Professional Documents
Culture Documents
Repo,t
in Government
1/2010
(5 U.S C. app..~.~
3. Date of Report 04/2812010 6. Reporting Period 01/01/2009
I. Person Reporting (last name, first, m,:dd! mmal) White, Jeffrey S 4. Title (Article ]lI judges indicate active o: semor s~atus; magistrate judges indicate full- or part-time)
[] lmtml
[] Annual
[] Fmal
to 12/31/2009
5b. [] Amended Report 7, Chambers or Office Address 8. On the basis of the mformat~on contained ill this Report and any trmdificattons pertaining thereto, It is, in in). opinion, in comphanc with applicable laws and regulations. Reviewing Officer Date
U.S. District Court, Northern District of Cahf 450 Golden Gate Avenue
San Francisco, CA 94102
IMPORTANT NOTES: The in,structions accompanying this form most be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
II. AGREEMENTS. ~,~,,,,,~ i~a~,a,~t ,,.o.; ~o~ ~,~ + z.+6 ,,/~t++s ~ ........ "tiong)
NONE (No reportable agreemenfs )
DATE
I
..
.~ ..... .... fP
Reporting
Da,e of Repot,
White, Jeffrey S.
04/2812010
IIl. N ON-INVESTMENT INCOME. (Reporting indivtduttl and spou, e; see pp. 17-24 of filing instructioro.)
A. Filcrs Non-Investment Income
NONE (No reportable non-investment income.)
DATE
I. 2009 2 3 4
INCOME
(yours. not spouses) $ l I, 184 00
B. Spouses Non-Investment Income - If you were married durtng any portlon of the reporting.Fear, complete tht~ sectton.
(Dollar ~motmt not ~ equm.d e.vcepl for honorat tu )
DATE
1 2. 3 4
LOCA~QN
PURPOSE
o4/28/2olo
$300.00
VI. LIABILITIES. a,a~a,~ ,,o,~ o1"~p ...... a depend .... hildren; see pp, 32-33 of filing instruc ...... )
NONE ~Vo reportable liabilities.) CREDITOR I. 2. 3. 4 5. ~ESCRIPTION VA~ COD~
Page 4 of 1 2
VII. INVESTMENTS and TRUSTS - ~o~,e, va,,~, ,,~.~ a~,~ ,~o~ ~f ~ ..... ~ ~ ~.~; ~ ~ 34.~o of ~,~ ~.,~,~o~V
~ NONE (No reportable income, assets, or transactions.) A Description of ~s~ts (mchtdmg I~t assets) Place {XY after each asset exempt lrom prior d~sclosur ..... 1 "~ 3 4 5 6. 7 8 9 10. I1 12 13 14. 15 16 ISIIARES MSC1 Eafe Index Fund GMAC 0% Bond (formerly GM Carp Bond) ISIIARES DJ US Basic Materials ISIIARES Goldman Sach Tech 1 ISHARES US Consumer Noncychc ISHARES US Consumer Cychc ISHARES DJ US Energy Sector ISllARES DJ US Financial Sector ISHARES DJ US llealIhcare Sector ]SIIARES DJ US Telecommunications ISi lARES DJ US Ut~ht~es Sector Consun~er D~screctionary Sector SPDR Con.~ulner Staples Selecl Sector SII)R Trnst[ Financml Select Sector SPDR Hcallh Care Select Sector SPI)R Industrial Select Seclor SPDR Technology Select Sector SPDR A A B A B A A B B A B A A B B [ [[ B. Income during repo~mg pert~ C G~ value a~ ~d of repo~mg peri~ Value C~e 2 (J-P) Value Method Code3 (Q-W) T T T T T T T T T T T T T T T T T Buy (addl) Sold (part) 05/05;09 04/30/09 J K Bu> (addl) 05/05/09 J Ty~e (e g buy, sell, rcdcmpnon) D
Transactl~s durlllg reporting peri~
. AmountT~e (e 8~] , ~ C~e I ~ dry , renl, = o .... ) ?-II) A Dividend None Dividend Dividend Dividend Dlwdend Dividend Divtdend Dividend Dividend Dividend Dividend D~v~dend D~wdend Dividend Dividend Dwidend
K K K L L K L K L K K K L K K L L
Date of Report
White, JeffreyS.
04/28/2010
VII. INVESTMENTS and TRUSTS - ~,, ....... ~,, ...... ,;o,~ (Includes ~hose of sp ...... d dependent children; see pp. 34-60 of filing in~ucrion.~o)
D NONE (No reportable income, assets, or transactions) A Descripnun of Assets 0nludmg l~Ll~;t aSSC~tS) Place "(X)" after each assel from prior dtsclosure g I ncome dunng reporting period Type (e.g, div, rent, or mr ) C : Gross value at end i ofrcpoamgpenod Value Code 2 (J-P) Value M~thod Code 3 [ Type (e g, buy, sell, I redemption) I D Transactions during reporhng period
Code (A-I J)
~ Date !mm!d~yy
Legg Mason Clearbridge Diverstfied Large Cap Growth Fund ISHARES - S&P Euro 350 Index Oppenheimer Intl Diverisfied Fund Class A Oppenheimer Global Fund Cla~ A Oppenheimer Mare Street Oppo. Fund Class A Oppenheimer Main Street Oppo Fund C.lass B Oppenheuner Mare Street Small Cap Fund Class B Oppenheimer Select Value Fund CI A Oppenheimer Equily Fund Class A Schwab Advisor Cash Preimer Sweep Schwab CalifTax Free Fuod Sweep SPDR Homebuilders ETF ~Shares Dow Jones U.S Real E~tate Index Citibank MLD fund Linked to S&P 500 Ally Bank CDs (thnnerly GMAC) Claymore/BNY BRIC EFT Californm St F.conomic Receovery CA GO 5 25%
A A A A A
J K J K J
See Note 1
See Note 2
A A A A
J K J J
A A A C A A
J J
T T
Buy (addl)
04/09/09
04/30/09 (MI17/09
} K
2 Value Code~
J -Sl5,0fl0 or
NONE (No reportable income, assets, or transactions.) A Description of Assets (including trust asscls) PI~c "(X)" after each asset exempt from prior __ 35 36 37. 38. 39 ,40 41 42. 43 44 45. 46 47 48. 49 50 51. Citigroup IRA # 2 Iformerly hsted as C~tibank) A ]nt./Dtv. K T C~tigroup IRA # 1 (formerly listed as Ctticorp) -MFS To/a! Return Fund A -Legg Mason Clearbrtdge Fundamental Value Fund Class B -Goldman Sachs Bank USA CDs -Cit~bank NA South Dakota Bank Deposit Program (x) -Legg Mason Clearbridge Fundamento Value Fund Class A Spmoff tfrom hne 46) See Note 1 D Int./Dry. M T Omck Investments 2000 LLC Pollock Montgomery Washington Tower Investors I1 Parlnersh~p Intercarp L~m~ted Partnership Lincoln Financial Annuity - [.~ncoln VIP Moderate Profile Lincoln Financial Anmnty - Lincoln Choice Plus Pollock 2007-2008 Independent Investors, LLC A A A A Ini./Div. lnl/Di,, lnt./DP None None Int./Div. M N K T T LI J K U U Closed 12:31/09 K Cahforma St CA GO 5% B Ino1II during reporting period Amount Type Code d~v.,rent, or int) ii (A-H) [ A Interest ~ C. Gross value at end _/. of reporting pcnod Code2 (J-P) Method CMe 3 (Q-W) T buy, sell. rcdcmpuon) D Transactmns during reporting period
(-?T-I-i3) --~.~) -~ - ib --,~mm/dd/yy Code2 ] L~vdel ! ~ (JP) I (A-H) ;I Buy 04q 7/09 K . ,~ i bu)cgscllcr {~fpnvate ~ransacuon)
Date of Report
Page 7 of 12
I
/ [ "l ransacnons d~ng rcpomng period [ buy, sell, redcmpl)on) I m~d&~ ) C~e 2 [ (J-P) ~ Codc I (A-H) ~ buyer/seller 0tpnvalc
V II. INVESTMENTS and TRU STS - ~,.o,~,, vo~. ,, .... ,~o.~ a.~t~d,~ ,~o~ o~ ~ ~,~,,~, ,*i~,,~;,~ ~. ~4-~o o~i~ i~,~,~o~.~
NONE (No reportable income, assets, or transactions) Description of As~ls (including t~st assets) Income d~=ng reposing period Gross value at end [ ofrepoRmg penod Meth~ I Code 3
~ Code 2 (]_p)
-MFS To~l Return Fund A -Leggs M~on Clearbfidge Value F~d Cl~s B -GE Money B~k CD -Cit~bank NA South Dakota Bank Deposit Program (x) -Legg Mason Clearbridge Value Fund Class A Spinoff (from line 53) l SeeNote 1
Charles Schwab - IRA Rollover (formerl3, listed as 401 -Schwab Adviser (_:ash Premier (Formerly, Money Market Fund) -Chase Manhattan Corp Bond
hit IDly.
P1
Redeemed Redeemed
02/15/09 11/I 5/09 01/12/09 02/09/09 03131/09 01/15/09 03/15/09 01/15/09 06/15/09
K L K L M K L L K B
-Ford Motor Cred(l Note -Cit~group Inc -Coca-Cola Enterprises -JP Morgan & Co Corp Bond -Inlemahonal Lease Finance Corp -Morgan Stanley -Target Corp
~/28/2010
NONE ~o reportable income, assets, or transactions.) D~scnpl~on of Assels (mchzdmg~stassets) ~ Gross value at cad [ [ ofrcpo~ingpen~ ~l ~ Cod2 ~ (J-P) Method Code 3 ] (Q-W) buy sc , rcdemptmn) Transactions d~mg c~aing p~nod m~d~yy ~ Cod~ 2 Code I buyrlso lc~ I, I
.... ~ ~
t ......... ) _ _L ..........
69. 70. 71. 72 73. 74 75 76 77 78 79. 80. 81. 82 ~3, 84. 85.
-Financml Select Sector SPDR -Goldman Sachs Group Inc Bond 4.5% -lndm Fund, Int -Industrial Select Sect SPI)R -ISHARES FTS~,Nmua China 25 -3P Morgan Chase anti Co Bond -Bellsouth Cap Funding -ISHARES - MSC] Australia Index -ISI IARFS - MSCI Canada lndcx -ISI-IARES - MSCI EAFE Index Fund -ISI-tARES- MSCI Emerging Markets Inde~ -ISIIARES- MSCI Japan Index -ISIIARES. MSC~ Malaysia Index -ISHARES - S&P Europe 350 Index -IS|tARES - S&P Latin America 400 Index -ISltARFS - Global lnduslnals -Phoenix Co 7 45% Preferred
] 04/28/2010
Date of Report
While, JeffreyS.I
VII. INVESTMENTS an d TRUSTS - in..o~,~o val.e, , ...... ,io,~ (Includes tl, ose of sp ...... d dependent children; seegl,. 34-60 of filing
NONE 6Vo reportable income, assets, or transactions.)
[--I
A
Description of Assets (including trust a~,setg) Place "IX)" after each a~sel exempl from prior dlsclosttre
i~
Income during n.port,ng period Amount ~ T)~c ~e g, Code I div, rent, (A-H) or mr) I
C
Gross value al cad of reporting period Value Code 2 (J-P) Value Method Cede 3 (Q-W) Type (e g, buy, sell, redemption)
D.
Transactions durtng reporting period
,
[ ]denuty of buyer/sellt:r (if prival trau~aetion)
86.
87.
88. 89. 90 91 92. 93 94. 95. 96. 97. 98 99 100 101 102
-Dtsney (Walt) Company 6.375% Bond -Du Pont de Nemours 6 875,6 -General Electric Cap Corp 5.25% Bond -General Electric Capital Corp 6% Bond -Geneeral Electric Captial Corp,l.8% Bond -Goldman Sachs Group Inc 5.45% Bond -Hewlett-Packard Co 5.25% Bond -Honeywell International 6.125% Bond -PepsiCo lnc 4 65% Bond -Vcn:,on Communications 4.35%Bonds -Wells Fargo & Company 6.375% Bond -Du Pont de Nemours 5.00% -California St CA GO- Taxable 4 85%
03/10/09 L I0/].5/09 K
Buy Buy
02."10/09 10/09/09
L L K
I
hildren;
~ Date [ Value[ Gain [m~d~ Code 2 ~ Code I ~ ~ .... ~ 04/03/09 L 02q0/09 03/12/09 02/09/09 03/23~09 03/24/09 04~07/09 ]f10/09 L L L K L
Buy Buy Buy (addl) Buy Buy Buy Buy (addl) Buy
~ i
04/28/2010
[~
! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provislon~ permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Sign
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FAI AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
BE SUBJECT TO CIVIL
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosurc Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544