FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Mark, Wolf L.

4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge Active 2. Court or Organization District of Massachusetts 5a. Report Type (check appropriate type) Nomination, ] [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government ~lct of 1978 (5 U.S.C. app. 101-111)

3. Date of Report 07/01/2011 6. Reporting Period 01/01/2010 to 12/31/2010

5b. [] Amended Report 7. Chambers or Office Address 1 Courthouse Way Suite 5110 Boston, MA 02210 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P OSI TI ON S. CReporang indlviduul only; see ~. 9-13 of filing instructions.)

[~ NONE (No reportable positions.) POSITION
1. 2. 3. 4. 5. Chairman Emeritus, Director Chair Trustee

NAME OF ORGANIZATION/ENTITY
Albert Schweitzer Fellowship John William Ward Fellowship ~ Trust

II. AGREEMENTS. m~pon~ng individual only; seepp. 14-16 of filing instructions.)

~

NONE (No reportable agreements.)

DATE PARTIES AND TERMS

Mark,Wolf L.

FINANCIAL DISCLOSURE REPORT Page 2 of 25

Name of Person Reporting Mark, Wolf L.

Date of Report 07/01/2011

III. NON-INVESTMENT INCOME. ~epor~ng individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income ~] NONE

(No reportable
DATE

non-investment income.)

SOURCE AND TYPE

INCOME
(yours, not spouses)

B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE 1. 2. 3. 4. SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmen~

(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.) ~3

NONE (No reportable reimbursements.)

SOURCE DATES
3/26-3/28 10/24-10/31

LOCATION
New York

PURPOSE
Dinner of Federal Judiciary

ITEMS PAID OR PROVIDED

transportation, food, lodging

1.

New York Patent Law Association Albert Schweitzer Fellowship

2.

Lambarene, Gabon

Develop recommendations concerning Schweitzer Hospital Board Meeting

transportation, food, lodging

3. 4. 5.

Albert Schweitzer Fellowship

10/14-10/16

Baltimore

transportation, food, lodging

FINANCIAL DISCLOSURE REPORT Page 3 of 25

Name of Person Reporting Mark, Wolf L.

Date of Report 07/01/2011

V. GIFT S. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. ancludes those olspouse ~nd dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 25

Name of Person Reporting Mark, Wolf L.

Date of Report 07/01/2011

VII. INVESTMENTS and TRU S TS - income, votue, ~ansactions anciudes those ol spouse u,d dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

IRA #1 -iShares Barclays TIPS Bond Fund 5.298% -iShares FTSE/Xinhua China 25 Index -iShares Boxx Investment Grade Corporate Bond Fund -SPDR Gold Trust -Vanguard Bond Index Fund

Dividend

Sold (part) Sold Buy (addl) Buy (addl) Sold (part)

10/04/10 02/02/10 05/12/10 06/02/10 08/04/10 02/02/10 02/02/10 10/04/10 02/02/10 10/04/10 11/18/10 02/02/10 06/02/10 02/02/10 12/08/10

J
J

A A A B A A A

-Vanguard International Equity Index -Vanguard Total Stock Market Index

Sold (part) Sold (part) Sold (part)

-iShares MSCI Japan Index -Claymore/BNY Mellon BRIC Index -iShares Barclays 7-10 Year Treasfi~y Bond Fund -iShares JPMorgan USD Emerging Markets Bond Fund

Sold Sold Sold Sold (part) Sold

J
J

J J
J

-iShares MSCI Germany Index

Sold Buy

1. income Gain Codes: ISee Columns BI and D41 2. Value Codes (See Columns C1 and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50,001 - $I 00.000 ] =$15.000 or less N =$250,001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2.500 G =$100.001 - $1.000,000 g. =$15.001 - $50.0~0 O =$500.001 - $ L000.000 R =Cost (Real Estate Only) V =Other

C =$2.501 - $5.000 H1 =$1.000,001 - $5.000,000 L =$50.001 - $100,000 PI =$1.000.00t - $5.000.000 P4 =More than $50.000.D00 S =Assessmem W =Estimated

D =$5.001 - $15.000 H2 =More than $5.000.000 M =$i00,00t - $250.000 P2 =$5.000.001 - $25.000.000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 25

Name of Person Reporting Mark, Wolf L.

Date of Report 07/01/2011

VII. INVESTMENTS and TRUSTS - ~ncome, vatue, ,~ansuctions (Includes those of spouse and dependent children; see pp. $4-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

-iShares Russell 2000 Index

Sold Buy Sold

02/02/10 06/02/10 10/04/10 02/02/10 08/12/10 02/02/10 06/02/10 02/02/10 06/02/10 I0/04/10 06/02/10 10/04/10 02/02/10 03/08/10 10/04/10 02/02/10 06/02/10

J J J J J J J J J J J J J J J J J

-DB Commodity Index

Buy (addl) Sold (part)

-SPDR International Govt InflationProtected Bond Index

Sold (part) Sold

-WisdomTree Dreyfus Emerging Currency Ftmd

Buy (addl) Sold (part) Sold

A A A

-NASDAQ 100 Index

Sold (part) Sold

-Barclays Bank iPath ETN iPath S&P 500 V1X Short

Buy Sold

-First Tr BICK Index ETF Emerging Market Equity -iShares MSCI Hong Kong

Buy Buy Sold

1 o Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001- $100.000 .1 =$15.000 or less N =$250.001 - $500.000 P3 =$25,000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.00t. $1,000.000 K =$15,001 - $50.000 O =$500,001 - $1.000.000 R =Cosl IReal Estate Only) V =Other

C =$2.501 - $5,000 HI =$1.000.001 - $5.000.000 L =$50,001 - $1~4).00~ PI =$1.000.001 - $5.000.000 P4 =More than $50.000,000 S =Assessmenl w =Estimated

D =$5.001 - $15.000

E =$15,001 - $50,0~

H2 =M0rethan$5.000.000
M =$1003)01 -$250.000 P2 =$5.000.001 - $25,000.000 T =Cash Mark~

FINANCIAL DISCLOSURE REPORT Page 6 of 25

Name of Person Reporting Mark, Wolfe

Date of Report 07/01/2011

VII. INVES T MENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

[]

NONE (No reportable income, assets, or transactions.)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

-iShares MSCI Korea Index Fund

Buy Sold

02/02/10 06/02/10 02/02/10 10/04/10 10/04/10 I1118/10 12/08/10 02/02/10 05/12/10 6/2/10 9/9/10

J J J J J J J J J J J J J J J J J
A

-iShares Trust iBoxx High Yield Corp

Buy Sold

-PIMCO Exch Traded Fund 15+ Yr US TIPS Index Fund

-PIMCO Exch Traded Fund Enhanced Short Mamrity

Buy Buy Sold (part)

-DB Agriculture Index

Buy Sold

-SPDR Emerging Markets Small Cap Fund

Buy Buy (addl)

Buy 10/04/10 (addl)

-SPDR S&P Dividend -V~nguard Dividend Appreciation Index

Buy Buy Buy (addl) Sold (part)

10/04/10 02/02/10 03/17/I 0 I0/04/10 09/15/10

-Vanguard PElT

Buy

1. Income Gain Codes:

A =$1.000 or tess

(See Columns BI and D4)

2. Value Codes

F =$50.001- $100.000
J =$15.000 or less

[See Columns C1 and D3) 3. Value Method Codes (See Column C2)

N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal 13 =Book Value

B =$1.001 - $2.500 G =$100.001 - $1,000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =Cosl (Real Estate Only) V =Other

C =$2.501 - $5.000 HI =$1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$l,000.00I - $5,000.000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15.1)00

E =$15.001 - $50.000

H2.--More than $5.000.000

M =$100.001 - $250.00~ P2 =$5,000,001 - $25.000.000 T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 7 of 25

Name of Person Reporting Mark, Wolf L.

Date of Report 07/01/2011

VII. INVESTMENTS and TRUSTS - income, rathe, tra,~octions ancl.des those o/spo~se and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

i52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
IRA #2 C Dividend M T

Buy (addl)

10/04/10 : 08/09/10 07/13/10

J J J

-WisdomTree Emerging ETF Mkts Local Debt Fund

-WisdomTree India Earning
-Schwab Govt Money Fund

Buy
Buy

-iShares Barclays TIPS Bond Fund 5.298% -iShares FTSE/Xinhua China 25 Index -iShares iBoxx Investment Grade Corporate Bond Fund -SPDR Gold Trust -Vanguard Bond Index Fund

Buy (addl) Sold (part) Sold Buy (addl) Buy (addl) Buy (addl) Sold (part)

04/13/10 10/04/10i 02/02/10 05/12/10

J J J J J J J B B

04/13/1oI
06/02/10 08/04110

C =$2,501 - $5.000 (see Columns B1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2) F--$50 00l : $i00i000 : J =$15,000 or less N =$250 001- $500 000 P3 =$25.000~0012 $50i000.000 Q =Appraisal U =Book Value G ~$!00 00t ~ $! 000,000 K =-$i5,001 - $50;000 0 ~$500;001 : $1,000.000 R Cost (Real Estate Only) V =Other

D =$5,001 - $15.000

E =$15,001 - $50,000

..... L =$501ooi, ~i0o:000 :

HI =$1;000,001 - $5.000 000 H2:--More than $5,000,000

~$t:ooo,ool ~ ~5;oo0;ooo
:

: ::
T ~azh ~aikt : :

S =Assessnient

W =Estimated

:: :

FINANCIAL DISCLOSURE REPORT Page 8 of 25

Name of Person Reporting Mark, Wolf L.

Date of Report 07/01/2011

VII. INVESTMENTS an d TRUSTS - income, vulue, trunsactio,~ aneludes those olspouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

-Vanguard Intemational Equity Index -iShares MSCI Japan Index -Claymore/BNY Mellon BRIC Index -iShares Barclays 7-10 Year Treasury Bond Fund

ipa~t)
Sold Sold Buy (addl) Sold

Sold

02/02/10 02/02/10 10/04/10 04/13/10 11118110 02/02/I0 06/02/10 02102110 12/08/10 02/02/10 06/02/10 10/04/10 02/02/10 08/12/10 02/02/10 06/02/10 02/02/10

J J J J J J J J J J J J J J J J J

A B B

-iShares JPMorgan USD Emerging Markets Bond Fund

Sold (part) Sold

-iShares MSCI Germany Index

Sold Buy

-iShares Russell 2000 Index

Sold Buy Sold

-DB Commodity Index

Buy (addl) Sold

(part)
-SPDR International Govt InflationProtected Bond Index Sold (part) Sold -WisdomTree Dreyfus Emerging Currency Fund Buy (addl)

t. Income Gain Codes: {See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15,000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000,000 Q =Appraisal U =Book Value

=$1.0Ol - $2,500 G =$100.001 - $1,000.000

=$t 5.001 - $50.000

C =$2:501 -$5.000 HI =$1.000,001 - $5.000,000

L =$50.001 $100.000

O =$5,001 - $15.000 H2 =More than $5 000.000

M =$100,001 - $250,000

E =$15,001 - $50.000

=$500.001 - $1.000.000 =Cost (Real Estate Only) =Other

PI =$1,000,001 - $5.000.000 P4 =More than $50,000,000 S =Asseesmenl W =Estimated

P2 =$5.000.001 - $25,000.000 T :~Cash Market

FINANCIAL DISCLOSURE REPORT Page 9 of 25

Name of Person Reporting Mark, Wolf L.

Date of Report 07/01/2011

VII. INVESTMENTS an d TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

[]

NONE (No reportable income, assets, or transactions.)

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. 100. -iShares MSCI Korea Index Fund 101. 102. -lshares iBoxx High Yield Corp Bond -SPDR S&P Emerging Markets Small Cap -WisdomTree Emerging ETF Mkts Local Debt Fund -WisdomTre India Earnings -iShares MSCI Hold Kong Index -First Trust BICK Index -Powershares DB Multi Sector Agriculture -NASDAQ 100 Index

Sold (part) Sold Sold (part) Sold Buy Buy Sold Buy Buy Buy Sold Buy Buy (addl) Buy (addl) Buy Sold Buy

06/02/10 10/04/10 06/02/10 10/04/10 10/04/10 02/02/10 05/12/10 08/09/10 07/13/10 02/02/10 06/02/10 06/02/10 09/09/10 10/04/10 02102/10 06/02/10 02/02/10

J J J J J J J J J J J J J J J J J A A A

2. Value Codes (See Col .... CI and D3) 3. Value Method Codes (See Cotumn C2)

J =$15!000 0r less : N =$25010oI:~ ~00,09o P3 ~$25~0o0 0~i ~ $50,000.00o Q ~Appraisal U =Book Value

K--$!5;~0! :~ $50;000 ~ ~$500100i ~ii~0~000 :: IR ~0~t (Re~l E~t~t~ 0filY) V =0th~ .....

L ~$50;001 r $100,000 M ~$1~0;00] 7 $250,000 Pi ~i 0~;~i r $5;~0;000 : p2 ~$~i00o;001 i $2510001000 S ~A~s~S~ent W= Esti~aied .... T ~h Market

FINANCIAL DISCLOSURE REPORT Page 10 of 25

Name of Person Reporting Mark, Wolfe

Date of Report 07/01/2011

VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)

NONE (No reportable income, assets, or transactions.)

103. 104. -PIMCO Exch Traded Fund 15+ yr US TIPS Index 105. -PIMCO Enhanced Short Maturity Strgy ETF 106. 107. -SPDR S&P Dividend ETF 108. -Vanguard Dividend Appreciation Index 109. 110. 111. -Vanguard REIT 112. 113. -Vanguard Total Stock Market 114. 115. -Barclays Bank Plc iPath S&P 500 Vix 116. I 17. -Schwab Govt Money Fund 118. 119.

Sold Buy Buy Sold (part) Buy Buy Buy (addl) Sold (part) Buy Buy (addl) Sold (part) Sold (part) Buy Sold

10/04/10 10/04/10 11/18/10 12/08/10 10/04/10 02/02/10 03/17/10 10/04/101 09/15/10 10/04/10 02/02/10 10/04/I 0 [ 02/02/10 03/08/10

J
J

J
J

J
J

J
J

A C

J J

1. Income Gain Codes: (See Columns 131 and D4] 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100,000 J =$15.000 or less N =$250.001 - $500d)00 P3 =$25.000.001 - $50.000,000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.001 - $1.000,000 K =$15.001 - $50.000 O =$500.001 - $t.000.000 R =Cost lReal Estate Only) V =Other

C =$2.501 - $5.000 H 1 =$ k000.001 - $5.0~0.000 L =$50.001 - $100.000 PI =$1.000.0~ I - $5.000.000 P4 =More than $50,000.000 S =Assessment W =Estimated

D =$5.0~ I - $15.000 H2 =More than $5,000.000 M =$100.001 - $250.000 P2 =$5.000.00t - $25.000.000 =Cash Market

E =$|5.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 11 of 25

Name of Person Reporting Mark, Wolf L.

Date of Report 07/01/2011

VII. INVESTMENTS and TRUSTS -income, vutue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)

I
120. 121. 122.
123.

124. BROKERAGE ACCOUNT #1 125. iShares Barclays 1-3 Year Treasury Bond Fund 126. iShares Barclays TIPS Bond Fund 5.298% 127. iShares FTSE/Xinhua China 25 Index 128. SPDRGold Trust 129. 130. Vanguard Bond Index Fund 131. Vanguard Total Stock Market Index 132.
133. iShares MSCI Japan Index 134. iShares 7-10 Year Treasury Bond Fund A None Dividend

A A A

Dividend Dividend Dividend None

K K J J

T T T T

Sold (part) Buy (addl)

02102/10 10/04/10

J J

Buy (addl) Sold (part)

05/12/10 06/02/10 06/02/10 02/02/10 06/02/10

02/02/10 11/18/10

A A

Dividend Dividend

Buy (addl) Sold (part) Sold

Sold Sold

B B
A A

J J

135. iShares JPMorgan USD Emerging Markets Bond Fund 136.

Dividend

Sold (pan)
Sold

02/02/10 J
06/02/10 J

2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

J =$15~000 or less N =$250~001 = $500,000 P3 =$25.000;001 - $50;000~000 Q =Appraisal: U =Book Value

K =$15i001 - $50.000 0--$500;001 r $1,000.000 R =Cost (Real Estate Only) V =Other

C =$2.50| - $5,000 HI =$1 000,~01 - $5 000.000 ..... L =$50:001 - $1001000 S =As~ssment

W =Estlmaled

D =$5,001 - $| 5,~00 H2 =More than $5,000,000

E =$15,001 - $50.000 : ............ .....

T ~mh Market

FINANCIAL DISCLOSURE REPORT Page 12 of 25

Name of Person Reporting Mark, Wolf L.

Date of Report 07/01/2011

VII. INVESTMENTS an d TRU ST S - income, value, .u.~actio.s anciudes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B, Income during reporting period (1) Amount Code l (A-H) (2) Type (e.g., div~,rent~ or ir~t.) D. C. Gross ~alue at end Transactions during reporting period ofrep0rting period (2) . (1) (2) (3) (4) (1) Value Gain Value ..... Type (e.g:, Date Value Meth~ buy, sell, ....... mm/dddyy Code 2 Code 1 Code 2 fedemption) (J:P) (A~H) (J-P) Code 3 ~Q.~

(5) Identity of buyer/seller 0fprivate trafis~ctt6n)

137. Shares MSCI Germany Index

138. Shares Russell 2000 Index

None None Dividend

Sold Sold Sold (part) Sold

02/02/10

J A

02/02/10 J 02/02/10 J

139. iShares Barclays Short Treasury Bond Fund A 140. 141. SPDR International Govt InflationProtected Bond Index 142. WisdomTree Dreyfus Emerging Cu~ency Fund 143. 144.
145. NASDAQ 100 Index A

10/04/I0 i K 06/02/10 J 02/02/10 J 06/02/10 J 08104110 J

02/02/10 J

Dividend None

Sold Buy (addl) Sold (part) Sold

Dividend

Sold

146. !147. 148. DB Powershares MultiSector Agriculture

1149. 150. DB Powershares Commodity Index 151. 152. Wisdomtree Emerging Markets Local Debt Fund 153. WisdomTree India Earnings A A Dividend Dividend J J T T None J T None

Buy Sold
Buy Sold Buy Sold (part) Buy Buy

06/02/10 10/04/10
02/02/10 05/12/10 102/02/10 08/12/10 08/09/10 07/13/10 J

J J

J J J J J

1: ln~0n~ Gai~ Codes! (S~CrI~nS 81 and D4) 2. Value Cod~ (See Columns CI and D3) 3. Value Meth~ Codes (See Column C2)

A =$1.000 or less F =$50.00t - $100,0~ J =$15.~ or I~s N =$250.~1 - $5~.0~ p3 =$25.000.~,. $50.0~.000 Q =Appraisal U =Book Value

D =$5.001 - $15,~ E =$15,001 - $50,~ C =$2,501 - $5,~) H2 yMore than $5.@0,~0 .... ....... Hlv$1 ~ @i ~ $5~,~0 L =$50;00i ~ $i06~0 ~ #~i;~0~1 2 $5;~000 p2 ~$5~00i~ $25~000~0 Pi ...... : P4 =More thafi $~0:~0,0~ : R =Cosl (Real ~tate ~ly) .... S =As~ssment .... .... T =C~h Market V =Olh~ : W ~E~im~ted B =$1,~)1 - $21500 G ~$100.@1 ~ $1;~0,~0 K ~$15,~1 - $50~000 O =$500,001 ~ SL000 000

FINANCIAL DISCLOSURE REPORT Page 13 of 25

Name of Person Reporting Mark, Wolf L.

Date of Report 07/01/2011

VII. INVESTMENTS and TRU S TS - income, vatue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)

~]

NONE (No reportable income, assets, or transactions.)

154. Ishares MSCI Hong Kong Index 155. 156. SPDR S&P Emerging Markets Small Cap 157. Ishares iBoxx High Yield Corp Bond 158. 159. PIMCO 15+ Year US TIPS Index ETF 160. PIMCO Enhanced Short Maturity Strgy ETF 161. 162. 163. SPDR S&P Dividend 164. Vanguard Dividend Appreciation 165. 166. 167. 168. Vanguard REIT Index 169. 170. Barclays Bank Plc iPath S&P 500 Vix A A A A A A A

None

Buy Sold

02/02/10 06/02/10 10/04/10 02/02/10 I0/04/10 10/04/10 06/02/10 10/04/10 11/18/10 10/04/10 02/02/10 03/17/10 06/02/10 10/04/10 09/15/I0 10/04/10 02/02/10

J J J J J J
J

Dividend Dividend

Buy Buy Sold

DiVidend Dividend

J K

T T

Buy Buy Buy (addl) Buy (addl)

Dividend Dividend

J J

T T

Buy Buy Buy (addl) Buy (addl) Sold (part)

J
J

J J J J J
J

Dividend

Buy Buy (addl)

None

Buy

1. income Gain Cod~s:

A:~li600 br [~SS

B =$1;001 4 $2;500

C =$2;501 - $5,000

D =$5,001 - $15,000

E =$15,001 - $50;000

(See Columns Bt and D4} ............. F~$~0100i ~ $1~;000 j~$i5,ooo or less 2. V.~e COd~
(See Col ....CI and D3) 3. Value Method Codes (See Cohlmn C2) N ~$250.001 ~ $500,000

H --$1;000,00 r $5 0~ 000 H2 ~More lhan $5 00O 000 ................. ~ =SlS~00i ~ $50~000 ....
~ ~$500,001 : $1;0001000 : R:=C0st (Real Estate only) V =Other PI ~$i ~0i001 P4 =M0fe than $50,000~000 s =Ass~ssmeni W =Estimated

P3 =$25.000.0Ot ;$5010001000 : Q ~Appfaisal

U =Book Value

FINANCIAL DISCLOSURE REPORT Page 14 of 25

Name of Person Reporting Mark, Wolf L.

Date of Report 07/01/2011

VII. INVESTMENTS an d T RUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instruction&)
~] NONE (No reportable income, assets, or transactions.)

171. 172. Schwab Government Money Fund 173. 174. 175. 176. 177. 178. BROKERAGE ACCOUNT #2 179. McDonalds Corp 180. Schwab Govt Money Fund 181. Ma. St. Sales Tax 5% 8/5/17 182. 183. 184. 185. 186. BROKERAGE ACCOUNT #3 187. iShares Barclays TIPS Bond Fund 5.298% A Dividend K T B A A Dividend Dividend Interest K J T T None J T

Sold

03/08/10 J

Sold

10/19/10

K.

2. Value Codes (See Columns C1 and D3) 3. Value Method Codes (See Column C2)

J =$15~000 or less N ~$230 001 : $500,000 P3=$25,00000 -$50000000 Q =Appraisal U =Book Value

K =$15~001 ~ $~01000 O =$500,00i i $ii000;000 : V =Other

~i ~$ii~i~!; ~ $~iP001000

: P2 ~$~i000100! i $~00~000 : : .... ::

FINANCIAL DISCLOSURE REPORT Page 15 of 25

Name of Person Reporting Mark, Wolf L.

Date of Report 07/01/2011

VII. INVESTMENTS and TRUSTS - income, vulue, ~u,~actions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
D NONE

(No reportable

income, assets, or transactions.)

188. iShares FTSEfXinhua China 25 Index 189. iShares GSCI Commodity Trust 190. iShares iBoxx Investment Grade Corporate Bond Fund 191. SPDRGoldTmst 192. Vanguard Bond Index Fund 193. 194. Vanguard International Equity Index 195. Vanguard Total Stock Market Index 196. 197. iShares MSCI Japan Index 198. Claymore/BNY Mellon BRIC Index 199. iShares Barclays 7-10 Year Treasury Bond 200. iShares JPMorgan USD Emerging Markets Bond Fund 201. 202. iShares MSCI Germany Index 203. 204. iShares Russell 2000 Index

Dividend None

Sold (part) Sold Sold

10/04/10 08/12/10 02/02/10 05/12/10 06/02/10 08/04/10 02/02/10 02/02/10 10/04/10 02/02/10 10/04/10

J J K J K J J J K J J A B B D B C B

Dividend None K K T T

Buy (addl) Buy (addl) Sold (part)

Dividend

A A

Dividend Dividend

J K

T T

Sold

(part)
Sold (part) Sold (part)

None None A Dividend

Sold Sold
Sold

11/18/10 K

Dividend

Sold (part)
Sold

02/02/10 J
06/02/10 J 02/02/10 12/08/10 J J A

None

Sold Buy

Dividend

Sold

02/02/10 K

1. Income Gain Codes: ~See Columns B1 and D4) 2. Value Codes {See Columns CI and D3) 3, Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001~ $100.000 J =$15.000 or less N =$250,001 - $500,000 P3 =$25~000.001 - $50.000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1,000.000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1.000,001 - $5.000.000 L =$50,001 - $100.000 PI =$12000.001 - $5,000,000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5,001 - $15.000 H2 =More than $5.000,000 M =$100.001 - $250.000 P2 =$5,000,001 - $25.000,000 T =Cash Market

E=$15.00| -

FINANCIAL DISCLOSURE REPORT Page 16 of 25

Name of Person Reporting Mark, Wolf L.

Date of Report 07/01/2011

VII. INVESTMENTS and TRUSTS - income, vaue, trausuctio,~ andudes those ol spouse ~na dependent children; see pp. 34-60 o:fillng instructions.)

NONE (No reportable income, assets, or transactions.)

205. 206. 207. SPDR International Govt InflationProtected Bond Index 208. 209. WisdomTree Dreyfus Emerging Currency Fund
210. None A Dividend

Buy Sold Sold (part) Sold Buy (addl) Sold (part) Sold A Dividend Sold (part) Sold A Dividend None T Buy Buy Sold None T Buy Sold (part) Dividend Dividend None J J T T Buy Buy Buy

06/02/10 10/04/10 02/02/10 06/02/10 02102/10 06/02/10 10/04/10 06/02/10 10/04/10 10/04/10 02/02/10 05/12/10 02/02/10 08/12/10 08/09/10 07/13/10 02/02/10

J J J J J K J J J J J J K J J J J A A A A

211. 212. NASDAQ 100 Index 213. 214. First Trust BICK Index 215. DB Powershares MultiSector Agriculture 216. 217. DB Powershares Commodity Index 218. 219. Wisdomtree Emerging Markets Local Debt A Fund 220. Wisdomtree India Earning 221. Ishares MSCI Hong Kong Index A

1. Income Gain Codes: tSee Columns BI and D41 2. Value Codes (See Columns C1 and D31 3. Value Method Codes (See Column C21

A =$1,000 or less F =$50,001 -$100,000 I =$15.000 or less N =$250.001 - $500,000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.D01 - $1.000,000 K =$15,001 - $50,000 O =$500,001 - $1.000.0O0 R =Cost tReal Estate Only) V =Other

C =$2.501 - $5.000 H 1 =$1.000.001 - $5.000.000 L =$50,001 - $100.000 PI =$1.000.001 - $5.000,000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15,~00 H2 =More than $5,000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 17 of 25

Name of Person Reporting Mark, WolfL.

Date of Report 07/01/2011

VII. INVESTMENTS an d TRU STS - income, vol,,e, ~unsactions andudes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

[]

NONE(No reportable income, assets, or transactions.)

222. 223. SPDR S&P Emerging Markets Small Cap 224. 225. 226. Ishares MSCI Korea Index 227. 228. Ishares iBoxx High Yield Corp Bond 229. 230. PIMCO 15+ Year US TIPS Index ETF A Dividend Dividend K J T T A Dividend None
A Dividend K

Sold Buy Buy (addl) Buy (addl) Buy Sold Buy Sold Buy Buy Sold (part)

06/02/10 06/02/10 09/09/10 10/04/10 02/02/10 06/02/10 02/02/10 10/04/10 10/04/10 11/18/10 12/08/10 10/00/10 02/02/10 03/17/10 10/04/10 09/15/10 10/04/10

J J J J J J J J K K J K K J J J K A

231. PIMCO Enhanced Short Maturity Strgy ETI: A 232. 233. SPDR S&P Dividend 234. Vanguard Dividend Appreciation 235. 236. 237. Vanguard REIT 238. A A A

Dividend Dividend

K K

T T

Buy Buy Buy (addl) Buy (addl)

Dividend

Buy Buy (addl)

1. Income Gain Codes: (See ~olumns BI .and.D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 .- $100.000 J =$15.0~} or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2.500 G =$100.001 - $ 1.000.000 K =$15.001 - $50.000 O =$500.001 - $I.000.000 R =Cost (Real Estate Only) V =Other

C =$2.501 - $5.000 H 1 =$1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.00t - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15.0~0 H2 =More than $5,000.000 M:=$t00.001 - $250.000 P2 =$5.000,001 - $25.000.000 T =Cash Market

E -~I5.D01 - $50.000

FINANCIAL DISCLOSURE REPORT Page 18 of 25

Name of Person Reporting Mark, Wolf L.

Date of Report 07/01/2011

VII. INVESTMENTS and TRU STS - income, vu~ue, tru.sactio.~ (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

[]

NONE (No reportable income, assets, or transactions.)

239. Barclays Bank Pie iPath S&P 500 Vix 240. 241, Schwab Govt Money Fund 242. 243.
244. 245. 246. 247. BROKERAGE ACCOUNT #4 248. iShares Barclays 1-3 Year Treasury Bond 249. 250, 251, 252, 253. iShares Barclays TIPS Bond Fund 5.298% 254. 255, A A

None

Buy Sold

02/02/10 03/08/10

J J

Dividend

Dividend

Sold (part) Sold (part) Sold (part) Sold (part) Sold (part)

02/02/10 06/02/10 06/11/10 07/19/10 12/21/10 06/11/10 07/19/10 10/04/10

J J J J J J J J A A

Dividend

Sold (part) Sold (part) Buy (addl)

n~ome Gaih C~6~: (See c0i~ififiS Bi and D4) (see co umns c1 and D3) 3. Value Method C~es (see Column c2)

A--$L000 Or less F ~$50.001 - $100 0~ ....

B =$1,001 $2;500 G ~$100~00i ~ SLY0 000

C ~$2i501 ~ $5,0~0 Hi ~$[~0;~1- $5;~;000 Pi ~i~0,~l ~ $5~066~b~ ~M~ ihaa $50~0:060 S =AsSessment : W =E~imat~d

D =$5,001 - $|5,0~0 E=$15,00| - $50,000 H2 =M0re than $5.~0,~ .......................... P2 =$5,000,00i:~ $~5:000;006 ::: : T ~h Market

N =$250,001 - $5~ ~00 ~66 60i ~ $i ~0~000 ........ P3 =$25.~0.001 - $50.000,000 R ~0St (Real ~tate Only) Q =Appraisal V =Oth~ u =Book Value

FINANCIAL DISCLOSURE REPORT Page 19 of 25

Name of Person Reporting Mark, Wolf.L

Date of Report 07/01/2011

VII. INVESTMENTS and TRUSTS - ineo,~e, value, ~onsactio,~ ancludes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

256.

Sold

12/21/10

257. iShares FTSE/Xinhua China 25 Index

258. 259. SPDR Gold Trust 260. 261. 262. 263. Vanguard Bond Index Fund 264. 265. 266. Vanguard Total Stock Market Index 267. 268. iShares MSCI Japan Index 269. iShares Barclays 7-10 Year Treasury Bond 270. 271. iShares JPMorgan USD Emerging Markets Bond Fund 272.

Dividend

(part) Sold (part)

Sold (part)

06/02/10
10/04/10 05/12/10 06/02/10 07/19/10 12/21/10 06/02/10 06/11/10 07/19/10 02/02/10 06/02/10 02/02/10 10/04/10 11/18/10 02/02/10 06/02/10

J
J J J J J J J J J J J J J J J

A
A

None

Buy (addl) Sold

A A A

(part)
Sold

(part)
Sold (part) A Dividend J T Buy (addl) Sold (part) Sold (part) A Dividend Sold (part) Sold None A Dividend Sold Sold (part) Sold A Dividend Sold (part) Sold

A A A A A A A

(See:C01umns Bi and O~j : ~=$50,001 :$ 00,000 2. Value Codes J =$15,000 or less (S~ C ..... CI and 03) N ~$250~001 ; $500.000
P3 =$25,000;00 - $50~000i000

G--$too 001 =$1,000.000 K =$! 5~001 ; $50.000 O --$500 001:L $i 000.000 : . R =Cost (Real Estate only) V =Other

HI--S10OO 00t ~$5 000,000 : :: H2--Morethan$5,000,000 ............... L =$50i00i!~166;~6~i66~i; P1 =$1~;00i i $3 666i~

P4=M~r~ihaa$50oo0oO0 ::? :: :

3. Value Method Codes (See Col .... C2)

Q ~Appraisai U =B~k Value

s =ASses~mefit: : W --E~i~at~d

:: : :

:i :: : ....

FINANCIAL DISCLOSURE REPORT Page 20 of 25

Name of Person Reporting Mark, Wolf L.

Date of Report 07/01/2011

V I I. I N V E S T M E N T S a n d T RU S T S - inco,~c, val~e, ~ran$~aions anti, des those of spo use and dependent children; see pp. 3 4-6 0 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

273. iShares MSCI Germany Index 274. Russell 2000 Index 275. SPDR International Govt InflationProtected Bond Index 276. WisdomTree Dreyfus Emerging Currency Fund 277. 278. 279. NASDAQ 100 Index 280. 281. 282. DB Agriculture Index 283. 284. DB Commodity Index 285. 286. 287. 288. Wisdomtree Emerging Market Local Sovereign Debt 289. WisdomTree India Earnings A A A A

None None Dividend None

Sold Sold Sold Buy (addl) Sold (part) Sold

02/02/10 02/02/10 06/02/10 02/02/10 06/02/10 08/04/10

J J
J J J J A

Dividend

Sold Buy
Sold

02102/10 J 06102/10 J
10/04/10 J A

None

Buy Sold

02/02/10 05/12/10 02/02/10 07/19/10 08/12/10 12/21/10 08/09/10 07/13/10

J J J J J
J

None

Buy Sold (part)

(part)
Sold (part) Dividend Dividend J J T T Buy Buy

Sold

J J

2. Value Codes (See Co umns C and D3) 3. Value Method Codes (See Column c2)

J :$15;000 or less N=$250001 :$500000 P3 =$25,000.001- $50 000 000 Q =Appraisal u =BoOk value

i K=SI5,00i : 6 ~$500 00i i ~i~6

R -~;ost (REal ~t~i~ Odiy)T ~ash ~ket V =Other : ~--Esti~at~d .....

FINANCIAL DISCLOSURE REPORT Page 21 of 25

Name of Person Reporting Mark, Wolf L.

Date of Report 07/01/2011

VII. INVESTMENT S and TRUSTS - income, vu~ue, transactions ancludes those ol spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

290. 291. Ishares MSCI Hong Kong Index 292. 293. SPDR S&P Emerging Markets Small Cap 294. Ishares iBoxx High Yield Corp Bond 295. 296. PIMCO 15+ Year US TIPS Index ETF 297. PIMCO Enhanced Short Maturity Strgy ETF 298. 299. 300. 301. 302. SPDR S&P Dividend 303. Vanguard Dividend Appreciation
304. 305. 306.

(part)
None
Buy

Sold

10/04/10
02/02/10

J
J

Sold

06/02/I0

A A

Dividend Dividend

Buy Buy
Sold

10/04/10

02/02/10

10/04/10

A A

Dividend Dividend

J J

T T

Buy Buy
Sold

10/04/10~
06/02/10

07/19/10

(part)
Buy 10/04/10 11/18/101
12/21/10

J j
J

(addl)
Buy
(addl) Sold (part)

A A

Dividend Dividend

J J

T T

Buy
Buy

10/04/l 0
02/02/10

J
J

Buy (addl)

03/17/10 !

Buy
(addl) Sold (part)

06/02/10

07/19/10

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C1 and D3) 3, Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 --$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 O =$100,001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =Other

C =$2.501 - $5.000 H 1 --$1.00O.001 - $5.000,000 L =$50,001 - $100,000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15.000 H2 =More than $5.000.000 M =$100.001 -$250.000 P2 =$5.000.001 - $25.000.000

T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 22 of 25

Name of Person Reporting Mark, Wolf L.

Date of Report 07/01/2011

VII. INVESTMENTS an d TRUSTS - income, vulue, ~ronsuctlons (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

307. 308. Vanguard REIT Index A Dividend J T

Sold (part) Buy

10/04/10 09/15/10

J J

309. 310. Barclays Bank Plc iPath S&P 500 Vix 31 I. 312. Schwab Govt Money Fund
313.

Buy (addl) None Buy Sold None J

10/04/10 J 02/02/10 J

03/08/10 J

314.
315.

316. 317. 318. CHARLES SCHWAB MONEY MARKET ACCOUNT 319. Fidelity USA (MM)
320. Bank of America (savings)

A A A A E A

Interest Dividend Interest Interest Dividend Interest

J K K K M K

T T T T W T

321. Bank of America (checking) 322. LILO, LLC (Limited Liability Corporation) 323. Citizens.Bank (savings & checking)

C =$2,501 - $5.000

D =$5.001 - $15,000

E --$15,001 - $50.000

H 1 =$1.000,001 - $5,009,000 2. Value Codes (See C01umns C1 and D3) 3. Value Method Codes (See Column C2) J =-$15~000 0~ less .......... N ~$2~p~00i ~ $500;000 P3 --$25~000i001 ~ $50~000,000 Q ZA~i~ai .... U ~Book Value .... K =$15 001, $50,000 O ~$500;001- $1,000.000 R =Cost (Real Estate Only) V =Other

H2 =More than $5,000,000

P2 =$5,000;001

L=$5OOO - st0o ooo

PI =$1,000.001 - $5.000,000

~, =More t~a. ~5o.000.000

S =Assessmeat W =Estimated T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 23 of 25

Name of Person Reporting Mark, Wolfe

Date of Report 07/01/2011

VII. INVESTMENTS and T RU STS - income, volue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)

[]

NONE (No reportable income, assets, or transactions.)

324. Sovereign Bank (savings) 325. 326. 327.

Interest

Buy

06/15/10

1. income Gain Codes: (See Columns B1 and 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50,001 ~ $100,000 J =$15.000 or less N =$250.001 - $500,0~0 P3 =$25,000.001 - $50,000.000 Q =Appraisal U =Book Value

B =$1.001 -$2.500 O=$100.001-$1,000.000 K =$15.001 - $50.000 O =$500~01-$1.000~00 R=Cost(Real Estate Only) V =Oth~

C =$2.501 - $5.000 H 1 =$1,000,001- $5,000.000 L =$50.001 - $100,000 PI =$I,000,00t - $5,000,000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15.000

E =$15.001 - $50.000

H2 =M0re than 55.000.000

M ~$100.001 - $250.000 P2:=$5.000.001 - $25,000.000 T =:Cash Market

FINANCIAL DISCLOSURE REPORT Page 24 of 25

Name of Person Reporting Mark, Wolf L,

Date of Report

07/01/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of repor~)

In 2010 most of the assets owned~ were managed by Windward Investments, which recently changed its name to Windhaven Investments ("Windhaven"). Windhaven provided the information in this Report concerning the assets it managed. That information is, to the best of my knowledge, correct. ~ I invest in what Windhaven calls "Funds," through which identical investments are made simultaneously for many investors. These are not mutual funds. Rather various index shares are bought and sold for individual accounts and various times. Therefore, there are many transactions described in this Report which would not be required to be reported if we were invested in mutual funds which engaged in similar transactions. In preparing this 2010 Report, Windhaven, and then I, realized that Schwab Government Money Fund Accounts opened~ in 2009 were inadvertently omitted from my 2009 Report. They are included on lines 117, 172, 180, 241, and 312 of this 2010 Report. In addition, McDonalds stock was mistakenly listed twice on my 2009 Report, on lines 9 and 189. It is in this 2010 Report once on line 179. In my 2009 Report, the Vanguard Total Stock Market reported on line 113 of this 2010 Report was reported as "sold," but it appears that it should have been reported as "part sold." I have not listed in Part VII the asset in my~ Trust reported in part I because I have no beneficial interest in it and do not now control the purchase, sale, or other disposition of the asset.

FINANCIAL DISCLOSURE REPORT Page 25 of 25

Name of Person Reporting Mark, Wolf L.

Date of Report 07/01/2011

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Woff L. Mark

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544