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ao to

Rev. mOlO

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Cou.rt or Organization USDC FOR THE NO DIST OF CALIF 5a. Reporl Typ~ (check appropriate type) [] Nommatton, Date [] Annual [] Final

ReportRequiredbytheEthtcs
m Government Act of 1978

~5 u.s.c, app. 10m11)


3. Date of Report 05/15/2010 6. Rel~,rtlng Period 01101/2009 to 1 ~3112009

1. Person Reporting (last name, first, middle mitlal) W1LKEN. CLAUDIA 4. "lltle (A~lic]e III judges indmate active or senior stalus. maglsttate judges indicale full- or part-lime) US DISTRICT JUDGE, ACTIVE

[] lmt,al

5b. [] Amended Report 7. Chambers or Office Address 1301 CLAY STI~EET OAKLAND, CA 94612 8. On the ba.~is of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and rcgulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form mu~t be followed. Complete all part~,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. eRemaog i.~,.~t o~y; ,ee ,~. ~-~ of


[---] NONE (No reportable positrons.) POSITION
1. TRUSTEE

fihng instructions.)

NAME OF ORGANIZATION/ENTITY
TRUST #3

2.

TRUSTEE

TRUST #4

II. AGREEMENTS. (Reporting indiv,dual only;


NONE (No repo~able agreements.) PARTIES AND TE~S

FINANCIAL DISCLOSURE REPORT Page 2 of 7

r~,.e of Person Repor~il~g

Dal of Rport

W1LKEN, CLAUDIA
[

05115/2010

III. NON-INVESTMENT INCOME. cRepo,~,g ~,aivid,~ ~,a ,p ....; see pp. 17-24 of filing instructions.)
A. Fliers Non-Investment Income NONE (No reportable non-investment income.) DATE 1. 2. 3 SOURCE AND TYPE INCOME (yours, not spouses)

B. Spouses Non-Investment Income - tf you ,,,,~ married during any portlon of the reporting year, complete this section.
(Dollar amot~nt not required e~cept for ]~onorarta )

[-~

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE SALARN FROM GOVERNMENT EMPLOYMENT DISTRIBUTION FROM FORMER LAW PRACTICE

I. 2009 2. 2009 3. 4.

IV. REIMBURSEMENTS -.
(Includes those to ~pou~e ~ dependent children: see pp. 25-27 of fih~g tnMructton$ )

NONE (No reportable reimbursements.) ~ 1. 2. 3. 4. 5. DAT~ LOCATION PUR~SE ITEMS PAID OR PROVIDED

Page 3 of 7

WlLKEN, CLAUDIA

05/15t2010

V. GIFTS. (Includes those to ap ...... d dependent children; see pp. 28-31 of fihng instructions.)
[] NONE (No reportable gifts.) S__Q_U_R__C~
I. 2. 3. 4. 5_

DESCRIPTION

VALUE

~__~

NONE (No reportable liabilities.) CRED1TOI~ DESCRIPTION VALUE CODE

1. 2.

3.
4 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 7

|l N .... f P ..... Reporting

Date of Repofl 05/15/2010

[
[] NONE (No reportable income, assets, or transactions. ) i I Description of Agsels (including trust asse~s) Place "(X)" after each axset exempt Irom prior digclo,~ure ~_ ....................... 1. 2 3. 4. 5. 6. 7. 8. 9 10 I1 12. ! 3. 14. 15 IO 17 Wells Fargo Bank accounts Schwab US Tsy Money Fd Schwab CA Mum Money Fd IRA #1 : Wells Fargo Advuntage GovF IRA # I: F~dchty Equtty Income Fd IR,~ # 1: Dreyfus International Stock Index Fd IRA #1: Dreyfus Small ~:ap Stock Index Fd IRA #2: Schwab US T~y Money Fd IRA #2: ~cl~wab ValuTAdvantage Fd IRA #2: Dodge & Cox Income Fd IRA #2. Dreyfus International Stock Index Fd IRA #2: Fidehty Magellan Fd IRA #2: Janu,, Fund IRA #2: Vanguard 5~) Index Fd I~A #2: Wells Fargo Advantage Govt Sec IRA #2: ]shares Tr Russell 20(~ IRA #2" lshares S&P Midcap Index Fd A A A A A A A A A B B A A B D A A B Income daring reporting period Amount Code 1 (A-/l) t Interes! Dtvldend Dividend Dividend Dividend Dw~dend D~vidend Divtdend Div,dend Divtdend Dr,,idend Divtdend Dw~dcnd D~videud Diwdend Dividend Dividend "l.vpe (e g, dw, renl, or Io~)

WILKEN, CLAUDIA

VII. INVESTMENTS and TRUSTS .. i ........ t,,e, t ..... lions (Includes those of spouse and dependent children; see pp. 34-60 of fihng in~trucnom.)

Gros~ value at end of reporhng period Value Code 2 O-P) _ L M L J J J J J L K K [ t t : Value Melhod Code 3 (Q-W} T T T T T T T T T T T Sold J L M K K T T T T T Buy (addl) Type (e g, buy, sell redempnon)

Transacuons during reporling pertod

Dale ~ VaJue mm/dd/yy Code 2 (J-P) .[ ....

Gain Code 1 (A-H)

Idcnnty o| buyertseller (ifprwate

=:

~ 06/02t09 J

06/03109

FINANCIAL DISCLOSURE REPORT Page 5 of 7


VIL I~STMENTS and TRUSTS - ~ ........

~.,~, ot P,,~o. a~.~.~


~LKEN, CLAUDIA

05/1~/2010

~. ~ ..... ~o~ ~.~. ,~o,~

~ NONE (No reponable income, assets, or transactions.)

.............. ~Asse~s ....................... ~ .............. al end ~ .................................................. ~. Description of Income dunng Gro~s value
(mctuding ~st asse~)
Plae "(X)" ~leI each ass~l

T~sact~ons d~ing re~ing

~por~mg pefi~
, Amounl (A-H) Type (~ g, or ml)

of repu~mg period
Value (J-P) Value Code 3 redcmpUon) (J-P) ~ (A-It)

18 19.

Schwab Value Advantage Fd Schwab US Tsy Money Fd

B A

Dividend Diwdend None None

K J J J

T T T T Open :01116/09 J Buy (addl) 01/06/09 K

20. Trust #3: Schwab 529 Aggressive 21. Trust #4: Schwab 529 Moderate

FINANCIAL DISCLOSURE REPORT


Page 6 of 7

n .... f Persoa Reporting WILKEN, CLAUDIA

Date of Report

05/15/2010 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ~naica,~ oyR~po,t)

FINANCIAL DISCLOSURE REPORT

Page 7 of 7 IX. CERTIFICATION.

I
[

Name of Person Reporting WILKEN, CLAUDIA

Date of Report 05115/2010

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I h~rther certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRI_rViINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copics to: Committee on Financial Disclosure Adminislrative Office of the United States Courts State 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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