Professional Documents
Culture Documents
To: All U.S. Individuals Associated with Barclays Capital, Inc. (“BCI”) and Barclays Wealth
Americas (“BWA”)
As part of our ongoing dedication to compliance with both internal policy and external regulatory
requirements, all newly hired individuals are required to complete the Compliance disclosure forms
listed below within 30 days of joining the Firm.
***Please note that each of these forms must be signed and returned, even if
you have nothing to disclose. ***