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3G LTE Simulations Using Measured MIMO

Channels
Yngve Selén and Henrik Asplund
Ericsson Research
Ericsson AB, Isafjordsgatan 14E, SE-164 80 Stockholm, Sweden.
Email: <first name>.<last name>@ericsson.com

Abstract—In this article we present downlink simulation re- a reality in the LTE networks, also for small handsets. To this
sults for a realistic implementation of the LTE (Long Term end, we present simulations of LTE downlink transmission
Evolution) 3G standard. In contrast to previous studies, actual for a single user occupying 10 MHz of bandwidth in the
measured channels (as opposed to computer generated artificial
channels) have been used in the simulation. The used 2×2 MIMO 2.66 GHz band.1 The novelty of the present simulation study
channels were measured using two realistic receiver mockups, is that actual measured 2×2 MIMO channels for some realistic
one laptop and one handset, as well as a pair of reference dipole antenna setups have been used. Also, the simulator resembles
antennas. The results suggest that LTE is able in practice to a realistic implementation which includes channel estimation
support multi stream transmission with very high data rates, errors, realistic link adaptation, error vector magnitude (EVM)
even for small hand held terminals. Also, the improvements of
2 × 2 MIMO over SISO transmission are clearly shown. etc. (this is further described in Section III). This allows stud-
ies of how the expected link performance of an actual deployed
I. I NTRODUCTION system can be expected to vary with different settings.
The results, presented in Section III-C, show that, under
The use of mobile broadband has shown a tremendous
realistic conditions, LTE will be able to support very high
increase recently: the portion of packet data traffic in the
data throughput as well as multi stream transmission. This
WCDMA networks surpassed that of voice in spring 2007
conclusion holds also for user equipments (UEs) with small
[1] and the increase in packet data traffic is expected to
form factors, such as handsets and laptops.
continue as the prices of HSPA subscriptions drop and as the
coverage increases. This puts high pressure on operators to II. C HANNEL M EASUREMENTS
increase the capacities of their networks, and on the industry
for enabling such an increase also in the long term future The equipment used for channel measurements consists
via more efficient and flexible communication standards. LTE of a base station (BS) located on the roof of Ericsson’s
(Long Term Evolution) [2] is one track of 3G evolution, which headquarters in Kista, Stockholm, Sweden, and a UE mounted
is currently being standardized within the Third Generation inside a measurement van. The BS transmits pilot symbols
Partnership Project (3GPP). The technique is based on orthog- over a bandwidth of 20 MHz at a carrier frequency of 2.66
onal frequency division multiplexing (OFDM) in the downlink GHz. These are measured by the UE and are used to estimate
and single carrier frequency division multiple access (SC- the MIMO channel. The UE continuously logs the channel,
FDMA) in the uplink. LTE offers several important benefits at a rate high enough to sample the channel more than twice
both for operators and end-users. Among the most important per wavelength, as the van drives along a pre-defined route;
are [1], [2] see, e.g., Figure 7 (the map covers an area of about 800 by
850 m). The route includes parts with line-of-sight as well
• High throughput: LTE allows for peak throughput rates
as highly shadowed areas. The GPS positions of the UE are
above 200 Mbps, and LTE peak rates of up to 160 Mbps
logged simultaneously with the channels, so that each channel
have already been demonstrated in experimental systems
measurement can be associated with a geographical position.
[3].
This procedure is then repeated for different antenna setups
• Low latency: The latency requirements are much tighter
on the BS and the UE sides.
in LTE than in WCDMA, with radio access network
round trip times below 10 ms. A. Antenna Configurations
• Flexibility: LTE supports both the frequency division
duplex (FDD) and time division duplex (TDD) modes on We present results for three different antenna setups. On
the same base station platform [3]. Also, LTE supports the TX side (base station) a pair of cross polarized (±45◦ )
a greater bandwidth flexibility, from below 5 MHz up to antennas with a common phase center was used. This enables
20 MHz, than WCDMA. a very compact antenna installation, see Figure 1. On the RX
side the following receiver antenna setups were used:
The goal of the present article is to demonstrate the link
performance that can be expected from LTE, and to show that 1 This is in operating band VII evaluated for UTRA/FDD [4], and corre-
MIMO transmission with multiple data streams will indeed be sponds to a wavelength λ of about 11 cm.
10

−10

Relative power [dB]


−20

−30

Fig. 1. The base station, with the used dual-polarized TX antenna marked
−40
in the figure.

−50
0 2 4 6 8 10 12 14 16 18
Time delay [μs]

Fig. 4. Example of a measured power-delay profile showing the very high


dynamic range of the measurements.

C) Laptop mockup: A Hewlett-Packard laptop with RX an-


tennas on the top of the screen (built in) and on the sides
of the screen (added, custom built). See Figure 3(b). The
Fig. 2. Configuration A: Reference antennas on the roof of the measurement
van. The used RX antennas have been marked in the figure. two RX antennas used (one on the top and one on the
side of the screen) are marked in the figure. The antenna
spacing is about 15 cm, which corresponds to about
A) Reference antennas: One electric dipole (horizontal po- 1.4λ. The laptop was placed inside the measurement van
larization) and one magnetic dipole (vertical polariza- during the channel measurement.
tion) placed on the roof of the measurement van with an Both mockups were positioned centrally in the measurement
antenna distance of about 1 m (corresponding to about van with no disturbing objects, such as persons or seats,
9λ). See Figure 2. in the near vicinity of the antennas. Note that the above
B) Handset mockup: A custom modified Sony Ericsson configurations have 2 TX and 2 RX antennas, i.e., we study
K800i handset with two internal receiver antennas. See 2 × 2 MIMO transmission.
Figure 3(a). The antenna separation is about 9 cm, which B. Channel Characteristics
is slightly below the carrier wavelength λ = 11 cm.
The handset was placed inside the measurement van The measured channels were evaluated to determine the
during the channel measurement. This gave an additional measurement SNR. As can be seen in Figure 4 the dynamic
pathloss of about 10 dB, as compared to the reference range in the measured impulse responses is very large. A high
antenna placement on the roof. SNR in the measurements is very important when later uti-
lizing the measured channels in simulations, as measurement
noise can potentially change the correlation properties of a
MIMO channel.
For simulation purposes it is also important to sample the
channel adequately in time and frequency. An example of the
time-frequency behavior of the channel for one pair of transmit
and receive antennas is shown in Figure 5. As the speed
of the van varied due to traffic the resolution of the spatial
sampling was also different during different segments of the
measurement routes. At all times the speed was sufficiently
low to ensure Nyquist sampling, e.g., at least two channel
samples per traveled wavelength.
One of the key properties for characterizing MIMO per-
formance is the correlation of the fast fading experienced for
different selections of transmit and/or receive antennas. Figure
(a) Configura- (b) Configuration C: Lap-
tion B: Handset top mockup. 6 shows the estimated receive antenna correlation for the three
mockup. configurations used at the terminal. In addition, the estimated
transmit correlation between the dual-polarized antennas at the
Fig. 3. Realistic mockups with the two used RX antennas marked. BS is also plotted. The correlations were estimated using the
50

40

30

20

10

−10

dB

Fig. 5. Example of the fast fading in time and frequency over a 20 MHz
bandwidth and during a 2 s long segment. Fig. 7. Channel SNR (in dB) over various locations for the used simulation
settings and Configuration C (laptop). The x-mark shows the location of the
BS. Note that the effect of the EVM, which limits the SNR (see Section III-B)
1 is not included in this plot.
0.9

0.8 1
Configuration A (ref. antennas)
0.7 0.9 Configuration B (handset)
Configuration C (laptop)
0.6 0.8
EVM 4%
CDF

0.5 0.7

0.4 0.6
Configuration A (ref. antennas)
CDF

Configuration B (handset) 0.5


0.3
Configuration C (laptop)
TX correlation 0.4
0.2
0.3
0.1
0.2
0
0 0.2 0.4 0.6 0.8 1
Correlation, |ρc| 0.1

0
−10 0 10 20 30 40 50 60
Fig. 6. Cumulative distribution functions for the correlation between SNR (dB)

receive antennas for the three different UE antenna configurations. Also, the
correlation between the two transmit antennas is shown. Fig. 8. Cumulative distribution functions (CDFs) of the channel SNRs in
dB. The SNR limiting EVM at 4% is also marked in the figure.

measured fast fading coefficients over blocks of 20 MHz × 1 s,


where the one second segment corresponds to between 0 models have various levels of simplification which, while
and 10 m due to the varying speed of the van. No effort beneficial from a complexity point of view, often result in
was made to separate shadowing from fast fading as it was certain properties not being captured by the model. Among
assumed that the influence on the correlation estimates would those are primarily the variability and dynamics that occur
be minor. As is evident from the figure, the correlations under real-life conditions.
between the antennas are low for all the configurations, both By the above reasoning, link simulations using stored chan-
at the transmitter and at the receiver. However, the reference nel data can be a good complement to traditional simulations,
configuration shows a tendency of having somewhat higher especially as a tool for validating that the design choices made
correlation values in the upper tail of the distribution. This is during development of a system are sufficiently robust against
probably a result of the scatterer-free mounting on the vehicle real-life channel conditions.
roof which may lead to higher correlation in the case of line- Simulations using stored channel data can be quite chal-
of-sight, in contrast to the mockups that were placed inside the lenging to perform due to the large data sets required to store
van where more polarization cross-scattering can be expected. the channels over km-long routes. The approach used herein
was to replace the stochastic channel generation module in the
link simulator with a module that read a segment of channel
III. S IMULATIONS
impulse responses from file, interpolated the channel data
A. Stored Channels to symbol-rate and scaled the output, and finally shortened
Link simulations are typically done using computer- the impulse responses by discarding delay samples containing
generated, stochastically modeled channels. Most channel only noise. One benefit of using playback of measured chan-
nels is that the user speed can be artificially varied to any
60
desired value. In the simulations presented below a pedestrian
speed (up to 1 m/s) has been used.
50

B. Simulation Setup
40
We simulated downlink transmission to a single user in
an interference free environment over numerous one second
30
segments along the measurement route, each represented by a
dot on the throughput maps in Figures 9-11. This was done
20
for each of the antenna settings described in Section II-A.
The UE utilized 10 MHz bandwidth in the 2.66 GHz band.
Link adaptation was enabled, whereby the UE could select 10

between 15 combinations of code rate (from 0.1 up to 0.93)


and modulation type (QPSK, 16QAM and 64QAM), and also Mbps
select the number of simultaneous data streams (one or two
for 2 × 2 MIMO). The link adaptation was based on realistic Fig. 9. Throughput map for Configuration A (reference antennas). The mean
estimation of the current signal to interference plus noise ratio throughput is 48 Mbps.
(SINR) and also the channel estimation algorithm was realistic.
An EVM of 4% (limiting the SNR to a maximum of 28.0 dB)
was assumed at the transmitter. The simulator used a linear 60

MMSE receiver and an LTE turbo codec with hybrid ARQ


allowing 3 retransmissions. After all control signaling and all 50

pilot symbols have been accounted for, the maximum possible


throughput available to the user was about 67 Mbps for the 40
selected settings.
White Gaussian noise, with constant variance over the mea- 30
surement route, was added to the received signal. This additive
noise dominated over the channel measurement noise for all 20
presented results. The noise level was the same for all antenna
configurations, and so was the transmit power. Their respective 10
values were set in the simulator such that the received SNR
became as shown in Figure 7 for Configuration C (laptop).
Mbps
For Configuration A (reference antennas) the SNR was about
10 dB higher, and for Configuration B (handset) it was about
5 dB lower; see Figure 8. These differences were due to Fig. 10. Throughput map for Configuration B (handset). The mean through-
put is 26 Mbps.
lower pathloss for Configuration A (the RX antennas were
placed outside the measurement van) and different antenna
efficiencies.
all simulation points, i.e., two data streams were selected in a
majority of the cases.
C. Simulation Results
In Figure 11 we show the throughput values for Configu-
In Figure 9 the throughput values for Configuration A ration C (laptop). They vary between 3 and 66 Mbps, with a
(reference antennas) are shown. The throughput was often mean value of 35 Mbps. For 85% of all simulation points, the
high, also at locations where the UE did not have direct line mean number of streams was above 1.5.
of sight to the BS (the throughput varied between 10 and We also show, in Figure 12, cumulative distribution func-
67 Mbps, with a mean value of 48 Mbps). For 85% of all tions (CDFs) of the obtained throughput values. This presen-
simulation points, the mean number of data streams was above tation makes it easier to directly compare the performances
1.5. This can to a great extent be explained by the relatively for the various receiver antenna configurations, and it is easy
high SNR; above 20 dB in most locations (see Figure 7). For to appreciate the higher performance of the reference antennas
the other antenna configurations, the SNR was significantly from this figure. Also, the laptop mockup was able to perform
lower due to the fact that the RX antennas were located inside better than the handset mockup. However, these differences
the measurement van and not outside on the roof. stem, to a large extent, from differences in the SNR due to
In Figure 10, the throughput values for Configuration B different pathloss and RX antenna gains. A SISO case with
(handset) are shown. They vary between 1 and 63 Mbps with reference antennas, corresponding to Configuration A, has also
a mean value of 26 Mbps. Furthermore, the mean number of been included in the plot. Here, the same transmit power as
parallel data streams was above 1.5 for as many as 68% of for the 2 × 2 MIMO case was used on a single transmitter
antenna, and the vertically polarized antenna on the roof of the
60 measurement van was used at the receiver side (the leftmost
antenna in Figure 2). For the SISO case, only one data stream
50
can be transmitted, and it is clear that 2 × 2 MIMO, with
its multi stream capacity, gives a significant improvement of
the performance. Note that the SISO curve has been obtained
40
using the reference antennas. Therefore, its SNR is higher than
that of the configurations B and C, which explains why it has
30
fewer throughput measurements at the lower end.
In Figure 13 the TX power has been scaled differently
20
for the different antenna setups, so that they all experience
approximately the same SNR (that which is shown in Figure
10 7).2 The performance differences are now much smaller. This
result indicates that the antenna correlations are sufficiently
Mbps low for all the studied configurations, and that the antenna
efficiency is what distinguishes the different antenna setups
Fig. 11. Throughput map for Configuration C (laptop). The mean throughput when it comes to their throughput and multi-stream potential.
is 35 Mbps.
IV. C ONCLUSIONS
We have performed simulations of a realistic 2 × 2 MIMO
downlink transmission for a single LTE UE in an interference
1
Configuration A (ref. antennas)
free environment. The simulations used actual measured chan-
0.9
Configuration B (handset) nel data for different receiver antenna configurations, including
Configuration C (laptop)
0.8
SISO case (ref. antennas)
realistic mockups (a handset and a laptop). The results show
0.7 that all configurations are able to support high data throughput
0.6
as well as multi-stream transmission. The main performance
differences were also shown to depend on the experienced
CDF

0.5
SNR (which is different due to different path loss and different
0.4
RX antenna efficiencies) while the antenna correlations were
0.3 sufficiently low for all configurations.
0.2 The simulation study strengthens the belief that multi stream
0.1
transmission will be a realistic method for increasing the data
throughput in LTE systems, also for small hand held devices.
0
0 10 20 30 40 50 60 70
throughput (Mbps) ACKNOWLEDGMENTS
The authors would like to thank Thomas Bolin at Sony
Fig. 12. CDF for the throughput measurements. A SISO case corresponding Ericsson Mobile Communications AB in Lund, Sweden, for
to Configuration A has also been included.
supplying the modified handset (antenna configuration B), and
Anders Derneryd at Ericsson Research in Gothenburg, Swe-
den, for supplying the laptop mockup (antenna configuration
1 C). Also, thanks goes to Johan Furuskog at Ericsson Research,
0.9 Kista, Stockholm, Sweden, for performing the channel mea-
0.8 surements.
0.7 R EFERENCES
0.6 [1] Ericsson AB, “Long term evolution (LTE): an introduction.” online:
http://www.ericsson.com/technology/whitepapers/-
CDF

0.5
lte_overview.pdf, October 2007. White Paper.
0.4 [2] E. Dahlman, S. Parkvall, J. Sköld, and P. Beming, 3G Evolution: HSPA
and LTE for Mobile Broadband. Oxford, UK: Academic Press, 2007.
0.3
[3] Ericsson AB, “Ericsson first to demonstrate LTE in both FDD
0.2 Configuration A (ref. antennas) and TDD modes on the same base station platform.” online:
Configuration B (handset)
http://www.ericsson.com/ericsson/press/releases/-
0.1 Configuration C (laptop)
SISO case (ref. antennas) 20080130-1186619.shtml, January 2008. Press release.
0 [4] 3GPP, “Universal mobile telecommunications system (UMTS) base sta-
0 10 20 30 40 50 60 70
throughput (Mbps)
tion (BS) radio transmission and reception (FDD),” January 2008. 3GPP
TS 25.104 version 8.1.0 Release 8.
2 In the previously shown results, the TX power was the same for all
Fig. 13. CDF of the throughput measurements when the TX power has been
varied such that all configurations experience the same SNR as in Figure 7. configurations, whereas the SNR varied due to different path loss and antenna
gains for the different configurations.

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