You are on page 1of 7

~

~. ~/~0~0

,~cf/0

FINANCIAL DISCLOSURE REPORT


FOR C~ENDAR YEAR 2009
2. Court or Organization U.S. DISTRICT COURT 5a. Report Type (check appropriate lype} [] Nomination, [] Initial Date [] Annual [] Final

R~po,-i

in Govermnent Act of 1978

I. Person Reporting (last name, first, middln initial) GAR.CIA, ORLANDO L. 4. Title (Article Ill judges indicate active or senior status; mag[sUatejudges indicale full- or part-tlme) ARTICLE III JUDGE

3. Date of Relmrt 06/22/2010 6. Reporting Pcrind 01/01/2009 tu 12/31/2009

7. Chambers or OlIice Address Jolm H. Wood, Jr. US Courthse. 655 E. Durango Blvd: San Antonio, TX 78206

fib. [] Amended Reporl g. On Ihe basis of the information contained in Ibls Report and any modifications pertaining Iherelu, il Is, in iny opinion, in compliance ,with applicable la~vs and rcg.ulalion~. Reviewing Officer Dale

IMPORTANT NOTES: The instructions accompanying this form mnst be followed. Complete ttlt parts,
checking the NONE box for each part where yon httve no reportable infornmtion. Sign on last page.

I. POSITIONS. ~x~.-;,,~ i,,~,,~.,,o,; ~or,. ~-. of filing instr,,ctlo,,s.)


[-~ NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

1---]

N ONE (No reportable agreements.) DATE pARTIES AND TERMS


State legislative and judicial pension accotmts which have vested and are crealcd under Texas stale law. I am presently receiving my legislative pension which began at age 50: and 1 will receive my state judicial pension at age 60.

I. 12!1/2002 2. 12/1/2013

Garcia, Orlando L.

FLNAN CIAL DISCLOSURE REPORT Page 2 of 7

![ N ......f ]h:rson Reporling


I GARCIA, ORLANDO L.

Dale of Reporl ] 06/22/2010 [

III. NON-INVESTMENT INCOME. (Rep,,r,i,,~ i,,,~i,.id,,,l o,,a,~ ..... ; ~ee pp. ~7-:~ ,#~i,,,.i,,.,,,,,i,,,,~.)
A. Fliers Non-lnvestment Income
~ NONE

(No reportable non-investment income.)


DATE SOURCE AND TYPE
Employ~ Retirement System of Tcxas (state legislative

INCOME
(you~, not spouses)
$23,864.04

1. 1~ 1-2009

pension-monthly annui~)
2.

3.

4.

B. Spouses Non-Investment Income - if you were married dnring any portlml of the reporting year, complete this
(Dollar amoun! not required except for honoraria.)

[~]

NONE (No reportable non-investment income.,) DATE SOURCE AND TYPE

I. 2. 3. 4.

IV. REIMBURSEMENTS --.,.~p,,r-io,,


(Includes those to spouse and dependent c/ildren." see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE


I. 2. 3.
4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

F:!NANCIAL DISCLOSURE REPORT Page 3 of 7

N~mo ore ..... I~epor,ing


GARC1A, ORLANDO L.

Da,e~rR~|mr,
06122/20 l0

V. GIFTS. a, cl,,,/~., a .... ,o ,~, ........ a ,/e~,,ac,,, c/,it,Jrc,; .,.~o vp. 2s-s1 oI~l~,,~. ~,,~,,,,~o,,,.)
NONE (No reportable gifts.) SOURCE
1.
2.

DESCRIPTION

VALUE

3.
4.

5.

NONE (No reportable liabilities.) CREDITOR DESCRIPTION


Loan

VA LUE CODE
K

1.

Frost National Bank, San Antonio,


Texas

2. 3. 4.

5.

FINAN~SIAL DISCLOSURE REPORT Page 4 of 7 VII. INVESTMENTS and TRUSTS - i


D

GARCIA, ORLANDO L.

06/2212010

NONE (No reportable income, assets, or transactions.)


Description of Assets (including trust assets) Place "(X)" after each asset ! ] I B. Income during reporting period C. Gross value at end of reporting period D. Transactior~s during reporting period

[Antounl [ Type (e.g., , Code 1~/ dlv., rent, (A-H) / or int.)

-%f-l .....~- ....... i-6----iff- ~ ....... ~ff ...... ~-~i .....~) ...... 7; ........... -~ ..........

"

Value Code 2 (J-P)

Value Met md Code3

Type (e.g., buy, se , redemption)

] Date Value ~imtrddd/yY Code 2 (J-P)

Gain Code IA-H)

Iden~i~, of buyer/seller (if privale

I. 2. 3. 4, 5. 6. 7. 8. 9. 10.

BLACKROCK ALL-CAP GLOBAL RESOURCE BLACIGt~OCK GLOBAL ALLOCATION BLACK.ROCK GNMA DELAWARE DISVERSIFIED INCOME DIAMOND HILL LONG SHORT FEDERATED ADJUSTABLE RATE FIDELITY ADV LEVERAGED STOCK FIRST EAGLE GLOBAL IVY ASSET STRATEGY LORD ABBETT GLOBAL DEVELOPING MARKET

A A A A A A A A A A A A A

Int./Div. lot./Div. Int./Div. Iot./Div. Int./Div. lnt./Div. Int./Div. lnt./Div. Int./Div. Int./Div. Int./Div. lnt./Div. Int./Div. lnt./Div.

J K J J

T T T T

Sold (part) Sold (part)

04117/09 J 04/17/09 J

Buy Sold

04106109 J 04/03/09 J

J J K K

T T T T Buy Buy Buy Sold 03130109 J 04/06/09 03/30/09 04/03/09 04/17109 J J J J A A

I I. MATIHEWS ASIAN GROWTH & INCOME 12. 13. 14. PIMCO REAL RETURN RYDEX MANAGED FUTURES ALLIANCEBERNSTEIN GLOBAL BOND A

J J J J

T T T T

Sold (part)

15.
16. 17.

PERMANENT PORTFOLIO
HIGHBRIDGE STATISTICAL NEUTRAL A RIVER.SOURCE ABSOLUTE RETURN

Int./Div.
Int./Div.

.I
J J

T
T T Buy Buy 04/06/09 04106/09 J

lnt./Div.

(~c Column= B I end D4) 2. V=h~ Codc~ (~c Columns CI ~nd D3~ 3. Value Method Co~s

F -$50.~1 - $100.~ J =$15.~ or 1~ N =$~0.001 - $5~.0~ Q =Appmi~l

G =$ I~.OOI - $1.000.0~ K =$15.~1 - $50.~0 O -$5~.001 - $ I.~0.~ R -Cost (~cal Estate Only)

H I =$l.O~.~l - $5,~.g~ L =$50.001 - $100.~0 PI =SI,~0.~I - $5,~0.000 S -As~smcnt

H2 =More than M =$ I~,~1 P2 =$5.000.001 - $25,~0,0~ T ~asl~ Market

F4~~AI~CIAL DISCLOSURE REPORT Page 5 of 7

{ n.~e o~o. ~o~,i.:


0~010 [ GARCIA, ORLANDO L. aians" (Include" those of spou~ and depet,den, children; see IP. 34~0 of fillng

VII. INVESTMENTS and TRUSTS - i,,= ........


A. D~cription of Assets (including trust as~s) Pla~(X)" after ~ch a~ exempt from prior disclosure (A-H) [ l ~ ~

~.~ t ......

NONE (No reportable income, assets, or transactions.)


B. Income during reposing ~ri~ C. G~ss va~ue at e~ of ~poaing period ~ " D. Tr~cfions du~ng reining ~riod

[Amounl [ Type (e.g., orint.)

...... ..... ................... Value Value


~ (J-P) ~e 3

Ty~ (.g.. I Date / Value . Gain ~emption) i ~ (J-P) (A-H)

Identity of (if private

18.

FROST BANK CHECKING

lntJDiv.

19.

FROST BANK SAVINGS

lnt./Div.

I. Incon~c Gain Codes: 2 Val~ C~cs

A =$1,D00 or le~s J -$15,~0 0r I~s

B "$1,00l - $2,500 K =$15,001 - $~0,000. L =$50.~1

3. V~Iuc M~h~ C~

Q -App~l

R ~Co~l (R~I ~mtc Only)

S =As~t

T =C~Ix Maim

Fd"NAN~CIAL DISCLOSURE REPORT


Page 6 of 7

I ~,=c orbcroon R~por, tn~


I GARCIA, ORLANDO L.

oa~cot R~pu~
06/22/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (h,,licatep,~rtt,fRep~,rt.)

EINANCIAL DISCLOSURE REPORT


Page 7 of 7
~-

n ...... fle .... Ilepc~rling

DaIe erRsper, 06/2P_/2010

GARCIA, OR.LANDO L.

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if an),) i~ accurate, true, and complete to the best of my knowledge and belief, and that on), information not reported was withheld because it me( applicable statutory provisions permitting non-disclosure. 1 further certify that corned income from outside employment and bonoraria and the acceptance of gifts wlfich have been repor[ed are in compliance with the provisions of 5 U.S.C. app. 501 ct. scq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signsture~

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS R.EPORT MAY BE SUBJE~--T TO CIVIL AND CRIMINAL SANCTIONS (S U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed origin~l and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

You might also like