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Policy Review

European position statement on lung cancer screening


Matthijs Oudkerk, Anand Devaraj, Rozemarijn Vliegenthart, Thomas Henzler, Helmut Prosch, Claus P Heussel, Gorka Bastarrika, Nicola Sverzellati,
Mario Mascalchi, Stefan Delorme, David R Baldwin, Matthew E Callister, Nikolaus Becker, Marjolein A Heuvelmans, Witold Rzyman,
Maurizio V Infante, Ugo Pastorino, Jesper H Pedersen, Eugenio Paci, Stephen W Duffy, Harry de Koning, John K Field

Lung cancer screening with low-dose CT can save lives. This European Union (EU) position statement presents the Lancet Oncol 2017
available evidence and the major issues that need to be addressed to ensure the successful implementation of low-dose Published Online
CT lung cancer screening in Europe. This statement identified specific actions required by the European lung cancer November 27, 2017
http://dx.doi.org/10.1016/
screening community to adopt before the implementation of low-dose CT lung cancer screening. This position
S1470-2045(17)30861-6
statement recommends the following actions: a risk stratification approach should be used for future lung cancer low-
Center for Medical Imaging,
dose CT programmes; that individuals who enter screening programmes should be provided with information on the University Medical Center
benefits and harms of screening, and smoking cessation should be offered to all current smokers; that management of Groningen, University of
detected solid nodules should use semi-automatically measured volume and volume-doubling time; that national Groningen, Groningen,
Netherlands
quality assurance boards should be set up to oversee technical standards; that a lung nodule management pathway
(Prof M Oudkerk MD,
should be established and incorporated into clinical practice with a tailored screening approach; that non-calcified R Vliegenthart MD,
baseline lung nodules greater than 300 mm³, and new lung nodules greater than 200 mm³, should be managed in M A Heuvelmans MD);
multidisciplinary teams according to this EU position statement recommendations to ensure that patients receive the Department of Radiology,
Royal Brompton Hospital,
most appropriate treatment; and planning for implementation of low-dose CT screening should start throughout
London, UK (A Devaraj MD);
Europe as soon as possible. European countries need to set a timeline for implementing lung cancer screening. Institute of Clinical Radiology
and Nuclear Medicine,
Introduction comprehensive literature search for papers on lung University Medical Centre
Mannheim, Medical Faculty
Lung cancer screening with low-dose CT can save lives, cancer screening and, through in-depth discussions,
Mannheim, Heidelberg
and this method will probably be embraced by national developed this EU position statement consensus. University, Mannheim,
health organisations throughout Europe in the future. The structure of this document not only reflects the Germany (T Henzler MD);
The results from the US National Lung Cancer Screening available evidence that addresses the major questions Department of Biomedical
Imaging and Image-guided
Trial (NLST)1 on reduced lung cancer mortality and from concerning the delivery of a successful screening Therapy, Medical University of
seven pilot trials­2–8 within Europe on other aspects of low- intervention, but also highlights any issues that still Vienna, Vienna General
dose CT screening have provided sufficient evidence for need  to be resolved for successful implementation. Hospital, Vienna, Austria
Europe to start planning for lung cancer screening while Contributions to this EU position statement were (H Prosch MD); Translational
Research Unit and Department
mortality data from the NELSON trial2 are awaited. provided by a team of clinicians and scientists expert in of Diagnostic and
This European Union (EU) position statement CT as the method of choice for lung cancer screening. Interventional Radiology with
describes the current status of lung cancer screening The requirement for an EU position statement stems Nuclear Medicine, Thoraxklinik,
and sets out the essential elements needed to ensure from the need to provide European recommendations on Heidelberg University,
Heidelberg, Germany
the development of effective European screening CT screening that will assist the EU Commission and (C P Heussel MD); Translational
programmes. The EU position statement expert group national health agencies in beginning to plan the Lung Research Centre
comprises individuals from eight European countries implementation of lung cancer screening within the next Heidelberg, German Centre for
who have been actively engaged in the planning and 2 years, and to avoid opportunistic and uncontrolled Lung Research, Heidelberg,
Germany (C P Heussel);
execution of randomised controlled screening trials in screening. Moreover, since the publication of the NLST Department of Diagnostic and
Europe,9 who are involved in the clinical management of results in 2011,1 an EU position statement on the value of Interventional Radiology,
patients with lung cancer and lung nodules, and who CT screening for lung cancer is now a crucial necessity. University-Hospital
have developed relevant clinical practice guidelines on The focus of this EU position statement is restricted to Heidelberg, Heidelberg,
Germany (C P Heussel);
smoking cessation, recruitment of high risk participants, lung cancer screening with low-dose CT and the early Department of Diagnostic and
patient information literature, as well as CT screening detection of lung nodules before clinical work-up, and Interventional Radiology
protocols, CT scan radiology reporting, and the clinical does not address the entirety of work-up and treatment Department of Radiology,
Clínica Universidad de Navarra,
management of CT-detected nodules. These experts choices. Since new randomised controlled trials of low-
Pamplona, Spain
represent all the specialties and professions involved in dose CT screening that are powered to allow conclusions (G Bastarrika MD); Radiology,
delivering successful lung cancer screening programmes about mortality reduction are highly unlikely, our Department of Medicine and
in Europe. The emphasis of this EU position statement recommendations are based on the current available data. Surgery, University of Parma,
Parma, Italy
focuses on the actual implementation of CT lung cancer Data provided by several studies2,6,8 are sufficient to make
(Prof N Sverzellati MD);
screening programmes in Europe by radiologists, recommendations concerning the minimisation of false Department of Clinical and
supported by epidemiologists, pulmonologists, and positive results in both screen-detected and non-screen Experimental Biomedicine,
thoracic surgeons, in the full context of clinical lung detected nodules. The need for non-contrast-enhanced University of Florence,
Florence, Italy
cancer diagnosis and treatment. These individuals low-dose interval imaging should not be considered a
(M Mascalchi MD); Division of
comprise the core membership of the EU Lung cancer false-positive test because the individual is not undergoing Radiology (Prof S Delorme MD)
CT Screening Implementation Group (EU-LSIG) and an invasive clinical work-up and therefore the risk of and Division of Cancer
have prepared this EU position statement. We did a physical harm is very low. Furthermore, evidence10,11 Epidemiology

www.thelancet.com/oncology Published online November 27, 2017 http://dx.doi.org/10.1016/S1470-2045(17)30861-6 1


Policy Review

(Prof N Becker PhD), German shows that the psychological distress caused is transient planned because the stop criteria of a 20% reduction in
Cancer Research Center, and smoking cessation rates increase among those who lung cancer mortality rate with low-dose CT had been
Heidelberg, Germany;
Respiratory Medicine Unit,
require interval imaging. reached in a periodic planned interim analysis
David Evans Research Centre, This position statement represents a balance of the compared with that achieved by chest x-ray. The trial
Nottingham University available data and therefore reflects which approaches are also showed a 6·7% reduction in all-cause mortality
Hospitals, Nottingham, UK supported by good evidence, where further evidence is with low-dose CT screening (1877 deaths in the low-
(Prof D R Baldwin MD);
Department of Respiratory
needed to implement effective screening programmes, dose CT group compared with 2000 deaths in the
Medicine, Leeds Teaching and where practical implications for lung cancer radiography group).1
Hospitals, St James’s University screening can already be drawn from the available There is increasing evidence of the effectiveness of CT
Hospital, Leeds, UK knowledge. screening from several pilot trials in Europe and from
(M E Callister MD); Department
of Thoracic Surgery, Medical
the NELSON trial publications2,16,17 (table). However, we
University of Gdańsk, Gdańsk, Diagnostic tests for lung cancer detection need to remain aware of the implications and problems
Poland (Prof W Rzyman MD); CT has progressed to be the best method for lung cancer associated with the work-up of suspicious nodules (ie,
Thoracic Surgery Department, screening. Previous lung cancer screening trials in the the invasiveness of biopsies, waiting time until a final
University and Hospital Trust—
Azienda Ospedaliera
1980s using chest x-rays with and with­ out sputum decision).
Universitaria Integrata, Verona, cytology showed no significant survival advantage,12,13 The high false-positive rates both in the initial
Italy (M V Infante MD); which led to inactivity in this field of research for more screening and subsequent screening rounds, as
Department of Thoracic
than two decades. The first publication on lung CT reported in the NLST, need to be reduced to ensure that
Surgery, Istituto Nazionale
Tumori, Milan, Italy screening in 199914 ignited interest in this field again. harmful effects on participants are kept to a minimum.
(U Pastorino MD); Department Other diagnostic methods might have a future potential This reduction is best achieved by accurate interval
of Cardiothoracic Surgery, in lung cancer screening but no trials are yet available to imaging with the latest and most precise methods,
Rigshospitalet, University of
support clinical use.15 particularly semi-automated volumetric analysis rather
Copenhagen, Copenhagen,
Denmark (J H Pedersen MD); Earlier trials using CT as a screening method provided than manual measurement of maximum diameter, as
ISPO Cancer Research and evidence not only on the effectiveness of lung cancer already implemented by several trials.2,7,8 Furthermore,
Prevention Institute Tuscany screening, but also on the natural history of the disease. the definition of false positives also has a major bearing
Region, Florence, Italy
The debate continued on the ability of CT screening to on how we interpret false-positive data. The NELSON,16
(Prof E Paci MD); Wolfson
Institute of Preventive reduce mortality until the NLST was published,1 in MILD,3 and UKLS8 trials defined false positives using
Medicine, Barts and The which 53  454 patients were randomly assigned to baseline data as patients who required a referral to the
London School of Medicine and receive either low-dose CT or a chest x-ray for screening. pulmonologist and who required a further diagnostic
Dentistry, London, UK
This trial had its results reported 1 year earlier than investigation (3·5%), but who subsequently did not
(Prof S W Duffy PhD);
Department of Public Health,
Erasmus MC, Rotterdam, Recruitment Recruitment criteria Screening methods
Netherlands period
(Prof H J de Koning MD); and
Randomised controlled trials
Roy Castle Lung Cancer
Research Programme, NLST1 2002–04 Age 55–75 years, ≥30 PY smoker, quit smoking <15 years earlier Annual low-dose CT vs chest x-ray for 3 years
Department of Molecular and MILD3 2005–11 Age >49 years, ≥20 PY smoker, quit smoking <10 years earlier, Three groups: no screen, annual screen, and biennial
Clinical Cancer Medicine, no cancers within past 5 years low-dose CT for 5 years
University of Liverpool, ITALUNG4 2004–06 Age 55–69 years, ≥20 PY smoker Annual low-dose CT for 4 years vs no screen
Liverpool, UK (Prof J K Field PhD)
DANTE5 2001–06 Age 60–75 years, ≥20 PY smoker, quit smoking <10 years earlier, Annual low-dose CT for 4 years vs no screen
Correspondence to: male
Prof John K Field, Roy Castle Lung
DLCST6 2004–06 Age 50–70 years, ≥20 PY smoker, quit smoking <10 years earlier, Annual low-dose CT vs usual care for 5 years
Cancer Research Programme,
FEV1 ratio >30%, able to climb two flights of stairs without pausing
Department of Molecular and
Clinical Cancer Medicine, NELSON2 2003–06 Age 50–75 years, smoker or quit smoking ≤10 years earlier, Low-dose CT in year 1, year 2, year 4, and year 6·5 vs
University of Liverpool, >15 cigarretes per day for >25 years or >ten cigarretes per day for no screen
Liverpool L7 8TX, UK >30 years
j.k.field@liv.ac.uk LUSI7 2007–11 Age 50–69 years, heavy smoking history Annual low-dose CT and smoking cessation for
5 years vs smoking cessation alone
UKLS8 2011–14 Age 50–75 years, ≥5% of 5-year lung cancer risk as calculated by Wald single low-dose CT screen design vs no screen
LLPv2 scores
Other studies
I-ELCAP14 1993–2006 Age >60 years, ≥10 PY smoker Annual low-dose CT and chest x-ray for 5 years
Mayo LDCT trial18 1999 Age >50 years, 20 PY smoker, quit smoking <10 years earlier Annual low-dose CT for 5 years
PANCAN19 2008–11 Age 50–75 years, ≥2% of 3-year lung cancer risk as calculated by Low-dose CT in year 1, year 2, and year 4
PLCO score
COSMOS20 2000–01 Age >50 years, ≥20 PY smoker Annual low-dose CT for 10 years

PY=pack-year. FEV=forced respiration volume. LLPv2=Liverpool Lung Project risk model, version 2. PLCO=Prostate, Lung, Colorectal, and Ovarian trial risk model.

Table: European pilot trials for lung cancer low-dose CT screening

2 www.thelancet.com/oncology Published online November 27, 2017 http://dx.doi.org/10.1016/S1470-2045(17)30861-6


Policy Review

have lung cancer. This definition differs from that used morbidity but also have independent effects on overall
in the NLST, in which every individual who had an mortality.25,26
additional CT scan before a repeat annual screen was
considered positive (a nodule with a diameter of 4 mm Lung cancer risk prediction modelling
or more). This amounted to 24% of participants, of The concept of clearly defining a target population for
which 96% were false positive with unnecessary CT lung cancer screening is gaining importance.19,27
examinations and a related radiotherapy burden. Selection on the basis of age alone, as in most other
Since the publication of NLST, the NELSON study21 has cancer screening disease settings (eg, breast and colon),
shown that nodules with a volume smaller than is insufficient in lung cancer because of other powerful
100 mm³ (or <5 mm in diameter) do not confer an risk factors, the most important of which is exposure to
increased risk of malignancy at baseline. tobacco smoke. Other major risk factors, which are also
Although no other technology is available that could taken into account, include a history of respiratory
replace CT screening, emerging technologies need to diseases (COPD, emphy­sema, bronchitis, pneumonia,
undergo the same scrutiny that has been applied to CT and tuberculosis), pre­vious malignancy, family history
screening to ensure robustness and validity in its use. of lung cancer (first-degree relative diagnosed at age
However, if a new emerging technology is considered, it 60 years or younger), and exposure to asbestos. Several
should be compared with CT screening in a randomised multivariable risk prediction models have been
controlled trial, and should show a negative predictive published,28,29 but only two (the modified Liverpool Lung
value of almost 100% and a positive predictive value higher Project [LLPv2] and Prostate, Lung, Colorectal and
than that of CT screening. In the future, some technologies Ovarian Cancer Screening Trial [PLCO] models27,30) have
might be applied as an adjunct to CT screening, of which been used so far to select patients for screening in a
more is discussed later on in this paper. clinical trial. Risk prediction models, including the
US Preventive Services Task Force (USPSTF) recommen­
Outcomes of lung cancer screening trials dations, have been tested in the NLST dataset, showing
The outcomes of various lung cancer screening trials that the NLST selection criteria could have been
provide insight into how to implement lung cancer improved if a risk prediction model had been
screening in differing countries in Europe, as well as the implemented.30–32 The LLPv2 is the only risk model that
optimal set-up for a population and screening at a single has been used so far to select patients for a lung cancer
centre. We have learnt much about each stage of the screening randomised controlled trial.8 In this trial, a
lung cancer CT screening pathway and the management higher percentage of participants were diagnosed with
decisions that are required.22 Ongoing trials2–8 have lung cancer at baseline than those in the NLST and
provided insight into risk assessment, CT screen nodule NELSON trials. The LLPv2 model cutoff of 5% over
manage­ ment, multidisciplinary team work-up, and 5 years is being validated in the Liverpool Healthy Lung
surgical interventions, as well as psychological effects Project.27,33,34 The original LLP model has compared
on parti­ cipants and the cost-effectiveness of the favourably with the Spitz and Bach models.35 The LLP
screening process. model was validated in the UK with the use of data from
Several nationally funded randomised studies have a population-based prospective cohort study,33 with an
already been undertaken in Europe to assess the area under the curve (AUC) of 0·82 (95% CI 0·80–0·85).33
feasibility of lung cancer screening. These include The Bach, Spitz, LLP, and modified PLCO (PLCOm2012)
DANTE,5 DLCST,6 ITALUNG,4 LUSI,7 MILD,3,23 NELSON,2 risk models were externally validated in the German
and UKLS.8,22 Their results, individually and when EPIC cohort study36 of 20  700 ever-smokers. The
pooled, will contribute to the implementation of CT PLCOm2012 model showed the best performance in
screening in Europe. The only European fully powered external validation (C index 0·81, 95% CI 0·76–0·86)
randomised controlled trial that will provide mortality and the highest sensitivity, specificity, and positive
and cost-effectiveness data is the NELSON trial, but we predictive value compared with the other three models.
do have sufficient data to start planning before the full However, the superiority of the PLCOm2012 model over the
results are available. The results from NLST alone have Bach and LLP models was considered modest by the
been sufficient for low-dose CT screening to start in the authors.36
USA and Canada. Five different risk models have been compared with one
The incorporation of the coronary artery calcification another by use of the PLCO and NLST trial datasets.37
score and emphysema assessment on low-dose CT Although several sophisticated models have used a range of
imaging might enhance the cost-effectiveness and risk variables (ie, family history, previous malignancy,
attractiveness of low-dose CT lung cancer screening.24 previous respiratory disease, exposure to asbestos), the
Chronic obstructive pulmonary disease (COPD) and Bach model had a good sensitivity and specificity,28 even
emphysema are the strongest lung cancer risk predictors though it only used age and smoking history for cal­culating
and, together with cardiovascular disease, all three risk score, emphasising the importance of these two risk
imaging biomarkers have substantial effects on factors. The PLCOm2012 model also provided good results,

www.thelancet.com/oncology Published online November 27, 2017 http://dx.doi.org/10.1016/S1470-2045(17)30861-6 3


Policy Review

but this model was developed using the PLCO dataset, so We need to be aware of the different European health
there might be issues of overfitting. However, all the care systems and the issues concerning the use of a risk
models compared were superior to the NLST selection stratification approach (such as in Germany, in which all
criteria and the USPSTF recommendations. The PLCOm2012 individuals have a legal right of access to the available
risk model was also used to calculate the predicted risk of diagnostic and therapeutic techniques). However, it
lung cancer from baseline data from 95 882 ever-smokers should be argued that screening low-risk patients would
aged 45 years or more in the Australian 45 and Up Study be unethical because of harm-to-benefit considerations.
(2006–09).38 The results showed good discrimination The risk profile of those targeted for screening is a
(AUC 0·80, 95% CI 0·78–0·81) and excellent calibration. valuable and cost-effective tool to identify those with
Thus, the use of risk prediction models is essential in the preclinical disease who are eligible for screening.8,30 The
selection of patients for lung cancer screening. Cost- integration of the risk profile with one or more
effectiveness was also increased in the high-risk groups38 biomarkers or susceptibility genes could improve the
meaning that risk prediction should also reduce costs per selection of high-risk patients for screening, the manage­
life saved. There is no information on related cost- ment of disease, or both.39,40 Predictive biomarkers, such
effectiveness.37 We recognise that the aforementioned risk as microRNA markers, are potentially effec­tive tools for
prediction models were based on European populations the identification of susceptible patients and future lung
and that lung cancer risk predictions might be affected by cancer cases,41–43 while a bronchial airway gene-expression
regional differences. This EU position statement does not classifier could improve the diagnostic per­formance of
recommend any specific risk prediction model, but either bronchoscopy.42 Breath tests for lung cancer should be
the PLCOm2012 or the LLPv2 would suffice if screening were to considered a strong possibility for screening and are
be implemented immediately. being tested in clinical trials.43,44
The identification of new biomarkers for screening will
A 80 mm3 100 mm3 be a reason to implement cooperative research. The
availability of large, high-quality biobanks embedded in
screening trials together with radiomic analysis is a
future opportunity that should be explored further in a
lung cancer screening context.

Harms and benefits associated with lung cancer


screening
The harms associated with lung cancer screening, such
5·35 mm 5·78 mm
as overdiagnosis, surgery for benign lesions,
5·35 mm
psychological harm, and radiation exposure, need to be
5·78 mm acceptable before the implementation of screening.
Minimising harm is essential to maximise the clinical
B 268 mm3 524 mm3 effectiveness of the intervention.
Physical harms can be reduced by ensuring that only
patients with a sufficiently high risk of developing lung
cancer are screened, by reducing screening radiation
dose to a minimum, and by the effective management of
atypical findings, including nodules, suspected lung
cancers, and incidental findings. These measures re­
quire a high degree of clinical expertise to be available so
that all aspects of CT screening and management are
completed to the highest standards. Thus, lung cancer
screening should only be undertaken according to
protocol, and at screening units and centres that are able
to guarantee rigorous quality control.
8 mm 10 mm According to the guidelines of the European Society for
8·0 mm Medical Oncology (ESMO)45 and the European Society of
10·0 mm Thoracic Surgeons,46 low-dose CT screening can be done
outside a clinical trial setting if it is offered within a
Figure 1: Comparative visualisation demonstrating the advantage of using volume instead of diameter when screening programme with quality control and  in a
assessing CT-detected lung nodules centre with CT screening experience, extensive thoracic
(A) A volume growth of 25%, defined as growth by NELSON criteria, is hardly appreciable by diameter
measurement (8% diameter increase, which is no growth according to existing criteria). (B) A 25% diameter
oncology activity, multidisciplinary management of
increase (ie, the threshold for growth definition) reflects almost a doubling in volume (95%), highlighting the suspicious findings, and a well-developed programme of
insensitivity of diameter measurement for growth. Reproduced with permission from Field and colleagues.22 minimally invasive thoracic surgery. Psychological harms

4 www.thelancet.com/oncology Published online November 27, 2017 http://dx.doi.org/10.1016/S1470-2045(17)30861-6


Policy Review

can be reduced by providing information about CT An alternative method is to determine nodule volume
screening in a language that is understood by those who using a software for semi-automated segmentation, which
are screened, including details about atypical findings, enables an accurate estimation of nodule size after
with accurate information about the probability of cancer,
especially where findings are likely to be benign.
The potential physical harms of screening should be 14
provided to attendees in a clear manner, including harm
from radiation exposure47 and the harms from a biopsy or *
12
resection of a benign lesion. However, the radiation risk * *
is likely to be overestimated and will decrease in
the future with the arrival of the latest CT platforms, with 10 *
ultra low-dose CT technology. All European trials will *
**
Mean axial diameter (mm)
provide data that will allow a direct quantification of
overdiagnosis. The proportion of benign resections in 8
clinical trials varies from 10% to at least 25% of all
operations.3,8 Our consensus indicates that a prevalence
6
of 10% or lower for lung cancer should be reached, but
an optimal percentage has not been established yet. It
should be noted that the dynamic between patient and 4
physician is altered in a lung cancer screening setting
when compared with settings where symptomatic
2
individuals present them­selves to health-care institutions.
Effective implementation of lung cancer screening
programmes also includes recognition of the benefits of 0
maximising smoking cessation within CT screening 0 50–100 100–200 200–300 300–400 400–500
Nodule volume categories (mm3)
programmes. Smokers should be informed of the dangers
of continuing to smoke for their own general health and Figure 2: Range in mean axial nodule diameter per nodule category
should be offered suitable support to help quit.48–50 Nodules with a mean diameter of 8–10 mm (coloured zone) are represented in each nodule volume category.
These nodules represent the group with the highest uncertainty about nodule nature. The data in this figure are
based on intermediate-sized baseline nodules only. Adapted with permission from Heuvelmans and colleagues­.58
CT methodologies for early lung cancer
detection
In the NLST trial, a CT screen was regarded as positive if
Solid non-calcified nodule at baseline CT
it showed any non-calcified nodule of at least 4 mm in
diameter. The American College of Radiology set up a
Yes
Lung Cancer Screening Committee subgroup to develop Clear features of benign disease?
Lung-RADS,51,52 a quality assurance tool with which to
No
standardise the reporting of lung cancer CT screening
and to inform management recommendations. The Volumetric analysis (or diameter measurement if
rationale behind this initiative was that it would assist in volumetry not available or not technically possible)

the interpretation of nodule findings.


A comparison of Lung-RADS performance with NLST
data53 showed that Lung-RADS substantially reduced the <100 mm³ volume or 100 to <300 mm³ volume ≥300 mm³ volume or
false-positive result rate, but also reduced screening <5 mm diameter or 5 to <10 mm diameter ≥10 mm diameter
sensitivity. Mehta and colleagues54 have suggested that the
Lung-RADS system needs to be revised, and they faulted
CT scan 3 months after
the system on the basis that it has never been studied in a baseline
prospective manner. Additionally, Li and colleagues55 have
analysed the effect of the so-called rounding method used
in Lung-RADS on the frequency of positive results and on Next round of screening No VDT ≤600 days? Yes Further work-up and
according to protocol consideration of
the growth assessment of pulmonary nodules. The authors definitive management
con­cluded that rounding up the mean nodule diameter in
Lung-RADS increased the frequency of positive results,
Management according
leading to a detrimental effect on the efficiency of lung to category at 3 months
cancer screening. Furthermore, Lung-RADS does not
provide guidance on risk prediction models. The Brock Figure 3: Nodule management protocol for screen-detected solid nodules at baseline
score provides a more accurate estimate of a nodule’s risk For nodules with a volume-doubling time (VDT) of 400–600 days (intermediate cancer risk of about 4%), a second
of malignancy than baseline Lung-RADS criteria.56,57 repeat CT scan in 3 months should be considered as an initial work-up option.

www.thelancet.com/oncology Published online November 27, 2017 http://dx.doi.org/10.1016/S1470-2045(17)30861-6 5


Policy Review

three-dimensional reconstruction (figure 1). Volumetric include training in the implementation of quality
analysis of CT-detected nodules was initially recommended assurance processes.
by Henschke and colleagues14 in 1999, and has been The establishment of central national registries for
further developed and validated in the NELSON and the participants would ensure that inclusion criteria are met.
UKLS trials. A comparative analysis58 of both diameter In this registry, results from different screening
and volume was done with baseline data from participants modalities, such as CT manufacturer dose, together with
of the NELSON trial, of which 2240 non-calcified nodules work-up results, should be collected to ensure that
of intermediate size were identified. Diameter within a previous screens are available and quality control can be
single nodule varied by a median of 2·8 mm, which is assured. The institutions providing a lung cancer
larger than the LungRADS cutoff for nodule growth screening service should be registered, have access to a
(>1·5 mm increase in mean diameter). Nodules with a participant registry that includes information from
diameter of 8–10 mm were represented in each of the previous screens, should use a certified nodule evaluation
five nodule volume categories (figure 2).59 software, and should deliver screening results and
The recommendation for the future management of recommendations to a central participant registry. We
solid nodules detected with CT screening is that semi- recommend that the European lung cancer community
automatically derived volume and volume-doubling time develop national registries, which could be linked on a
should be used in preference to diameter measurements, hub-and-spoke model, to enable international quality
which should only be used where volumetry is not con­trol and the use of collected data to improve the
technically possible. provision of lung cancer screening throughout Europe
over time.
Prerequisites for lung cancer population National quality assurance boards should be set up to
screening monitor the adherence to minimum technical standards
The accreditation awarded to institutions and radiologists and to standardise diagnostic criteria for screen-detected
participating in lung cancer CT screenings should lung nodules, similar to the UK and European breast

Newly identified solid non-calcified nodule


not present on the previous CT screening

Yes Next round of screening


Clear features of benign disease?
according to protocol
No

Volumetry (or diameter measurement if volumetry


is not available or not technically possible)

<30 mm³ volume or 30 to <200 mm³ volume ≥200 mm³ volume


<4 mm diameter or 4 to <8 mm diameter or ≥8 mm diameter

CT scan 3 months after Further work-up and


detection consideration of
definitive management

Nodule resolution, benign Stable size on basis of VDT >600 days and VDT ≤600 days or
calcification, or significantly volumetry or two- <200 mm³ volume or ≥200 mm³ volume or
decreased size dimensional non-automated <8 mm diameter ≥8 mm diameter
diameter value

Next round of screening according to protocol

Management according to category at 3 months

Figure 4: Nodule management protocol for screen-detected incidental solid nodules at follow-up
VDT=volume doubling time.

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Policy Review

Baseline volumetric analysis (or diameter measurement if


volumentric is not available or not technically possible)

5–6 mm diameter ≥80 mm³ volume or


≥6 mm diameter

CT scan 3 months
after baseline

No Yes
CT scan 1 year after VDT ≥400 days or clear
baseline evidence of growth

Stable on basis of two- Stable size on basis of VDT >600 days VDT 400–600 days VDT ≤400 days or clear
dimensional non- volumetry evidence of growth
automated diameter value

CT scan 2 years after Discharge Consider discharge (only Consider biopsy or Further work-up and
baseline if based on volumetry) further CT surveillance consideration of
or ongoing CT depending on patient definitive management
surveillance depending preference
on patient preference

VDT assessment and


manage according to
VDT category at 1 year;
discharge if stable

Figure 5: Nodule management protocol for clinically detected solid nodules according to British Thoracic Society guidelines
VDT=volume doubling time. Reproduced with permission from Callister and colleagues.64

screening programmes.60–62 Such national quality assurance diameter cutoffs need to be provided for cases in which
boards should be entitled to advise or intervene whenever segmentation is not possible. Minimum standards for CT
basic requirements are not met. The lung cancer acquisition parameters in lung cancer screening need to
community should consider following the example of the be met to ensure the standardisation of volumetric
Dutch breast cancer screening service by organising so- analysis (ie, protocol regarding slice thickness, recon­
called central reading centres of all CT screening struction interval, and image reconstruction algorithm
programmes across the country.62 This ap­ proach is [kernel]), and to clearly define the low radiation dose.
favoured over a local reading of CT scans as the latter could The management of screen-detected lung nodules
have a major effect on routine radiology service delivery. should be based on the evidence from screening trials
This approach would also enable ongoing national quality that have used volumetry, such as the NELSON trial. In
assurance control and the introduction of the forefront the original NELSON nodule management protocol,2
automated pulmonary nodule reading software. volume cutoffs for negative and positive screen results
Institutions participating in screening programmes were less than 50 mm³ for negative and more than
require multidisciplinary teams to represent all relevant 500 mm³ for positive results. Nodules with a volume of
specialities (including a pulmonologist, thoracic surgeon, 50–500 mm³ were classified as indeterminate. These
radiologist, lung cancer nurse, and so on) in which cutoffs could be optimised on the basis of lung cancer
suspicious screening results can be discussed. These probability results of the first two screening rounds from
institutions should regularly demonstrate to a quality as­ the NELSON trial.21 For example, for solid nodules with a
surance board that they continue to meet basic standards volume of less than 100 mm³, the patient should return
similar to those proposed by the Radiological Society of for an annual screen; for nodules with a volume of
North America.63 100–300 mm³, the patient should return for a repeat
screen in 3 months; for volumes greater than 300 mm³,
Lung nodule management at baseline CT the patient should be referred to a multi­ disciplinary
screening team.21 Figure 364 shows the recom­ mended nodule
The management of prevalent lung nodules should management protocol for screen-detected solid nodules
mostly depend on size criteria. Volumetry is essential, but at baseline, figure 464 for screen-detected incidental

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Policy Review

nodules at follow-up, figure 5 for clinically detected solid For sub-solid nodules, surveillance should be favoured
nodules according to British Thoracic Society (BTS) over intervention to avoid overdiagnosis. For all pure
guidelines, and figure 6 for sub-solid nodules for both ground glass nodules and most partial solid nodules,
screen-detected and clinically detected nodules. Detailed a return to annual screening is recommended (figure 6).67
risk profiles for the probability of lung cancer over 2 years Knowledge and data from ongoing lung cancer screening
are shown in figure 7.21 Data to inform this figure have projects will also be important for the future optimisation
been provided by the NELSON group for both nodule and refinement of nodule management protocols.
volume and volume-doubling time (<400 days and Morphology assessment should also play a part in
400–600 days—an increased risk, described in figure 3; the management of solid nodules, such as clustered,
>600 days, no substantially increased risk), which ill-defined nodules, which are more consistent with
provides guidance to the future follow-up interval for inflammatory aetiologies, or smooth peri-fissural
specific participants. In 2017, a study65 provided in-vivo nodules or intrapulmonary lymph nodes, which require
evidence for the growth patterns of screen-detected lung management not based purely on size criteria.68 There
cancers, showing an exponential growth pattern that can are several alternative work-up methods for screen-
be described by the volume-doubling time. Acknowledging detected suspicious nodules with volumes larger than
that software packages give different estimates of solid 300 mm³ at baseline, such as core needle biopsy, PET
nodule volume, commonly around 20% of difference or CT scans, and primary resection.
(corresponding to a non-measurable 7% error in nodule The management of a patient should be done ac­
diameter; absolute 0·4 mm error),66 there might be merit cording to their risk of malignancy. Low-risk nodules,
in decreasing the nodule volume threshold for a repeat such as those with a risk of malignancy lower than 10%,
screen at 3 months to 80 mm³ if the software is not can be followed up with interval imaging, but high-risk
phantom validated (a calibration process for quality nodules need further work-up if it is agreeable to the
assurance of different CT scanners; figure 5). patient after an informed discussion. As the risk of

Sub-solid nodule on CT

Yes
Nodule <5 mm, patient unfit for any
treatment or stable over 4 years?

No
Yes
Previous imaging? Assess interval change; if stable over
less than 4 years, assess risk of
No malignancy as below
Repeat thin section CT at 3 months

Resolved Stable Growth or altered morphology*

Assess risk of malignancy


(Brock model†, morphology‡),
patient fitness, and patient
preference

Low risk of malignancy Higher risk of malignancy


(approximately <10%) (approximately >10%) or concerning
morphology‡, discuss
options with patient

Discharge Thin section CT 1, 2, and 4 years Image-guided biopsy Favour resection or non-surgical
from baseline treatment

Figure 6: Management protocol for sub-solid nodules for both screen-detected and clinically detected nodules according to British Thoracic Society
guidelines
Reproduced with permission from Callister and colleagues.64 *Change in mass or a new solid component. †The Brock model can underestimate the risk of malignancy
in sub-solid nodules that persist at 3 months. ‡The size of the solid component in part-solid nodules, pleural indentation, and bubble-like appearance.

8 www.thelancet.com/oncology Published online November 27, 2017 http://dx.doi.org/10.1016/S1470-2045(17)30861-6


Policy Review

malignancy increases, management options broadly 700


include further surveillance, biopsy, or treatment.
ESMO guidelines published in 201745 indicate that the
cornerstone of treatment of potentially resectable lung 600
cancer is the surgical removal of the tumour. For patients
who are not willing to accept the risks of surgery, or for 500
whom surgery is a high-risk option, non-surgical therapy

Volume doubling time (days)


should be offered. This option could be either stereo­
tactic ablative radiotherapy, hypofraction­ated high‑dose 400
radiotherapy or image-guided ablative therapy.45 3%
300
Incident screening rounds
Although incident screening rounds will constitute much
of the work in the early detection of lung cancer, until 200
5%
recently research did not focus on incident nodules and
their definition, which has varied widely between low- 10% 15% 20% 30% 50%
7%
100
dose CT lung cancer screening trials.8,64,69,70 Incident
nodules detected in high-risk individuals after baseline
screening had either been missed in a previous scan or 0
had developed de novo in the time interval since the 0 100 200 300 400 500
Volume of largest nodule (mm3)
previous scan. In the event of a missed nodule, calculation
of the volume-doubling time is advised for further risk Figure 7: Contour plot of the effect of the combined effect of nodule volume and volume-doubling times on
stratification. However, patients with newly developed the 2-year probability of lung cancer
nodules are a specific group that is distinct from patients The risk isolines represent the percentage of NELSON participants that will be diagnosed with lung cancer within
2 years according to the volume of their largest nodule and volume-doubling time of the fastest growing nodule in
that have had nodules detected at baseline. With an the 50–500 mm3 range. Reproduced with permission from Horeweg and colleagues.21
annual incidence of between 3% and 13% of participants,
these newly developed nodules are regularly encountered
in low-dose CT lung cancer screening.71–74 Unlike baseline greater than 200 mm³ (figure 4). The existing data indicate
nodules, which could have been present for years before that the majority (68–86%) of lung cancers found in new
detection, new incident nodules are potentially fast- incident nodules during lung cancer screening are
growing.17,75–77 This potential is reflected in a high cancer detected at stage I.17,72 Therefore, volume-doubling time
risk of 2–8% for participants with a new incident assessment at follow-up scans appears appropriate, as
nodule.17,71,72,74 Because these nodules have less time to outlined in the BTS guidelines.64 However, the available
grow before detection than those nodules detected evidence regarding new incident nodules is insufficient,
previously, baseline cutoff values are not applicable.17 This and a more standardised approach to reporting, such as
formerly theoretical concept, which led to an adjustment strictly separating baseline and incident nodules, could
of cutoff values for new incident nodules in several simplify the recommended routine clinical management
trials,53,72,77 has been supported for new solid incident of patients with newly detected incident nodules. If a CT
nodules by the results of the NELSON trial.17 Because a scan is done less than 2 years before screening is available,
large proportion (37–57%) of new incident nodules are recommendations for new inci­ dence nodules detected
very small (<50 mm³ in volume),17,71,74 volume measure­ during screening could be extrapolated to routine clinical
ments should be preferred, since diameter measurements practice in a high-risk patient population, similar to that
are much less precise and reproducible. Data from the done in the NELSON trial. This recommendation has
NELSON trial suggest that new solid incident nodules now been adopted by the BTS guidelines on nodule
should be categorised in three groups: nodules smaller management,78 and by the BTS Quality Standard on lung
than 27 mm³ in volume (<1% lung cancer probability) nodule management. In a low-risk population, the
represent a low-risk group, and these patients could management of patients should follow BTS guidelines.
return to the annual screen schedule (based on an annual
screening programme); patients with new solid incident Clinical work-up of CT-detected lung nodules in
nodules of 27–207 mm³ in volume (3% lung cancer clinical practice
probability) form an intermediate-risk group requiring a Incidentally detected lung nodules are an increasingly
repeat low-dose CT in 3 months; and patients with new common clinical problem arising from the increased use
non-calcified solid incident nodules equal or greater than of cross-sectional imaging in clinical practice. The BTS
208 mm³ in volume (17% lung cancer probability) form a has undertaken the in-depth task of developing guide­lines
high-risk group requiring referral to a multidisciplinary on the management of pulmonary nodules in a clinical
team.17 We  suggest simplifying these categories to context, separate from the context of population
volumes smaller than 30 mm³, 30–200 mm³, and equal or screening.64 This work has been based on an extensive

www.thelancet.com/oncology Published online November 27, 2017 http://dx.doi.org/10.1016/S1470-2045(17)30861-6 9


Policy Review

as the preferred measurement for CT-detected nodules.


Panel 1: European Union (EU) position statement recommendations The guidelines also provide recommendations for the
We recommend the following actions to begin implementation of lung cancer screening management of nodules with extended volume-doubling
in Europe: times.
1 Low-dose CT is the only evidence-based method for the early detection of lung cancer The BTS guidelines provide recommendations on the
shown to provide a mortality reduction. On the basis of this evidence from use of further imaging and PET/CT information that can
randomised controled trials, the EU position statement recommends that we start to be incorporated into pulmonary risk models (Herder
plan for the implementation of lung cancer screening in Europe while cognisant of model), and advice on biopsy and the threshold for
future publications that include the awaited NELSON trial data on mortality and treatment without histological confirmation. BTS also
cost-effectiveness and data from the six smaller European studies for developing provides advice on the information that should be given
implementation strategies in each of their own countries. to patients about the management of pulmonary nodules
2 Future lung cancer low-dose CT programmes should use a validated risk stratification in a non-screening context. This EU position statement
approach so that only individuals deemed to be at high enough risk are screened. In recommends keeping a database of all nodules that can
the near future, incorporation of potential biomarkers and susceptibility genes into facilitate a future refinement of nodule management in
lung cancer risk models should be considered to improve the accuracy of risk line with new evidence.
stratification models.
3 All future screenees entering into early detection programmes for lung cancer should Optimal timing of lung cancer screening
be provided with carefully constructed participant information on the potential intervals
benefits and harms of screening to enable them to make an informed decision as to The USPSTF on CT screening has recommended annual
whether they wish to participate or not. Smoking cessation advice should be offered screening from age 55 years to 80 years.80 In a NELSON
to all active smokers. publication,81 a 2·5-year screening interval resulted in a
4 Future management of screen-detected solid nodules should utilise semi-automatically significant increase in in­ terval cancers in the fourth
derived volume measurements and volume-doubling time, and should be quality screening round, providing evidence against using this
assured. interval in a future screening programme. There were also
5 National quality assurance boards should be set up by professional bodies to ensure significantly more interval cancers in a 2·5-year timeframe,
adherence to all minimum technical standards, including semi-automated volumetry, and a trend towards more cancers detected at a later stage.
and to standardise diagnostic criteria for screen-detected lung nodules, including A detailed analysis of the cost-effectiveness of various
radiation exposure limits. screening scenarios showed that almost all approaches
6 Management of prevalent lung nodules in CT screening programmes, lung nodules at increase cost-effectiveness when screens are annual.82
incident screening (newly detected), and CT-detected lung nodules in clinical practice However, half of the participants included in the NELSON
should be managed with different protocols because of different pretest lung cancer trial had no pulmonary nodules detected, and the 2-year
probabilities. probability of participants developing lung cancer was
7 Although only evidence for annual low-dose CT lung cancer screening is available, 0∙4%, indicating that a screening interval of up to 2 years
recent research suggests the possibility of using a more personalised approach to lung could be considered for similar individuals in future
cancer screening with a risk-based approach on the results of baseline and first screening programmes, in a risk-stratified approach. The
screening rounds. only trial to test annual and biennial screening was the
8 Management of lung nodules by lung cancer multidisciplinary teams should be done MILD trial,83 in which no difference was found in terms of
according to the EU position statement recommendations with the aim of minimising mortality when comparing these two screening intervals.
harm and ensuring patients receive the most appropriate treatment. Screening intervals have been modelled by both the
9 The EU position statement expert group recommends that the planning for low-dose UKLS trial84 and the International Early Lung Cancer
CT screening should be started throughout Europe because low-dose CT lung cancer Action Program.85 Duffy and colleagues84 acknowledged
screening has the potential to save lives. the risk of increasing the number of screening intervals
but also acknowledged that it could potentially provide a
more cost-effective approach. Yankelevitz and colleagues85
review of the literature, which included publications from argued that we should move beyond hypothesis testing
several lung cancer CT screening trials, and an in-depth and onto quantification. We need to learn how the length
analysis of the data. The guideline development group of the interval between screens affects the diagnostic
used methods compliant with the AGREE Collaboration distribution before we consider changing annual screening
criteria and standards set by NHS Evidence. The evidence intervals.
review was comprehensive, done in November, 2012, and So far, we only have trial evidence for annual screening.
updated in June, 2014. The guidelines provide four Studies have shown that previous negative screening
management algorithms and two malignancy prediction results might provide directions for further risk
tools:64 the Brock risk prediction tool to calculate stratification.86,87 Future decisions regarding interval
malignancy in solid pul­monary nodules equal or larger timing should be based on risk, psychosocial effects,88
than 5 mm in volume, which are unchanged at 3 months,56 cost-effectiveness, and the feasibility of implementation,89
and the Herder prediction tool to be used after PET/CT.79 but these areas require further investigation. However,
Furthermore, volumetry has been recommended by BTS with new ultra-low-dose CT techniques, the radiation

10 www.thelancet.com/oncology Published online November 27, 2017 http://dx.doi.org/10.1016/S1470-2045(17)30861-6


Policy Review

Panel 2: A call for action Search strategy and selection criteria


Europe needs to set a timeline for implementing lung cancer Data for this European Union position statement were
screening: identified through searches of PubMed, MEDLINE, and
• Publish recommendations for implementation with references from relevant articles using search terms “lung
quality assurance measures (6 months) cancer CT screening trial”, “lung screen detected nodules”,
• Plan health service requirements and their delivery “lung cancer CT screening recommendations”, and “lung
(12 months) cancer CT screening cost effectiveness”. Identified abstracts
• Plan phased implementation in high-risk regions while and reports from meetings were included only when they
awaiting mortality data from the NELSON trial (18 months) related directly to previously published work. Only articles
• Plan to set up a European registry of images and data published in English between 1999 and 2017 were included.
(18 months)
• Evaluate implementation after the first 12 months and
review delivery strategy (36 months) lung cancer multidisciplinary teams, with the aim of
• Expand lung cancer screening to all regions within Europe minimising harm and ensuring that patients receive the
(48 months) optimal diagnosis and therapy.
Contributors
MO and JKF developed the concept and design of the EU position
dose for repeated CT screenings over a 30-year period statement on lung cancer screening. All authors contributed equally
to the development of the EU position statement.
might not be a major issue for participants. New
developments, such as deep machine learning, will assist Declaration of interests
GB has received personal fees from Bayer, General Electric, and Siemens
in the automation of pulmonary nodule management in Healthcare. DRB has received personal fees from AstraZeneca. SD has
lung cancer screening.90 received grants from the German Research Foundation and from the
In the future, we think that, with implementation of Dietmar Hopp Foundation. JKF has received grants from HTA funding
ultra-low-dose CT screening, there will be no obstacles in for the UKLS trial, grants and other funding from Liverpool CCG, and
other research funding from Epigenomics and Vision Gate. CPH has
tailoring the frequency of screening of high-risk received consultation and personal fees from Pfizer, Boehringer
individuals over a 25-year period. We should be Ingelheim, Novartis, Gilead, MSD, Intermune, and Fresenius; research
considering precision medicine in the field of lung funding from Siemens, Pfizer, and Boehringer Ingelheim; and lecture
cancer screening, and whether an individual who has fees from Gilead, MSD, Pfizer, Intermune, Novartis, Basilea, and Bayer.
MVI reports personal fees from Exact Sciences. HdK reports grants and
had a negative baseline and a negative 1-year scan should other non-financial support from the NELSON trial, a grant for health
be moved into biennial screening until their risk profile technology assessment for CT lung cancer screening in Canada
changes. As lung cancer screening is still in an embryonic by Cancer Care Ontario, and a grant from the University of Zurich
stage of implementation in Europe, we have an op­ to assess the cost-effectiveness of CT lung cancer screening in
Switzerland; HdK took part in a 1-day advisory meeting on biomarkers
portunity to plan the development of an optimal lung organised by MD Anderson/Health Sciences during the 16th World
cancer low-dose CT screening strategy.91 Conference on Lung Cancer. MO reports grants from the Royal Dutch
Academy of Sciences, from the Netherlands Organisation of Scientific
Conclusion Research, and from the Netherlands Organisation for Health Research
and Development. NS reports personal fees from Roche, Boehringer
This EU position statement describes the current status of Ingelheim, Parexel, and Bayer. WR reports a patent of a protein marker
lung cancer screening in Europe. Through consensus signature of early lung cancer pending, and a patent of a miRNA
discussions with experts from the eight European signature of early lung cancer. AD, RV, TH, HP, MM, MEC, MAH, NB,
UP, JHP, EP, and SWD declare no competing interests.
countries undertaking randomised controlled trials of
lung cancer CT screening, we have developed nine References
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Policy Review

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