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t~ev. t/2010

Ao lO

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Court or Organization Northern District of Oklahoma 5a. Report T)ge (check appropriate type) 1"~ Nomination, ~[] Initial Date [] Annual

Re~,t Required by the thics


0 U.S.C app. tol-lt t)
3. Date of Report 06/14/2010 6. Reporting Period [] Final 01/0112009 to 12131/2009 in Government Act of 1978

I. Person Repo~ng (l~st name, first, middle initial) Fdzzell, Gregory K. 4. Title (Article III judges indicate active or senior status: magistrate judges indicate full- or part-time) Dis~ct Judge - active

7. Chambers or Office Address Room 411 1.J.S. Coulihouse 333 West Fourth Street Tulsa, Oklahoma 74103-3819

5b. [] Amended Repo~ 8. Ou the basis of the information contained in this Report and any modlflcalions pertaining thereto, it is, in my opinion, In compliance with applicable laws and regulations. Reviewing Officer Date

I31POR TANT NOTES: The instructions accompanying this farm must be followe~ Complete all parts,
checking the NONE box for each part where you have no reportable informatio~ Sign on last pag~

~-~

NONE (No reportable positions.)


POSITION NAME OF ORGANIZATION/ENTITY

1.

Frizzell, Gregory K.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

S,meot~*.o.a~po~g Frizzell, Gregory K.

Date of Relmrt

06/14/2010

III. NON-INVESTMENT INCOME. tR~po,~,z i~~i~a ,~ spou~: seo pp. ~z.n ~*m~ ~.~
A. Filers Non-Investment Income NONE ~o reportable non-investment income.)

DATE
!.

SOURCE AND TYPE

~o~, not ~s)

2. 3.
4.

B. Spa uses No n-Investment Income - tl~ou .~.e married d~ang a,.y roroon o/*w repo~g~ar, compl~ ~ sect~g
(Dollar ~o unt ~t required except for honor~)

~
1. 2. 3. 4.

NONE ~o reportable non-inv~tment income.)

DAT~

~Q~CE AND TYPE

IV. REIMBURSEMENTS (Includes those to spouse and dependent children: see pp. 25.27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE


1.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

2.

3~
4. 5.

. FINANCIAL DISCLOSURE REPORT Page 3 of 8

~,m~ ofP~o~ R,po~ti~g Frizzell, Gregory K.

D,te or ~,poM
06/14/2010

NONE ~o reportable g~s.)

1. 2. 3. 4. 5.

[~]

NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

I. 2. 3. 4.

5.

Name of Person Reporting

Date of Report

PageFII~NCIAL4 of 8 DISCLOSURE REPORT [ Frizzell, Gregory K.


VII. INVESTMENTS and TRUSTS - ~,~o,~, ~o, ,,~o,~ a~d~,~ ~o~
NONE ~o reportable income, ~se~, or tra~actions)
A. ~c~tion of~ (including ~g ~e~) Pl~ "(~" ~ ~ch m~t excel ~m prior ~sclosure In~B-~dngm~d r~ng ~ (0 (2) [~ount [ T~e (e,g., C~e I div., ~ (A-H) or int.) C. G~ value at ~d of r~g pe~ (D Value C~ 2 (J-P) (2) Value M~ ~3 (Q-~ T T T T T T T T T T T T T Sold Sold Sold Sold 09/23/09 09/23/09 09~3/09 09/23/09 J K J J A D ~) T~e (e.g., ~y, ~lI, ~ption) D. T~ctio~ ~g ~o~ (2) D~e m~ (3) (4)~l Value Gain [ ~e 2 [ ~e I~ (J-P) [ (A-~ ~

06/14/2010

(~) Idmtiv of b~er/~ller (if private ~n)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

JP Morg~ Ch~e B~k Accoun~ Coven~t F~eral Cre~t Union Accoun~ Cust~ial S&P Index Unit T~st - B (SPY) Custodial S&P Index Unit T~st - H (SPY) ~st~ial S&P Index Unit T~t - R (SPY) C~odifl S&P Index Unit T~t - D (SP~ Custodial S&P Index Unit T~t - E (SPY) C~todifl S&P Index Unit T~t - J (SPY) UBS C~hfund Account OXY ~mmon St~k VZCommon S~k UBS B~k USA Deposit Accost IAR Common Stock ~GNCommon Stock BN[ CommonSt~k CSCOCommonSt~k ~C Common Stock

A A A A A A A A A A A A A

Inter~t In~rest Dividend Dividend Dividend Di~dend Dividend Dividend Interest Dividend Dividend Interest Divide~ None

K L J J J J J J J K K J J

Dividend None

Di~dend

FINANCIAL Page 5 of 8

DISCLOSURE REPORT

~.mo of Person Reporting Fri77ell, Gregory K.

Date of Report 06/14/2010

VII. INVESTMENTS and TRUSTS -~, ~at,,,


NONE ~o reportable income, assets, or tra~actions.)
A. ~fipfi~ of~ (includ~g ~st a~ls) P~ "~)" ~ ~h ~t exert ~ prior ~tos~ ~ 18. SGU Co--on St~k None B. In~e d~ng ~g ~ (2) (D ~ount I T~ (e.g., C~e 1 I div., ~t, (A-~ or int.) C. G~ss val~ ~ ~d of ~aing ~dod 0) I (2) V~ue! Value (J-P) (Q-~ Sold 07~4109 J [ ~ion) D. T~sact~ during ~o~ng p~ (D T~ (e.g., (2) (3) (4) Date I Va~e [ G~n (5) ldmtiv of

19.
20.

WGL Common Stock


QQQQ Closed end fund (index unit trusl)

A
A

Dividend
Dividend

Sold
Sold

09/23/09
09/25/09

J
J

2 I. 22.
23. 24. 25. 26.

SPY Closed end fund (index unit trust) US Treasury Strips (ZC LGC)
INTC Common Stock PFE Common Stock PPH Exchange Traded Fund (prey. descr, as common stock) TRV Common Stock

Dividend None J
J J J J

Sold T
T T T T

09/25/09

A A A A

Dividend Dividend Dividend Dividend

27. 28. 29. 30.


3 I. 32.

AllianceBernstein Lg Cap Growlh (APGCX Merrill Lynch Bank USA RASP account Merrill Lynch Retirement Reserves account American Funds EuroPacific A (AEPGX)
Columbia Acorn Fund (ACRNX) Janus Small Cap Value Fund (JSCVX)

None A A A
A A

J K J J
J J

T T T T
T T

Interest Interest Dividend


Dividend Dividend

33.
34.

Amcrie,~n Century Vista (TWVAX)


Dreyfus Premier New Leaders Fund A (DNLDX) A

None
Dividend

J
J

T
T

I. Income G,in Coder: 2. Value ~ (See Colu~ CI md D3) 3. V~ M~ Code* (~ Colu~ C2)

A e$ 1,11~) ~ less J ~ 15.~ ~ I~ N =$250.001 - ~5~.~ Q -A~ U -~k V~

B ~,1,~) I - ~2~ K O R V~

W =~ti~

FI~d~ICIAL DISCLOSUI~E REPORT Page 6 of 8

N.~,. otP.r$o, aepnal*t Frtz.zeU, Gregory K.

a.teorR,p,a
06/14/2010

VII. INVESTMENTS and TRUSTS -,,.,=e, ,,au~ t,u~,mo,,, o,,c~,m ~o,, o/,. .... ~ dtptndtnt children" sting. JMO o/f!ling i~tr,ctlo~)
NONE ~o reportable income, ~sets, or W~actions,) A. D~Hpfion of A~~ (includ~g ~st ~) Ph~ "~" afl~ ~h ~set exempt ~m prior di~c~s~ ........ 35. 36. 37. 38. 39. 40. American ~nm~ In.me & ~ F~d (BIG~) BGI S&P 500 Stock F~d (WFSPX) T. Rowe Price Blue Chip Growth Fund T. Rowe Price Bal~ccd Income (RPBAX) T. Rowe Price Spectrum Income (RPSIX) Massachusetts Mutual Whole Life Paid-up policy A A A A A Difidend Dividend Dividend Dividend Dividend None B. Incom~ d~ng r~ng ~fi~ ~ C. G~o~ v~u at e~ . ofr~ng ~ ] D. T~fio~ ~fing r~g~g p~

0)
Amount C~e I (A-H)

(~)
T~ (e.g.. div., r~t, oc int.)

t[ 0)

[ Value [ C~e 2 I (JP) ~ J J J J J K

(2)
Value M~ C~e 3 (Q~ T T T T T T

0)
T~ {.g., buy, sell, r~p~n) ~

(2) Va~e ~ G~n Date[ I O) ~ O) ~e 2 [ ~ I ~ ~ (J-P)


~_

i I

IdmfiW of b~/~ller (ifpfivam ~fi~)

FI~:kNCIAL DISCLOSURE REPORT


Page 7 of 8

S.me of Person Reporting


Friz.zetl, Gregory K.

DateofReport

06/1412010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


None

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

Name of Person Reporting

Date of Report 06/1412010

Frizzell, Gregory K.

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any} is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because it met applicable statutory provlslon~ permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in cnmpliance with the provis|ons of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT I~AY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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