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ARTICLE IN PRESS

Manual Therapy 10 (2005) 14–20


www.elsevier.com/locate/math

Review article

Can acute low back pain result from segmental spinal buckling during
sub-maximal activities? A review of the current literature
Richard Preussa,b, Joyce Funga,b,
a
McGill University School of Physical and Occupational Therapy, 3630 Prom. Sir William Osler, Montreal, Canada H3G 1Y5
b
Jewish Rehabilitation Hospital Research Centre (site of CRIR), 3205 Place Alton Goldbloom, Laval, Canada H7V 1R2
Received 18 December 2003; received in revised form 16 July 2004; accepted 18 August 2004

Abstract

This paper provides a review of the current literature supporting the hypothesis that segmental spine buckling resulting in tissue
damage may be a primary cause of sudden onset low back pain, even during activities that are sub-maximal with respect to loading
and muscle activation. While a temporal link exists, it is supported primarily by anecdotal and clinical reports. More pertinent to
this review is the biological plausibility of segmental spine buckling as a mechanism of acute injury, supported by modelling studies
as well as current knowledge of tissue mechanics and neurophysiology. One antithesis, however, is the low incidence of low back
injuries reported during sub-maximal tasks. In order to account for this discrepancy, several predisposing factors are addressed,
both constant and situation-dependent, which may contribute to the occurrence of segmental spinal buckling during sub-maximal
activities.
r 2004 Elsevier Ltd. All rights reserved.

Keywords: Low back pain; Soft tissue injuries; Joint instability

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15

2. Spine stability and buckling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15

3. Buckling and tissue injury . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17

4. Tissue injury and sudden onset LBP . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18

5. Predisposing factors to spinal buckling and tissue injury . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18

6. Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19

Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19

References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19

Corresponding author. Jewish Rehabilitation Hospital Research Centre, 3205 Place Alton Goldbloom, Laval, Quebec, Canada H7V 1R2. Tel.:
+1 450 688 9550; fax: +1 450 688 3673.
E-mail address: joyce.fung@mcgill.ca (J. Fung).

1356-689X/$ - see front matter r 2004 Elsevier Ltd. All rights reserved.
doi:10.1016/j.math.2004.08.006
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1. Introduction mechanism to explain onset of LBP under sub-maximal


conditions. This hypothesis, and the question of how
While low back injuries often occur during heavy this buckling behaviour might occur during sub-max-
lifting, or in extreme postures, many patients with low imal tasks, brings us to the main focus of this review: the
back pain (LBP) will describe an initial onset of issue of biological plausibility.
symptoms during seemingly benign activities, requiring To explore the biological plausibility of this injury
minimal or sub-maximal efforts. This apparent paradox sequence, it is important to first address the concept of
is further perplexed by the fact that these individuals buckling as it relates to spine stability, and how the
may regularly participate in activities requiring much segmental buckling phenomenon discussed above might
greater efforts than those encountered at the time of the occur, particularly at the relatively low loads that are
injury. Physicians, physiotherapists, and other health associated with sub-maximal activities. Secondly, it
care professionals involved in the treatment of LBP are must be demonstrated that spine buckling under these
then faced with the task of explaining how an injury conditions can be associated with tissue injury. Finally,
could occur under these sub-maximal conditions. a link must be drawn between tissue injury and sudden
This review is intended to address the question of onset LBP. Further, to fully address the question above,
whether there exists a credible basis for the hypothesis we must also address the issue of the general lack of
that episodes of sudden onset LBP can result from tissue consistency and low ‘‘dose–response’’ relationship for
damage caused by spinal buckling during activities that this hypothetical injury sequence. To do this, factors
are sub-maximal with respect to loading and muscle that might predispose an individual to spinal buckling,
activation. In short, we will attempt to establish a tissue injury and LBP will be briefly addressed.
plausible causative link between segmental spine buck-
ling, tissue damage, and sudden onset LBP under sub-
maximal conditions. It is obviously not feasible to 2. Spine stability and buckling
reproduce this type of injury sequence experimentally,
due to ethical concerns, as well as a general lack of The concepts of equilibrium and stability are related
consistency and ‘‘dose–response’’ relationship (i.e. the to the energy of a system (for a review, the reader is
incidence of sudden onset LBP during sub-maximal referred to McGill and Cholewicki, 2001). Much of the
activity is presumably quite low, since nearly all daily stability of the spine comes from the potential of the
activities take place at sub-maximal levels). There are, periarticular structures to store elastic energy, based on
however, some potential causative links that can be the stiffness of those structures. Each joint possesses
drawn from temporality and biological plausibility, some inherent stability due to the stiffness of the
combined with a general coherence of findings from ligaments and joint capsule. More importantly, how-
numerous experimental and modelling studies. ever, the periarticular musculature can impart a large
Addressing the temporal relationship between sub- degree of stability on the joint.
maximal activities and sudden onset LBP is particularly Muscles can provide stability to a joint through their
difficult, as there may not be a simple cause–effect stiffness, which is related not only to the biomechanical
relationship between these two events, but more likely a properties of the muscle, but also to the level of muscle
chain of events for which each link must be in place activation or force (Bergmark, 1989; Cholewicki and
before the end effect can occur. As such, we must rely on McGill, 1995). As such, co-activation of the periarti-
clinical and anecdotal evidence to establish temporality. cular muscles can provide a large increase in stability to
McGill (2002), and Cholewicki and McGill (1996), the joint, and with the full complement of the stabilizing
discuss clinical reports of low back injuries related to musculature working coherently, stability can be
simple tasks such as picking up a pencil from the floor. achieved even under very high loading conditions
Further, these authors hypothesize that injuries occur- (Gardner-Morse et al., 1995; Cholewicki and McGill,
ring during sub-maximal tasks are due to a transient 1996).
segmental buckling (i.e. the segment will briefly exceed In the frontal plane, the spine has been compared to
its maximum safe range of motion), similar to a an Euler column with a uniform modulus of elasticity
mechanism that has been observed using video fluoro- (Crisco and Panjabi, 1992). This system is similar to the
scopy under more strenuous conditions (Cholewicki and mast of a sailboat, whose stays exhibit high stiffness
McGill, 1996). They suggest that this segmental buck- under tension. The stays of the mast are analogous to
ling behaviour may occur as the result of a temporary the global muscle system of the spine: muscles with no
loss of stability at the segment, possibly resulting from a direct vertebral attachments, such as Rectus Abdominis.
transient loss of coordination or control of one or more Like the stays of the mast, it is these global muscles that
intersegmental muscles. It is important to note, how- provide the bulk of the stiffness to the spinal column as
ever, that this behaviour was observed under very high a whole (Cholewicki and McGill, 1996). Unlike a ship’s
loading conditions, and as such remains a hypothetical mast, however, the spine is made up of several individual
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segments. To maintain a uniform modulus of elasticity While it is clear that the local musculature must play a
for the spine, therefore, muscles with direct attachments role in maintaining the stability of the spine, the
to individual vertebrae, such as Multifidus, must provide question remains: how can a loss of stability occur
stiffness to the intervertebral joints. This is referred to as during activities that are sub-maximal with respect to
the local muscle system. In order to meet both the loading and muscle activation, even in individuals
equilibrium and stability requirements of the lumbar capable of performing tasks requiring much higher
spine, a balance must be met between the activity of the levels of exertion? The answer to this appears to be
large, global muscles, and that of the smaller, local related to the observation that the neuromuscular
muscles (Bergmark, 1989; Cholewicki and McGill, system of the spine does not maintain a constant safety
1996). With regards to transient segmental buckling, margin for stability during different tasks (Cholewicki
however, it is the activity of the local muscles that is of and McGill, 1996).
primary interest. Modelling studies have found that Perturbations to the spine may, in fact, be met in two
inactivity of the local, intersegmental musculature will ways (Bergmark, 1989; Stokes et al., 2000; Cholewicki et
lead to instability and buckling at the affected segment al., 2000): either through preset levels of stiffness and
at loads similar to the critical load of the ligamentous stability, such as those achieved through preparatory,
lumbar spine (88 N), regardless of the muscle activity feedforward muscle contraction (Hodges and Richard-
at the other segments, or at the global level (Crisco and son, 1997a,b), or through an active modulation of
Panjabi, 1991; Cholewicki and McGill, 1996). By this muscle force and stiffness in response to perturbation,
reasoning, faulty motor control at the level of the local via afferent feedback (Cresswell et al., 1994; Thomas et
muscle system may lead to inappropriate levels of al., 1998; Brown et al., 2003). By pre-activating the
muscle force and stiffness at a given spine segment, trunk musculature, the stiffness and stability of the spine
and may compromise segmental stability at that level are increased, decreasing the need for an active response
(McGill and Cholewicki, 2001). This compromised to a transient perturbation (Stokes et al., 2000). Using a
stability may, in turn, allow for transient intersegmental detailed model of the spine, and incorporating actual
buckling, as described by McGill (2002). This is electromyographic (EMG) data, Cholewicki and McGill
characterized by the segment briefly exceeding its safe (1996) found that the stiffness and stability of the spine
physiological range of motion, leading to loading of the was increased during more demanding tasks (as defined
surrounding soft tissues (ligaments, intervertebral disc, by joint compression force), but diminished during
etc.). This phenomenon contrasts with the global periods of low muscular activity. In fact, the lowest
buckling behaviour that would occur for an Euler levels of stability occurred when there was no demand
column of uniform stiffness. for high muscle forces, such as in upright standing, or
In the sagittal plane, the normal spinal curvature prior to a lifting task. Under these conditions, only low
alters the global buckling behaviour of the spine. Under levels of trunk muscle co-activation are present (Cho-
conditions of uniform stiffness, an excessive vertical lewicki et al., 1997), with preset levels of stability
load will simply increase the spine’s normal curvature in depending predominantly on the passive structures of
the sagittal plane, rather than causing a uniform spine. It has been suggested that this reflects a strategy
buckling behaviour, as in the frontal plane. Patwardhan used by the neuromuscular system to conserve energy,
et al. (1999) have suggested that the local, interseg- and to maintain muscle contraction below levels likely
mental musculature may act to change the direction of to cause muscle fatigue or pain (Cholewicki and McGill,
the force vector applied to the spine in the sagittal 1996; Cholewicki et al., 1997). As a result, the margin of
plane, to produce an internal compressive force safety for stability in these sub-maximal situations will
tangential to the curve of the spine in this plane. be narrow, and even small perturbations may require
This ‘‘follower load’’ not only prevents excessive increased and well-coordinated muscle activity to
change in the spine curvature, but has been shown to maintain spine stability.
enhance the load carrying capacity of the spine, in both Further, the neuromuscular coordination that is
the frontal (Patwardhan et al., 2001) and sagittal required to maintain joint stability appears to be quite
(Patwardhan et al., 1999) planes, well into the physio- complex. Using the elbow to represent an inverted—
logical range. If the force vector created by the follower pendulum—a simple model for joint stability—Stokes
load were to deviate from its ideal path in the and Gardner-Morse (2000) noted that different strate-
sagittal plane, however, a bending moment would gies could be used, under vertical loading conditions, to
result, causing excessive flexion or extension at the maintain stable equilibrium. These strategies were based
affected segment. As such, faulty segmental motor on variations in posture and muscle activation, each
control, at the level of the local muscle system, can with trade-offs between stability and physiological costs.
once again be seen as a potential cause of excessive Similarly, different patterns of muscle activation have
intersegmental motion under load: in other words, been noted during slow flexion–extension of the trunk,
segmental spine buckling. illustrating not only the potential for more than one
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motor strategy to satisfy equilibrium and stability relevance to this discussion, therefore, is whether this
requirements, but also the potential for error as a result segmental buckling can result in tissue injury.
of the system’s complexity (Cholewicki et al., 1997). The The threshold of clinically relevant mechanical tissue
relative contribution to spine stability provided by each damage is likely to be the elastic limit at which non-
trunk muscle, in fact, appears to depend not only on the reversible deformation first occurs (Adams and Dolan,
direction and magnitude of trunk loading, but also on 1995). This limit can be easily reached when a tissue is
the activity of the other trunk muscles (Cholewicki and loaded rapidly, such as during transient loss of
VanVliet, 2002). One possible exception to this rule is segmental stability resulting in buckling. During activ-
the Transversus Abdominis (TrA), which appears to be ities that are sub-maximal with respect to muscle
controlled independently of the other trunk muscles activation, however, one would also expect the loads
during the preparatory activation that precedes limb on the spine to be fairly small in magnitude, possibly
movement, and whose activation does not appear to precluding certain forms of injury, and/or allowing some
depend on the direction of that movement (Hodges and degree of buckling without a resulting injury. This may
Richardson, 1999b). Despite this apparent independent, not, however, be the case. For example, McGill (2002)
feedforward control of the TrA, the mechanical effect reports that a man lifting a 27 kg weight held in the
that this muscle has on the stability of the spine cannot hands, using a squat style lift, can experience extensor
be independent from that provided by the other muscles reaction moments in the low back of 450 Nm, and a
of the trunk. As a result, faulty activation or insufficient compressive load on the lumbar spine of 7000 N. This is
force generation in even one muscle might lead to a particularly important given that the first sign of
transient, segmental insufficiency, potentially resulting ligament damage in the spine can occur at bending
in segmental buckling, even under sub-maximal condi- moments of only 60 Nm, with complete failure occurring
tions. at 140–185 Nm (Adams and Dolan, 1995). Based on
The potential for neuromuscular error with regards to these values, injury could result if only a fraction of the
spine stability may be further increased when prepara- load experienced during this relatively light lift was
tory, feedforward muscle activation cannot be used. transferred to the periarticular ligaments of the spine.
Following a perturbation, an active response based on Another proposed mechanism of tissue injury result-
afferent feedback may be required from both the global ing from intersegmental buckling is that, in an effort to
and local musculature in order to maintain upright regain spine stability as segmental buckling is occurring,
posture and spine stability. Moseley et al. (2003) have the neuromuscular system might seek to activate
recently demonstrated that the Lumbar Multifidus, an preferentially the small intrinsic muscles spanning the
important muscle in the local muscle system of the spine, unstable joint, as recruitment of larger ‘‘global’’ muscles
may respond differently to a perturbation when its would increase the load on the spine, potentially
timing cannot be anticipated. While this does not magnifying the effects of the buckling (Cholewicki and
necessarily represent an abnormal finding, it may McGill, 1996). Conversely, the recruitment of intrinsic
represent a potential disadvantage of the stabilizing muscles may be required as a result of, or in concert
system of the spine when feedback control must be relied with, a reflexive overreaction of the global trunk muscles
upon primarily to maintain spine stability. This in- to unexpected loading (Mannion et al., 2000). There is a
creased reliance on feedback control may also exist, to a limit, however, to the stability that can be achieved by
certain degree, even when a perturbation is expected, but activating the small, intrinsic muscles of the spine, as the
when its metrics cannot be predicted, or when its metrics load that these muscles are capable of withstanding is
are incorrectly predicted (van Dieen and de Looze, low compared to their global counterparts (related to
1999). This situation of external spine loading, with the cross-sectional area of the muscles) (Bergmark,
unpredictable timing, magnitude, or direction, is parti- 1989). Consequently, a compensatory or reflexive
cularly important in light of the potentially high strategy used by the neuromuscular system to prevent
compressive forces that may accompany the global buckling might itself result in muscle injury if the
muscle response to external perturbation (Mannion et stresses placed on the muscles exceed the limits that
al., 2000). these tissues are able to withstand. This type of response
would fit into the category of ‘‘bodily response’’,
described as one of the top 10 mechanisms of injury in
workplace accidents (Liberty Mutual, 2003).
3. Buckling and tissue injury Two biologically plausible mechanisms exist, there-
fore, to link tissue injury to segmental buckling in the
From the discussion in the previous section, it seems spine. The first is injury occurring as a direct result of
plausible that segmental instability and buckling of the stresses placed on the periarticular tissues during
spine can occur under sub-maximal conditions, likely as segmental buckling, which may exceed the elastic limits
a result of faulty motor control. The next issue of of these tissues even under relatively low loads. The
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second is a result of the neuromuscular system’s attempt musculature, while the second would indicate some
to stabilize a segment by activating the small, interseg- error in muscle activation modulated by afferent feed-
mental muscles of the spine, potentially leading to back. Cognitive factors, uniformly described by Horak
excessive stresses in these muscles. While direct evidence (1996) as ‘‘central set’’, are likely to affect both of these
of these injuries may not exist in the literature, possibly mechanisms for neuromuscular control of spine stabi-
due to the fact that a diagnosis of soft tissue injury in the lity. These may involve issues such as intent, concentra-
back is rarely confirmed with diagnostic imaging, a tion and fatigue, prior experience with a task, or
clinical diagnosis of muscle strain, or joint sprain, is environmental conditions and distractions, each of
common in patients presenting with LBP (Micheli and which has been shown to influence the neuromuscular
Wood, 1995). response to a given task.
Errors in feedforward control may also occur at a
subconscious level. Abnormalities in the feedforward
4. Tissue injury and sudden onset LBP activation of the TrA, apparently independent of the
cognitive factors described above, have been identified
The final link in the chain of events described in the in subjects with LBP (Hodges and Richardson, 1996,
hypothesis above is the relationship between tissue 1999a). It is unclear, however, if these abnormalities are
injury and the sudden onset of LBP. As this topic has a cause or consequence of the LBP. What is clear, is that
been explored extensively in the literature, it will only be a change in the feedforward activation of the trunk
briefly addressed here. For example, Bogduk (1983) musculature can change the pre-stability of the spine,
provides a brief review of the nerve supply to the lumbar potentially leading to increased reliance on afferent
spine, establishing a list of possible sources of primary feedback to maintain spine stability. Given the response
LBP. Free nerve endings, which act as nociceptors, are time of the trunk muscles to perturbation (Moseley et
found in essentially all of the spine structures that are al., 2003) and the necessary electromechanical delay
innervated, including the muscles, the ligaments, the prior to force generation, it would appear that a certain
facet joint capsules, and the outer layers of the annulus degree of feedforward control must be necessary to
fibrosis. As such, damage to any of these structures can avoid injury above a certain threshold of loading and
result in an almost instantaneous onset of pain due to perturbation velocity.
mechanical irritation of these free nerve endings. Errors in feedback modulation of spine stability can
Further, a more gradual onset of pain, over the course also occur for a variety of reasons. The ligamento-
of several hours, can occur as a result of the muscular stabilizing system of the spine (Solomonow et
inflammatory process that accompanies tissue injury al., 1998, 1999) describes a means by which somatosen-
(Evans, 1980). sory feedback from the spinal ligaments helps to
monitor segmental movement and activate the para-
spinal musculature to maintain and/or restore stability.
5. Predisposing factors to spinal buckling and tissue It has, in fact, been suggested that this modulation of
injury muscle activity may be the key role of the ligamentous
complex of the spine (Solomonow et al., 1998, 1999),
While anecdotal evidence supports the temporal which provides little stability in the absence of the
relationship between sudden onset LBP and sub- musculature (Panjabi et al., 1989; Cholewicki and
maximal activities, and coherent evidence appears to McGill, 1996). Low threshold mechanoreceptors in the
support the biological plausibility of sudden onset LBP ligaments likely influence muscle activity via the
resulting from segmental buckling and tissue injury, the fusimotor system, while high threshold receptors may
lack of consistency in this injury mechanism can affect exert effects directly onto the alpha motorneurons
the establishment of a causal relationship. Evidently, (Dyhre-Poulson and Krogsgaard, 2000). In the spine,
intersegmental spine buckling does not occur every time such connections exist from mechanoreceptors in the
an individual engages in activities involving sub-max- various spinal ligaments, and likely from the discs and
imal loading and trunk muscle activation. As such, the facet joint capsules, to the Multifidus, and possibly other
causal relationship between this type of activity and muscles (Solomonow et al., 1998, 1999). Solomonow et
spine buckling must involve other predisposing factors. al. (1999) have demonstrated that laxity in the suprasp-
As discussed above, intersegmental buckling during inal ligament of cats, secondary to cyclic loading, leads
sub-maximal activity is likely the result of some error in to a decrease in the periarticular muscle activation
neuromuscular control, failing either to provide ade- normally associated with the loading of this structure.
quate pre-stability to the segment, or to respond As such, activities leading to viscoelastic creep in the
appropriately with muscle activation to a perturbation. spinal ligaments, such as prolonged or cyclic loading,
The first possibility, inadequate pre-stability, would may decrease the effectiveness of this neuromuscular
point to an error in the feedforward control of the spine stabilizing mechanism, predisposing an individual to
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segmental instability, particularly during activities in 6. Conclusion


which the pre-stability provided by the periarticular
musculature is low (i.e. sub-maximal activities such as Based on the factors discussed above, it is reasonable
picking up a pencil from the floor). This becomes all the to conclude that there exists a strong basis for the
more important, given that prolonged loading of spinal hypothesis that episodes of sudden onset LBP can result
ligaments decreases their resistance to loading by 42% from tissue damage caused by spinal buckling during
in just 5 min, and 67% in 1 h (Adams and Dolan, 1995). sub-maximal activities. While anecdotal evidence sup-
As a result, intersegmental buckling preceded by a ports the existence of a temporal relationship, physiol-
prolonged flexed posture (for example, in subjects who ogy and modelling studies support its biological
sit all day at work), not only decreases the likelihood of plausibility, based on both the mechanics of the system
an appropriate, feedback modulated muscle response, and its neuromuscular behaviour. In order to explain
but also substantially increases the likelihood of the low consistency and ‘‘dose–response’’ relationship,
ligament injury. however, it is necessary to consider several predisposing
Several other factors can also affect the spine muscles factors, both constant and situation-dependent, which
directly. Muscle fatigue, in addition to affecting might contribute to the occurrence of segmental spinal
muscle force and various aspects of the myoelectric buckling during sub-maximal activities. When designing
signal (e.g. Roy et al., 1989), has also been shown treatment or preventative programs for LBP, therefore,
to have a deleterious effect on proprioception (Taimela it is essential to address not only the issue of spine
et al., 1999), likely due to the same factors that affect stability and neuromuscular control, but also the
the ability of the muscle to generate mechanical force possible factors that might predispose the individual to
and stiffness when fatigued. Vibration (as experienced episodes of transient segmental instability.
when operating heavy machinery, driving, etc.), in
addition to its mechanical effects on tissue (i.e. cyclic
loading), will also affect the function of dynamic muscle
spindle la afferents (Cordo et al., 1998), with this Acknowledgements
effect persisting for some time following prolonged
vibration (Rogers et al., 1985; Thompson and Belanger, R. Preuss receives financial support from the Fonds
2002). A flexed, or horizontal orientation of the de la recherché en santé du Québec (FRSQ), the
trunk, in addition to altering the normal mechanical Canadian Institutes of Health Research and from the
alignment of the spine, may also decrease spine Richard H. Tomlinson Fellowship Endowment of
proprioceptive acuity to some degree (Jakobs et al., McGill University. J. Fung is a chercheur-boursier of
1985; Preuss et al., 2003), possibly as a result of altered the FRSQ and a William Dawson Scholar of McGill
feedback from mechanoreceptors in the load-bearing University. We thank Dr. Ian Stokes for his guidance
structures of the spine. This is all the more relevant, and valuable feedback.
given that injuries during sub-maximal activities often
occur in flexed postures.
Finally, it is possible that an individual may possess
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