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Article history: The purpose of this scoping review was to examine the science related to non-
Received 2 March 2015 pharmacological interventions designed to slow decline for older adults with Mild Cognitive
Revised 6 June 2015 Impairment or early-stage dementia. We reviewed 32 unique randomized controlled trials
Accepted 6 June 2015
that employed cognitive training (remediation or compensation approaches), physical ex-
Available online 10 June 2015
ercise, or psychotherapeutic interventions that were published before November 2014.
Evidence suggests that cognitive training focused on remediation and physical exercise in-
Keywords:
terventions may promote small improvements in selected cognitive abilities. Cognitive
Mild cognitive impairment
Dementia training focused on compensation interventions and selected psychotherapeutic interven-
Alzheimer’s disease tions may influence how cognitive changes impact daily living. However, confidence in these
Cognitive rehabilitation findings is limited due to methodological limitations. To better assess the value of non-
Non-pharmacological interventions pharmacological interventions for this population, we recommend: (1) adoption of universal
Behavioral interventions criteria for “early stage cognitive decline” among studies, (2) adherence to guidelines for
the conceptualization, operationalization, and implementation of complex interventions,
(3) consistent characterization of the impact of interventions on daily life, and (4) long-
term follow-up of clinical outcomes to assess maintenance and meaningfulness of reported
effects over time.
© 2015 Elsevier Ltd. All rights reserved.
Contents
1. Introduction ............................................................................................................................................................................................................................ 39
2. Methods ................................................................................................................................................................................................................................... 40
3. Results ...................................................................................................................................................................................................................................... 40
3.1. Participant characteristics .................................................................................................................................................................................... 40
3.2. Intervention characteristics ................................................................................................................................................................................. 40
3.3. Primary and secondary outcomes ..................................................................................................................................................................... 48
3.4. Intervention effects ................................................................................................................................................................................................ 48
* Corresponding author. Department of Occupational, Therapy University of Pittsburgh, 5012 Forbes Tower, Pittsburgh, PA 15260, USA. Tel.: +1 412 383
6617; fax: +1 412 383 6617.
E-mail address: skidmore@pitt.edu (E.R. Skidmore).
http://dx.doi.org/10.1016/j.mam.2015.06.003
0098-2997/© 2015 Elsevier Ltd. All rights reserved.
J. Rodakowski et al. / Molecular Aspects of Medicine 43-44 (2015) 38–53 39
4. Discussion ............................................................................................................................................................................................................................... 50
Acknowledgements .............................................................................................................................................................................................................. 52
References ............................................................................................................................................................................................................................... 52
Author (Year) Population Sample size Gender, race Mean age (years) Mean education (years)
Baker et al. Amnestic mild cognitive Intervention (n = 19) Male, 47.4% Men 70.9 ± 6.7, Women 65.3 ± 9.4 NR
(2010) impairment White, NR
Control (n = 10) Male, 50% Mean 70.6 ± 6.1, Women 74.6 ± 11.1 NR
White, NR
Barnes et al. Mild cognitive impairment Intervention (n = 22) Male, 59.1% 74.1 ± 8.7 16.8 ± 3.2
(2009) White, NR
Control (n = 25) Male, 60.0% 74.8 ± 7.2 16.6 ± 2.9
White, NR
Boripuntakul Mild cognitive impairment Intervention (n = 5) Male, 40.0% 77.6 ± 6.1 9.0 ± 5.2
et al. (2012) White, NR
Control (n = 5) Male, 40.0% 78.4 ± 5.0 12.4 ± 3.0
41
42
Table 2 (continued)
Author (Year) Population Sample size Gender, race Mean age (years) Mean education (years)
Jean et al. (2010) Amnestic-mild cognitive Intervention (n = 11) Male, 36.0% 68.6 ± 9.2 14.5 ± 3.2
impairment White, NR
Control (n = 11) Male, 45.0% 68.6 ± 5.9 14.6 ± 4.2
White, NR
Jelcic et al. Early-stage Alzheimer’s Intervention (n = 20) Male, 10.0% 82.9 ± 3.6 6.7 ± 2.9
(2012) disease White, NR
Control (n = 20) Male, 25.0% 81.8 ± 5.5 8.3 ± 3.6
White, NR
Kurz et al. (2012) Early-stage dementia Intervention (n = 100) Male, 50.0% 72.4 ± 8.6 12.8 ± 3.1
White, NR
Control (n = 101) Male, 62.4% 75.0 ± 7.1 12.2 ± 3.0
Author (Year) Population Sample size Gender, race Mean age (years) Mean education (years)
Scherder et al. Mild cognitive impairment Intervention A (n = 15) Male, 13.3% Intervention group A: 84 ± 6.4 Intervention group A: 2.6 ± 1.1
(2005) White, NR
Intervention B (n = 13) Male: 15.4% Intervention group B: 89 ± 2.4 Intervention group B: 2.9 ± 1.1
White, NR
Control (n = 15) Male, 6.7% Control group: 86 ± 5.1 Control group: 2.7 ± 1.7
White, NR
Stanley et al. Early-stage dementia Intervention (n = 16) Male, 37.5% 77.6 ± 10.5 ≤12 years: 37.5%
(2013) White, 75.0%
Control (n = 16) Male, 43.7% 79.6 ± 9.0 ≤12 years: 56.3%
White, 56.3%
Suzuki et al. Amnestic-mild cognitive Intervention (n = 25) Male, 52.0% 75.3 ± 7.5 11.1 ± 2.4
(2012) impairment White, NR
43
NR = not reported.
44
Table 3
Intervention characteristics and study outcomes.
Author (year) Intervention Primary outcomes Secondary outcomes Statistically significant between
group findings
Baker et al. (2010) 2 groups: Symbol-Digit Modalities, Verbal Fluency, Fasting plasma levels of insulin, Cortisol, Exercise demonstrated modestly larger
(1) High intensity aerobic exercise Stroop, Trail Making B, Task Switching, Brain Derived Neurotrophic Factor, Insulin improvements in Symbol-Digit Modalities
intervention group Story Recall, and List Learning growth factor-I, and B amyloids 40 and 42 and Verbal Fluency relative to control.
(2) Stretching control group
Barnes et al. (2009) 2 groups: Repeatable Battery for Assessment of RBANS Index, California Verbal Learning Among the outcomes, computer-based
(1) Computer-based brain games Neuropsychological Status (total score) Test-II, Controlled Oral Word Association brain games demonstrated larger
intervention group Test, Boston Naming Test, California Trail improvements in only Spatial Span Test
(2) Passive computer games control Making Test and Design Fluency test from compared to control based on reported
group the Delis-Kaplan Executive Function Scale, effect sizes.
Spatial Span Test
Author (year) Intervention Primary outcomes Secondary outcomes Statistically significant between
group findings
Finn and McDonald 2 groups: Cambridge Automated Memory Functioning Questionnaire, Computer-based cognitive training
(2011) (1) Computer-based cognitive training Neuropsychological Test Battery, Paired Memory Controllability Inventory, demonstrated modestly larger
(2) No treatment control group associates learning, Intra/extra- Depression Anxiety and Stress Scale improvements in visual sustained
dimensional set shifting, Rapid visual attention relative to control.
information processing
Gaitan et al. (2013) 2 groups: Digits forward span, Forward Spatial Span, Iowa Gambling Task (decision making), Computer-based plus traditional cognitive
(1) Traditional in-person cognitive Stroop Test, Digit backward span, Spatial Memory failures in Everyday Memory, training demonstrated modestly larger
training intervention group Span backward, List learning, List learning Geriatric Depression Scale improvements in Mini-Mental State
(2) Computer-based plus traditional Free Recall List Learning Recognition, and Examination Scores, disadvantageous deck,
cognitive training intervention more and State-Trait Anxiety Inventory relative
group to control.
45
46
Table 3 (continued)
Author (year) Intervention Primary outcomes Secondary outcomes Statistically significant between
group findings
Olchik et al. (2013) 3 groups: Verbal Fluency, FAS Verbal Fluency, Rey None listed No between group differences were found.
(1) Memory training intervention Auditory Verbal Learning Test, Rivermead
group Behavioral Memory Test
(2) Education control group
(3) No treatment control group
Rapp et al. (2002) 2 groups: Consortium of the registry of Alzheimer’s Memory Functioning Questionnaire, At follow-up, multifaceted intervention
(1) Multifaceted intervention group Disease, Mini-Mental State Examination Memory controllability Inventory, Profile group demonstrated better perceived
Author (year) Intervention Primary outcomes Secondary outcomes Statistically significant between
group findings
Tsolaki et al. (2011) 2 groups: Rivermead Behavioral Memory Test, Rey None reported. Cognitive training demonstrated modestly
(1) Cognitive training intervention Auditory Verbal Learning Test, Rey- larger improvements for executive
group Osterrieth Complex Figure Test-Delayed function, verbal memory, praxis, daily
(2) No treatment control group Recall, Montreal Cognitive Assessment, function, and general cognition relative to
Test of Everyday Attention, Digit Symbol, control.
Functional Cognitive Assessment Scale,
Trail Making B, Verbal Fluency Test, Boston
47
48 J. Rodakowski et al. / Molecular Aspects of Medicine 43-44 (2015) 38–53
et al., 2012; Kurz et al., 2012; Rapp et al., 2002; Tsolaki 3.3. Primary and secondary outcomes
et al., 2011). They were delivered in various formats,
including individual sessions (Barnes et al., 2009; A diversity of measures was used to assess the benefits
Boripuntakul et al., 2012; Carretti et al., 2013; Finn and of non-pharmacological interventions for addressing changes
McDonald, 2011; Greenaway et al., 2013; Jean et al., 2010; in cognitive function and the impact of these changes on
Jelcic et al., 2012; Kurz et al., 2012; Kwok et al., 2011; daily living. Measures of cognitive function were either
Moro et al., 2012; Rozzini et al., 2007; Tappen and Hain, domain specific or global in nature. Measures of specific cog-
2014; van Paasschen et al., 2013; Zhuang et al., 2013) and nitive abilities often aligned with hypothesized targets of
group sessions (Bottino et al., 2005; Buschert et al., 2011, intervention (e.g., assessments of memory after memori-
2012; Olchik et al., 2013; Rapp et al., 2002; Troyer et al., zation training). Specific cognitive abilities measured were
2008; Tsolaki et al., 2011). They also incorporated various verbal fluency, verbal learning, immediate and delayed
methods such as traditional training or cognitive stimula- memory, attention, information processing speed, and psy-
tion activities (Boripuntakul et al., 2012; Buschert et al., chomotor speed. The most commonly used global measures
2011, 2012; Carretti et al., 2013; Gaitan et al., 2013; of cognitive function were the Mini Mental State Examina-
Greenaway et al., 2013; Jean et al., 2010; Jelcic et al., tion (Folstein et al., 1975) and the Alzheimer’s Disease
2012; Kurz et al., 2012; Kwok et al., 2011; Moro et al., Assessment Scale-cognitive domain (Rosen et al., 1984).
2012; Olchik et al., 2013; Rapp et al., 2002; Tappen and Approximately 50% of the studies measured the impact
Hain, 2014; Troyer et al., 2008; Tsolaki et al., 2011; van of cognitive changes on daily living as a primary or sec-
Paasschen et al., 2013) and computer-based cognitive ondary outcome (Bottino et al., 2005; Burns et al., 2005;
stimulation activities (Barnes et al., 2009; Finn and Buschert et al., 2012; Finn and McDonald, 2011; Gaitan et al.,
McDonald, 2011; Gaitan et al., 2013; Rozzini et al., 2007; 2013; Greenaway et al., 2013; Jean et al., 2010; Kurz et al.,
Zhuang et al., 2013). Among the 22 studies that examined 2012; Nagamatsu et al., 2012; Stanley et al., 2013; Tappen
some form of cognitive training (either alone, or in com- and Hain, 2014; Troyer et al., 2008; Tsolaki et al., 2011; van
bination with psychotherapy), 10 studies compared cognitive Paasschen et al., 2013; Wells et al., 2013a, 2013b; Wesson
training to non-active control interventions (e.g., no treat- et al., 2013). Measures addressed daily activity perfor-
ment, waitlist) (Boripuntakul et al., 2012; Finn and mance, self-efficacy, and quality of life. Daily activity
McDonald, 2011; Kwok et al., 2011; Moro et al., 2012; performance measures included the Interview for Deteri-
Olchik et al., 2013; Rapp et al., 2002; Rozzini et al., 2007; oration of Daily Activities (Teunisse and Derix, 1997), Bayer
Tsolaki et al., 2011; van Paasschen et al., 2013; Zhuang ADL Scale (Hindmarch et al., 1998), and caregiver report
et al., 2013), and 12 studies compared cognitive training (Bottino et al., 2005). Self-selected goal attainment was mea-
to active control interventions that did not specifically sured with the Canadian Occupation Performance Measure
provide cognitive training (e.g., readings, education, usual (Law et al., 1990; van Paasschen et al., 2013). The impact
treatment) (Barnes et al., 2009; Bottino et al., 2005; Buschert of memory on daily activities was measured with the
et al., 2011, 2012; Carretti et al., 2013; Greenaway et al., Memory Failures in Everyday Memory (Gaitan et al., 2013;
2013; Kurz et al., 2012; Olchik et al., 2013; Rozzini et al., Sunderland et al., 1984). One study measured self-efficacy
2007; Tappen and Hain, 2014; Troyer et al., 2008; van for daily activities (Greenaway et al., 2013). Quality of life
Paasschen et al., 2013). Three studies compared cognitive was assessed with the Quality of Life-Alzheimer’s Disease
training to both non-active and active control conditions measure (Buschert et al., 2011, 2012; Greenaway et al., 2013;
(Olchik et al., 2013; Rozzini et al., 2007; van Paasschen Kurz et al., 2012; Stanley et al., 2013; Thorgrimsen et al.,
et al., 2013). Three additional studies compared two cog- 2003; Wells et al., 2013a, 2013b). Other studies used task
nitive training interventions (Gaitan et al., 2013; Jean specific indices (i.e., use of a schedule reminder) (Jean et al.,
et al., 2010; Jelcic et al., 2012). 2010) or measures of feasibility and safety of the interven-
Far fewer studies examined physical exercise or psycho- tion (Wells et al., 2013a).
therapeutic interventions. Of the 6 studies that examined Two additional categories of outcomes emerged even
physical exercise interventions, 4 studies examined aerobic though they were not the focus of our review. Several studies
exercise alone (Baker et al., 2010; Nagamatsu et al., 2012; examined the benefits of non-pharmacological interven-
Scherder et al., 2005; van Uffelen et al., 2008), 1 in combi- tions for mental health in older adults with MCI (Burgener
nation with balance and dual-task training (Suzuki et al., et al., 2008; Burns et al., 2005; Finn and McDonald, 2011;
2012), and 1 study examined strength and balance train- Gaitan et al., 2013; Kurz et al., 2012; Rapp et al., 2002;
ing plus a home safety program (Wesson et al., 2013). The Rozzini et al., 2007; Stanley et al., 2013; van Paasschen et al.,
frequent rationale for the physical exercise programs 2013; Wesson et al., 2013). In addition, a few studies ex-
was improved physical health, with the suggestion that amined changes in neurochemistry markers or fMRI
cognitive or other functional benefits may follow. Psycho- activation (Baker et al., 2010; Boripuntakul et al., 2012;
therapeutic interventions used interpersonal therapy (n = 1) Nagamatsu et al., 2012; van Paasschen et al., 2013; Wells
(Burns et al., 2005), coping strategies (n = 1) (Stanley et al., et al., 2013b).
2013), or mindfulness training (n = 1) (Wells et al., 2013a,
2013b). These interventions were designed to promote 3.4. Intervention effects
healthy adaptation to cognitive changes. Finally, one study
examined a combination of physical exercise (taiji) and psy- For clarity, only statistically significant differences are re-
chotherapy (cognitive-behavioral therapy) (Burgener et al., ported in the following sections. Examining the reviewed
2008). studies, the benefits of cognitive training for addressing
J. Rodakowski et al. / Molecular Aspects of Medicine 43-44 (2015) 38–53 49
cognitive function among older adults with MCI are unclear. scores compared to unstructured stimulation combined with
The majority of studies examining cognitive training (20 of compensation-focused training in external memory aids
22) focused on improvements in cognitive function as the (Jelcic et al., 2012). However, best practices for remediation
primary or secondary outcome (Barnes et al., 2009; remain unclear. Jean and colleagues demonstrated that er-
Boripuntakul et al., 2012; Bottino et al., 2005; Buschert et al., rorless learning and errorful learning of face–name
2011, 2012; Carretti et al., 2013; Finn and McDonald, 2011; associations yielded similar improvements on the trained
Gaitan et al., 2013; Greenaway et al., 2013; Jean et al., 2010; task, with no between group differences (Jean et al., 2010).
Jelcic et al., 2012; Kwok et al., 2011; Moro et al., 2012; Olchik Gaitan and colleagues compared computer-delivered cog-
et al., 2013; Rapp et al., 2002; Rozzini et al., 2007; Tappen nitive training, traditional cognitive training (i.e., paper and
and Hain, 2014; Troyer et al., 2008; Tsolaki et al., 2011; pencil activities), and a combination of computer-delivered
Zhuang et al., 2013). Statistically significant between group and traditional cognitive training. The three groups did not
differences in cognitive function favoring the cognitive train- differ with respect to cognitive function change scores.
ing group were reported in 12 of the 20 studies (Barnes et al., However, the group that participated in the combination
2009; Bottino et al., 2005; Buschert et al., 2011; Finn and program demonstrated better decision making on the Iowa
McDonald, 2011; Gaitan et al., 2013; Jelcic et al., 2012; Kwok Gambling Task (Gaitan et al., 2013). These findings might
et al., 2011; Moro et al., 2012; Rapp et al., 2002; Tappen and be attributed to the amount of training provided in the com-
Hain, 2014; Troyer et al., 2008; Tsolaki et al., 2011), but the bination group, rather than the type of training.
between group differences were generally modest. Notably, Considering the findings from all studies examining cog-
intervention effects on cognitive function, when detected, nitive training interventions, it appears that remediation may
were generally attributed to remediation (and not com- be more likely to improve selected cognitive abilities than
pensation) approaches. Furthermore, these effects were for compensation. This is logical given the compensation focuses
the most part detected in indices of working memory and on teaching individuals to adapt to changes in their cogni-
delayed memory. Finally, studies that combined cognitive tive function, rather than addressing cognitive abilities per
training with some form of psychotherapeutic approach (i.e., se. Furthermore, the amount of training may have a stron-
social engagement, stress management) (Bottino et al., 2005; ger impact on outcome than the type of training, although
Rapp et al., 2002; Troyer et al., 2008; Tsolaki et al., 2011) this requires additional investigation. The persistence of
all demonstrated small improvements in cognitive func- small improvements in cognition over time, particularly in
tion (compared to active and non-active controls), suggesting the face of cognitive decline, is unclear. Long-term follow-
that multimodal approaches may enhance cognitive train- up with study participants may be required to ascertain
ing. However, given small magnitude of improvements in whether there are benefits over time. Moreover, the ben-
cognitive function across studies, it is difficult to conclude efits of small improvements in cognitive abilities for
at this time that cognitive training interventions are ro- improving daily living are unclear.
bustly effective in influencing cognitive function in older With regard to physical exercise interventions, 5 of the
adults with MCI. 6 studies examined the benefits of aerobic exercise for im-
Among the 9 studies that focused on the impact of cog- proving cognitive function (Baker et al., 2010; Nagamatsu
nitive changes on daily living (Bottino et al., 2005; Buschert et al., 2012; Scherder et al., 2005; Suzuki et al., 2012; van
et al., 2012; Finn and McDonald, 2011; Gaitan et al., 2013; Uffelen et al., 2008). All 5 studies reported statistically sig-
Greenaway et al., 2013; Jean et al., 2010; Kurz et al., 2012; nificant between group differences in cognitive function
Tsolaki et al., 2011; van Paasschen et al., 2013), within group change scores favoring aerobic exercise relative to control,
improvements in performance of activities of daily living but the improvements in cognitive function attributed to
were detected in 3 studies (Greenaway et al., 2013; Jean et al., aerobic exercise were small in these studies. Baker and col-
2010; Tsolaki et al., 2011). Each of these studies included leagues detected greater improvements in measures of
compensatory training and self-efficacy training. Between executive functions when comparing aerobic exercise to
group differences were detected in only 2 studies (Kurz et al., stretching (Baker et al., 2010). Scherder and Suzuki and their
2012; van Paasschen et al., 2013). First, Kurz and col- colleagues reported greater improvements in measures of
leagues provided compensatory training in external processing speed, working memory and fluency, when com-
memory aids, and detected statistically significantly greater paring aerobic exercise to stretching and education (Scherder
improvements in self-reported quality of life, but not in in- et al., 2005; Suzuki et al., 2012). Van Uffelen and col-
dependence with daily activities, when training was leagues demonstrated greater improvements in measures
compared to treatment as usual. Second, Van Paaaschen and of processing speed for women (not men) in the walking
colleagues demonstrated superior goal-attainment through group compared to women in the low intensity activity
task-specific compensatory training, compared to a relax- group (van Uffelen et al., 2008). In this last study, the authors
ation intervention and a no treatment control. In both cases, reported only moderate adherence to the program, which
the reported effect sizes were relatively small. may have contributed to small effect sizes. None of these
From the reviewed studies, it is difficult to comment on studies examined the impact of aerobic exercise on daily
the relative benefits of different types of cognitive train- living. The sixth study examined the benefits of a multi-
ing interventions for older adults with MCI. Only 3 of the modal physical exercise program incorporating strength and
reviewed studies compared one form of cognitive training balance training in addition to an occupational therapist de-
to another. Jelcic and colleagues demonstrated that a livered home-safety intervention (Wesson et al., 2013).
remediation-focused cognitive training program, using lexical Cognitive function benefits were not assessed, but improve-
semantic stimulation, resulted in improved verbal memory ments in daily activity performance were noted in the
50 J. Rodakowski et al. / Molecular Aspects of Medicine 43-44 (2015) 38–53
treatment group over time. Whether the improvements were long-term maintenance of these improvements. Cognitive
due to remediation through physical exercise or compen- training focused on compensation, as well as selected psy-
sation is not clear. chotherapy approaches, shows promise for addressing the
The studies that examined psychotherapeutic interven- impact of cognitive changes on daily living. However, con-
tions as a sole intervention (n = 3) (Burns et al., 2005; Stanley fidence in these findings is limited due to several limitations
et al., 2013; Wells et al., 2013a, 2013b) reported no signifi- in the studies performed to date. These limitations point to
cant changes in cognitive function, either within or between several directions for future investigations examining po-
groups. Given that the focus of psychotherapeutic approaches tential interventions to slow or reverse functional decline
is typically compensatory, teaching individuals to learn adap- in older adults with MCI or early-stage dementia.
tive skills to support daily living, lack of improvement in While many agree that identifying and studying older
cognitive functions is not surprising. Of interest, however, is adults at the early stages of cognitive decline hold partic-
whether these interventions reduce the negative impact of cog- ular clinical and scientific importance, a universal definition
nitive changes, as measured by mood and quality of life. Two of “early stage” with consistent application across the world
of the three studies examined mood as the primary outcome of specified criteria remains elusive. Several definitions have
(Burns et al., 2005; Stanley et al., 2013), and reported mixed existed over time, including questionable dementia, pos-
outcomes. Stanley found between group differences for anxiety sible incipient dementia, isolated short-term memory loss,
(favoring mindfulness training over treatment as usual; Stanley amnestic dementia, and mild neurocognitive disorder. The
et al., 2013), and Burns did not find mood-related between term Mild Cognitive Impairment, while widely used in med-
group differences (Burns et al., 2005). All 3 studies examined icine, research, and education, has been defined in a variety
impact on daily life, but only Stanley and colleagues found sig- of ways (Petersen, 2004; Portet et al., 2006; Winblad et al.,
nificantly greater improvements in quality of life attributed 2004). Among the studies we reviewed, MCI was the most
to training in psychosocial coping and self-monitoring com- commonly used classification, but diagnostic criteria varied
pared to treatment as usual (Stanley et al., 2013). As mentioned from study-specific clinical criteria to using recommenda-
previously, compensatory cognitive training interventions when tions of an international consensus committee (Winblad
offered in concert with psychotherapeutic interventions are et al., 2004). We must acknowledge that given the histor-
associated with statistically significant but small changes in ical variations in the definition of MCI and “early stage” it
cognitive function (Bottino et al., 2005; Rapp et al., 2002). We is possible that we unintentionally excluded important
only reviewed one study that examined the combined ben- studies that may have contributed to this review.
efits of physical exercise (taiji) and psychotherapy (cognitive Perhaps given the relatively “new” focus on early stages
behavioral therapy) (Burgener et al., 2008). Burgener and col- of cognitive decline, it is not surprising that the prepon-
leagues reported small improvements in a global measure of derance of studies that we examined contained fairly small
cognitive function that were greater in the multi-modal group and poorly defined samples. This may be due to the fact that
than the educational control group. In addition, Burgener and it is difficult to identify and recruit individuals at the early
colleagues reported more substantive improvements in balance stages of cognitive decline when “early intervention” may
and physical function, relative to educational control. be considered. Many older adults in the early stages of cog-
Impact on daily living was not assessed. Collectively, these nitive decline may not be aware of subtle changes in their
studies suggest that psychotherapeutic interventions show cognition, and therefore may not seek intervention. Fur-
promise, but require additional investigation before we can thermore, primary care providers and community agencies
draw strong conclusions about the benefits for older adults that interact with older adults may not notice these subtle
with MCI. cognitive changes if they are not looking for them. These
realities, added to the aforementioned disparities in defi-
4. Discussion nitions and criteria for identification, impede identification
and referral of older adults with early stages of cognitive
The current state of science examining non- decline. Community outreach through senior centers, li-
pharmacological interventions for changing (or, at least, braries, or other locations pertaining to cognitive health
maintaining) cognitive function and the impact of these literacy may empower older adults to seek services that
changes on daily living for individuals in the early stage of could support them in the quest to maintain cognitive func-
cognitive decline produces mixed results. A scoping review tion and community independence. Education and training
of the current literature suggests that cognitive training in- of primary care providers and community agencies to
terventions have been the most widely studied, but that improve recognition and screening for early stages of cog-
physical exercise and psychotherapeutic interventions have nitive decline may also improve awareness.
been investigated as well. In general, some evidence sug- In addition to clarifying the definitions of “early
gests that cognitive training focused on remediation has been stage” cognitive decline, clarification of the conceptualiza-
associated with significantly greater improvements in se- tion, operationalization and implementation of non-
lected cognitive abilities, but the magnitude of improvements pharmacological interventions for this population is also
is small. The same can be said for physical exercise inter- needed. For the purposes of summarization, we grossly char-
ventions. One may argue that these small improvements acterized interventions based on common intervention
could be meaningful, as small improvements or even main- concepts. However, wide variation existed in the concep-
tenance of cognitive function over time may be valuable in tualization and rationale for the interventions across studies,
the face of potential cognitive decline. However, before we which limits strong conclusions that can be drawn from this
can support this conclusion, we must first assess the literature. By definition, most studies used “complex
J. Rodakowski et al. / Molecular Aspects of Medicine 43-44 (2015) 38–53 51
interventions” or “interventions that contain several inter- 2013). Connections between physical health and cognitive
acting components [including] the number and difficulty of health in late-life are also well-established. Cognitive changes
behaviors required by those administering and receiving the have been found to be contributors to limitations in mo-
intervention, … the number and variability of outcomes ad- bility, including among older adults without known
dressed by the intervention, and the degree of flexibility or neurological disease (Rosso et al., 2013); whereas, in-
tailoring of the intervention permitted.” (Craig et al., 2013, creased aerobic activity is associated with improved brain
2). Non-pharmacological interventions, if they are to be ben- health and cognitive function in healthy older adults
eficial for older adults with cognitive decline, are likely to (Erickson et al., 2011). The linkages among cognition, mood,
meet this definition. Therefore, careful conceptualization, and physical health are likely due to common underlying
operationalization and implementation of these interven- pathologies that cause general slowing of neurological func-
tions are critical. The Medical Research Council provides tion, and clinical manifestations in each of these domains
guidance on best practices for developing, piloting, evalu- (Rosano et al., 2014).
ating, and implementing complex interventions (Craig et al., These linkages suggest that it may be possible to iden-
2013), and should be incorporated into future studies seeking tify biomarkers that may be used to identify older adults
to test potential non-pharmacological interventions for older in the early stages of decline. Once rigorously validated, these
adults in the early stages of cognitive decline. biomarkers may prove to be important measures of change
In addition to integrating best practices for designing and attributed to intervention. For example, recent cross-
studying non-pharmacological interventions for this pop- sectional evidence suggests that there is a relationship
ulation, it seems important to embrace outcome assessment between pro-inflammatory cytokines and engagement in
strategies that more comprehensively assess the potential productive activities among older adults (Kim and Ferraro,
benefits and long-term outcomes. There is a long-held debate 2014). However, the nature of this relationship is unclear.
in cognitive rehabilitation research as to the “real world” The elevation of pro-inflammatory cytokines may contrib-
benefits of improvements in cognition, as detected with task- ute to reduced engagement productive activities, or
specific or norm-referenced tests (Simon et al., 2012). reductions in productive activities may contribute to ele-
Certainly large magnitude of changes (e.g., one standard de- vation of pro-inflammatory cytokines. Interventions that
viation as defined by norm-referencing or large effect sizes) address one of these factors may influence the other. For
can be one way to determine “clinically meaningful” change. example, non-pharmacological interventions that promote
However, assessment of the impact of changes in cogni- increased levels of productive activities (whether through
tive test scores on measures of independence, safety and remediation or compensation) may reduce pro-inflammatory
engagement in daily activities may be another way. This cytokines. Investigations focused on these types of ques-
argues for employing best practices in assessing daily ac- tions may clarify the nature of these important biological
tivities through performance observation or through well- and behavioral relationships.
validated assessments of disability and social engagement Finally, we focused this review on non-pharmacological
(McDonough et al., 2012; Rodakowski et al., 2014). Further- interventions. However, the synergistic benefits of phar-
more, long-term term follow-up, assessing for potential macological and non-pharmacological interventions may be
changes in trajectories of cognitive decline, may be another another promising area of study. Studies for adults with
way to assess the heuristic value of these interventions. related neurodegenerative disease (e.g., chronic nonpsychotic
For the purposes of our review, we focused on out- major depressive disorder) have found that combination
comes pertaining to changes in cognitive function and the therapies can be significantly more effective than medica-
impact of these changes on daily living as target outcomes tion or non-pharmacological therapy alone (Keller et al.,
of non-pharmacological interventions aiming to slow the 2000). Three of the reviewed studies (Bottino et al., 2005;
decline to dementia. That said, some of the reviewed studies Rozzini et al., 2007; van Uffelen et al., 2008) examined the
focused on additional measures of brain health that, when additive benefits of pharmacological substances (acetyl-
added to cognitive function, help to address the cacopho- cholinesterase inhibitors, vitamin B) as adjuncts to non-
ny of changes that contribute to dementia. Among these pharmacological interventions (aerobic exercise, cognitive
measures were indices of mood and physical health, as well training). Two of these studies reported a statistically sig-
as more proximal measures of neurophysiology and neu- nificant benefit of the combination of therapies relative to
rological connectivity. Mood, specifically, anxiety, appeared other conditions (Bottino et al., 2005; van Uffelen et al.,
to be most strongly influenced by psychotherapy interven- 2008). Bottino and colleagues demonstrated slightly better
tions that focused on relaxation (Stanley et al., 2013). changes in cognitive test scores for individuals who engaged
Proximal measures of neurophysiology and neurological con- in cognitive training while taking acetylcholinesterase in-
nectivity appeared to be most strongly influenced by physical hibitors relative to acetylcholinesterase inhibitors alone. Van
activity interventions (Baker et al., 2010). These findings are Uffelen and colleagues reported that women (not men)
not surprising given that several studies have demon- engaged in aerobic exercise (compared to low intensity ac-
strated strong connections between changes in cognitive tivity) while taking vitamin B (compared to placebo)
function and changes in mood in late life. In fact, approx- demonstrated modestly greater improvements in cogni-
imately 50% of older adults with MCI have concurrent tive test scores relatively. Given the size and scope of these
depressive symptoms (Apostolova and Cummings, 2008; two studies, additional investigation may be warranted.
Gabryelewicz et al., 2004; Monastero et al., 2009). Further- In summary, we conducted a scoping review of litera-
more, depressive symptoms in late-life are a risk factor for ture examining non-pharmacological interventions for older
MCI and dementia (Palmer et al., 2010; Rosenberg et al., adults in the early stages of cognitive decline. Descriptive
52 J. Rodakowski et al. / Molecular Aspects of Medicine 43-44 (2015) 38–53
summaries of the literature indicate mixed findings with Erickson, K.I., Voss, M.W., Prakash, R.S., Basak, C., Szabo, A., Chaddock, L.,
et al., 2011. Exercise training increases size of hippocampus and
regard to the efficacy of cognitive training focused on
improves memory. Proc. Natl. Acad. Sci. U.S.A. 108 (7), 3017–3022.
remediation and aerobic exercise for improving cognitive Farina, N., Isaac, M.G., Clark, A.R., Rusted, J., Tabet, N., 2012. Vitamin E for
function. Cognitive training focused on compensation and Alzheimer’s dementia and mild cognitive impairment. Cochrane
psychotherapy show promise for addressing the impact of Database Syst. Rev. (11), CD002854.
*Finn, M., McDonald, S., 2011. Computerised cognitive training for older
cognitive changes in the lives of older adults in the early persons with mild cognitive impairment: a pilot study using a
stages of cognitive decline. In general, effect sizes were small. randomised controlled trial design. Brain Impair. 12 (3), 187–199.
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practical method for grading the cognitive state of patients for the
methods, and outcomes measures, strong conclusions about clinician. J. Psychiatr. Res. 12 (3), 189–198.
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Canela-Soler, J., 2013. Efficacy of an adjunctive computer-based
cognitive training program in amnestic mild cognitive impairment and
This work was supported by the National Institutes of
Alzheimer’s disease: a single-blind, randomized clinical trial. Int. J.
Health grants KL2TR000146, P30 MH090333, P30 MH090333 Geriatr. Psychiatry 28 (1), 91–99.
Sub-project ID: 8315, and UL1 TR000005. *Greenaway, M.C., Duncan, N.L., Smith, G.E., 2013. The memory support
system for mild cognitive impairment: randomized trial of a cognitive
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