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FINANCIAL D ISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Court or Organization WEST VIRGLNIA SOUI-HERN 5a. Report Typ~ (check appropriate type) [] Nora inatior~ Dal~ [] Annual [] Final

Report ~e~ir~d by a,~ Et~,,:~


(J v.s.c, o;p. fig 101-~1~)
3, Dat~ of Report 4115/2010 6. Reporting P*riod 01/01/2009 to 1~31/2009

in GovernmentAct of 1978

I. P*r*on Reporting (lazt norse, f~st. rnidd!e i:,itia0 FABER, DAVID A. 4. Title (Article 11I judges indicate active or senior storm; magisL-ate judge:; indicate full- or part-time) SENIOR U.S. DISTRICT JUDGE

[] Initial

Sb, ~ Amended P~po~t 7. Chambrx or Ollice Address P.O. BOX 4278 BLUEFIELD, \W 24701 8, On the basis of the information Contained in thix Report and an) modifications pertaining lhereto, R is. in my opinion, in tom plianca with applitabla law~ and regulations. Reviewing OffiCe r Date

IMPORTANT NOTES: T~,e instructions accompanying thlx form mu~t be follo~e~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

II. AGREEMENTS. (Reporting ind~,,idual onb,; ,,, pp. 14-16 ol" fi6n~ instructionr.)
[~] NONE (No reportable agreements.) DATE 1. PARTIES AND TERMS

Faber, David A.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

11 I. N ON-INVESTM ENT INCO M E. mpo~,g i,~, ~ d w ....


A. Fliers Non-Investment Income NO~ (No reportable non-invesonent income.)

; see pp. 17-24 of fillng i~struclions.)

DATE
1. 2. 3.
4.

SO~CE ~ TYPE

~NCO~

B. Spouse~ Non-tnveshncn~ Income - ~[~,ou wermarried~6ng~yportion of the repo~ng year, ~mpletetkisxec6on.


(Dollar amount not required except for honorary)

~ NONE (No reportable non-invesOnent income.)

SOINCE ~ TYPE
I. 200~ 2. SMaW ~ lea~her, Me~er County, We~t Virginia B~d of Educatlon

3.
4.

IV. REIMBURSEM ENTS --,r~,.po~t~o..


(Includes those to xpou~ and dependent ~hiM~n; see pp. 25.27of filing

NONE (No reportable reimbursements.) SOlaCE


1. 2.

LOCATION

P~OSE

ITEMS PAID OR PROVIDED

3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

N~.,ofV .....

Reporting l Date of Repo!!

FABER, DAVID A.

4/15,2010

V. GI~S. ~,~,~ ~o~, ~o ~p ...... d dependent chil~en; see pp. 28-31 of filing in~ruct, on~.)
NO~ (No reportable g~s.)

SO~CE
1. 2. 3. 4. 5.

DESCRIPTION

VAL~

VI. LIABILITIES. a,~,,,~,~ a,o, oI~ ..... a ,~e~,e,,ao,,t d, Uar~; ,, ~,p. s2-ss ./:~ i~.~.~,io~
NO~ (No reportable liabilities.)

CREDITOR
1.

DESCRIPTION

V~ CODE

2. 3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 7 VII. INVESTMENTS and TRUSTS -i


{~

~ABEa. DAVm A.

4/~ sJ2010

NO~ (No reportable income, assets, or transactions.)

A.
De~riplion of Assets (i~cluding t~st a~s) P~ce "~" after each ~set ~cmpt from prior d~c[~sme

~.
O)
~o~t Code ] (A-~

c.
(~) (1)
Code 2 (J-P) Me~od Code 3

D.
T~actions d~ing reporting ~riod

Income d~ing Oro~ value at end [ re~g pcri~ ef re~rt~g ~riod Ty~ div, renk ~ rot,)

buy, sell, redemption)

mm/d~/yy Code 2 Code I (J-P) (A-H)

buyer/seller (if private

1. 2.

Smi~ Barney Citigroup ~A Bank Deposit Program


Common Stocks:

DMdend

4. 5. 6.

i~--I BAC i~GN ~BMY

Sold

4/7

8.

~ H~T

Sold

8/24

9. ~CL
10. ~ SEIC

1L--71SE~C
~2. ~vz
13.

)4. ~csco
15. ~CAG
16. ,~ HON

~7..~ Msrv

FINANCIAL DISCLOSURE REPORT Page 5 of 7 VII. INVESTMENTS and TRUSTS - i ........


A. De~cri~ioa of Asse~ (mcludi~ ~nt a~ts) Place ~)" after each as~t ~xempt flora prior di~los~

~ ....

rP .....Rcporting

Date of Report

FABER, DA\rlD A.

4/15/2010

~. trans~ions ~nclud~ Ihore of sp ...... d dependent chil~en; ,ee pp.

NO~ (No reportable income, ~sels, or transactions.)


B. I~ome d~ing re~ng pefi~ O) (2) ~o~t Type (e.g., C~ ] div., renk (A-II) or mt ) C Gro~ value at end ofre~rt~g O) Vflue Code 2 (J-P) (2) Value Me~hod Code 3 : (Q-W) O) Type (e.g, buy, ~11, r~emption) D. Tra~acti~ns d~g re~aing periud (2) Da~ Value mm/dd~yy Code 2 (J-P)

Gain Code I (A-H)

Identity of buyed~ller (if p~vate u~s~tion)

19.

Smith Barney BankDe~sit Program ~ BP

~te~st

20.

21. 22.

~BT Gmup Sold g124 K A

~ ~W

23,

~F~

Sold

8~4

26. Buy 8a4 K

27. ~DD 28. USAA Money m~ket ~st J T

29. Gold coin collection

(See Col~n C2)

U -Book Value

V --~ihet

W ~Estim~ted

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Perlon Reporting FABER, DA\qD A.

Dale of Report 4/15.r2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


Except for the last two entries, all of the assets listed in Pan VII xvere held in the Saiomon, Smith, Barney IRA identified in Part VII.

FINANCIAL DISCLOSURE REPORT Page 7 of 7


IX. CERTIFICATION.

Name of Person Reporting

Date of R~port

VAnEa. DAVIOA. I

4/1~/2010

I cczti~ lhat all information given above (Including information pertaining to my spouse and minor or dependent children, if an~) Is accurate, true, and cmnplete to the best of my knowledge and belief, and that any information not relmrted was withheld because it met applicable statuto~ provisions permitting non-disclosure. I further certify that earned income from outside employment.and bonor~aria and the acceptance of glfts which have been reported are in compliance with the provisions ors U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WllO KNOV~INGLY AND ~VILFULLY FALSIFIES OR FAILS TO FILE TItlS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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