lead author declared a conflict of interest; this
the primary focus were undertaken using Fisher’s exact tests. proportion was similar for guidelines with a primary focus on
osteoporosis to those whose primary focus was not osteoporosis
(9% vs 20%, P = 0!33).
Table 1. Characteristics of guideline documents A declaration of no conflict of interest among authors was
made in 38% of guidelines; this proportion was higher for
A. Governance guidelines with a primary focus on osteoporosis than for those
Dates whose primary focus was not osteoporosis (68% vs 27%,
Date first issued P = 0!002). A similar pattern of results was observed for con-
Date of current revision
flicts of interest among lead authors.
Guideline developer
Type of primary guideline developer
No statement was made about conflicts of interest in 33% of
Other guideline developers guidelines: this proportion was lower for guidelines with a pri-
Funding/COI mary focus on osteoporosis than for those whose primary focus
Funding source(s) of guideline was not osteoporosis (5% vs 45%, P < 0!001). A similar pattern
Conflicts of interest declared by any author of results was observed for conflicts of interest among lead
Conflicts of interest declared by lead author/chairperson authors.
B. Focus
Topic of Guideline
Primary focus of guideline Recommendations
Is guideline primary focus osteoporosis?
Target population Table 3 shows the proportions of guidelines that made recom-
C. Management mendations about assessment, treatment or monitoring. Among
Assessment and Testing the 78 guidelines, only 11 (14%) discussed fracture risk in the
Discusses fracture risk of target population target population. Fracture risk was more likely to be discussed
Recommends estimation of fracture risk
in guidelines whose primary focus was osteoporosis than in
Recommends bone density measurement
Recommends measurement of bone turnover
those whose primary focus was not osteoporosis (45% vs 2%,
Intervention P < 0!001). About three-quarters of guidelines recommended
Recommends intervention undertaking some form of assessment and a similar proportion
Which interventions recommended? made a recommendation about treatment. About 40% of guide-
On what basis is intervention recommended? lines made a recommendation about monitoring. Guidelines
Monitoring with a primary focus on osteoporosis were more likely than
Recommends monitoring
those with a primary focus other than osteoporosis to make rec-
Type of monitoring?
Frequency of monitoring
ommendations to undertake assessment (91% vs 64%, P = 0!02)
and about monitoring (68% vs 29%, P = 0!002).

© 2015 John Wiley & Sons Ltd


Clinical Endocrinology (2016), 84, 687–692
Osteoporosis guideline recommendations 689

Table 2. Governance of guidelines

Guideline

Primary focus Primary focus not


All (n = 78) osteoporosis (n = 22) osteoporosis (n = 56) P

Guideline developer*
Academic institution 1 (1) 1 (5) 0 (0) 0!28
Advocacy organisation 10 (13) 2 (9) 8 (15) 0!72
Commercial organisation 2 (3) 0 (0) 2 (4) >0!99
Government 27 (35) 7 (32) 20 (36) 0!80
Medical centre 1 (1) 0 (0) 1 (2) >0!99
Professional association 41 (53) 13 (59) 28 (50) 0!62
Conflicts of interests
Any author
Declaration of conflict of interests 22 (28) 6 (27) 16 (29) >0!99
Declaration of no conflict of interests 30 (38) 15 (68) 15 (27) 0!002
No declaration of conflicts of interests 26 (33) 1 (5) 25 (45) <0!001
Lead author
Declaration of conflict of interests 13 (17) 2 (9) 11 (20) 0!33
Declaration of no conflict of interests 38 (49) 18 (82) 20 (36) <0!001
No declaration of conflicts of interests 27 (35) 2 (9) 25 (45) 0!003

Data are n, (%). P values apply to comparisons between guidelines with a primary focus on osteoporosis and those without.
*Four guidelines were developed by more than one organization.

Table 3. Guideline recommendations primary focus of the guideline. About 11% and 27% of guideli-
nes, respectively, recommended measurement of bone turnover
Guideline marker(s) and estimation of fracture risk. In each case, guideli-
nes with a primary focus on osteoporosis were more likely to
Primary Primary make the recommendation than those with a primary focus
focus focus not other than osteoporosis (25% vs 3%, P = 0!02 and 55% vs 11%,
All osteoporosis osteoporosis
P = 0!001, respectively).
(n = 78) (n = 22) (n = 56) P
The proportion of guidelines that recommended estimation of
Discusses 11 (14) 10 (45) 1 (2) <0!001 fracture risk did not change substantially over time: 3 of 21
fracture risk (14%) in 2009–2010, 8 of 31 (38%) in 2011–2012 and 4 of 14
in target population (29%) in 2013–2014.
Recommends 56 (72) 20 (91) 36 (64) 0!02
assessment
Recommends 59 (76) 18 (82) 41 (73) 0!56 Intervention
intervention
When guidelines made recommendations about interventions
Recommends 31 (40) 15 (68) 16 (29) 0!002
follow-up monitoring (n = 59, Table 4), the most commonly mentioned nonpharma-
cological treatments were calcium (63%) and vitamin D (71%).
Data are n (%). P values apply to comparisons between guidelines with Exercise was recommended by 36% of guidelines. Smoking ces-
a primary focus on osteoporosis and those without. sation (12%), moderation of alcohol intake (3%) and avoiding
low body weight (2%) were infrequently recommended. No dif-
The proportion of guidelines that discussed fracture risk in ference was observed for any of these recommendations between
the target population did not change over time: 4 of 31 (13%) guidelines with a primary focus on osteoporosis and those with
in 2009–2010, 6 of 26 (23%) in 2011–2012 and 1 of 21 (5%) in a primary focus other than osteoporosis (all P > 0!15).
2013–2014. Bisphosphonates were the most commonly mentioned phar-
macological intervention, in 49% of guidelines. Raloxifene, teri-
paratide, denosumab and calcitonin were mentioned by 15%,
Assessment
24%, 20% and 14% of guidelines, respectively. Each of the phar-
When guidelines made recommendations about assessment macological therapies was recommended more frequently by
(n = 56), almost all (98%) suggested measurement of BMD guidelines with a primary focus on osteoporosis than by guideli-
(Table 4). This recommendation was not influenced by the nes with focus other than osteoporosis (all P < 0!005).

© 2015 John Wiley & Sons Ltd


Clinical Endocrinology (2016), 84, 687–692
690 M. Wang et al.

Table 4. Guideline recommendations for assessment, treatment and monitoring

Guideline

Primary focus Primary focus not


All osteoporosis osteoporosis P

Recommends assessment N = 56 N = 20 N = 36
Bone mineral density 55 (98) 20 (100) 35 (97) >0!99
Bone turnover marker measurement 6 (11) 5 (25) 1 (3) 0!02
Fracture risk estimation 15 (27) 11 (55) 4 (11) 0!001
Recommends intervention N = 59 N = 18 N = 41
Calcium 37 (63) 14 (78) 23 (56) 0!15
Vitamin D 42 (71) 15 (83) 27 (66) 0!22
Avoid low body weight 1 (2) 1 (6) 0 (0) 0!31
Exercise 21 (36) 8 (44) 13 (32) 0!39
Smoking cessation 7 (12) 2 (11) 5 (12) >0!99
Alcohol moderation 2 (3) 1 (6) 1 (2) 0!52
Bisphosphonates 29 (49) 14 (78) 15 (37) 0!005
Raloxifene 9 (15) 9 (50) 0 (0) <0!001
Teriparatide 14 (24) 14 (78) 0 (0) <0!001
Denosumab 12 (20) 10 (56) 2 (5) <0!001
Calcitonin 8 (14) 6 (33) 2 (5) 0!008
Recommends monitoring N = 31 N = 15 N = 16
Bone mineral density 30 (97) 14 (93) 16 (100) 0!48
Bone turnover measurement 4 (13) 3 (20) 1 (6) 0!33
Fracture risk estimation 1 (3) 1 (7) 0 (0) 0!48

Data are n (%). P values apply to comparisons between guidelines with a primary focus on osteoporosis and those without.

Most guidelines that recommended intervention did so on the and 100%, respectively. If practitioners adopted the longest
basis of a BMD measurement (31 of 59, 53%); only 16 of 59 interval, the cumulative percentage of guidelines recommending
(27%) suggested fracture risk as the basis for intervention, of follow-up BMD measurements ≤1, 2 and 3 years was 13%, 48%
which only six suggested a level of risk at which intervention and 65%, respectively.
should be considered. Guidelines with a primary focus other
than osteoporosis were less likely to recommend intervention on
Discussion
the basis of fracture risk than guidelines with a primary focus
on osteoporosis (4 of 41, 10% vs 12 of 18, 67%, P < 0!001). The majority of guidelines making recommendations about
assessment, treatment or monitoring of bone health did not
incorporate the clinically important outcome, fracture, into their
Monitoring
advice. Thus, only 14% of guidelines discussed fracture risk in
When guidelines made recommendations about monitoring the target populations, and this occurred in only 2% of guideli-
(n = 31, Table 4), almost all (97%) recommended follow-up nes with a primary focus other than osteoporosis. We wondered
BMD measurements, 13% suggested measurement of bone turn- whether discussion of fracture risk might increase over time, as
over marker(s) and only 3% recommended estimation of frac- online absolute fracture risk calculators such as FRAX (https://
ture risk. There was no difference between guidelines with a www.shef.ac.uk/FRAX/), QFracture (http://www.qfracture.org/)
primary focus on osteoporosis and those with a different pri- and the Garvan tool (http://www.garvan.org.au/promotions/
mary focus in the proportions recommending any of these mon- bone-fracture-risk/calculator/) were launched in 2007–2009.
itoring strategies (all P > 0!33). However, the frequency at which fracture risk was discussed in
Thirty guidelines recommended BMD monitoring, of which guidelines lodged in 2013–2014 (5%) was lower than that in
23 also proposed a monitoring interval. Fifteen of those 23 guidelines lodged in 2009–2010 (13%). The limited emphasis on
guidelines (65%) recommended a monitoring interval of fracture risk in osteoporosis guidelines is reinforced by recom-
≤3 years. Of the eight guidelines which recommended a range of mendations for assessment, which almost universally included
monitoring intervals for BMD measurements, none excluded an BMD measurement but only included estimation of fracture risk
interval of ≤3 years. If practitioners faced with a range of possi- in 27% of documents. Again, guidelines with a primary focus
ble options for monitoring intervals adopted the shortest inter- other than osteoporosis seldom (11%) recommended fracture
val, the cumulative percentage of guidelines recommending risk estimation. Consequences of failing to discuss and/or rec-
follow-up BMD measurements ≤1, 2 and 3 years was 52%, 96% ommend estimation of fracture risk are that readers of the

© 2015 John Wiley & Sons Ltd


Clinical Endocrinology (2016), 84, 687–692
Osteoporosis guideline recommendations 691

guidelines might overestimate or underestimate fracture risk in sure, BMD, and rarely on the clinically important outcome of
the target population and that guideline recommendations for fracture. This was especially so for guidelines whose primary
interventions are largely based on a surrogate outcome (BMD), focus was not osteoporosis. Consequently, practitioners in disci-
not the risk of the important clinical outcome, fracture. plines for which bone health is not a primary focus might con-
Guidelines that made a recommendation about intervention, centrate unduly on BMD measurement rather than fracture risk.
63% and 73%, respectively, recommended increasing calcium
intake and/or vitamin D levels as lifestyle interventions for
Disclosure statement
improving bone health, despite clinical trial evidence of marginal
or no reductions in fracture risk that are balanced by modest Andrew Grey is a shareholder in Auckland Bone Density, a
harms,4–7 and little new randomised trial evidence since 2008.8 company that provides bone densitometry services. Michael
Fewer than 12% of guidelines recommended interventions to Wang and Mark Bolland have no conflict of interests to declare.
address any of the three lifestyle risk factors (low body weight,
cigarette smoking and heavy alcohol intake) that emerged as
Acknowledgements
independent risk factors for fracture during the development of
absolute fracture risk calculators.9 Exercise was recommended in This work was supported by a University of Auckland summer
36% of guidelines, although its utility in fracture prevention is studentship grant to Michael Wang. Mark Bolland is the recipi-
uncertain.10–12 ent of a Hercus Fellowship from the Health Research Council of
Among guidelines which made a recommendation about New Zealand. Neither funder played a role in the study design,
pharmacological treatment, those with a primary focus on osteo- conduct, analysis or decision to submit the manuscript.
porosis were more likely to recommend any medication than
guidelines with a primary focus other than osteoporosis. Surpris-
ingly, raloxifene and calcitonin, each of which has limited value
Authors’ roles
because it reduces risk of vertebral but not nonvertebral frac- AG, MW and MB involved in study design. MW and AG con-
tures,13,14 were still recommended in 15% and 14% of guideli- ducted the study, analysed the data and drafted the manuscript.
nes, respectively. MW, MB and AG revised the manuscript. MW, MB and AG
Guideline recommendations for monitoring bone health also approved the final version of the manuscript. AG took responsi-
focused strongly on BMD and very rarely (only 3%) suggested bility for the integrity of the data analysis.
monitoring of fracture risk. Further, when guidelines provided
advice about the frequency of BMD monitoring, the majority
recommended intervals between scans of ≤3 years. Given that References
the expected loss of BMD in older adults is about 1%/year,15 1 Steinbrook, R. (2014) Improving clinical practice guidelines.
and the smallest change in BMD that can be reliably detected is JAMA Internal Medicine, 174, 181.
as much as 3!5–5!5%,16,17 monitoring BMD ≤3 yearly is unlikely 2 Classen, D.C. & Mermel, L.A. (2015) Specialty society clinical
to generate clinically meaningful data. Evidence published before practice guidelines: time for evolution or revolution? Journal of
the start of the period we reviewed suggested that follow-up the American Medical Association, 314, 871–872.
3 Leslie, W.D. & Schousboe, J.T. (2011) A review of osteoporosis
BMD testing does not improve fracture risk prediction,15 and
diagnosis and treatment options in new and recently updated
subsequent analyses suggested that testing intervals of 5–15 years
guidelines on case finding around the world. Current Osteoporosis
were sufficient to detect transition to osteoporosis.18
Reports, 9, 129–140.
Concerns have been raised about the integrity of the guideli- 4 Tai, V., Leung, W., Grey, A. et al. (2015) Calcium intake and
nes development process, in particular around the influence of bone mineral density: systematic review and meta-analysis. Bri-
financial conflicts of interest.1,19 In our analysis, only about one- tish Medical Journal, 351, h4183.
third of guideline authors declare a financial conflict of interest. 5 Bolland, M.J., Leung, W., Tai, V. et al. (2015) Calcium intake
Of concern is that no declaration of conflict of interest is made and risk of fracture: systematic review. British Medical Journal,
for about one-third to one half of guidelines. 351, h4580.
Our study has limitations. We only assessed guidelines depos- 6 Reid, I.R., Bolland, M.J. & Grey, A. (2014) Effects of vitamin D
ited at the AHRQ NGC: several osteoporosis guidelines were supplements on bone mineral density: a systematic review and
meta-analysis. Lancet, 383, 146–155.
therefore not analysed, some of which might be quite influential.
7 Avenell, A., Mak, J.C.S. & O’Connell, D. (2014) Vitamin D and
Our analysis included guidelines from a range of countries, and
vitamin D analogues for preventing fractures in post-menopausal
national or regional differences in policies or funding might
women and older men. Cochrane Database of Systematic Reviews,
influence recommendations. Only guidelines written in English CD000227.
are lodged at the NGC. Not all of the guidelines we assessed 8 Grey, A. & Bolland, M. (2015) Web of industry, advocacy, and
made recommendations about each of the components of care – academia in the management of osteoporosis. British Medical
assessment, treatment and monitoring – that we evaluated. Journal, 351, h3170.
In summary, our review of guidelines that make recommen- 9 Kanis, J.A., Johnell, O., Oden, A. et al. (2008) FRAX and the
dations about assessment, treatment or monitoring of bone assessment of fracture probability in men and women from the
health found that most focused strongly on the surrogate mea- UK. Osteoporosis International, 19, 385–397.

© 2015 John Wiley & Sons Ltd


Clinical Endocrinology (2016), 84, 687–692

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