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FINANCIAL DI SCLOSU RE REPORT

FOR CALENDAR YEAR 2009

Rer, or~ Reqr, irea b~ the

in Government Act of 1978

(5 u.S.c. ~pt~. ,~

Kelly, J~,, Paul J. 4. Title (A~ic]e Ill judges indicate active or senior ~ams; magistrate judges indicate full- or part-time~ U,S, Circuil Judge (Active)

U.S. Court of Appea~-10th Cir 5a. Repo~ Type ~ci~cck appropriate type) ~ Nommatiom ~ lni~ial D~tc ~ Annua~ ~ Final

04/21t2010 6. RepoSing Period 01/0t/2009 to 12/31 i2009

5h. ~ Amended Report 7. Chambers or Office Address Post Office Box 10! 13 Santa Fe, New Mexico 87504-6113 8- On the basis of the information onlained in this Report and any modifications pertaining Ihereto, il is, in my opinion, in compliance with applicable laws and regttlations. Revie~ing Officer Dnl

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NO,V12" box for each part where you have no reportable informatiot~ Sign on last page.

I. POSITI ON S. ~,po,,,~ individttal only; see pp. 9-13 o[filing i ........

~ NONE (No reportablepositions.) POSITION
1.

ions.)

NAME OF ORGANIZATION/ENTITY

3.
4.

11. AG~EMENTS. ~pora~g iuaivid.al only; see pp. 14-16 oyyiting i ........ ions.)
NONE (No reportable agreements.) DATE
I.

~~

~.~

PARTIES AND TE~S

Kelly Jr., Paul J.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

III. NON-INVESTMENT INCOME. (Reporffng individual and sp ....

A. Filers Non-Investment Income ]

; see pp, 17-24 ofjqlit~g instruclions.)

[
I. 2009

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

Stale of New Mexico, Public Employees Relirement Assn. Volontoer Firefighler Peusiou

INCOME
(yourS, not spouses) $1200.00

B. Spouses Non-lnvestmen! Income - if you were married during anyporrlon of the reporting year, complete this
(Dollor amount ~ot required except ]~r honoraria:)

~
1. 2009

N ONE (No reportable non-investment income.) DATE SOURCE AND TYPE

Firs~ Community Bank - Director Fee

IV. REIMBURSEMENTS ...... ~o~,,,~o~,

(Includes tho~e to spouse and dependent children, see pp 25-27 ,)J filing instm~clions )

[~

NONE (No reportable reimbursements.) ~ DATES

4/3. 612009

LOCATION
New York, New York

PIJRPOSE
Judge final round of Comp

ITEMS PAll) OR PROVIDED

Transportation, lodging and meals.

t.

2009 trying R. Kau|h~an Men~orial Securities !.aw Moot Court, Fordham Law School

FINANCIAL DISCLOSURE REPORT Page 3 of 7

~ ..... f P .....Repor~iag

Dale of Report

~e~l~,, Jr., Paul J.

[

04/21/2010

V. GI~"IS. (Includes those ,o W,,u.~e and dependent children; see pp. 28-31 of filing instruction~.)
NONE (No reportable gifts.) SOURCE DESCRIPTION VALU~

2. 3. 4. 5.

~]

NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE (;ODE

1.

2. 3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 7 VI 1. INVESTMENTS and TRUSTS -; ...........

A ~scription of Assets (including trust assets) Place"(X)"aflcrcachas~et exemptfrompnordiscl ......

N ....

fPerson Reporting 04!2112010

Kelly, Jr,, Paul J.

~,,e, r~- .....rions (lnctu~les tl, ose o.f~?ouse

~ NONE (No reportable income, assets, or transactions.)

~ i B, lncomc during reporting period C. Gross value at end ~ of reporting period Value i Method CMe 3 tQA~0 T ~ T~(e.g., buy, sell, ~ redempt on) Transactions during relmrtirtg ~riod

:Amoum~ Tv~fe.g, ~ Vah,c ~CtMcl ~ div ......t, :~ Code2 : (A-H) or n .) ~ (JP~

Date ! Value Gain :mm/d~yylCode2 [Codel (J-P) [ (A-H) :, t

ldcntityof buyeffselier (if private transaction)

I.

Kirst CommuniD Bank, Same Fe, N M (change of name) Misc. Oil & G~ Interests (Lea & Eddy Co., N~)(Wyo, Texas) ~ich Third Lid.

B A B

lnteres~

2. 3.

Royalty Dividend

J K

W W

4. 5. 6. ] 7. 8. 9.
I 0.

First National Tower Ltd. Centennial Money Mkt. Fund T. Rowe Price Capital App. T, Rowe Price Equity Inc.

C A A A

Dividend Dividend Dividend Dividend

1.,

W Sold 03!09/09 03/09!09 03;09/09 12!30,"09 03109/09

03.;09109

J J K K K
K

K K

T T

Sold (part) Sold (part) 13ny

T. Rowe Price Growth Stock

T. Rowe Price Spectrum (howth T. Rowe Price New lncome

A
A

Dividend
Dividend J L T T T

Sold
Sold (part)

1 I. 12. 13. : t4.

C B A A

Dividend Dividend Dividend Dividend

T. Rowe Price Spectrum Income

American Fund, Growth Fund of America First St. Bancorporation

Sold J T

03109/09

15.
16. 17.

No~lhwestem Mutual Life

I. Rowe Price Global Stock T. Rowe Price Blue Chip Growth

D
A

Dividend
Dividend

L
Sold 03/09109 J A I3

Dividend

Sold

08!26/09

FINANCIAl. DISCLOSURE REPORT

~ ......Person Reporting f Kelly~ Jr., Paul J.

Dale of Report 04/21/2010

Page 5 of 7
VII. INVESTMENTS and TRUSTS - i ........
--]
A. Description of Assets (including trust assets) Place "(X)" after each asset |?ore prior disclosure

.o~,i,,ns (Includes ,base of sp ......d dependent children; seepp. 34-60 tlf f!ling in ....... tions.) ~J .......

NONE (No reportable income, assets~ or transactions.)

13. C Income during L-iross value at end repot ng per od , o "repor~ ng per od (9_) (I) (I) i (2) Am0um Type (e.g.. Value Value Code 1 div.. rent, Code 2 Method ., (.A-H) o~ int) (J.-P) Code 3 (Q-W) D. Transactions during reporting period . (l) Type (c g.~ :[ buy. sell. : redemption) (2) : (3) (4) Date : Value Gain mm/dd/yy [ Code 2 Code I (A-It) [ 0-P) I !5) ldcn6ty of buycr,"scltcr (ifprivale transaction)

18.

T. Rowe Price High Yield

Dividec~d

19. 20. 21. 22, 23. 24.

25.

T, ~owe Price International Bond Fund T. Rowe Price Tax Free-tligh Yield T. Rowe Price lntl Disc. "1". Rowe PriceNevc Era T. P, ov,,e Price lntl Growth & Income T, Rowe [>rice Short lenn Bond
T. Ko,.ve Price Summit Cash Reserves

A B A A A

Dividend Dividend Dividend Dividend Divider~d Norse

T Sold Sold Sold Sold 03/09,09 J 03/09i09 J 03/09/09 J 03/09/09 12/30/09 K

03/09,09 M -,>

K
K

T
T

Buy
Buy

Dividend

26 27.

Sold (pnrt)

12/30/09

Money market account - transactions in and out throughout year.

FINANCIAL DISCLOSURE REPORT Page 6 of 7

]Name
[ ~"Y ,~,-., P~,.~ ,~.

of Person Reporting

Da;e of Repor~

o4/21/201o

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,~i~at~p,r~oJRepor~)

FINANCIAL DISCLOSL T "~ REPORT RE Page 7 of 7 IX. CERTIFICATION.

Name of Person Reporting

~,~ or~epo,, 04/2m010

] Ke,y, Jr., Paul J,

I certify that all iuformation given above (including information pertaining to my spouse and minor or dependent children, if an)) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory prorisions permitting non-disclnsure. I h~rthcr ce~ify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliauce with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations,

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND W1LFULLY FALSIFIES OR FAILS TO FILE TItIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financia! Disclosure Adn-dnistrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544