A STUDY ON STOCK BROKING INDUSTRY

BY PRADIPTA SUR ENROLLMENT NO- 011202015

A Dissertation Submitted to the Faculty of Globsyn Business School in Partial Fulfillment of The Requirements for the Postgraduate Diploma In International Finance

31st March,2011

A STUDY ON STOCK BROKING INDUSTRY

BY PRADIPTA SUR

Approved

(Prof.J,N, MUKHERJEE) Internal Guide (Designation)

Date The Director, Globsyn Business School, XI -11 & 12, Block EP, Sector V Salt Lake Electronics Complex Kolkata 700091 West Bengal INDIA

Dear Sir, Sub: Candidate for Postgraduate Diploma in International Finance I have pleasure of forwarding the following project dissertation. 1. 2. 3. 4. 5. Name of the Candidate: Title of Study: Date of Submission: Speacialisation Field: Pages of Study :()

I further certify the following: 1. The candidate has completed the work to my satisfaction. 2. This is the original work of the candidate and to best of my knowledge has not published anywhere else. 3. The uses of the existing works have been duly acknowledged. 4. The candidate has spend a minimum of 30 hours while conducting the study.

The dissertation may now be evaluated for the purpose of awarding Postgraduate Diploma. Yours sincerely,

Internal Guide : Name of the Guide:

DECLARATION OF ORIGINALITY

This is to declare that the work is entirely my own and not of any other person, Unless explicitly acknowledged (including citation of published and unpublished Sources). The work has not previously been submitted in any form to Globsyn Business School, or to any other institution for assessment for any other purpose. I further declare that I have devoted a minimum of 30 hours to study the topic.

Name: PRADIPTA SUR Enrollment Number: 011202015 Signed: Date: 31.03.2011

ACKNOWLEDGEMENTS

I am glad to express my profound gratitude to all those who rendered their valuable help for the successful completion of this dissertation report titled, STOCK BROKING INDUSTRY. Firstly we record our deep sense of gratitude to Prof.Jayanta Nath Mukhopahyay (Dean Globsyn Business School) who had given us a chance to do a project and given opportunity to work under his guidance. I am thankful to Prof.JAYANTA NATH MUKHERJEE of Globsyn Business School, for helping me and constantly guided me and gave me the practical knowledge and materials on the subject. Thanks for being a wonderful mentor.

TABLE OF CONTENTS

1. APPROVAL NOTE 2. CERTIFICATE FROM INTERNAL GUIDE 3. DECLARATION OF ORIGINALITY 4. ACKNOWLEDGEMENT 5. TABLE OF CONTENT 6. ABSTRACT 7. DISSERTATION : CHAPTER 1 8. DISSERTATION : CHAPTER 2 9. DISSERTATION : CHAPTER 3 10. DISSERTATION : CHAPTER 4 11. DISSERTATION : CHAPTER 5 12. DISSERTATION : CHAPTER 6 13. REFERENCES