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bv the filer with the soouse or deoendent children. mark the other higher categories of value. as aoorooriate.
OGE Form 278 (Rev. 0912010)
5 C.F.R. Part 2634
J. Pawlenty
Assets and Income
BLOCK A
MN State Retirement System Deferred
Comp: Vanguard Total Bond Index Ins!
MN State Retirement System Unclassified
Retirement Plan: Growth Share Account
State Retirement System Unclassified
Retirement Plan: Common Stock Account
MN State Retirement System Unclassified
Retirement Plan: International Share
& Reed Growth Fund
& Reed International Two Fund
& Reed Small-Cap Growth Fund
& Reed Value Fund
SCHEDULE A continued
Valuation of Assets
at close of reporting period
IJ.m:ume: type and amount. If"None (or less than $201)" is checked,
other entry is needed in Block C for that item.
Q
Q
Q
= Q
Q
"' "" ....
..
>
0
Other
Income
(SpecifY
Type&
Actual
Amount)
9
Date
(Mo., Day,
Yr.)
Only if
Honoraria
OGE Form 278 (Rev. 09/2010)
5 C.F.R. Part 2634
Do not complete Schedule 8 if you are a new entrant, nominee, or Vice Presidential or Presidential Candidate
U.S. Office of Government Ethics
Reporting Individual's Name Page Number
Timothy J. Pawlenty
SCHEDULER
Part 1: Transactions
None
D
Report any purchase, sale, or exchange by you, Do not report a transaction involving property Transaction
Amount of Transaction (x)
your spouse, or dependent children during the reporting used solely as your personal residence, or a
Type (x)
period of any real property, stocks, bonds, commodity transaction solely between you, your spouse, or Date
futures, and other securities when the amount of the dependent child. Check the "Certificate of (Mo., .
*
"
. . 0 0 -o
transaction exceeded $1,000. Include transactions that divestiture" block to indicate sales made pursuant
"
Oil Day, Yr.) .
'O -o -o
o&
8
&&
lii
'o -o -0 00 00
resulted in a loss. to a certificate of divestiture from OGE.
"@
..c::
-o 0 0 00 00 00
0
"
gq 0 0 o .. c5 00 dd
... 0
"
vid "0
"
Ol
&'l
00 0V) V)0 0
> ....;'ar)
Identification of Assets
"'
-,., ,., -
-"'
C'I,.,
,., -
o;;>
"'. "'
"' "' "'"' "' "' "' "' "' "' "' "'
Example: !Central Airlines Common X 2/1199. X
1
2
3
4
5
* This category applies only if the underlying asset is solely that of the filer's spouse or dependent children. If the underlying asset is either held
bv the filer or iointlv held bv the filer with the spouse or dependent children use the other higher categories of value as appropriate.
Part II: Gifts, Reimbursements, and Travel Expenses
For you, your spouse and dependent children, report the source, a brief descrip the U.S. Government; given to your agency in connection with bfficial travel;
tion, and the value of: (I) gifts (such as tangible items, transportation, lodging, received from relatives; received by your spouse or dependent child totally
food, or entertainment) received from one source totaling more than $335 and independent of their relationship to you; or provided as personal hospitality at
(2) travel-related cash reimbursements received from one source totaling more the donor's residence. Also, for purposes of aggregating gifts to determine the
than $335. For conflicts analysis, it is helpful to indicate a basis for receipt, such total value from one source, exclude items worth $134 or less. See instructions
as personal friend, agency approval under 5 U.S.C. 4111 or other statutory for other exclusions.
authority, etc. For travel-related gifts and reimbursements, include travel itinerary,
dates, and the nature of expenses provided. Exclude anything given to you by
Source (Name and Address) Brief Description
Airline ticket, hotel room & meals incident to national conference 6/15/99 (personal activity unrelated to duty)
10
.
'E
o -o 0
-o
8 .. 8
8 ..
g
&
. .,
6
' . ,., ,., 0
8 :a
'
None CJ
Value
$500 _____
Frank Jones, San Francisco, CA
briefc-;;;e-(persooai frie;d)------------- ------------------------------------
---$350 ____
1
2
3
4
5
------------------- --- ---- ---
OGE Form 278 (Rev. 09/2010)
5 C.F.R. Part 2634
U.S. Office of Government Ethi -- .......
Do not complete Schedule B ifyou are a new entrant, nominee, or Vice Presidential or Presidential Candidate
Reporting Individual's Name SCHEDULE B continued Page Number
Timothy J. Pawlenty (Use only if needed) 11
Part 1: Transactions
Amount of Transaction (x)
Date *,
0
t)
v r?n (Mo., ,
0
_
0
0
_ 8 8 0 8 8 8 8 8 8 B e
_a Day, Yr.) 8 8 8 8 8 8 8 8 8 8 g g g g ] E
u o .g 8 q q q q o o o o o o 8 8 g g g o.. q q !U q t: .
. . ca x 8 > ....: ....: v) an :q > <1) .e;
IdenttficatJOn of Assets A< rJ:l "" "" "" "" "" "" "" "" "" "" "" "" 0 "" "" "" "" "" "" "" 0 "" u "O
1
2
3
4
5
6
7
8 '
9
10
11
12
13
14
15
16
*This category applies only if the underlying asset is solely that of the filer's spouse or dependent children. If the underlying asset is either held
bv the filer or iointlv held bv the filer with or dependent children, use the other higher categories of value, as appropriate.
OGE Form 278 (Rev. 09/2010)
5 C.F.R. Part 2634
U.S. Office of Government Ethics
Reporting Individual's Name
Timothy J. Pawlenty
Part 1: Liabilities
Report liabilities over $10,000 owed to any one
creditor at anv time during the reporting period
by you, your spouse, or dependent children.
Check the highest amount owed during the reporting
reporting period. Exclude a mortgage on your
Creditors (Name and Address)
SCHEDULEC
personal residence unless it is rented out;
None WU
loans secured by automobiles, household
furniture or appliances; and liabilities owed to
certain relatives listed in instructions.
See instructions for revolving charge accounts.
Date Interest Term if
Type of Liability Incurred Rate applicable
'
a
-0 -a -0
0 0 0 0
qo .. qq
V)Q 0 0
-.,... .,... -
"""" """"
......
Page Number
'
12
Category of Amount or Value (x)
*
' 'a
'
'0 0 -0 -0
-0 -0
_a
00
8 o ..
&&
0 0 oct o .. q
o8 qq
0
0 0 00
.... 0 0 0
o ..
0
0 .,... V)Q 0 . .,...
- N
('IV)
.,... -
o;;;;
-.,... "' N
""""
"""" """" """"
""""
Examples: DC ______ ________
- J!Jo..,-
25 yrs.
1---
X
---
1---
on demail"d-
-- -- ---- --
John Jones, Washmgton, DC Promissory note 1999 10% X
1
2 '
3
4
5
* This category applies only if the liability is solely that of the filer's spouse or dependent children. If the liability is that of the filer or a joint liability of the filer
with the spouse or dependent children mark the other higher categories as appropriate.
Part II: Agreements or Arrangements
Report your agreements or arrangements for: (1) continuing participation in an of absence; and (4) future employment. See instructions regarding the reporting
employee benefit plan (e.g. pension, 401k, deferred compensation); (2) continuation of negotiations for any of these arrangements or benefits.
of payment by a former employer (including severance payments); (3) leaves
None c:::J
Status and Terms of any Agreement or Arrangement Parties
E
1
. I Pursuant to partnership agreement, will receive lump sum payment of capital account & partnership share
xamp e. calculated on service performed through 1/00.
Doe Jones & Smith, Hometown, State
1
Defined contribution retirement accounts (also listed on Schedule A) Minnesota State Retirement System, Saint Paul, MN
2
Defined benefit pension plan with various options for payment frequency and amounts Minnesota State Retirement System, Saint Paul, MN
3
Pursuant to Letter of Agreement, may receive payment for speaking engagements, to be negotiated on an individual basis Leading Authorities, Inc., Washington, DC
4
Contracted for a speaking engagement for a net honoraria of $22,000 on 10/27/11 Leading Authorities, Inc., Washington, DC
5
Contracted for a speaking engagement for a net honoraria of $12,000 on 11/29/11 Leading Authorities, Inc., Washington, DC
6 Publishing agreement(Courage to Stand) with Tyndale House Publishers, Inc. Will receive potential royalty payments
customary from Tyndale House Publishers Inc.
Tyndale House Publishers, Inc., Carol Stream, IL
-a 0
0 0 0
ctct
g
88
o .. q
V)Q
('IV)
""""
-- --
Date
7/85
1/93
1/93
9/10
5!11
6/11
5/10
I
005 Form 278 (Rev. 09/2010)
5 C.P.R. Part 2634
U.S. Office of Government Ethics ...
Reportmg Illilivloual's-Name
Timothy J. Pawlenty
'
Part 1: Positions Held Outside U.S. Government
Report any positions held during the applicable reporting period, whether
compensated or not. Positions include but are not limited to those of an officer,
director, trustee, general partner, proprietor, representative, employee, or
Organization (Name and Address)
Examples: N_Y_;;. _______________
Doe Jones & Smtth, Hometown, State
1 State of Minnesota (includes state boards and State Exec Council) - St.
Paul, MN
2
National Governor's Association- Washington DC
3
Hunt Institute - Durham, NC
4
Achieve- Washington DC
5
Education Commission of the States - Denver, CO
6
Strategic Management of Human Capital Task Force- Madison, WI
SCHEDULED
consultant of any corporation, firm, partnership, or other business enterprise or any
non-orofit organization or educational institution. Exclude oositions with religious.
social, fraternal, or political entities and those solely of an honorary nature.
Type of Organization Position Held
1- ____________
Law firm Partner
Governmental Governor
Non-Profit Vario1,1s positions including chair
Non-Profit Board Member
Non-Profit
Various positions including co-
chair
Non-Profit Chair
Non-Profit Task Force Chair
Page Number
13
Nonec:J
From (Mo., Yr.) To (Mo., Yr.)
6/92 f- _ _
-------
7/85 1100
1/03 1/11
7/03 7/10
5/06 Present
11/05 11/09
7/08 1/11
1/08 12/09
Part II: Compensation in Excess of $5,000 Paid by One Source
Do not complete this part if you are an
Report sources of more than $5,000 compensation received by you or your non-profit organization when you
Incumbent, Termination Filer, or Vice
business affiliation for services provided directly by you during any one year of directly provided the services generating
Presidential or Presidential Candidate.
the reporting period. This includes the names of clients and customers of any a fee or payment of more than $5,000.
corporation, firm, partnership, or other business enterprise, or any other You need not report the U.S. Government as a source.
NoneD
Source (Name and Address J Brief Description of Duties
lDoe Jones & Smith, Hometown, State Legal services .
I
Examples: MetroUnive;ity (cli;nt ofDoe siiiith),-Moneyto;n:State------ legal services in coiiiiectiOn with ti"niVe;sity comtruCtion - - - - - - - - - - - - - - - - - - - - - - - - - - -
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2
3
4
5
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