AO 10

Rev. 1/2010

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009

R~po,.i Requiredby the Ethics

in Goven~mcnt Act of1978 0 u,s,c, app. 101-111)

I. Person Reporting (last natnc, first, middle initial) Gihnan, Ronald L. 4. Title (Article 1II judges indicate active or senior s~atus; magistrate judges indicate full- or part-time) U.S. Circuit Judge (Active)

2. Court or Organization U.S. Court of Appeals, Sixth Circuit 5a. Report T)pe (check appropriate type) [] Nomination, [] Initial Date [] Annual [] Final

3. Date of Report 03/24/2010 6. Reporting Period 01/01/2009 to 12/31/2009

7. Chamber~ or Office Address 167 N. Main Street, Suite 1176 Memphis, TN 38103

5h. [] Amended Report 8. On the basi~ of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Re~iewing Officer Date

IMPORTANT NO TES: The instructions accompanying this form must be foltowe~ Complete all parts,
checking the NONE box for each part where you hare no reportable information. Sign on last page.

I. POSITIONS. tn~porti.g l.a~a~,t o,l~i ,,e t, r, 9-~ ~ of filing instructions.)

I~ NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. (Reporting Individual onIki see pp. I4.16 of filing instructions.)
NONE (No reportable agreements.) DATE I. PARTIES AND TERMS

Gilman, Ronald L.

I PageFINANCIAL2 of 8 DISCLOSURE REPORT /

A. Filers Non-Investment Income
NONE (No reportable non-investment income.) DATE

Name of Person ReporUng

Date of Report

Gilman, Ronald L.

03/24/2010

Ili. NON-INVESTMENT INCOME. (R~po,,i,g i,,divid,,at andsp ....

; see pt,. 17-24of firing instructions.)

SOURCE AND TYPE

INCOME
(yours, not spouses)

t. 2, 3. 4.

B. Spouses Non-Investment Income - If yon were married during any porlion of the reporting year, complete this section,
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE 1. 2. 3. 4. SOURCE AND TYPE

(lot.lodes those to spouse and dependent children; see FP. 25-27 o filling instructions.)

NONE (No reportable reimbursements.) ~ ~

Feb. 14-15 May 28-31

LOCATION
Boston, MA Chicago, IL

pURPOSE
Midyear Meeting Appellate Practice Institute

ITEMS PAID OR PROVIDED

T~spo~ation, lodging, and Transpoaation, lodging, and m~Is

1. 2. 3.

American Bar Association Americ~ Bar Association

5.

FINANCIAL DISCLOS~ REPORT

Page 3 of 8

~,=, of P .....Reporting

Date of Report

Gilman, Ronald L.

03124/2010

V. GIFTS. a,,ct,,d~ a, os~ to wo,,se ~d depend~nt children; seep:. 28-~1 o:fili,,g ~nstr,tctlon~)
~ NONE (No reportable g~s.) SOURCE
1. 2. 3. 4.

DESCRIPTION

VALUE

5.

NONE (No reportable liabilities0 CREDITOR ~ESCRIPTION VALUE CODE

1. 2. 3. 4.

5.

FINANCIAL DISCLOSURE REPORT

Page 4 of 8 cl man, Ronald L.

03/24/20]0

VII. INVESTMENTS and TRUSTS - J.~m., ,,~t,,e, t .....

clio., (Includes those af sp ........ d dependent children; sc.epp, 34-60 of.filing insert, ellen.,.)
D, ! Type (e.g., buy, sell, redemption) Value Date mnvd&yy Cede 2 (.l,p) Gain Code I (A-H) Identity of buyerlseller (ifpriwate transacfi on)

] NONE (No reportable income, assets, or transactions.) A. Description of Assets (including erase assets) Place "(X)" after each asset exempt from prior disclosure [ B. C. [ Income daring reporting period Amount Code 1 (A-H) Type (e.g., div., rent, or int.) Gross value at end of reporting period / i/Value I / Code 2 / (J-P) Transactions during reporting period

Value I Method Code 3 (Q-W) W T T T T T T

1. 2. 3. 4. 5. 6. 7. 8. 9. I0. 1 I, 12, 13. 14. 15. 16. 17.

Gulf Housing Ltd. Partnership Federal Bldg. Federal Credit Union Schwab Cash Reserves AQR Diversified Arbitrage Artio lntq Equity ASG Global Ahematives Barclays Bank Ipath DJ UBS Commodity Index DFA International Core Equity DFA International Core Equity DFA U.S. SmallCap Value Fidelity lntl Small Cap Fidelity Latin America Fidelity Tax-Free Bond Fidelity U.S. Govt Reserves Goldman Sachs Satellite Stralegies iShares MSCI ACWI US Index iShnres MSCI Emerging Markets Index

C A A A D A

Distribution Interest Dividend Dividend Dividend Dividend None

K K M K M K L

Buy Sold Buy Buy Buy

05/27/09 07/27/09 11/251091 07/13109 01/23/09 07/27/09

K K K K L K

C A C A A A B

Dividend Dividend Dividend Dividend Dividend Dividend Dividend None

M K M K K

T T T T T

Buy

Buy Sold

11/06/09 11/06/09

K J A

T Sold 01/23/09 L C

Dividend

2. Value Codes

J =$1 S,000 or le~ P3 =$25,011,001 - $50,000,0~0 Q -Appraisal

K =$15,D01 - $50,000

L =f~50,OO 1 - $100,000 P4 --4vl~ titan $50,000,000 S =Assessment

M -$100,001 - $250,000

3. Valu~ Method Codes

R. =Cost (Real Estate Onlyl

T ~--~sh Market

Name of Person Reporting

Date of Report

FINANCIALpage 5 of 8 DISCLOSURE REPORT

VII. INVESTMENTS and TRUSTS - i ........
--] A. Description of Assets (including trust assets) Place"(X)" after each asset exempt from prior disclosure

Gilman, aonald L.

03/24/2010

t,,e, t ......

tions (Includes those o/sp ....... d dependent children; seepp. 34-60 of filing i ...... tions.)

NONE (No reportable income, assets, or transactions.) B. C. Income during Gross value at cad reporting period of reporting period (2) (1) (2) (I)-Value Value Amount Type (e.g., Code 1 I di ...... t, Code 2 Method D. Transactions during reporting period (1) Type (e.g., buy, sell, (2) (3) (4) [ Value GainI Date mm/dd!yy I Code 2 I Code 1 I (5) Identity of buyer/seller transaction) Sold Buy B Dividend L T Sold (part) Buy D Dividend None None L T Buy C Dividend None E C Dividend Dividend M T M T Buy Sold Redeemed Buy Buy C A Dividend Dividend None M L T T Buy Buy Sold 07/06/09 09/30/09 06/19/09 12/17/09 07/06/09 07/06/09 11/25/09 07/07/09 03/03/09 J J K M K K J L N O T Sold (part) Redeemed 02/19/09 02/19/09 11/25/09 03/03/09 11/25/09 04/14/09 L L K N M K E D A

l
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. iShares Russell Midcap Value Index iShares S&P Midcap 400 Value iShares S&P Midcap 400 Value iShares Tr. Russell 3000 Index iShares Tr. Russell 3000 Index JP Morgan Chase Notes due 4/14/09 JP Morgan Chase Notes due 1/4/10 JP Morgan Tax Aware Real Return JP Morgan Tax Aware Real Return Old Mutual Analytic Defensive Equity Schroeder Short Term Muni T Rowe Price Summit Muni Int. Term Bond Thomburg Ltd. Term Muni Thornburg Ltd. Term Muni Vanguard Short Term Tax Exempt Vanguard Total Stock Market None

I. Income Gain Codes: (See Columns B I and D4) 2. Vatue Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250.001 - $S00,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U ~Book Valt~

B =$ 1,001 - $2.S00 G =$100,001 - $1,000,000 K =$15#01 - SS0.000 O =$500.001 - $1,000.00O R --Cost (Real Estale Only) V =~3t~er

C =$2,501 - $5,000 HI =$1,000,001 - $ 5,~00,000 L =$50.001 - $100.000 Pl =$1,000.001 - $5.000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D ~$ S,001 - $ I 5,000 H2 =Mo~ than $5,000,000 M =$100,001 - $250,000 P2 =$5,000.001 . $25,000,000 T --Cash Market

E = $ I S,00 I. - $ 50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 8 VII. INVESTMENTS and TRUSTS - i ....

[~
A, Description of Assets (includlrtg trust assets) Place "(X)" after each asset exempt from prior disclosure

Name of Person Reporting

DateofReport

Gilman, R0nald L.

03/24/2010

o, rot,,., ,.a.s~J,,., a,,c~.a.s a, os, of.,p ........ . a.peoae.,,h~a~,,,,~ .eepp. ~*-~0

D. Transactions during reporting period (l) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value mnvdd/yy Code 2 (I-P) f

NONE (No reportable income, assets, or transactions.)

B. Income during reporting period (I) 1 (2) Amount[ Type (e.g., Code I ~ div., rcrd, (A-H) or int.) C. Gross value at end of reporting period (l) (23 Value i Value Code 2 Method (J-P) I Code 3 ] (Q-W) I

Gain Code 1 (A-H)

Identity of buyer/seller (if privet: transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43.

44.

~ #1 Schwab Cash Reserves Artio lntl Equity Blac "lll~ock Low Duration Bond DFA Intl Core Equity DFA U.S. Small Cap Value

Dividend

Sold (part) Buy Buy Sold (part)

07/27/09 09/30/09 07127109 09/30/09

K K K K

IRA #2 Schwab Cash Reserves

iShare~ MSCI Emerging Market Index

Dividend

Sold

(part)

11/25/09

45.
46.

JP Morgan High Yield Bond Select

Pimeo Real Return Buy I 1t25/09 J

I. Income Gain Codes: (See Colma n~ B I and D4) 2. Value Cod~ (See Column~: CI and D3) 3. Value Method Codes (See Column 02)

A -$1,000 tar less F - $ 50,001 - $ 100,000 J -$15.000 or le~s N =$250,001 - 5500,000 P3 -525.000.001 - $50.~0~.000 Q =Appraisal O =Book Value

B =$1.001 - $2.500 G =5 t 00,0~ t - $1,000,000 K -$15.001 - $50,000 O =5500,001 - $1,000.000 R --~Co s t (Real F2tatc Ody) V =Other

C =$2.501 - 55,000 It I =$ 1.000.001 - 55,000,000 L =550,t~1 - $100.000 PI ~$1,000,001 - 55.000.000 P4 =More than S =Assessment W =Estimated

D =$5.00l - $15.000 tt2 =More than $ 5,000,000 M =$100,001 - 5250,000 12 =$5,000,001 - $25,000.000 T =Cash Market

E =5L5,001 . $50,000

FINANCIAL DISCLOSURE REPORT

N~tn,e of Person Reporling

D,t of Rep0rl

Page 7 of 8

Gilman, Ronald L.

0312412010

VIII. ADDITIONAL INFORI~IATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

N .... f P ..... Rc~,ortiog Gih,,a,,, Ronald L.

D~,e,,f R~,or, 03/24/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting nnn-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. scq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WtlO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE Fills REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C, app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544