Professional Documents
Culture Documents
1. Person Reporting (Ins name, first, m ddle initial) Owen, Priscilla R. 4. Title (Article III judges indicate active or senior status: magistratejudge~ indicate full- or part-time) U~S. Circuit Judge- Active 2. Court or Organization Fifth Circuit Court of Appeals 5a. Report T)~e (ei~eck appropriate type) [] Nomination, [] Initial ~ Date ~ Annual [] Final
aepo,t Required by the Ethics in Government Act of 1978 (5 t~.s.c, c,pp. ,~ Io1-11I)
3. Date ~f Report 05/! 3/2010 6, Reporfing Period 0t/01/2009 to t 2/31/2009
5b. [] Amended Repor~ 7. Chambers or Office Address Homer Thornberry Judicial Bldg 903 San Jacinto Blvd,, ILm 434 Austin, Texas 78701 8. On the basis of the information contained In this Report and any modifications pertaining thereto, it is, in my opinion, in compliance ~ith applicable laws and regulations. Reviewing Officer Date
IMP OR TAN T NO TES: The instructions accompanying this form must be foI!owed. Complete all parts,
checking the NONE box fi~r each part where you have no reportable information. Sign on lastpage.
H. AGREEMENTS. ~,~o~n~g
~ NONE ~o reportable a~eements.) DAT~ 1. 2009 PARTIES A~ TE~MS
~:
..
~~
State ofqexas Employee Retirement System, Judicial Retirement Plan System I1; age 65, 50% of sta~e salary paid TX Supreme Co~ justice or 40% at 60
Owen, Priscilla R.
Date of Report
o~,q3/2o~o
I Ow~n, Priscilla R.
II1. NON-INVEST1MENT INCOME. (Repo,i,,, i.d~.id.o~ .,aspo.se; ~ee ,~. I7-24 of filing instructiotrs.)
A. Filers Non-Investment Income NONE (No reportable non-investment income,) DATE SOURCE AND TYPE INCOME (yours, not spouses) $329,00
I, 2009
2. 3. 4.
B. Spouses Non-Investment Income - if you were married durlng any portion of the reportlng year, complete this sectiot~
(Dollar amount not required except for honoraria.) [~ NONE ~0 reportable non-investment income.) DATE i. 2. 3. 4. SOURCE AND TYPE
2. 3. 4. 5.
Page 3 of 13
Owen, Priscilla R.
05/13i2010
[~
1. 2. 3, 4. 5,
VI. LIABILITIES. rt,,a,,a,s those o~" sp ...... d dependent children; .see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4. 5. DESCRIPTION VALUE CODE
VII. INVESTMENTS and TRUSTS - ~, ....... t~e, trat~actlons (Incl,,des those of sp ...... d dependent children; see pp. 34-60 o/filing i,utructions.)
NONE qVo reportable income, assets, or transactions.) De~ription of Assets (including ~st as~ts) Place"tX)"~ ..... h~set ~ Gross value at end ~ ofrepoaing period [ Va~e ~ (3-P) [ Value [ Code 3 [ T~e(e.g., Transactions during ~po~ing period
ld~ti~of
: redemption)
1. 2. 3.
Dividend
[
,
4. "
Redeemed 5/19,.09 J (P~) Redeemed (paa) Redeemed 6/05!09 6115i09 7~17/09 8i20/09 9117/09 10/t6/09 11/16/09 12/I 5/09 1/06/09 2/0~/09 3/04/09 3/30/09 J J J J J J J J J
~)
Redeemed (pan) Redeemed Redeemed (pa~) Redeemed (pan) Redeemed Redeemed (part) Buy (addl) ~ Buy (addl) Buy (addl) ~ Buy (addl)
16. 17.
Date of Report
O~cn, Priscilla R.
05/13120t0
VII. INVESTMENTS and TRUSTS - income, value, transactions (Incltides those of sp ..... and dependent children; see pp, 34-60 of filing instructions,)
NONE (No reportable income, assets, or transactions.) Description of Assets (including mast assets) Place "(X)" aft .... h asset l~,eome during " reporting period Gross value zt end ~ i of reporting period Value t Value ~ (I-P) Type {e.g.. Transactions during reporting period
[ Date !
,, redemption) i {Q-W)Cede 3 Buy (addl) Buy (addl) Buy (addl) Buy (addl)
22, 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. [ 34 T Rowe Price Mid-Cap Growth Fund Vanguard Index 500 Fund 1/8 interest surface CounU, Texas 1/12 mineral nteresl County, Texas Matagorda Matagorda A B None Dixddend Rent None J J L 3~ T T W W Buy 9/29/09 J
J J
(addl)
Buy (addI) Buy (addl) Buy (addI) Buy (addl) Buy (addl) 10/2/09 11/03/09 12/0Z/09 12/16/09 12/29i09 J J J J
F *$50.001 - $100,000
G =$100,001 - $1.000,000
Page 6 of 13
Owe., ~iseina R.
05/~3/2010
VII. INVESTMENTS an d TRUSTS - income, value, t ..... ctiona" (Includes those o/sp ...... d dependent children; see pp. 34-60 off!ling instroctions.)
[] NONE (No reportable income, assets, or transactions.) Description of Assets (iucludiug wast assets) Income during ~~port ng period Gross value at et~d of reporting period Transa~:rions during reporting period
I (A-H) ~
or int.)
(J-P)
r~dem~tion)
(J-P)
(A-H)
(ifp~vnte
35. 36. 37, 3& 39~ 40. 41. : 42. 43. ~44. ~45. 46. ~ 47. 148" 49. 50. 5 I.
~ Ma~agorda , Matagorda
Rent None
K J J J J J J J J J K
land Matagorda Count, Tex~ net royaltv.0~0779 (Apache), Ma~gor~ Counb, Texas net royalty .0016627 (Unit) Matagorda County, Texas 7/24 mineral ira. ~Holliman)}~, Malagorda Cry, TX .............................. ~oyalty or mine~l interests in Matagorda, Br~ofia, Ctg.,TX *ash, Community Bank & Tms~ easg, Ch~echecking cash, Chase money marke~ Federated P~me Obligation (IRA)
A A A B
""
A --$1.000 or less
I~ =$1,001 - $2.50)
D .:55,001 - $15,000
kl ~Book Value
V ~Olher
W =Estimated
Da,e of Report
Page 7 of 13
o,e.. Priscilla R. [
05/13/20t0
VII. I]NVESTMENTS and TRU S TS - ineo.,e, ~t.e, ,r..~eao.s (Includes those of spo ..... d dependent children; see pp. 34-60 of filing i~uc6o~)
NONE (No reportable income, assets, or transactions.)
D~ription of A~ets (iucludlng ~st as~ts) Place "(X)" an ..... ~set h exempt flora pfior~losure J Incame during reposing ~riod Gross value at ~d of reining ~riod Value C~e2 (J-P) Vah~ Me~od C~e3 T~e (e,g., buy, sell, redemption) Tr~saetions during reporting p~od
52.
Redeemed
5/28/09
(paa)
53. 54. Redeemed Redeemed (paa) Redeemed 6/05/09 6/15/09
K J
55. 56.
57. 58,
9/17/09
(P~
59. 60, R~deemed 10/16/09 Redeemed
(p~)
10/2/09
Redeemed
(pan)
10/22/09 10/28/09
I 1]09/09 I I / 16/09 12/09/09
K K
K
Redeemed
(pan)
Redeemed
(pag)
Redeemed
(pa~)
~
66,
Redeemed
(p~) (pan)
Buy
:
167
Redeemed
12/15/09
1/02/09
VII. INVESTMENTS and TRUSTS - ~o~,, v.t.~, t ....... ao.s (Includes those of sp ...... d dependent children; see PI. 34-60 of filing instructions.)
NONE (Aro reportable income, assets, or transactions.)
Description uf Assets (including trust assets) Place "(X)" after each a.;set .... ptfrompriordJsclosure i 69. i [ income during reportiug period Gross value at end of reporting period Value Code2 (J-P) Value Meth,..~t Cod3 (Q-W) Type (e.g., buy, sell .... redemption) i t Buy (addl) Buy (addl) Transactions during reporting period
70. 71.
1/23/09 2/02/09
J J
(addl)
72. 73. 74. Buy (addl) Buy (addl) Buy (addl) Buy (addi) Buy
Buy
2/04/09 3/04/09
J J
3!09/09 3/13/09
75. 76.
(addl)
77. 78. 79. Buy (addl) Buy (addl)
J J J
(addt)
80. 8 l. 182. Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addq) 85. Buy (addl)
Buy
J J J
K K J
183.
6125/09
L Income Gain Codes: 2. Value Codes (See Coluams CI iw, d D3) 3. Value Me~h0d Codes (See Coh~mn C2)
B -~1,001 - $2,500 K =$15.001 - $50,000 O =$500,001 - $ 1,000,000 R -~Cost {Real Eztate ~ly) V =O~ber
E =$15,001 - $50,000 ~
Am?u~t [ Type (e.g., ] Value Code. 1 I div., rent, I C~e 2 (A-H) ~ or int.) [ O-P)
T~e (e.g.,] Date ] Value G~n buy, ~11, tm~d&~ ] Code 2 Code 1 redemption) [ ~ (J-P) (A-~
86, 87.
Buy (addl) Buy (addI) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy
7/02!09
7/30109 8/04i09
9102]09 9/24/09
91.
9/29/09 10/2109
J K J
95. 96.
12/02/09
97. 98.
(addl)
Buy (addl) Buy (addl) None K T Sold
10/2/09
(pan)
I, Income Gain Codes: (See Colurans BI and D4) 2. Value Codes (See Coluralts CI and D3)
A =$1,000 or less F =$50,001 . $ 100.000 J ~$15,000 t~r less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
[I =$1,001 - 52,500 G =$ 100,00 t - $ 1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R --Ccx~t (R~al Estate Ol~ty) V =Other
C=$2,501 - $5,000 I-I 1 =S 1.000,00 ~ - $5,000,000 L =$50,001 - $ i 00.000 PI =$1,000,001 - $5,000,001) P4 =More than $50,000.000 S =Axsexsm~n{ W ~Estimated
D =$5,001 - $15,000 H2 = More th~.n $5,000,000 M =$ 100,001 - $250,000 P2 ~$5,000,001 - $25,000,000 T =Cash Market
E =$15.00I - $50,N10
05/13/2010 1 VII. INVESTMENTS and TRUSTS - i.,.o.,~, ~.t.e, , ..... ,io.s (Includes those af sp ....... d dependent children; .see pp. 34-60 of filing igstructions.)
[] NONE (No reportable income, assets, or transactions.) Description of Assets (it~eluding ~rust assets) i i Income during reporting period t Gross value at end I of reporting period I ~ Transactmns dunng reporting period
Date of Report
owe., Priscilla a.
I buy,~tl, I redemption)
Imr~~,V;y/Coae2
~ (J-P) ~ (A-H) (if private
t03. 104. T Rowe Price Blue Chip Growth Fund , 105. T Rowe Price Mid-Cap ~rowth F~md (IRA) 106. T Rowe Price Equity Income Fund :1 107. Vangumrd Index 500 Fund (IRA) 108. Fidelity U.S. Bond Index Fund (401K) 109. 110. Vanguard Total Stock Market Fund (IRA) Vanguard Developed Mkts Index Fund A A A A A A A A A B None None Dividend None Dividend Dividend Dividend Interest Interest Interest lnteresl Interest lnteresl Sold A Interest J J L J T T T T K K L T T T Sold None K T
K K K K. 13
Buy S~td
12/28,;09 10102/09
11 I. Dodge & Cox lnternatianal (IRA) 112. Federal Home LN MTG Corp MTN NOTE 5.0% 1/30/14 (IRA) 113. Federal Farm CR BKS Global DEB 2.84% 114. Federal Farm CR BKS Global DEB 2.375% IW30/! I {IRA) 115, FED Home LN Bank 3.9~% 3/131!2 (IRA) 116. Federal Home LN MrG Cor~ MTNF 4.35% 1/22113 (IRA) 117. Federal Farm CF BKS Global DEB 3.050% 2/06~13
I lnco~ne Gain Codes: (Set Columnn BI and D.I) 2. Value C,xles (See Columns CI and D3) : i 3. Value Method Codes 1. (See Coltunn C2)
A =$1,000 or tes.~ F =$50,001 - $1 tl0.000 J =$15,000 or less N =$250,001 - 5500 000 P3 =$25,000,001 - $50,000.000 Q =Appraisal U =Book Value
t3 ~.$ I,O0~ - $2.500 G =$100.001 - $ 1.000.000 K =$15,001 - $50.000 O =$500 001 - $ I 000 000 R =Cost {Real Estate Only) V =Cnher
C =$2,501 * $5.000 111 =$ 1.000,001 - $5,000.000 L =$50,001 - $100.000 P] =$1 000 001 - :~5 000 000 p4 =More than $50.~00,000 S =Assessment W =Estimated
D =$5,01)1 - $!5,000 }12 =More than $ 5.000,f100 M =$ I00,001 - $250,0(~O P2 T ~Cash Mazket
E =$15,001 - $50.000
Page 1 t of 1 3
o,~e,, Priscilla R.
05/13/2010
VII. INVESTMENTS and TRU STS - i .... ,, value, transactions (Inctu&s thosi~ of sp ..... nd dependent ehltdren; see pp. 34-60 of fittng instructions.)
NONE (No reportable income, assets, or transactions.)
DescripI:ion of Assets (including trust assets) Place "IX)" atter each asset exempt fromprior disclosure Income during reporting period Amoum , Type (e.g. Code l t di ........ , (A-iI) I orint.) Gross value at end of ft.-porting period Value Code2 IJ-P) Value / Type (e g, Method ! buy, sell, ! redempIior) i Code3 Da e mn~dd/yy [ Va ue | Gain I Code2 I Code l / [ (J-P) |(A-tl) ~ Identity of buycr/set,er (ifprivate
!20.
Sold None
11130/09 I0128/09
K K
L K
T T
Buy Buy
Interest
6/15/09 12/09/09
K.
123. FNMA StrNt 2% i2/9/16 t24. FNMA StrNt 4% t0/22/24 12~, Vanguard Short Term U.S. Treasury Portfolio 126. Vanguard Fixed Income Sees Fond Incinc Short Term Govt Bond 127.
K K
T T
Buy Buy
K K
10i22/09 10/02/09
K K
T T
Buy Buy
K K
None
10/02/09 l 1 I09/09
128. Vanguard Strategic Equity (IR~) 129. 130. National Covenant Properties-- CD
Sold A Interest ~ T
12/28/09
I. Income Gain Codes: ISce Columna B I and D4) 2. Value Codes (See C0[urans Ct und D3) I 3. Value Mefllod Codes
A ~$1,000 or less F =$50,001 - $100,000 J =$15.0~) t~r less N =$250.001 - $500,000 P3=$25,000,f~)l - $50,000,000 Q =Appraisal
B =$1.001 - $2,500 13 =$l 00,00I - $1,000 000 K =$ t 5.001 - $50.000 0 =$500.001 . $1,00O,0~O R --<;eSt (R ca[ Es role Only)
C =$2,501 - $5,000 H I =$1 000 0~1 - $5 000 009 L =$50,091 - $ 100 000 PI =$1 ,(X~,00} - $5,000.000 P4 =More than $50,000,000 S "~Asse,~sment
D ~5,001 - $15,000 |]9 =More than $5 000 000 M =$100 001 - $250 P2 =$5,00/2,.001 - $25,000,0~0 T ~C~h Market
Page 12 of 13
ow~n, Priscilla R.
05/13/2010
Date of Report
Owen, Priscilla R.
05113/2010
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my kno~,ledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of girls which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Si.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND ~VILI~dLLY FALSIFIES OR FAILS TO FILE THIS REPORT ~IAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C, 20544