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AUM/ Netflow
✓ Average Assets Under Management (AAUM) for the month of October 2018 stood at ₹ 23,15,444 crore as
against ₹ 24,31,342 crore for the month of September 2018 (MoM decrease by 5%) and ₹ 21,78,609 crore
for the month of October 2017 (YOY increase by 6%).
✓ Assets Under Management (AUM) as at the end of October 2018 stood at ₹ 22,23,560 crore as against
₹22,04,423 crore as at the end of September 2018 (MoM increase by 1%) and ₹ 21,41,346 crore as at the
end of October 2017 (YoY increase by 4%)
✓ The AUM in the Retail Schemes (i.e. Equity + ELSS + Balanced schemes) has decreased by 1% MoM from
₹ 9,79,281 crore as on September 30, 2018 to ₹ 9,73,676 crore as on October 31, 2018 and increased by
14% YoY from ₹ 855,449 crore as on October 31, 2017.
✓ AUM of Retail Schemes constitutes about 44% of the overall Industry AUM, and including debt funds, the
overall retail participation was about 57% of the overall Industry AUM.
✓ There was a net inflow of ₹ 35,529 crore during the month of October 2018, taking into account all categories
of schemes, as against net outflow of ₹ 2,30,158 crore during September 2018 and net inflow of ₹51,148
crore during October 2017. The Retail Schemes witnessed a net inflow of ₹15,302 crore during the month of
October 2018, as against net inflow of ₹ 11,982 crore during the month of September 2018 and net inflow of
₹21,899 crore during October 2017.
NO. OF SCHEMES
As on October 31, 2018, there were total 1,910 Mutual Fund schemes, consisting of –
→ 841 Open Ended Schemes
240 Income (Debt) Schemes, 330 Equity Schemes, 21 Arbitrage Funds, 42 ELSS, 26 Balanced Schemes, 53
Liquid Schemes, 28 Gilt Schemes, 12 Gold ETFs, 60 Other ETFs and 29 Fund of Funds investing overseas;
→ 1,043 Close Ended Schemes
888 Income (Debt) Schemes, 10 Infrastructure Debt Funds, 116 Equity Schemes, 1 Arbitrage Fund and 28
ELSS; and
→ 26 Interval Schemes
25 Income (Debt) Schemes and one Equity Scheme
FOLIOS
✓ During the month, 11.45 lakh new folios were added, raising the aggregate folio count to 7.90 crore, as
against 7.79 crore as on September 30, 2018 and 6.32 crore a year ago, indicating an increase of 25% YOY.
This is 53rd consecutive month witnessing rise in the no. of folios.
✓ The no. of folios under Equity, ELSS and Balanced schemes increased to 6.65 crore as on October 31, 2018
from 6.54 crore as on September 30, 2018, as against 5.15 crore folios a year ago, indicating an increase of
29% YOY.
SIP
✓ 9.35 lakh new SIP accounts were added during the month of October 2018, while 4.66 lakh SIP accounts
were closed or matured.
✓ The total no. of SIP Accounts as on October 31, 2018 stood at about 2.49 crore, while SIP AUM was
₹2,17,818 crore (about 9.8% of the overall MF Industry AUM)
✓ The total amount collected through SIP during the month of October 2018 was ₹7,985 crore (₹938 crore
under “Direct” plan and ₹7,047 crore under “Regular” Plan), as against ₹ 7,727 crore in September 2018
(₹893 crore under “Direct” plan and ₹6,834 crore under “Regular” Plan).
B-30 cities
✓ Folios in B-30 towns in retail segment were 3.04 crore as on 31-Oct-18 as against 2.98 crore as on 30-Sep-
18. AUM from B-30 towns in retail segment was ₹271,700 crore as on 31-Oct-18 as against ₹269,248 crore
as on 30-Sep-18.
✓ While folios in B-30 towns in retail segment were 3.04 crore out of total folios of 7.90 crore i.e. 38%, AUM
from B-30 towns in retail segment was ₹ 271,700 crore out of total AUM of ₹ 22,23,560 crore i.e. about
12.22% and about 21.7% of the Industry AUM for retail segment, which was ₹ 12,52,100 crore.
✓
AVG. TICKET SIZE
✓ The Average ticket size of retail segment in B-30 towns was about ₹ 89,200/-, while in T-30 cities, it was
about ₹2 lacs.
✓ While the combined average ticket size of retail segment for T30+B30 cities was about ₹1.59 lacs, the
average ticket size of the Industry as a whole (retail as well as corporate) is about ₹ 2.81 lacs.
ARBITRAGE FUNDS
✓ Arbitrage Funds are currently reported under Equity Schemes as per SEBI’s MCR format. Under Arbitrage
Funds, the amount mobilised during the month of October 2018 was ₹ 6,138 crore as against ₹ 4,374 crore
during September 2018. Sales under Arbitrage Funds were about 22% of total sales under equity schemes.
✓ There was a net inflow of ₹ 2,161 crore under Arbitrage funds during the month of October 2018, as
compared to net inflow of ₹ 79 crore during September 2018 and net inflow of ₹ 13,583 crore under equity
schemes during the month of October 2018.
✓ AUM under Arbitrage Funds stood at ₹57,044 crore, which constitutes about 8% of AUM of Equity Schemes.
✓ Currently there are about 2.64 lacs folios under Arbitrage Funds, as against 4.90 crore folios under Equity
schemes.
DISTRIBUTION REACH
✓ During the month, 1,396 new ARNs and 2,750 new EUINs were allotted, while 1,625 ARNs and 1,092 EUINs
were renewed.
✓ About 38% of overall registrations were from B-30 towns.
✓ Of the fresh ARN/ EUIN registrations during the month of October 2018, about 21% of the registrations were
from Maharashtra.
✓ The total no. mutual fund distributors registered with AMFI (i.e. ARN holders) and having valid registration as
on October 31, 2018 was 95,506 (which includes 6,588 non-individual ARN holders), while the employees of
mutual fund distributors registered with AMFI and holding Employee Unique Identification Number (EUIN)
was 99,202.
✓ The total no. of “Feet on Street” (excluding non-individual distributors) in respect of no. of mutual
fund distributors stood at 188,120 comprising of 88,918 individual mutual fund distributors and 99,202
employees.
Gross Sales, Netflow, AUM on monthly basis – Current year v/s previous year (All figures ₹ in crore)
Gross Sales, Netflow, AUM on monthly basis – Current year v/s previous year
No. of Folios
Scheme No. of Folios (as on) Change Change
Category 31-Oct-17 30-Sep-18 31-Oct-18 MoM YoY
Equity 3,73,00,255 4,78,58,780 4,87,31,745 8,72,965 1,14,31,490
ELSS 91,55,914 1,10,12,590 1,11,37,153 1,24,563 19,81,239
Arbitrage Funds 1,72,490 2,58,998 2,63,705 4,707 91,215
Balanced 49,09,482 62,78,352 63,36,101 57,749 14,26,619
Total 5,15,38,141 6,54,08,720 6,64,68,704 10,59,984 1,49,30,563
* High Networth Individuals (HNI) : Defined as individuals investing Rs 5 lakhs and above
F. SIP
(SIP Count in Lakh)
Total No. of No. of New SIP AUM SIP
No. of SIPs ₹ crore Contribution
Month outstanding SIP SIPs
discontinued ₹ crore
Accounts registered
Apr 18- Oct 18 248.94 70.35 32.87 2,17,818 52,472
A. Geographical spread of ARN holders/ EUIN Holders in T-30 and B-30 towns, having valid registration
as on October 31, 2018
Category From T-30 From B-30 Total % of B-30
towns towns to Total
A. ARN Holders
Individual 44,083 36,291 80,374 45
Senior Citizen 3,517 4,874 8,391 58
New Cadre 36 117 153 76
Corporate 5,238 1,350 6,588 20
Subtotal “A” 52,874 42,632 95,506 45
B. Employees
Corporate Employees having EUIN 68,118 31,029 99,147 31
IFA Employees having EUIN 49 6 55 11
Subtotal “B” 68,167 31,035 99,202 31
GRAND TOTAL (A+B) 1,21,041 73,667 1,94,708 38
Ltd.
Ltd,
Distributors
Employees
Employees
New Cadre
Partnership
Corporate
Corporate
Individual
Firms, etc.
Category/
Overseas
Total
Month
Public
NBFC
Bank
Cos.
Cos,
Pvt.
IFA
Apr 18- Oct 18 12,226 10 12 790 3 8 6 773 22,508 16 35,562