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11-94 (19821
s. NEMAT-NASSERS
AND M. M. M E H R A B A D I ~
Department of Civil Engineering, North western University, Evanston, Illinois 60201, U.S.A.
SUMMARY
It is commonly accepted that the mechanical behaviour of granular masses is strongly affected by their microstructure, namely the relative arrangement of voids and particles, i.e. the granular fabric. Therefore, parameters which characterize the granular fabric are of paramount importance in a fundamental description of the overall macroscopic stresses and deformation measures. In this paper several measures of granular fabric are introduced for a random assembly of spherical granules, using a statistical approach. In particular, a second-order symmetric tensor, ei,emerges from this consideration, which seems to be of fundamental importance for the description of fabric, and which is closely related to the distribution of the contact normals in the assembly. The relation between fabric measures presented here and those discussed by other investigators is also discussed.
1. INTRODUCTION
Properties of most materials depend strongly on their microstructure, and granular materials consisting of discrete particles are no exception. The term 'fabric' is used in this paper to identify the microscopic arrangement of the particles and the associated voids. Experimental evidence reported by Oda,1-3 Arthur and Menzies; Arthur and Phillips', Mahmood and Mitchell6 and Mulilis et a[.' suggests that the concept of fabric can be very useful for the understanding of various properties of granular masses, such as dilatancy and anisotropy. On the basis of these experimental results, theories dealing with the corresponding strength and constitutive equations have been developed in recent years, taking into account the fabric (e.g., Horne,"' Mogami," Wilkins," Oda,12 Matsuoka,13 Sadasivan and Raju,14 Davis and Deresiewicz," Murayama,16 Satake17 and Mehrabadi et a1.18). In particular, Oda has examined rather extensively this notion, concluding that the fabric of an assembly of non-spherical particles may be identified by the following two ingredients: (1)the orientation of individual particles, and (2) the mutual relation of the particles. In this paper we shall attempt to define more precisely the concept of fabric for an assembly of spherical particles, using a statistical approach. The result provides further insight into the micromechanics of granular masses, and, therefore, is hoped to serve as a stepping stone for future fundamental developments in this area.
f
78
M. O D A . S. NEMAT-NASSER A N D M. M. MEHRABADI
(la) (1b)
lOOV,/V
f Let the distribution o radii, r, in the assembly, be given by a probability density functiont f(rL
where rM and rm are the maximum and the minimum radii of the particles, and f(r) d r is the fraction of the particles with radii ranging from r to r + d r ; Figure 1.
Without loss of generality, the assembly of spheres can be replaced by an assembly of points and lines (SatakeI7);that is: (1) points (. . . , gi, gi, . . .) marking the centres of particles, and (2) lines (. . . ,gigi, m ,. . .) connecting the centres of adjacent particles which are in contact k at points (. . . , cj-k, . . .); Figure 2. This assumes that the corresponding fabric is represented with sufficient accuracy by the spatial distribution of points, and by the distribution and geometrical arrangement of lines. Satake calls the line connecting the centres of two contacting particles, branch. This designation is also used in this paper.
t An equation relating f(r) to the probability distribution of the radii of circular sections produced by a cutting plane, is given in Appendix I.
79
c. 1-j' d . ,: 1-3
Oi: BKtLUCH
gg .. 1 3
Since the volume of a sphere of radius r is $v3,and since the number of spheres in V with radii ranging from r to r + d r is m'"'f(r) dr, the total solid volume V , is estimated by
V, =
Jrr
' M
377r'm'"'f(r) d r
(4)
Furthermore, since the total volume V equals (1 + e ) V,, equation (3) can be rewritten to give the following estimate:t
s=--
(V)
3
4 r ( l + e ) 1 r 3 f ( r )d r :;
4 4 1+ e ) 3
(5 )
6=
I,
@ ( r ) f ( r )dr
(6)
for the mean of any function @(r), based on the probability density function f ( r ) . There are a number of published equations which attempt to relate the mean number, ti, of contacts per particle to the corresponding void ratio e (or porosity p ) ; e.g. Smith et al.," Field," Gray2*and Oda.23The mean number 5 is called the 'co-ordination number'. Figure 3 shows the relation between 6 and e for random assemblies of spheres; Oda.23Three assemblies are employed so as to examine the effect of grain size distribution, f ( r ) , on the relation between ii and e. In Figure 3, the homogeneous assembly consists of homogeneous spheres, the two-mixed assembly consists of spheres with two different radii, and the multi-mixed assembly consists of spheres with four different radii. Since all data points fall basically on the same curve, the relation between ti and e seems to be independent of the grain size distribution, f(r); Field" and Oda.23 Hence, it follows that
t An equation relating e and the number of particles which are intersected by a cross-section is given in Appendix 1.
80
I r e
0.5
1.0
1.5
Figure 3. Experimental relation between the mean co-ordination number, A, and the void ratio, e, (Oda)
Associated with each contact there are two contact points, one belonging to each contacting 1) particle. Accordingly, the total number, N(v), contacts (not contact points) is Tnm ( V , in of which m(v)is given by equation (3). Then, the density of contacts is
Equations (5) and (8) give the average number of particles and contact points in a typical volume. In general, particles and their centres are not distributed homogeneously, so that their density must be defined as a statistical variable with an associated probability density. Equations ( 5 ) and (8),however, yield first-order information for the description of the granular fabric, as is discussed below. 2.3. Distribution and geometrical arrangement of branches The mid-point, di-b on a typical branch, connecting two neighbouring particles, gi and gj, coincides with the point of their contact, c{-~,if the two particles have equal radii. Moreover, the number N v ) of contacts in volume V is exactly the same as the number of mid-points, irrespective of particle size. Accordingly, equation (8) not only gives the density N of contacts but also the density of mid-branch points.
a,
2.3.1. Angular distribution of branches. For this purpose, it is sufficient to use the probability density function E(n) which has been introduced by Horne and Oda to describe the angular distribution o contact unit normals, n. At each contact, two unit vectors, n and -n, which f
81
for spherical granules are coaxial with the corresponding branch, are considered. These vectors may be identified by angles a and #3 with respect to a fmed rectangular Cartesian coordinate system with coordinate axes xi,i = 1 , 2 , 3 ; Figure 4(a). The function E(n) satisfies
E(n) = E ( -n)
20
(9b)
where d R is an elementary solid angle equal to sin@d a d p (Figure 4(b)), and R is the unit sphere defined by O d a <27r and Odp < 7r. In view of the symmetry of E(n) given by (9b) it is convenient to use 2E(n) defined over f11/2, instead of E(n) defined over R, where 0 1 1 2 In is the half-unit-sphere defined by 0 Q < 27r and 0 c /? 7~12. this manner either n or - n corresponds to one branch. In the following discussion a fixed rectangular Cartesian coordinate system with coordinate axes xi, i = 1 , 2 , 3 , corresponding to unit base vectors ei is employed. In addition to this, we
X.
-x
i'
dli = sin6 da d6
x3
Figure 4. Contact unit normal vectors and the elementary solid angle dfl
82
M. O D A , S. NEMAT-NASSER A N D M . M. MEHRABADI
shall have occasion to use another rectangular Cartesian coordinate system, say x I, with unit base vectors el, which is obtained by a rotation of the xi-system about the origin;
x : = ci,xj, i, j
= 1, 2,
(10)
where repeated indices are summed, and cii = e: . eh the dot denoting inner product. The components of the contact unit normal n, with respect to the primed coordinate system, will be denoted by ni, and the corresponding spherical angles, by a ' and P'. Then defines the half-unit-sphere, 0 s a'< 27r and 0 S @'s7212. Finally, note that because of the symmetry condition, equation (9b),
[In lo 1"
n/2
2n
E(n) dR =
2E(a, P ) sin P d a d p =
/In,,,
2E(n) d n = 1
(1 1)
[I,
P(n)E(n)d~ =
lo 1"
n/2
277
2P(a, P E ( a , P ) sin P d a d P
where (P(n)) denotes the mean of P(n) with respect to the density distribution function E(n). If on the other hand P(n) = -P( -n) 2 0 over R, then
2P(n)E(n)d R =
II,
IP(n)lE(n)d R = (IP(n)l>
(13)
2.3.2. Distribution of branch lengths. The branch length 1 may be viewed as a random variable with the range, 2r, s 1 c 2rM (14)
where 2r, and 2rM are branch lengths corresponding to the two smallest (with the radius rm) and the two largest (with the radius rM) particles, respectively. Let g(1) be the probability density function defining the distribution of the branch lengths, I. It is reasonable to expect that g(1) is related to the probability density function f ( r ) which characterizes the statistical distribution of the particle radii. Consider two groups (A and B)of particles (Figure 5 ) , where the particles in group A have radii ranging from r to r + dr, while the radii of those in group B range from ( I - r ) to (1 - r ) + dr. For the particles in group A, which are in contact with those in group B,the branch lengths fall in the range 1 to 1 + 2 dr. Since each branch is considered to be selected at random, the probability, 2g'AR'(1) of selecting a branch with length in the interval 1 to 1 + 2 d r may be dr, assumed proportional to the number of particles belonging to the two groups, obtaining
2g'AB'(1)dr k f ( r ) d r f ( l - r ) d r =
(15)
where k is the proportionality coefficient to be determined.t If the radii of group A particles are within the range ( 1 - r M ) to (1-r,), then these particles certainly form, as the result of
t Equation ( 1 5 ) assumes that the conditional probability of contact is constant; this, in general, is not the case.
83
2dr
, c
r
t
GROUP A
t GROUP B
their contact with particles in group B, branches with lengths in the range I to I +2 dr. The function g(l) is obtained by adding every combination which yields a branch of length I, g(1) =
1
I - r m sr s I - r M
g'AB'(l)= 2
f(r)f(l-
r) dr
I-rM
g(0 dl = 1 which determines the proportionality coefficient k in equation (16). In this manner it finally follows that
which yields an estimate for the distribution of branch lengths in terms of the particle size distribution.
84
V
GROUP B P A R T I C L E S
b!(a)
GROUP A P A R T I C L E S \)-PLANE
BRANCHES OF T H E
I4ID-BRANCIi
POINTS
1 v i
( b ) ASSEMBLY OF BRANCH VECTORS
THE
V-PLANE
All particles located in the immediate vicinity of the v-plane can be divided into the following two groups (Figure 6(a)): Group A (hatched) are those particles whose centres are located on the negative side of the plane, and Group B (unhatched) are those whose centres are located on the positive side of the plane. Solid lines in Figure 6(a) are branches connecting the centres of the hatched particles with those of the unhatched ones, provided that there is a common contact. When one attempts to relate the microscopic contact forces (discrete) to the overall macroscopic tractions transmitted across an interior imagined plane (continuum), then the density, N),of the branches connecting the two groups across this plape, and the angular distribution, E()(n), these branches become of paramount importance. Note that E(n)is a surface of density function? different from E(n) which defines the angular distribution of all branches (or all contact normals) within a given volume.
+ This will be defined more precisely in Subsection 3.1.2.
85
3.1.1. Number of branches on an imagined plane. The branches connecting the two groups A and B intersect with the imagined u-plane, while branches corresponding to each group separately do not. So, the number, N),of branches per unit area of the imagined u-plane equals the density of the branch intersections with this plane. From all branches associated with the two groups, including those associated with the same group, select those branches whose lengths fall in the range I to I +dl, and whose directions lie within an elementary solid angle d R of the fixed orientation n. The probability of choosing such a branch is
where g ( f )is estimated by equation (18). Equation (19) is based on the reasonable assumption that the length I and the orientation n are statistically uncorrelated. Since the density of the mid-branch points is given by N in equation (8),
is the density of the mid-branch points corresponding to (19). Multiplying (20)by the relevant volume (see below), we determine, according to the definition of density, the number of branches with the following three properties: (1)they all fall in the solid angle dR of orientation n; ( 2 ) their lengths range from I to I + d l ; and (3) their mid-points are contained in the considered volume. If a branch of this kind has its mid-branch point at a distance less than or equal to +In.u from the u-plane, then this branch surely intersects the u-plane (see Figure 7). To find the density of such intersections, multiply (20)by the volume 1 x 1x In . w , obtaining
%Nfg(l)n. uE(n)dl d R
(21)
1
(a)
J
(b)
Figure 7 . Number of the branches which intersect the u-plane; note that the vector I intersects the u-plane when its mid-point is inside the region with volume 1 X 1 X I (n . u )
86
Upon integrating over f and R, we arrive at the average number per unit area, N,of branches which intersect the v-plane, I g ( l ) df
n1,z
2 n . vE(n) d f l
where
Note that N,which is a scalar associated with the vector v , is invariant under orthogonal transformation of coordinate systems. Defining the vector
Ni N f ( ( n i ( ) , i = 1, 2, 3 =
(24)
it fAlows from (22) that the number of contacts on any plane with the unit normal v is equal to the projection of N on v, i.e. N= N . v (25) In particular, note that the components N 1 ,N2 and N3 of N represent the density of contacts on planes normal to the coordinate axes xl, x2 and x3, respectively.
3.1.2. Angular distribution of branches on an imagined plane. Let dN(n) be the density (per unit area of the v-plane) of branches which intersect the imagined v-plane and lie within dR with orientation n. It is seen that dN(n)is given by integrating expression (21) with respect to I from 2rMto 2r,, dN(n) = 2 N n . vE(n) d R
I,,
21M
l g ( f )d l
= 2Nfn. uE(n) d R
(26)
If on the u-plane a probability density function E(n)is introduced to describe the angular distribution of the branches intersecting this plane,? then dN(n)is also given by
dN(n) NE(n) = dR
From equations (26) and (27), it follows that
(27) (28)
NEu(n)= 2 ~ i .n vE(n)
Since N= NI*(ln. vl), equation (22), equation (28) can be rewritten as
(29)
Since (In. is defined in terms of E(n), we see from (29) that E()(n)is completely characterized by the same probability density function. K o n i ~ halso~considered the function i~ E(n).His result is, however, different from equations (28) and (29).
+ T h a t is, E(n)di2 is the probability (per unit area) of intersections with the u-plane of branches which are in the elementary solid angle d o of orientation n.
4)
87
To calculate the overall macroscopic tractions transmitted across an imagined plane (Figure
6(a)), it is necessary to add up the contact forces which represent the mutual action of hatched and unhatched particles. This has been discussed in some detail in an accompanying paper." An examination of this kind immediately shows that the vector sum of the branches which intersect a unit area of a plane of arbitrary orientation plays a key role in such calculations. Here, therefore, we consider such a sum, from which emerges in a natural way a second-order tensor which we call the fabric tensor. Consider the assembly of branches connecting the centres of hatched and unhatched particles, across the ei-planet (Figure 6(a)), and observe that these branches can be replaced by the assembly of unit vectors, l/I as shown in Figure 6(b). The number of such vectors whose directions lie within dR, is N,E"i' (n)dn
(30)
Since 1 = In, it is clear that, in general, E"'(n) =Z?)(I). Now consider the projection, on the xi-axis, of the vector sum of all such I/I = n that intersect the ei-plane. Since the component of n in the +direction is n . eh this vector sum is given by multiplying (30) by n ei = ni,i.e.
Nin$ei) (n)d R
(31)
which stands for a second-order tensor, say, dFi+ The jth component of the total vector sum of all n's, measured per unit area of the plane normal to the ei-direction, is then obtained if we integrate dFii over R112,
Ei= Ni
[h,,,
n , d e 0 (n)d R
where equation (28) has also been used. When new coordinate axes, xl, are introduced, it is clear that Fii transforms as a second-order tensor, F:j = ~ikcjiFk1 (33) This quantity will be called the 'fabric tensor'. It is important to note that, while Fii is defined in terms of the probability density function E(n),its tensorial character is independent of the specific form of this function. As discussed by Oda19 and Oda ef ~ l . , ~ ' experimental results suggest that E ( n ) may be represented with good accuracy by an ellipsoid. Based on this fact, Oda" has defined the 'fabric ellipsoid'; see Subsection 4.2. It should be noted, however, that since 'fabric' as given by (32) is a second-order symmetric tensor, we may always represent it by an ellipsoid. That fabric may be represented by a second-order tensor, has been previously pointed out by Cowin,26Jenkins27 and Satake. l7
4. OTHER INDEX MEASURES
The fabric tensor Eidefined by equation (32) appears to represent a fundamental quantity for the characterization of granular material properties. For example, it may be used to define
t That is, the plane normal to the e,-direction.
88
a macroscopic (continuum) stress tensor in terms of (microscopic) contact normals and contact forces, as is discussed in some detail in an accompanying paper by the present authors. A similar tensor, namely
Jjj
= (njnj)
(34)
has been introduced by Satake who also stresses its potential fundamental nature. Gudehus2 has also introduced a tensor Aij,which he calls Affinitat, in order to represent macroscopically the microstructure of the soil. There are, however, other practically useful index measures which have been considered by various researchers. These include the mean projected solid path introduced by Horne, and the fabric ellipsoid proposed by Oda.I9 We shall briefly consider these below.
DIAMETKAL PLANE
particle is divided by its diametral plane into two portions: the positive portion which is in the positive xl-side, and the negative portion which is on the opposite side of the plane (Figure 8). One particle and one contact on its positive portion are selected at random, say, particle gj and contact c ; - ~ The contact ci-i is on the positive side of particle g , but at the same time, it is on the negative side of particle gi.Again a contact is chosen at random among those on the positive portion of particle gj, and it is connected by a straight line to c ; - ~This process is continued, connecting consecutively the selected contacts to obtain a zigzag path which is called a solid path by Horne. If the reference xi-axis is a symmetry axis of E(n), the general trend of the corresponding solid paths would correspond to this direction; otherwise the solid paths would deviate from the xi-direction. In the special case when a symmetry axis, say xl, of E(n) is considered, we can calculate the average number N! of contacts per unit distance measured in the x,-direction, which
89
NiSp) =
1 2I :;
(35)
with similar expressions for NiSpand N$sp. The idea of solid path has been frequently used to define strain rate, taking into account the granular fabric (e.g., Horne, Odai2 and T ~ k u e * ~ ) . It is of interest to compare equation (24) with equation (36), arriving for example, at
If the assembly consists of uniform spheres, every branch has the length 21. In this special case, f is exactly equal to 21, and equation (37) becomes
1 N 1 = N p i
with similar expressions for NZand N3.
si=hS J J
n, 12
2 n i ~ ( ndR )
90
M. O D A , S. NEMAT-NASSER A N D M. M. MEHRABADI
Comparing equation (39) with equations (36) and (24), the following interesting relations are obtained:
Accordingly, the two quantities Ni and Si have the same physical meaning. The following points should, however, be noted: (1) N, is precisely defined in terms of N , f and (Ini\),while the quantitiy A ( , which does S, not admit a precise identification, enters the definition of Si. an assembly of spheres which In are made of highly stiff materials like glass, quartz and metal, contact areas are very small, so that AS(,)is not easily identifiable; (2) Niis precisely identified only when an assembly is composed of spheres. On the other hand, Si can be defined even for an assembly of non-spherical particles.
5 . DISCUSSION
For a random assembly of spherical granules several measures of the fabric are introduced and their relation with each other and with other index measures previously presented by other investigators is discussed. These measures are the density of contacts, N (see equation (8)), the average branch lengths, f (see equation (23)), the vector N (see equation (24)), whose normal component in a given direction defined by the unit vector, Y, gives the density of the intersection of the contact normals with an imagined plane normal to the v-direction, and, finally, a second-order symmetric tensor, Ei (see equation (32)), which is intimately related to the overall macroscopic stress tensor, as has been discussed in rather great detail in an accompanying paper by the present authors. Indeed, during the flow of a granular medium consisting of spherical particles, the distribution of contact normals changes continuously in response to the change in overall macroscopic stresses. Hence, both the probability density function E(n) which characterizes the distribution of the contact unit normals, as well as the fabric tensor Fij = Nf(nini)which is defined in terms of E(n) and which is a measure of resultant forces transmitted across a unit area of imagined interior planes, change with the
91
overall macroscopic stresses. These observations are supported by experimental results, e.g. Oda e f d2'In fact, as discussed in Subsection 4.2, it has been suggested that the distribution function E(n) has the same symmetry as the stress tensor, and that it approximately resembles an ellipsoid which tends to become coaxial with the stress ellipsoid, as the plastic flow of granular material continues. It is readily seen that if E(n) is indeed an ellipsoid, then the ellipsoid associated with the fabric tensor F.i will be coaxial with it, and hence, one expects that the fabric tensor should tend to become coaxial with the stress tensor. To develop a complete set of constitutive relations for granular materials, taking into account fabric and its evolution, one requires two essential considerations: (1) one must relate at each instant (at each loading state) the overall macroscopic stress to the fabric measures, and in particular, to the fabric tensor; and (2) one must relate the overall macroscopic deformation rate tensor and the stress rate tensor to the rate of change of fabric, and hence, describe the stress rate in terms of the strain rate. In an accompanying paper, item (1) has been discussed in considerable detail by the present authors. The examination of item (2), on the other hand, demands an understanding of the manner by which the distribution of contact normals changes as new contacts are continuously developed while some existing ones are lost. Hence, the next major outstanding problem is to develop an evolutionary equation for the fabric tensor, which is being pursued by the present authors.
ACKNOWLEDGEMENT
This work has been supported by U.S. Air Force Office of Scientific Research, Grant No. AFOSR-80-0017 to Northwestern University. APPENDIX I If an assembly of spheres is cut along a plane by a saw, an assembly of circles would be observed in the resulting cross-section; Figure 10.We wish to establish some statistical measures relating to the arrangement of these circular sections.
CUTTlNG PLANE
II
92
range from r to r +dr. If the centres of particles with radii of r to r + d r are located within the distance r from the cross-section, then these particles can be intersected. Therefore, the particles contained in the volume 1 x 1 X 2r will be sectioned; Figure 10. Since the number of particles with radii of r to r + d r in this volume is 26rf(r)dr, the total number mccs) of circular sections on the cross-section is mcs =
I,
26rf(r) d r (Al)
=2si
It is worth noting that mCCs independent of the orientation of the cross-section, while the is number N in equation (22) depends linearly on the orientation of the considered imaginary plane. Hence equation ( A l ) provides no information regarding the anisotropic arrangement of the particles. Since the number m(cs) can easily be obtained experimentally, it can be used, instead of (3, define the density S, to
s=-
(CS)
2F
From equations (5) and (A2), the void ratio e can be estimated in terms of the averages 7 and 7,and mCS,
r i =x z + R 2
d R - x - J(rE-R2) dx R R
(A4)
We see that the probability of an intersection which forms a circular section o radius, R , is f equal to the probability that the particles centre be located within the distance x to x +dx from either side of the cross-section. Hence, mCSh(R) R = -26 dx d
(A6)
where the minus sign shows that R decreases with increasing x. From equations (A4), (AS) and (A2), h( R ) is determined,
lor
h(R ) d R
=1
93
In the assembly o spheres whose radii are distributed according to f ( r ) , the function h ( R ) f is given by (see Kendall and Moran3)
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