HIP HI QUC T CC K S T VN

DNG HP NG

Ngn gn
THA THUN
CC IU KIN CHUNG
QUY CH V XT X
NHNG IU GHI CH HNG DN

FIDIC 1999

THA THUN

CC IU KIN CHUNG

DNG HP NG

QUY CH V XT X

ngn gn
Tha thun
Cc iu kin chung
Quy ch v xt x
Nhng iu ghi ch hng dn

FIDIC 1999

NHNG IU GHI CH
HNG DN

HIP HI QUC T CC K S T VN

LI CM N
Hip hi quc t cc k s tv n FIDIC by t li cm n c bit n cc v thnh vin
nhm cng tc cnhim sau y:
. Philip Jenkinson (lnh o nhm c nhim)
WS Atkins, Vng quc Anh
AEJ (Tony) Sanders, Mouchel Vng quc Anh v Edward Corbett, Corbell v Co. Vng
quc Anh.
Vic chun b tin hnh di s ch o chung ca y ban v cc Hp ng FIDIC bao gm
cc cng John B. Bowcook (Ch tch), k s t vn Vng quc Anh, Michael Mortimer
Hawkins, SwedPower, Axel-Volkmar Jaeger, Schimidt Reuter Partner, Ty c v KB
(Tony) Norris (c vn c bit), K s t vn Vng quc Anh.
Vic lin lc vi cc nhm c nhim ng chc l do Peter L Booen Gibb Ltd. Vng quc
Anh.
Cc c nhn v c quan sau y tham gia nnh lun tho ca nh xut bn.
Mushtag Ahmad, Nepai, Pakistan
. Petert Batty, Pot Buckley International, M
Nael G Buni, k s t vn Ireland
Kathryn Josephine T. dela Cruz, c quan cng nghip xy dng Philippin.
Michcael Dudley, UNOPS
Nael G Buni, K s t vn Ireland
Hans Enhorning, ABB Asen Brown Boveri Ltd Thy S.
Mark Giffiths, Griffiths v Armour, Vng quc Anh.
Geoffrey F.Hawker k s t vn v lut s, Vng quc Anh.
Adam K Heine, K s t vn Ba Lan
Ngn hang pht trin Chu
Ngn hang ti thit v pht trin Chu u
Ngn hang pht tirnlin M
Cc Cng ty ca Hip hi no vt quc t
Hip hi cc lut gia Thi Bnh Dng
C quan lien lc Cng nghip kim loi Chu u (ORGALIME)
Ngn hang th gii
S tha nhn ca nhng c nhn v t chc nitrn khng c ngha l h thong qua cc
din t ca tt c cc iu khon.
Vic sontho c tin hnh di s ch o chung cA FIDIC.
Quyt nh cui cng v hnh thc v ni dung ca ti liu thuc v FIDIC.
FIDIC mong mun c ghi nhn nh gi v thi gian v s n lc c gng ca cc v trn.

FIDIC 1999

LI NI U
Cc iu kin v Hp ng ny l do Hip hi Qu61c t cc K s T vn (FIDIC) son tho
v c gii thiu cho cng trnh xy dng v kin trc c gi tr v cn tng i nh. Tuy
nhin, ty thuc vo loi cng trnh v cc hon cnh, cc iu kin ny c th thjch hp i
vi cc Hp ng c gi tr ln rt nhiu. Chng c coi nh thch hp nht i vi cc cng
trnh rt n gin hoc cng trnh lp i lp li hoc cng trnh ngn hn m khng cn thit
phi c cc Hp ng ph chuyn ngnh.
Mc ch ch yu l to ra mt ti liu r rang, linh hot c th dung c cho mi loi
cng trnh xy dng v s a dng v hnh thc php l, bao gm mi iu khon v thng
mi ch yu nht. Theo cch sp xp thng dng cho Hp ng loi ny, Nh thu xy dng
cng trnh ng theo thit k do ch cng trnh hoc ngi i din (nu c) cung cp m h
khng i hi phi x s mt cch v t. Tuy nhin, dng ny cng c th thch hp i vi
cc Hp ng bao gm, hoc bao gm ton b, Nh thu thit k cng trnh xy dng, kin
trc, c kh v/hoc in.
Thm vo, Ch u t c s la chn v phng php nh gi. Xa hn na, mc d khng c
lin quan n ca mt nh t vn (1) v t, Ch u t c th ch nh mt nh T vn c lp
t thc hnh mt cc v t, nu mun lm nh vy.
Dng ny c gii thiu s dng chung, mc d v mt s mt thuc php l no s9 c
th c yu cu phi sa i. FIDIC cho rng vnbn chnh thc v ng tin cy phi theo thut
ng ting Anh.
l mi thng tin cn thit phi c a vo trong Ph lc ca Bn tha thun ny, bao
gm vic giao thu v chp thun thu c gp trong mt vn kin n gin. Cc iu kin
chung c coi nh bao hm i b phn cc Hp ng. Tuy vy, th hin cc trng hp
hoc hon cnh c bit, ngi s dng c th a vo cc iu kin ring nu mun. Cc
iu kin chung v ring s cng bao gm cc iu kin c lin quan n quyn hn v trch
nhim ca cc Bn.
gip cho vic sontho cc vn kin giao nhn thu s dng cc iu kin ny, phi bao
gm c bn ghi ch hng dn. Cc ghi ch khng tr thnh mt trong cc vn kin cu
thnh Hp ng. Cui cng, cng phi gp vo bn quy tc v xt x.
Nhng ngi s dng quan tm ti tp xut bn phm ca FIDIC Th tc u thu trnh by
c h thng v phong php tuyn chn ngi u thu v vic nhn c v nh gi cng
vic u thu.
Nhng ngi s dng quan tm ti xut bn phm ca FIDIC Th tc u thu trnh by c
h thng v phng php tuyn chn ngi u thu v vic nhn c v nh gi cng vic
u thu.
Ch thch: Engineer; c ni dch l k s. y ly Nh t vn l ch bgi i din cho
cng ty t vn.

FIDIC 1999

NI DUNG
Tha thun ..................................................................................................................................
Li ngh ...................................................................................................................................
Chp thun ...................................................................................................................................
Ph lc ..........................................................................................................................................
Cc iu kin chung .....................................................................................................................
1.
1.1
1.1.1
1.1.4
1.1.7
1.1.11
1.2
1.3
1.4
1.5
1.6

NHNG QUY NH CHUNG .......................................................................................

nh ngha ........................................................................................................................
Hp ng ..........................................................................................................................
Cc c nhn ......................................................................................................................
Thi im, thi gian v khong thi gian ........................................................................
Cc nh ngha khc .........................................................................................................
Din gii ...........................................................................................................................
th t u tin ca cc ti liu ...........................................................................................
Lut php ..........................................................................................................................
Thng tin lin lc .............................................................................................................
Trch nhim theo lut php ..............................................................................................

2
2.1
2.2
2.3
2.4

CH U T .................................................................................................................
Chun b mt bng ...........................................................................................................
Giy php v chng ch ....................................................................................................
Cc ch dn ca Ch u t ..............................................................................................
Cc iu chp thun .........................................................................................................

3.
3.1
3.2

NHNG I DIN CA CH U T .....................................................................

Ngi c y quyn .......................................................................................................
Ngi i din cho Ch u t ........................................................................................

4.
4.1
4.2
4.3
4.4

NH THU .....................................................................................................................
Cc ngha v chung ..........................................................................................................
NGi i din cho Nh thu ..........................................................................................
Thu ph ..........................................................................................................................
Bo lnh thc hin ...........................................................................................................

5.
5.1
5.2

THIT K DO NH THU M TRCH ..................................................................

Thit k ca Nh thu ......................................................................................................
Trch nhim v thit k ....................................................................................................

6.
6.1

NHNG RI RO CA CH UT ...........................................................................
Nhng ri ro ca Ch u t ............................................................................................

FIDIC 1999

7.
7.1
7.2
7.3
7.4

THI GIAN HON THNH HP NG ..............................................................

Thi cng cng trnh ..........................................................................................................
Lp chng trnh ..............................................................................................................
Ko di thi gian ..............................................................................................................
Chm hon thnh .............................................................................................................

8.
8.1
8.2

NGHIM THU ................................................................................................................

Hon thnh cng trnh ......................................................................................................
Giy bo nghim thu ........................................................................................................

9.
9.1
9.2

SA CHA CC SAI ST ............................................................................................

Sa cha cc sai st .........................................................................................................
M gi thu v kim nghim ...........................................................................................

10.
10.1
10.2
10.3
10.4
10.5

NHNG BIN I V QUYN KHIU NI .............................................................

Quyn c bin i ........................................................................................................
nh gi cc bin i .......................................................................................................
Cnh bo sm ...................................................................................................................
Quyn c khiu ni ......................................................................................................
Th tc bin i v khiu ni ...........................................................................................

11.
11.1
11.2
11.3
11.4
11.5
11.6
11.7
11.8

GI HP NG V CC THANH TON ..................................................................

nh gi cng trnh ..........................................................................................................
Bn kt ton hnh thng ...................................................................................................
Tm ng ...........................................................................................................................
Mt na s tin gi li ln u .........................................................................................
Mt na s tin gi li ln th 2 ......................................................................................
Bn quyt ton .................................................................................................................
V tin t ..........................................................................................................................
Chm thanh ton ..............................................................................................................

12.
12.1
12.2
12.3
12.4

S THT HN ...............................................................................................................
Tht hn v pha Nh thu ...............................................................................................
Tht hn v pha Ch u t ............................................................................................
Mt kh nng thanh ton ..................................................................................................
Thanh ton n khi kt thc .............................................................................................

13.
13.1
13.2

RI RO V TRCH NHIM .........................................................................................

Ngha v ca Nh thu i vi cng trnh .......................................................................
iu kin bt kh khng ...................................................................................................

14.

BO HIM ......................................................................................................................

FIDIC 1999

14.1
14.2
14.3
15.
15.1
15.2
15.3

Phm vi bo him .............................................................................................................

Vic dn xp .....................................................................................................................
S tht hn ........................................................................................................................
GII QUYT CC TRANH CHP ..............................................................................
Cng vic x l ................................................................................................................
Thng bo v s khng hilng .......................................................................................
Vic xt x ca trng ti ..................................................................................................
Bn mc lc cc khon ....................................................................................................
Cc iu kin ring ..........................................................................................................
Quy ch v x l ..............................................................................................................
Nhng iu ghi ch hng dn ........................................................................................

FIDIC 1999

THA THUN
Ch u t ....................................................................................................................................
........................................................................ ca .......................................................................
Nh thu l: ..................................................................................................................................
................................................................ ca ...........................................................................
Ch u t mong mun thc hin mt cng trnh c th c tn ..................................................
LI NGH:
Nh thu xem xt cc ti liu theo danh mc nu trong ph lc c cu thnh mt phn
ca bn tha thun ny v ngh c thc hin cng trnh ng heo Hp ng vi gi tin
l (bng ch) . ...............................................................................................................................
.......................................................................................................................................................
(Bng s) ......................................................................................................................................
hoc vi s tin khc thuc loi nh vy c xc nh trong Hp ng.
ngh ny Nh thu a np hai bn gc c ch k, c th c Ch u t chp nhn
bng cch k tn v tr li mt bn gc ca ti liu ny cho Nh thu trc ngy.
.......................................................................................................................................................
Nh thu hiu rng Ch u t khng b buc phi chp nhn gi thu thp nht hoc mt
ngh no i vi cng trnh.
K tn ........................................................... Ngy ...................................................................
Tn ............................................................... c php thay mt k tn ca t chc
Nng lc .......................................................
...................................................................
CHP THUN
Bng ch k tn di y, Ch u t chp nhn li ngh ca Nh thu v tha thun
rng, cn c vo s thc hin cng trnh do Nh thu lm, Ch u t s thanh ton cho pha
Nh thu theo ng Hp ng, Hp ng ny bt uc hiu lc thi im khi Nh thu
nhn c mt bn gc ca ti liu ny c ch k ca Ch u t.
K tn ........................................................... Ngy ...................................................................
Tn ................................................................c php thay mt k tn (tn ca t chc)
Nng lc ........................................................
...................................................................

FIDIC 1999

PH LC
BN PH LC NY CU THNH MT PHN CA HP NG

Ghi ch: Ngoi nhng hng mc theo yu cu ca Ch u t c nh km, Nh thu phi

in cc thng tin sau y trc khi np bn h s d thu.
Hng mc
Khon
S liu
.................................................................. ............ .........................................................
Cc ti liu cu thnh Hp ng c sp xp theo th t u tin
Ti liu (xa b nu khng p dng)
Ch dn ti liu
a. Hp ng ....................................

...................................................................

b. Cc iu kin ring ....................

...................................................................

c. Cc iu kin chung ....................

...................................................................

d. Cc c tnh k thut ...................

...................................................................

e. Cc bn v ...................................

...................................................................

f. Thit k u thu ca Nh thu ...

...................................................................

g. D ton ........................................

...................................................................

h. ......................................................

...................................................................

i. .....................................................

...................................................................

Thi gian hon thnh .......................1.1.9

...........................................................ngy

Lut ca Hp ng ..................................1.4

Lut php ca nc s ti (*) ....................

...................................................................

Ngn ng ................................................1.5

...................................................................

Giao nhn mt bng ................................2.1

Lc bt u thi im ..............................
...................................................................

Ngi c thm quyn ..............................3.1

...................................................................

Tn v a ch ca ngi i din
cho Bn mi thu (nu bit ) ...................3.2

...................................................................

Bo lnh thc hin (nu c):

S tin .....................................................4.4

...................................................................

Dng ........................................................4.4

.....................................................(chi tit)

Yu cu i vi thit k ca Nh
thu (nu c) . ..........................................5.1

c tnh k thut iu s ......................

.................................................................

Chng trnh:
Thi gian phi np ................................. 7.2

Trong hn 14 ngy * k t thi

im bt u .............................................

FIDIC 1999

Dng chng trnh ..................................7.2

...................................................................

(*) Ch u t in vo cho thch hp

S tin phi tr do khng .......................

hon thnh.........................................7.4

Cho 1 ngy ti a l 10% s tin

nu trong hp ng l ti a...........................

Khong thi gian ........................9.1 & 11.5

pht hin cc sai st .................................

365 ngy * tnh t thi im ghi trong

ghi ch theo khon 8.2 ...........................

Thay i lin tc:

n gi ngy cng ....................10.2
.....................................................(chi tit)
nh gi cng trnh (*)
Gi trn gi ...........................................11.1

.....................................................(chi tit)

Gi trn gi vi bng t gi ..................11.1

.....................................................(chi tit)

Gi trn gi vi bng k khi lng .....11.1

.....................................................(chi tit)

o lng li theo bn k
khi lng d thu ................................11.1

.....................................................(chi tit)

S tin phi hon li ..............................11.1

.....................................................(chi tit)

T l % gi tr vt t v thit b ............11.2

Vt t .................................................80%
Thit b ..............................................90%

T l % gi li .......................................11.3

.............................................................5%

Tin t thanh ton ..................................11.7

...................................................................

T gi li tc .........................................11.8

...............................................% hng nm

Bo him ...............................................14.1

...................................................................

Loi bo him

Gi bo him

S loi tr (*)

Cng trnh, vt t, thit b v ph

Gi ghi trong Hp ng
cng thm 15%
.....................................................

Thit b ca Nh thu

Gi thay th ton b

.....................................................

Thit hi cho ngi v ti sn

h hng ca bn th 3

...................................

....................................................

Ngi lao ng

..................................

....................................................

Bo him khc (*)

..................................

... ..............................................

FIDIC 1999

10

Vic phn x ca trng ti :

Lut php ..................................15.3 ........... UNCITRAL: lut v trng ti (*)
................................................................(chi tit)
Thm quyn quyt nh ............15.3 ............ Ch tch FIDIC hoc ngi do
Ch tch ch nh ...................................(chi tit)
Ni xt x ca trng ti ............15.3

Nc s ti (*) .............................................

(*) Ch u t in vo cho thch hp

FIDIC 1999

11

Cc iu kin chung
1. NHNG QUY NH CHUNG
1.1

nh ngha

Trong Hp ng c nh ngha di y, cc cm t din t c ngha dng cho

chng, tr khi vn cnh c yu cu khc i.
Hp ng
1.1.1

Hp ng l s tha thun v cc tiliu (vn kin) khc c lit k trong

ph lc.

1.1.2

c tnh k thut c ngha l cc ti liu c lit k trong ph lc bao

gm cc yu cu ca Ch u t lin quan n thit k m Bn Nh thu phi
thc hin (nu c) v mi bin i i vi ti liu ny.

1.1.3

Bn v c ngha l cc bn v cng trnh ca Ch u t lit k trong ph

lc v cc bin i i vi cc bn v .

Cc c nhn
1.1.4

Ch u t c ngha l ngi c nu tn trong tha thun v nhng ngi

tha k hp php theo chc trch ca ngi , nhng khng phi bt k ai
c ch nh (tr khi c s ng ca Bn nhn thu).

1.1.5

Nh thu c ngha l ngi c tn trong Hp ng v nhng ngi k tha

hp php theo danh tnh ngi , nhng khng phi bt k ai c ch nh
(tr khi c s ng ca Ch u t).

1.1.6

Bn c ngha l hoc Ch u t hoc Nh thu.

Thi im, thi gian v khong thi gian

1.1.7

Ngy khi cng c ngha l thi im 14 ngy sau thi im Hp ng bt

u c hiu lc hoc mt thi im no khc do cc Bn tha thun.

1.1.8

Ngy tc l ngy theo dng lch.

1.1.9

Thi gian hon thnh c ngha l thi gian hon thnh cng trnh
nh trong ph lc (hoc c ko di theo khon 7.3) c tnh t Ngy khi
cng.

Tin v thanh ton

1.1.10 Chi ph l tt c cc khon chi ph hp l do Nh thu chu (hoc s phi
chu) bt k trn hay ngoi phm vi cng trng bao gm chi ph qun l v chi
tng t, nhng khng bao gm li nhun.
FIDIC 1999

12

Cc nh ngha khc
1.1.11 Thit b ca Nh thu c ngha l tt c my mc, dng c, xe c v cc
th khc c yu cu phi c1o lm cng trnh nhng khng bao gm vt
liu hoc thit b my mc (hp thnh mt b phn ca cng trnh N.D)
1.1.12 Nc s ti c ngha l nc c cng trng.
1.1.13 Cc trch nhim ca Ch u t c ngha l nhng s vic c lit k
trong ph lc 6.1
1.1.14 iu kin bt kh khng c ngha l mt s kin hay mt tnh hung bt
thng ngoi kh nng kim sot ca mt bn. bn khng th d phng mt
cc hp l trc khi k kt Hp ng, xy ra m Bn khng th trnh
hay khc phc mt cc hp l v thc cht khng th quy cho Bn khc.
1.1.15 Vt liu c ngha l nhng vt thuc mi loi (khc vi thit b) phi a
nh thu cung ng v gp vo cng trnh.
1.1.16 Thit b c ngha l nhng my mc v nhng b phn c ch ch to
thnh hoc ang to thnh b phn ca cng trnh vnh cu.
1.1.17 Cng trng (mt bng) c ngha l a im do CH u t chun b cho
thi cng cng trnh, v nhng a im khc c nh r trong Hp ng hnh
thnh mt phn ca cng trng.
1.1.18 S bin i c ngha bin i trong c tnh k thut v/hoc trong cc bn
v (nu c) c Ch u t thng bo theo Khon 10.1
1.1.19 Cng trnh c ngha l tt c cc cng vic v thit k do Nh thu thc hin
(nu c) bao gm cc cng trnh tm v bin i no .
1.2

Din gii

Nhng t ni ti cc c nhn hoc cc Bn bao gm cc cng ty, hng v cc t chc.

Nhng t ni ti s t hoc mt gii s bao gm c s nhiu hoc gii khc theo yu
cu ca vic din gii.
1.3

Th t u tin ca cc ti liu

Cc ti liu hp thnh Hp ng c dng gii thch chung gia cc Bn. Nu c

iu g ti ngha hoc thiu nht qun trong ti liu, Ch u t phi c s ch gi c
thit cho Nh thu, v tnh u tin ca ti liu phi theo ng th t c lit k trong
Ph lc.
1.4

Lut php

Lut php ca Hp ng c xc nh trong ph lc.

1.5

Thng tin lin lc

Tr phi c qui nh khc, bt k u vic a ra hoc pht i cc thng bo hng

dn hoc thng tin khc ca mt c nhn no phi c vit ra theo ngn ng
FIDIC 1999

13

uc xc nh trong bn Ph lc v khng c rt li hoc lam tr hon mt cch

khng c l do.
1.6

Trch nhim theo lut php

Nh thu phi tun theo lut php ca nhng nc m mnh c cng trnh thc hin.
Nh thu s phi cung cp mi thng bo v chi tr mi chi ph v cc mn tin khc
lin quan ti cng trnh.

FIDIC 1999

14

2.

CH U T

2.1

Chun b mt bng
Ch u t phi cung cp mt bng v quyn lui ti theo thi gian xc nh trong Ph
lc.

2.2

Giy php v chng ch

Nu nh thu c yu cu, Ch u t s gip h trong vic lm n cin giy php,
chng ch hoc giy chp thn theo s i hi ca cng trnh.

2.3

Cc ch dn ca Ch u t.
Nh thu phi tun theo mi ch dn lin quan n cng trnh ca Ch u t bao gm
c vic nh thi cng ton b hoc mt phn cng trnh.

2.4

Cc iu chp thun
Khng c s chp thun hoc ng hoc thiu bnhln no ca Ch u t hoc i
din Ch u t c lm nh hng n ngha v ca Nh thu.

FIDIC 1999

15

NHNG I DIN CA CH U T

3.1

Ngi c y quyn
Mt trong s nhn vin ca Ch u t s c y quynthay mt hnh x. Ngi
c y quyn phi l ngi c xc nh trong Ph lc, hoc nu khc i th
Ch u t s thng bo cho Nh thu.

3.2

Ngi i in cho Ch u t
Ch u t cng c th ch nh mt hng hoc mt c nhn m nhim mt s cng
vic no . Ngi c ch nh phi c nu tn trong Ph lc, hoc c Ch u
t thng tin cho Nh thu theo tng thi gian. Ch u t s thng bo cho nh thu v
nhng cng vic y thc v thm quyn ca Ngi i in ca Ch u t.

FIDIC 1999

16

4.

NH THU

4.1

Cc ngha v chung
Nh thu phi thc hnh ngha v mt cch y v ng theo Hp ng. Nh thu
phi bo m mi s gim st, lao ng, vt liu, my mc v cc trang thit b ca
Nh thu c th phi cn n. Ton b vt liu v thit b trn cng trng c coi
nh thuc quyn s hu ca Ch u t

4.2.

Ngi i din cho Nh thu

Nh thu phi np cho Ch u t tn v c im ca ngi c y quyn c s
chp thun c tip nhn mi hng dn thay mt cho Nh thu.

4.3.

Thu ph
Nh thu khng c cho thu li ton b cng trnh. Nu khng c s chp nhn
ca Ch u t, Nh thu khng c quyn cho thu li bt k phn no ca cng
trnh.

4.4.

Bo lnh thc hin

Nu c nh trong Ph lc, trong vng 14 ngy k t ngy khi cng, Nh thu phi
trao cho Ch u t mt giy bo lnh thc hin ca Bn th ba theo mu c Ch
u t chp thun.

FIDIC 1999

17

5.

THIT K DO NH THU M TRCH

5.1.

Thit k ca Nh thu
Nh thu phi lm thit k theo phm vi quy nh c nu trong Ph lc. Nh thu
phi nhanh chng np cho Ch u t tt c bn thit k ca mnh chun b. Trong
khon 14 ngy k t ngy nhn, Ch u t phi bo cho bit nhng kin ca mnh
hoc, nu thit k np khng tun theo Hp ng th s bc b n vi nhng l do
c nu ra. Trong phm vi 14 ngy sau khi np thit k mt phn no ca cng
trnh vnh cu cho Ch u t hoc khi bn thit k ca b phn b bc b, Nh
thu khng c thi cng b phn no Nh thu phi trnh np li mi thit k
c nhn xt c ch n cc kin .

5.2.

Trch nhim v thit k

Nh thu vn cn c trch nhim i vi thit k ca mnh u thu v c thit k
theo iu khon ny, c hai u phi bo m cho nhng mc ch ra trong Hp
ng v Nh thu cng cn c trch nhim i vi mi vi phm v bng sng ch hoc
quyn tc gi i vi nhng ci . Ch u t phi chu trch nhim i vi cc c
tnh k thut v cc bn v.

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6.

NHNG RI RO CA CH U T

6.1 Nhng ri ro ca Ch u t
trong Hp ng ny, nhng ri ro ca Ch u t gm:
a) chin tranh, s i ch (cho d chin tranh c tuyn b hay khng), s xm
lc, hnh ng ca k th Bn ngoi, trong nc,
b) s ni lon, khng b, cch mng, cuc ni dy, o chnh qun s hoc lt , hoc
ni chin trong nc,
c) s ph ri, gy huyn no hoc lm mt trt t do nhng ngi khng phi nhn vin
hoc nhng ngi lm cng khc ca Nh thu lm nh hng ti cng trng
v/hoc cng trnh,
d) s phng x i-on-ho hoc nhim x do hot ng phng t nhin liu nhn, t vic
t chy nhin liu ht nhn, cht n c hi phng x, hoc cc tnh cht nguy him
d n ca cc tng thnh ht nhn hoc cc thnh phn ht nhn ca cc tng thnh ,
tr phm vi m Nh thu c th phi chu trch nhim i vi vic s dng cc cht
phng x,
e) sng p lc do my bay hoc cc thit b l lng trn khng bay qua theo tc m
thanh hoc siu thanh,
f) b phn cng trnh do Ch u t s dng hoc chim gi tr nhng g c th c
nh r trong Hp ng,
g) thit k mt b phn no ca cng trnh do nhn vin Ch u t lm hoc do nhng
ngi khc lm m Ch u t c trch nhim,
h) mt hot ng no ca cc lc thin nhin nh hng ti cng a v/hoc cng trnh
m khng th bit trc c, hoc chng li n mt Nh thu c kinh nghim cng
khng lng trc c c bin php phng,
i) iu kin bt kh khng,
j) s nh hon theo khon 2.3 tr khi s nh hon l do s tht bi ca Nh thu,
k) mt s trc trc no ca Ch u t,
l) nhng cn tr v vt l hoc cc iu kin vt l khc vi iu kin kh hu xy ra trn
cng trng khi thi cng m nhng trc trc hoc iu kin khng th thy trc
c mt cch hp l mc d l mt Nh thu c kinh nghim v Nh thu thng
bo ngay cho Ch u t,
m) mi chm tr hoc ngng do c s thay i no ,
n) mt s thay i no v lut Hp ng sau thi im cam kt ca Nh thu c
xc nh trong Hp ng,
FIDIC 1999

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o) cc tn tht ny sinh t quyn ca Ch u t c cng trnh vnh cu c thc

hin trn, qua, di, trong hoc qua mnh t no v chim ming t cho cng
trnh vnh cu v,
p) s h hng do mt kt qa khng th trnh c ca cc ngha v ca Nh thu nhm
thc hin cng trnh v sa cha bt k sai st no.

FIDIC 1999

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7.

THI GIAN HON THNH HP NG

7.1

Thi cng cng trnh.

Nh thu phi khi cng cng trnh vo Ngy khi cng v phi tin hnh khn
trng, khng c chm tr v phi hon thnh cng trnh trong khong thi gian
hon thnh.

7.2

Lp chng trnh
Trong khong thi gian xc nh trong Ph lc, Nh thu phi np cho Ch u t
mt chng trnh lm vic theo mu xc nh trong Ph lc.

7.3

Ko di thi gian
Ty thuc vo khon 10.3, Nh thu, Ch u t s xem xt cc chi tit bin minh ca
Nh thu v s phi ko di thi gian hon thnh mt cch thch ng.

7.4

Chm hon thnh...

Nu Nh thu khng hon thnh cng trnh trong khong thi gian hon thnh th
ch nhng phn thuc trch nhim php l ca Nh thu i vi Ch u t v s tht
bi l s thanh ton vi tr gi c n nh trong Ph lc cho mi ngy m h phi
ko di.

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8.

NGHIM THU

8.1

Hon thnh cng trnh

Nh thu phi bo cho Ch u t khi h cho rng cng trnh hon thnh.

8.2

Giy bo nghim thu

Ch u t s bo cho Nh thu khi h cho rng Nh thu hon thnh cng trnh, n
nh thi im ph hp. Ngc li, Ch u t c th bo cho Nh thu rng cng
trnh tuy cha hon thnh ton b, cng sn sng c nghim thu, n nh mt thi
im ph hp.
Ch u t s nghim thu cng trnh vo thi im nh theo thng bo . Nh
thu s phi khn trng hon thnh mi cng vic cn tn ti, v thu dn cng trng
theo iu Khon 9.

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9.

SA CHA CC SAI ST

9.1

Sa cha cc sai st
Trc khi ht thi hn c n nh trong Ph lc, vo bt k thi gian no, Ch u
t c th thng bo cho Nh thu mi sai st. Nh thu phi sa cha ngay cc sai st
v mt thit k, vt t, my mc hoc k nng thuc phn mnh khng ng hp ng
v khng c tnh tin.
Ph tn sa cha cc sai st thuc mt nguyn nhn khc no s c nh gi
nh mt s bin i. Nu khng t c vic sa cha cc sai st hoc khng
hon thnh cc cng vic cn tn ti theo mt thi gian thch hp th Ch u t s
c quyn tin hnh mi cng vic cn thit v mi chi ph do Nh thu phi chu.

9.2

Bc m v kim nh
Ch u t c th ch dn v vic bc m v kim nh v mt cng vic no . Tr
phi kt qa vic bc m v/hoc kim nh cho thy thit k, vt t, my mc thit b
hoc kh nng tay ngh ca Nh thu khng ng theo hp ng th theo Khon 10.2
Nh thu s c tr tin v vic bc m v kim nh, coi nh mt bin i.

FIDIC 1999

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10.

NHNG BIN I V KHIU NI

10.1

Quyn c bin i
Ch u t c php thng bo mi s bin i

10.2

nh gi cc bin i
Nhng bin i s c nh gi nh sau:
a) theo gi trn gi c tha thun gia cc Bn hoc
b) khi thch hp, theo gi biu ghi trong Hp ng, hoc
c) khi khng c gi biu thch hp, cc t gi ghi trong hp ng s c dng lm
c s nh gi, hoc nu khng c th.
d) theo gi biu mi thch hp theo tha thun hoc theo gi m Ch u t xem nh
l thch hp, hoc
e) nu Ch u t ch dn l theo t gi cng nhn c nh trong Ph lc theo
Nh thu phi ghi chp s gi lao ng v my mc thit b ca Nh thu v vt
t dng.

10.3

Cnh bo sm
Mt bn phi thng bo sm cho Bn kia ngay sau khi pht hin mi e da ca mi
tnh hung c th lm chm tr hoc gy cn tr cho cng trnh hoc dn n vic
khiu ni phi tr tin thm. Nh thu phi tm mi cch hp l gim nh cc hu
qa.
Nh thu s c quyn ko di thi gian hon thnh hoc c tr thm tin trong
gii hn thi gian v s thanh ton c hng cho h nu thng bo nhanh chng
v c tt c cc bc x l hp l.

10.4

Quyn c khiu ni
Nu Nh thu gnh chu mi chi ph do kt qa ca trch nhim no ca Ch u t
th Nh thu c quyn hng tin cho chi ph . Nu do trch nhim no ca
Ch u t, thy cn thit phi thay i cng trnh th vn ny s c coi nh mt
bin i.

10.5

Th tc bin i v khiu ni
Trong vng 28 ngy k t ngy c ch dn hoc s kin dn n khiu ni, Nh thu
phi np cho Ch u t mt bn k khai ghi theo tng mc khon tr gi cc bin i
v khiu ni. Ch u t s kim tra v nu c th c chp nhn tr gi ny. Nu
khng tha thun c, Ch u t s phi xc nh tr gi.

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11.

GI HP NG V CCH THANH TON

11.1

nh gi cng trnh
Cng trnh s c nh gi theo cch c chun b trong Ph lc, ph thuc vo
iu khon 10.

11.2.

Bn kt ton hng thng

Hng thng, Nh thu c quyn c nhn chi tr.
a) gi tr ca cng trnh thc hin.
b) s t l phn trm v tr gi vt t, thit b a ti cng trng ng lc, theo
nh n nh trong Ph lc, ph thuc vo s tng ln hay bt i c th xy ra
Hng thng, Nh thu phi np cho Ch u t bn kt ton nu ln nhng s lng
m bn thn h coi nh c quyn c hng.

11.3

Thanh ton tm
Trong vng 28 ngy k t ngy nhn tng bn kt ton, Ch u t s phi chi tr cho
Nh thu s tin trong bn kt ton ca Nh thu tr i s tin gi li theo t l c n
nh trong Ph lc v tr i s tin m Ch u t nu r l do khng tn thnh.
Bn Ch u t s khng b rng buc bi mt s tin bt k no trc y h coi nh
n ca Bn Nh thu.
Ch u t c th t chi cc bn thanh ton tm thi cho ti khi h nhn c Giy
bo lnh thc hin theo Khon 4.4 (nu c).

11.4

Mt na s tin gi li ln u
Mt na s tin gi li s c Ch u t tr cho Nh thu trong vng 14 ngy sau
khi pht i thng bo theo Khon 8.2.

11.5

Mt na s tin gi li ln th hai
S tin tm gi cn li s c Ch u t tr cho Nh thu trong vng 14 ngy sau
khi: hoc ht hn thi gian n nh trong Ph lc, hoc sa cha xong cc khuyt tt
c nu ln, hoc hon thin cng vic cn tn ti, tt c c cp ti Khon
9.1, theo cng vic no chm hn.

11.6

Bn quyt ton
Trong vng 42 ngy ca s kin chm nht c xc nh khon 11.5 ni trn, Nh
thu phi np cho Ch u t mt phiu quyt ton vi mi ti liu chng minh i
hi hp l to cho Ch u t nm c chc chn gi tr cui cng ca Hp ng.
Trong vng 28 ngy sau ngy np quyt ton , Bn Ch u t s phi tr cho Nh
thu mi mn n. Nu Bn Ch u t khng ng vi mt phn no ca bn thanh
ton ln cui cng ca Nh thu, h phi nu r l do khng ng khi thanh ton.

11.7

Tin t

FIDIC 1999

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Vic thanh ton s theo loi tin c n nh trong Ph lc

11.8

Chm thanh ton

Nh thu c quyn hng theo t l c xc nh trong bn Ph lc cho mi
ngy m Ch u t chm thanh ton theo thi gian quy nh.

FIDIC 1999

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12.

S THT HN

12.1

Tht hn v phi Nh thu

Nu Nh thu hy b cng trnh, t chi hoc khng tun theo cc ch dn hp l ca
Ch u t hoc khng tin hnh mt cch khn trng, khng chm tr hoc vi phm
Hp ng mc d c nhng li than phin bng vn bn, Ch u t c th gi
thng bo lin quan n khon ny v pht biu v s bi tn.
Nu trong vng 14 ngy sau khi nhn c thng bo ca Ch u t, Nh thu khng
tm mi bin php sa cha, th Ch u t c th kt thc Hp ng bng mt
thng bo th hai a ra trong 21 ngy sau. Nh thu phi ri b cng trng, li
vt liu, my mc v mi thit b ca Nh thu m Ch u t ni ti trong thng
bo th hai dng vo vic hon thnh cng trnh.

12.2

Tht hn v phi Ch u t
Nu Ch u t khng thanh ton ng theo Hp ng, hoc l vi phm Hp ng
mc d c nhng khiu ni bng vn bn, Nh thu c quyn a ra thng bo
lin quan ti khon ny v nu ln s tht hn . Nu tht hn khng c sa cha
trong vng 7 ngy sau khi Ch u t nhn c thng bo, Nh thu c th nh thi
cng ton b hoc nhiu b phn ca cng trnh.
Nu tht hn khng c quyn sa cha trong vng 28 ngy k t khi Ch u t tip
nhn thng bo ca Nh thu th Nh thu c th bng mt thng bo th hai chm dt
Hp ng a ra trong vng 21 ngy sau. Sau , Nh thu s ri b cng trnh.

12.3

Mt kh nng thanh ton

Nu mt bn tuyn b l khng c kh nng thanh ton theo mt lut l thch hp th
Bn kia s bng mt thng bo chm dt Hp ng ngay lp tc. Nh thu s gii
th cng trng, v trong trng hp Nh thu b ph sn, (mi) thit b ca Nh thu
m Ch u t nu trong thng bo s c dng cho n khi kt thc cng trnh.

12.4

Thanh ton ti khi kt thc

Sau khi kt thc, Nh thu c quyn nhn s tin cha chi tr trong bn quyt ton
gi tr cng trnh thuc hin v ca phn vt t thit b c a n cng trng
mt cch hp l theo cch iu chnh sau:

a) nhng mn tin m Nh thu c quyn c hng theo Khon 10.4.

b) nhng mn tin m Bn Ch u t c quyn c hng.
c) nu Ch u t kt thc theo Khon 12.1, hoc 12.3, Ch u t s c quyn
hng mt mn tin tng ng vi 20% tr gi ca cc phn cng trnh khng thc
hin ng thi im phi kt thc.
d) nu Nh thu kt thc theo Khon 12.2 hoc 12.3, Nh thu s c quyn hng
chi ph v ngng vic v tho d cng vi mn tin tng ng vi 10% v tr gi
ca cc phn cng trnh cha thc hin khi ht hn.

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S d n thc trn quyt ton s c thanh ton hoc tr tin li trong vng 28 ngy k t
ngy c thng bo kt thc.

FIDIC 1999

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13.

RI RO V TRCH NHIM

13.1

Ngha v ca Nh thu i vi cng trnh

Nh thu hon ton chu trch nhim i vi vic gi gn cng trnh k t ngy khi
cng ti ngy c c thng bo ca Ch u t theo Khon 8.2. Sau , trch nhim
s thuc Ch u t. Nu c nhng tn tht hoc h hng xy ra cho cng trnh trong
thi gian trn, Nh thu phi sa li cc tn tht hoc h hng cng trnh c thc
hin ng theo Hp ng.
Tr phi s mt mt hoc h hi l kt qu trch nhim ca Ch u t, Nh thu s
phi bi thng cho Ch u t, cc Bn nhn thu, nhn vin v ngi lm cng ca
Ch u t i vi cc tn tht hoc h hng xy ra cho cng trnh v i vi cc
khiu ni hoc chi ph c ny sinh t ngoi cng trnh do s vi phm hp ng gy
ra bi s chnh mng hoc thiu st khc ca Nh thu, cc nhn vin hoc ngi lm
ca h.

13.2

iu kin bt kh khng
Nu mt Bn c hoc s c phng bng cch thc hin bo lnh v iu kin
bt kh khng th bn b nh hng phi thng bo ngay cho Bn kia bit. Nu cn,
Nh thu c th ngng thi cng cng trnh v theo mc tha thun vi Ch u
t, tho d thit b ca Nh thu.
Nu s kin tip din trong vng 84 ngy, tng Bn mt s ra thng bo chm dt Hp
ng m thng bo c pht huy hiu lc 28 ngy sau .
Sau khi kt thc, Nh thu c quyn c thanh ton phn cha tr trong bn quyt
ton cng trnh v vt t, thit b tp kt n chn cng trnh mt cch hp l theo s
iu chnh nh sau:
a) mi khon tin m Nh thu c c quyn theo Khon 10.4,
b) mi chi ph v tho d,
c) tr i mn tin m Bn Ch u t c quyn hng.
S d n trong quyt ton s c thanh ton hoc tr tin li trong vng 28 ngy k
t ngy c thng bo kt thc.

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14.

BO HIM

14.1

Phm vi bo him
Trc khi bt u thi cng, Nh thu phi tc ng v duy tr cc bo him cho lin
danh ca cc Bn:
a) cho vic mt mt v h hng i vi cng trnh, vt liu, my mc v thit b
ca Nh thu,
b) v trch nhim php l ca i Bn v mt mt, h hng, t vong hoc thng
tt ca Bn th ba hoc ti sn ca h ny sinh t vic thc hin Hp ng ca
Nh thu bao gm trch nhim php l ca Nh thu i vi s h hng ti sn
ca Ch u t ngoi cng trnh, v
c) cho trch nhim php l ca c i Bn v ca i din no ca Ch u t v
t vong hoc thng tt ca nhn vin Nh thu loi tr trch nhim xy ra
do s tr ni ca Ch u t, i din no ca Ch u t hoc cc nhn
vin ca h.

14.2

Vic dn xp
Mi bo him u phi ph hp vi cc yu cu c nu trong Ph lc. Cc iu kin
c Nh bo him xut v c Ch u t chp thun. Nh thu phi bo m
cho Ch u t rng cc iu kin yu cu s c hiu lc v tin ng bo him
c tr.
Tt c khon chi tr ca Nh bo him c lin quan n mt mt hoc h hng ca
cng trnh s c cc Bn cng gi v s dng sa cha cc tn tht hoc h hng
hoc n b cho s tn tht hoc h hng khng c sa cha.

14.3

Khng thc hin bo him

Nu Nh thu khng thc hin hoc gi cho c hiu lc cc bo him ni ti trong cc
Khon trc y, hoc khng cung cp c bng chng thch ng v kh c bo
him hoc bin lai, Ch u t c th thc hin bo him cho gi thu lin quan ti s
bn tr m khng lm thit hi ti bt k mt quyn hn hoc phng cch no
khc v ng tin bo him cn thit ri thu li s tin coi nh mt khu tr ca cc
khon tin khc phi tr cho Nh thu.

FIDIC 1999

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15.

GII QUYT CC TRANH CHP

15.1.

X l tranh chp
Tr phi c dn xp hu ngh, mi tranh chp hoc khc bit ny sinh gia Nh thu
v Ch u t Bn ngoi hoc c lin quan n Hp ng bao gm mt s nh gi
hoc quyt nh no khc ca Ch u t, Bn kia c th nh ti s phn xt, theo
ng Quy ch x l km theo (cc quy ch). Ngi x l s l mt ngi c cc
Bn chp thun. Nu khng nht tr c th ngi x l s c ch nh theo ng
lut.

15.2

Thng bo v s khng hi lng

Nu mt Bn khng hi lng vi quyt nh ca ngi x l hoc trong khong thi
gian nh theo quy ch, khng c quyt nh no c a ra, Bn c th ra
thng bo khng hi lng lin quan ti khon ny trong vng 28 ngy k t ngy nhn
c quyt nh hoc ht hn thi gian i vi vic quyt nh. Nu khng c thng
bo khng hi lng trong thi gian quy nh, quyt nh s l cui cng v rng buc
cc Bn. Nu trong thi gian quy nh c thng bo khng hi lng, quyt nh s rng
buc cc Bn lin i khng chm tr tr phi v cho ti khi quyt nh ca ngi x l
c mt trng ti xem xt li.

15.3

Vic st x ca trng ti
Theo quy ch c quy nh trong Ph lc, mt s tranh chp m thuc vn thng
bo v s khng hi lng s c gii quyt bi ch mt trng ti.
Nu khng c s nht tr, trng ti s c ch nh bi cp c thm quyn, c b
nhim ni trong Ph lc. Vic thm vn s c t chc ti a im c nh r
trong Ph lc v theo ngn ng c ni ti theo Khon 1.5.

FIDIC 1999

31

BN MC LC CC KHON
iu khon ph

Trang

X l tranh chp

15.1

187

Cc iu chp thun

2.4

177

Vic xt x ca trng ti

15.3

187

Vic dn xp

14.2

186

Ngi c y quyn

3.1

177

Thng tin lin lc

1.5

177

Hon thnh cng trnh

8.1

181

Trch nhim ca Nh thu i vi cng trnh 13.1

185

Thit k ca Nh thu

5.1

178

Ngi i din cho Nh thu

4.2

178

Tin t

11.7

184

Tht hn ca Nh thu

12.1

184

Tht hn ca Ch u t

12.2

184

nh ngha

1.1

175

Chm thanh ton

11.8

184

Cnh bo sm

10.3

182

Cc ch dn ca Ch u t

2.3

177

Ngi i din cho Ch u t

3.2

178

Nhng ri ro ca Ch u t

6.1

179

Thi cng cng trnh

7.1

180

Ko di thi gian

7.3

180

Phm vi bo him

14.1

186

FIDIC 1999

32

Khng thc hin bo him

14.3

186

Bn quyt ton

11.6

183

iu kin bt kh khng

13.2

185

Cc ngha v chung

4.1

178

Mt kh nng thanh ton

12.3

184

Thanh ton tm thi

11.3

183

Din gii

1.2

176

Chm hon thnh

7.4

180

Lut php

1.4

177

Bn kt ton hng thng

11.22

183

Thng bo v s khng hi lng

15.2

187

Thanh ton ti khi kt thc

12.4

184

Giy php v chng ch

2.2

177

Th t u tin ca cc ti liu

1.3

176

Lp chng trnh

7.2

180

Chun b mt bng

2.1

177

Sa cha cc sai st

9.1

181

Trch nhim v thit k

5.2

179

Mt na s tin gi li ln u

11.4

183

Mt na s tin gi li ln th hai

11.5

183

Quyn c khiu ni

10.4

182

Quyn c bin i

10.1

182

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Trch nhim theo lut php

1.6

177

Thu ph

4.3

178

Giy bo nghim thu

8.2

181

Hp ng

1.1.1

175

Bc m v kim nh

9.2

181

nh gi cng trnh

11.1

183

nh gi cc bin i

10.2

182

Th tc bin i v khiu ni

10.5

182

FIDIC 1999

34

CC IU KIN RING
Ghi ch: Theo ch ch, dng Hp ng ngn gn ny l hon ton thch ng khng cn phi
c cc iu kin ring no c. Tuy nhin, nu cc i hi ca d n thy nn b sung mt
iu khon no hoc thm vo cc quy nh ca Hp ng, th nhng b sung v thm vo
phi c trnh by trn cc trang vi tiu cc iu kin ring. Cn phi thn trng khi
son tho cc iu khon nh vy, c bit v c s u tin cao dnh cho cc iu kin ring
theo khon 1.3.

FIDIC 1999

35

QUY CH V X L
(lin quan ti Khon 15.1.)

Ni chung
1.
Mi vic c cp ti trong cc iu kin Hp ng i vi
Quy ch x l phi c coi nh tham kho v cc quy ch .
2.
Quy ch ny.

Cc nh ngha ni trong Hp ng s c p dng trong cc

B nhim Ngi X l
3.
Cc Bn phi bo m ng b nhim Ngi x l. Ngi x l
phi l mt ngi c nng lc thch hp
4.
Nu v mt l do no , vic b nhim Ngi x l khng c
chp thun vo ngay cui ca 14 ngy lin quan n s tranh chp ng theo Quy ch
ny, th mt Bn c th lm n, c sao 1 bn cho phi Bn kia, cho cp c thm
quyn b nhim c nu trong Hp ng, hoc nu khng c, th cho Ch tch ca
FIDIC hay ngi c FIDIC ch nh, b nhim mt ngi x l, v s b nhim
ny l cui cng v l kt lun.
5.
Chc v c b nhim ca Ngi x l c th s kt thc bng
s cng ng thun ca cc Bn. Chc v b nhim ca Ngi x l s kt thc khi
cng trnh hon tt hoc khi mt s tranh chp lin quan n Ngi x l phi c
rt li hoc c quyt nh, theo ci sau cng.
Nhim k b nhim
6.
Trong sut nhim k ca mnh, Ngi x l phi tht v t v c
lp vi cc Bn, v phi lp tc thng tin cho cc Bn bng vn bn mt vn g
nhn thy c th nh hng ti tnh v t v c lp ca mnh.
7.
Ngi x l khng c cho li khuyn i vi cc Bn hoc i
din ca h lin quan n vic ch o ca d n m cng trnh c cu thnh ngoi
tr nhng g ph hp vi quy ch ny.
8.
Ngi x l khng c coi nh ngi lm chng i vi cc
Bn minh chng cho mt tranh chp c lin quan n Hp ng hoc ny sinh
ngoi Hp ng.
9.
Ngi x l phi x l cc chi tit ca Hp ng, v mi hot
ng v vic xt x ca Ngi x l phi l mt v cng khng c tit l m khng
c s ng trc bng vn bn ca cc Bn. Nu khng c s tha thun ca cc
Bn, Ngi x l khng c ch nh hoc y thc mt phn cng vic ca mnh theo
quy ch ny hoc tham d vo cc cuc ph gip theo lut php hoc k thut
10.
Ngi x l c th t chc bng cch ra thng bo cho cc Bn
trong vng 28 ngy. Nu xy ra iu kin t chc, cht hoc khng nng lc, kt
FIDIC 1999

36

thc hoc khng lm trn nhim v hay t chi nhim v ca ngi Ngi x l theo
quy ch ny th cc bn s phi chp thun vic thay th Ngi x l trong vng 14
ngy hay p dng im 4 Quy ch ny.
11.
Khng bao gi mt Ngi x l phi chu trch nhim v yu
sch i hi i vi mt vn g xong hoc thiu st trong thi hnh nhim v ca
Ngi x l tr phi hnh ng hoc thiu st l c dng xu.
12.
Nu Ngi x l c ch tm vi phm mt trong nhng iu l ca
Quy ch 6, hoc hnh ng thiu thin th h s khng c quyn c hng mi th
lao hoc chi ph di y v phi hon tr li cho mi Bn v tin th lao v chi ph
cho h nu nh kt qa ca vic vi phm, cc th tc hoc quyt nh ca Ngi x l
tr nn mt hiu lc hoc km hiu qa.
S chi tr
13.
Ngi x l c chi tr mi th lao v chi ph c n nh
trong Hp ng tha thun v Ngi x l.
S tin gi li c, s l cc mn chi tr y cho:
a) sau 28 ngy ra thng bo, tin cho vic thm vn v thm hin trng
b) mi chi ph v hnh chnh c quan nh: dch v th k, my sao chp v cc cung cp
vn phng phm lin quan n nhim v ca h.
c) mi dch v di y loi tr nhng th thc hin trong nhng ngy ni ti trong iu
15 ca Quy ch.
15.
Th lao mi ngy s c chi tr cho mi ngy lm vic chun
b hoc d cuc thm vn hoc kim tra hin trng hoc chun b cc quyt nh bao
gm c thi gian i li.
16.
S tin gi li v th lao theo ngy s c gi c nh trong sut
nhim k ca Ngi x l.
17.
Mi thanh ton cho Ngi x l s do Nh thu m nhim Nh
thu c quyn i Ch u t bi hon li 50%. Nh thu phi tr tin cc ho n
ghi tn mnh trong vng 28 ngy k t ngy nhn. Cc ho n ca Ngi x l cho
mi s tin gi li hng thng phi c tr trc mt qu, v cc ho n cho cc chi
ph v tr th lao hng ngy phi trnh np theo kt lun ca vic kim tra hin trng
hoc cuc thm vn. Tt c cc ho n phi th hin s m t tm tt v cc hot
ng lm trong khong thi gian c lin quan. Ngi x l c th nh ch cng
vic nu mt ho n no khng c tr tin khi ht hn thi gian phi tr, vi
iu kin l 7 ngy trc phi c thng bo cho c 2 Bn.
18.
Nu Nh thu khng thanh ton ho n ghi tn mnh th Ch u
t s c quyn chi tr s n ca Ngi x l v thu li s tin chi cho Nh thu.
Th tc c c mt quyt nh ca Ngi x l
19.
Mt tranh chp gia cc Bn c th c Bn ny bng vn bn
cp ti ly quyt nh ca Ngi x l v gi mt bn sao cho phi Bn kia. Nu
FIDIC 1999

37

Ngi x l khng ng hoc khng quyt nh, iu tranh chp s c cp

ti bng vn bn cho phi Bn kia, cng vi mt ngh cho quyt nh ca Ngi x
l. S cp phi nu ln c s tranh chp v c lin quan ti quy ch ny.
20.
Ngi x l c th s quyt nh thm hin trng, Ngi x l
c th quyt nh cuc thm vn m Ngi x l s quyt nh ngy, a im v thi
gian thm vn. Ngi x l c th yu cu cc Bn phi np cho mnh bn tng trnh
trc, trong hoc sau khi thm vn. Cc Bn phi nhanh chng cung cp cho Ngi x
l cc vn bn y v ti liu chng minh v nhng thng tin c lin quan n Hp
ng c th c yu cu.
21.
Ngi s l s hnh ng nh mt chuyn gia khng thin v,
khng phi nh mt trng ti v c ton quyn iu khin bt c mt cuc thm vn
no m h cho l thch hp, khng b rng buc bi nhng Quy ch v th tc ngoi
tr nhng g c nu y. Khng b hn ch vo nhng iu ni trc, Ngi x
l c quyn:
a)

quyt nh v quyn lc php l ca mnh v v phm vi mt cuc tranh chp n anh

(ch) ta

b)

tn dng c kin thc chuyn gia ca bn thn, nu c,

c)

la chn phng thc iu tra,

d)

quyt nh v vic chi tr tin th lao ng theo Hp ng,

e)

m ra, nghin cu v xem xt li mt kin ch dn, quyt nh, chng ch hoc nh

gi no lin quan ti v tranh chp,

f)

t chi s c mt nghe thm vn ca bt c ai ngoi Ch u t, Nh thu, v cc

i din ca h v tin hnh vi s vng mt ca Bn m Ngi x l cho l c
tha mn khi nhn c thng bo v cuc thm vn
22.
Mi thng ip gia cc Bn v Ngi x l v mi thm vn u
phi lm theo ngn ng ghi trong Hp ng ngi x l. Tt c mi thng ip nh
vy s phi c sao chp li cho pha Bn kia.
23.
Khng qu 56 ngy k t ngy Ngi x l nhn c giy chng
nhn hoc nu chm hn th vo ngy m Hp ng x l bt u c hiu lc, Ngi
x l phi ra thng bo bng vn bn v quyt nh ca mnh cho cc Bn. Quyt nh
bao gm nhng l do v khng nh rng lm theo Quy ch ny.

FIDIC 1999

38

THA THUN VI NGI X L

Tn d n
.......................................................................................................................................................
D n
.......................................................................................................................................................
Tn v a ch ca Ch u t
.......................................................................................................................................................
(Ch u t)
.......................................................................................................................................................
Tn v a ch ca Nh thu
.......................................................................................................................................................
(Nh thu)
.......................................................................................................................................................
Tn v a ch ca Ngi x l
.......................................................................................................................................................
(Ngi x l)
.......................................................................................................................................................
Xt thy Ch u t v Nh thu tham gia vo mt Hp ng (Hp dng)- thc hin
d n v c mun chn Ngi x l hnh ng nh Ngi x l hnh ng nh Ngi
x l theo ng quy ch v x l [cc quy ch].
Ch u t, Nh thu v Ngi x l cng tha thun nh sau:
1.
Cc Quy ch v cc quy nh v tranh chp ca Hp ng s to
thnh mt phn ca bn Hp ng tha thun ny.
2.

Ngi x l s c tr..

Th lao x l...................................................tng thng theo lch (khi p dng)

Th lao ngy......................................................................................................................
Cc chi ph gm tin chi tr cho cc cuc in m, tin cc, bu in, fax v telex
lin quan n nhim v ca mnh, chi ph i li hp l v cn thit, n, ti cc
khch sn v cc chi ph di chuyn trc tip khc. Yu cu c bin lai cho mi chi tiu.
FIDIC 1999

39

3.
Ngi x l chp nhn hot ng nh Ngi x l ph hp vi
Quy ch, v thng bo cho cc Bn bt k mi quan h trc y cng nh hin nay
vi cc Bn hoc nhng ngi khc lin quan n d n.
4.
Hp ng lm theo
nc..............................................................

tinh

5.
Ngn
ng
ca
Hp
ting................................................................................

thn

ca

ng

lut

php

ny

K TN:.....................................................................................................................
V pha v thay mt cho Ch u t, trc s c mt ca:
Ngi lm chng: ........................................................................
Tn:

.........................................................................

a ch:

.........................................................................

Ngy thng:

.........................................................................

K TN:.........................................................................
V pha v thay mt cho Nh thu c s c mt ca:
Ngi lm chng: .........................................................................
Tn:

.........................................................................

a ch:

.........................................................................

Ngy thng:

.........................................................................

K TN:.........................................................................
V pha v thay mt cho Ngi x l trc s c mt ca:
Ngi lm chng: .........................................................................
Tn:

.........................................................................

a ch:

.........................................................................

Ngy thng:

.........................................................................

FIDIC 1999

40

NHNG IU GHI CH HNG DN

(Khng cu thnh b phn ca Hp ng)
i cng
Mc ch ca Hp ng ny l din t cc khi nim v mua sm theo truyn
thng thnh cc thut ng r rng v n gin. Hp ng c dng s thch hp cho
cc cng trnh c ni dung n gin v thi gian ngn. Nu c yu cu Nh thu phi
lm thit k th vn ny cng c d kin.
Khng c cc iu kin ring no, mc d ghi ch ny cha ng cc t ng xem
xt trong cc hon cnh c bit. Tt c cc thng tin cn thit ph thm d nh s
c a vo trong Ph lc.
Mt ti liu n gin c ngh lm mu u thu v Hp ng. Vic ny chng t
cc d n c hnh dung l n gin.
Mt kt qa ca mu n gin v Hp ng l s tng thm gnh nng cho Ch u t,
l phi vch ra trong c tnh k thut v cc bn v mc ch y ca cng trnh
bao gm c phm vi thit k m Nh thu phi m nhim.
S khng c Nh t vn hoc i din Ch u t theo ngha chnh thc dng trong
mt s iu kin khc ca FIDIC. Ch u t m trch mi cng vic cn thit. Tuy
nhin, Ch u t phi ch nh ngi pht ngn c y quyn ca mnh v nu h
mun, c th thu mt t vn iu hnh Hp ng, c th b nhim mt ngi i
din vi quyn hn v nhim v c y nhim mt cch c th. Cng nh vy, Nh
thu cng ch nh ngi i din ca mnh.
Cc iu kin ny khng cha ng tt c mi gii hn v trch nhim php l ca
Nh thu. Nu c yu cu mt gii hn nh vy th phi a vo mt iu khon trong
iu kin ring.
S tha thun
Bn tho nu ln mt th tc n gin v li ngh v chp nhn. Nhm trnh nhng
ci by v iu khng r rng xung quanh cc Th chp nhn hoc Th c ch ,
ngh rng tt nht l nn a ra mt cch lm r rng v khng un khc.
Dng trong Hp ng l Ch u t s vit nhn danh ngi mi thu v in vo
nhng ch thch hp trong Ph lc v gi 2 bn in cho cc nh tham gia u gi cng
vi cc c tnh k thut, bn v.....hp thnh mt h s mi thu. i vi c hai bn
in, Nh thu phi in vo nhng phn b trng cn li ca Ph lc. Khi quyt nh
mt Nh thu no c chp nhn, Ch u t k vo phn chp thun ca c hai bn
v gi li 1 bn cho Nh thu. Hp ng s c hiu lc k t ngy Nh thu nhn c
bn in ca mnh.
Nu c php thng lng sau u thu v c chp nhn nhng bin i trong
c tnh k thut hoc gi c, th dng mu ny vn cn c s dng sau khi cc Bn
thc hin s bin i v k tn tt i vi ti liu lin quan n phn mnh. Nh
vy, Nh thu a ra li ngh c sa li p ng vi ti liu u thu sa li
ca Ch u t, v li ngh sa li c Ch u t chp nhn bng cch k tn
FIDIC 1999

41

v chuyn li mu chp thun. Nu nhng bin i l nhiu th cc Bn phi hon

chnh Hp ng theo dng mi.
V Hp ng bt u c hiu lc khi Nh thu nhn c th chp nhn k, Ch
u t phi c s chun b sp xp cho khi c s chp thun, v d nh yu cu Nh
thu tp hp v k vo Hp ng.
Khi lut l c p dng t ra mt dng thu chng hn nh Thu gi tr gia tng i
vi cng trnh, Ch u t phi lm r ngi tham gia u thu c phi a cc sc
thu vo gi hay khng. Tng t, nu vic thanh ton l ton b hoc mt phn
bng mt th tin t khc vi ni t, Ch u t s phi lm r cho cc Bn tham gia
u thu c bit Xem khon 11-7.
Ph lc
Bt c ghi ch no hng dn vic hon chnh Ph lc u c tm thy trong
phn ghi ch i vi iu lin quan. Ch u t phi hon chnh Ph lc ni trn
trc khi lm cng vic u thu. Nhng ngi tham gia u thu c yu cu a
thm khong thi gian hon thnh theo 1.1.9 nu khng c g nh r. Nhng ni
cc ngi tham gia u thu c yu cu np thit k ng thu phi c ngi tham
gia u thu chng thc theo iu 1.1.1(f) ca Ph lc.
Trong Ph lc c mt s gi nh khong thi gian Nh thu phi np chng trnh
theo Khon 7.2 v s lng v tin gi li theo Khon 11.3. Nu nhng gi c
Ch u t chp nhn th khng c iu g phi yu cu. Nu khc th chng s b gch
b v thay th.
Cc iu quy nh chung
1.1 nh ngha. Nhng nh ngha trong cc iu kin ny khng phi tt c u ging nh
gp trong cc Hp ng khc ca FIDIC. l do c s cn thit n gin ho cc
iu kin kiu . ng k l cc nh ngha khc bao gm Ngy khi cng, cng
trng, s bin i v cng trnh.
1.1.1. Hp ng Bng lit k cc ti liu dng cho hai mc ch: trc tin xc
nh ti liu no hp thnh b phn ca Hp ng, v sau l cung cp mt th t u
tin trong trng hp c s mu thun gia chng vi nhau.
S nhn r ti liu l cn thit trnh cc nghi vn c th. Th d v cc c tnh k
thut phi c xem xt li, cho nn cn c bn lit k y cc bn v v phi c
tnh theo vo mt t giy ring.
Khng cn thit phi c cc iu kin ring, nhng nu c yu cu phi b sung sa
i cho cc iu kin th chng phi c lng vo trang c tiu cc iu kin
ring v c xp u tin trn cc iu kin chung. Nu khng th xa b i phn
tham kho.
c tnh k thut phi c pht biu theo thut ng r rng v thit k Nh thu phi
thc hin, bao gm c phm vi theo cc ngh v thit k phi np cng vi h s
u thu. Nu khng c th xo b phn lin quan n Nh thu v thit k u thu.
Nu khng c bn k khi lng, th xo b phn lin quan.
Nu yu cu phi c nhng ti liu thm hp thnh b phn ca Hp ng nh
danh mc v thng tin do Nh thu cung cp th Ch u t phi thm vo. Cn xem
xt cc yu cu v u tin i vi tng trng hp.

FIDIC 1999

42

Nu dng th chp thun, th n phi nhn c s u tin cao cng hoc trong bn
tha thun, chng hn:
1.1.2

Ngy khi cng. Ngy khi cng i vi mt Hp ng l 14 ngy sau khi Nh

thu nhn c bn Hp ng c ch k ca Ch u t tr phi cc Bn c tha thun
khc i

1.1.3

Bt kh khng bao gm nhng khng phi ch gii hn , cc s kin c bit

hoc cc trng hp theo dng lit k di y, min l 4 iu kin nu nh ngha
u c tha mn tt c.

a) chin tranh, s i ch (bao gm chin tranh tuyn b hay khng), s xm lc.

hnh ng ca k th Bn ngoi,
b) s ni lon, khng b, cch mng, s ni dy, o chnh qun s hoc lt hoc ni
chin,
c) s ph ri, gy huyn no, lm mt trt t, nh cng hoc phong ta bi cc ngi
khng phi ca Nh thu v cc nhn vin khc,
d) phng tin chin tranh, vt liu n, s phng x i-on ho, hoc s nhim do phng
x, ngoi tr do Nh thu dng cc phng tin, cht n phng x v,
e) thin tai nh ng t, gi xoy, bo hoc hot ng ni la.
1.1.4

Cng trnh - Thut ng cng trnh nhm ni ti tt c mi ngha v ca Nh thu

bao gm c thit k ln vic sa cha cc sai st.

1.1.5

Thng tin lin lc - Vn ngn ng phi c ch bng cch i hi mi thng tin

lin lc quan trng nh thng bo v hng dn phi theo ngn ng c xc nh
trong Ph lc. Ni mt cch khc, khng c th ngn ng ca nh cm quyn. Bt
c cuc phn x no ca trng ti u phi c iu khin bng th ngn ng
c quy nh.

1.1.6

Mi s bin i v lut php sau ngy m Nh thu chp nhn thu thuc v ri ro
ca Ch u t v mt s tr hon hoc gi phi tr thm, Nh thu s c ly li.
Nu lut php ca Hp ng khng phi l lut nc s ti th Khon 6.1, phi c
bin i trong cc iu kin ring.
Ch u t

2.1 Tr phi cc Bn tha thun khc i, Ngy khi cng, Ch u t phi chuyn giao
cng trng cho Nh thu. l 14 ngy sau khi Hp ng i vo hiu lc c
ngha l bn tha thun c k tn do Ch u t chuyn tr li cho Nh thu (xem
Khon 1.1.7 trn)
2.2 Nu v mt l do no cng cn phi c giy php nhng ni khng nm trong nc
s ti th khon ny phi c gii hn li bng cch thm vo cui cu: ..trong nc
ch khng phi ch no khc.
2.3 Thut ng chp nhn ch c dng trong cc iu kin lin quan n bo lnh hnh
ngh ti iu 4.4 v bo him ti iu 14.1. iu quan trng l cc ri ro do tay ngh
km ci hoc thit k ca Nh thu khng c chuyn cho Ch u t mt cch
khng c . Khon ny nhm ngn nga mi tranh ci.
Nhng ngi i din cho Ch u t.
3.

C 2 nguyn tc ch o vic son tho iu khon ny. Th nht, Nh thu phi bit
ai trong t chc ca Ch u t c y quyn pht ngn v hnh ng mt khong

FIDIC 1999

43

thi gian no thay cho Ch u t. Vn ny c thc hin theo Khon 3.1: c

nhn c y quyn phi c nu tn trong Ph lc.
Th hai, nhng Ch u t cn c s tr gip v nghip v s khng b nn lng theo
cch lm nh vy v ngi t vn ca h phi nh ra mt cch r rng nhng quyn
c y thc. l mc ch ca Khon 3.2. Mt khi c b nhim, i din ca
Ch u t s hnh ng cho li ch ca Ch u t. Khng ng hai vai hoc trch
nhim phi cng minh. Nu yu cu phi c i din v t ca Ch u t vi phn s
ging nh mt Nh t vn theo truyn thng th cc t sau y s phi c s dng
trong cc iu kin ring.
Thay cu cui cng ca Khon 3.2 bng cu sau y: i din Ch u t s thc thi
quyn hn ca Ch u t mt cch hon ho v v t di hoc gn vo cc Khon
sau: 1.3, 2.3, 4.2, 4.3, 5.1, 7.3, 8.2, 9.1, 9.2, 10.1, 10.2, 10.5, 11.1 ti 11.6, 11.8, 12.1,
13.2 v 14.1. Trong phm vi c y quyn, i din Ch u t phi thn trng
khng t thc thi quyn hn nhm trnh ri ro gy mu thun trong cc ch dn,
quyt nh...
Nh thu.
4.1

a s cc Hp ng khng nu r tiu chun chnh xc i hi cho tng b phn ca

cng trnh, do vy cn thit phi c mt s tiu chun php l m Nh thu phi tun
theo. i vi mt d n c bit, nu c nhiu b tiu chun c th phi c cp
ti th nn c s b sung sa i trong cc iu kin ring

4.2

Bo lnh thc hin. Khng a ra nhng dng bo lnh thc hin (bo lnh an ton)
hoc bo lnh ca Ngn hng. Nu cm thy l quy m ca d n cn m bo an ton
bng mt kh c th cch giao dch thng mi a phng s l mu mc phi tn
trng. Mu dng c bao gm trong cc iu kin v Hp ng xy dng ca FIDIC.
S tin v s tham kho theo mu mun c i vi yu cu no v an ton phi
c nu ln trong Ph lc.
Nh thu thit k

5.1

i vi Hp ng thit k - xy dng, iu ch yu l cc yu cu ca Ch u t phi

c nu ln mt cch r rng v chnh xc. Ph lc phi ch r cho cc ngi tham
gia u thu cc khon trong c tnh k thut c nu ln v yu cu thit k. Nhng
ni m Ch u t cung cp mt phn thit k, th trch nhim v thit k s c chia
s v Hp ng ny ch ni ti trch nhim ca cc Nh thu i vi thit k mnh
chun b. trnh mi tranh ci, phm vi nhim v thit k cc Nh thu do phi
c xc nh tht r rng. Cc iu kin trnh cho c s lm ln trong khi nim
chp thun thit k. Cc phn thit k phi trnh np v c th b tr li vi li bnh
hoc b bc b. Ch u t khng cn c phn ng g c.

5.2

Trch nhim v thit k t lm ca Nh thu vn cn, nh ni r y v Khon

2.4. Trong trng hp c mu thun gia cc c tnh k thut v cc bn v v thit
k u thu ca Nh thu, th t u tin trong Ph lc ni r l cc ti liu ca Ch
u t s l hng u. iu c ngha l nu Ch u t mun chn gii php a d
thu ca Nh thu th phi b sung phn c tnh k thut v cc bn v trc khi cc
Bn k kt Hp ng.
Trch nhim tuyt i ca Nh thu l phi bo m rng cc b phn ca cng trnh
do mnh thit k l thch hp vi mc ch ca chng, vi iu kin l cc phi
c nh r trong Hp ng. Do , Ch u t phi lm r trong cc phn ca c
tnh k thut buc phi c trch nhim thit k, ca phn cng trnh do Nh thu

FIDIC 1999

44

thit k. Phi thc hin vic ny ngay c khi t ra l ng nhin nhm trnh mi tranh
ci l c nh r hay khng. Nu mt Bn c nguyn vng bo v quyn s hu
tr tu trong thit k ca mnh th phi a thnh iu quy nh trong tp cc iu
kin ring.
Trch nhim php l ca Ch u t
6.1 Khon ny tp hp nhng vn ko di thi gian theo Khon 7.3 v nhng vn
thuc quyn yu sch theo Khon 10.4. i vi thi tit xu th khng c ko di thi
gian hoc quyn khiu ni mc d vn ny c th c iu chnh li trong tp cc
iu kin ring nu c yu cu nh th.
Thi gian hon thnh
7.1

Ph lc phi quy nh cc yu cu c bit i vi dng v mc chi tit v chng

trnh phi np. Khi yu cu Nh thu thit k, Ph lc phi quy nh chung trnh (k
hoch) phi nu ln cc thi im d nh chun b v np cc bn v...

7.2

Vic kim nh c quyn ko di thi gian c l thch hp hay khng. iu c

ngha l nu mt s kin theo Khon 6.1 gy nn chm tr cho cng trnh th cng
bng v hp l l phi cho php ko di thi gian ti mc mt s tht bi no ca Nh
thu ra mt cnh bo sm theo Khon 10.3 gy nn s chm tr.

7.3

Tng s tin ti a m Nh thu c trch nhim phi tr khi hon thnh chm c quy
nh trong Ph lc: ngh 10% s tin n nh trong Hp ng.
Nghim thu

8.1 Theo cch lm thng thng, khng cn thit phi cng trnh xong 100% mi c
Ch u t nghim thu. Mt khi cng trnh c th sn sng c dng vo mc ch
nh th phi ra thng bo. Khng c quy nh no nghim thu ch mt s phn ca
cng trnh nhng nu c yu cu th phi t ra quy nh trong cc iu kin ring.
Nu c yu cu phi hon tt mt s kim nh no trc khi nghim thu th chng
phi c nh r trong c tnh k thut. nh ngha v cng trnh l kh rng bao
gm cc kim nh nh vy.
Sa cha cc sai st
9.1 Khng nh r thi hn chu trch nhim v mt php l i vi cc sai st, nhng trong
khong thi gian - thng l 12 thng - k t thi im nghim thu, Ch u t c th
thng bo cc sai st cho Nh thu. Nh thu buc phi sa cha cc sai st trong
khong thi gian hp l. Nu khng lm nh vy, Ch u t c th s dng ngi
khc vo mc ch y v Nh thu phi chu mi chi ph. Ch u t cng c th thng
bo cc sai st vo bt c lc no trc khi nghim thu.
Thng thng, trch nhim php l ca Nh thu i vi cc sai st khng phi l kt
thc khi ht thi hn nh trong Ph lc. Mc d l sau khng lu, Nh thu b
buc phi tr li cng a sa cha cc sai st, sai st th hin mt s vi phm Hp
ng m Nh thu phi chu trch nhim v mi h hng Trch nhim php l ny
ko di bao lu l do Lut v Hp ng quy nh, thng l 3,6 hoc 10 nm k t thi
im c vi phm; Nu thi gian chu trch nhim php l di cn c phi rt
ngn hoc loi b th yu cu phi c 1 iu trong cc iu kin ring
Nhng bin i v khiu ni
10.1

nh nghi bin i l mi bin i trong c tnh k thut hoc cc bn v c a

vo Hp ng. Nu Ch u t yu cu c s bin i cho phn cng trnh do Nh
thu thit k hoc l phn ca h u thu hoc sau khi Hp ng c quyt nh

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th sau vn ny phi c lm theo cch mt s b sung cho c tnh k thut

hoc bn v ma theo Khon 5.2 s khng ch thit k ca Nh thu.
10.2

Khon ny cp ti phng thc khc nh gi cc bin i c p dng theo

th t u tin. N cng p dng cho phn b b st coi nh cc cng trnh thm.

a) gi trn gi phi l phng php u tin cn xt ti v n bao qut mi chi ph thc

ca s bin i v trnh mi tranh ci sau v nh hng gin tip. Ch u t c th
mi Nh thu np bn b sung chi tit cc Khon mc (Khon 10.5) trc khi thng
bo s bin i nhm gi trn gi c tr thnh 1 phn ca ch dn.
b) mt cch khc, mt cch c tnh truyn thng hn l nh gi cc bin i theo gi
biu bn khi lng v cc bn danh mc, hoc
c) s dng cc gi biu lm cn c, hoc
d) s dng cc gi biu mi.
e) t gi ngy cng thng c dng khi s bin i mang tnh cht khng r rng, hoc
khng nh trc c din tin cng vic cn li. m bo t gi ngy cng hp l,
cn c quy nh sao cho c tnh cnh tranh trong h s thu.
10.3

Khon ny v Khon 10.5 yu cu Nh thu phi thng bo ngay tc th mi s kin

cho Ch u t v chi tit ho mi khiu ni trong vng 28 ngy. Nu hiu qu ca s
kin tng ln hoc nu kh nng ca Ch u t kim tra khiu ni no nh
hng do thiu ghi chp th Ch u t s c bo h.
Gi Hp ng v cch thanh ton

11.1

Thng thng, ch c mt trong cc s chn la trong Ph lc c dng n ch ra

s tin trong h s thu c tnh ton v trnh by nh th no. Nhng c
gii thch nh sau:
Gi trn gi
Gi trn gi kin ngh khng c cc chi tit h tr. Cc bin i khng xt ti v cng
trnh c hon thnh trong mt thi gian ngn ch cn mt ln thanh ton cho Nh
thu.
Gi trn gi vi danh mc cc t gi
Gi trn gi d thu c km theo danh mc t gi do ngi tham gia u thu chun
b. y c th l mt Hp ng ln trong cc bin i v cc giai on chi tr phi
c xem xt. Nu Ch u t khng c cc ngun t liu chun b Bng khi
lng ca ring mnh th c th s dng kin ngh trn.
Gi trn gi vi bng khi lng
Gi trn gi d thu da trn bng khi lng ca Ch u t. y cng nh trng
hp trc nhng y cn mt Hp ng trong c nhiu bin i c hnh dung
cho cc cng trnh sau khi Hp ng c k kt.
Chi ph c th b
Mt bn c tnh do Bn tham gia u thu chun b c thay th bng gi chi ph
hin thi cho cng trnh c tnh ton theo iu khon do Ch u t t ra. y ph
hp cho mt d n m phm vi cng vic khng th xc nh c khi Hp ng c
son. V d nh vic xy dng li mt cch khn cp mt ngi nh b chy.

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Tuy nhin, nu v mt l do c bit no , cn phi c nhiu la chn hn, th d c

mt thnh phn trong Hp ng gi trn gi phi c nh gi li th phi nh r
mt cch thn trng cc chi tit.
Li ni u ch ra rng dng Hp ng ngn gn c dng dng cho cc cng trnh thi
cng trong thi gian ngn. Nu s dng chng cho Hp ng di hn th phi a vo
Khon 11.1 mt iu mi iu chnh theo s tng v gim chi ph v nhn cng, vt
t v cc th phi nhp khc cho cng trnh. iu khon nh vy cn phi p dng ca
cc iu kin khc ca FIDIC cho thch hp.
11.2

Nu Hp ng lm theo gi trn gi, th cn phi xt ti cch nh gi cng vic nhm

mc ch thanh ton tm thi. Bng cch hon tt Ph lc v Khon 11.1, Ch u t
c th cc Bn tham gia u thu trnh mt d on v lu lng tin mt gn vi
thi im c ngh phi chi tr theo tha thun. Vn ny phi c xem xt li
trong iu kin ko di thi gian ng vi Khon 7.3.
Mt cch khc, vic thanh ton tm thi c th da trn s nh gi cng trnh m cng
c th l thch hp i vi cc Hp ng c nh gi li v cc chi ph c b li.
S thanh ton cng c th da trn cc giai on hon thnh hoc mt chng trnh
hot ng c phn nh gi tr.
Nu lut l hoc cch lm a phng quy nh nh vy th cng yu cu phi c ho
n, trong trng hp ny cn phi np cng vi bn kt ton.

11.3

Khng c quy nh no cho vic ng trc. Nu c th phi c quy nh trong cc iu

kin ring v phi c s bo m ca Nh thu. Cc mu hnh v bo lnh chi tr trc
c th tm thy trong cc iu kin v Hp ng xy dng ca FIDIC.

11.4

Vic khu tr tin gi li i khi c thay th bng mn th chp ca Nh thu i

vi Ch u t. Cng c th ton b s tin gi li khu tr c min sau khi
nm quyn kim sot i vi vic m bo ca Nh thu. D c chuyn g xy ra th
cng yu cu phi c quy nh trong cc iu kin ring. Hnh mu v tin gi li lm
bo m c th tm thy trong cc iu kin v Hp ng xy dng ca FIDIC.

11.5

Vic tr li phn th hai ca mn tin gi li s dng chng nhn rng mi sai st

thng bo u c sa cha xong.

11.6

Ngh rng mi thanh ton s c tnh theo mt loi tin t duy nht. Nu khng phi
l trng hp ny th t l cc loi tin khc nhau s c n nh trong Ph lc v
phi c quy nh trong c tnh k thut hoc cc iu kin ring v cch tin hnh
thanh ton.
Tht hn

12.1

Ch u t c th kt thc Hp ng nu Nh thu tht hn khng tr li cho mt

thng bo hp l l s tm mi cch c th sa li thiu st ca mnh. Phi tha
nhn rng khng phi mi iu tht hn u c th sa cha trong vng 14 ngy. Nu
xy ra s kt thc, Ch u t c th nghim thu v s dng thit b ca Nh thu
hon thnh cng trnh. Tuy nhin cn ch l nu thit b trn cng trng l phi
thu th khng c iu quy nh c bit no cp ti tnh hung ny l khng chc
l Ch u t c th gi c thit b nh vy.

12.2

iu quy nh ny to ra phng thc x l ch yu ca Nh thu i vi vic khng

c thanh ton. 7 ngy sau khi Ch u t tip nhn c thng bo v s chm tr
m phi c lin quan n iu Khon 12.2, Nh thu c th nh ch ton b hoc mt
phn cng vic. Sau 21 ngy s ny sinh s la chn kt thc (Hp ng) nu Ch
u t vn cng quyt khng thanh ton hoc l c tht hn khc Nh thu buc phi
s dng quyn ca mnh kt thc trong vng 21 ngy hoc chu mt. Vn ny l

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nhm ngn nga mt Bn lm dng quyn kt thc trong ng x vi mt Bn khc

i vi phn cn li ca d n.
Nu thit b ca Nh thu l rt cn cho s an ton hoc n nh ca cng trnh, th
Ch u t s buc phi c iu khon tha thun vi Nh thu gi li thit b .
Lut l a phng thng hay bo v Ch u t chng li s thu dn tc thi v bt
cn mi th cn thit. Lut l a phng thng hay bo v Ch u t chng li s
thu dn tc thi v bt cn mi thc cn thit.
12.3

Quyn ca Ch u t v vic gi li thit b ca Nh thu c th mu thun vi quyn

ca ngi chu trch nhim pht mi ti sn hoc ngi qun l ti sn ang tranh chp
xc minh ti sn ca Nh thu b ph sn. Cn thit phi tham kho cc lut l thch
hp.

12.4

Khon ny gip gii quyt nhanh cc khi cnh v ti chnh ca Hp ng, v khng
cn thit phi i cc Bn khc lm xong cng trnh. Bng cch quy nh c th nhng
thit hi c th thanh ton cho Bn b v ly v s tht hn dn ti s kt thc, qu
nhiu s chm tr, gy rc ri v c hi trong tranh chp l c th trnh c. Thng
th chi ph Ch u t phi tr tm Nh thu thay th s cao hn li sut v li ca
Nh thu.
Ri ro v trch nhim

13.1

Cho d Nh thu phi chu trch nhim i vi cng trnh trc lc nghim thu, h
c bo v bi ngha v phi bo him cng trnh theo iu 14 v bi kh nng thu
hi li chi ph ca mnh theo iu 6 nu xy ra mt trong nhng ri ro ca Ch u t.

13.2

c coi nh iu kin bt kh khng mi s kin ngn cn vic thc hin ngha v.

Xem thm nh ngha Khon 1.1.14. Phi c thng bo ngay v s kin ny.
Bo him

14.1

Ch u t phi a ra cc yu cu r rng chnh xc trong Ph lc. Bo him trch

nhim php l cho Bn th ba, cho cng ng thng l bt buc. V cc Hp ng
nh hn dng nh u ri vo cc iu khon bo him ang cn hiu lc ca cc
ngi tham gia u thu (CAR), nhng ngi tham gia u thu, thng c yu cu
phi np cc chi tit v bo him cuc u thu.
Mi yu cu bo him sau ngy ca thng bo ca Ch u t theo Khon 8.2, hoc
ny sinh t cc phn nghim thu ca cng trnh s c bo him bi iu kin
ring. Xin xem thm iu 13.
Nu Ch u t mun ng bo him thay cho Nh thu, cc iu sau ny s c
dng nh iu kin ring thay cho Khon 14.1.
Thay khon 14.1 bng: Ch u t trc ngy khi cng phi ng bo him lin
danh ca cc Bn v hnh loi, v gi v vi cc loi tr nu trong Ph lc. Ch
u t phi cung cp cho Nh thu mt cch chc chn rng mi iu kin yu cu c
hiu lc v ph bo him c tr.
Khon 14.2 v 14.3 s c b nu Ch u t ng bo him.
Cng cn nh rng trong trng hp Ch u t khng ng bo him, Nh thu cn
gi thng bo theo Khon 12.2.
Gii quyt cc tranh chp

15.1

Vic b nhim mt Ngi x l tranh chp ngay t u l c li mc d khng yu

cu ngi phi c mt hot ng no hoc nhn th lao no tr phi v ti khi mt
s tranh chp c giao cho h. Mi s chm tr xy ra l khng trnh khi nu cc

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Bn tin hnh th tc ch tuyn chn Ngi x l khi ny sinh mt cuc tranh

chp. Do vy, ngh Ch u t gii thiu mt ngi hnh ng nh Ngi x l
hoc giai on u thu hoc t lu sau khi tha thun c k kt v vn ny
c tha thun v nht tr cng sm cng hay.
Cn phi thn trng khi dng Ngi x l hoc l ngi a phng hoc t mt nc
trung lp. Mc d l nc x l phi l ngi khng thin v, chi ph tuyn dng
mt ngi no thuc nc th ba c th l khng cn xng nu cn phi Ngi
x l i thm hoc thm vn. Tuy nhin, xt v mt chi ph ph tri v tr cho mt
Ngi x l thc cng minh l mt u t nn khuyn khch...
C l mi quyt nh ca Ch u t hoc ngi i din ca h c kh nng phi
cho mt Ngi x l xem li l nu cn th do mt trng ti.
15.2

Cng tc trng ti khng th c bt u tr phi s tranh chp trc c phn

x. Quy tc v trng ti phi c quy nh trong Ph lc. Quy tc UNCITRAL c
khuyn khch p dng. Tuy nhin nu yu cu cng tc trng ti phi c qun l,
l s trng ti c yu cu v qun l bi mt t chc trng ti, quy tc ca ICC c
th c chn. To n trng ti ICC v vn phng ca n Paris tuyn chn v thay
th cc trng ti, kim tra cc dng thuc mc tham chiu v quyt nh, thung l
gim st din tin v s thi hnh ca cc trng ti. ni m cc quy tc ca trng ti
c a ra la chn, bao gm th tc v b nhim mt trng ti, cp c thm quyn
c ch nh trong Ph lc lm vic tuyn chn phi c thay i phn nh
vn ny. Th d nu chn quy tc ca ICC th thng thng cp c thm quyn
tuyn chn phi c chuyn thnh To n v trng ti TCC. a dim phn x ca
trng ti s c p dng trong cc trng hp cng nh s kho lo ca Bn
chng li.

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49